Menschenrechte und Strafrecht: Beiträge zur 4. Sitzung des International Forum on Crime and Criminal Law in the Global Era (IFCCLGE)
In: Schriften des Zentrums für Europäische und Internationale Strafrechtsstudien Band 5
In: V&R e Library
15 Ergebnisse
Sortierung:
In: Schriften des Zentrums für Europäische und Internationale Strafrechtsstudien Band 5
In: V&R e Library
Includes bibliographical references (p. [291]-309) and index ; China's legal system is characterized by the gap between law and reality. Focusing on regulatory law, and with reference to the foreign investment area, this book identifies the functional and structural problems within China's administrative legal system that perpetuate this gap. Topics examined in depth include China's unusual hierarchy of legislation, the lack of clear delineation between legal and policy norms, the great scope of discretion accorded to bodies charged with legal interpretation and implementation, the limited scope of judicial review, and the resulting problems of legislative inconsistency and haphazard legal enforcement. The book contends that China's legal system is being built on a faulty and incomplete basis, and that if these problems remain unaddressed, China's legal future is at risk ; published_or_final_version ; List of Diagrams ; Foreword ; Acknowledgments ; List of Abbreviations ; Bibliography p291 ; List of Statutes p311 ; Glossary of Chinese Words p321 ; Index p327 ; Ch. 1.Law and Reality ; Ch. 2.China's Administrative Legal Structure ; Ch. 3.Legal Flexibility ; Ch. 4.Legal Consistency ; Ch. 5.Implementation of Law ; Ch. 6.Legal Supervision ; Ch. 7.Conclusion ; The Role of Law and Its Contribution to Social Cohesion p4 ; The Basic Consensus Underpinning Social Order in Imperial China p17 ; Legal Reform 1904-1949: The Beginning of Normative Dislocation p20 ; The Manufacture and Breakdown of Consensus Underpinning China's Social, Political and Legal Order - 1949-78 p21 ; The Era of Reform (1978-Present) - The Attempt to Reconstruct Consensus Through Law p33 ; Law and Policy as Agents of Social Change p42 ; Renewal of Legitimacy Through Law p46 ; Lawmaking and Discretion p54 ; Hierarchy of Legislative Authority p55 ; Inherent and Conferred Power of State Power Organs and Administrative Bodies to Make Law p56 ; Lawmaking at the National Level p59 ; Lawmaking at the Local Level p83 ; Characteristics of Legal Drafting p95 ; Bringing Law Down to Reality - Specification and Administrative Interpretation p104 ; Normative Documents p105 ; Specification by State Council Departments p110 ; Specification by Local Government and Local Functional Departments p124 ; Legal Interpretation p135 ; Constitutional Supervision p148 ; Legislative Supervision p153 ; The Legal Status of Administrative Rules, Administrative Interpretations and Normative Documents p159 ; The Non-Application of Conflicting Rules and Normative Documents by Judicial and Quasi-Judicial Bodies p172 ; Tools of Legal Enforcement: Types of Specific Administrative Acts p190 ; Normative References Underlying the Policies of Legal Implementation Adopted by Administrative Bodies p222 ; Judicial Review and China's Lack of an Independent Legal Tradition p244 ; Administrative Review Organs and Their Ability (or Inability) to Perform Impartial Reviews of Administrative Action p260 ; Supervision by the Supreme People's Procuratorate p261 ; Supervision of Legal Implementation by Legislative, Administrative and Party Organs p263 ; The Implications of Continued Legal Dislocation p284 ; Preconditions for Further Development and Reform p285
BASE
