Transnational Securities Regulation: How it Works, Who Shapes it

In: LCF Studies in Commercial and Financial Law 3

Abstract

Introduction -- PART I Transnational Securities Regulation: How it Works -- IOSCO: Evolution, Nature, and Governance -- IOSCO in the International Financial Architecture -- Standard-Making, Accountability, and Legitimacy -- Combined Techniques for the Implementation of Securities Standards -- A Mechanism for the Coordination of Cross-border Enforcement -- PART II Transnational Securities Regulation: Who Shapes it -- The Involvement of Regulatory Powers in IOSCO -- Horizontal Standards: Harmonizing Principles and Conflicts of Securities Regulation -- Vertical Standards Addressed to Public Authorities -- Vertical Standards Addressed to Private Parties -- Vertical Standards Set in Concert with Other Institutions -- PART III Conclusions -- Perspectives Around Transnational Securities Regulation.