Only Vanderbilt University affiliated authors are listed on VUIR. For a full list of authors, access the version of record at https://www.ncbi.nlm.nih.gov/pmc/articles/PMC6965101/ ; Identifying the underlying genetic drivers of the heritability of breast cancer prognosis remains elusive. We adapt a network-based approach to handle underpowered complex datasets to provide new insights into the potential function of germline variants in breast cancer prognosis. This network-based analysis studies similar to 7.3 million variants in 84,457 breast cancer patients in relation to breast cancer survival and confirms the results on 12,381 independent patients. Aggregating the prognostic effects of genetic variants across multiple genes, we identify four gene modules associated with survival in estrogen receptor (ER)-negative and one in ER-positive disease. The modules show biological enrichment for cancer-related processes such as G-alpha signaling, circadian clock, angiogenesis, and Rho-GTPases in apoptosis. ; CAC: We thank all the individuals who took part in these studies and all the researchers, clinicians, technicians, and administrative staff who have enabled this work to be carried out. We acknowledge all contributors to the COGS and OncoArray study design, chip design, genotyping, and genotype analyses. ABCFS: Maggie Angelakos, Judi Maskiell, Gillian Dite. ABCS: Frans Hogervorst, Sten Cornelissen and Annegien Broeks. ABCTB Investigators: Rosemary Balleine, Robert Baxter, Stephen Braye, Jane Carpenter, Jane Dahlstrom, John Forbes, Soon Lee, Debbie Marsh, Adrienne Morey, Nirmala Pathmanathan, Rodney Scott, Allan Spigelman, Nicholas Wilcken, Desmond Yip. BBCS: Eileen Williams, Elaine Ryder-Mills, Kara Sargus. BCINIS: Dr. K. Landsman, Dr. N. Gronich, Dr. A. Flugelman, Dr. W. Saliba, Dr. E. Liani, Dr. I. Cohen, Dr. S. Kalet, Dr. V. Friedman, Dr. O. Barnet. BIGGS: Niall McInerney, Gabrielle Colleran, Andrew Rowan, Angela Jones. BREOGAN: Manuela Gago-Dominguez, Jose Esteban Castelao, Angel Carracedo, Victor Munoz Garzon, Alejandro Novo Dominguez, Maria Elena Martinez, Sara Miranda Ponte, Carmen Redondo Marey, Maite Pena Fernandez, Manuel Enguix Castelo, Maria Torres, Manuel Calaza, Jose Antunez, Maximo Fraga; Joaquin Gonzalez-Carrero and the Department of Pathology and Biobank of University Hospital Complex of Vigo, Instituto de Investigacion Biomedica Galicia Sur, SERGAS. BSUCH: Peter Bugert, Medical Faculty Mannheim. CCGP: Styliani Apostolaki, Anna Margiolaki, Georgios Nintos, Maria Perraki, Georgia Saloustrou, Georgia Sevastaki, Konstantinos Pompodakis. CGPS: Dorthe Uldall Andersen, Maria Birna Arnadottir, Anne Bank, Dorthe Kjeldgard Hansen, and the Danish Cancer Biobank. CNIO-BCS: Guillermo Pita, Charo Alonso, Nuria Alvarez, Pilar Zamora, and Primitiva Menendez. CPS-II: Centers for Disease Control and Prevention National Program of Cancer Registries. The National Cancer Institute Surveillance Epidemiology, and End Results program. CTS: Leslie Bernstein, Susan Neuhausen, James Lacey, Sophia Wang, Huiyan Ma, and Jessica Clague DeHart. Dennis Deapen, Rich Pinder, and Eunjung Lee, Pam Horn-Ross, Peggy Reynolds, Christina Clarke Dur and David Nelson, Hoda Anton-Culver, Argyrios Ziogas, and Hannah Park and Fred Schumacher. DIETCOMPLYF: charity Against Breast Cancer (Registered Charity Number 1121258) and the NCRN. Participants and the investigators of EPIC (European Prospective Investigation into Cancer and Nutrition). ESTHER: Hartwig Ziegler, Sonja Wolf, Volker Hermann, Christa Stegmaier, Katja Butterbach. FHRISK: NIHR for funding. GC-HBOC: Stefanie Engert, Heide Hellebrand, Sandra Krober and LIFE. Markus Loeffler, Joachim Thiery, Matthias Nuchter, Ronny Baber. GENICA: Dr. Margarete Fischer-Bosch [HB, Wing-Yee Lo], German Cancer Consortium (DKTK), and German Cancer Research Center (DKFZ) [HB], gefordert durch die Deutsche Forschungsgemeinschaft (DFG) im Rahmen der Exzellenzstrategie des Bundes und der Lander -EXC 2180 -390900677 [HB], Evangelische Kliniken Bonn gGmbH, Johanniter Krankenhaus, [Yon-Dschun Ko, Christian Baisch], University of Bonn, Germany [Hans-Peter Fischer], Deutsches Krebsforschungszentrum (DKFZ), Heidelberg, Germany [UH], Institute for Prevention and Occupational Medicine of the German Social Accident Insurance, Institute of the Ruhr University Bochum (IPA), Bochum, Germany [Thomas Bruning, Beate Pesch, Sylvia Rabstein, Anne Lotz]; University Medical Center Hamburg-Eppendorf, Germany [Volker Harth]. HABCS: Michael Bremer. HEBCS: Rainer Fagerholm, Kirsimari Aaltonen, Karl von Smitten, Irja Erkkila. HUBCS: Shamil Gantsev. KARMA and SASBAC: Swedish Medical Research Counsel. KBCP: Eija Myohanen, Helena Kemilainen. kConFab/AOCS: Eveline Niedermayr, Family Cancer Clinics and the Clinical Follow Up Study (received funding from the NHMRC, the National Breast Cancer Foundation, Cancer Australia, and the National Institute of Health (USA)). LMBC: Gilian Peuteman, Thomas Van Brussel, EvyVanderheyden and Kathleen Corthouts. MARIE: Petra Seibold, Judith Heinz, Nadia Obi, Sabine Behrens, Ursula Eilber, Muhabbet Celik and Til Olchers. MBCSG: Paolo Radice, Jacopo Azzollini, Bernardo Bonanni, Bernard Peissel, Roberto Villa, Giulia Cagnoli, Irene Feroce, and Cogentech Cancer Genetic Test Laboratory. NBCS: Kristine K. Sahlberg (PhD), Lars Ottestad (MD), Rolf Karesen (Prof. Em.) Dr. Ellen Schlichting (MD), Marit Muri Holmen (MD), Toril Sauer (MD), Vilde Haakensen (MD), Olav Engebraten (MD), Bjorn Naume (MD), Alexander Fossa (MD), Cecile E. Kiserud (MD), Kristin V. Reinertsen (MD), Aslaug Helland (MD), Margit Riis (MD), Jurgen Geisler (MD) and OSBREAC. NHS/NHS2: AL, AZ, AR, CA, CO, CT, DE, FL, GA, ID, IL, IN, IA, KY, LA, ME, MD, MA, MI, NE, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, TX, VA, WA, WY. OBCS: Arja Jukkola-Vuorinen, Mervi Grip, Saila Kauppila, Meeri Otsukka, Leena Keskitalo and Kari Mononen. OFBCR: Teresa Selander, Nayana Weerasooriya. ORIGO: E. Krol-Warmerdam, and J. Blom. PBCS: Louise Brinton, Mark Sherman, Neonila Szeszenia-Dabrowska, Beata Peplonska, Witold Zatonski, Pei Chao, Michael Stagner. The ethical approval for the POSH study is MREC/00/6/69, UKCRN ID: 1137. Experimental Cancer Medicine Centre (ECMC) supported Faculty of Medicine Tissue Bank and the Faculty of Medicine DNA Banking resource. PREFACE: Sonja Oeser and Silke Landrith. PROCAS: NIHR for funding. RBCS: Petra Bos, Jannet Blom, Ellen Crepin, Elisabeth Huijskens, Anja Kromwijk-Nieuwlaat, Annette Heemskerk, the Erasmus MC Family Cancer Clinic. SBCS: Sue Higham, Helen Cramp, Dan Connley, Ian Brock, Sabapathy Balasubramanian and Malcolm W.R. Reed. We thank the SEARCH and EPIC teams. SKKDKFZS: SUCCESS Study teams in Munich, Duessldorf, Erlangen and Ulm. SZBCS: Ewa Putresza. UCIBCS: Irene Masunaka. UKBGS: Breast Cancer Now and the Institute of Cancer Research and NHS funding to the Royal Marsden/ICR NIHR Biomedical Research Centre. WHI: investigators and staff for their dedication. BCAC is funded by Cancer Research UK [C1287/A16563, C1287/A10118], the European Union's Horizon 2020 Research and Innovation Programme (grant numbers 634935 and 633784 for BRIDGES and B-CAST respectively), and by the European Community ' s Seventh Framework Programme under grant agreement number 223175 (grant number HEALTH-F2-2009-223175) (COGS). The EU Horizon 2020 Research and Innovation Programme funding source had no role in study design, data collection, data analysis, data interpretation or writing of the report. Genotyping of the OncoArray was funded by the NIH Grant U19 CA148065, and Cancer UK Grant C1287/A16563 and the PERSPECTIVE project supported by the Government of Canada through Genome Canada and the Canadian Institutes of Health Research (grant GPH-129344) and, the Ministere de l'Economie, Science et Innovation du Quebec through Genome Quebec and the PSRSIIRI-701 grant, and the Quebec Breast Cancer Foundation. Funding for the iCOGS infrastructure came from: the European Community's Seventh Framework Programme under grant agreement no 223175 (HEALTH-F2-2009-223175) (COGS), Cancer Research UK (C1287/A10118, C1287/A10710, C12292/A11174, C1281/A12014, C5047/A8384, C5047/A15007, C5047/A10692, C8197/A16565), the National Institutes of Health (CA128978) and Post-Cancer GWAS initiative (1U19 CA148537, 1U19 CA148065 and 1U19 CA148112 -the GAME-ON initiative), the Department of Defence (W81XWH-10-1-0341), the Canadian Institutes of Health Research (CIHR) for the CIHR Team in Familial Risks of Breast Cancer, and Komen Foundation for the Cure, the Breast Cancer Research Foundation, and the Ovarian Cancer Research Fund. The DRIVE Consortium was funded by U19 CA148065. ABCFS was supported by grant UM1 CA164920 from the National Cancer Institute (USA). The content of this manuscript does not necessarily reflect the views or policies of the National Cancer Institute or any of the collaborating centers in the in the Breast Cancer Family Registry (BCFR), nor does mention of trade names, commercial products, or organizations imply endorsement by the USA Government or the BCFR. The ABCFS was also supported by the National Health and Medical Research Council of Australia, the New South Wales Cancer Council, the Victorian Health Promotion Foundation (Australia) and the Victorian Breast Cancer Research Consortium. J.L.H. is a National Health and Medical Research Council (NHMRC) Senior Principal Research Fellow. M.C.S. is a NHMRC Senior Research Fellow. The ABCS study was supported by the Dutch Cancer Society [grants NKI 2007-3839; 2009-4363; 2015-7632]. The ABCTB was supported by the National Health and Medical Research Council of Australia, The Cancer Institute NSW and the National Breast Cancer Foundation. The work of the BBCC was partly funded by ELANFond of the University Hospital of Erlangen. The BBCS is funded by Cancer Research UK and Breast Cancer Now and acknowledges NHS funding to the NIHR Biomedical Research Centre, and the National Cancer Research Network (NCRN). For the BCFRNY, BCFR-PA, BCFR-UT this work was supported by grant UM1 CA164920 from the National Cancer Institute. For BIGGS, ES is supported by NIHR Comprehensive Biomedical Research Centre, Guy's & St. Thomas' NHS Foundation Trust in partnership with King's College London, United Kingdom. IT is supported by the Oxford Biomedical Research Centre. The BREOGAN is funded by Accion Estrategica de Salud del Instituto de Salud Carlos III FIS PI12/02125/Cofinanciado FEDER; Accion Estrategica de Salud del Instituto de Salud Carlos III FIS PI17/00918/Cofinanciado FEDER; Accion Estrategica de Salud del Instituto de Salud Carlos III FIS Intrasalud (PI13/01136); Programa Grupos Emergentes, Cancer Genetics Unit, Instituto de Investigacion Biomedica Galicia Sur. Xerencia de Xestion Integrada de Vigo-SERGAS, Instituto de Salud Carlos III, Spain; Grant 10CSA012E, Conselleria de Industria Programa Sectorial de Investigacion Aplicada, PEME I + D e I + D Suma del Plan Gallego de Investigacion, Desarrollo e Innovacion Tecnologica de la Conselleria de Industria de la Xunta de Galicia, Spain; Grant EC11-192. Fomento de la Investigacion Clinica Independiente, Ministerio de Sanidad, Servicios Sociales e Igualdad, Spain; and Grant FEDER-Innterconecta. Ministerio de Economia y Competitividad, Xunta de Galicia, Spain. The BSUCH study was supported by the Dietmar-Hopp Foundation, the Helmholtz Society and the German Cancer Research Center (DKFZ). CCGP is supported by funding from the University of Crete. The CECILE study was supported by Fondation de France, Institut National du Cancer (INCa), Ligue Nationale contre le Cancer, Agence Nationale de Securite Sanitaire, de l'Alimentation, de l'Environnement et du Travail (ANSES), Agence Nationale de la Recherche (ANR). The CGPS was supported by the Chief Physician Johan Boserup and Lise Boserup Fund, the Danish Medical Research Council, and Herlev and Gentofte Hospital. The CNIO-BCS was supported by the Instituto de Salud Carlos III, the Red Tematica de Investigacion Cooperativa en Cancer and grants from the Asociacion Espanola Contra el Cancer and the Fondo de Investigacion Sanitario (PI11/00923 and PI12/00070). The American Cancer Society funds the creation, maintenance, and updating of the CPS-II cohort. The CTS was initially supported by the California Breast Cancer Act of 1993 and the California Breast Cancer Research Fund (contract 97-10500) and is currently funded through the National Institutes of Health (R01 CA77398, UM1 CA164917, and U01 CA199277). Collection of cancer incidence data was supported by the California Department of Public Health as part of the statewide cancer reporting program mandated by California Health and Safety Code Section 103885. The University of Westminster curates the DietCompLyf database funded by Against Breast Cancer Registered Charity No. 1121258 and the NCRN. The coordination of EPIC is financially supported by the European Commission (DG-SANCO) and the International Agency for Research on Cancer. The national cohorts are supported by: Ligue Contre le Cancer, Institut Gustave Roussy, Mutuelle Generale de l'Education Nationale, Institut National de la Sante et de la Recherche Medicale (INSERM) (France); German Cancer Aid, German Cancer Research Center (DKFZ), Federal Ministry of Education and Research (BMBF) (Germany); the Hellenic Health Foundation, the Stavros Niarchos Foundation (Greece); Associazione Italiana per la Ricerca sul Cancro-AIRC-Italy and National Research Council (Italy); Dutch Ministry of Public Health, Welfare and Sports (VWS), Netherlands Cancer Registry (NKR), LK Research Funds, Dutch Prevention Funds, Dutch ZON (Zorg Onderzoek Nederland), World Cancer Research Fund (WCRF), Statistics Netherlands (The Netherlands); Health Research Fund (FIS), PI13/00061 to Granada, PI13/01162 to EPIC-Murcia, Regional Governments of Andalucia, Asturias, Basque Country, Murcia and Navarra, ISCIII RETIC (RD06/0020) (Spain); Cancer Research UK (14136 to EPIC-Norfolk; C570/A16491 and C8221/A19170 to EPICOxford), Medical Research Council (1000143 to EPIC-Norfolk, MR/M012190/1 to EPICOxford) (United Kingdom). The ESTHER study was supported by a grant from the Baden Wurttemberg Ministry of Science, Research and Arts. Additional cases were recruited in the context of the VERDI study, which was supported by a grant from the German Cancer Aid (Deutsche Krebshilfe). FHRISK is funded from NIHR grant PGfAR 0707-10031. Prof D Gareth Evans is supported by the NIHR Manchester Biomedical Research Centre (IS-BRC-1215-20007). The GC-HBOC is supported by the German Cancer Aid (grant no 110837, coordinator: Rita K. Schmutzler, Cologne). This work was also funded by the European Regional Development Fund and Free State of Saxony, Germany (LIFE -Leipzig Research Centre for Civilization Diseases, project numbers 713241202, 713-241202, 14505/2470, 14575/2470). The GENICA was funded by the Federal Ministry of Education and Research (BMBF) Germany grants 01KW9975/5, 01KW9976/8, 01KW9977/0, and 01KW0114, the Robert Bosch Foundation, Stuttgart, Deutsches Krebsforschungszentrum (DKFZ), Heidelberg, the Institute for Prevention and Occupational Medicine of the German Social Accident Insurance, Institute of the Ruhr University Bochum (IPA), Bochum, as well as the Department of Internal Medicine, Evangelische Kliniken Bonn gGmbH, Johanniter Krankenhaus, Bonn, Germany. The GESBC was supported by the Deutsche Krebshilfe e. V. [70492] and the German Cancer Research Center (DKFZ). The HABCS study was supported by the Claudia von Schilling Foundation for Breast Cancer Research, by the Lower Saxonian Cancer Society, and by the Rudolf Bartling Foundation. The HEBCS was financially supported by the Helsinki University Central Hospital Research Fund, Academy of Finland (266528), the Finnish Cancer Society, and the Sigrid Juselius Foundation. The HUBCS was supported by a grant from the German Federal Ministry of Research and Education (RUS08/017), and by the Russian Foundation for Basic Research and the Federal Agency for Scientific Organizations for support the Bioresource collections and RFBR grants 14-04-97088, 1729-06014 and 17-44-020498. Financial support for KARBAC was provided through the regional agreement on medical training and clinical research (ALF) between Stockholm County Council and Karolinska Institutet, the Swedish Cancer Society, The Gustav V Jubilee foundation and Bert von Kantzows foundation. The KARMA study was supported by Marit and Hans Rausings Initiative Against Breast Cancer. The KBCP was financially supported by the special Government Funding (EVO) of Kuopio University Hospital grants, Cancer Fund of North Savo, the Finnish Cancer Organizations, and by the strategic funding of the University of Eastern Finland. kConFab is supported by a grant from the National Breast Cancer Foundation, and previously by the National Health and Medical Research Council (NHMRC), the Queensland Cancer Fund, the Cancer Councils of New South Wales, Victoria, Tasmania and South Australia, and the Cancer Foundation of Western Australia. LMBC is supported by the "Stichting tegen Kanker." The MARIE study was supported by the Deutsche Krebshilfe e.V. [70-2892-BR I, 106332, 108253, 108419, 110826, 110828], the Hamburg Cancer Society, the German Cancer Research Center (DKFZ) and the Federal Ministry of Education and Research (BMBF) Germany [01KH0402]. MBCSG is supported by grants from the Italian Association for Cancer Research (AIRC) and by funds from the Italian citizens who allocated the 5/1000 share of their tax payment in support of the Fondazione IRCCS Istituto Nazionale Tumori, according to Italian laws (INT-Institutional strategic projects "5x1000"). The MCBCS was supported by the NIH grants CA192393, CA116167, CA176785 an NIH Specialized Program of Research Excellence (SPORE) in Breast Cancer [CA116201], and the Breast Cancer Research Foundation and a generous.pngt from the David F. and Margaret T. Grohne Family Foundation. MCCS cohort recruitment was funded by VicHealth and Cancer Council Victoria. The MCCS was further supported by Australian NHMRC grants 209057 and 396414, and by infrastructure provided by Cancer Council Victoria. Cases and their vital status were ascertained through the Victorian Cancer Registry (VCR) and the Australian Institute of Health and Welfare (AIHW), including the National Death Index and the Australian Cancer Database. The MEC was supported by NIH grants CA63464, CA54281, CA098758, CA132839 and CA164973. The MISS study is supported by funding from ERC-2011294576 Advanced grant, Swedish Cancer Society, Swedish Research Council, Local hospital funds, Berta Kamprad Foundation, Gunnar Nilsson. The MMHS study was supported by NIH grants CA97396, CA128931, CA116201, CA140286 and CA177150. The NBCS has received funding from the K.G. Jebsen Centre for Breast Cancer Research; the Research Council of Norway grant 193387/V50 (to A-L Borresen-Dale and V.N. Kristensen) and grant 193387/H10 (to A-L Borresen-Dale and V.N. Kristensen), South Eastern Norway Health Authority (grant 39346 to A-L Borresen-Dale) and the Norwegian Cancer Society (to A-L Borresen-Dale and V.N. Kristensen). The NC-BCFR and OFBCR were supported by grant UM1 CA164920 from the National Cancer Institute (USA). The NCBCS was funded by Komen Foundation, the National Cancer Institute (P50 CA058223, U54 CA156733, U01 CA179715), and the North Carolina University Cancer Research Fund. The NHS was supported by NIH grants P01 CA87969, UM1 CA186107, and U19 CA148065. The NHS2 was supported by NIH grants UM1 CA176726 and U19 CA148065. The OBCS was supported by research grants from the Finnish Cancer Foundation, the Academy of Finland (grant number 250083, 122715 and Center of Excellence grant number 251314), the Finnish Cancer Foundation, the Sigrid Juselius Foundation, the University of Oulu, the University of Oulu Support Foundation and the special Governmental EVO funds for Oulu University Hospital-based research activities. The ORIGO study was supported by the Dutch Cancer Society (RUL 19971505) and the Biobanking and Biomolecular Resources Research Infrastructure (BBMRINL CP16). The PBCS was funded by Intramural Research Funds of the National Cancer Institute, Department of Health and Human Services, USA. Genotyping for PLCO was supported by the Intramural Research Program of the National Institutes of Health, NCI, Division of Cancer Epidemiology and Genetics. The PLCO is supported by the Intramural Research Program of the Division of Cancer Epidemiology and Genetics and supported by contracts from the Division of Cancer Prevention, National Cancer Institute, National Institutes of Health. The POSH study is funded by Cancer Research UK (grants C1275/A11699, C1275/C22524, C1275/A19187, C1275/A15956 and Breast Cancer Campaign 2010PR62, 2013PR044. PROCAS is funded from NIHR grant PGfAR 0707-10031. PROCAS is funded from NIHR grant PGfAR 0707-10031. The RBCS was funded by the Dutch Cancer Society (DDHK 2004-3124, DDHK 2009-4318). The SASBAC study was supported by funding from the Agency for Science, Technology and Research of Singapore (A*STAR), the US National Institute of Health (NIH) and the Susan G. Komen Breast Cancer Foundation. The SBCS was supported by Sheffield Experimental Cancer Medicine Centre and Breast Cancer Now Tissue Bank. SEARCH is funded by Cancer Research UK [C490/A10124, C490/A16561] and supported by the UK National Institute for Health Research Biomedical Research Centre at the University of Cambridge. The University of Cambridge has received salary support for PDPP from the NHS in the East of England through the Clinical Academic Reserve. SKKDKFZS is supported by the DKFZ. The SMC is funded by the Swedish Cancer Foundation and the Swedish Research Council (SIMPLER, VR 2017-00644). The SZBCS was supported by Grant PBZ_KBN_122/P05/2004. The UCIBCS component of this research was supported by the NIH [CA58860, CA92044] and the Lon V Smith Foundation [LVS39420]. The UKBGS is funded by Breast Cancer Now and the Institute of Cancer Research (ICR), London. ICR acknowledges NHS funding to the NIHR Biomedical Research Centre. The USRT Study was funded by Intramural Research Funds of the National Cancer Institute, Department of Health and Human Services, USA. The WHI program is funded by the National Heart, Lung, and Blood Institute, the US National Institutes of Health and the US Department of Health and Human Services (HHSN268201100046C, HHSN268201100001C, HHSN268201100002C, HHSN268201100003C, HHSN268201100004C, and HHSN271201100004C). This work was also funded by NCI U19 CA148065-01.