中國自一九七八年以來一直致力於法制現代化建設,但至今仍未能建立一個具有高度凝聚力和獨立性的法律共同體,國家與法律職業之間的關係依然緊張。職業主義並沒有隨著過去三十年的法律發展而成為改革的核心。在這種背景下,非職業化法律服務制度在中國的發展無疑值得進一步的關注與研究。 ; 本文將分析國家在職業化與非職業化機制中所扮演的角色。在全面評估非職業化法律服務發展概況的基礎上,分析的焦點將放在基層法律工作者和非政府組織雇員這兩類重要的非職業化服務團體上。本文也將通過實證研究與比較研究的方法對這兩種類型的非專業人士進行深入的探討。 ; 本文通過以上視角得出若干重要的啟示。第一, 非職業化法律制度的發展主要服務於國家控制的目標。第二,非職業化法律服務團體的生存與發展必須建立在滿足特定國家機構利益的前提上。第三,在本文所觀察的樣本中,非政府組織雇員比基層法律工作者更有效率。總體而言,國家在職業化和非職業化機制的形成與運作中都發揮了決定性的作用。 ; Since 1978 China has been committed to modernizing its legal system, yet a cohesive and independent community of legal personnel is far from established and the tension between the state and the legal community remains high. Despite three decades of legal development, China has not truly made professionalism central to its reform agenda. Among many others, one noteworthy but understudied aspect is the widespread use of non-lawyers in the legal services system. ; This dissertation aims to examine the role of the state in the making of professional and non-professional mechanisms in China. In addition to a holistic evaluation of non-professional legal services, the dissertation includes empirical studies and comparative analyses of the two most important groups of non-lawyers the government-sponsored basic-level legal workers and the non-lawyer staff of non-governmental organizations. ; These perspectives reveal a number of important facts. First, the development of non-professional legal institutions mainly serves the purpose of state control. Second, non-professional groups are able to survive only by satisfying the bureaucratic interests of specific state agencies. Third, the staff of non-governmental organizations observed in this study appeared to perform more effectively than basic-level legal workers. Overall, the dissertation argues that the state dictates the formation and operation of both professional and non-professional mechanisms in China. ; Detailed summary in vernacular field only. ; Detailed summary in vernacular field only. ; Detailed summary in vernacular field only. ; Pan, ...
BASE
Lee Chun Sing. ; Thesis (M.Phil.)--Chinese University of Hong Kong, 2006. ; Includes bibliographical references (leaves 64-68). ; Abstracts in English and Chinese. ; Abstract --- p.i-ii ; Acknowledgment --- p.iii ; Contents --- p.iv ; Lists of Tables --- p.vi ; Lists of Figures --- p.vii ; Chapter Chapter One --- Introduction --- p.1 ; Chapter Chapter Two --- The Basic Model with Exogeneous Real Interest Rate --- p.6 ; Chapter 2.1 --- Introduction --- p.6 ; Chapter 2.2 --- Benchmark Model --- p.9 ; Chapter 2.3 --- Discussion of Results --- p.18 ; Chapter 2.3.1 --- Agent Behaviour --- p.19 ; Chapter 2.4 --- Numerical Examples --- p.23 ; Chapter 2.4.1 --- Base Results --- p.25 ; Chapter Chapter Three --- The Basic Model with Endogeneous Real Interest Rate --- p.28 ; Chapter 3.1 --- Numerical Examples --- p.30 ; Chapter 3.1.1 --- Base Results --- p.30 ; Chapter 3.2 --- Government Policy Evaluation --- p.33 ; Chapter 3.2.1 --- Education Subsidies --- p.35 ; Chapter 3.2.2 --- Wage Subsidy --- p.35 ; Chapter 3.2.3 --- Base Case Outcome --- p.36 ; Chapter Chapter Four --- Conclusions --- p.40 ; Appendix A --- p.41 ; Appendix B --- p.42 ; Appendix C --- p.42 ; Tables --- p.47 ; Figures --- p.58 ; References --- p.64
BASE
