European governance and supranational institutions: making states comply
In: Routledge advances in European politics 14
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In: Routledge advances in European politics 14
In: Journal of common market studies: JCMS, Band 42, Heft 5, S. 999-1022
ISSN: 0021-9886
World Affairs Online
In: Journal of Common Market Studies 42 (5): 999-1022, 2004
SSRN
In: Journal of European Public Policy 10 (1): 1-19, 2003
SSRN
In: Journal of European public policy, Band 10, Heft 1, S. 1-19
ISSN: 1466-4429
Existing literature is overwhelmingly skeptical about the capacity of the Council Presidency to shape the EU agenda. The presidency's ability to promote private concerns is considered highly limited &, typically, the presidency is depicted as a "responsabilite sans pouvior." This article challenges the conventional wisdom on theoretical & empirical grounds. Theoretically, it develops a conceptual framework that expands the notion of influence, by distinguishing between three forms of agenda-shaping: agenda-setting, agenda-structuring, & agenda exclusion. In this exercise, I draw on theories of bargaining & decision making developed in international relations & American politics. Empirically, the article provides an inventory of the instruments available to the presidency within each form of agenda-shaping, as well as illustrative cases that demonstrate how presidencies regularly influence outcomes in EU policy making. Illustrations are drawn primarily from the six consecutive presidencies in the period 1999-2001: Germany, Finland, Portugal, France, Sweden, & Belgium. 39 References. Adapted from the source document.
In: Journal of European public policy, Band 10, Heft 1, S. 1-19
ISSN: 1350-1763
In: International organization, Band 56, Heft 3, S. 609-643
ISSN: 0020-8183
Die gegenwärtige Debatte über die Erfüllung wurde im Rahmen von zwei widerstreitenden Perspektiven, wie Staaten dazu veranlasst werden könnten, internationale Regeln einzuhalten, geführt: Durchsetzung oder Management. Während die Durchsetzungstheoretiker eine Zwangsstrategie der Überwachung und Sanktionen betonen, befürworten Management-Theoretiker einen Problemlösungsansatz, der auf dem Aufbau von Kapazitäten, der Interpretation von Regeln und Transparenz beruht. In diesem Artikel wird das Konzept, Durchsetzung und Management seien konkurrierende Strategien zur Erreichung von Erfüllung, kritisiert. Ausgehend vom Fall der Europäischen Union (EU) und einem Vergleich mit anderen internationalen Regimes wird vorgeschlagen, Management und Durchsetzung seien am effektivsten, wenn sie gemeinsam eingesetzt werden. Die Verbindung von kooperativen und Zwangsmassnahmen in einer "Management-Durchsetzungsleiter" macht die EU sehr erfolgreich in der Bekämpfung von Verletzungen, wodurch Nicht-Erfüllung zu einem temporären Phänomen wird. Eine Untersuchung der Regime in den Bereichen Handel, Umwelt und Menschenrechte unterstützt diesen Vorschlag; Erfüllungssysteme die beide Mechanismen beeinhalten sind besonders effektiv in der Regelsicherung, wohingegen Systeme, die nur auf eine der Strategie bauen, an identifizierbaren Schwächen leiden. (SWP-Jns)
World Affairs Online
In: West European politics, Band 25, Heft 1, S. 23-46
ISSN: 0140-2382
Why, how, and with what consequences do national governments delegate political authority to supranational institutions? Contrary to the static conceptions of delegation that dominate the existing literature, this article adopts a dynamic approach, where the stages of the delegation process are integrated into a coherent rational institutionalist framework. With demonstrations from the case of the European Union, the article argues that: (1) the expected consequences of delegation motivate governments to confer certain functions to supranational institutions; (2) the nature of these functions influences the design of mechanisms for controlling the institutions; (3) institutional design shapes the consequences of delegation by facilitating or obstructing attempts by the institutions to implement private agendas; and (4) the consequences of previous rounds of delegation affect future delegation, institutional design, and interaction, through positive and negative feed-back loops. (West European Politics / FUB)
World Affairs Online
In: West European politics, Band 25, Heft 1, S. 23-46
ISSN: 1743-9655
In: International Organization, Band 56, Heft 3
SSRN
In: International organization, Band 56, Heft 3, S. 609-643
ISSN: 1531-5088
The contemporary debate on compliance has been framed in terms of two contending perspectives on how best to make states comply with international rules: enforcement or management. Whereas enforcement theorists stress a coercive strategy of monitoring and sanctions, management theorists embrace a problem-solving approach based on capacity building, rule interpretation, and transparency. In this article, I challenge the conception that enforcement and management are competing strategies for achieving compliance. Based on the case of the European Union (EU) and a comparison with other international regimes, I suggest that enforcement and management mechanisms are most effective when combined. The twinning of cooperative and coercive instruments in a "management-enforcement ladder" makes the EU highly successful in combating violations, thus reducing non-compliance to a temporal phenomenon. An examination of regimes in the areas of trade, environment, and human rights lends additional support to this proposition; compliance systems that offer both forms of mechanism are particularly effective in securing rule conformance, whereas systems that only rely on one of the strategies suffer in identifiable ways.
In: West European Politics 25 (1): 23-46, January 2002
SSRN
All negotiations in international organizations and all multilateral conferences are chaired by member state representatives or supranational officials, with mandates to manage the agenda, structure the deliberations, and broker agreements. Yet existing literature offers no coherent explanation of the sources of this institutional practice or its effects on negotiation outcomes. The intention in this paper is to present the first cut of a theory whose purpose it is to address this gap. The paper asks two main questions: What explains the emergence of the chair as a governance form in international negotiations? What determines the influence of the chair over multilateral bargaining outcomes?
BASE
In recent years, the question of what determines compliance with international regulatory agreements has gained an increasingly prominent position on the research agenda through a burgeoning literature on international regime effectiveness and international legal systems. The contemporary debate is framed in terms of two alternative perspectives on compliance: enforcement or management. The two perspectives present contending claims about the most effective means of addressing non-compliance in international cooperation. Whereas enforcement theorists characteristically stress a coercive strategy of monitoring and sanctions, management theorists embrace a problem-solving approach based on capacity building, rule interpretation, and transparency.
BASE