Identifying the underlying genetic drivers of the heritability of breast cancer prognosis remains elusive. We adapt a network-based approach to handle underpowered complex datasets to provide new insights into the potential function of germline variants in breast cancer prognosis. This network-based analysis studies ~7.3 million variants in 84,457 breast cancer patients in relation to breast cancer survival and confirms the results on 12,381 independent patients. Aggregating the prognostic effects of genetic variants across multiple genes, we identify four gene modules associated with survival in estrogen receptor (ER)-negative and one in ER-positive disease. The modules show biological enrichment for cancer-related processes such as G-alpha signaling, circadian clock, angiogenesis, and Rho-GTPases in apoptosis. ; BCAC: We thank all the individuals who took part in these studies and all the researchers, clinicians, technicians, and administrative staff who have enabled this work to be carried out. We acknowledge all contributors to the COGS and OncoArray study design, chip design, genotyping, and genotype analyses. ABCFS: Maggie Angelakos, Judi Maskiell, Gillian Dite. ABCS: Frans Hogervorst, Sten Cornelissen and Annegien Broeks. ABCTB Investigators: Rosemary Balleine, Robert Baxter, Stephen Braye, Jane Carpenter, Jane Dahlstrom, John Forbes, Soon Lee, Debbie Marsh, Adrienne Morey, Nirmala Pathmanathan, Rodney Scott, Allan Spigelman, Nicholas Wilcken, Desmond Yip. BBCS: Eileen Williams, Elaine Ryder-Mills, Kara Sargus. BCINIS: Dr. K. Landsman, Dr. N. Gronich, Dr. A. Flugelman, Dr. W. Saliba, Dr. E. Liani, Dr. I. Cohen, Dr. S. Kalet, Dr. V. Friedman, Dr. O. Barnet. BIGGS: Niall McInerney, Gabrielle Colleran, Andrew Rowan, Angela Jones. BREOGAN: Manuela Gago-Dominguez, Jose Esteban Castelao, Angel Carracedo, Victor Munoz Garzon, Alejandro Novo Dominguez, Maria Elena Martinez, Sara Miranda Ponte, Carmen Redondo Marey, Maite Pena Fernandez, Manuel Enguix Castelo, Maria Torres, Manuel Calaza, Jose Antunez, Maximo Fraga; Joaquin Gonzalez-Carrero and the Department of Pathology and Biobank of University Hospital Complex of Vigo, Instituto de Investigacion Biomedica Galicia Sur, SERGAS. BSUCH: Peter Bugert, Medical Faculty Mannheim. CCGP: Styliani Apostolaki, Anna Margiolaki, Georgios Nintos, Maria Perraki, Georgia Saloustrou, Georgia Sevastaki, Konstantinos Pompodakis. CGPS: Dorthe Uldall Andersen, Maria Birna Arnadottir, Anne Bank, Dorthe Kjeldgard Hansen, and the Danish Cancer Biobank. CNIO-BCS: Guillermo Pita, Charo Alonso, Nuria Alvarez, Pilar Zamora, and Primitiva Menendez. CPS-II: Centers for Disease Control and Prevention National Program of Cancer Registries. The National Cancer Institute Surveillance Epidemiology, and End Results program. CTS: Leslie Bernstein, Susan Neuhausen, James Lacey, Sophia Wang, Huiyan Ma, and Jessica Clague DeHart. Dennis Deapen, Rich Pinder, and Eunjung Lee, Pam Horn-Ross, Peggy Reynolds, Christina Clarke Dur and David Nelson, Hoda Anton-Culver, Argyrios Ziogas, and Hannah Park and Fred Schumacher. DIETCOMPLYF: charity Against Breast Cancer (Registered Charity Number 1121258) and the NCRN. Participants and the investigators of EPIC (European Prospective Investigation into Cancer and Nutrition). ESTHER: Hartwig Ziegler, Sonja Wolf, Volker Hermann, Christa Stegmaier, Katja Butterbach. FHRISK: NIHR for funding. GC-HBOC: Stefanie Engert, Heide Hellebrand, Sandra Krober and LIFE. Markus Loeffler, Joachim Thiery, Matthias Nuchter, Ronny Baber. GENICA: Dr. Margarete Fischer-Bosch [HB, Wing-Yee Lo], German Cancer Consortium (DKTK), and German Cancer Research Center (DKFZ) [HB], gefordert durch die Deutsche Forschungsgemeinschaft (DFG) im Rahmen der Exzellenzstrategie des Bundes und der Lander -EXC 2180 -390900677 [HB], Evangelische Kliniken Bonn gGmbH, Johanniter Krankenhaus, [Yon-Dschun Ko, Christian Baisch], University of Bonn, Germany [Hans-Peter Fischer], Deutsches Krebsforschungszentrum (DKFZ), Heidelberg, Germany [UH], Institute for Prevention and Occupational Medicine of the German Social Accident Insurance, Institute of the Ruhr University Bochum (IPA), Bochum, Germany [Thomas Bruning, Beate Pesch, Sylvia Rabstein, Anne Lotz]; University Medical Center Hamburg-Eppendorf, Germany [Volker Harth]. HABCS: Michael Bremer. HEBCS: Rainer Fagerholm, Kirsimari Aaltonen, Karl von Smitten, Irja Erkkila. HUBCS: Shamil Gantsev. KARMA and SASBAC: Swedish Medical Research Counsel. KBCP: Eija Myohanen, Helena Kemilainen. kConFab/AOCS: Eveline Niedermayr, Family Cancer Clinics and the Clinical Follow Up Study (received funding from the NHMRC, the National Breast Cancer Foundation, Cancer Australia, and the National Institute of Health (USA)). LMBC: Gilian Peuteman, Thomas Van Brussel, EvyVanderheyden and Kathleen Corthouts. MARIE: Petra Seibold, Judith Heinz, Nadia Obi, Sabine Behrens, Ursula Eilber, Muhabbet Celik and Til Olchers. MBCSG: Paolo Radice, Jacopo Azzollini, Bernardo Bonanni, Bernard Peissel, Roberto Villa, Giulia Cagnoli, Irene Feroce, and Cogentech Cancer Genetic Test Laboratory. NBCS: Kristine K. Sahlberg (PhD), Lars Ottestad (MD), Rolf Karesen (Prof. Em.) Dr. Ellen Schlichting (MD), Marit Muri Holmen (MD), Toril Sauer (MD), Vilde Haakensen (MD), Olav Engebraten (MD), Bjorn Naume (MD), Alexander Fossa (MD), Cecile E. Kiserud (MD), Kristin V. Reinertsen (MD), Aslaug Helland (MD), Margit Riis (MD), Jurgen Geisler (MD) and OSBREAC. NHS/NHS2: AL, AZ, AR, CA, CO, CT, DE, FL, GA, ID, IL, IN, IA, KY, LA, ME, MD, MA, MI, NE, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, TX, VA, WA, WY. OBCS: Arja Jukkola-Vuorinen, Mervi Grip, Saila Kauppila, Meeri Otsukka, Leena Keskitalo and Kari Mononen. OFBCR: Teresa Selander, Nayana Weerasooriya. ORIGO: E. Krol-Warmerdam, and J. Blom. PBCS: Louise Brinton, Mark Sherman, Neonila Szeszenia-Dabrowska, Beata Peplonska, Witold Zatonski, Pei Chao, Michael Stagner. The ethical approval for the POSH study is MREC/00/6/69, UKCRN ID: 1137. Experimental Cancer Medicine Centre (ECMC) supported Faculty of Medicine Tissue Bank and the Faculty of Medicine DNA Banking resource. PREFACE: Sonja Oeser and Silke Landrith. PROCAS: NIHR for funding. RBCS: Petra Bos, Jannet Blom, Ellen Crepin, Elisabeth Huijskens, Anja Kromwijk-Nieuwlaat, Annette Heemskerk, the Erasmus MC Family Cancer Clinic. SBCS: Sue Higham, Helen Cramp, Dan Connley, Ian Brock, Sabapathy Balasubramanian and Malcolm W.R. Reed. We thank the SEARCH and EPIC teams. SKKDKFZS: SUCCESS Study teams in Munich, Duessldorf, Erlangen and Ulm. SZBCS: Ewa Putresza. UCIBCS: Irene Masunaka. UKBGS: Breast Cancer Now and the Institute of Cancer Research and NHS funding to the Royal Marsden/ICR NIHR Biomedical Research Centre. WHI: investigators and staff for their dedication. BCAC is funded by Cancer Research UK [C1287/A16563, C1287/A10118], the European Union's Horizon 2020 Research and Innovation Programme (grant numbers 634935 and 633784 for BRIDGES and B-CAST respectively), and by the European Community ' s Seventh Framework Programme under grant agreement number 223175 (grant number HEALTH-F2-2009-223175) (COGS). The EU Horizon 2020 Research and Innovation Programme funding source had no role in study design, data collection, data analysis, data interpretation or writing of the report. Genotyping of the OncoArray was funded by the NIH Grant U19 CA148065, and Cancer UK Grant C1287/A16563 and the PERSPECTIVE project supported by the Government of Canada through Genome Canada and the Canadian Institutes of Health Research (grant GPH-129344) and, the Ministere de l'Economie, Science et Innovation du Quebec through Genome Quebec and the PSRSIIRI-701 grant, and the Quebec Breast Cancer Foundation. Funding for the iCOGS infrastructure came from: the European Community's Seventh Framework Programme under grant agreement no 223175 (HEALTH-F2-2009-223175) (COGS), Cancer Research UK (C1287/A10118, C1287/A10710, C12292/A11174, C1281/A12014, C5047/A8384, C5047/A15007, C5047/A10692, C8197/A16565), the National Institutes of Health (CA128978) and Post-Cancer GWAS initiative (1U19 CA148537, 1U19 CA148065 and 1U19 CA148112 -the GAME-ON initiative), the Department of Defence (W81XWH-10-1-0341), the Canadian Institutes of Health Research (CIHR) for the CIHR Team in Familial Risks of Breast Cancer, and Komen Foundation for the Cure, the Breast Cancer Research Foundation, and the Ovarian Cancer Research Fund. The DRIVE Consortium was funded by U19 CA148065. ABCFS was supported by grant UM1 CA164920 from the National Cancer Institute (USA). The content of this manuscript does not necessarily reflect the views or policies of the National Cancer Institute or any of the collaborating centers in the in the Breast Cancer Family Registry (BCFR), nor does mention of trade names, commercial products, or organizations imply endorsement by the USA Government or the BCFR. The ABCFS was also supported by the National Health and Medical Research Council of Australia, the New South Wales Cancer Council, the Victorian Health Promotion Foundation (Australia) and the Victorian Breast Cancer Research Consortium. J.L.H. is a National Health and Medical Research Council (NHMRC) Senior Principal Research Fellow. M.C.S. is a NHMRC Senior Research Fellow. The ABCS study was supported by the Dutch Cancer Society [grants NKI 2007-3839; 2009-4363; 2015-7632]. The ABCTB was supported by the National Health and Medical Research Council of Australia, The Cancer Institute NSW and the National Breast Cancer Foundation. The work of the BBCC was partly funded by ELANFond of the University Hospital of Erlangen. The BBCS is funded by Cancer Research UK and Breast Cancer Now and acknowledges NHS funding to the NIHR Biomedical Research Centre, and the National Cancer Research Network (NCRN). For the BCFRNY, BCFR-PA, BCFR-UT this work was supported by grant UM1 CA164920 from the National Cancer Institute. For BIGGS, ES is supported by NIHR Comprehensive Biomedical Research Centre, Guy's & St. Thomas' NHS Foundation Trust in partnership with King's College London, United Kingdom. IT is supported by the Oxford Biomedical Research Centre. The BREOGAN is funded by Accion Estrategica de Salud del Instituto de Salud Carlos III FIS PI12/02125/Cofinanciado FEDER; Accion Estrategica de Salud del Instituto de Salud Carlos III FIS PI17/00918/Cofinanciado FEDER; Accion Estrategica de Salud del Instituto de Salud Carlos III FIS Intrasalud (PI13/01136); Programa Grupos Emergentes, Cancer Genetics Unit, Instituto de Investigacion Biomedica Galicia Sur. Xerencia de Xestion Integrada de Vigo-SERGAS, Instituto de Salud Carlos III, Spain; Grant 10CSA012E, Conselleria de Industria Programa Sectorial de Investigacion Aplicada, PEME I + D e I + D Suma del Plan Gallego de Investigacion, Desarrollo e Innovacion Tecnologica de la Conselleria de Industria de la Xunta de Galicia, Spain; Grant EC11-192. Fomento de la Investigacion Clinica Independiente, Ministerio de Sanidad, Servicios Sociales e Igualdad, Spain; and Grant FEDER-Innterconecta. Ministerio de Economia y Competitividad, Xunta de Galicia, Spain. The BSUCH study was supported by the Dietmar-Hopp Foundation, the Helmholtz Society and the German Cancer Research Center (DKFZ). CCGP is supported by funding from the University of Crete. The CECILE study was supported by Fondation de France, Institut National du Cancer (INCa), Ligue Nationale contre le Cancer, Agence Nationale de Securite Sanitaire, de l'Alimentation, de l'Environnement et du Travail (ANSES), Agence Nationale de la Recherche (ANR). The CGPS was supported by the Chief Physician Johan Boserup and Lise Boserup Fund, the Danish Medical Research Council, and Herlev and Gentofte Hospital. The CNIO-BCS was supported by the Instituto de Salud Carlos III, the Red Tematica de Investigacion Cooperativa en Cancer and grants from the Asociacion Espanola Contra el Cancer and the Fondo de Investigacion Sanitario (PI11/00923 and PI12/00070). The American Cancer Society funds the creation, maintenance, and updating of the CPS-II cohort. The CTS was initially supported by the California Breast Cancer Act of 1993 and the California Breast Cancer Research Fund (contract 97-10500) and is currently funded through the National Institutes of Health (R01 CA77398, UM1 CA164917, and U01 CA199277). Collection of cancer incidence data was supported by the California Department of Public Health as part of the statewide cancer reporting program mandated by California Health and Safety Code Section 103885. The University of Westminster curates the DietCompLyf database funded by Against Breast Cancer Registered Charity No. 1121258 and the NCRN. The coordination of EPIC is financially supported by the European Commission (DG-SANCO) and the International Agency for Research on Cancer. The national cohorts are supported by: Ligue Contre le Cancer, Institut Gustave Roussy, Mutuelle Generale de l'Education Nationale, Institut National de la Sante et de la Recherche Medicale (INSERM) (France); German Cancer Aid, German Cancer Research Center (DKFZ), Federal Ministry of Education and Research (BMBF) (Germany); the Hellenic Health Foundation, the Stavros Niarchos Foundation (Greece); Associazione Italiana per la Ricerca sul Cancro-AIRC-Italy and National Research Council (Italy); Dutch Ministry of Public Health, Welfare and Sports (VWS), Netherlands Cancer Registry (NKR), LK Research Funds, Dutch Prevention Funds, Dutch ZON (Zorg Onderzoek Nederland), World Cancer Research Fund (WCRF), Statistics Netherlands (The Netherlands); Health Research Fund (FIS), PI13/00061 to Granada, PI13/01162 to EPIC-Murcia, Regional Governments of Andalucia, Asturias, Basque Country, Murcia and Navarra, ISCIII RETIC (RD06/0020) (Spain); Cancer Research UK (14136 to EPIC-Norfolk; C570/A16491 and C8221/A19170 to EPICOxford), Medical Research Council (1000143 to EPIC-Norfolk, MR/M012190/1 to EPICOxford) (United Kingdom). The ESTHER study was supported by a grant from the Baden Wurttemberg Ministry of Science, Research and Arts. Additional cases were recruited in the context of the VERDI study, which was supported by a grant from the German Cancer Aid (Deutsche Krebshilfe). FHRISK is funded from NIHR grant PGfAR 0707-10031. Prof D Gareth Evans is supported by the NIHR Manchester Biomedical Research Centre (IS-BRC-1215-20007). The GC-HBOC is supported by the German Cancer Aid (grant no 110837, coordinator: Rita K. Schmutzler, Cologne). This work was also funded by the European Regional Development Fund and Free State of Saxony, Germany (LIFE -Leipzig Research Centre for Civilization Diseases, project numbers 713241202, 713-241202, 14505/2470, 14575/2470). The GENICA was funded by the Federal Ministry of Education and Research (BMBF) Germany grants 01KW9975/5, 01KW9976/8, 01KW9977/0, and 01KW0114, the Robert Bosch Foundation, Stuttgart, Deutsches Krebsforschungszentrum (DKFZ), Heidelberg, the Institute for Prevention and Occupational Medicine of the German Social Accident Insurance, Institute of the Ruhr University Bochum (IPA), Bochum, as well as the Department of Internal Medicine, Evangelische Kliniken Bonn gGmbH, Johanniter Krankenhaus, Bonn, Germany. The GESBC was supported by the Deutsche Krebshilfe e. V. [70492] and the German Cancer Research Center (DKFZ). The HABCS study was supported by the Claudia von Schilling Foundation for Breast Cancer Research, by the Lower Saxonian Cancer Society, and by the Rudolf Bartling Foundation. The HEBCS was financially supported by the Helsinki University Central Hospital Research Fund, Academy of Finland (266528), the Finnish Cancer Society, and the Sigrid Juselius Foundation. The HUBCS was supported by a grant from the German Federal Ministry of Research and Education (RUS08/017), and by the Russian Foundation for Basic Research and the Federal Agency for Scientific Organizations for support the Bioresource collections and RFBR grants 14-04-97088, 1729-06014 and 17-44-020498. Financial support for KARBAC was provided through the regional agreement on medical training and clinical research (ALF) between Stockholm County Council and Karolinska Institutet, the Swedish Cancer Society, The Gustav V Jubilee foundation and Bert von Kantzows foundation. The KARMA study was supported by Marit and Hans Rausings Initiative Against Breast Cancer. The KBCP was financially supported by the special Government Funding (EVO) of Kuopio University Hospital grants, Cancer Fund of North Savo, the Finnish Cancer Organizations, and by the strategic funding of the University of Eastern Finland. kConFab is supported by a grant from the National Breast Cancer Foundation, and previously by the National Health and Medical Research Council (NHMRC), the Queensland Cancer Fund, the Cancer Councils of New South Wales, Victoria, Tasmania and South Australia, and the Cancer Foundation of Western Australia. LMBC is supported by the "Stichting tegen Kanker." The MARIE study was supported by the Deutsche Krebshilfe e.V. [70-2892-BR I, 106332, 108253, 108419, 110826, 110828], the Hamburg Cancer Society, the German Cancer Research Center (DKFZ) and the Federal Ministry of Education and Research (BMBF) Germany [01KH0402]. MBCSG is supported by grants from the Italian Association for Cancer Research (AIRC) and by funds from the Italian citizens who allocated the 5/1000 share of their tax payment in support of the Fondazione IRCCS Istituto Nazionale Tumori, according to Italian laws (INT-Institutional strategic projects "5x1000"). The MCBCS was supported by the NIH grants CA192393, CA116167, CA176785 an NIH Specialized Program of Research Excellence (SPORE) in Breast Cancer [CA116201], and the Breast Cancer Research Foundation and a generous.pngt from the David F. and Margaret T. Grohne Family Foundation. MCCS cohort recruitment was funded by VicHealth and Cancer Council Victoria. The MCCS was further supported by Australian NHMRC grants 209057 and 396414, and by infrastructure provided by Cancer Council Victoria. Cases and their vital status were ascertained through the Victorian Cancer Registry (VCR) and the Australian Institute of Health and Welfare (AIHW), including the National Death Index and the Australian Cancer Database. The MEC was supported by NIH grants CA63464, CA54281, CA098758, CA132839 and CA164973. The MISS study is supported by funding from ERC-2011294576 Advanced grant, Swedish Cancer Society, Swedish Research Council, Local hospital funds, Berta Kamprad Foundation, Gunnar Nilsson. The MMHS study was supported by NIH grants CA97396, CA128931, CA116201, CA140286 and CA177150. The NBCS has received funding from the K.G. Jebsen Centre for Breast Cancer Research; the Research Council of Norway grant 193387/V50 (to A-L Borresen-Dale and V.N. Kristensen) and grant 193387/H10 (to A-L Borresen-Dale and V.N. Kristensen), South Eastern Norway Health Authority (grant 39346 to A-L Borresen-Dale) and the Norwegian Cancer Society (to A-L Borresen-Dale and V.N. Kristensen). The NC-BCFR and OFBCR were supported by grant UM1 CA164920 from the National Cancer Institute (USA). The NCBCS was funded by Komen Foundation, the National Cancer Institute (P50 CA058223, U54 CA156733, U01 CA179715), and the North Carolina University Cancer Research Fund. The NHS was supported by NIH grants P01 CA87969, UM1 CA186107, and U19 CA148065. The NHS2 was supported by NIH grants UM1 CA176726 and U19 CA148065. The OBCS was supported by research grants from the Finnish Cancer Foundation, the Academy of Finland (grant number 250083, 122715 and Center of Excellence grant number 251314), the Finnish Cancer Foundation, the Sigrid Juselius Foundation, the University of Oulu, the University of Oulu Support Foundation and the special Governmental EVO funds for Oulu University Hospital-based research activities. The ORIGO study was supported by the Dutch Cancer Society (RUL 19971505) and the Biobanking and Biomolecular Resources Research Infrastructure (BBMRINL CP16). The PBCS was funded by Intramural Research Funds of the National Cancer Institute, Department of Health and Human Services, USA. Genotyping for PLCO was supported by the Intramural Research Program of the National Institutes of Health, NCI, Division of Cancer Epidemiology and Genetics. The PLCO is supported by the Intramural Research Program of the Division of Cancer Epidemiology and Genetics and supported by contracts from the Division of Cancer Prevention, National Cancer Institute, National Institutes of Health. The POSH study is funded by Cancer Research UK (grants C1275/A11699, C1275/C22524, C1275/A19187, C1275/A15956 and Breast Cancer Campaign 2010PR62, 2013PR044. PROCAS is funded from NIHR grant PGfAR 0707-10031. PROCAS is funded from NIHR grant PGfAR 0707-10031. The RBCS was funded by the Dutch Cancer Society (DDHK 2004-3124, DDHK 2009-4318). The SASBAC study was supported by funding from the Agency for Science, Technology and Research of Singapore (A*STAR), the US National Institute of Health (NIH) and the Susan G. Komen Breast Cancer Foundation. The SBCS was supported by Sheffield Experimental Cancer Medicine Centre and Breast Cancer Now Tissue Bank. SEARCH is funded by Cancer Research UK [C490/A10124, C490/A16561] and supported by the UK National Institute for Health Research Biomedical Research Centre at the University of Cambridge. The University of Cambridge has received salary support for PDPP from the NHS in the East of England through the Clinical Academic Reserve. SKKDKFZS is supported by the DKFZ. The SMC is funded by the Swedish Cancer Foundation and the Swedish Research Council (SIMPLER, VR 2017-00644). The SZBCS was supported by Grant PBZ_KBN_122/P05/2004. The UCIBCS component of this research was supported by the NIH [CA58860, CA92044] and the Lon V Smith Foundation [LVS39420]. The UKBGS is funded by Breast Cancer Now and the Institute of Cancer Research (ICR), London. ICR acknowledges NHS funding to the NIHR Biomedical Research Centre. The USRT Study was funded by Intramural Research Funds of the National Cancer Institute, Department of Health and Human Services, USA. The WHI program is funded by the National Heart, Lung, and Blood Institute, the US National Institutes of Health and the US Department of Health and Human Services (HHSN268201100046C, HHSN268201100001C, HHSN268201100002C, HHSN268201100003C, HHSN268201100004C, and HHSN271201100004C). This work was also funded by NCI U19 CA148065-01. ; Sí
A priori, buscamos descrever brevemente o contexto político-social e econômico brasileiro em que a obra a ser resenhada foi pensada e redigida, a fim de qualificar e destacar a importância deste trabalho enquanto referência atual, efetiva e fundamental ao enriquecimento dos diálogos acadêmicos daqueles pensadores que se preocupam em adotar uma postura epistemológica crítica com relação ao panorama observado e vivido no Brasil. Para tanto, compreendemos que, enquanto ordem e regime social simbólico e pragmático, o fascismo pode coexistir com o a democracia - quando este último termo é desconstruído e desconectado de sua base epistemológica - e, além disso, é apropriado pelos agentes das políticas liberais. Desta feita, em vez sacrificar e prostrar a democracia aos interesses e exigências do capitalismo global de maneira objetiva, este conceito é trivializado e subjugado diuturnamente - nas esferas políticas, na mídia e, até mesmo, na academia -, até o ponto em que este não se faz mais socialmente necessário e/ou compreensível em sua plenitude e, por fim, acaba sendo convertida exclusivamente aos desígnios do mainstream. Assim sendo, adentramos em um período histórico em que as sociedades podem ser híbridas, ou seja: politicamente democráticas (forma) e socialmente fascistas (conteúdo), frente às demandas e especificidades do mercado e seus operadores (SANTOS e MENEZES, 2009). Tal qual ocorre no Brasil contemporaneamente (TIBURI, 2015; SEVERIANO e DÓRIA, 2015). De fronte ao cenário supracitado, a obra intitulada: "A tolice da inteligência brasileira - ou como o País se deixa manipular pela elite" (272 págs.), teve sua primeira edição publicada pela Editora Leya, em 2015 e, fora escrita pelo professor e pesquisador: Jessé José Freire de Souza (Universidade Federal Fluminense). Este que possui graduação em Direito; mestrado e doutorado em Sociologia; três pós-doutorados e uma livre docência; escreveu e organizou 23 livros e mais de 100 artigos e capítulos de livros em diversas línguas, sobre temas diretamente ligados as áreas da teoria social, pensamento social brasileiro e estudos teórico/empíricos acerca da desigualdade das classes sociais no Brasil contemporâneo - e, que até o momento da ascensão e institucionalização do "novo governo" -, ocupava o cargo de Presidente do Ipea: Instituo de Pesquisa Econômica Aplicada. Com este livro organizado em quatro partes e dezesseis capítulos - para além do prefácio -, a partir de um encadeamento escalar e cronológico impecável, Souza (2015), descreve, examina e conforma ideias e argumentos críticos que podem nos explicar a partir de uma abordagem teórica e histórica, as reais contradições que envolvem o Brasil e, de que forma classes sociais inteiras são feitas de tolas para que a reprodução de privilégios injustos sejam mantidos inalterados na condução dos rumos do Estado, suas instituições e suas das dinâmicas política, social e econômica, em proveito das elites - políticas e econômicas - instauradas no País. No prefácio da obra, o próprio autor desnuda os traços simbólicos e pragmáticos que a sociedade brasileira enfrenta ao longo da vida de maneira acrítica e compassiva, demostrando como se fundamentam e se alastram - de maneira livre - a ideologia e os interesses dos mais ricos do Brasil (1%), em detrimento da exploração do trabalho do restante da população (os 99% restantes). E, além disso, como o domínio das estruturas de poder, da informação e da inteligência, monopolizaram os recursos que deveriam ser de todos e, por conseguinte, abrem caminho para o empreendimento de uma violência simbólica, que permite a edificação de uma das sociedades mais desiguais e perversas do planeta (SOUZA, 2015). Já na primeira parte do livro, em seis capítulos, Souza (2015), disserta acerca da construção e fundamentação do ideário social brasileiro por parte de expoentes da História, da Antropologia e da Sociologia nacional, tais como: Gilberto Freyre, Roberto DaMatta, Sérgio Buarque de Hollanda e Raymundo Faoro - dentre outros -, questionando academicamente, de maneira clara e objetiva, quais são os contextos e os objetivos inconfessáveis dos referidos autores em erigir e, difundir reflexões pseudocríticas em que a sociedade brasileira é retratada por meio de argumentos ardilosos, em que há uma sistemática repetição das banalidades e axiomas de um senso comum permeado de preconceitos arraigados ao patrimonialismo historicamente vigente no controle do Estado brasileiro. Elucidando esta exposição, é impreterível se utilizar do próprio vocábulo de Souza (2015, p. 90): Nosso liberalismo hegemônico, na esfera pública, na grande imprensa conservador e, em boa parte do debate acadêmico é, certamente, uma das intepretações liberais mais mesquinhas, redutoras e superficiais que existe em escala planetária. Se fossemos completamente sinceros, teríamos de dizer que essa interpretação nada mais é, hoje em dia, que pura "violência simbólica", sem nenhum aporte interpretativo efetivo e sem qualquer compromisso, seja com a verdade, seja com a dor e o sofrimento que ainda marcam, de modo insofismável, a maior parte da população brasileira. Também nesta parte do livro, Souza (2015), discute com seriedade, quais são as bases teórico-metodológicas e, além disso, quais são as perspectivas políticas, ideológicas e epistemológicas dos referidos autores - liberais conservadores -, acerca da formação e da organização da sociedade brasileira. Estabelecendo valorosos argumentos que situam nossas realidades antropológicas, institucionais e econômicas a mesma altura de qualquer outra sociedade humana e/ou país - tanto em pontos positivos, quanto em negativos. Reforçando suas ponderações sobre o quadro supracitado, mas, especificamente sobre a conjuntura atual no Brasil, Souza (2015, p. 11) indica que: Daí ser fundamental compreender como intelectuais e especialistas distorcem o mundo para tornar todo tipo de privilégio injusto em privilégio merecido (...). (...) Não basta aos endinheirados controlar todos os grandes jornais e redes de TV para legitimar seus próprios interesses. Hoje em dia esses interesses precisam ser justificados de modo que pareçam razoáveis a fim de convencer os que são feitos de tolos por essas falsas justificações. (...) criando uma ciência para seus interesses, como de fato construíram para o Brasil. Por conseguinte, na segunda parte do texto, em três matérias, Souza (2015), centra seus questionamentos e reflexões no aporte exclusivamente economicista da dimensão simbólica do capitalismo contemporâneo e, de que maneira esta abordagem se desdobra de maneira inequívoca, sobre o cotidiano da humanidade e - em especial -, dos brasileiros. Indicando como a partir desta perspectiva, todo comportamento individual/social passa a ser induzido e traduzido por meio de estímulos econômicos, tendo, deste modo, todas as qualidades humanas reduzidas ao potencial das quantidades de "coisas úteis" a serem consumidas. Nesse sentido, o autor do livro traça uma linha de pensamento em que desenvolve uma complexa narrativa em que observa e descreve como esta abordagem economicista - ao longo do tempo -, naturaliza as deformações, distorções e injustiças sociais que acometem o Brasil e como, por conseguinte, estas são secundarizadas nos discursos e nas práticas dos indivíduos, das instituições e dos governos. Criando e recriando um cenário de racismo de classe e, em igual medida, estabelecendo que todo mal - político, administrativo e econômico - é derivado da corrupção instalada - exclusivamente -, no Estado. Ignorando e negando as responsabilidades da classe burguesa e da iniciativa privada para formatação e reforço deste drástico panorama em que vivemos. Ainda no segundo segmento de seu livro, Souza (2015), traz consigo os argumentos e a construção teórica de Florestan Fernandes e, por sua vez, os questiona de maneira franca. Levantando dúvidas sobre a generalização e validade das ponderações e adágios feitos por Fernandes acerca das realidade e totalidade dos estigmas referentes e inerentes à sociedade brasileira. Por sua vez, na terceira fração de seu livro, em quatro tópicos, Souza (2015), discute como o alinhamento espontâneo a uma ideologia opressiva a diversidade brasileira, acaba por enviesar - até mesmo - as perspectivas e análises acadêmicas sobre a situação do Brasil. Visto como é grande a capacidade de dominação ideológica, os debates científicos passam a ser colonizados em seus próprios termos e conceitos, impedindo os pensadores de perceber as diferenças na estruturação dos argumentos sobre as análises e julgamentos do contexto social brasileiro. Além disso, o autor ainda descreve como esta perspectiva estreita afeta - em igual medida -, o cotidiano da população, uma vez que se estabelece uma forte influência e presença dos ideais capitalistas que fundamentam hierarquias valorativas e segregativas, a partir de mecanismos ocultos e opacos, que por fim, buscam ativamente estabelecer uma violência simbólica - naturalizada - no contato entre os extratos sociais, conformando um quadro de estamento socioeconômico e cultural internamente no País. Especificamente, em escala internacional, Souza (2015), indica que: apesar de não ser verdade. A compreensão, a construção e o reforço do status quo das sociedades avançadas e a submissão das periféricas, acabam por prosseguir sob a mesma lógica de dominação ideológica intrínseca as sociedades locais, uma vez que existe uma série de pressupostos não explicitados que acabam por viciar os exames sobre as estruturas e normas de funcionamento qualitativamente distintas em relação à formação - social, econômica, cultural, religiosa, etc. -, de cada Estado. Criando e reproduzindo perniciosos argumentos políticos, midiáticos e pseudocientíficos que baseiam e reforçam e perpetuam a condição econômica e moral de cada Estado - evidentemente, a partir de uma perspectiva exclusivamente Ocidental, Eurocêntrica e/ou em prol de países como os Estados Unidos, que subjugam e corroem as potencialidades de países de fora deste eixo, tais como o Brasil, por exemplo. Idealizando um cenário que passa a ser inatingível frente aos "oportunos" condicionantes e prerrogativas inatos a cada país, segundo este ponto de vista. Diante desta paisagem em tela, Souza (2015, p. 171), adverte: Essa dificuldade se reproduz na consideração apenas do aspecto "material" do capitalismo, que se expandiu praticamente para todas as partes do globo, e no amesquinhamento da dimensão simbólica à dimensão, quase sempre eivada de "violência simbólica", da "cultura nacional" ou do "mito nacional". Como a cultura nacional reflete, pelo menos em grande medida - com dizia com razão o Marx da ideologia alemã -, os interesses particulares das classes dominantes transformados em interesses de todo corpo social, estamos confrontando com a distorção da realidade quanto com sua fragmentação e redução ao elemento "material" na dimensão da comparação entre sociedades". Na quarta e derradeira parte desta obra, Souza (2015), estabelece suas reflexões acerca de três importantes tópicos: I) sobre a cegueira do debate brasileiro sobre as classes sociais e a pobreza do debate político; II) as manifestações de junho (2013) e a cegueira política das classes; III) o golpismo de ontem e de hoje: considerações sobre o momento atual. Sobre o item I, é relevante destacar que a união entre economicismo e culturalismo conservador turva a análise e plena compreensão sobre como se dá a estruturação social, que implica a consideração de capitais que não se restringem ao econômico, mas, sobretudo, a forma velada como as classes sociais são produzidas e reproduzidas historicamente no Brasil. Souza (2015, p. 236): (...) as classes do privilégio não dispõem apenas dos capitais adequados para vencer na disputa social por recursos escassos, possuem também a "crença em si mesmo", produto de uma autoconfiança de classe, tão necessária para enfrentar todas as inevitáveis intempéries (...) e, poder usufruir do "reconhecimento social" dos outros como algo tão natural quanto respirar. As classes populares, ao contrário, não dispõem de nenhum dos privilégios de nascimento das classes média e alta. A socialização familiar é muitas vezes disruptiva, a escola é pior e muitas vezes consegue incutir com sucesso insegurança na própria capacidade, os exemplos bem-sucedidos na família são muito mais escassos, quando existentes, quase todos necessitam trabalhar muito cedo e não dispõem de tempo para os estudos, o alcoolismo, fruto do desespero com a vida, ou o abuso sexual sistemático, são também "sobrerrepresentados" nas classes populares. E, por conseguinte, como esta situação avassaladora é ignorada sistematicamente pelas esferas políticas e, principalmente, pela mídia - que naturaliza estas pré-condições e, partem delas, para estabelecer suas interpretações e considerações -, ao longo do tempo, vão sendo apresentados casos de corrupção no Estado, crises de representação e no sistema político e, crises econômicas por conta do "descontrole" dos gastos do governo. Entretanto, em hipótese alguma, o problema de fundo é abordado de maneira clara e objetiva: o abismo socioeconômico dentre os estratos sociais do Brasil, com suas causas, suas consequências e, principalmente, sobre as formas de mitigação deste horizonte. A propósito do item II, Souza (2015), versa acerca da grande fraude encampada e reforçada pela mídia golpista com relação às manifestações de junho de 2013, em que a impressão a ser reforçada ao mundo todo, é a de que o Estado brasileiro é o vilão e a sociedade local - engajada, politizada, patriota e classe média/alta -, é o mocinho desta história de conto de fadas para adultos ingênuos e infantilizados. Entretanto, quem - por fim -, ganhou muito com as reivindicações que clamavam pelo fim da corrupção e pela mudança nos rumos da economia e política da nação, fora justamente às forças mais liberais conservadoras do País - justamente, o monstro a ser combatido. Com a propagação - via redes sociais da internet e, os chamados e apelos intermitentes da mídia - a instauração deste exercício de "democracia" e "participação popular", ao longo de todo território nacional, a classe média acabou por distorcer as demandas sociais legitimas e, garantiu na pauta de reivindicações das manifestações, a exclusividade de seus interesses - ocultando de maneira inconfessável -, seus privilégios injustos e excludentes. Desta forma, este segmento social privilegiado garante de sobremaneira uma boa imagem, reforçando seus direitos a obter prestígio, reconhecimento e melhores salários e, além disso, a culpar as vítimas, de um processo social que torna invisível a injustiça - a exploração, a miséria e o sofrimento diário -, como se fosse possível escolher esta condição de pobreza e humilhação. Souza (2015, p. 241), ainda completa sua reflexão indicando que: (...) o fato de que a dominação social no Brasil se enfeita de outros atributos que não existem em outros lugares. Aqui, afinal, é o País em que a classe média "tira onda" de revolucionária, de agente de mudança e de lutadora por um "Brasil melhor". Entretanto, o insucesso desta ardilosa campanha se deu com o resultado inegável das eleições presidenciais de 2014 - vencidas de maneira legítima e democrática pelo partido da situação. Todavia, este momento histórico, se consolidou como sendo o estopim da indignação das classes políticas conservadoras que lograram, inclusive, persuadir e contaminar parte importante das classes trabalhadoras ascendentes com seu discurso draconiano, incensadas pela mídia, que a cada dia apresentava um novo escândalo do "Petrolão", envolvendo - exclusivamente e seletivamente - agentes do governo. A solução, segundo os operadores e intelectuais do apartheid conservador, é o enlace lascivo aos desígnios do capital e do mercado, com efusivos elogios as práticas da gestão enxuta, do Estado mínimo, do superávit primário, da "racionalização" dos gastos públicos, etc. Este panorama aliado à ausência crônica de debates sérios sobre a realidade brasileira, seja na academia, nos espaços públicos, na esfera política ou na mídia, torna um País tão rico e diverso como é o Brasil, com sua grande população, em uma multidão de tolos manipulados e incapazes de perceber os quais são os perigos que os assolam. Essa é uma cegueira que condena milhares de pessoas a uma vida indigna e, em igual medida, sentencia toda sua sociedade a uma reflexão amesquinhada e a uma vida apequenada em todas as suas dimensões (SOUZA, 2015). Acerca do capítulo III, Souza (2015), anota suas reflexões críticas a respeito da edificação - pari passu - do impeachment (golpe), sofrido pela presidenta eleita democraticamente pela maioria dos cidadãos brasileiros votantes - ao seu segundo mandato consecutivo: Dilma Roussef. O autor ainda destaca que ao longo de todo ano de 2015 - e, parte de 2016 -, a presidenta, sua equipe de governo e figuras de prestigio e relevância política do Partido dos Trabalhadores (PT), tais como o ex-presidente: Luiz Inácio "Lula" da Silva, foram violentamente e covardemente agredidos pela mídia e pela oposição - historicamente -, territorializada no Congresso Nacional. Sob suas exclusivas responsabilidades, todo o cômputo relativo à corrupção da esfera política brasileira foram-lhes arbitrariamente atribuídas, sem qualquer oportunidade de defesa pública e/ou jurídica. Neste caso, para além da seletividade e parcialidade que todo este maligno processo fora retratado e conduzido, com a finalidade de denegrir a reputação e, principalmente, a ideologia do PT e, dos demais partidos de "esquerda" no Brasil. Ainda se logra - a todo custo - incinerar a imagem, a representatividade e o carisma de "Lula", de forma a inviabilizar sua candidatura - e, possível reeleição - nas próximas eleições presidenciais de 2018. Adicionalmente, Souza (2015), ainda destaca que, esta crise política criada e manipulada midiaticamente é mais uma comprovação empírica dos argumentos listados em seu livro: o tema da corrupção só pode ser utilizado para enganar e manipular a população, visto como sua definição e aplicação são arbitrárias, sendo utilizado de acordo com o interesse de quem o utiliza como forma de ataque. Nesse sentido, o "moralismo" relativo à classe média no Brasil sempre foi extremamente seletivo e antidemocrático ao mesmo tempo. Sua seletividade implica em ver o mal sempre fora de si e, nunca em suas ações cotidianas de exploração e, seu caráter antidemocrático ficou evidentemente estampado nas manifestações dos "coxinhas politizados" - ocorridas ao longo de 2015/16 -, em que a pauta de reivindicação refletia apenas uma virtude idealizada mas, que fora apresentada por meio de brados retumbantes como sendo uma vontade geral, que se erigia como "apoio popular" aos interesses das elites conservadoras do País - uma perspectiva reducionista do problema e, ainda por cima, uma ilusão autoritária que traveste de "ordem e progresso" uma caminhada acelerada em direção ao fascismo (SOUZA, 2015). Neste aspecto, a imprensa se estabeleceu como player fundamental, posto que legitimou e glorificou o assalto ao princípio basal da soberania do voto popular em um regime dito como sendo: democrático e representativo. De tal modo, Souza (2015, p 259), lembra que: O jogo da pseudodemocracia moderna brasileira se armou: aproveitando o moralismo de fachada dos setores médios, baseados no ressentimento contra os de cima (sempre corruptos, especialmente no Estado) e o ódio contra os de baixo, destinado a ser astuciosamente insuflado sempre que a imprensa, "neutra como o dinheiro", visse seus interesses na ordem para poucos de algum modo ameaçado. Todavia, em comparação com o golpe de 1964 e a instauração do regime militar no Brasil, poucos vêm - ou, preferem não ver - a similaridade. Uma vez que as discussões atuais estão presas à conjuntura, são pobres de referencial teórico metodológico e, sobretudo, se seguem sem qualquer perspectiva histórica. Entretanto, Souza (2015), observa que a única mutação realmente efetiva ocorrida neste processo contemporâneo em relação ao do passado próximo, é a figura instituída como sendo o bastião da moralidade, da ordem, da eficiência e do direito, do herói justiceiro que trabalha incansavelmente como guardião da ordem, para incorporar os anseios gerais da sociedade sobre o mal, perfazendo suas ações em um nível acima daqueles conquistados pelos agentes da esfera política contaminada do Brasil. Os candidatos perfeitos para ocupar o hiato deixado pelos militares - por conta de sua truculência e, em igual medida, dos atos de corrupção -, vêm ao mundo, derivado do aparato dos órgãos de controle do governo e do judiciário criados pela Constituição de 1988, tais como: Polícia Federal (PF); Ministério Público (MP); Tribunal de Contas da União ( TCU), que recrutam e abrigam seus quadros, prioritariamente, nas fileiras da classe média conservadora e moralista (SEVERIANO e DÓRIA, 2015; SOUZA, 2015). Em seu último parágrafo, Souza (2015, p. 261), reflete e considera que: Mudam-se as vestes e as fantasias, "moderniza-se" o golpe, substitui-se o argumento das armas pelo argumento "pseudo-jurídico", amplia-se a aparência de "neutralidade", sai de cena a baioneta e entra no palco da ópera bufa a toga arrogante e arcaica do operador jurídico, mas preserva-se o principal: quem continua mandando de verdade em toda a encenação do teatro de marionetes são os mesmo 1% que controlam a riqueza, o poder e instrumentalizam a informação a seu bel-prazer. Os outros 99% ou são manipulados diretamente, com a classe média "coxinha", ou assistem de longe, bestializados, a um espetáculo o qual, como sempre, vão ter que pagar sem participar do banquete. Por fim, esta é uma obra excepcional, que subsidia de sobremaneira a compreensão crítica da composição da sociedade brasileira e, em igual medida, descreve e analisa os fundamentos históricos e conceituais da atual crise política nacional - e, por conseguinte: o golpe. Por sua vez, este livro deve ser lido com avidez e estudado com atenção e, só posteriormente, colocado a descansar na estante, bem ao lado de importantes autores e pensadores - clássicos e contemporâneos -, desta classe literária (ciência social crítica) e opção epistemológica. E, cabe destacar que este livro versa sobre um cenário contemporâneo e, extremamente, tangível. Desta forma, as reflexões contidas nele podem e devem ser utilizadas como sendo fonte para reconstrução da realidade a partir de pensamentos e intervenções inteligentes e equilibradas no cenário brasileiro (SOUZA, 2015).