Law Wing Fai. ; Thesis (M.Phil.)--Chinese University of Hong Kong, 2005. ; Includes bibliographical references (leaves [151]-156). ; Abstracts in English and Chinese. ; ABSTRACT --- p.I ; 摘要 --- p.II ; ACKNOWLEDGEMENT --- p.III ; TABLE OF CONTENTS --- p.IV ; Chapter CHAPTER ONE --- INTRODUCTION --- p.1 ; Background --- p.1 ; Purpose --- p.3 ; Organization --- p.4 ; Chapter CHAPTER TWO --- REVIEW OF THEORIES AND LITERATURE --- p.5 ; The Literature on Foreign Direct Investment --- p.5 ; The Literature on Legal Issues --- p.10 ; Chapter CHAPTER THREE --- METHODOLOGY --- p.17 ; Data Collection --- p.17 ; Control Variables in Detail --- p.20 ; Design of Regression Models --- p.26 ; Methodology --- p.28 ; Chapter CHAPTER FOUR --- THE EFFECTS OF LEGAL FACTORS ON INVESTMENT MODE SELECTION --- p.29 ; Rationale for the Study --- p.29 ; Fundamental Differences between Partial Acquisition and JV --- p.30 ; Importance of Legal Institutions in the Choice of M&A and JV --- p.33 ; Hypothesis on the Effects of Legal Factors on Investment Mode Selection --- p.34 ; Hypothesis on Legal Origin --- p.34 ; Hypothesis on Shareholder Protection --- p.36 ; Hypothesis on the Government Enforcement Efficiency --- p.39 ; Hypothesis on Securities Regulation --- p.42 ; Hypothesis on Accounting Standard and Corporate Transparency --- p.42 ; Hypothesis on Other Legal Issues --- p.43 ; Empirical Evidence for the Effects of Legal Factors on Investment Mode Selection --- p.45 ; Legal Origin --- p.45 ; Shareholder Protection --- p.48 ; Government Enforcement Efficiency --- p.50 ; "Securities Regulation, Accounting Standard and Corporate Transparency" --- p.52 ; Other Legal Issues --- p.54 ; Chapter CHAPTER FIVE --- THE EFFECTS OF LEGAL FACTORS ON OWNERSHIP PROPORTION DECISION --- p.57 ; Rationale for the Study --- p.57 ; Hypothesis on the Effects of Legal Factors on Ownership Proportion Decision --- p.57 ; Hypothesis on Legal Origin --- p.59 ; Hypothesis on Shareholder Protection --- p.59 ; Hypothesis on Government Enforcement Efficiency --- ...
BASE
Zhang, Jiayu. ; Thesis (M.Phil.)--Chinese University of Hong Kong, 2009. ; Includes bibliographical references (p. 136-147). ; Abstract also in Chinese. ; Abstract --- p.iiii ; Table of Contents --- p.viii ; List of Abbreviations --- p.ix ; List of Figures --- p.x ; List of Tables --- p.x ; Chapter Chapter I: --- Introduction --- p.1 ; Chapter 1. 1 --- What happened to China´ةs SRB? --- p.1 ; Chapter 1. 2 --- Women´ةs Human Rights as important Human Rights --- p.3 ; Chapter 1. 3 --- SRB and Women´ةs Rights --- p.6 ; Chapter 1. 4 --- Research Purpose and Methods --- p.7 ; Chapter 1. 5 --- Research Outline --- p.17 ; Chapter Chapter II. --- The Particular Features in China´ةs SRB --- p.20 ; Chapter 2. 1 --- The Regional Features in SRB --- p.20 ; Chapter 2. 2 --- The Ethnic Features in SRB --- p.23 ; Chapter 2. 3 --- The Features by Birth Order --- p.24 ; Chapter Chapter III. --- The Causes of Imbalanced SRB --- p.26 ; Chapter 3. 1 --- The Proximal Causes --- p.26 ; Chapter 3. 2 --- The Fundamental Cause --- p.31 ; What Encourage son preference in China? --- p.32 ; Chapter 3.2.1 --- Cultural and Historical Factors --- p.33 ; Chapter 3.2.2 --- Economic Factors --- p.38 ; Chapter 3.2.3 --- Law and policy as a Structural Factor --- p.40 ; Political Silence --- p.42 ; Economic Subordination --- p.43 ; Sexual Subordination --- p.48 ; Birth Control --- p.50 ; Chapter Chapter IV. --- The Consequences of Imbalanced SRB from a Human Rights Perspective --- p.58 ; Human Rights Violation against Women in the SRB Issues --- p.59 ; Chapter 4.1 --- Rights Violations Which Cause the Distorted SRB --- p.59 ; Chapter 4.2 --- Rights Violations for Which the Abnormal SRB is a Cause --- p.66 ; Chapter 4.2.1 --- Trafficking in Women --- p.70 ; Chapter 4.2.2 --- Sexual Crimes --- p.72 ; Chapter 4.2.3 --- Women´ةs Civil and Political Rights --- p.73 ; Chapter Chapter V. --- Women´ةs Human Rights Mechanism and Domestic Measures Adopted to Control Abnormal SRB --- p.76 ; Chapter 5.1 --- The International Human Rights Fundamental for ...
BASE
自1840年清廷與英國簽訂《南京條約》以來,長久以來東亞地區傳統國家對於人身的掌握方式以及以朝貢冊封作為手段所建立的天下秩序便日漸被削弱且重新被編入近代西方國際法秩序之中。在此過程中,當時的東亞各國,皆曾嘗試一方面遵行近代西方的國際法秩序,一方面使用西式的法律將自身塑造為符合西方意義下的近代國家以達到可以完全在其「國」內外掌控其臣民之人身並同時受到西方列強所承認的目的。而所謂的近代西方國際法秩序,特別是在其秩序下主權國家所代表的對外擁有獨立性以及對內之臣民與領土擁有排他性權力等特質,更被明治維新之後的日本政治家與知識分子視為是國體存在的憑藉與證明,是使日本得以與歐美列強建立平等外交關係的前提之一。換句話說,日本近代法秩序中具有明顯地使日本作為一個主權國家融入近代西方國際法秩序的企圖。 ; 然而自1890年《大日本帝國憲法》正式實施以來,日本先後在甲午戰爭以及日俄戰爭後領有臺灣與朝鮮。日本帝國在法律上所須支配的範圍不再僅限於日本列島,同時更包含了以上在帝國轄下這些地域的人身流動。在此種情況下,本研究企圖解決兩個問題,即:第一,當時什麼是「臺灣人」?而臺灣人在帝國內被日本政府以法律的方式賦予怎樣的法律地位?而這個法律地位在治安法律的適用上與帝國內的其他人群,特別是日本內地人之間又具有怎樣的差別,而其成因又是什麼?第二,當《治安維持法》作為當時日本帝國下日本與臺灣兩地域所共同擁有的治安法律時,帝國的裁判機構是如何根據帝國下各地域在地社會的情形而處理在各地域的治安法律案件的?而這些法院的判例又對於當時「臺灣人」族群意識的形成具有怎樣的影響?以及這些法律關係對於了解整個日本帝國的發展所具有的意義上有什麼幫助? ; 而經由本研究,筆者得出結論,認為帝國下的「臺灣人」的法律地位與其治安法律的適用是與日本帝國權力秩序之結構有著深刻的關係。而當時帝國權力秩序之結構事實上即是近代西方國際法秩序在東亞的滲透、天皇制國家的國體論述、兩地各自過往治安法律的實施背景,以及當時日本國內外的臨時事件的各個因素所形成的,並且影響了「臺灣人」作為一個族群意識的形成。 ; Ever since the mid-19th century, the traditional East Asian Hua Yi (華夷) system has been weakening and was re-incorporated into the modern Western world order because of the rise of the Western powers. This process not only broke the old ruling order (in East Asia connected through the Tribute system), but also made the East Asia countries greatly shaped by the new concept of the International Law, for example the equal status between all sovereign states and the sovereign states had exclusive authorities over their people and territories. In this trend, Japan, China, and other East Asian countries were to some extent, tried to not only comply with the order of the International Law, but also made themselves a sovereign state recognized by the Western powers in order to avoid their diplomatic intervention using the excuse of different concept of law. ; In this pursuit, the legal system, particularly the characteristics in the constitution that a country owning a constitution was independent from external interferences and superior to domestic affairs have attracted many Japanese intellectuals and politicians in the Meiji period (1868-1912). They ...