Il presente lavoro si prefigge la finalità di analizzare taluni aspetti legati al diritto reale di abitazione, con speciale riferimento al divieto di cessione del predetto diritto previsto dall'articolo 1024 del codice civile. Tale problematica, inoltre, è strettamente connessa anche ad altri aspetti pratici, quali l'ipotecabilità e l'espropriabilità del predetto diritto reale. In particolare è apparso opportuno approfondire preliminarmente taluni profili di carattere generale riguardanti il diritto di abitazione, nei limiti in cui essi fossero funzionali alla ricostruzione che si è tentato di proporre. A tal fine, sono stati affrontati alcuni aspetti, quali la natura giuridica e i presupposti soggettivi ed oggettivi, in quanto ritenuti propedeutici al prosieguo della trattazione. In particolare l'esclusione del diritto d' abitazione dal novero dei diritti ipotecabili ha sollevato diverse questioni in dottrina e in giurisprudenza. L'inattitudine del predetto diritto ad essere oggetto d'iscrizione ipotecaria deve essere necessariamente valutato alla luce della propria disciplina. Il diritto d'abitazione consente al titolare di abitare una casa "limitatamente ai bisogni suoi e della sua famiglia" (art. 1022 cod. civ.). Il rapporto che si instaura a seguito della costituzione del diritto è fondato sull'intuitus personae, sia sotto il profilo del contenuto del diritto che sotto il profilo del rapporto dell'habitator con il proprietario dell'immobile. La limitazione dell'esercizio del diritto al soddisfacimento dei bisogni del suo titolare, infatti, da una parte implica che il suo trasferimento ad un terzo potrebbe mutarne il contenuto, con eventuale nocumento per il proprietario; dall'altra implica che qualora la casa risulti di estensione maggiore rispetto alle esigenze dell'habitator, il proprietario potrà goderne per la parte eccedente: il titolare del diritto reale d'abitazione non avrebbe infatti titolo ad opporsi alle ingerenze del proprietario, nei limiti in cui quest'ultimo non molesti il libero godimento dell'altra parte dell'abitazione. Anche sotto questo secondo profilo emerge la personalità del rapporto, essendo rilevante per il proprietario la persona del titolare del diritto, con il quale potrebbe anche trovarsi dover convivere. Tali motivazioni costituiscono la ratio alla base del divieto di cessione e di locazione del diritto in esame, ex art. 1024 cod. civ. Tale divieto costituisce a sua volta il fondamento dell'esclusione del diritto d'abitazione (e d'uso) dall'elenco dei diritti ipotecabili ex art. 2810 cod. civ. La realizzazione della causa di garanzia, infatti, implica che la situazione sostanziale dedotta quale oggetto dell'ipoteca sia alienabile, non potendo immaginarsi una vendita forzata del diritto ove di questo non possa normalmente disporne il titolare. Probabilmente a ciò è legata anche la precisazione posta dall'art. 2810 n. 1) cod. civ., per cui sono ipotecabili gli immobili "che sono in commercio". L'ammissibilità dell'iscrizione ipotecaria sul diritto d'abitazione postula il riconoscimento della sua trasferibilità: è dunque necessaria un'analisi della portata del divieto di cessione di tale diritto posto dall'art. 1024 cod. civ. Come accennato, infatti, tale divieto è posto al fine di tutelare la posizione del proprietario dell'immobile, e dunque a presidio di interessi di natura privatistica: la regola sarebbe quindi applicabile ove non sia diversamente disposto dal titolo costitutivo, mentre con l'accordo di proprietario ed habitator potrebbe prevedersi una più o meno libera cedibilità, grazie al consenso della parte che la disciplina codicistica mira a tutelare. In merito è stato obiettato che il divieto di cessione non solo sia disposto a tutela della posizione del nudo proprietario, ma faccia parte del contenuto stesso del diritto, in quanto al variare del titolare sono destinate a variare anche le esigenze in base alle quali il contenuto di detto diritto è parametrato. In tale ottica, la possibilità che esso circoli, seppure con il consenso del nudo proprietario, porterebbe a rendere variabile la portata stessa del diritto, con conseguente violazione del principio di tipicità e del numerus clausus dei diritti reali, in quanto risulterebbero alterati gli aspetti caratterizzanti della disciplina tipica dell'istituto. Qualora si ritenessero accoglibili siffatte osservazioni, dovrebbe conseguentemente ritenersi che il divieto di cui all'art. 1024 cod. civ. sia inderogabile anche con il consenso del nudo proprietario contro interessato. Il principio della tipicità e del numerus clausus dei diritti reali, infatti, è posto a tutela di interessi di carattere generale, ed ha dunque valenza pubblicistica. Tale principio, come noto, risponde all'esigenza di consentire ai terzi di essere preventivamente a conoscenza dell'esistenza di pesi o vincoli opponibili erga omnes, con conseguente tutela del commercio giuridico; persegue inoltre l'utilità socio-economica di salvaguardare, per quanto possibile, la libertà, l'assolutezza e la pienezza della proprietà fondiaria, ed assurge dunque a principio di rilevanza costituzionale. Altro fondamento del divieto è stato, inoltre, riscontrato in via indiretta nel disposto di cui all'art. 1372 c. 3 cod. civ., per cui è inibita alle parti la stipulazione di contratti ad effetti reali oltre i casi previsti dalla legge. Inoltre, i fautori dell'inderogabilità del divieto ritengono che non sia applicabile al diritto d'abitazione la disciplina che consente il trasferimento dell'usufrutto per un certo tempo o per tutta la sua durata, se non vietato dal titolo costitutivo (art. 980 cod. civ.), mancando in tal caso la compatibilità tra discipline richiesta dall'art. 1026 cod. civ. Nell'usufrutto, infatti, la tutela del nudo proprietario deriva dal fatto che la durata massima del diritto gravante sull'immobile di sua titolarità è ancorata alla durata dell'originario usufrutto su esso costituito. Conseguentemente la cessione del diritto non rischierebbe di produrre una limitazione ulteriore al pieno estendersi delle facoltà proprietarie. Diversamente, in ipotesi di cessione del diritto d'abitazione, la mutevolezza dei bisogni del titolare e della sua famiglia non consente di riprodurre in via pattizia una limitazione del diritto di proprietà che risulti indifferente per il nudo proprietario: la coincidenza dei bisogni del cedente e della sua famiglia con quelli del cessionario e della sua famiglia, infatti, rappresenterebbe un dato verificabile solo a posteriori. La difficoltà di conciliare il patto in deroga al divieto di cessione del diritto d'abitazione con il principio di tipicità dei diritti reali ha condotto parte della dottrina a giustificarne l'ammissibilità ritenendo che esso trasformerebbe il diritto d'abitazione in un altro diritto reale (con conseguente mancata creazione di un diritto reale atipico). In tale ottica, in sede interpretativa potrebbe ritenersi che, con la stipulazione del patto di libera trasferibilità, le parti abbiano inteso in realtà costituire un diritto d'usufrutto, ovvero stipulare un contratto di comodato o di locazione, o che comunque tale diverso diritto esse avrebbero inteso costituire qualora fossero state a conoscenza della nullità del patto (arg. ex art. 1424 cod. civ.). Diversa dall'ipotesi del preventivo patto di cedibilità è quella del trasferimento del diritto con contestuale costituzione in atto di nudo proprietario ed habitator. In tal caso, infatti, il trasferimento potrebbe ottenersi attraverso una rinuncia abdicativa ( la quale deve avere forma scritta art.1350 n.5 e deve essere trascritta ai sensi dell'articolo 2643 n.5) da parte dell'habitator al proprio diritto, con conseguente espansione della nuda proprietà in proprietà piena in virtù del principio di elasticità del dominio. Alla luce di tali premesse, può osservarsi quanto segue. L' intrasferibilità di un diritto reale viene ad incidere anche sulla valutazione del legislatore in ordine all' ipotecabilità del medesimo. La non assoggettabilità ad ipoteca non è conseguenza necessaria dell'inalienabilità, e in diversi casi, pur essendo prevista l'intrasferibilità del diritto, non si esclude che il diritto stesso possa essere ipotecato. Tuttavia, qualora l'intrasferibilità sia connessa, come nel caso dell'abitazione alla natura del diritto, e dunque all'esigenza di preservarne l'identità, che sarebbe invece compromessa dalla circolazione del diritto, le medesime ragioni che valgono ad escluderne l'alienabilità assumono valore determinante anche al fine di escluderne l'assoggettabilità ad ipoteca. E' pacifico l'orientamento secondo il quale il diritto di abitazione, come quello d'uso e il diritto di servitù, non può essere oggetto di ipoteca in quanto non è ricompreso nell'elencazione dell'articolo 2810 del codice civile. L'ipotecabilità di tale diritto non è prevista nemmeno da leggi speciali. Pertanto deve ritenersi che il diritto di abitazione sia inidoneo ad essere oggetto d'ipoteca anche a causa del suo carattere inalienabile. Nel secondo capitolo è stato affrontato il diritto di abitazione spettante al coniuge superstite. La norma di riferimento, l'articolo 540 comma secondo, si trova, com'è noto, nella parte del libro II dedicato ai diritti spettanti ai legittimari e alla loro tutela, e la sua ratio - secondo la Corte Costituzionale (sentenza n. 310 del 26 maggio 1989) va ricercata nella tutela di interessi non patrimoniali quali la conservazione della memoria del coniuge scomparso, il mantenimento del tenore di vita, delle relazioni sociali e degli status symbols goduti durante il matrimonio. La natura giuridica dei diritti ex articolo 540 comma secondo non solo riveste notevole interesse teorico al fine di testare la "messa a punto" degli ingranaggi del complesso meccanismo successorio, ma costituisce un imprescindibile punto di partenza per affrontare - e provare a risolvere - tutte le implicazioni di carattere pratico ed operativo che si presentano all'operatore del diritto. Il diritto di abitazione si "attiva" solo in presenza di determinati presupposti: 1) viene, innanzitutto, in rilievo un PRESUPPOSTO SOGGETTIVO Deve infatti esistere un CONIUGE SUPERSTITE al momento dell'apertura della successione. Il presupposto soggettivo è rispettato anche se il coniuge superstite sia SEPARATO CONSENSUALMENTE o SENZA ADDEBITO? L'articolo 585 c.c. attribuisce al coniuge separato consensualmente o senza addebito gli stessi diritti successori spettanti al coniuge non separato, per cui dovremmo - sulla base di un'applicazione letterale e rigorosa della norma - affermare che ad esso spetti anche il diritto di abitare la casa familiare. Senonchè, in tal caso, risulta "imbarazzante" parlare di abitazione adibita a "residenza familiare" e la norma non avrebbe ragione di essere applicata, venuta meno la sua ratio così come individuata dalla corte costituzionale. 2) viene, poi, in rilievo, quale PRESUPPOSTO OGGETTIVO indispensabile per l'operatività della disciplina in oggetto, l'esistenza di una CASA ADIBITA A RESIDENZA FAMILIARE DI PROPRIETÀ DEL DEFUNTO O COMUNE. Coerentemenente dovrebbe anche sostenerne la sua TRASCRIVIBILITA' A ciò, tuttavia, si oppongono ragioni di ordine pratico: per l'esecuzione della formalità è necessario uno dei titoli previsti dall'articolo 2648 c.c. che, evidentemente, mancano ogniqualvolta si apra una successione legittima. ; The present work aims the purpose of analyzing certain aspects related to the real right of residence, with special reference to the prohibition of the sale of that right under article 1024 of the Civil Code. This issue is also closely related to other practical aspects, such as ipotecabilità and espropriabilità predicted real right. In particular appeared to be investigated preliminarily certain profiles of general questions about the right to housing, to the extent that they were functional reconstruction attempted to propose. To this end, they dealt with some aspects, such as the legal nature and assumptions subjective and objective, as it was considered preparatory to the continuation of the discussion. In particular, the exclusion of the right of 'house from the list of rights ipotecabili raised several issues in doctrine and in jurisprudence. The inadequacy of that law to be the subject of mortgage registration have to be assessed in the light of their own discipline. The right of residence permit the holder to live in a house, "limited to his needs and his family" (Art. 1022 cod. Civ.). The relationship that develops as a result of the establishment of the right is founded sull'intuitus personae, both in terms of the content of the law and in terms of the relationship dell'habitator with the property owner. The limitation of the right to meet the needs of its owner, in fact, on the one hand implies that his transfer to a third party could changing its content, with possible harm to the owner; the other implies that if the house appears wider than the needs dell'habitator, the owner will enjoy it for the excess: the holder of the real right of residence would not in fact entitled to oppose the interference of the owner, to the extent where this does not harassing the free enjoyment of the other part of the house. Also in this second profile emerges the personality of the report, being relevant to the owner the person of the right holder, with which it could also be having to live. These reasons are the rationale for the prohibition of the sale and lease of the right in question, pursuant to art. 1024 cod. civ. This prohibition is in turn the basis for exclusion of the right of residence (and use) the list of rights ipotecabili art. 2810 cod. civ. The realization of the cause of guarantee, in fact, implies that the situation substantially deducted as an object of the mortgage is alienable, unable to imagine a forced sale of the right of where this can not freely dispose of the holder. Probably this is also linked to the specification laid down by. 2810 n. 1) cod. civ., why are ipotecabili properties "that are on the market." The eligibility enrollment mortgage on the right of residence demands acknowledgment of its portability, so it is necessary to analyze the scope of the prohibition of the sale of such right place art. 1024 cod. civ. As mentioned, in fact, such a ban is placed in order to protect the position of the property owner, and therefore in defense of the interests of private nature: the rule would be applicable where it is otherwise entitled constitutive, while with the agreement owner and habitator could be foreseen a more or less free transferability, thanks to permission from the legal provision is intended to protect. About it has been argued that the prohibition of the sale not only is willing to protect the position of the bare owner, but is part of the content of the law, because the variation of the holder are intended to vary the demands under which the content of that law is equated. In this context, the possibility that it circles, albeit with the consent of the bare owner, would make variable the scope of the right, resulting in violation of the principle of typicality and the quantitative ceiling of the real rights, as would be altered the characteristic features typical of the discipline of the institute. If you consider it acceptable in such observations should therefore be concluded that the prohibition in Article. 1024 cod. civ. is unavoidable even with the consent of the bare owner against concerned. The principle of typicality and the quantitative ceiling of real rights, in fact, is designed to protect the interests of a general nature, and therefore value journalism. This principle, as is known, meets the need to enable third parties to be previously aware of the existence of weights or constraints opposable erga omnes, resulting in protection of the legal trade; also pursues the socio-economic utility to preserve, as far as possible, the freedom, the absoluteness and fullness of landed property, and then rises to the principle of constitutional significance. Another basis for the prohibition was also found indirectly in the provision of art. 1372 c. 3 cod. civ., it is inhibited to the parties entering into contracts with real effects beyond the cases provided by law. Moreover, proponents of the ban dell'inderogabilità believe that it is not applicable to the right of residence discipline that allows the transfer of the usufruct for a time or for its entire duration, if not prohibited by the title of incorporation (art. 980 cod . Civ.), lacking in this case the compatibility between disciplines required by art. 1026 cod. civ. Nell'usufrutto, in fact, the protection of the bare owner comes from the fact that the maximum duration of the right levied on the property in its ownership is anchored to the duration of the original usufruct of it consists. Consequently, the transfer of the right might not produce a further limitation to the full extend of the proprietary right. Otherwise, in the event of transfer of the right to housing, the changing needs of the owner and his family can not play on a covenantal a limitation of the right to property that is indifferent to the bare owner: the coincidence of the needs of the transferor and of his family with the assignee and his family, in fact, represent a verifiable data only in retrospect. The difficulty of reconciling the pact in derogation from the prohibition of the sale of the right of residence to the principle of typicality of property rights has led some commentators to justify their eligibility believing that it would transform the right of residence in another real right ( resulting in failure to create a real right atypical). In this context, in the interpretative could be considered that, with the signing of the pact of free transferability, the parties intended to actually be a right to use, or enter into a contract of loan or lease, or that such a different law they would be understood if they had been aware of the invalidity of the covenant (arg. art. 1424 cod. civ.). Different from the hypothesis of the budget pact transferability is that of the transfer of the right with simultaneous constitution in place of bare owner and habitator. In this case, the transfer could be obtained through a waiver abdicativa (which must be in writing and must be transcribed art.1350 n.5 under Article 2643 # 5) by dell'habitator his right, resulting in expansion of the bare property in full ownership by virtue of the principle of elasticity domain. In light of the foregoing, it can be observed the following. The 'non-transferability of a real right is to affect also the assessment of the legislature in order to' ipotecabilità thereof. The not being subject to mortgage is not necessary consequence inalienability, and in several cases, even though there is the non-transferability of the right, it is possible that the law itself may be mortgaged. However, where the non-transferability is connected, as in the case of the dwelling to the nature of the right, and therefore the need to preserve the identity, which would be affected by the movement of the right, the same reasons as apply to exclude the alienability take decisive value also in order to exclude the liability to mortgage. And 'peaceful orientation according to which the right to housing, such as the right of use and easement, can not be the subject of mortgage as there is included in listing of Article 2810 of the Civil Code. The ipotecabilità of this right is not provided even by special laws. Therefore, it must be held that the right to housing is unfit to be the subject of mortgage also because of its inalienable character. In the second chapter was addressed the right to housing payable to the surviving spouse. The reference standard, Article 540 paragraph two, is, as is well known, in part II of the book devoted to the rights due to the heirs and their protection, and its ratio - according to the Constitutional Court (judgment no. 310 of 26 May 1989) to be found in the protection of non-pecuniary interests such as the conservation of the memory of deceased spouse, maintaining the standard of living, social relations and status symbols enjoyed during the marriage. The legal nature of the rights under Article 540 paragraph two not only of considerable theoretical interest in order to test the "fine tuning" of the gears of the complex mechanism of inheritance, but is an essential starting point to address - and try to solve - all practical and operational implications that are presented to the operator's right. The right to housing is "active" only under certain conditions: 1) is, first, raised a ASSUMPTION SUBJECTIVE Must in fact exist a SURVIVING SPOUSE upon opening of the succession. The subjective condition is fulfilled even if the surviving spouse is a separate agreement or WITHOUT CHARGE? Article 585 of the Civil Code attaches to the separated spouse or consensually without charge the same inheritance rights pertaining to the spouse not separated, so we should - based on a literal application of the standard and rigorous - say that it is also entitled the right to inhabit the family home. Except that, in this case, is "embarrassing" to speak of dwelling used as a "family home" and the norm would have no reason to apply, failed its ratio as identified by the Constitutional Court. 2) is, then, in relief, which ASSUMPTION OBJECTIVE indispensable for the operation of the discipline in question, the existence of a HOUSE USED AS A FAMILY RESIDENCE OR COMMON PROPERTY OF THE DECEASED. Coerentemenente should also sustain its TRASCRIVIBILITA ' To this, however, oppose practical reasons: for the execution of the formalities you need one of the securities provided for in Article 2648 cc who obviously lacking whenever you open a legitimate succession. ; Dottorato di ricerca in Persona, impresa e lavoro: dal diritto interno a quello internazionale (XXVII ciclo)
The international business environment is still changing dramatically and, although international growth may introduce added complexity it may be unavoidable for small and medium-sized enterprises (SMEs) mainly due to the increasing globalization of markets (Levitt 1983) and industries (Yip 2003). In the face of rapid globalization, SMEs are a vital part of the economic systems of both emerging and developed countries. As Veloso (1991) points out, this type of companies may be an important organ for increasing the level of competitiveness of emerging markets. Some studies, for example, Yasuf (2001), go to the extent of suggesting that growth and employment in developing countries depend on the fate of SMEs. The incentive and the legal structures within which firms must operate have been drastically altered. SMEs are no longer protected from foreign competition and local buyers and suppliers are becoming more sophisticated. To compete effectively, SMEs must adapt and reshape themselves to facilitate adjustments and enhance learning for their growth and economic development. This article provides a typology to explain the degree of internationalization of SMEs. At one extreme is tangible internationalization, which is short-term and depends on macro and microeconomics factors exogenous to firms; at the other is a combination of tangible and intangible internationalization, which implies a strong commitment by firms to become competitive at international levels.I argue that different forces have forced the internationalization not only of firms, but also of markets, so that SMEs can become global without a physical presence in foreign markets. Furthermore, it may be necessary for these companies to become global if they are to remain competitive in their local markets. As a result of this paradigm shift, internationalization is based not only on geographical aspects, which are closely related to firm internationalization, but also on intangible considerations, which are closely related to market internationalization.Tangible internationalization is a restricted approach defined as a physical presence in a foreign market; it consists mainly of foreign sales, foreign direct investment (FDI), physical presence in foreign markets, and foreign suppliers. It fluctuates with exchange rates, costs of inputs, and other resource endowments that are tied to a particular geographic location. On the other hand, intangible internationalization implies a change in the comprehensive approach to the way firms should reconfigure, develop and secure resources. Intangible internationalization requires facilitating learning at all levels of a firm to increase the stock of knowledge, and, therefore, to improve flexibility on the production side and increase the likelihood of developing new resources and processes, thus enhancing the firm's critical invisible assets (Itami and Roehl 1987). An SME should aim for both in order to take advantage of a physical presence in foreign markets and provide constant incentives to facilitate learning and new organizational capabilities and processes. Tangible internationalization is a short-term expansion in foreign markets because it takes advantage of temporary macro- and microeconomics conditions; it does not require changes at the firm level. On the other hand, a combination of intangible and tangible internationalization has a higher probability to be sustainable in the long term and mostly depends on the firm's actions to meet international standards.This article emphasizes 5 crucial aspects of that managers need to be aware of: I. A matter of having an strategic plan II. An internal perspective of the firm III.The need of expanding the knowledge bases of SMEs IV.How to access and secure resources: networks V.The entrepreneurial aspectsI. A Matter of Having an Strategic PlanWhile firms have an important degree of freedom to make their own decisions, the effect of the environment cannot be discounted. This matter becomes critically important in the context of emerging economies because firms are not only facing changes in the structure of the industry in which they operate, but also in the surrounding and institutional environments. To be aware of the different courses of action available, decision makers must understand all the pro-market reforms, not just those that most affect their own industry. According to Weick (1995), the strategic decisions that managers make depend on their cognitive structures and how they make sense of the environment. Managers need to understand any intended change in a way that makes sense or fits an interpretative schema or system of meaning (Bartunek 1984). Andrews (1980) compares the role of the owner-manager to an architect who is in charge of doing the synthesis. Senior managers have the role of analyzing, interpreting, and making sense of clues so as to formulate and implement strategies. Senior managers should act as catalysts to understand and create new interpretative frameworks that provide purpose and direction to the members of the organization (Westley 1990).Laying a Formal Foundation: Making the Implicit Explicit The fact that SMEs have inadequate organizational structures and managerial expertise is a real problem in a changing environment. SMEs do not have the same level of support to increase their competitiveness, and given the lack of managerial expertise, building an adequate structure is not a straightforward process, even though it is a central one. Formalizing routines and processes within firms to make them less dependent on a specific individual is key. This is an important concern because SMEs not only have a less highly developed structure, but their fate is closely linked to one or a few individuals who posses knowledge or resources that have not been made explicit to the rest of the firm.Nevertheless, in a changing environment managers need to be proactive and to rethink their approaches regarding the future activities of their firms. A mere replication of previous strategies may no longer be a valid option when firms are competing in the international arena. The future can be imagined and enacted and that companies must be capable of fundamentally reconciling themselves by regenerating their core competencies and reinventing their industry. The role of managers is not to plan for the future, but to manage the process of learning and to be open to the possibility that new strategies can emerge.II. Analyzing the Firm's ResourcesAn analytical examination of the resources of a firm may help to develop an understanding not only of possible short-run business strategies, but also of future diversifications (Montgomery and Wernerfelt, 1988), growth strategies (Penrose, 1959), and sustainability of long-term rents (Rumelt, 1984). SMEs can compete in the international arena, but they will face international competition from foreign SMEs as well as from multinational enterprises (MNEs). Focusing only on product-market strategies is not enough; instead, the long-term survival of a firm depends on the characteristics and endowment of its resources, which should be valuable and difficult to imitate (Mahoney and Pandian 1992; Grant 1991; Amit and Schoemaker 1993). To be able to compete, the manager-owners of SMEs must know the internal resources and capabilities of their companies. As Andrews (1980: 18-19) suggested, a firm should make its strategic plans "preferably in a way that focuses resources to convert distinctive competence into competitive advantage."Firms are a bundle of different kinds of resources and a set of commitments to certain technologies, human resources, processes, and know-how that manager-owners marshal. This issue is particularly important to the present study because it is not unusual that are controlled, managed, and run by one or a small group of individuals that have a deep, but tacit, knowledge of the firm. What is important is a clear identification—not just a vague idea—of the different resources on which a firm can depend.How to Reconfigure a Firm's Resources? Capabilities exist when two or more resources are combined to achieve a goal and they "emphasizes the key role of strategic management in appropriately adapting, integrating and reconfiguring the internal and external organization skills, resources, and functional competences to match the requirements of changing environment" (Teece et al. 1997: 515). It is important to note that the relative endowment of firms may not necessarily relate to their financial performance because "only the service that the resource can render and not the resources themselves provide inputs into the production process" (Penrose 1972: 25). It is the deployment of a combination of those services that are critical to the rent generation of the firm. Firms need to exploit the existing firm-specific capabilities and also develop new ones (Penrose 1959; Teece 1982; Wernerfelt 1984) to compete internationally and to grow. Over time, SMEs have seen the nature of their rents change; we should expect a shift from Ricardian to Schumpeterian rents. A company may not have better resources, but achieve rents because it makes better use of its resources (Penrose 1959). Rents depend not only on the structure of the resources, but also on the ability of firms to reconfigure and transform those resources. The above discussion leads to the formation of the following hypotheses:III. The Need of Expanding the Knowledge Bases of SMEsThe capacity to exploit a new set of opportunities depends partly on the strategic decisions made by managers. In some cases, these opportunities require at least a reconfiguration of the activities of the firm, but more often, they require the incorporation of new resources and, especially, the introduction of new processes.Firms are as systems of purposeful actions engaging in economic activities to achieve objectives, therefore, they must learn adapt and survive in a complex environment. Organizational learning is the process by which firms can cope with uncertainty and environmental complexity, and their efficiency depends on learning how the environment is changing and then adapting to those changes (March and Olsen, 1976).SMEs need to enhance their learning in two different aspects. First, internal knowledge should be coded and made available to selected members in the company. The manager-owner is knowledgeable about almost all aspects of the business (Mintzberg 1979), and his or her knowledge is personal in the sense that it is located in the mind and not always encoded or available to the rest of the firm. Routines should be created in order to secure the long-term existence of the firm because routines capture the experiential lessons and make that knowledge obtainable by the members of the organization that were not part of the history of the company (Levitt and March 1988).The second way SMEs need to enhance their learning is to make changes in their knowledge base. When socio-economic environments change, firms need to assess the change in order to reformulate how they react to new incentives. The first step is developing a capability to understand the new dynamics. When regulatory and competitive conditions change rapidly, persistence in the same routines can be hazardous because managers and employees use organizational memory or knowledge to make decisions and to formulate the present strategy of the firm.The effectiveness of decisions taken by an SME is greatly influenced by its knowledge base which, in turn, is the result of learning processes that are no longer applicable and may be misleading. Changes in the knowledge base are probably requisite for any firms competing in an industry with tradable products. Supporting infrastructure and routines may prove essential to increase the learning pace and to effectively integrate the new knowledge and reduce the inertia due to outdated knowledge.IV. How to Access and Secure Resources: NetworksSMEs, compared to larger firms, face major challenges in terms of securing and updating resources. Where internal resources are important to accounting for a firm's performance (Gnyawali and Madhavan, 2001), resources also can be secured within networks that may allow firms to be competitive locally and internationally. Increasingly, networking is seen as a primarily means of rising required resources. Resources, such as information, equipment, and personnel, can be exchanged in networks because of relationships between. Networks are important instruments to ease the constraints facing SMEs in terms of access to: a) capital markets to obtain long-term finance both locally and internationally, b) narrow and highly regulated labor markets, c) information and technologies, d) inefficient tax codes, and e) highly bureaucratic and expansive legal procedures. SMEs may be part of a network not only because it may find complementary resources, but also because owners and managers may have friendship ties with other owners and mangers. These non-economic reasons may be as important as economic ones.A Particular Kind of Network: Industry Clusters An extensive literature exists on the topic of industry clusters. Ricardo's "comparative advantages" can be considered as a pioneering concept of industrial clusters; and Marshall's exposition about externalities is based on industrial localization. Industrial clusters are characterized by having extensive interfirm exchanges and an advantageous environment to pursue business activities. Marshall (1961) argues that industry localization may be an important factor because a) it creates a market for workers with certain industry-specific skills, b) it promotes production and exchange of non-tradable specialized input, and c) firms may take advantage of informational spillovers. Krugman (1991) points out that given the existence of market imperfection, pecuniary externalities may also play an important role in determining the concentration of industry in a specific geographic location. Pouder and St. John (1996) argue that clustered firms have a greater legitimacy than firms outside a cluster. Clusters can provide a critical mass to counterbalance the political influence of large firms and to increase the pressure for investments that affect the productivity of the cluster. Furthermore, competition within clusters increases productivity and new firm development (Porter 1998).V. The Entrepreneurial AspectsIntangible internationalization requires facilitating learning by its employees in order to constantly transform the firm. Implementing mechanisms to expand the knowledge base and to diffuse information should allow SMEs to increase their capacity to develop new goods and services, and to compete in new markets. Key characteristics of this type of internationalization are common interests, trust and openness that allow employees to challenge assumptions. Intangible internationalization is a more difficult international expansion, but it provides sustainable competitive advantages. Consequently, SMEs would become competitive by reducing their costs, introducing new products and expanding their potential markets.It is not possible to engage in tangible internationalization without having a minimum level of intangible internationalization or being competitive without some degree of valuable, rare, in-imitable, non-substitutable resources (Barney 1991). SMEs should aim for both types of internalization in order to take advantage of physical presence in foreign markets and constantly provide the incentives to facilitate learning, new organizational capabilities and processes.Firms have different combinations of internationalization. In order to analyze how SMEs can take advantage of both tangible and intangible internationalization, the foundation of the potential competitive advantages need to be identified. Therefore, it is crucial to understand how firms deliver products that have value for customers, but also to understand what makes these firms different from the rest (Hall 1998). I argue that there are three major categories of differential that have a strong impact on the nature of internationalization of SMEs. The first is called firm differential, and includes a) organizational (team level), b) managerial (individual level), c) physical endowment and d) technological capabilities differentials. The second category is based on the home country characteristics and it is called country differential. The final category,market differential, takes into consideration the specific features of local markets and industries. These differentials deeply influence the role of owner-manager. There are three basic approaches that a SME can adopt while anticipating and responding to the needs of its customers. The first one is the approach of the Schumpeterian entrepreneur (Schumpeter, 1934), a leader who breaks away from routine and introduces either new goods/services or new production processes for existing goods/services. The second one is related to Porter's (1980) concept of cost leadership even though Porter studied larger firms from developed countries. The last style of owner-manager is the Kirznerian entrepreneur, who is a person alert to opportunities (see figure 1). This type of role implies that the owner-manager acts as a broker in order to take advantage of over-optimistic or over-pessimistic reactions of economic agents (Kirzner 1973); therefore, the owner-manager will act "in regard to the changes occurring in the data of the markets" (Mises 1949: 255).ConclusionIn the business literature, internationalization involvement usually results from one of two factors: a) the firm possesses some monopolistic advantage that it can use in another country, or b) the host country owns resources that are valuable to the foreign firm. While these reasons may be necessary and sufficient conditions for larger companies, is not necessarily the case for SMEs whom have no option but to internationalization.Those two factors do not necessarily apply to SMEs because they need to become international even if they do not compete in international markets. The average level of competitiveness of SMEs is below that of multinational enterprises. 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This guide accompanies the following article: Christian Fuchs, 'New Media, Web 2.0 and Surveillance', Sociology Compass 5/2 (2011): 134–147, [DOI]. 10.1111/j.1751‐9020.2010.00354.xIntroductionThe Internet has become part of our everyday lives. Many of us use it for work, hobbies, entertainment, politics, staying in touch with friends and family, learning to know new people and other cultures, for getting all kind of information, etc. In the past 10 years, we have seen the emergence of platforms like Facebook and Myspace (social networking sites), Wordpress and Blogger (blogging) Twitter (social networking, microblogging), YouTube (video sharing), Wikipedia (wiki‐based encyclopaedia), or the Pirate Bay (filesharing index site). The notions of 'web 2.0' and 'social media' have been used by some scholars to describe features of such sites such as community‐building and maintenance, continuous communication, user‐generated content production and diffusion, collaborative authoring, and distributed content classifications (the latter mechanism is also called folksonomy). Most web 2.0 platforms collect, store, and share a lot of personal user data and data about usage behaviour. Therefore, questions about privacy violations and online surveillance have arisen in public discussions, especially concerning Google (for example the discussions about Google targeted advertising, Google Street View, Google Buzz, etc.) and Facebook (for example the discussions concerning Facebook targeted advertising, Facebook beacon, the Facebook privacy policy, Facebook places, etc.). The field of web 2.0 surveillance studies critically asks questions about the data protection aspects and power dimensions of the contemporary Internet. It is crucial for students and scholars, who are interested in the contemporary media landscape, and who study in fields such as media/communication studies, cultural studies, political science, law, computer science, social informatics, information science, sociology, business studies, advertising, marketing and public relations, philosophy, ethics, science and technology studies etc., to also engage with web 2.0 surveillance studies.Recommended readings Fuchs, Christian. 2010. 'Labour in Informational Capitalism and on the Internet'. The Information Society 26(3): 179–96. doi: 10.1080/01972241003712215 Christian Fuchs discusses in this article the political economy of the contemporary Internet. He does so by giving first an introduction to Karl Marx's analysis of capitalism that is then applied for understanding aspects of the exploitation of the users of contemporary commercial Internet platforms like Facebook. Fuchs uses Dallas Smythe's notion of the audience commodity for critically discussing the business models of web 2.0. He coins the notion of Internet prosumer labour in this context. He concludes that on commercial web 2.0 platforms, user activity tends to become exploited and is unpaid labour. Surveillance is situated in the framework of this analysis. Andrejevic, Mark. 2002. 'The Work of Being Watched'. Critical Studies in Media Communication 19(2): 230–48. doi: 10.1080/07393180216561 Mark Andrejevic argues in this article that contemporary commercial forms of interactive media make use of surveillance for exploiting consumers. He introduces in this context the notion of 'the work of being watched'. This concept is based on Sut Jhally's concept of the work of watching. Andrejevic also introduces the notion of the digital enclosure and gives very good examples for online surveillance. Albrechtslund, Anders. 2008. 'Online Social Networking as Participatory Surveillance'. First Monday 13(3). [online]. Retrieved on 1 March 2011 from: http://www.uic.edu/htbin/cgiwrap/bin/ojs/index.php/fm/article/view/2142/1949. In this article, Anders Albrechtslund introduces the notion of participatory surveillance. Other than Fuchs and Andrejevic, Albrechtslund has a rather positive concept of surveillance, he focuses on the description of potentially empowering aspects of social networking sites and other web 2.0 technologies. Albrechtslund stresses the social dimension of web 2.0, its ability for enabling communication, sharing, and community‐building. Mathiesen, Thomas. 2004. Silently Silenced. Essays on the Creation of Acquiescence in Modern Society. Winchester: Waterside Press. In this short 100 page book, Thomas Mathiesen discusses mechanisms and examples of how political opposition is silently silenced, that is ideologically forestalled. The work is a masterpiece of contemporary ideology critique. Mathiesen identifies mechanisms of how silent silencing works and gives many examples. In chapter 8, it is discussed how the corporate Internet works as system of silent silencing or what Mathiesen terms the synopticon. Mathiesen's work is influenced among others by Foucault and Frankfurt School ideology critique. Campbell, John E. and Matt, Carlson M. 2002. 'Panopticon.com: Online Surveillance and the Commodification of Privacy'. Journal of Broadcasting & Electronic Media 46(4): 586–606. doi: 10.1207/s15506878jobem4604_6 In this paper, Campbell and Carlson discuss the usefulness of Michel Foucault's notion of the panopticon as technology of surveillance for explaining how Internet advertising and marketing work. They employ a political economy framework and argue that Internet advertising and marketing commodify users' private data and their privacy.Online materialsThe following online journals are very good sources for further papers about critical internet studies, information society studies, surveillance studies, and privacy studies:
tripleC: Journal for a Global Sustainable Information Society. http://www.triple‐c.at Surveillance and Society. http://www.surveillance‐and‐society.org First Monday. http://firstmonday.org/ Journal of Privacy and Confidentiality. http://repository.cmu.edu/jpc/
Sample syllabusTopics for Lectures and DiscussionWeek I: Foundations of surveillance studiesReadings:Foucault, Michel. 1977. 'Panopticims.' (Part 3). Pp. 195–228 in Discipline and Punish. New York: Vintage.Lyon, David. 1994. 'Surveillance in Modern Society' (Chapter 2). Pp. 22–39 in The Electronic Eye. Cambridge: Polity.Lyon, David. 2007. 'Explaining Surveillance' (I.3). Pp. 46–70 in Surveillance Studies. An Overview. Cambridge: Polity.Week II: Foucault's surveillance theory and the panopticon: criticism and defenceReadings:Lyon, David (ed.) 2006. 'Pre‐ and Post‐Panopticism: The Search for Surveillance Theories.' Pp. 3–20 in Theorizing Surveillance. Portland, OR: Willan.Haggerty Kevin. 2006. 'Tear Down the Walls: On Demolishing the Panopticon.' Pp. 23–45 in Theorizing Surveillance, edited by David Lyon. Portland, OR: Willan.Fuchs, Christian. 2010. How Can Surveillance Be Defined? Remarks on Theoretical Foundations of Surveillance Studies. Vienna: Unified Theory of Information Research Group. SNS3 Research Paper No.1. ISSN 2219‐603X. http://www.sns3.uti.at/wordpress/wp‐content/uploads/2010/10/The‐Internet‐Surveillance‐Research‐Paper‐Series‐1‐Christian‐Fuchs‐How‐Surveillance‐Can‐Be‐Defined.pdfWeek III: What is web 2.0?Readings:Fuchs, Christian. 2010. 'Social Software and Web 2.0: Their Sociological Foundations and Implications.' Pp. 764–89 in Handbook of Research on Web 2.0, 3.0, and X.0: Technologies, Business, and Social Applications. Volume II, edited by San Murugesan. Hershey, PA: IGI‐Global.Castells, Manuel. 2009. 'Communication in the Digital Age' (Chapter 2). Pp. 54–136 in Communication Power. Oxford: Oxford University Press.Alternative to reading Castells (2009):Castells, Manuel. 2010. 'Communication Power: Mass Communication, Mass Self‐Communication, and Power Relationships in the Network Society.' Pp. 3–17 in Media and Society, edited by James Curran. London: Bloomsbury.Scholz, Trebor. 2008. 'Market Ideology and the Myths of Web 2.0.'First Monday 13(3). [online]. Retrieved on 1 March 2011 from: http://firstmonday.org/htbin/cgiwrap/bin/ojs/index.php/fm/article/view/2138/1945.Week IV: Computing and surveillanceThe role of surveillance in the age of computingReadings:Marx, Gary T. 2002. 'What's New About the "New Surveillance"? Classifying for Change and Continuity.'Surveillance & Society 1(1): 9–29.Lyon, David. 1998. 'The World Wide Web of Surveillance. The Internet and Off‐World Power‐Flows.'Information, Communication & Society 1(1): 91–105.Clarke, Roger. 1988. 'Information Technology and Dataveillance.'Communications of the ACM 31(5): 498–512.Week V: The capitalist business and ideology of surveillanceReadings:Gandy, Oscar H. 1996. 'Coming to Terms with the Panoptic Sort.' Pp. 132–55 in Computers, Surveillance & Privacy, edited by David Lyon and Elia Zureik. Minneapolis, MN: University of Minnesota Press.Mathiesen, Thomas. 1997. 'The Viewer Society. Michel Foucault's "Panopticon" Revisited.'Theoretical Criminology 1(2): 215–34. doi: 10.1177/1362480697001002003Week VI: The Internet prosumer commodityReadings:Smythe, Dallas W. 1981. 'On the Audience Commodity and Its Work.' Pp. 230–56 in Media and Cultural Studies, edited by Meenakshi G. Durham and Douglas M. Kellner. Malden, MA: Blackwell.Fuchs, Christian. 2010. 'Labour in Informational Capitalism and on the Internet.'The Information Society 26(3): 179–96. doi: 10.1080/01972241003712215Week VII: The work of watching and the work of being watchedReadings:Jhally, Sut. 2006. 'Chapters: Watching as Working. The Valorization of Audience Consciousness. The Political Economy of Culture'. Pp. 25–61 in The Spectacle of Accumulation. New York: Peter Lang.Andrejevic, Mark. 2002. 'The Work of Being Watched.'Critical Studies in Media Communication 19(2): 230–48. doi: 10.1080/07393180216561Week VIII: Economic online surveillance and web 2.0Readings:Mathiesen, Thomas. 2004. 'Panopticon and Synopticon as Silencing Systems' (Chapter 8). Pp. 98–102 in Silently Silenced. Essays on the Creation of Acquiescence in Modern Society. Winchester: Waterside Press.Fuchs, Christian, Kees Boersma, Anders Albrechtslund, Marisol Sandoval (eds) 2011. The Internet and Surveillance. New York: Routledge.
Chapter by Christian Fuchs: 'Critique of the Political Economy of Web 2.0 Surveillance.' Chapter by Marisol Sandoval: 'A Critical Empirical Case Study of Consumer Surveillance on Web 2.0.' Chapter by Thomas Allmer: 'Critical Internet Surveillance Studies and Economic Surveillance.'
Campbell, John E. and Matt, Carlson M. 2002. 'Panopticon.com: Online Surveillance and the Commodification of Privacy.'Journal of Broadcasting & Electronic Media 46(4): 586–606. doi: 10.1207/s15506878jobem4604_6Focus questionsDiscussion in week 1:What different kinds of definitions of surveillance are there? Compile various definitions by making a literature search. Compare these definitions and discuss how surveillance should best be defined.Discussion in week 2:Discuss first in small groups of 3–5 and compare then the results of the group discussions in a general discussion.Consider the following list of information processing phenomena. Which one do you consider as surveillance, which one's not? Compare your results with the results of your colleagues. Discuss then if a Foucauldian understanding of surveillance fits your understanding of surveillance or not. Discuss pro and con arguments for 'demolishing' Foucault's notion of the panopticon. Discuss if using the notion of the panopticon makes political and theoretical sense in contemporary society or not.
teachers watching private activities of pupils via webcams at Harriton High School, Pennsylvania, the employment of the DART system (Deep‐ocean Assessment and Reporting of Tsunamis) in the Pacific Ocean, the Atlantic Ocean, and the Caribbean Sea for detecting tsunamis, the scanning of the fingerprints of visitors entering the United States, consensual online video sex chat of adults, parents observing their sleeping sick baby with a camera or babyphone in order to see if it needs their help, the use of speed cameras for identifying speeders (involves state power), the seismographic early detection of earthquakes, electronic monitoring bracelets for prisoners in an open prison system, the scanning of Internet and phone data by secret services with the help of the Echelon system and the Carnivore software, the usage of a GPS‐based car navigation system for driving to an unknown destination, the usage of full body scanners at airports, biometrical passports containing digital fingerprints, the use of the DoubleClick advertising system by Internet corporations for collecting data about users' online browsing behaviour and providing them with targeted advertising, CCTV cameras in public means of transportation for the prevention of terrorism, the assessment of customer shopping behaviour with the help of loyalty cards, the data collection in marketing research, the usage of smog and air pollution warning systems, the publication of sexual paparazzi photos of celebrities in a tabloid, the assessment of personal images and videos of applicants on Facebook by employers prior to a job interview, drinking water quality measurement systems, the collection of data about potential or actual terrorists in the TIDE database (Terrorist Identities Datamart Environment) by the US National Counterterrorism Center, Passenger Name Record (PNR) data transfer from Europe to the United States in aviation, the permanent electrocardiogram of a cardiac infarction patient, the activities of radioactivity measuring stations for detecting nuclear power plant disasters, Telekomgate: spying on employees, trade unionists, journalists, and members of the board of directors by the German Telekom, measurement of meteorological data for weather forecasts the video filming of employees in Lidl supermarkets and assessment of the data by managers in Germany, the usage of a fire detector and alarm system and a fire sprinkling system in a public school, watching the watchers: corporate watch systems, filming of the police beating of Rodney King (LA 1992), YouTube video of the police killing of Neda Soltan (Iran 2009) systems for detecting and measuring temperature, humidity, and smoke in forest areas that are prone to wildfires.
Discussion in week 3:Work in groups of 3–5 people. Compile a list of Internet platforms that you use. Based on the literature that you have read about web 2.0, try to identify key qualities of the communication processes that are supported by the Internet platforms on your list. Discuss if it makes sense to employ notions like 'web 2.0' and 'social media'. Discuss how the communication qualities of the platforms you listed are connected to/enable surveillance. Compare the results in a plenary discussion.Discussion in week 4:Work first in groups of 3–5 people. Discuss the meaning of the notions of the panoptic sort and the synopticon. Make a list of examples, where surveillance plays a role in the economy. Make a list of examples, where surveillance, the media, and information technology function as means for advancing ideologies. Discuss to which examples the notions of the panoptic sort and/or the synopticon can be applied. Discuss first in the small group and then in general with all colleagues in the seminar how useful the notions of the panoptic sort and the synopticon are for understanding the contemporary Internet and media landscape.Discussion in week 5:Work first in groups of 3–5 people. Find examples for the connection of computers and surveillance. Based on your list of examples and the read literature, try to identify key qualities of computer‐based surveillance. Compare the three articles of Marx, Lyon, and Clarke: What are the key characteristics of computer‐based surveillance for each of the three authors? How do the three approaches differ? What do they have in common? If you compare computer‐based and non‐computer based forms of surveillance, what are commonalities and differences? Can we speak in the case of computer‐based surveillance of a new form of surveillance?Compare the group discussion results to the results of the discussions in the other groups.Discussion in week 6:Work first in groups of 3–5 people. Discuss the meaning of the notions of the audience commodity and the Internet prosumer commodity. Find examples for how the audience commodity works in the area of advertising in newspapers and TV. Find examples for the Internet prosumer commodity in relation to web 2.0 platforms that you use. Discuss the role of surveillance in Internet prosumer commodification. Discuss if you as Interner prosumers that use Facebook, Google, YouTube, etc. are exploited by the companies owning these platforms or not. If you think you are exploited, what can be politically done in order to overcome the exploitation of labour on the Internet? Compare the results of the group discussions and conduct a general discussion about the crucial questions.Discussion in week 7:Work first in groups of 3–5 people. Discuss the meaning of the notions of the work of watching and the work of being watched. Discuss the role of surveillance in the work of being watched. Find examples both for the work of watching and the work of being watched. Compare Dallas Smythe's concept of the audience commodity to Sut Jhally's concept of the work of watching. Compare Fuchs's concept of Internet prosumer commodification to Andrejevic's concept of the work of being watched online. What are differences and commonalities? Compare the results of the group discussions. Discuss with all colleagues what the political implications of economic online surveillance are: How dangerous is economic online surveillance and online labour exploitation? What can be done about it politically?Discussion in week 8:Work first in groups of 3–5 people. Based on the read literature, make a list of qualities of economic surveillance on web 2.0. Identify which web 2.0 platforms you read most frequently. Read the terms of use and privacy policies of these platforms. Make a list, how each of these platforms exactly uses your data and usage behaviour data, for economic purposes. List for each platform what kind of data about you it stores, collects from other Internet platforms, which data it is allowed to sell for advertising purposes, and which data about you or that you upload becomes property of the platform owner. How does the organization model of Wikipedia differ from the ones of Facebook and Google? Inform yourself about the alternative web 2.0 platform Diaspora. What are its organizational principles, how do they differ from Facebook? Compare the results of the group work.Conduct a general discussion about the following questions: What are the problems of surveillance on web 2.0? What are the advantages and disadvantages of platforms like Facebook, Google, YouTube, Twitter? How can advantages and disadvantages be overcome? Do you see possibilities for creating a non‐commercial Internet or non‐commercial Internet platforms? What are advantages and disadvantages of a non‐commercial, non‐profit, commons‐based Internet?Seminar/project ideaInternet Studies in general and Critical Internet Studies and Web 2.0 Surveillance Studies are very young fields of studies. There are a lot of unexplored topics relating to the political economy of web 2.0 that have thus far not been pursued. Writing master's theses and dissertations in this area is not only interesting and important, but is also a lot of fun because one engages in research about those media that we have come used to utilize in our everyday life and work. Students may also consider to present chapters from their dissertations or theses at international conferences, like the PhD student workshops and conferences of the ICTs and Society Network (http://www.icts‐and‐society.net) or the annual conference of the Association of Internet Researchers (http://www.air.org).Research results can also be presented to the public in the form of blog postings or small articles for popular journals or newspapers. For writing for these more popular formats, it is good to connect more theoretical ideas to concrete events and phenomena in the world of the Internet (see the example writings on the NetPoliticsBlog: http://fuchs.uti.at/blog). One can also pursue writing an op‐ed piece for a daily newspaper.Social movements and groups that discuss Internet politics and want to foster a common and free access to knowledge and the Internet can be interesting discussion and co‐operation partners for scholars, which can give a more practical dimension to research.Short BiographyChristian Fuchs holds the chair in media and communication studies at Uppsala University's Department of Informatics and Media. He is also board member of the Unified Theory of Information Research Group, Austria, and editor of tripleC (cognition, communication, co‐operation): Journal for a Global Sustainable Information Society. He studied computer science at the Vienna University of Technology in the years 1994–2000. He completed his PhD in 2002 at the Vienna University of Technology. In 2000–2006, he was lecturer for information society studies at the Institute of Design and Technology Assessment of the Vienna University of Technology. He was a research associate at the same department in the years 2002–2004. At the University of Salzburg, he was assistant professor in the years 2005–2007 and associate professor from 2008 to 2010 in the field of ICTs and society. His main research fields are: social theory, critical theory, critical political economy of media, information, technology; information society studies, ICTs and society. He is author of many academic publications, including the books Internet and Society: Social Theory in the Information Age (New York: Routledge, 2008) and Foundations of Critical Media and Information Studies (New York: Routledge, 2011). He is co‐editor of The Internet and Surveillance (edited by Christian Fuchs, Kees Boersma, Anders Albrechtslund and Marisol Sandoval). He co‐ordinates the research project Social Networking Sites in the Surveillance Society (2010–2013), which is funded by the Austrian Science Fund FWF and is management committee member of the EU COST Action Living in Surveillance Societies (2009–2013).
Las críticasEn el marco de este derrotero por el que ha pasado la tesis de la Paz Democrática, se han montado diversos ángulos de críticas hacia la misma. Una primera vertiente destaca la implausibilidad de las explicaciones que intentan dar cuenta de la supuesta "ley". Así por ejemplo se ha señalado que en momentos de crisis aún en las democracias se produce una reducción del tamaño en el círculo decisor final. O que los dirigentes de los estados no democráticos también enfrentan condicionamientos de índole institucional o por parte de grupos de poder a los que están vinculados. O, incluso, que la opinión pública no es necesariamente una fuerza pacificadora. Asimismo, una crítica de índole realista se refiere a la escasez histórica de democracias que se traduce en pocas oportunidades de conflicto (Peñas, 1997: 133).Otro ángulo ha sido la existencia de serios problemas en la recolección y clasificación de los datos que sustentan la tesis. Su génesis yace en buena medida en la definición de los dos conceptos centrales detrás de la idea de la Paz Democrática: la democracia y la guerra. Sobre el concepto de "democracia" se advierten importantes diferencias en los criterios constitutivos del mismo. ¿Qué es una democracia? ¿Qué rasgos la definen? ¿Cuál es su condición? ¿Son éstas frágiles? Además, existen discrepancias entre las bases de datos y/o bien calificaciones bastante arbitrarias como por ejemplo la consideración en la basePolity II de Francia entre los años 1981 y 1986 como una "anocracia", mientras que El Salvador de la misma época, enfrascado en una cruenta guerra civil sí figuraba como "democracia".En cuanto a las guerras, el criterio de selección de datos más aceptado fue el implementado por Small y Singer que consiste en catalogar como guerra internacional a un conflicto que involucra uno o más participantes estatales y que provoca un mínimo de mil víctimas. Esto excluye intervenciones violentas que causan menos víctimas, pero no por ello políticamente menos significativas o bien las operaciones encubiertas (Salomón, 2001: 247). Tampoco ésta conceptualización da cuenta de las tendencias más modernas en los conflictos internacionales, entre las que se destaca la caída relativa de las disputas interestatales frente a las intraestatales ). En definitiva, "[lo] que caracteriza a nuestros días no es la desaparición de la violencia del sistema internacional ni la ausencia del recurso a la fuerza por parte de los Estados, sino la disminución del número de guerras formalmente declaradas y el aumento de guerras de guerrillas, guerras a través de terceros, subversión interior de los Estados instigada por otros Estados, acciones encubiertas, etc., menos costosas y que no necesitan ser justificadas, por lo menos tanto como una declaración formal de guerra" (Peñas, 1997: 135). Asimismo, los estudios cuantitativos en general han olvidado distinguir entre agresores y agredidos, o también la medición de la intensidad de la guerra (determinar si las democracias causan más muertes que otros Estados). La tesis de la Paz Democrática a su vez no ha logrado dar respuesta a ciertas anomalías que denotan la existencia de variables perturbadoras. Una anomalía es la existencia de zonas de paz en regiones del mundo donde no todas las sociedades son democráticas, como es el caso de América del Sur. Otra es que la correlación entre paz y democracia es más fuerte en el período posterior a la Segunda Guerra Mundial (Farber y Gowa, 1995). Este tipo de anomalías ha llevado a que explicaciones alternativas cobren fuerza. Entre estas, la más destacada es la teoría de Comunidades de Seguridad Pluralistas de Karl Deutsch (1957) que refiere a zonas donde sus miembros tienen la certeza de que sus disputas no se resolverán por medio de la fuerza. También se advierten reajustes y matizaciones de la tesis que debilitan su poder. Un ejemplo es la afirmación de Raymond Cohen (1994) de que la única conclusión razonables es que "los Estados democráticos del área del Atlántico Norte/Europa occidental, compartiendo una serie de circunstancias históricas particulares y una herencia cultural común, han evitado enfrentarse en una guerra" (en Peñas, 1997: 134). Asimismo, es posible encontrar evidencia en contra. Es el caso de la investigación de Charles Kegley y Margaret Hermann (1996) que arroja el interesante resultado de quince casos de intervención militar con uso de la fuerza, entre 1975 y 1995, por parte de democracias estables contra otras democracias estables, de las cuales ocho de ellas correspondían a intervenciones estadounidenses. Más recientemente, Thomas Schwartz y Kiron Skinner (2002: 160-161) identificaron un listado de conflictos que contrarían la tesis o están muy próximos a hacerlo y que hacen a lo que ellos llaman el "problema histórico" de la Paz Democrática:American Revolutionary War, 1775 (Great Britain vs. U.S.)Wars of French Revolution (democratic period), esp. 1793, 1795 (France vs. Great Britain)Quasi War, 1798 (U.S. vs. France)War of 1812 (U.S. vs. Great Britain)Texas War of Independence, 1835 (Texas vs. Mexico)Mexican War, 1846 (U.S. vs. Mexico)Roman Republic vs. France, 1849American Civil War, 1861 (Northern Union vs. Southern Confederacy)Ecuador-Columbia War, 1863Franco-Prussian War, 1870War of the Pacific, 1879 (Chile vs. Peru and Bolivia)Indian Wars, much of nineteenth century (U.S. vs. various Indian nations)Spanish-American War, 1898Boer War, 1899 (Great Britain vs. Transvaal and Orange Free State)World War I, 1914 (Germany vs. Great Britain, France, Italy, Belgium, and U.S.)Chaco War, 1932 (Paraguay vs. Bolivia)Ecuador-Peru, 1941Palestine War, 1948 (Israel vs. Lebanon)Dominican Invasion, 1967 (U.S. vs. Dominican Republic)Cyprus Invasion, 1974 (Turkey vs. Cyprus)Ecuador-Peru, 1981Nagorno-Karabakh, 1989 (Armenia vs. Azerbaijan)Yugoslav Wars, 1991 (Serbia and Bosnian-Serb Republic vs. Croatiaand Bosnia; sometimes Croatia vs. Bosnia)Georgia-Ossetia, 1991 (Georgia vs. South Ossetia)Georgia-Abkhazia, 1992 (Georgia vs. Abkhazia and allegedly Russia)Moldova-Dnestr Republic, 1992 (Moldova vs. Dnestr Republic and allegedly Russia)Chechen War of Independence, 1994 (Russia vs. Chechnya)Ecuador-Peru, 1995NATO-Yugoslavia, 1999India-Pakistan, 1999 Como se advierte, la teoría de la Paz Democrática se enfrenta a problemas tanto de índole empírica como de índole explicativa. Frente a este tipo de críticas, las reacciones se han dividido entre las defensivas (Maoz, 1997), las que han ignorado los hallazgos, las que han empezado a considerar otros factores (Russett, 1998) y las que se han dedicado a verificar su validez mediante estudios de casos (Elman, 1997). En definitiva, el debate ha sido prolífico y entre una de sus evoluciones más interesantes es la que ha recomendado evitar "las dicotomías simplistas y estudiar el mayor número posible de interacciones entre factores de conflicto internos e internacionales" (Salomón, 2001: 253).La materialización política de la Paz DemocráticaEn el contexto del "optimismo liberal" despertado por el colapso soviético y el fin de la guerra fría, la tesis de la Paz Democrática suscitó gran entusiasmo, sobre todo entre aquellos estudiosos de las Relaciones Internacionales que ansiaban acabar con la hegemonía retórica del realismo-neorrealismo en la disciplina. Como señala Peñas (1997: 130), "la gran virtud de esta tesis (…) es que en su discurso disuelve o reconcilia la escisión entre principios e intereses: una política de extensión de las democracias de libre mercado es a la vez una política éticamente justa y políticamente adecuada". Por tanto, el corolario político de la tesis de la Paz Democrática no es otro que la presunción de que el imperio de la paz y la cooperación internacionales requieren de la democratización de los Estados en el Sistema Internacional. Esto ha dado lugar al plano prescriptivo de los teóricos de la Paz Democrática. El más destacado en este sentido ha sido Russett al recomendar al gobierno en Washington la activa promoción democrática en base a las "pruebas sólidas de que las democracias no se hacen la guerra entre sí". Su propuesta se cuida de no alentar intervenciones militares unilaterales, sino apoyadas y legitimadas por organizaciones como la ONU o la OEA; y sus preceptos, en efecto, se materializaron durante la administración Clinton en la estrategia de Engagement y Enlargement ("compromiso y expansión"), en la que primacía global estadounidense, democracia y libre mercado caminaron de la mano.Pero lejos está de ser la Paz Democrática algo reciente o coyuntural en el discurso de política exterior de Estados Unidos. John Ikenberry sostiene que "[the] American preoccupation with promoting democracy abroad fits into a larger view about the sources of a stable, legitimate, secure, and prosperous international order. This outlook may not always be the chief guiding principle of policy, and it may sometimes lead to error. Still, it is a relatively coherent orientation rooted in the American political experience and American understandings of history, economics, and the sources of political stability" (Ikenberry, 1999). Sus orígenes políticos se remontan, claro es, a Woodrow Wilson quien en 1917 señaló: "A steadfast concert of peace can never be maintained except by a partnership of democratic nations. No autocratic government could be trusted to keep faith within it or observe its covenants". De acuerdo con el análisis de Henry Kissinger (1995), Wilson retomó postulados ya volcados en su momento por Thomas Jefferson, a saber: a) que la misión especial de Estados Unidos trasciende la diplomacia cotidiana, y los obliga a servir como faro de libertad para el resto de la humanidad, y b) que la política exterior de las democracias es moralmente superior porque el pueblo es, en esencia, amante de la paz. Esta misma línea de argumentación fue bien visible en la prédica de Harry Truman sobre las naciones libres, en la visión maníquea del "Imperio del Mal" de Ronald Reagan y, además del mencionado Clinton, más recientemente en las administraciones Bush (h) y Obama, como puede verse en los siguientes extractos obtenidos de distintos documentos estratégicos. Estamos en presencia por tanto de una constante de política exterior estadounidense.A National Security Strategy for a New Century, October 1998."…We seek international support in helping strengthen democratic and free market institutions and norms in countries making the transition from closed to open societies. This commitment to see freedom and respect for human rights take hold is not only just, but pragmatic, for strengthened democratic institutions benefit the United States and the world" (p. 33).The National Security Strategy of the United States of America, September 2002."…We will (…) use our foreign aid to promote freedom and support those who struggle non-violently for it, ensuring that nations moving toward democracy are rewarded for the steps they take (…) [and we will] make freedom and the development of democratic institutions key themes in our bilateral relations, seeking solidarity andcooperation from other democracies while we press governments that deny human rights to move toward a better future" (p. 4).National Security Strategy, May 2010."… The United States supports the expansion of democracy and human rights abroad because governments that respect these values are more just, peaceful, and legitimate. We also do so because their success abroad fosters an environment that supports America's national interests. Political systems that protect universal rights are ultimately more stable, successful, and secure. As our history shows, the United States can more effectively forge consensus to tackle shared challenges when working with governments that reflect the will and respect the rights of their people, rather than just the narrow interests of those in power" (p. 37).Esta prédica democrática, sin embargo, pareciera marchar a contramano de ciertas realidades. Señala Peñas, "la historia demuestra que las islas liberales no sólo han hecho la guerra por doquier, sino que además han sido responsables de un alto grado de militarización del mundo y han contribuido significativamente a la militarización y los conflictos entre los Estados no democráticos: esta militarización podría poner en peligro la paz democrática que el liberalismo propugna" (Peñas, 1997: 136). Estados Unidos, una de las democracias más importantes a nivel mundial (sino la más), posee en particular una historia reciente de retroalimentación entre militarización y conflictividad en el Tercer Mundo. Vale recordar, cómo a través de la CIA, Washington ayudó armar a la red al-Qaeda para combatir a la ocupación soviética de Afganistán en la década del '80, lo que a la postre generó una guerra civil en dicho país y el surgimiento de un importante enemigo en la figura de Osama Bin Laden, o bien el apoyo a Saddam Hussein durante la guerra irano-iraquí por aquellos mismos años en coexistencia casi paradojal con la venta encubierta de armamento a Irán —destinada a su vez a financiar la guerra sucia de los Contras nicaragüenses contra el gobierno revolucionario sandinista. La invasión a Iraq en marzo de 2003 y el posterior caos del país, también constituye un buen ejemplo del fracaso y los peligros que conlleva la aplicación de una retórica democrático-mesiánica a través de la manu militari.Ciertamente, el repaso de estos eventos despierta temores si se contempla el actual caso de Libia. Allí, la intervención bajo autorización del Consejo de Seguridad de Naciones Unidas para frenar la crisis humanitaria en curso en el país, por iniciativa de Francia, Estados Unidos, Italia, Gran Bretaña y España (todas democracias), se ha convertido en una operación liderada por la OTAN, donde se está financiando y proveyendo a las fuerzas insurgentes opositoras a Kadafy y en la que el objetivo del cambio de régimen parece cada vez más claro (van Tijen, 2011). A pesar del importante despliegue de poder aéreo y naval, la balanza del conflicto parece no sólo equilibrada sino estancada, contrariando las expectativas iniciales de los mandos políticos y militares occidentales, lo que a su vez augura una potencial inestabilidad en el corto y mediano plazo para todo el Magreb. ¿Es esta la clase de escenario regional que desea la comunidad internacional? ¿Es esto lo que pretenden las principales democracias occidentales? Difícilmente.Resulta por tanto un desafío tan grande como imperioso el lograr romper con la trampa entre democracia, militarización y conflictividad en aumento. Más aún si se advierten datos tan desalentadores como el tamaño del gasto militar de Estados Unidos, el cual eclipsa el gasto correspondiente al resto de las potencias y regiones del planeta.Tal contrariedad entre discurso pacífico-democrático y los hechos, en parte, se explica porque el objetivo estadounidense de la difusión de la democracia liberal a nivel mundial no es el único que compone su política exterior. Existen otros intereses (de seguridad, económicos, poder, etc.) y los medios para conseguirlos no siempre son pacíficos, ni justificables. Desde la Segunda Guerra Mundial, la política exterior estadounidense ha oscilado entre métodos como la negociación, disuasión, unilateralismo y multilateralismo (Barceló Sasía, 2006: 64). En este marco, por momentos el discurso político de la Paz Democrática ha generado la impresión de actuar más como una mera justificación retórica, como un auxilio para encubrir ideológicamente motivaciones de otro orden, antes que como el verdadero leit motif de las acciones emprendidas.Reflexión finalEn definitiva, la Paz Democrática, la idea de que las democracias no guerrean entre sí, cuyo corolario nos dice que la construcción de estados democráticos promueve la estabilidad en las relaciones internacionales, resulta una sugestiva noción desprendida del Liberalismo cuya corroboración científica, a pesar de las frases pomposas que puedan emitirse sobre su certeza y fiabilidad, se encuentra aún en juego. Siendo una tesis por demás atractiva, defendida y cuestionada en el mundo académico, resulta aún más trascendente su estudio dada su cristalización fáctica como supuesto criterio guía en el comportamiento exterior de los Estados democráticos más poderosos a nivel internacional. Los dilemas que ello entraña no son menores, como los intentos recientes y actuales de "democratizar" Medio Oriente y el Mundo Árabe nos recuerdan. Dobles discursos —morales de doble-standard de acuerdo con la célebre crítica de Stanley Hoffman— parecen conjugar anhelos democráticos con intereses geopolíticos y/o geoeconómicos, o más bien encubrir estos últimos bajo el manto de los primeros. En el medio, se resuelven y dirimen en el tablero mundial las corrientes de cambio pacífico o revolucionario, de progreso democrático o de restauración autocrática, las viejas lógicas de poder, de conquista y de influencia, la estabilidad internacional, el porvenir de la guerra y las sombras de la paz. *Candidato doctoral, Universidad Nacional de General San Martín (UNSAM, Argentina). 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Executive Summary (College Park, MD: CIDCM, University of Maryland, 2008).Ikenberry, John: "Why Export Democracy?: The 'Hidden Grand Strategy' of American Foreign Policy", The Wilson Quarterly, Vol. 23, no. 2 (Spring 1999).Kant, Immanuel: La Paz Perpetua (Buenos Aires: Longseller, 2001).Kegley, Charles & Margaret Hermann: "How Democracies Use Intervention: A Neglected Dimension in Studies of the Democratic Peace", Journal of Peace Research, No. 33 (1996), pp. 309-322.Kissinger, Henry: La Diplomacia (México: Fondo de cultura económica, 1995).Levy, Jack: "Domestic Politics and War", Journal of Interdisciplinary History, No. 18 (1988), pp. 653-673.MacMillan, John: "Whose Democracy; Which Peace? Contextualizing the Democratic Peace",International Politics, No. 41 (2004), pp. 472-493.Maoz, Zeev & Nasrin Abdolali: "Regime Types and International Conflict, 1817-1976", Journal of Conflict Resolution, No. 33 (1989), pp. 3-35.Maoz, Zeev: "The Controversy over the Democratic Peace", International Security, No. 22 (1997), pp. 162-198.Peceny, Mark: "A Constructivist Interpretation of the Liberal Peace: The Ambiguous Case of the Spanish-American War", Journal of Peace Research, No. 34 (1997), pp. 415-430.Peñas, Francisco Javier: "Liberalismo y relaciones internacionales: la tesis de la paz democrática y sus críticos", Isegoría, Núm. 16 (1997), pp.119-140.Rendall, Matthew: "'The Sparta and the Athens of our Age at Daggers Drawn': Polities, Perceptions, and Peace", International Politics, No. 41 (2004), pp. 582-604.Risse-Kappen, Thomas: "Democratic Peace - Warlike Democracies? A Social Constructivist Interpretation of the Liberal Argument", European Journal of International Relations, No. 1 (1995), pp. 491-517.Rummel, Rudolph: "Libertarianism and Interstate Violence", Journal of Conflict Resolution, No. 27 (1983), pp. 27-71.Russett, Bruce: "A neo-Kantian perspective: democracy, interdependence, and international organizations in building security communities", en Emanuel Adler & Michael Barnett (eds.):Security Communities (Cambridge: Cambridge University Press, 1998).Russett, Bruce: Grasping the Democratic Peace (Princeton, NJ: Princeton University Press, 1993).Salomón, Mónica: "El debate sobre la «paz democrática». Una aproximación crítica", Revista de Estudios Políticos (Nueva Época), Núm. 113 (Julio-Septiembre 2001), pp. 237-265.Schwartz, Thomas & Kiron K. Skinner: "The Myth of the Democratic Peace", Orbis (Winter 2002), pp. 159-172.Small, Melvin & David Singer: "The War-Proneness of Democratic Regimes", Jerusalem Journal of International Relations, No. 1 (1976), pp. 50-69.Snyder, Jack: "Un mundo, teorías rivales", Foreign Policy edición española (dic.-enero 2005).Tovar Ruíz, Juan: "De Königsberg a Kosovo. La Paz Democrática: del planteamiento filosófico al discurso político y su aplicación en el régimen de los protectorados internacionales", Revista Académica de Relaciones Internacionales, núm. 10 (febrero de 2009). Van Tijen, Tjebbe: "NATO's collateral tyrannicide", Open Democracy (7 May, 2011). Walt, Stephen M.: "International Relations: One World, Many Theories", Foreign Policy(Spring 1998), pp. 29-46.Weede, Eric: "Democracy and War Involvement", Journal of Peace Research, No. 28 (1984), pp. 649-664.Wright, Quincy: A Study of War (Chicago: Chicago University Press, 1942).