BASE
In: Schriften zum chinesischen Recht Band 6
In: De Gruyter eBook-Paket Rechtswissenschaften
This workprovides a comprehensive analysis of the Tort Law of the People`s Republic of China. It examines the status quo of the discourse in the literature and provides specific illustrations of how general Tort principles such as causation, negligence and damages are applied in Chinese courts. Since the availability of Chinese case law is limited and many opinions lack reasoning, the volume analyses representative cases to provide a basic understanding of how Tort Law functions within the Chinese legal system. Jörg Binding, GIZ China.
學者研究中國上古時期政治思想,往往以漢武帝以後的儒家思想作為國家權力正當性的基礎,但是此理論的缺憾是,如果只以儒家思想作為國家意識形態的標誌,就難以解釋西漢武帝以前的國家權力正當性是如何運作的。其實早在作為中國最早期實行帝制的秦王朝,已憑著統一的法律標準與有利於專制王權實行管治的官僚機構,確立國家專制權力的基本模式。 ; 本文試圖從儒法之爭的框架跳出來,從法律思想的角度,考察先秦至秦代的法律觀念、法律與國家官僚機構的關係及法律原則與「國家意識形態」的關係等議題。為了更貼近自秦至秦知識分子的「生活世界」,本文採用回到文本本身的研究方法,找出反映儒、道、法各家思想特徵的文本及其中的思想如何互相對話與融合,並從中探討戰國中後期至秦的知識分子與國家官僚對法律與政治觀念的表達,及其中的政治關懷。 ; 本文將從法律思想與國家意識形態的角度,更緊密地考察法律觀念背後反映的政治權力意識,從先秦至秦「刑」、「法」的觀念與實踐的起源、秦國家法律標準、秦法律原則與官僚政治道德的關係三方面探討秦代國家專制權力的正當性基礎。 ; Conventional studies on Ancient Chinese political thoughts consider Confusianism as the basis for legitimising the ruling of the state. However, this theory fails at explaining the period before Han Wudi(漢武帝) officially proclaimed the supreme status of Confusianism. As early as Qin Dynasty(秦朝), the state has established a centralised authoritarian government through its standardised legal practice and complex bureaucratic system. ; Therefore, this study avoids the orthodoxy in explaining political thoughts with the struggle between Confucianism and Legalism and investigates the relationship of laws and the bureaucratic system as well as that of legal principals and state ideology in pre-Qin and Qin period. By scrutinising the contemporary thoughts through careful textual analysis, this study expounds the encountering of Confusianism, Daoism, and Legalism and also their synthesis. Upon this, it moves on further to examine how the literati and the bureaucrats in later Warring-States period(戰國時代) to Qin Dynasty delineated laws, political beliefs, and the political concerns therein. ; From the perspective of state ideology, this study aims at analysing the conception of political power as reflected by the legal thoughts in three dimensions: 1) the origin and practice of "xing"(刑) and "fa"(法) in Pre-Qin and Qin period; 2) the historical image and the relationship between legal standard and state ideology as embodied in the reform of Shang Yang(商鞅變法) in the Qin state(秦國); and 3) the legal principles and the political morality of the state bureaucrats in the later ...
BASE
Hong Kong is clearly within the 'One Country' and this is simply no longer an issue. How the 'Two Systems' can survive, and how they should interact, is the riding question. The substance of mutual legal assistance in general, and extradition — or rendition — in particular, in a domestic context is not necessarily different from that in an international context. Such assistance will be the subject of an agreement between two jurisdictions arrived at through a process of negotiation and agreed upon by both parties. There is no inherent substance in any extradition agreement, international or otherwise. The substance is negotiable depending upon necessity and the parties' political will and political skill. No one party should impose its will on the other. The only question is what are the terms that should go into a rendition agreement between Hong Kong and the Mainland? ; published_or_final_version
BASE
自20世纪90年代起,金融及法律界学者逐渐提出到境外发达资本市场上市可以发挥其 "捆绑"作用:企业可以通过跨越本国薄弱的法律机制,受制于发达国家的法律以及监管,实现公司治理的提高。"捆绑理论起源于美国, 但随后也被运用于全球市场的其他角落。 问题关键在于本国市场与境外市场之间是否存在一个"质量差距", 因为只有在"质量差距"存在的情况下,"捆绑"的作用才有可能产生。 ; 源于"香港"英文拼写中的第一个字母H,到香港上市的中国企业被统称为H-股公司。自"青岛啤酒"于1993成功于香港上市,至今香港联交所已有169 间H-股公司。其中,2002至2006 是到港上市的高峰期. 此期间,中国资本市场混乱,难以发挥为企业融资的作用。鉴于此,中国政府鼓励国内企业到香港上市,寄予通过香港更好的治理机制,实现对本土企业治理实践的提高。 ; 当前,人们普遍认为香港上市可以顺利提高中国企业的治理实践。如若事实如此,我们有理由相信中国本土市场与香港市场之间存在明显的"质量差距"。也就是说香港市场的治理体系优于国内市场。此文以中小股东保护为出发点,于以下几个方面探讨两地之间是否存在"质量差距":信息披露,独立董事,金融中介机构的"看门人"作用,证券法的公力救济,以及公司法,证券法的私力救济。 ; In the 1990s, finance and legal scholars gradually proffered the view that cross-listing in a developed market functions as a "bonding" mechanism: a firm may improve governance practices in spite of the home country's weak legal institutions by subjecting itself to the legal and regulatory regime of the developed market. Initially developed in the context of overseas companies listed in the US, this bonding effect has been applied to other places of the global market as well. Critical to this scenario is the existence of a "quality gap" between the home and the foreign markets, which must exist for generating the bonding effect. ; Chinese companies listed in Hong Kong are known as H-share companies for the first letter of the listing locality. Since the birth of the first H-share company, Tsingtao Beer, in 1993, a total of 168 H-share companies have floated on the Stock Exchange of Hong Kong. A majority of these companies were listed between 2002 and 2006. Around this period, the two domestic exchanges were highly volatile and failed to provide an efficient fund-raising device for Chinese companies. Against this backdrop, the Chinese government adopted the strategy of encouraging domestic companies list in Hong Kong, which is perceived to be a better governance regime, thereby bonding the governance practices of Chinese companies to a superior standard. ; It is current conventional wisdom that the governance practices of Chinese companies can be enhanced indeed through ...
BASE
Unauthorised use of the trademark logo on social media on a massive scale has led to frequent legal conflicts between trademark holders, social media providers and internet users and legal uncertainty. The thesis concludes that trademark infringement and dilution laws in the U.S. and EU are inadequate to solve this problem. The trademark logo on social media should be protected against unauthorised use, even though it is not used to sell the good or service the trademark indicates, but is used in a commercial environment. Two premises for any solution are that first the enforcement should be made automatic, since litigation on a case-by-case basis is not scalable, and second that the safe harbour provisions for online service providers, that aggravate the problem, should be substituted for strict liability. The trademark logo can be seen as the personification of the trademark holder, and one can argue that the stability of the trademark logo is not only in the interest of the trademark holder but also of society at large. One can argue that trademark dilution already provides a kind of moral right of integrity for the trademark logo. However, this right is limited to trademark logos that are considered famous or have a reputation, and, moreover, that are used in a commercial way. This thesis argues that also the trademark logo that did not reach the requested level of fame or reputation and is used in a non-commercial way should also be protected against unauthorised use on social media. Therefore the moral right of integrity is proposed for the trademark logo. Until the law will be amended to include a moral right of integrity for the trademark logo, this thesis suggests to implement proactive solutions in the walled gardens of social media as a testing ground for potential legislation. This automated solution is scalable, makes intellectual property protection and enforcement not only effective but also more calibratable to social policy goals and will inevitable lead to an algorithmic justice. ...