VOM EINTREFFEN DER SERBISCHEN ANTWORTNOTE IN BERLIN BIS ZUM BEKANNTWERDEN DER RUSSISCHEN ALLGEMEINEN MOBILMACHUNG Die deutschen Dokumente zum Kriegsausbruch (-) Vom Eintreffen der serbischen Antwortnote in Berlin bis zum Bekanntwerden der russischen allgemeinen Mobilmachung (2 / 1919) ([III]) Titelseite ([III]) Inhaltsübersicht der vier Bände. ([IV]) Inhaltsverzeichnis und Zeittafel von Band II. ([V]) [Brief]: Nr. 279 Der Reichskanzler an den Botschafter in London. Telegramm 184. Berlin, den 28. Juli 1914. Bethmann Hollweg. ([1]) [Brief]: Nr. 280 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 116. Wien, den 27. Juli 1914. Tschirschky. (2) [Brief]: Nr. 281 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 115. Wien, den 27. Juli 1914. Tschirschky. (3) [Brief]: Nr. 282 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 167. St. Petersburg, den 27. Juli 1914. Pourtalès. (4) [Brief]: Nr. 283 Der Reichskanzler an den Kaiser. Berlin, den 27. Juli 1914. Alleruntertänigst v. Bethmann Hollweg. (5) [Brief]: Nr. 284 Der Geschäftsträger in Cetinje an das Auswärtige Amt. Telegramm 18. Dringend! Cetinje, den 27. Juli 1914. Zech. (6) [2 Briefe]: (1)Nr. 285 Der Botschafter in Konstantinopel an das Auswärtige Amt. Telegramm 370. Ganz Geheim! Konstantinopel, den 28. Juli 1914. Wangenheim. (2)Nr. 286 Der Gesandte in Kristiania an das Auswärtige Amt. Telegramm 17. Kristiania, den 27. Juli 1914. Oberndorff. (7) [Brief]: Nr. 287 Der Staatssekretär des Auswärtigen an den Botschafter in Rom. Telegramm 25. Berlin, den 28. Juli 1914. Jagow. (8) [Brief]: Nr. 288 Der Botschafter in Petersburg an den Reichskanzler. St. Petersburg, den 26. Juli 1914. F. Pourtalès. (8) [Brief]: Nr. 289 Der Botschafter in Petersburg an den Reichskanzler. St. Petersburg, den 26. Juli 1914. F. Pourtalès. (11) [Brief]: Nr. 290 Anlage zum Bericht des Botschafters in Petersburg vom 26. Juli 1914. Wetschernoje Wremja, den 13./26. Juli 1914. (12) [Brief]: Nr. 291 Der Militärbevollmächtigte am russischen Hofe an den Kaiser. St. Petersburg, den 13./26. Juli 1914. von Chelius. Generalleutnant und General à la Suite. (13) [Brief]: Nr. 292 Der Botschafter in Paris an den Reichskanzler. Paris, den 24. Juli 1914. v. Schoen. (16) [Brief]: Nr. 293 Der Kaiser an den Staatssekretär des Auswärtigen. Neues Palais, 28. VII. 14.10 Uhr V.M. Ew. Exzellenz. Wilhelm I.R. (18) [Brief]: Nr. 294 Das Konsulat in Riga an das Auswärtige Amt. Telegramm 2. Riga, den 28. Juli 1914. Konsulat. (19) [Brief]: Nr. 295 Der Verweser des Generalkonsulats in Moskau an das Auswärtige Amt. Telegramm 4. Dringend! Moskau, den 27. Juli 1914. Hauschild. (19) [Brief]: Nr. 296 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 172. St. Petersburg, den 28. Juli 1914. Pourtalès. (20) [Brief]: Nr. 297 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 173. St. Petersburg, den 28. Juli 1914. Pourtalès. (20) [Brief]: Nr. 298 Der Geschäftsträger in Bukarest an das Auswärtige Amt. Telegramm 44. Sinaia, den 27. Juli 1914. Waldburg. (21) [2 Briefe]: (1)Nr. 299 Der Reichskanzler an den Botschafter in Wien. Telegramm 173. Geheim! Berlin, den 28. Juli 1914. Bethmann Hollweg. (2)Nr. 300 Der Reichskanzler an den Botschafter in Petersburg. Telegramm 130. Berlin, den 28. Juli 1914. Bethmann Hollweg. (22) [Brief]: Nr. 301 Der Botschafter in London an das Auswärtige Amt. Telegramm 171. London, den 28. Juli 1914. Lichnowsky. (23) [Brief]: Nr. 302 Der Botschafter in Wien an den Reichskanzler. Wien, den 27. Juli 1914. von Tschirschky. (24) [Brief]: Nr. 303 Der preußische Gesandte in Karlsruhe an den Minister der auswärtigen Angelegenheiten (Reichskanzler). Karlsruhe, den 27. Juli 1914. v. Eisendecher. (24) [Brief]: Nr. 304 Der englische Botschafter an den Staatssekretär des Auswärtigen. Berlin, July 27, 1914. Aide Mémoire. (25) Übersetzung [Brief Nr. 304]. (26) [Brief]: Nr. 305 Die österreichisch-ungarische Botschaft an das Auswärtige Amt. [Berlin, den 28. Juli 1914]. (26) [Brief]: Nr. 306 Die österreichisch-ungarische Botschaft an das Auswärtige Amt. [Berlin, den 28. Juli 1914]. (27) [Brief]: Nr. 307 Der Reichskanzler an die preußischen Gesandten bei den deutschen Bundesregierungen. Vertraulich! Berlin, den 28. Juli 1914. v. Bethmann Hollweg. (27) [Brief]: Nr. 308 Der Reichskanzler an den Kaiser. Berlin, den 28. Juli 1914. Ew.M. Alleruntertänigst v. Bethmann Hollweg. (29) [Brief]: Nr. 309 Der Reichskanzler an den Botschafter in Wien. Telegramm 172. Berlin, den 28. Juli 1914. v. Bethmann Hollweg. (30) [2 Briefe]: (1)Nr. 310 Der Botschafter in Paris an das Auswärtige Amt. Telegramm 227. Paris, den 28. Juli 1914. Schoen. (2)Nr. 311 Der Botschafter in Wien an das Auswärtige Amt. Tschirschky. (31) [2 Briefe]: (1)Nr. 312 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 119. Wien, den 28. Juli 1914. Tschirschky. (2)Nr. 313 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 120. Geheim! Wien, den 28. Juli 1914. Tschirschky. (32) [Brief]: Nr. 314 Der Reichskanzler an den Botschafter in London. Telegramm 185. Berlin, den 28. Juli 1914. Bethmann Hollweg. (33) [2 Briefe]: (1)Nr. 315 Der Reichskanzler an den Botschafter in Petersburg. Telegramm 131. Berlin, den 28. Juli 1914. Bethmann Hollweg. (2)Nr. 316 Der Staatssekretär des Auswärtigen an den Geschäftsträger in Bukarest. Telegramm 45. Berlin, den 28. Juli 1914. Jagow. (34) [Brief]: Nr. 317 Der Staatssekretär des Auswärtigen an den Geschäftsträger in Bukarest. Telegramm 44. Berlin, den 28. Juli 1914. Jagow. (35) [Brief]: Nr. 318 Der Gesandte in Sofia an das Auswärtige Amt. Telegramm 39. Sofia, den 28. Juli 1914. Michahelles. (35) [Brief]: Nr. 319 Der Staatssekretär des Auswärtigen an den Gesandten in Stockholm. Telegramm 18. Geheim! Berlin, den 28. Juli 1914. Jagow. (36) [Brief]: Nr. 320 Der Reichskanzler an den Botschafter in Konstantinopel. Telegramm 275. Geheim! Berlin, den 28. Juli 1914. Bethmann Hollweg. (36) [Brief]: Nr. 321 Der Staatssekretär des Auswärtigen an den Geschäftsträger in Bukarest. Telegramm 46. Berlin, den 28. Juli 1914. Jagow. (37) [Brief]: Nr. 322 Der Staatssekretär des Auswärtigen an den Geschäftsträger in Cetinje. Telegramm 15. Berlin, den 28. Juli 1914. Jagow. (38) [Brief]: Nr. 323 Der Reichskanzler an den Botschafter in Wien. Telegramm 174. Dringend! Berlin, den 28. Juli 1914. Bethmann Hollweg. (38) [Brief]: Nr. 324 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 121. Wien, den 28. Juli 1914. Tschirschky. (40) [Brief]: Nr. 325 Der Staatssekretär des Auswärtigen an den Botschafter in Rom. Telegramm 137. Berlin, den 28. Juli 1914. Jagow. (41) [Brief]: Nr. 326 Der Botschafter in Wien an den Staatssekretär des Auswärtigen (Privatbrief). Geheim! Wien, den 26. Juli 1914. Lieber Herr von Jagow! Mit herzlichen Grüßen stets Ihr aufrichtigst ergebener von Tschirschky. (41) [Brief]: Nr. 327 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 123. Wien, den 28. Juli 1914. Tschirschky. (45) [Brief]: Nr. 328 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 122. Wien, den 28. Juli 1914. Tschirschky. (45) [Brief]: Nr. 329 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 125. Wien, den 28. Juli 1914. Tschirschky. (46) [2 Briefe]: (1)Nr. 330 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 124. Wien, den 28. Juli 1914. Tschirschky. (2)Nr. 331 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 126. Wien, den 28. Juli 1914. Tschirschky. (47) [Brief]: Nr. 332 Der Zar an den Kaiser. Telegramm (ohne Nummer). Peterhof, Palais, den 29. Juli 1914. Sa Majesté l'Empereur. Nicky. (48) Übersetzung [Brief Nr. 332]. (49) [Brief]: Nr. 333 Der Verweser des Generalkonsulats in Moskau an das Auswärtige Amt. Telegramm 5. Petersburg, den 28. Juli 1914. Hauschild. (49) [Brief]: Nr. 334 Der Reichskanzler an den Botschafter in Petersburg. Telegramm 132. Berlin, den 28. Juli 1914. Bethmann Hollweg. (50) [Brief]: Nr. 335 Der Kaiser an den Zaren. Telegramm (ohne Nummer). Berlin, den 28. Juli 1914. Your very sincere and devoted friend and cousin Willy. (50) Übersetzung [Brief Nr. 335]. (51) [2 Briefe]: (1)Nr. 335a Der Generalkonsul in Warschau an das Auswärtige Amt. Telegramm 14. Warschau, den 28. Juli 1914. Brueck. (2)Nr. 336 Der Geschäftsträger in Athen an das Auswärtige Amt. Telegramm 220. Athen, den 28. Juli 1914. Bassewitz. (52) [Brief]: Nr. 337 Der Militärbevollmächtigte am russischen Hofe an das Auswärtige Amt. Telegramm 174. St. Petersburg, den 28. Juli 1914. Für S.M. Chelius. (53) [Brief]: Nr. 338 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 177. St. Petersburg, den 28. Juli 1914. Pourtalès. (55) [Brief]: Nr. 339 Der Botschafter in Petersburg an den Reichskanzler. St. Petersburg, den 27. Juli 1914. F. Pourtalès. (56) [Brief]: Nr. 340 Der Reichskanzler an den Staatssekretär des Auswärtigen. Berlin, den 29. Juli 1914. v. Bethmann Hollweg. (58) [2 Briefe]: (1)Nr. 341 Der Reichkanzler an den Botschafter in Paris. Telegramm 172. Dringend! Berlin, den 29. Juli 1914. Bethmann Hollweg. (2)Nr. 342 Der Reichskanzler an den Botschafter in Petersburg. Telegramm 134. Berlin, den 29. Juli 1914. Bethmann Hollweg. (59) [Brief]: Nr. 343 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 183. Dringend! St. Petersburg, den 29. Juli 1914. Pourtalès. (60) [Brief]: Nr. 344 Der Militärbevollmächtigte am russischen Hofe an das Auswärtige Amt. Telegramm 184. St. Petersburg, den 29. Juli 1914. Für S.M. Chelius. (61) [Brief]: Nr. 345 Der Botschafter in Paris an das Auswärtige Amt. Telegramm 228. Paris, den 29. Juli 1914. Schoen. (62) [Brief]: Nr. 346 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 127. Wien, den 29. Juli 1914. Tschirschky. (62) [Brief]: Nr. 347 Der Botschafter in Wien an den Reichskanzler. Wien, den 28. Juli 1914. von Tschirschky. (63) [Brief]: Nr. 348 Der österreichisch-ungarische Generalkonsul in Warschau an das Wiener Ministerium des Äußern. Telegramm. Szcakowa, 27. Juli 1914. Baron Andrian. (64) [Brief]: Nr. 349 Der Große Generalstab an den Reichskanzler. Berlin, den 29. Juli 1914. Zur Beurteilung der politischen Lage. (65) [Brief]: Nr. 350 Der Botschafter in Paris an den Reichskanzler. Paris, den 28. Juli 1914. v. Schoen. (67) [Brief]: Nr. 351 Der vortragende Rat im Auswärtigen Amt von Bergen an den Staatssekretär des Auswärtigen. Berlin, den 29. Juli 1914. v. B[ergen]. (69) [Brief]: Nr. 352 Die österreichisch-ungarische Botschaft an das Auswärtige Amt. Berlin, den 29. Juli 1914. (69) [Brief]: Nr. 353 Der englische Botschafter an den Reichskanzler. (71) Übersetzung [Brief Nr. 353]. (71) [Brief]: Nr. 354 Der Staatssekretär des Auswärtigen an den Botschafter in Konstantinopel. Berlin, den 29. Juli 1914. v. Jagow. (72) [Brief]: Nr. 355 Der Botschafter in London an das Auswärtige Amt. Telegramm 176. London, den 29. Juli 1914. Lichnowsky. (72) [Brief]: Nr. 356 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 128. Wien, den 29. Juli 1914. Tschirschky. (73) [Brief]: Nr. 357 Der Botschafter in London an das Auswärtige Amt. Telegramm 174. London, den 29. Juli 1914. Lichnowsky. (74) [Brief]: Nr. 358 Der Geschäftsträger in Cetinje an das Auswärtige Amt. Telegramm 19. Cattaro, den 28. Juli 1914. Zech (76) [Brief]: Nr. 359 Der Kaiser an den Zaren. Telegramm (ohne Nummer). Berlin, den 29. Juli 1914. Willy. (77) Übersetzung [Brief Nr. 359]. (78) [Brief]: Nr. 360 Der Geschäftsträger in Athen an das Auswärtige Amt. Telegramm 221. Streng vertraulich! Athen, den 29. Juli 1914. Bassewitz. (79) [Brief]: Nr. 361 Der Reichskanzler an den Botschafter in Wien. Telegramm 181. Berlin, den 29. Juli 1914. Bethmann Hollweg. (79) [Brief]: Nr. 362 Der Botschafter in London an das Auswärtige Amt. Telegramm 179. London, den 29. Juli 1914. Lichnowsky. (81) [Brief]: Nr. 363 Der Botschafter in Rom an das Auswärtige Amt. Telegramm 149. Rom, den 29. Juli 1914. Flotow. (81) [Brief]: Nr. 364 Der Botschafter in Konstantinopel an das Auswärtige Amt. Telegramm 379. Therapia, den 29. Juli 1914. Wangenheim. (82) [Brief]: Nr. 365 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 185. St. Petersburg, den 29. Juli 1914. Pourtalès. (83) [Brief]: Nr. 365a Der Botschafter in Konstantinopel an das Auswärtige Amt. Telegramm 380. Therapia, den 29. Juli 1914. Wangenheim. (83) [Brief]: Nr. 366 Der Zar an den Kaiser. Telegramm (ohne Nummer) Peterhof, Palais, den 29. Juli 1914. Your loving Nicky (84) Übersetzung [Brief Nr. 366]. (84) [Brief]: Nr. 367 Der Botschafter in Paris an das Auswärtige Amt. Telegramm 229. Paris, den 29. Juli 1914. Schoen. (85) [Brief]: Nr. 368 Der Botschafter in London an das Auswärtige Amt. Telegramm 178. London, den 29. Juli 1914. Lichnowsky. (86) [Brief]: Nr. 369 Der Verweser des Generalkonsulats in Moskau an das Auswärtige Amt. Telegramm 6. Moskau, den 29. Juli 1914. Hauschild. (89) [Brief]: Nr. 370 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 186. St. Petersburg, den 29. Juli 1914. Pourtalès. (89) [Brief]: Nr. 371 Der Staatssekretär des Auswärtigen an den Gesandten in Kopenhagen. Telegramm 26. Geheim! Berlin, den 29. Juli 1914. Jagow. (90) [Brief]: Nr. 372 Der Große Generalstab an das Auswärtige Amt. Berlin, den 29. Juli 1914. v. Griesheim. Für die Richtigkeit: v. Bartenwerffer, Major. (91) 3. Bericht. (91) Österreich. (91) Serbien und Montenegro. Griechenland. Rumänien, Bulgarien. Türkei. (92) Belgien. Holland. Frankreich. England. (93) Italien. Rußland. (94) [Brief]: Nr. 373 Der Reichskanzler an den englischen Botschafter (mündlich). Berlin, den 29. Juli 1914. (95) [Brief]: Nr. 374 Prinz Heinrich von Preußen an den Kaiser. Kiel, den 28. Juli 1914. Mein lieber Wilhelm! Dein treu gehorsamer Bruder Heinrich. (96) [Brief]: Nr. 375 Der Staatssekretär des Auswärtigen an den Gesandten in Brüssel. Berlin, den 29. Juli 1914. v. Jagow. (97) [Brief]: Nr. 376 Der Staatssekretär des Auswärtigen an den Gesandten in Brüssel. Berlin, 29. Juli 1914. v. Jogow. (98) [Brief]: Nr. 376a Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 180. Petersburg, den 29. Juli 1914. Pourtalès. (100) [2 Briefe]: (1)Nr. 377 Der Reichskanzler an den Botschafter in Wien. Telegramm 189. Berlin, den 29. Juli 1914. Bethmann Hollweg. (2)Nr. 378 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 187. Petersburg, den 29. Juli 1914. Pourtalès. (101) [Brief]: Nr. 379 Der Geschäftsträger in Bukarest an das Auswärtige Amt. Telegramm 49. Geheim! Sinaia, den 29. Juli 1914. Waldburg. (102) [Brief]: Nr. 380 Der Reichskanzler an den Botschafter in Petersburg. Telegramm 139. Dringend! Berlin, den 29. Juli 1914. Bethmann Hollweg. (103) [Brief]: Nr. 381 Der Geschäftsträger in Athen an das Auswärtige Amt. Telegramm 222. Vertraulich! Athen, den 29. Juli 1914. Bassewitz. (104) [Brief]: Nr. 382 Zwei Artikel des "Daily Chronicle" vom 29. Juli 1914 mit Randbemerkungen des Kaisers. (104) Übersetzung [Brief Nr. 382]. (110) Was ein Krieg bedeuten wird. Die wirkliche Gefahr für Großbritannien. (110) Die Lage, in der sich England befindet. (111) Die Einmischung Frankreichs. (112) Englands erste Verteidigungslinie. (113) Die Pflicht, einen europäischen Konflikt zu vermeiden. (114) Dies ist nicht unser Streit. (114) Zehn Millionen täglich. (115) [Brief]: Nr. 383 Der Reichskanzler an den Botschafter in Wien. Telegramm 188. Berlin, den 29. Juli 1914. Bethmann Hollweg. (116) [Brief]: Nr. 384 Der Reichskanzler an den Botschafter in Wien. Telegramm 190. Berlin, den 29. Juli 1914. Bethmann Hollweg. (117) [Brief]: Nr. 385 Der Reichskanzler an den Botschafter in Wien. Telegramm 187. Berlin, den 29. Juli 1914. Bethmann Hollweg. (117) [Brief]: Nr. 386 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 130. Wien, den 29. Juli 1914. Tschirschky. (118) [Brief]: Nr. 387 Der Reichskanzler an den Botschafter in Petersburg. Telegramm 140. Berlin, den 29. Juli 1914. Bethmann Hollweg. (119) [Brief]: Nr. 388 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 133. Wien, den 29. Juli 1914. Tschirschky. (119) [Brief]: Nr. 389 Der Staatssekretär des Auswärtigen an den Geschäftsträger in Bukarest. Telegramm 51. Geheim! Berlin, den 29. Juli 1914. Jagow. (120) [Brief]: Nr. 390 Der Zar an den Kaiser. Telegramm (ohne Nummer). Peterhof, Palais, den 30. Juli 1914. A Sa Majesté l'Empereur Neues Palais. Nicky. (121) Übersetzung [Brief Nr. 390]. (122) [2 Briefe]: (1)Nr. 391 Der Reichskanzler an den Botschafter in Petersburg. Telegramm 141. Berlin, den 29. Juli 1914. Bethmann Hollweg. (2)Nr. 392 Der Reichskanzler an den Botschafter in Petersburg. Telegramm 142. Berlin, den 30. Juli 1914. Bethmann Hollweg. (122) [2 Briefe]: (1)Nr. 393 Der Reichskanzler an den Botschafter in London. Telegramm 188. Berlin, den 30. Juli 1914. Bethmann Hollweg. (2)Nr. 394 Der Geschäftsträger in Cetinje an das Auswärtige Amt. Telegramm 20. Cattaro, den 29. Juli 1914. Zech. (123) [Brief]: Nr. 395 Der Reichskanzler an den Botschafter in Wien. Telegramm 192. Dringend! Berlin, den 30. Juli 1914. Bethmann Hollweg. (124) [Brief]: Nr. 396. Der Reichskanzler an den Botschafter in Wien. Telegramm 193. Berlin, den 30. Juli 1914. Bethmann Hollweg. (125) [Brief]: Nr. 397 Der Reichskanzler an den Botschafter in Petersburg. Telegramm 143. Berlin, den 30. Juli 1914. Bethmann Hollweg. (126) [Brief]: Nr. 398 Der Botschafter in Konstantinopel an das Auswärtige Amt. Telegramm 382. Therapia, den 29. Juli 1914. Wangenheim. (127) [Brief]: Nr. 399 Der Reichskanzler an den Kaiser. Berlin, den 29. Juli 1914. v. Bethmann Hollweg. (128) [Brief]: Nr. 400 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 132. Wien, den 29. Juli 1914. Tschirschky. (129) [Brief]: Nr. 401 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 189. Dringend! Petersburg, den 30. Juli 1914. Pourtalès. (130) [Randbemerkungen Kaiser Wilhelms II. zu Brief 401]. (132) [Brief]: Nr. 402 Randbemerkungen des Kaisers vom 30. Juli vorm. zum Artikel der "Morning Post" vom 28. Juli 1914: "Efforts towards Peace". William I.R. (133) Übersetzung [Brief Nr. 402]. (134) [Brief]: Nr. 403 Der Gesandte in Brüssel an den Reichskanzler. Brüssel, den 28. Juli 1914. von Below. (134) [Brief]: Nr. 404 Der Verweser des Konsulats in Kowno an das Auswärtige Amt. Kowno, den 29. Juli 1914. von Bülow. (135) [2 Briefe]: (1)Nr. 405 Der Botschafter in Konstantinopel an das Auswärtige Amt. Telegramm 386. Therapia, den 30. Juli 1914. Wangenheim. (2)Nr. 406 Der Reichskanzler an den Gesandten in Stockholm. Bethmann Hollweg. (136) [Brief]: Nr. 407 Der Reichskanzler an den Kaiser. Berlin, den 30. Juli 1914. Alleruntertänigst v. Bethmann Hollweg. (137) [Brief]: Nr. 408 Der Reichskanzler an den Kaiser. Berlin, den 30. Juli 1914. Alleruntertänigst v. Bethmann Hollweg. (138) [Brief]: Nr. 409 Der Reichskanzler an den Botschafter in London. Telegramm 191. Berlin, den 30. Juli 1914. Bethmann Hollweg. (139) [Brief]: Nr. 410 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 191. Dringend! Petersburg, den 30. Juli 1914. Pourtalès. (140) [Brief]: Nr. 411 Der Botschafter in Konstantinopel an das Auswärtige Amt. Telegramm 385. Therapia, den 30. Juli 1914. Wangenheim. (140) [Brief]: Nr. 412 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 190. Petersburg, den 30. Juli 1914. Pourtalès. (141) [2 Briefe]: (1)Nr. 413 Der Reichskanzler an den Botschafter in Petersburg. Telegramm 146. Berlin, den 30. Juli 1914. Bethmann Hollweg. (2)Nr. 414 Der Botschafter in Rom an das Auswärtige Amt. Telegramm 152. Rom, den 30. Juli 1914. Flotow. (142) [2 Briefe]: (1)Nr. 415 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 134. Wien, den 30. Juli 1914. Tschirschky. (2)Nr. 416 Der Gesandte in Belgrad (z.Z. in Nisch) an das Auswärtige Amt. Telegramm 7. Nisch, den 28. Juli 1914. Böhm. Griesinger. (143) [Brief]: Nr. 417 Prinz Heinrich von Preußen an den König von England. Telegramm (ohne Nummer). Berlin, den 30. Juli 1914. Henry. (144) Übersetzung [Brief Nr. 417]. (145) [Brief]: Nr. 418 Der Botschafter in London an das Auswärtige Amt. Telegramm 183. London, den 30. Juli 1914. Lichnowsky. (145) [Brief]: Nr. 419 Der Botschafter in Rom an das Auswärtige Amt. Telegramm 154. Rom, den 30. Juli 1914. Flotow. (146) [Brief]: Nr. 420 Der Kaiser an den Zaren. Telegramm (ohne Nummer). Berlin, den 30. Juli 1914. Willy. (147) Übersetzung [Brief Nr. 420]. (147) [Brief]: Nr. 421 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 192. Petersburg, den 30. Juli 1914. Pourtalès. (148) Übersetzung der Formel Sasonows. [Möglichst wörtlich]: (149) [Brief]: Nr. 422 Der Generalkonsul in Warschau an den Reichskanzler. Warschau, den 29. Juli 1914. Brück. (149) [Brief]: Nr. 423 Der Staatssekretär des Auswärtigen an eine Reihe deutscher diplomatischer Vertreter im Ausland. Vertraulich! Berlin, den 30. Juli 1914. v. Jagow. (150) [Brief]: Nr. 424 Der große Generalstab an das Auswärtige Amt. gez. v. Griesheim. Für die Richtigkeit. von Bartenwerffer Major. (152) [Brief]: Nr. 425 Aufzeichnung des Unterstaatssekretärs des Auswärtigen. Berlin, den 30. Juli 1914. Mitteilung des österreichisch-ungarischen Botschafters. Zimmermann. (153) [Brief]: Nr. 426 Der Staatssekretär des Auswärtigen an den Gesandten im Haag. Ganz Geheim. Berlin, den 30. Juli 1914. Jagow. (154) [Brief]: Nr. 427 Die österreichisch-ungarische Botschaft an das Auswärtige Amt. Berlin, den 30. Juli 1914. Notiz. (155) [Brief]: Nr. 428 Die österreichisch-ungarische Botschaft an das Auswärtige Amt. Berlin, den 30. Juli 1914. Notiz. (156) [Brief]: Nr. 429 Aufzeichnung des Staatssekretärs des Auswärtigen für den Reichskanzler. Berlin, den 30. Juli 1914. J[agow]. (157) [2 Briefe]: (1)Nr. 430 Der Botschafter in Paris an das Auswärtige Amt. Schoen. (2)Nr. 431 Der Staatssekretär des Auswärtigen an den Botschaft in Konstantinopel. Jagow. (158) [Brief]: Nr. 432 Der Botschafter in Wien an das Auswärtige Amt. Tschirschky. (159) [Brief]: Nr. 433 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 135. Wien, den 30. Juli 1914. Tschirschky. (159) [Brief]: Nr. 434 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 137. Wien, den 30. Juli 1914. Tschirschky. (161) [Brief]: Nr. 435 Der Botschafter in London an das Auswärtige Amt. Telegramm 184. London, den 30. Juli 1914. Lichnowsky. (161) [Brief]: Nr. 436 Der Geschäftsträger in Athen an das Auswärtige Amt. Telegramm 223. Athen, den 30. Juli 1914. Bassewitz. (162) [Brief]: Nr. 437 Der Kaiser an den Kaiser von Österreich. Telegramm (ohne Nummer). Neues Palais, den 30. Juli 1914. In treuer Freundschaft Wilhelm. (162) [Brief]: Nr. 438 Der Botschafter in London an das Auswärtige Amt. Telegramm 187. London, den 30. Juli 1914. Lichnowsky. (163) [Brief]: Nr. 439 Der Botschafter in London an das Auswärtige Amt. Telegramm 189. London, den 30. Juli 1914. Lichnowsky. (163) [Brief]: Nr. 440 Der Reichskanzler an den Kaiser. Telegramm (ohne Nummer). Berlin, den 30. Juli 1914. Alleruntertänigst v. Bethmann Hollweg. (164) [Brief]: Nr. 441 Der Reichskanzler an den Botschafter in Wien. Telegramm 200. Dringend! Berlin, den 30. Juli 1914. v. Bethmann Hollweg. (164) [Brief]: Nr. 442 Der Staatssekretär des Auswärtigen an den Botschafter in Wien. Telegramm 201. Berlin, den 30. Juli 1914. Jagow. (166) [Brief]: Nr. 443 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 139. Wien, den 30. Juli 1914. Tschirschky. (166) [Brief]: Nr. 444 Der Staatssekretär des Auswärtigen an den Botschafter in London. Telegramm 192. Zur vertraulichen Mitteilung. Berlin, den 30. Juli 1914. Jagow. (167) [Brief]: Nr. 445 Der Militärbevollmächtigte am russischen Hofe an das Auswärtige Amt. Telegramm 195. Petersburg, den 30. Juli 1914. Chelius. (167) [Brief]: Nr. 446 Der Botschafter in Rom an das Auswärtige Amt. Telegramm 156. Rom, den 30. Juli 1914. Flotow. (169) [Brief]: Nr. 447 Der Botschafter in London an das Auswärtige Amt. Telegramm 191. London, den 30. Juli 1914. Lichnowsky. (170) [Brief]: Nr. 448 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 141. Wien, den 30. Juli 1914. Tschirschky. (170) [Brief]: Nr. 449 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 197. Petersburg, den 30. Juli 1914. Pourtalès. (171) [2 Briefe]: (1)Nr. 450 Der Reichskanzler an den Botschafter in Wien. Telegramm 202. Dringend! Berlin, den 30. Juli 1914. Bethmann Hollweg. (2)Nr. 451 Entwurf eines nicht abgesandten Telegramms des Reichskanzlers an den Botschafter in Wien. Berlin, den 30. Juli 1914. Bethmann Hollweg. (172) [Brief]: Nr. 452 Der König von England an Prinz Heinrich von Preußen. Telegramm (ohne Nummer). London, den 30. Juli 1914. Prince Henry of Prussia Berlin. George. (173) Übersetzung [Brief Nr. 452]. (173) [2 Briefe]: (1)Nr. 453 Der Staatssekretär des Auswärtigen an den Geschäftsträger in Athen. Telegramm 102. Berlin, den 30. Juli 1914. Jagow. (2)Nr. 454 Der Botschafter in London an das Auswärtige Amt. Telegramm 193. London, den 30. Juli 1914. Lichnowsky. (174) [Brief]: Nr. 455 Der Botschafter in Paris an das Auswärtige Amt. Telegramm 233. Paris, den 30. Juli 1914. Schoen. (175) [Brief]: Nr. 456 Protokoll der Sitzung des k. preußischen Staatsministeriums am 30. Juli 1914. Berlin, den 30. Juli 1914. (175) [2 Briefe]: (1)Nr. 457 Der Reichskanzler an den Botschafter in Rom. Telegramm 147. Berlin, den 31. Juli 1914. Bethmann Hollweg. (2)Nr. 458 Der Botschafter in Rom an das Auswärtige Amt. Telegramm 158. Rom, den 30. Juli 1914. Flotow. (180) [Brief]: Nr. 459 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 196. Petersburg, den 30. Juli 1914. Pourtalès. (181) [Brief]: Nr. 460 Der Botschafter in London an das Auswärtige Amt. Telegramm 192. London, den 30. Juli 1914. Telegramm an Sir G. Buchanan Petersburg. Lichnowsky. (181) Übersetzung [Brief Nr. 460]. (182) [Brief]: Nr. 461 Der Staatssekretär des Auswärtigen an den Botschafter in Paris. Telegramm 175. Berlin, den 31. Juli 1914. Jagow. (182) [2 Briefe]: (1)Nr. 462 Der Staatssekretär des Auswärtigen an den Botschafter in Petersburg. Telegramm 150. Berlin, den 31. Juli 1914. Jagow. (2)Nr. 463 Der Geschäftsträger in Bukarest an das Auswärtige Amt. Telegramm 52. Geheim. Sinaia, den 30. Juli 1914. Waldburg. (183) [Brief]: Nr. 464 Der Reichskanzler an den Botschafter in Wien. Telegramm 203. Berlin, den 31. Juli 1914. Bethmann Hollweg. (184) [Brief]: Nr. 465 Der Botschafter in Wien an das Auswärtige Amt. Telegramm 142. Wien, den 30. Juli 1914. Tschirschky. (184) [Brief]: Nr. 466 Der Reichskanzler an den Kaiser. Berlin, den 30. Juli 1914. v. Bethmann Hollweg. (186) [2 Briefe]: (1)Nr. 467 Der Generalkonsul in Antwerpen an den Reichskanzler. Antwerpen, den 30. Juli 1914. v. Schnitzler. (2)Nr. 468 Aufzeichnung des Dirigenten der politischen Abteilung im Auswärtigen Amt. Berlin, den 31. Juli 1914. (188) [2 Briefe]: (1)Nr. 469 Der Botschafter in London an das Auswärtige Amt. Telegramm 194. London, den 31. Juli 1914. Lichnowsky. (2)Nr. 470 Die Fürstin Pleß an den Kaiser. Telegramm (ohne Nummer). London, den 31. Juli 1914. Daisy. (189) Übersetzung [Brief Nr. 470]. (189) [Brief]: Nr. 471 Nicht verwendeter Entwurf eines Telegramms des Kaisers an den König von Rumänien. (190) [2 Briefe]: (1)Nr. 472 Der Kaiser an den König von Rumänien. Berlin, den 31. Juli 1914. Wilhelm. (2)Nr. 473 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 199. Petersburg, den 31. Juli 1914. Pourtalès. (191) [Brief]: Nr. 474 Der Kaiser an das Reichsmarineamt und den Admiralstab. Zur Orientierung für R.M.A. und Adm.Stab. Secretissime! 31/VII 14 12h. Mittags. Wilhelm I.R. (192) [Brief]: Nr. 475 Der Staatssekretär des Auswärtigen an den Geschäftsträger in Bukarest. Telegramm 55. Berlin, den 31. Juli 1914. Jagow. (194) [Brief]: Nr. 476 Der Geschäftsträger in Cetinje an das Auswärtige Amt. Telegramm 22. Cattaro, den 30. Juli 1914. Zech. (194) [Brief]: Nr. 477 Der Kaiser an den König von England. Telegramm (ohne Nummer). Neues Palais, den 31. Juli 1914. H.M. the King, Buckingham Palace, London. Willy. (196) Übersetzung [Brief Nr. 477]. (196) [Brief]: Nr. 478 Der Botschafter in Petersburg an das Auswärtige Amt. Telegramm 198. Petersburg, den 30. Juli 1914. Pourtalès. (197) [Brief]: Nr. 479 Der Reichskanzler an den Botschafter in Wien. Telegramm 204. Berlin, den 31. Juli 1914. Bethmann Hollweg. (198) Einband ( - ) Einband ( - )
Issue 7.1 of the Review for Religious, 1948. ; Review 'for Religious JANUARY 15, 194.8 Emotional Maturity . Gerald Kelly ~ Re~asons forRememberlng Mary . T.N. Jorgensen Litufejical and Private Devotion,.~, ¯ ¯ J. Putz (~)uestlons Answered ~Gommunicafions Adam C. ElliS, B~ok Reviews VOLUME" VII NUMBER 1 ro R R ,L-I GI 0 US VOLUME V-II JANUARY. 1948 NUMBER CONTEN'i:S EMO~TIONAL MATURITYr--Gerald Kelly, S.J . EDITORI, AL ANNOUNCEMENT . 9 COMMUNICATIONS . 10 REASONS FOR REMEMBERING MARYmT. N. Jorgensen, S,J. . "17 LIT~URGICAL AND PRIVATE DEVOTION J. Putz, S.J, . GIFTS TO RELIGIOUS--II. COMMON LIFE AND PECULIUMm Ada~ C. Ellis,.S.J. . . 33 OUR CONTRIBUTORS 45 . BOOK REVIEWS-- The Spiritual Doctrine of Sister Elizabeth of the Trinity; Queen of Mili-tants; Mother F. A. Forbes; The Greatest Catherine; God's Own Method 46 , BOOK NOTICES " 51 QUESTIONS AND AIqSWERS-- 1. Standing during Angelus not Required for Indulgences . 52 2. Scapular Medal Blessed for Five-fold Scapular .53 3. Secretary General as Secretary of General CoUncil .53 4. Powers of Vicar in Absence of Superior .53 5. Retreats before Clothing and First Profession " 54 6. Closing Parochial-school "religious house" . . 54 BOOKS AND BOOKLETS . 55 REVIEW FOR RELIGIOUS, January; 1948. Vol. VII, No. 1. Published bi-monthly: January, March, May, July, September, and November at the College Press, 606 Harrison Street, Topeka, Kansas, by St. Mary's College, St. Marys, Kansas, with ecclesiastical approbation. Entered as second class matter January 15, 1942, at the Post Office, Topeka, Kansas, under the act 6f March 3, 1879. Editorial Board: Adam C. Ellis, S.J., G. Augustine Ellard, S.J., Gerald Kelly, S.J. Editorial Secretary: Alfred.F. Schneider, S.J. Copyright, 1948, by Adam C. Ellis. Permission is hereby granted for qnotatlons of reasonable length, provided due credit be giyen this review and the author. Subscripffon price: 2 dollars a year. Printed in U. S. A. Before writing to us, please consult notice, on Inside beck ov~r. Review ~:or Religious Volume VII January~December, 1948 Published at THE COLLEGE PRESS Topeka, Kansas Edited by THE JESUIT FATHERS SAINT MARY'S COLLEGE St. Marys, Kansas REVIEW FOR RELIGIOUS is indexed in ~he CATHOLIC PERIODICAL INDEX I::mot:ional h at:uri!:y Gerald Kelly, S.3. pSYCHOLOGISTS seem to agree that one of the principal causes of failure to make the adjustments required in married life is emotional immaturity Qn the part of husband, or wife, or both. An expert marriage counselor is expected to give each prospective bride and groom at least some simple, but effective, maturity test: and if he finds any notable deficiency from the accepted standard of emotional adulthood, he is to warn his client that until the defect is remedied marriage would be inadvisable. Similarly, when called upon to give advice concerning a marriage that is already being strained by maladjustments, one of the first things an expert coun-selor looks for is the personality defect of immaturity. The present 'article is based on the supposition that emotional maturity is requirdd in the religious life no less than in marriage, and that immaturity explains many of the failures to make necessary adjustments to the demaiads of the religious life, just as it explains similar failures in marriage. If this is true--and I have no doubt that it ismthen we can profitably avail ourselves of the psycholo-gists' excellent studies on maturity in examining candidates for the religious life, in the guidance of other religious, and in the self-examination and self-reformation necessary for our own growth in perfection. It is with the last point that I am particularly concerned now. believe that professed religious can gain much fob their own souls, much help in developing a Christlike personality, by studying and applying to themselves "g'hat the psychologists say about emotional maturity. The ordinary examinations of conscience tend to become dull; and many of the expressions used fail to grip the mind and to provide the proper incentive for improvement. New light and new inspirationi can be infused into these self-examinations by occa~ sionally, at least, going over a list of questions developing this one theme: "Am I the adult I should be, or am I, despite my years in religion, still childish in some things?" The word "childish"- is used designedly. For Our Lord Himself has told us that we must all become as little children in order to gain the kingdom of heaven; hence there must be some sense in which the 3 GERALD KELLY Reoieto t~or Religious truly spiritual man must always be a child. On the other hand, we have the words of St. Paul to the effect that we must grow up and put aside the things of a child. There can be no conflict between the words of Christ and the inspired words of Paul; and I take it that these two meanings are .perfectly harmonized by distinguishing between "childlikeness" and "childishness." Even one who is fully grown in Christ must be Childlike; he must possess the simplicity, the candor, the humility, the sweet trust in God that come so naturally to the child. But the adult should not be childish. What is this childishness that conflicts with true adulthood? I can best explain it~ I think, by a running survey of signs of emo-tional immaturity culled from a number of psychological treatises. For instance, here are the test questions of immaturity that struck me as occurring most frequently: Do you indulge in angry outbursts? nurse grudges? dwell on what you consider injustices? Are you hesitant in m~king decisions? Do you dodge responsibility? Do you explain failures by giving alibis? Are you unable to face reality? DO you act mainly for personal pleasure and for some immediate good? Are you unable to make reasonable compromises? unwilling to make an effort to see the point of view of those who disagree with you? Are you one ,who wants much, but gives little? Do you think you are always misunderstood, yet never misunderstand others? Do you react vehemently, even explosively, to ordinary emotional stimuli? Are you overly depen-dent on others? much given to fear? and to daydreaming? Do you shrink from and avoid self-sacrifice? Are you impatient of dis-tressing situations? The foregoing is but a partial list, but it is enough to make a serious-minded religious catch his breath. For very likely most of us can find something of ourselves in the distressing portrait. For-tunately, the psychologists themselves add a consoling word; they allow for occasional lapses into some of these faults even for the mature personality. In fact, some of them use a system of grading which might well supplant numbers in the marking of a particular examen. They list faults such as these (or the opposite positive qualities) and ask the client to grade himself according to this scale: a) Never b) Occasionally c) As often as not danuar~ o 1948 ]~MOTIONAL MATURITY d) More often than not e) Always--or almost always. Any of the faults listed in the previous paragraph that occurred with a relative frequency (for example, as often as not) would indicate the personality de~ect .9f immaturity. It helps to examine ourselves occasionally and to see if we pos-sess any of these marks of childishness. Really to face the fact that a certain habit is childish is a step towards correcting it, for no one wants to be or to be considered childish. However, I do not wish to delay here on the negative side of the picture; I prefer to dwell on the characteristics of maturity. Just what is emotional maturity? In general, it means the attainment of "sweet reasonableness"; it means a well-integrated personality; it means the possession of certain qualities that enable one to preserve peace within himself and to live and work harmoni-ously with others. I would not pretend to give a definitive list of these qualities; but from my reading and personal observation I should say that they can be fairly well summed up as follows: (a) unselfishness; (b) a sense of personal responsibility in a com-mon enterprise; (c) temperate emotional reactions; (d) ability to profit by criticism; (e) ability to face reality; (f) a well-balanced attitude toward sex; and (g) decisive thinking. I have not attempted to arrange the qualities in any definite order. But it seems safe to assert that anyone who, upon honest self-examination, can say that he oenerallt~t manifests all these qualities is truly mature. He may see great possibilities of progress, but he can take courage in the fact that he is at least in the realm of adulthood. It would be impossible to make practical suggestions on all these characteristics in one short article. On the other hand, it seems almost equally impossible to comment on any single characteristic to the exclusion of all the others, because a person could hardly pos-sess any one of them without at the same time possessing other.~. Nevertheless, just to give my introductory remarks about maturity a practical bearing, I am selecting the last-named quality--decisive thinking--for further comment in this article. ¯ What do the psychologists mean by decisive thinking? It seer;as that a description of a person who possesses this quality would run somewhat as follows: "He is able to make calm and reasonable prac-tical judgments, without wasting time in making them, andwithout GERALD KELLY Review for Reliyi~us disturbing regret, or the shifting of responsibility once they are made." A practical judgment concerns action: it is'a decision concerning something to be done; for example, to clean one's desk, to practice a certain mortification. It. includes such trifling things as °deciding what shoes to wear and such important things as choosing a.voca-tion. Life is full of things to be done, and it is obvious that an adult must possess a certain facility in deciding.such things, for himself according to sound principles, He must-not be.,overly, dependent on. others; must not waste time deciding trifles; must make his: decisions, even the. smallest, according to some reasonable stand~ird. All this, and more, too, I have tried to compress into this brief description 0f mature thinking. The ability to make a reasor~able decision supposes the. abi!ity to make some decision. Ther~e are people who never make a decision, fo~ themselves if they can avoid it. When they are faced with a practical decision, they immediately think of getting advice, of. getting someone else to make the decision for them. Left to themselves they flounder helplessly, unable to choose between two possible courses of action, even, when mere trifles are concerned. This indecisiveness can become a pathological condition known as abuIia (ina~bility to make up one's own mind). In this connection I am reminded of an incident, ~hat happened several years ago. "A friend of mine cam~ ~o me ~and to.!d me somewhat mournfully, " "You.know,, I think I'm getting abhlia." ~ "Why,'~' I. asked, "what's wrong with you?" "Well," he replied, "i just stood in the center'of my" room for iSalf ~fi~ hour ffyin~ to n~ake up my mind whether.I'd'sweep it:" Tl~.e exampl~ may sound, and'is, absurd'; '~et I wonder how many of us could say thai we h~veso trained ourselves to decide t~ifles that We ~aever qose time~ nor peace "of mind, in' making" such decisions. Whether to sweep one's room, to make one's bed, to make~a visit to the Blessed Sacrament, to do withot;t butt(r for one meal, to study this or that these are~ examples of countless small things that a mature person ought to be able .to. decide promptly, without loss of time, and without seeking adwce. The psychologists do n~t inter;d to frown upon the habit of asking advice. The prud~n~ man seeks counsel but not in every-thing, only in thi~ngs 9f~ some'moment, or when there is some special reason for mental confusion. And even in things of moment the 6 danuar~lo 1948 EMOTIONAL MATURITY ~ortident man will try to form some judgment of his own; he will not leave.all the thinking to his counselors. ~- '~ ~ ~ The childish fault of excessive advice-seeking is indulg~ed in not merely by those who ~vill form no judgment of their own, but also by others who do indeed form a judgment of their own (in fact, a very obstinate judgment), but who feel within themselves a certail, inseCurity. These advice-for-security-seekers,-having made,up their own minds, frequently consult many others--all to one purpose. namely, to get confirmation of the plan already settled on. : The mere fact that one can make up one's own mind promptl~ and with a certain degree of independence 'is not in itself a sign .of' maturity. Indeed, this can be very childish, unless the decision is a reasonable one: that is, based on sound principle, and not On mere feelings or impulses. Every mature decision, even the tiniest, even one made'with the utmost despatch, should upon analysis reveal the fact that a choice was made according to sound motivation, with an appreciation of the value of the thing chosen and of the thing rejected. On this point; as is usual, Catholic asceticism, i~ in perfect agree-ment "with the soundest psychology. For instance, .the purpose of the Spiritual .Exercises, in the words of.their author, is to enable one to come ~ decision" Without being influenced by inordinate attach-ments. The exercises themselves are very long; made in their ~ntirety they take approximately tbirty';days. Bht it should nbt be forgotten that they were planned primarily to help one choose one's vo~htion.: this is a momentous decision, and it should consume much time. The lesson of the Exercises, however, once learned is supposed to be applied all through llfe in due proportion: namely, ,that:' every prac-tical decision should be made on principle and independently of excessive likes and dislikes. The underl~ring principle is the same for Small things and: for great things--God's will. To mhke all one's choices according to" that standard'iis to be Christlike, is to be a saint, is to be perfectly mature. ~ ~,, ., . Examining one for mature judgment, the psychologist is almost sure to ask: "When you make a deci~ior~, do you rest i'in it, or do you keep going over it in your mind~ °regretting it, wofidering if it Shouldn't have been otherwise, wondering if you shouldn't re,on-sider it, and so forth?" They are ~qot infe~rin'g that it is~ not the part of a prudent and mature person tO change a declsi6n ~hen cir-cumstances indicate that a change .should' be made. They are referring rather' to an attitude' of unrest, of regret, of insectirity, of GERALD KELLY Reoieto~for Religious changeableness, that seems to characterize almost all the practical decisions that some people make. We see this at times in young religious (and occasionally in some not so young) in the matter of their vocation. Today they feel fine, and they have a vocation; tomorrow they have the blues, and they have no vocation. One wonders if they really chose their voca-tion on principle. Was it the will of God or their dwn feelings that they chose to follow? I would not pretend to explain a11 the reasons for this spirit of unrest that seems to characterize many practical decisions. However, one reason may be that the original choice was 'never made wholeheartedly, with a clear appreciation of the values involved. Hence the unrest comes from the fact that one is constantly wondering if the decision was worth making. I might i11ustrate this by referring to a very significant picture I noticed recently in a voca-tional booklet. In the picture are two girls, one holding a hat, the other holding five dollars, and the caption reads: "Five dollars or the hart" The lesson doesn't have to be explained; any girl who reads the booklet can immediately catch the application: if she wants the hat badly enough, she will pay the five dollars--and if she wants the advantages of a religious vocation badly enough, she will pay the price. But the price has to be paid: she cannot have the advantages of both the religious life and life in the world any more than she can have both the hat and the price of the hat. The appreciation of this notion of relative values is essential to all really mature thinking and for all intelligent practice of virtue in the religious life. The decision to sweep one's room should be based on the appreciation of the advantages (natural and .super-natural) that are attached to this action, as well as on the apprecia-tion that the making of this precise choice involves a wholehearted "giving up" of the advantages (whatever they may be) of not sweeping the room. A choice made thu~ is reasonable, and it should not take a half an hour. Similarly--but on a higher plane--a reso-lution to practice.a certain mortification or toexercise onself in a cer-tain virtue ought to be made with a realization of the benefits one hopes to gain from keeping such a resolution as well as with the realization that certain other advantages .have to be rejected., This idea of value for value, of paying the price, should be clearly applied in every decision, and should be resolutely recalled when one tends to weaken in following out such a decision. This haay be a sort of doubling on my tracks, but I should like 8 January° 1948 EMOTIONAL MATURITY to mention here a rather recent book that created quite a commotion in this country. I am referring to Their Mothers" Sons, by Doctor Edward Strecker. Doctor Strecker is a Catholic psychiatrist who had extensive experience "scri~ening" young men who were drafted for the armed forces. This experience convinced him that a large percentage of our young men are afEicted by an emotional disease known as "momism." In other words, despite physical maturity, they are still tied to their mothers' apron strings; their mothers-- or someone else--have no~ allowed them to grow up, to live their own lives ~vith any real independence. Exaggerated dependence on their parents has made it impossible for them really to leave home and to stand on their own feet. This is one reason why.!arge num-bers of men failed in the acid test of military service, one reason why many marriages fail. One may well wonder just what influence it has on religious. It is not inconceivable that young men and women might enter religion without having accomplished any real separation from the parental apron-strings. It is possible, too, that this" exaggerated dependence on parents might spoil an otherwise promising vocation, Or that ingrained dependence will be merely transferred from par-ents to a kindly superior, confessor, or spiritual director. In fact, even for those who are not unduly dependent, the religious life of its very nature contains certain dangers to proper growth in maturity. This type of life calls for much more dependence than is normall7 had in adult life; 'if this is pressed too far it can readily change child-likeness into childishness. It is a wise superior or director or other person in aut.hority who encourages a salutary self-confidence and a wholesome spirit of initiative in his subordinates. Before closing, I should like to refer to a notion that I recently came across in my reading. The author, speaking of a mature mind, said that it is a "hospitable mind." It welcomes new ideas; and this is the sine qua non of progress. And of course, being hospitable, it is also companionable. Need I say what a boon this is in a religious community ? EDITORIAL ANNOUNCEMENT Because of continually rising costs, we have reduced the number of pages per issue. We hope this will be a merely temporary measure. By using smaller type. for articles, we have actua!ly increased the volume of material. " orn mun ca ons Reverend F~thers: In the September 15, 1947 issue of REVIEW FOR REL.IGIQUS, a Sister writes, her ideas regarding Vacations for t~etigious. -Allow me to submit mine? According to Webster's~ dictionary, a vacation' means- freedom from duty for a given period of time; 'an intermission-in employ-ment; a period of rest or leisure; a holiday; an intermission in educa-. tional .work. How do. these .various meaningsapply to religious? . We who. are religious, know that our life is a stclteowhich is fixed and unchangeable according.to our vows. No .matter whether we are on .duty or off duty, sick or weli, young or old, ~active or.con-templative nuns, once we have consecrated ourselves to a lif~ of love and service to God by our vows, we are always~ r~ligioi~s. Fro~ our ~eligi0us, state there can'be no vacations. R~ligi0us women being human, and not angelic beings .without bodies, can .'become fatigue.d, ill, disabled, either wholly or partially unfitted for a full measure of labor in the life chosen above all others. If all religious were in an .equal measure healthful, had the same nervous make~up, the same mental or physical power, s of endurance, none-,would perhaps need vacations. This is not so. ~ Wise superior who .re.cognizes l~er responsibility for the sp~iyitu~a~l, and. physical, welfare of her' subjects, individ.ually as well as,co!lectively., will know when a certain Sister needs a rest, a chan~ge, a bit of leisure, a freedom from .d.uty for a few hours, a few days or for a longer, time.,_ This:freedom from duty for a shor~ time, or even longer, does not'imply a ~worldly excursion, for ,the good religious, but. a means for .vacating one duty to take up another for the better health of her body and soul. Very often only a wee bit of fun, a little gaiety. a good laugh, the healing that God's beautiful world can give, will restore balance and do an infinite amount of good. The mind needs rest, the nerves need it too, the body requires it, and the soul needs the chance to be at rest in God. To people of the world, no one seems so idle or leisurely as the Contemplative nun in her cloister; while no worldling ever worked so hard, with suchconcentration of mind and soul as the contemplative 10 COMMUNICATIONS Sister. The point is, the world is outside, and it is the world that creates all the hurry, the bustle and hustle' that wears nerves~ thin, and weakens the spirit in the supernatural life. It is quite certain that so-called vacations are unknown among the Trappistines, .the Car-melites, the Poor Clares and other such wholly enclosed or~ders~ It is'a different matter with~ the active" orders doing teaching, nursing, social service visiting, and other forms of institutional~ work. "For the most part such religious are laboring early and late, often weary unit footsore. No doubt, vacations they never expected when they entered religious life, but not the need of vacations when pro-vided by obedience and proper authority~. This need can come from overworl~, and then the soul suffers as well as the body, Whether vacations appl~r to the saints of old is not the question. All and eoer~thing in their lives~has not been written: and one can find many incidents described that could be recognized as rest times, or leisure. The Saints were occupied with beir~g saints, and not so much with the vast amount bf labor accomplished. Certainly life in the present century ha~ a tempo hard to match with" any previous centtiry. We must judge of the need of rest, relaxations, intermis-sions, in terms of-present-day tempo, not that of other times. This worldly pace has seeped into convent life here and there to some extent and to some degree. Religious deplore this. And since every community, of whatever kind, in any order, has to fight to stem the wiles of Satan as well as the influence and intrusion, of the world, tl~e individual welfare, spiritual and physical, of each member must be guarded. It is not going back to the world, or even to one's family (unless in the wisdom of superiors this is best) that will help the fatigued Sister most; their best vacation will be in. a safer retreat from the world. Whatever the vacation may be the main point is how it is spent. The plan of one community can be mentioned who enjoy a two weeks vacation every summer, This vacation period is for all, and in the Convent. The planning costs the superior much concentrated thought~ .Since the Divine Office is said in choir and nothing of this is to be omitted, or other spiritual exercises mitigated, it is not easy to meet all the requirements. Only the most necessary household work is done, so that there will be sufficient hours for all to have some free time. Few visitors, or parlors, are encouraged. As far as possible all have an equal chance for reading some good books, for writing, for rest, and for enjoying their own chapel and ~ardens. In 11 COMMUNICATIONS the later afternoon a general recreation is held for all, and the day finishes with an early retiring. ~ All seem to enjoy this simple and profitable vacation and are grateful for this yearly event, It is not a time for idling,, nor useless wandering about, or negligence; in fact,' it is a time for retrieving past. negligences and to build, in a united way," their player life. At recreation time they are a united community with many enjoyable things to say and hear. This vacation time helps fraternal charity to reigfi and makes and keeps the community a family group. ¯A SISTER. Reverend Fathers: In your Comrfiunications Department for the September issue a Sister writes: "Our present day religious are imbibing the spirit~Of the world:bit by bit." It is probably undeniabl~ that the world is at the convent door-step. Thlough various, devices it will force an entrance if the,,door is even slightly ajar.: The avenue of approach is~,connected: in one way or another with the community's external wbrk--nursing, teaching, or whatever it niay be. Devotion to a work so readily leads,to absorption in it that the work is likely to become art end in itself. In their activities, hospitals, schools 'and other institutions "'must keep up with the times" if they are to retain their clientele and if they "are to spread their apostolate. "Nevertheless, it may be just at this point that the time-honored slogan of r~ligious life becomes distorted and the members begin to be of the world'as well as in it, and that con-vent :life may begin to take on the attitudes and manneris,ms of worldly living. ' ~ Whether "vacations" for religious would open a new channel to divert members 6f religious ~communities from close following of their primary objective is a question to be considered. One might doubt the validity of the argument, "We do not read that Our Divine Lord or His Immaculate Mother ever took a vacation." For, neither do we read that they did not do so, or that periods of rest 'and relaxa-tion were not allowed. Would it be heretical to stippose that Our Lord made His visits to His friends at Bethany serve some such pur-pose? The Gospels tell us that Jesus had compassion on the mul-titudes, and that He went about healing the sick--proving that He was ever sympathetic to physical needs. Presuming, then, that a vacation is a good means to physical well-being as an aid to spiritual 12 Januar~t, 1948 COMMUNICATIONS progress, may we not think that Our Lord would have advocated it provided, of course, that all things are in keeping? That all things are in keeping in other words, that a vacation planned for Sisters would not resemble, even remotely, a house party for worldlings or a secular summer resort. The editor who replied to . Question 17, REVIEW FOR RELIGIOUS, 3uly, 1947, makes timely sug-gestions to forestall such possibilities when he proposes specifically, "a place that's private, where many Sisters could go together and rest and play games and, above all, get to know one another." The same editor also states. "There's no vacation from the spiritual life ¯ . . hence, I make allowance for spiritual exercises in my plan for the ideal religious vacation." Now, if we grant that the "teach-summer-school-retreat-dean house-teach" schedule of teachers and parallel programs for other types of religious institutes demand some form of definite relaxation; and if on the other hand we admit that worldliness might readily gain entrance to the convent through the vacation medium, is t1~ere a third alternative? In reply, we suggest cornmunit~ recreation---community recrea-tion as it should be. That last clause is inserted because some of us remember when the regular period of "Rule Recreation," supple-mented by a full two weeks' Christmas holiday of wholesome enjoy-ment and happy relaxation (uninterfered with by attendance at con-ventions, meetings, conferences, and so on) did actually supply the rest vitamins which made a vacation unnecessary or a rarity. Those nurderous activities, already mentioned, off our present, complex life are crowding more and more into our daily order and they are crowding out of it that which is necessary to it. In conse-quence, what is happening to that daily hour of simple: nerve-soothing relaxation where each member contributed something and received more--some with hobbies, other at games, all participating as leaders or listeners in conversation which rested, entertained, and uplifted the tired mind and body? May it be possible too that rela-tions with the exterior have tended to re:form community life to the extent that our recreational gatherings are becoming facsimiles of woridly fiestas; in which the restorative simplicity and horniness of convent recreation are lost? -A SISTER. Reverend Fathers: May I submit a few thoughts regarding the subject "Vacations 13 COMMUNICATIONS Reoiew [or Religious for Sisters." My thoughts are in agreement with those of the priest quoted in the 2uly number, p. 241: and in disagreement with the communication in ,the Septembe~ issue, written by "A Sister." In Father's talk to the astonished Mother General, to whom he suggested a vacation for the Sisters, he reiterated what were evidently the sentiments of our sainted Superiors-General, both living and dead. For we have a, large Community house, formerly a hotel,, m an isolated section of'a seashore resort, and directly on the ocean front, which we use for retreats and vacation. Each Sister is per-mitted about two weeks there; six days of which are spent in the silence and recollection of retreat. The. remaining time is our vaca-tion period: and by vacation, I mean relaxation, change,-rest; walks in the fresh air°and sunshine: reading, knitting, crocheting; and, of course, chatting: becoming better acquainted with each other; sharing views about our life work; and,! as Father'said, "fostering a good community spirit." What of out spiritual exercises? They are exactly the same, and in common; though they begin at six, instead of at five A:M. And I might say here that during these vacation days there is never a time that Our Lord.in the Blessed Sacrament has ~not some adorers; that there is not someone making the Stations: someon~making,.a little extra visit. Our rule of~silence is dispensed with except at breakfast: but, of course, the sacred °silence is strictly kept. Who does the work? We do, lovingly,and generously, our .tiny tasks assigned by obedience. Who pays-the bills? Each local superior--a certain amount to a common fund and I-suppose, Divine Providence; . We love it; we are grateful for it: and I know I speak for all when I. say, "God bless those who are ~ responsible for our ideal religious vacation from which we return to our work renewed in mind and body and soul." And why do I disagree with "A Sister" whose communication I referred to. My opinion, Sister, is that you do not really know your Sisters. Probably your position and y.our work have kept you from close intercourse with them." I speak as one of the "rank and file" of a large community which has labored in this country for over a hundred years, and almost three times that many yea.rs in other countries. am teaching school, and have been doing so for over twenty-five years. During these happy years of my religious life I have come in 14 January, 1948 COMMUNICATIONS dose contact with many of our own Sisters; and through teaching and studying with many Sisters of other communities. Therefore, I think I am speaking for "us," the many hundreds of teaching and nursing and otherwise busy Sisters. No, Sister, we do hot forget that we entered religion to take up our eros~ daily and to follow our Crucified Spouse." We don't talk about that fact every'moment of our lives; nor wrhe.books about it; nor 6therwise publidze it; but it is ever in our hearts as we go about bearing the he~t and the burden of the day. Yes, we vowed for life, and on that vow day, so dear to our hearts, we promised our undying love to our Spouse. Each day since, we have kept that promise, whether we were sick or tired or discouraged or Unhappy. The work has grown more dii~cult with the years, as even "those grand religious who have gone before us" would testify were they here today. I like to' think that it is they, in heaven, who have procured for us the many blessings which we now enjoy. You say we are frequently ¯asking, "When may I visit my rela- " tires?" Most of our rules, I am sure, forbid us tO visit our relatives unless they are seriously ill, or very' aged. Hence our visits, neces- .arily infrequent, are usually no joy to us: they are rather a great anxietY and a source of worry. We go, not for our own benefit, but to give our parents the comfort and consolation which God prom-ised them as-part of their hundredfold for having given us to God years ago. And on our return, as we kneel in our chapels and renew, our vows, when the nails are really hurting, can't we truly say that' we have "died" to our relatives and have left "all things" to follow Christ. One more thought, dear Sister. Do you think for one moment that St. Joseph "toiled day inand day out" and never took a vaca-tion? I don't. I'm not a scholar of Scripture, but I think his life was not "all work and no play." I like to think that since Christ Him- Self was like us in all things, save sin, that the Holy Family did relax sometimes. I'm sure that on some days They packed a littl~e lunch,. took a fishing net or a rod, perhaps, and spent the day at the lake, fishing and rowing. I am sure St. Joseph taught the Christ Child to fish; since He Himself gave instructions in the art to .th~ Apostles later on. And was He not perfectly at home in a bo~t teaching the multitude and crossing back and forth over the Lake 0f .Galilee, so much so that He even fell asleep one day? And how did St. Jbhn the Baptist and the Christ Child become intimate during those early 15 COMMUNICATIONS years if they did not visit each other? So, Sister dear, have no worry that your Sisters are so much imbibing the spirit of the world that they will be soon asking for a . "forty hour week." If anything, we are victims of the age in which we live and its surrounding circumstances. Maybe we are different; but we are not less generous, I hope. We will, with God's grace, continue "to give and not to count the cost; to fight, and not to heed the wounds; to toil and not to seek for rest; to labor, and to ask no reward" save Christ our Spouse, and eternal life with Him. -~ SISTER Reverend Fathers: No doubt you have already received instances to demolish the universal negative~about the saints and vacation. But if you can use another, all Jesuit saints took their weekly day off and their annual vacation, according to rule. The Sister seems to have missed the point of the original suggestion, and can't conceive of that kind of a vaca-tion.-- A JESUIT MISSIONARY. Reverend Fathers: With a little interest and a great deal of confirmation of.my alarm over the low state of religious in general, I have been noticing the remarks in your REVIEW on vacations. My convictions must have been working in my sub-conscious when I picked up the Novem-ber issue. For I looked at the signature on page 330 and said, almost aloud, There, I told you so. But I had not read aright. I mean I had not read the signature. I had read my own thought; and it told me that Some Sisters Who Had a Vacation were Some Sisters Who Had a Vocation. I apologize for putting them out of the Convent so soon; but I am sure they will understand, unless they are worse than my sub-conscious makes them, and think only those act With "wisdom and foresight" who purchase homes in the mountains. I am not opposed to vacations, as such. I think there are a num-ber of things we should vacate. If the superior sends you on a vaca-tion, go. And if the superior does not send you on a vacation, and you do not consider (other things being equal) the wisdom and fore-sight to be equal in either case, look out for your own sub-conscious. Another worthy comparison is with our worthy brethren, the wiser children of the world, who say so often that they have no time for [Continued on p. 56] 16 Reasons [or Remembering Mary T. N. Jorgensen, S.J., LONELINESS can bring one of man's most poignant griefs: the right kind of companionship can bring his greatest joy. Psy-chologists claim that having a friend one can th.oroughly trust is a great protection against mental and nervous breakdown; and, on the contrary, the feeling of having no one really interested in one's joys or ready to share one's sorrows often preys upon the mind until both body and mind collapse. Mere association with others will not remove loneliness. We must love and trust our friends: they must know and love and.be faithful to us. A man whose beloved bride has just died is bitterly lonely in a crowded room: a hermit miles from the nearest visible person can live in great peace because of his communion with God. Ia his book, Europe and the Faith, Belloc calls Protestantism a religion of loneliness, the "prime product of t1"ie Reformation being the isolation of the soul." Certainly much of today's disintegration in public and private life is' due to that unh~ippy revolt. One of its great mistake~ was its strange rejection of the glorious Mother of God. We can find peace again by a wholehearted return to her love.i Catholics have never entirely lost her:-but we live so intimately with non- Catholics, so surrounded by their enervating atmosphere, that we naturally have been unable to resist the contagion fully or even mainly. Faber writes of devotion to Mary in Protestant England: Mary is not half enough preached. Devotion to her is low and thin and poor. It i~ frightened out of its wits by the ~neers of heresy. It is always invoking human respect and carnal prudence, wishing to make Mary so little of a Mary that Protes-tants may feel at ease about her. Its ignorance of theology makes it unsubstantial and unworthy. It is not the prominent characteristic of our religion which it ought to be. It has no faith in itself. Hence it is that .~esus is not loved, that heretics are not converted, that the Church is not exalted; that souls, which might be saints, wither and dwindle; that the Sacraments are not rightly frequented, or souls enthusiastically evangelized. $esus is obscured because Mary is kept in the back-ground. "Fhousands of souls perish because Mary is withheld from them. And that is England, a land once proudly called "Mary's Dowry." Our country has received the Protestant tradition from England; ~t has not received from her the traditions which were hers 17 T. N. JORGENSEN Reoieto ~.or Religious under Venerable Bede, Alfred the Great, Thomas ~ Becket, Chaucer, ThOmas More, and her many other great lovers of the Virgin Mary. In the September issue of REVIEW FOR. RELIGIOUS I spoke of the way in which Mary i's truly and fully present in our lives. In this article I shall give some motives for increasing our devotion to her. And while the flight from loneliness is not one of our chief motives, it is a great one. It is not good for man to be alone. This was God's thought as He made Eve to be Adam's companion. Eve failed; but in this companionship, as in all other things, Mary brings all that Eve was' supposed to bring, and more. This is very '"much. Human nature as originally created by God in the Garden of Eden was a glorious thing. Mary from the beginning has this great glory. By her Immaculate Conception she came forth the ideal of our race, "Our tainted nature's solitary boast." Hers is human nature at its best. Virgin, mother, queen, whatever position or virtue one can seek-in a~ perfect woman, Mary has to the fullest degree. She is patieny, loving, kind, beautiful, considerate, wise, prudent, powerful, active, unselfish. One can make the list as long as desired and always find reasons for her perfection in the virtue, ex.amples of her exercise of it. She is the strength of the weak, the health of the sick, the refuge of sinners. She is the joy of the martyrs, the confessors, the virgins, the angels. God Himself delights eternally in being with her, in lavishing His attention and gifts and love upon her. Surely it is a wonderful favor to be invited to live with such a person,° and we are invited to do just this--to live with her, talk to her, trust in her, .love her, work with her, act and feel and think and be at one with her at every moment of our lives. Her love is ours to enjoy, her power ours to use, her presence ours to rejoice in if we but wish it. She wishes it. God wishes it. The saints understood and rejoiced to accept this glory. If we find her and accept her and liv~ with her, we also shall be saints. Sanctity, union with God, peace, success in the spiritual life--all these come to us when we fully accept with St. 3ohn the gift Christ formally gave us from the cross, the gift which was prepared for us long before, the gift which actually came into our possession at our baptism--Mary's spiritual mother, hood. The spiritual life is not hard or sad or unnatural. G~d wishes us to love the good, the joyous, the beautiful things of time and eternity. We blunder gravely when we think that sin or the fruits January, I~48 REMEMBERING I~'IARY of sin are more lovable than God or the gifts of God. God is the perfect Being; the more like Him that others are, the more closely they unite us to Him, the more lovable and satisfying they are. Mary is most like Him; her companionship, therefore, brings us the deepest . joy. That it is an unseen presence does not make it less .valuable. When Christ was about to end His visible presence upon earth, He said to His apostles, "It is expedient that I go, for if I go not I can-not send ttie Paraclete." The visible presence of Christ meant very much to the apostles, but He knew and they soon learned that the invisibile presence of His Spirit in their souls meant more. We, too, shall learn eventually from experience what we already know through faith, that Mary's loving help is none the less potent for being unseen by physical eyes. Love of Mary conquers the evils of materialism. It is a noble and spiritual love, built entirely upon faith, directed toward one whom we have never seen with bodily eyes, fostered mainly by the fact that God wishes it. All this makes it the natural stepping stone to love of God. It is in direct opposition to modern materialism, which is a love of earthly things. Another obvious need of our day is patience amid sufferings. persevering calm and steadiness amid world-wide storms. But all the turmoil of our times is just another phase of the age-old struggle between good and evil, between the woman and her seed on one side, Lucifer and his on the other.