BASE
In: Schriften zur Rechtsgeschichte Band 178
In: Duncker & Humblot eLibrary
In: Rechts- und Staatswissenschaften
Ulrich Manthe, der seit mehr als 30 Jahren an der Universität Passau als Professor für Bürgerliches Recht und Römisches Recht wirkt und 2017 seinen 70. Geburtstag feiert, wird mit dieser, von seinen Schülern verfassten Festschrift geehrt. Diese trägt den Titel "Itineraria iuris", denn Wegbeschreibungen des Rechts waren es, die Ulrich Manthe in seinen unvergessenen Vorlesungen bot. Seine beiden großen Interessensgebiete, das römische und das chinesische Recht, deren wissenschaftliche Durchdringung er entscheidend geprägt hat, spiegeln sich in den Beiträgen der Festschrift wider. Ulrich Manthe hat nicht nur eine Vielzahl von Veröffentlichungen zum römischen Recht vorzuweisen, genannt seien nur seine allseits bekannten Studien zu den Institutionen des Gaius, sondern auch zahlreiche Publikationen zum chinesischen Recht und zur chinesischen Sprache und Kultur. Die Bandbreite der Festschriftbeiträge reicht vom römischen Erbrecht über den gutgläubigen Erwerb nach chinesischem Recht bis hin zur Insolvenzanfechtung nach der InsO. / "Itineraria iuris – From Rome to China. Essays in honour of Ulrich Manthe on the occasion of his seventieth birthday" -- This Festschrift honours Ulrich Manthe, who celebrates his 70th birthday in 2017. Both of his great areas of interest, i.e. Roman law and the law of China, which he has decisively shaped through a large number of publications and through his highly respected teachings, are mirrored by the contributions to the Festschrift. The breadth of the Festschrift chapters reaches from legal history to sino-legal topics and aspects of current German law
在过去十年间里,中国立法机关及政府机关已制定颁布了大量新的法律法规。这些法律从数量和质量上而言,和过去相比都有了很大飞跃,公司法和证券法领域尤为如此。 法律从业人员数量的增多满足了人们多元化的法律需求。财经媒体的迅速发展使得大众对商业和市场运行、以及相关法律法规产生了更加深刻的认识。 然而,这些方面的改善并不意味着中国上市公司小股东保护也得到了相应的加强。 ; 本文主要围绕以下三部分内容进行了探讨:1.中国现行法律下规制小股东保护的法律原则及规则;2.从政治环境的角度分析政治对部分规则形成的影响以及一些规则在实践中未能达到其立法旨意的原因;及3.小股东积极通过诉讼保护自身权利的现状及困境。作者评估了法律在小股东保护方面的实际效果,并分析中国的当代政治对法律达到其原本立法旨意的影响。虽然保护小股东及上市公司治理的法律框架已越来越全面,但实践中,小股东通过诉讼途径来有效实现自身权利却仍困境重重。本文认为,法院拒绝受理针对政治背景深厚的公司提起的诉讼、小股东面临的举证困难、法院收取的高额诉讼费用等因素都是小股东在实践中所要克服的障碍。 ; 本文认为,影响众多中国上市公司治理的最大问题以及小股东通过诉讼途径保护自身权益的最大障碍正是党国体制对经济活动的干预,尤其是对于部分上市公司和法律程序的干预。为论证该观点,文本首先分析了党国是如何参与并影响中国上市公司的治理。文章发现,党组织在那些由国家直接或间接控股的上市公司发挥了重要的决策及监督作用。此外,文章还分析了民营性质的上市公司是如何受到地方政府的干预。文章认为,针对上市公司的政治干预消弱了法律治理的作用,同时也损害了小股东的合法权益。为了实现对小股东的保护,法律不但要保护小股东不受私权的侵犯(比如私人或私人实体对小股东作出的欺诈或不当行为),更重要的是保护小股东权利不受到来自党国体制默许、支持、甚至实际参与的行为的侵犯。 ; In the past decade, China has experienced an exponential increase in the quantity and quality of new laws and regulations promulgated by the state and its agencies, especially in the area of company law and securities regulation. The legal profession grows and provides ever more diversified services to a public, whose awareness of business and market practices, as well as to some extent the legal rules and principles governing these, are being strengthened by the burgeoning financial media. Yet, these improvements do not necessarily translate into better protection for minority shareholders of Chinese listed companies. ; This thesis discusses the legal rules and principles governing minority shareholders' protection, the political realities that have shaped some of the rules and, as argued here, threaten to undermine some of the principles, and minority shareholders' activism to enforce their rights through litigation. The author has sought to test how law functions in the area of minority shareholder protection and how political practice affects the functioning of law in this area. While the legal framework for minority shareholders' protection and for the corporate governance of Chinese listed companies is becoming increasingly ...
BASE
submitted by Li Jiehui. ; Thesis (M.Phil.)--Chinese University of Hong Kong, 1998. ; Includes bibliographical references (leaves 119-126). ; Abstract also in Chinese. ; Acknowledgements --- p.v ; Abstract --- p.vi ; Abbreviations --- p.viii ; Tables and figures --- p.ix ; Chapter Chapter 1 --- Introduction --- p.1 ; Chapter 1.1 --- The research question --- p.1 ; Chapter 1.2 --- The research method --- p.3 ; Chapter 1.2.1 --- The legal and political scales --- p.3 ; Chapter 1.2.2 --- The adaptation of Page's method in China --- p.5 ; Chapter 1.2.3 --- The utilities of the two scales --- p.6 ; Chapter 1.3 --- The research plan --- p.8 ; Chapter Chapter 2 --- Central-local relations in China: an overview --- p.10 ; Chapter 2.1 --- Major reforms in central-local relations --- p.10 ; Chapter 2.2 --- Provinces under the economic cycle --- p.13 ; Chapter 2.3 --- The case of Guangdong --- p.14 ; Chapter Chapter 3 --- Legal assessment I: China --- p.16 ; Chapter 3.1 --- The general legal framework --- p.17 ; Chapter 3.1.1 --- Omni-competence --- p.17 ; Chapter 3.1.2 --- Dual subordination --- p.18 ; Chapter 3.1.3 --- The role of the Party --- p.20 ; Chapter 3.2 --- Legal documents and opportunities --- p.21 ; Chapter 3.2.1 --- National laws --- p.21 ; Chapter 3.2.2 --- Administrative regulations --- p.22 ; Chapter 3.2.3 --- Government/Party documents --- p.24 ; Chapter 3.2.4 --- Local legislation --- p.27 ; Chapter 3.3 --- Assessing legal localism --- p.28 ; Chapter Chapter 4 --- Legal assessment II: Guangdong --- p.30 ; Chapter 4.1 --- Build up a legal framework: 1979-1988 --- p.31 ; Chapter 4.2 --- Recession: 1989-1990 --- p.34 ; Chapter 4.3 --- Legislation of interests: 1991 -now --- p.34 ; Chapter 4.3.1 --- The case of the regulation for property registration --- p.37 ; Chapter 4.4 --- Development of other provinces: a comparison --- p.40 ; Chapter 4.5 --- Major findings --- p.43 ; Chapter Chapter 5 --- Political assessment I: China --- p.44 ; Chapter 5.1 --- Page's methodology --- p.44 ; Chapter 5.2 --- The ...
BASE