~/~brlst and Mary on Calvary stood at the very center of the storm winds; we live in comparative calm. They have won the victory for us; we face but a lesser trial to enjoy its fruits. Lucifer cannot reach Mary directly, and he seeks her Achilles' heel in the chil~/ren on earth, whom she loves. But if we are faithful, children, trusting entirely in her, it will not be a vulnerable heel after all, but the heel which crushes the serpent's head. Her strength is our strength if we are one with her. Today's pagan world like the pagan world of old '~drinks down sin like water." Those who walk with an ever-present conscious-ness that their heavenly mother walks with them will not sin. This sentence puts much in few words, summarizing a host of arguments for seeking to develop a fuller consciousness of Mary's loving care. But~avoidance of sin is negative. A good positive summary of the value of this practice is that strong, persevering love makes one grow like to the loved one. Living constantly, willingly, lovingly with M/try will increase our likeness to her. Her nobility will ~.'N. JORGENSEN Reoieto for Relipiotts become ours. This ihaitation is not a mere external likeness; it is deep and abiding, for it brings us the same sanctifying grace which gave God's own life to Mary. We cannot deeply love one whom we do not know, one of whom we seldom think, one to whom we refuse to speak. But if we start asking Mary's advice ~t every decision, trusting in her at every diffi-culty, following her example at every oportunity, we will quickly discover how wonderful she is. Countless millions have called to her: not one has been left unanswered. God blesses abundantly all who honor His Masterpiece, His best Beloved. His Mother, the Queen of His heavenly home. One of God's reasons for living a full life on earth was to teach us how to live. "His life surely teaches us devotion to Mary. We have but to recall the Annunciation, the days of Mary's pregnancy, of Bethlehem, Egypt, and Nazareth to see how fully He gave Him-self to her. The baby Christ and the young boy Christ would look to her at all hours of the day, doing the things she wished, rejoicing in her smile, trusting in her virtue. Nor did He ever repudiate this first and deepest.love. Christ's humility in subjecting Himself to a mere creature for love of God undid the harm of Adam's pride in following Eve's wish in defiance of God. Our humble giving of ourselves to Mary in union with Christ makes the undoing of Adam's fall complete for us. As Eve shared with Adam in the fall of man, Mary shares with Christ in man's redemption. The Eve-Mary parallel is interesting, but it is too often discussed to need repetition here. But the struggle between good and evilbegan before Adam and Eve. Long before Adam's creation, "before the hills were made" (Proverbs 8:25), ,lesus and Mary were God's predestined King and Queen of the good angels who followed Michael and conquered Lucifer and his followers. Mary is Satan's archenemy, the one in God's plans who is to crush his head. Lucifer and his followers hate and oppose Mary with all their strength because they hate God: we should love and serve her with all our devotion for love of God. If we follow Christ's example and are devoted children of Mary, we feel at home in the spiritual world. Then the communion of saints means what it is supposed to mean. All other wayfarers on .earth are close to us, for they, too, are children of Mary. The souls in purgatory, the saints in heaven, the angels, even God Himself are all one with us in calling her "Beloved." When we visit Christ in 20 danuar~t, 1948 REMEMBERING MARY the Blessed Sacrament, we have one more thing to talk about, for His mother is our mother. When we turn to our guardian angel, we have one more argument in our plea for help, for his queen is our queen. Queen of apostles, martyrs, confessors, virgins--the Litany of Loretto reveals host after host of glorious souls who are united to ' us through Mary by the closest of bonds. The graces which she poured forth to give them triumph and joy and God's own life, sh~" gives us in our fight against the same foes. She rejoices to make us "other Chrlsts," to conceive Christ "again and again in the souls of all the just. We should love Mary truly because she is truly our mother. The Annunciation was an unfathomable moment, not only affecting the eternal destiny of all men and bringing the angels a queen, but also giving God a human nature and a mother. This mother-son rela-tionship was unlike any other in that the Son consciously chose and accepted Mary for His mother. And because He is changeless eter-nally, because the whole plan of the redemption was for heaven rather, than for this earth alone, He accepted her forever and accepted her for us. Father Rickaby (Waters That Go Softly, p. 74) has an interesting list of scriptural references which run thus: And she brought forth her first-born son and wrapped him up in swaddling clothes and laid him in a manger (Luke 2:7). For whom he foreknew, he also predestined to be made conformable to the image of the invisible God, the first-born amongst many brethren (Rom. 8:29). Who is the image of the invisible God, the firstborn of every creature . And he is the head of the body, the church, who is the beginning, the firstborn (Col. 1:15, 18). And the dragon was angry against the woman and went to make war with the rest of her seed, who keep the commandments of God and have the testimony of Jesus Christ (Apoc. 12:17). God in choosing Mary the Mother of Christ, chose her mother of all the "other Christs." She is the mother of the Head and of all the other members of the Mystical Body. AS she was mother of the Holy Home at Nazareth from which the Church grew, she is the mother of the Church. Christ's dying bequest "Behold thy mother" revealed and e~tablished this universal motherhood; the history of the Church confirms it. The first to come to Christ, "going into the house, found the Child with Mary his mother" (Mt, 2:11). All since who have entered Christ's house, the Church, find Him with Mary His mother. And heaven will find her still His mother and ours. But the best reason for remembering Mary is simply this, God 21 REMEMBERING MARY Ret~iew for Religious wishes it. He chose to come to us through Mary. He asks us to come to Him'through her. Our only toad to the Father is through Christ; our n~tural road to Christ is through Mary. That God has ordained this is clear from the unwavering teaching of His Church as well as from the lives of the saints. We might give many reason~ for this choice of His, for we can see that it increases "our humility, that Mary's blessing on our prayers increases their worth, that faith in Mary's presence necessarily implies faith in God's greater presence, and so forth. But it is sufficient here to recall that God wishes it, and He is our wise and lbving Father. We should be eager to honor Mary at all times, for at all times'she is helping us, watchifig over us, offering her loving help. It is only just that we should make as adequate a response as we can, and the closest we can come to making a fair return is by accepting her gifts lovingly at all times. Mary suffered heroically for us on C~Ivary when she was revealed as our .spiritual mother. Gratitude demands that we make the most of this spiritual life, and this is done by accepting the help she is constantly offering us. And again, she is so perfect and lovable in herself that natural good sense should make us glad to recall her presence often. One might go on much longer enumeratihg reasons for this devo-tion to Mary, but for the moment I shall be content wlt!q a summary of those already given. It conquers loneliness, confusion, and despair by bringing companionship, peace, joy, hope, inspiration. It gives strength and light to bear sufferings in the best possible way, that is, in union with the sufferings of ,lesus and Mary on Calvar'y. It helps us to conquer sin completely. It fills our hearts with the noblest love and makes us noble like unto Mary. It makes us Christlike, more fully unitin, g us to Him and giving ias a greater share in His life. It makes 'our rise from Adam's sin and our opposition to Lucifer and evil more complete. It gives the communion of saints the vital share in our lives which it sl:iould have. Truth and justice and gratitude demand it, for Mary is our mother, loves us deeply, and is most lovable. And these reasons are all true or truer because of the final great reason: It is God's most urgent will. He gives His grace to the humble. We must be meek and humble of heart as He is and become thd children of Mary as He did if we wish to please Him. If we are humble and childlike all this will be clear to us. Although the father of the family supports it, a little child naturally runs to his mother for help when he is in need, knowing his cause 22 January, 1948 LITURGICAL AND PRIVATE DEVOTION stronger if his mother pleads for him. God, our Father, has put the disposal .of His riches in our regard in the hands of Mary by making "her the Mediatrix of All Graces. If she were not our mediatrix, it would still be a great pleasure to be devoted to her. Now it is as necessary as it is natural. It is as profitable as it is pleasant. Li!:urgical and Priva!:e Devotion J; Putz, S.J. [EDITORS' NOTE: This article is reprinted with permission from The Clergy Momfily (Vol. VIII, pp. 293-305), a magazine for the clergy published in India. :,The article derives special timeliness from the fact that it discusses some of the doc-trines of the ~ncycllcal Mystibi Corporis which the Pope found it advisable to reiterate in his most recent encyclical Mediator Dei.] ~4~ACK to the liturgy!" is one of the watchwords of our age. D During the last thirty years the liturgical movement has beer/ steadily growing and has contributed its share towards the revival of a more integral Catholic spirit. However, like most good tthioinngs;s ,a nitd i st haep tR toom leaand Peonnthtiufsfsia, swtihci fleo lelonwcoeursra tgoi ncger. ttahien mexoavgegmerean- t, have occasionally felt obliged to rais~ a warning voice against the danger of one-sidedness. "There is no doubt," Plus XI wrote in 1928, "that an a~voidance of the exagl~erations Which are noticeable of late will enable liturgy to contribute much towards progress in spiritual life." Plus XII in his encyclical Mystici Corporis (June 29, 1943) warned against three particular.exaggerations connected with the liturgy. A few months later he again returned to this subject in a letter to the Bishop of Mainz, who had requested the Pope "to raise the whole [liturgical] matter out. of an atmosphere of apprehension into one of confidence." Plus XII replied: In this connection We can only repeat what We have already said on other occa-sions, namely that the question is being dealt with here in a calm and broadminded manner by the cardinals charged with its clarification, and that the Holy See is prepared to meet as far as is possible the needs of spiritual mlnistrarion in German)'. Concern has been expressed in the first place amongst you yourselves and in fact, as you know, by the bishops. It cannot be said that such concern is altogether without found~tlon. It is certainly not related excluslvel); to the liturgical question, but it affects the whole devotional and ascetic llfe of the faithful. 23 J. PUTZ ' Ret~ieto [or Religiotis ~ The ;Holy"Father~,then, refers :to an article in the Kl~gusblatt of July 14, 1943,'~vbich confirmed anew the concern felt in Rorfie. "It can therefore only be salutary to make a clear distinction nbw; hrhen the liturgical question is. beir;g dhalt with, 'between'whag~is ~¢hole-some and what.i~' unwholesbme." The Pope then points out that this has already been done to some extent in the encyclical Mgstici Corporis. The letter continues: On three points We feel that emphasis should be placed: (1) That the liturgical movement doris-not, by_a, 0nd;sided emphasis~n their l~sychological effect, push into tl~e'b~ackgroun~l the meaning o~ and e~teem fc~i~the grace-giving effect of the Sacred Mysteries. (2) That the consciousness of the fundamental significance of the eternal t~uths and the struggle of the individual against sin, the striving of the individual for virtue and holiness are not marred by exaggeration of the lithrgical side. (3) Finally, that a!ongside the task in the liturgical sphe~r,~ oth.er task~ are not overlooked. What is liturgy? In this article it is taken in its strict sense, as distinct from private prayer. We must therefore exclude~ the broad meaning given it by some recent writers, who would make it embrace a.ll prayer,"public and private, and even the whole life of the Mystical ¯ Body. In its proper meaning liturgy is equivalent'to punic official worship as defined by canon 1256, that is, worship offered in the name of the Church through acts which by her institution are to be offered only to God, to the saints, and to the blessed by persons law-fu!. ly'deputed for this fhnction. ' : Its center is the Mass. This is surrounded, as .it were, by two circles which are an exp.ansion or prolongation of the Eucharisti~ Sacrifice: ~he I~ivine'Office by which the Church throughout the iday offers to God the laas perennis, and the sacraments (and: sacramentals } which spread God's grace and blessings throughout the life of~ the Church. These essential dements by their daily and~seasohal varia-tions form the wonderful rhyth~ of the liturgical year, with the sanctoral cycle integrated into the temporal cycle. Public worship calls for an appropriate edifice with its various appointments, particularly the altar. It requires c~rtfiin vestments and an adapted mode of singing. This ':setting" of the liturgy has its obvious importance; but it must remain secondary, though extremists and faddists at times seem to take the husk for the kernel. The real problem inherent in the liturgical movement is a ~spir-itual one. It concerns the relation of the liturgy to "private" devo-tion- which is but one aspect of a more geneial problem, namely. the relation of the individual to society. The "polar tension" 24 danuar~ , 1948 LITURGICAL AND PRIVATE DEVOTION existing between these two has been the object of many studies in recent years. Like all such tensions, it cannot be solved by stressing one side at the expense of the other. Individualism and absorption of the individual in society are equally to be avoided. A full and healthy Christian life r.equires the union of liturgy with private prayer and personal endeavor. 1. The liturgy has a twofold function. Its primary purpose is found in its intrinsic, objective, supernatural value. Liturgy is essentially the public exercise of the Church's priesthood, the con-text and prolongation of the sacrifice of the altar. It is both God-ward and manward. It is the "voice of the Spouse" expressing to God the worship owed by the Church as a visible society and,calling down upon men the blessing of the Almighty. Its 'power is not due to the d~votion of the minister, but to the opus operantis Ecclesiae: and in the primary rites--the opus operaturn of the Mass and the sacraments--Christ Himself communicates His own sacrifice to be offered on the altar and His life to be received into souls. As the prayer of the Church and the action of Christ, the litu.rgy clearly ranks higher than private piety. Its objective excellence is further enhanced by the inspired character of most of its formulas a~ad by the fact that the Churdh in creating .the liturgy has been guided by the Holy Ghost. We should note, however, that the liturgy pos-sesses its essential character and value only when performed by those officially empowered and delegated to act in the name of the Churcfi. The ordinary layman, it is true, shares in the Catholic p.rlesthood by his baptismal character; but his part in the liturgy is strictly limited. His character enables him to receive the sacraments and to offer the sacrifice by his spiritual union with the celebrant. To exercise this power on certain occasions is his only "liturgical" obligation. He may, of course, recite the prayers of the missal, breviary, or ritual; but on his lips they will be "private" prayers (excepting those parts which are officially assigned to the congregation). Even so their use is to be recommended, for such use effectively serves the second pur-pose of the liturgy. Besides its intrinsic purpose and essential value, the liturgy has a subjective or pedagogical efficacy: it is meant to instruct the faithful and to train them in the true Christian spirit. Union with the Church's liturgy is a wonderful education of mind and heart. It teaches the truths of our faith by enacting and living them; it devel-ops the Christian spirit by making us exercise it: Plus XI, when 25 J. PUTZ Retqew for Religious instituting the feast of Christ the King, remarked: "People are in-structed in the truths of faith and brought to appreciate the 'inner joys of religion far more effectually by the annual celebration 6f the sacred" mysteries than by any. official announcement of the teaching of the Church." Pius X declared that "active participati.on in the sacred and solemn mysteries of the Church is the primary and indispensable source of the genuine Christian spirit" (Motu proprio, November 22, 1903). Father Meschler, S.3., in his Catholic Church Year, states: "In order to obtain holiness and salvation, we have ohly to follow, willingly the invitations of the liturgical year." The Mass, the sacraments, the feasts, and the seasons eloquently put before us the Christian ideal and supply the necessary inspiration and motivation in constant Variety. Religion as taught by the liturgy has a definite spirit or style, which is the norm of genuine and healthy religion, a safeguard against all deviations. If we were to characterize it in one word, we would point out its sense ot: proportion which putsall things in their proper place. Hence its dominant theocentrism, which stresses adoration, praise, and self-oblation as the primary duties of religion. Rich in devotions, it never allows these to overshadow the essential devotion. It is solidly "objective," stressing dogma; facts, and realities rather than subjective feelings, the latter flowing naturally from a realiza-tion of the truth. Thus it is free from emotionalism, yet capable of the highest ~enthusiasm and the deepest grief. It satisfies the needs of the individual soul (chiefly in the Eucharist), but at the same time. takes one beyond,the narrowness of individualistic piety by fostering social consciousness, a sense of oneness with the community. The individual is always made to feel a part of the whole, a member Of the family, a cell of the Body; even (or especially) at the moments of his most personal union with God (in Holy Communion) he cannot forget his union~ with his fellow men. The liturgy thus tends to shape or "inform" man's total spiritu~l life. "Liturgical piety" consists in consciously making the liturgy the center, the chief object, and the inspiration of one's inner life. It is clear that a dose of this liturgical spirit is not only useful but neces-sary for all on account of the part which~ the Mass, the sacraments, and public worship have to play in the life of a Catholic. 2. But it is no less evident that the public prayer of the Church can in no way be opposed to individual prayer and endeavor. It not only leaves room for the latter, but requires it and stimulates it. The 26 danuary, 1948 LITURGICAL AND PRIVATE DEVOTION liturgy by itself, as official worship, is' something exterior and imper-sonal, regulated by the Church and faithfully executed by the litur-gist. It is distinct from the interior life that animates the Church and each member; it only expresses this life and devotion. It is fruitful and sanctifying only in the measure of the understanding and fervor which the individual brings to it. Liturgical prayer, to be more than lip service, must become interior, that is, personal, "pri-vate." Even the opus operatum does not work mechanically; but its effect is proportioned to each one's personal devotion. Personal prayer and endeavor must also prolong the liturgy. The Mass must be lived, the spirit and the ideal taught by public worship must shape individual lives.1 Thus liturgy invites the co-operation of mental prayer, self-examination, and all the methodical exercises of tradi-ditional asceticism. It would therefore be fallacious to oppose "liturgical piety" and ."ascetical piety" as though they were two distinct ways to perfection, the former being considered the more excellent, if not the only truly Catholic, way. There is but one way. Liturgy implies private prayer and must pass over into asceticism; 13rivate prayer and asceti-cism in turn must keep in contact with the liturgy, chiefly the~ Mass and the sacraments. The proportion of the two elements will vary according to each one's tastes and needs; but neither can be separated from the other, or even unduly stressed at the expense of the other, without serious dangers. Private and popular piety without the liturgy is exposed to the danger of deviating from fundamentals~to accessories, from genuine devotion to emotionalism and subjectlvism, from trust in God's grace to reliance on natural methods (semi- Pelagianism). Liturgy without private prayer and endeavor becomes formalism, aestheticism, semi-quietism. Too much stress on public, exterior worship fosters in the liturgist a tendency to be more con-cerned With forms than with life. Hence there arises an excessive attachment to ancient forms and a lack of appreciation for new forms and feasts, the liturgy of the first four centurieg being proclaimed as the standard for all times. Ye~; those aricient forms were new in their time: nor has the Holy Ghost ceased to direct the Church since the lit must also guide personal piety. But individual prayer has laws and character-istics of its own. The Church not.only tolerates but encourages non-liturgical and "popular" devotions, such as visits to the Blessed Sacrament, the Rosary, the Stations of the Cross, devotions to the Sacred Heart, and so forth, which, like the liturgy, have grown out of the life of the Church and correspond to the spiritual needs of the faithful. 27 J' PUTZ Reuietu fi~th century. "There is still a continuous development of dogma; a [ortiori there must be a development and progress of liturgy. The fashionable underrating (or contempt) of "popular". devotions is also rooted in lack of understanding of the laws of life and is clearly contrary to the mind of the Church. Both corporate life and individual" life in the Church have the same source, Christ. Together they constitute Christ'~ life in His Mystical Body. It is necessary that both be intensely cultivated and that the correct tension between them be maintained. After these general considerations we shall briefly analyze the doctrine of M~Cstici Corporis concerning some particular exaggerations connected with the liturgy. At first sight, the mention of these "errors" might seem out of place, unrelated to the general theme of the encyclical. In reality it is closely connected with the rest. In the dogmatic part, while explaining the theology of the Mystical Body, the Pope has been at pains to show how in this Body the personal and the social, the interior and the exterior, the spiritual and the juridical elements are united in one common source and purpose. He then con-demns two errors ~vhich tend to obliterate the permanence of the individual person in the Body and the need for personal endeavor; and now he vindicates the rights of the individual in his devotional life. I, Frequent Confession The same [disastrous] result follows from the opinions of those ~vho assert that little importance should be given to the frequent confession of venial sins. Preference is to be given, they say, to that general confession which the Spouse of Chris~: surrounded by her children in the Lord makes each day through her priests about to go up to the altar of God. The confession of sins at the beginning of the Mass is an impres-sive act, very appropriate before the celebration of the sublime mys-teries. It purifies the soul and disposes it to offer the sacrifice of expia-tion with greater fervor. The absolution after the Confiteor, though not efficacious ex opere operato as in the sacrament of penance, is a sacramental. Through the intercession of the Church it tends to arouse in those present true sorrow by which they merit the remission of their venial sins. Though in its present form it is of late origin, yet some such confession seems to go back to the earliest times. Even the Didache or'Teaching of the .Twelve Apostles mentions it: "On the Lord's day being assembled together break the bread and 'make Eucharist,' having first confessed your offences that your sacrifice may be pure." 28 Januar!l, 1948 LITURGICAL AND PRIVATE DEVOTION However, zeal for this venerable practice may become indiscreet and weaken the esteem of frequent private confession. The sacra-ment is of course necessary in the case of mortal sins; but frequent confession of venial sins may seem to diminish our devotion for the daily public confession in which the Church wants each one to join wholeheartedly. This may have been the reasoni.ng of those of the "younger clergy" whom the encyclical mentions as belittling frequent confession. "It is true that venial sins can be expiated in many ways, which are to be highly commended," for example, by acts of charity~ public confession before Mass, and particularly Holy Communion; "but to insure a more rapid and daily progress along the path of virtue we wish the pious practice of frequent confession to be earnestly advo-cated." There are two reasons why this should be done: (a) The practice was introduced by the Church under the guidance of the Holy Ghost. Leaving aside the obscure question of its origin, it was approved by the Council of Trent and by Pope Plus VI. When the Synod of Pistoia expressed the wish that con-fession of venial sins be less frequent, on the principle that fa;niliarity breeds contempt, Plus VI cerlsured this declaration as "temerarious, pernicious, and contrary to the practice of saints and pious Christians approved by Trent." Plus X, in his Exhortation to the Catholic Clergg, deeply deplored the laxity of those priests who but rarely frequent the sacrament of penance and thus blunt the delicacy of their consciences. Canon Law wishes religious and seminarians to confess "at least once a week." A number of saints used to confe~s every day. St. Bonaventure recommended daily confession to the novices; and Father Louis Lallemant, to all who are especially desirous of perfection. However, these writers recommend the practice only to souls who can maintain a habitual fervor which is capable of resisting the tendency to routine and of daily making the spiritual effort required for a fruitful confession. (b) Frequent confession is an efficacious means of spiritual progress. The encyclical enumerates its advantages, both pedagogical ¯ and sacramental: "By this means genuine self-knowledge is increased, Christian humility grows, bad habits are "corrected, spiritual neglect and tepidity are resisted, the conscience is purified, the will strength-ened, salutary direction is obtained, and grace is increased in virtue of the Sacrament itself." 29 J. PUTZ Review [or Religious 2. Priaate Prager "There are some, moreover, who deny to our prayers any impetratory power, or who suggest that private prayers to God are to be accounted of little value. Public prayers, they say, prayers made in the name of the Church, are those that re'ally count, a~ they pro-ceed from the Mystical Body of Jesus Christ." In reply to this objection, which he characterizes as "quite untrue," the Pope stresses thre~ points: (a) The dignitg of private prager.--To those who depreciate private prayer by extolling the liturgy as "the praying Christ," the prayer of Christ Himself in His Body, the Holy Father opposes the fundamental truth concerning Christian prayer/ all prayer is the prayer of Cb'rist in His body. "For the divine Redeemer is closely united not only with His Church, His beloved Spouse, but in her also with the souls of each one of the faithful, with whom He longs to have intimate converse, especially after Holy Communion." Public prayer is only one part of the Church~s prayer, the most excellent because it "proceeds from Mother Church n rseir. However, every prayer, even the most "private," has "its dignity and efficacy." It is the prolongation of the soul's eucharistic communion with Christ. It is the prayer of Christ praying in His members and as such is never an "isolated" prayer but is part of the Catholic prayer of the Mystical Body, united with those of all the other members and ~benefiting the. whole Body. "For in that Body no good can be done, no virtue prac-ticed by individual members which does not, thanks to the Com-munion of Saints, redound also to the welfare of all." Every prayer thus has a social value. (b) P?age~ ot: petition.--Quietism rejects all prayer of petition as" meaningless, since God knows better than we what is good for us and He desires our good more than we do ourselves. Some liturgists belittle prayer for one's own individual needs as fostering individual-ism. They argue that we should always pray as members, according to the teaching of Christ ("Our Father. give us this day our daily bread.") and the practice of the liturgy which prays in the plural for the needs of all. To pray in the plural ~s no doubt a beautiful practice which keeps us conscious of our union with God's fancily and Christ's Body; but within this Body the members remain "indi-vidual ~0ersons, subject to their own particular needs." Hence it can-not be wrong for them "to ask special favors for themselves, even temporal favors, provided they always submit their will to the 30 Januarg, 1948 LITURGICAL AND PRIVATE DEVOTION divine will." ¯ (c.).Uti!it~t o~: rnedtiff pra~ter.--"As for m~ditation on heavenly things; not only the prbhduncements Of the Church but also the example of' the saints are a proof of the high esteem in which it must be held by all." Liturgical prayer must be vivified by personal medi-tation, and prdgress towards perfection requires an intimate con-sideration of the truths of our faith and frequent communing with the Spirit working in the silence of the soul. Pius X, who praised the liturgy as the" indispensable source of the Christian spirit, had' equal praise for daily meditation; which he declared necessary for a priestly life (Exhortation to.the Catholic Clergy, 1908). Pius XI, who in Divini cultus (1928) extolled liturgical piety, wrote a special ency-clical to recommend the methodical prayer of the spiritual exercises, particularly those of St. Ignatius (Mens nostra, 1929); and the Church wants her priests to practice daily meditation and to make ¯ frequent retreats (canons 125, 126). 3. Prager to Chrisi "Finally, there are some who say that our prayers should not be addressed to the person of Jesus Christ Himself, but rhther to God, or to the Eternal Father through Christ, on the ground that our Savior as Head of His Mystical Body is only 'mediator of God and men.' " " Of course no Catholic denies that Christ is also God and that we may pray to Him. But we are often told by liturgists and even by theologians that we should rather pray to God the Father through Christ Our Lo~d if ov~e want to conform our p~ivate prayer to the . spirit of the liturgy, to the mind of Christ and of the Church, and to sound theology. To a "christocentric" piety, which at present is supposed "to d6minate private and popular devotion, these w~iters oppose a "theocentric" piety. The difference between these two is well explained by, D. yon Hildebrafid: "In christocentric piety, Christ so to speak stands before us and looks at us, while we at the same time look into His visage. In theocentric piety, Christ also stands before us, but He is turned towards the Father, on the summit of humanity, so to speak, leading us to the Father and preceding us on that way." In christocentric piety we adore Christ and pray to Hirfi. In theo-centric piety, we pray to the Father through Christ and with Christ; . ChriSt is the mediator, the head of humanity, our brother,u UIn his original article, Father [Sutz developes at some length the argumerits "in favor of prayer through Christ . " We give them in brief summary in the section in brackets which follows.--ED. 31 LITURGICAL AND PRIVATE DEVOTION Reoieto for Religious [The arguments in favor of prayer through Christ look impres- "sive. It is said that Jesus Himself always addressed His prayer.to the Father; that He emphasized His mediatorial function when He taught the disciples to pray; and that in early Christianity the solemn prayer of the Church was directed to the Father through Christ. This prayer through Christ is said to be theologically preferable because it brings out the fundamental truth of Christ.ianity, namely, that Christ is truly man--our Brother, a Mediator between men and God, our High Priest who is like unto us and who offered Himself for us, our Advocate with the Father, our Head who li;¢es and prays in us. Prayer of this kind keeps the humanity of Christ from being obscured and the Mystery of the Blessed Trinity from becoming a dead dogma; it makes us conscious of our union with the other members of Christ, prevents us from concentrating on the "dreadful" inaccessibility of God, and keeps a balance in our veneration of the saints.] Such is a brief sketch of the arguments. They do bring out the need of keeping alive the consciousness of Christ's humanity, His mediatorship and union with the Mystical Body~the encyclical on the Mystical Body Was written for that very purpose. But they are one-sided because they stress Christ's humanity so much that the-¢ unconsciously obscure His divinity and suggest that prayer to Christ is less perfect, less Christian, less conformed to the mind of Christ and of the Church. This, the encyclical declares, "is false, contrary to the mind of the Church and to Christian practice." The theological argument implies that Christ, as Head of the Mystical Body, is to be regarded only as our brother and mediator, that is, as man. This is incorrect, "for strictly speaking He is Head of the Church adcording to both natures together." The uniqueness of Christ consists precisely in this inseparable union of the divine and the human. He is the mediator because the extremes are united in His person; and when we look on Him as our brother, we cannot forget that He is our God. This is why both forms of prayer are necessary: through Christ and to Christ. They are mutually corn-plementary. The two aspects of Christ are clearly brought out in the prayer of the early Chtirch: they prayed not only to the Father, but equally to Christ following His own invitation. Indeed both the first pub-lic prayer and the first private prayer that have been preserved are addressed to Christ. "It is true," the encyclical states, "that prayers were more commonly addressed to the eternal Father through His" January, 1948 GIFTS FOR RELIGIOUS only-begotton Son, esp.ecially in the Eucharistic Sacrifice; fbr: here Christ as Priest and Victim, exercises in a .~pecial m~inner His office of mediator. Nevertheless, prayers .dir,ect.ed .t9 t~e Red.ee~yr ale. not rare, even in the liturgy of the Mass " though they are naturally,more frequent in private devotion. . _ " Hence pray, el through Christ arid pra.y,e.r to CI~ris~ "are eq~ialIF Christian[ The two together consmute- the complete, Christian prayer; "for every Christian must clearly~ ufiderstand that the man Christ Jesus is truly the Son of God and Himself t~uly. God." The Catholic doctrine, which excludes all one-sided views, is admirably summed up by St. Augustine: Christ (our Head) is Son of~God and Son of man, one God with the Father, one man with mankind. Hence when we speak to God in supplication we do ~not separate from Him His Son, nor does the Son's Body when it prays separate from itself its Head. Thus the same Lord Jesus Christ, Son of God and only savior of His Body, prags for us and in us and is praged't9 bg us. He prays fbr us as our priest; He prays in us as our Head: He is prayed to by us as our God . We pray therefore to Him, through ~Hiro, in Him.a " Git s Religious Adam C. Ellis, S.l~ II. Common Li{e and Peculium THoEf vowte mofp poorvael rtthyi nisg sn. oBt yt hpeo sointilvye n porremsc rfoiprt iroenli gthioeu Cs hinu rtchhe huases provided additional norms intended to safeguard the vow and to foster the spirit of poverty. The'~most important of these is the precept obliging all religious to observe common life, that is, to receive everything they need in the line of food, clothing, furnishings,, and so forth from the community in which they live. These needs are to be supplied from a common fund to which the .religious contribute whatever they earn or whatever is given to them because they are religious. Common life is of apostolic origin. It. was observed in the primi-tive Church by all the faithful, as we read in the Acts of the Apostles: SEnarratlo in psalmurn 85, n. I. (P~L. 37, 1081). 33 ADAM (2. ELLIS Reoiew [or Religiot~s And all the believers were tbgether, and had everything in common: and selling their possessions and belongings they distributed the proceeds to all, according to the needs of each one (2:44, 45). Now the multitude of the believers were of one heart and one soul: and not one claimed any of his property as his own, but everything was common to them (4:32). None among them was in need: for all who were owners of lands qr houses sold 'them, and bringing the proceeds of the sale hid them at the apostles' feet: and a distribution was made to each according as anyone had need (4:34, 35). As the number of the faithful increased, ~ommon life disappeared among the laity but was continued among the clerics, who lived in the city with their bishop and shared in the common fund provided by the faithful for their support. Gradually, however, as Chris-tiani~ y spread from the titles to the countryside, many of the clergy' left the bishop's community to live~among the faithful near their churches, and community life was confined to the clergy of the cathedral churches. Even this form of common life°eventually fell into disuse, but the~ apostolic tradition of common life was still per-petuated by the religious orders whose founders had incorporated it into their rule, ~.nd finally the Church prescribed common life for all religious. For a better understanding of canon 594, which prescribes com-mon life for all religious, it will be well to give here the more impor-tant sources of legislation upon which it is based, beginning with the Council of Trent. " Document I In its twenty-fifth session (December 3, 1543) the Council of Trent legislated for the reform of religious. At that time all reli- ~gious had solemn vows in an order, and there were no religious con-gregations with simple vows. Here are two selections from the first two chapters regarding common life. I. Since the ho!y Synod is not ignorant of the splendor and utility which accrue to the Church of God from monasteries piously instituted and rightly administered, it has--to the end that the ancient and regular discipline may be the more easily and promptly restored where it has fallen away, and may be the more firmly main-tained where it has been preserved--thought it necessary to enjoin, as by this decree it does enjoin, that all regulars, men as well as women, shall order and regu-late their lives in accordance with the requirements of the rule which they have pro-fessed: and above all that they shall faithfully observe whatsoever belongs to the perfection of their profession, such as the vows of obedience, poverty, and chastity, as also all other vows and precepts that may be peculiar to any rule or order, respectively appertaining to the essential character of each, and which regard the observance of a common mode of living (comm~nera oitara), food, and dress. II. Superiors shall allow the use of moveables to the religious in such wise that their furniture shall be in conformity with the state of poverty which they have 34 ~anuarg, 1948 GIFTS FOR RELIGIOUS professed; and there shall be nothing therein superfluous, but at the same time nothing shall be refused which is necessary for them. But should any be dis-covered 9r be proved to possess anything inany other manner, he shall be deprivi:d during two years of his active and passive voice, and also be punished in accordance with the constitutions of his own rule and order. Document. II In some places the reforms i~f the Council of Trent were intro- ¯ duced with great accuracy and fidelity, notably by St. Charles Bor-romeo in the archdiocese and province of Milan. In other places only a halfhearted1 attempt at reform was made, while some monasteries made no effort whatsoever to carry out the decrees of the Council. Fifty years after the close of the Council, Clement VIII determined to enforce its laws regarding the reform of religious and to that end issued a forceful decree entitled Nullus omnino, (July 25, 1599). We quote the paragraphs regarding common life and its observance. 2. In order that the decree 'of the Council of Trent regarding the observance of the vow of poverty may be more faithfully observed, it is orderdd that none of the: brethren, even though he be a superior, shall possess as his own or in the name of the community, any immovable or movable goods, or money, income, pension (census), alms . . . no matter under what title they may have been acquired, even though they be subsidies given by relatives, or free gifts, legacies, or donations, but all shall at once be given .to the superior and incorporated in the community, and mixed with its other goods, income and monies, so that from it [the common'fund] food and clothing may be supplied to all. Nor is it allowed to any superior what- . soever to.permit the same brethren, or any one of them, stable goods even by way of usufruct or use, or administration, not even by way of a deposit or custody.~ 3. The clothing of the brethren and the furniture of their cells is to be pur-chased with money from the common fund, and should be uniform for all the breth-ren and for all superiors. It should conform to the state of poverty which they have vowed, so that nothing superfluous may be admitted, nor anything which is necessary be denied anyone. 4. All, including superiors, no matter who they may be, shall partake of the same bread, the same wine, the same viands, or, as they say, of the same "pittance" (pitantia)l in common at the first or second table unless they be prevented by illness; nor may anything be provided in any manner whatsoever to be eaten pri-vately by anyone; should anyone sin in this matter, let him receive no food on that day, ~xeept bread and water. Document III A century later Innocent XII was obliged to take a vigorous hand in suppressing abuses which still existed or had newly come into being. He tried also to remove the cause of these abuses which lay 1The word "pittance," derived from the late Latin pietantia shortened to pitantia, mea.nt (1) a pious donation, or bequest to a religious house, to provide an addi-tional allowance of food or wine, or a special dish or delicacy on particular feast days: (2) The allowance or extra portion 'itself, as in our text. 35 ADAM C. ELLIS Reoieto [or Religious principally in the lack of sufficient funds to support the monasteries. 3. Let superiors carefully see to it that" eyery~hing which pertains to food and clothing, as well as to all other needs of life, be promptly supplied to each religious, and especially in time of sickness that nothing pertaining to the recovery of health be wanting to anyone. 6. For this reason no more religious should be allowed to dwell in the same house than can be conveniently supporte~l by its income, and by the customary alms, including those given to individuals, or by any other revenue accruing to the common fund. 9. For the future n9 monasteries; colleges, houses, convents, or other places of religious men may be founded, erected, or established in any manner except under the express obligation that common life be exactly obsert~ed perpetually and invio-lately by all dwelling there; and therefore no such foundations are to be permitted hereafter unless, in addition to other requisites,~ it shall be first lawfully established that the annual revenues, or a certain hope of alms, will be sufficient to provide decent support for at least twelve religious living in the exact observance of com-mon life. Document IV To repair the ravages caused to religiou~ orders by the French Revolution and by the Napoleonic wars, Plus VII issued an impor-tant instruction through ~he Sacred Congregation of Bishops and Regulars, on August 22, 1814, from which we quote two paragraphs pertinent to our subject. VI. Superiors shall carefully see to it that in those houses in which at least twelve religious are to dwell, eight at least shall be priests. All who desire to be received into these houses shall make their request in writing, and in their own hand shall promise that they will observe the rule proper to their order, especially that regarding common life; which, in those places where it has collapsed, is by all means to be restored, at least according to the norms laid down in n. X. X. In those monasteries and houses in which the practice of common life was in vogue, it shall be retained in the future. In all other houses, of whatever kind or name, let common life be restored in matters pertaining to food, clothing, medicines for the si~k, and for journeys undertaken by command of the order. Document V Similarly, after the revolution of 1848 in the Papal States, Pius IX issued an oraculuro oioae oocis to all superiors general of orders. This was communicated to them by the Sacred Congregation of Bishops and Regulars under date of April 22, 1851. 1. In all novitiate houses perfect common life shall be introduced regardless of any indult, privilege, or exemption obtained by any individuals who are members of the community. 2. The perfect observance of the constitutions of each institute regarding pov-erty is to be restored in all houses of professors, of training, and of studies. 3. In every house there shall be established a common fund with the customary precautions, into which all the religious shall deposit ali monies, all privileges to the contrary notwithstanding; tior may they retain in their possession more than what is allowed'by their respective constitutions . And His Holiness reserves to danuar~t, 1948 GIFTS FOR R~ELIGIOUS himself for the future the right to make further disposition regarding indults to religious for the use of money. Document 'VI Some of our re~ders may remark at this point that all the docu-ments cited refer to members of religious orders, but hot to congre-gations with simple vows. To show that even before the Code reli-gious with a simple vow of poverty in a congregation were also bound by th~ obligation of common life, we shall quote two docu-ments. The first is a letter of the Sacred Congregation of Bishops and Regulars, dated December 30, 1882, and addressed presumabl.¢ to one or more bishops in Italy, since the introductory part of the letter is in Italian. We quote here the one number pertaining to our subject. The following rules concerning the-simple vow of poverty have been adopted by this Sacred Congregation of Bishops and Regulars, and it is customary to pre-scribe that they be inserted in constitutions which this Sacred Congregation approves: 7. Whatever the professed religious have acquired by their own industry or for their society (intuitu societatis), they must not assign or reserve to themselves, but all such things must be put into the community fund for the common benefit of the society'. Document VII The second pre-Code document referring .to common life for religious with simple vows in a congregation is made up of three articles contained in the Normae of 1901,, which were inserted in all constitutions of religious congregations approved by thh Sacred Con-gregation of Bishops and Regulars after that date. Art. 126. After taking their vows, whatever the Sisters may acquire by reason of their own industry or for their institute may not be claimed or kept for them-selves: but all such things are to be added to the goods of the community for the common use of the institute or house. Art. 127. In the institute let all things concerning furniture, food, and clothing be called and actually be common. It is becoming, however, that clothing for strictly personal use be kept separately in a common wardrobe and be distributed separately. Art. 128. Let the furniture which the Sisters use with the permission of superiors be in conformity with their poverty; and let there be nothing superfluous in this matter: and let nothing that is needed be denied them. It seems to be evident from the documents quoted that, at least since the Council of Trent, the Church has desired that all religious should practice common life according to the norms laid down in these documents. We are now prepared to study the present legisla-tion as contained in canon 594. ~anon 594, § 1: In every religious institute, all must carefully observe com-mon life, even in matters of food, clothing, and furniture. 37 ADAM C. ELLIS Review for Religious § 2. Whatever is acquired by the religious, including superiors, according to the terms of canon 580, § 2, and canon 582, 1°, must be incorporated in the goods of the house, or of the province, or of the institute, and all money and tides shall be deposited in the common safe. § 3. The furniture of the religious must b~ in accordance with the poverty of which they make profession. I. In every reliqious institute," According to the definition of canon 488, 1°, a religious institute means "every society approved by legitimate ecclesiastical authority, the members of which tend to evangelical perfection, according to the laws proper to their society, by the profession of public vows, whether perpetual or temporary." Hence all true religious--whether bound by simple or by solemn vows in an order, or by simple vows, either temporary or perpetual, in a diocesan or in a pontifical congregation--are bound by the obli-gation of common life as laid down in the canon. 2. All must carefull~t observe common life. By reason bf his profession of vows a religious is incorporated, that is, becomes a member of his religious institute, subjects himself to the authority of its superiors, and promises to live in accordance with the prescrip-tions of the rules and constitutions. Strictly speaking, to be a reli-gious only the foregoing conditions need be fulfilled; and in the early centuries of the Church hermits, solitaries, and the like actually were true religious by reason of their subjection to the same rule and to the same superior. For many centuries now, however, the Church requires by positive law that religious llve a community life, that is, that they be united under one roof where they live, and pray, and work in common. This is the meaning of the words "the firmly established manner of living in community" in canon 487, which defines the religious state. Again, canon 606, § 2 supposes the obli-gation of living in community when it forbids superiors "to allow their subjects to remain outside a house of their own institute, except for just and grave cause and for as brief a period as possible according to the constitutions." This living and working .and praying in community may be called common life in general. 3. Even in matters-of food, clothing, and furniture. Here we have the specific meaning of the term "common life" as ordinarily used in canon .law. Supposing always that religious are subject to the same superior and that they observe a common rule and live in community, the Church obliges them to have everything in common as regards their daily needs. Food, clothing, and the furnishings of dormitories and cells must be the same for all and must be supplied 38 Januarg, 1948 GIFTS FOR RELIGIOUS by the community from the common fund. (See documents I, I; II, 2; III, 3; IV, 10; V, 1; VII, 127). A special diet for the sick, warmer or additional clothing for the aged, provided by the com-munity, are a part of common life, since all such necessities will be supplied to all the members of the community who need them. (See documents II, 4; III, 3; IV, 10). We shall not go into detail here, since this matter has already been explained in an article on Com-mon Life in this I~vlEw (II, 4-13). For our present purpose, which is to explain the obligation of common life in relation to gifts to religious, it will be sufficient to state the principle: Food, clothing, and lodging is to be supplied to all the religious by the community according to this standard: "Let there be nothing superfluou.s in this matter, and let nothing that is needed be denied." (See documents I, 2: II, 3; VII, 128). 4. Whatever is acquired bg the religious, including superiors, according to the terms of canon 580, § Z, and canon 582, 1% must be incorporated in the g6ods of the house, or "of the province, or of the institute. This second paragraph of the canon on common, life deals with the sources of income which constitute or augment the common fund that is necessary to provide the members of the corn-munity with everything they need. (See documents II, 2: V, 3; VI, 7; VII, 126). A religious who has taken a solemn vow of poverty has lost his right to ownership, hence everything he receives personallg goes to his order, province, or house, according to the constitutions (canon ¯ 582, 1°). A religious with a simple vow of poverty retains the ownership of his property and the capacity to acquire other property (canon 580, § 1) as was explained in the article "'The Simple Vow of Poverty" (Review for Religious, VI, 65). Such property is called the personal property of the religious, in opposition to the common property which constitutes the community fund. A second source of income is that derived from the recompense for services rendered by the religious, such as salaries, honoraria, sti-pends, and the like; and a third from the free-will offerings of the faithful given either directly to the community, or to a religious because he is a religiousi hence, for his community. Canon 580, § 2 tells us that "whatever the religious acquites by his own industry or in respect of his institute, belongs to the institute." All such monies must be turned in to the community, and must be incorporated in the goods of the house, or of the province, or of the institute (as the con- 39 2LDAM C. ELLIS Review for Religious stitutions,shall determine). To "incorporate in the goods of the house" m~eans that all such monies become a part of the community fund, that the religious to whom they were given has no right to them. Hence a superior may not put aside any such monies in a separate fund to be drawn upon later for the benefit of the religious who received it. The administration of tl~e community fund is entrusted to the superior and to the officials empowered by the constitutions (canon 532). They should remember that they are not the owners of the community fund, but that they merely administer: it for the benefit of the community. Hence they are not allowed to derive any personal benefit from this administration. 5. All the mone.tl and titles shall be deposited in the common safe. Therefore no religious, not even the superior, may habitually keep money on his person, or in his room, or anywhere else. All must be kept in the common safe or treasury, which in a small com-munity may be a locked drawer in the treasurer's office, or the pocket-book of the superior. Modern commentators allow superiors to give religious engaged in the ministry or teaching or other occupations which require frequent trips through a large city a small sum of money for car or bus fare to last for a week or so at a time. Titles here means any paper representing money: stocks, bonds, mortgages, and so forth. As a matter of fact in practice the Sacred Congregation of Religious approves keeping such papers in a safety deposit box in a reliable bank. Surplus cash may also 15e kept in a bank. 6. The "furniture of the religious must be in accord with the poverty of which they make profession. (See documents I, 2; II, 3; VII, 128). In the first paragraph of the canon the term "furni- 'ture" included all moveable articles which a religious needs for his personal use as well as for the performance of the work assigned to him. Paragraph One stresses the fact that all these things are to be supplied to each member of the community by the community, which is the essence of common life in regard to poverty. Here in paragraph three the term "furniture,"' while including the moveable articles just mentioned, refers especially to the furnishings of the religious house; of the dormitories or ceils of the religious, of the refectory, community room, and so forth. A norm is laid down regarding the quality and quantity of such equipment, namely: "the poverty of which they make profession." The spirit of poverty pro- 40 danuaqlo 1948 GIFTS FOR RELIGIOUS fessed by each institute will be determined by the rule and the con-stitutions, and by custom. Institute will differ from institute in this matter, and what may be considered a necessity in one institute, may well be looked upon as a superfluity in another. Some religious communities use table cloths, others do not; in some the religious wear shoes, in others they do not. Still the Church approves all of them, provided they observe common life in accordance with the poverty which they have vowed. Adoantages of cbmmon life. Common life is a great help to an easier and more perfect observance of the vow of poverty; it develops the spirit of poverty by detaching the heart from temporal things and from the comforts of life, leaving peace and tranquillity of soul in their place. Common life ensures perfect equality among all the members of the community because it forestalls any preference being shown those who have been favored by the accident of wealth. Regrettable dif-ferences of treatment are thus avoided, as well as the resultant dis.- satisfacti6n and discontent which are an enemy to union and charity, and which harm the religious spirit. Sanction for common life. The first sanction for the law of common life may be gathered from the report which must be sent to the Holy See every five years by all superiors general of institutes approved by it (canon 510). On March 25, 1922, the Sacred Con-gregation of Religious issued a detailed questionnaire which must be followed in making out this report. Question 84 reads as follows: Is common life everywhere 6bserved; are the necessaries, especially as regards food and clothing, supplied by the superiors to all the religious in a manner becoming paternal charity, and are there any who perhaps procure for themselves these things from outsiders? (Official English text, "Acta Apostolicae Sedis, 1923, p. 464). The second sanction which emphasizes the importance of com-mon life in the eyes of the Church is contained in the special penal-ties she has seen fit to impose upon those who do not observe this law. Canon 2389 of the Code reads as follows: Religious who, in a notable matter, violate the law of common life as pre-scribed by the constitutions, are to be given a grave admonition, and if they fall to amend are to be punished by privation of'active and passive voice, and, if they are superiors, also by privation of their office. A third sanction concerns ordination: "In houses of studies perfect common life should flourish; otherwise the students may not be pro-moted to orders" (canon 587, § 2). 41 ADAM C. ELLIS Retqew for Religious Peculium Delinition. For practical purposes we may define peculium as a small sum of money (or its equivalent) distinct from the common fund, Which is given .to an individual religious to keep for his personal use, and which is something over and above "what is required for his immediate needs. Distinct/Yore the common t:und. This money may come from any source: from thepatrimony of the religious, if he has any; from gifts or pensions received from relatives or frien~ls; from the recom-pense given for work done by the religious '(in all three cases it has never been a part of the common fund) ; or it may be given by the superior out of the common fund. Once it is gls, en the religious or set aside for his use, it is no longer, part of the common fund, but distinct from it. Given to an individual religious. This excludes what some authors call peculium in common, which is permitted by some con-stitutions or by custom, whereby the superior may give an .equal amount from-the common t:und to all'the members of the com-munity for the same purpose: for food, or clothing, or for other necessities. Though. not violating the essentials of common life in so far .as t.he money is given from the common fund and in an equal amount to all, still it derogates from the perfection of common life,. which requires~ that all necessities be supplied directly by the ~om-munity and that no religious keep money in his possession. Further-more it exposes the religious to the danger of being frugal in the use of, his allowance in order to have some mo~ey for other, perhaps even superfluous, things. In our definition we are considering only money .0.r.its equivalent which is.given to religious as individuals for personal needs. This is what authors term vita privata as contrasted with vita communis. '. To keep for his personal use. It is to be used by the religious for h~'mself, for food or clothing, or for other necessary or u~eful ~rticles he may require. But if the money is given him for pious ~auses, for instance, to distribute to the poor, it Would not constitute a peculium. Over and above what is requii'ed for his immediate needs. The clothes a religious wears, the books given him for his use, the money given tO go on a journey, do not constitute a peculium. These are .for immediate use. The idea of peculium ~s to have a sum of: money in reserve for future needs. ¯ . 42 GIFTS FOR RELIGIOUS Canonists distinguish two kinds of peculium: perfect or inde-pendent, and imperfect or dependent. Perfect or indeloendent peculium is money acquired by a ,religious with the intention of using it independently of the superior, that is, Without supervisiqn of any kind and without other action on the part of the superior. Irnpe.rfect or dependent peculium is that which is employed by the religious with the consent, either implicit or explicit, of' his superior, who may 'curtail or revoke it at will. History of Peculiur,. There is no doubt about the fact that the use of pec.ulium was customary.in many religious houses before the Council bf Trent. It was asserted by many that the Decretals of Gregory IX allowed dependent peculium, while others maintained that these Same Decietals expressly forbade even a dependent peru; lium. There seems to be no positive proof in favor of either con-tention in the Decretals themselves. The Tridentine legislation (see document II, 2) provided for' the restoration of perfect common life in all religious houses, Some' contended that it forbade .only perfect peculium, not the imperfect kind. Clement~ VIII, however, made it clear that. imperfect peculium was also forbidden, if not by the Council, then. certainly by hi.~ 6wn decree Nullus ornnino (see document II, 2, .3, 4). A century later Innocent XII renewed the prohibition of,peculium and endeavored to remove one of its common causes, insufficient community funds, by forbidding all religious houses tooreceive more subjects than. they could support (see document III). ~ . ~ The French Revolution, the. Napoleonic wars, and the Revolu~ tion in the Papal States .wrOught havoc with religious, orders 'and houses and all but exterminated them. Marly religious were dispersed' and their houses despoiled. They were, obliged to seek their living wherever they could find it: by begging alms and by ~accepting char-itable subsidies from relatives and friends, and so forth. When peace was restored, and the. religious were ~llowed ~to reoccupy their old monasteries or open new ones, relatives and friends continued to send in gifts and Pensions: and since the religious had grown accus, tomed to keeping such funds for their private use, it is not surprising that the custom of allowing a dependent peculium arose in some reli-gious houses, and that in one or other case the use of dependent pecu-lium was written into the constitutions and received the approval of the Holy See. These are, however, the exceptions which prove the 43 ADAM C~ ELLIS Review for Religious rule. As we saw earlier, after each of the three catastrophies men-tioned above, tl~e Holy See carefully recalled to mind the obligation incumbent upon all religious to observe the law of common life and upon superiors.to eradicate all forms of peculium. Is peculium ever allowed? An independent pqcutium is directly contrary to the vow of poverty, since it grants an independent use of the peculium to the religious in such wise that his superior may not limit it in any way, much less revoke it. Hence the religious uses the money as his own which is an act of proprietorship contrary to the vow of poverty, ~[ dependent peculium, received with the permission of' the superior and subject at all times to recall and limitation on his part is not per se contrary to the vow of poverty~ since the religious .~s always dependent upon his superior in the use of it, and does :not use it as his own. It is clear, however, from what has been said above about ¢ofiamon life, that even a dependent peculium is directly con- ~rary to common life. By its very nature it is destined to be used for the personal needs of an individual religious; but common life demands that such needs be supplied by the community from the common fund. .Even after the Code of Canon Law was promulgated in 1918 with the strict provision for common life laid d~wn in canon 594, it is still possible that peculium may continue to exist in some reli-gious institutes, either by provision of the constitutions (by way of exception which proves the law), or by reason of custom. This latter ¯ case, however, will be circumscribed by the provisions of canon 5 of the Code regarding customs contrary to the Code. Canon 5 pre-scribes that only centenary or immemorial customs may' be tolerated by the ordinary if, in his prudent judgment, they cannot be stipo pressed, taking into consideration the circumstances of places and per-sons. Otherwise, even a centenary or immemoriaL custom is to be suppressed. Peculium is the enemy of common life, and the Church would gladly suppress it entirely if that could be done conveniently. She tolerates it under certain conditions, but at the same time she has stated in no uncertain terms her opposition to and her disapproval of all such private funds. To conclude with a statement of an eminent Dominican canonist: Experience has shown that the use of peculium, even when dependent on supe-riors, always brings great harm to religious discipline. Hence the obligation upon 44 ¯ ~anuar~o 1948 GIFTS FOR RELIGIOUS all, and especially upon superiors, of watchfulness~ and care lest such a pernicious custom be introduced into religious families, and in case it has already been intro-duced, of eradicating it if that be possible.2 Summary 1. The use of temporal things on the p.a, rt of religious is limited not only by the vow of poverty but by positive regulations on the part of the Church, notably by the obligation to observe common life, which is imposed on all religious by canon law. 2. The law of common life requires two things: (a) that all the needs of the religious, especially food, clothing and lodging, shall be supplied by the community from the common fund, according to a standard of living that is consistent with the spirit of poverty proper to each institute; (b) that the religious on their part con.- tribute to the common fund all the fruits of their industry as well as all gifts they receive by reason of the fact that they are religious. 3. While all luxury, excessive comforts, and prodigality are to be avoided in providihg for the needs of religious, it will be well for superiors to be generous and to avoid parsimony. Thus they Will insure a happy and contented community in which all reasonable religious are satisfied with the common fare and are not tempted to seek necessaries outside the community. 4. "Superiors shall not refuse the religious anything which i~ necessary, and the religious shall not demand anything which is superfluous. Hence charity and solicitude are earnestly recommended to superiors, Leligious moderation to subjects" (Vatican Council). [EDITORS' NOTE: The first article of this series on gifts to religious appeared in Volume VI, pp. 65-80.] OUR CONTRIBUTORS 2. PUTZ is a member of ~the theological faculty of St. Mary's College, Kurseong, D. H. Ry., India. T.N. JORGENSEN is a professor of English at Creighton Uni-versity, Omaha, Nebraska. ADAM C. ELLIS and GERALD KELLY are professors of canon law and moral theology respectively at St. Mary's College, St. Marys,,Kansas. Both are editors of this Review. 2Fanfani, De lure Retigiosorurn, n. 225, dubium I, b., p. 250. 45 t oo1 Reviews THE SPIRITUAL DOCTRINE OF SISTER ELIZABETH OF THE TRINITY. By M,. M. Philipon, O.P. TranSlated by a Benedictine of Sfanbrook Ab.bey. Pp. xxiil -I- 2S5. The Newman Bookshbp, Wesfmlhster, Maryland, 1947. $3.7S. Sister ]Slizabeth of the Trinity is one who in our own age was made perfect in a short time and whose spiritual life was to a very remarkable extent thoroughly permeated with Catholic dogma. This work is a study, so to speak, of theology in a living person. Sister Elizabeth was born Elizabeth Catez at Bourges, France, in 1880. As a .little girl she had a furious temper. At the age of eleven apparently, when she made her first confession, she experienced what she later called her "conversion." From then until she was eighteen she struggled courageously against her two great faults, irascibility and excessive sensitivity. In her t~ens she used to write verse and in these outpourings manifested a desire to join the Carmelites. This ambition she could not achieve until she reached twenty-one. Mean-while her exterior life was like that of other girls of her age and con-dition. But not the interior. During a retreat when she was only eighteen she began-to have mystical experiences. In 1901 she did become a Carmelite at Dijon, and in 1906 she died. Many people in the English-speaking world will already have some firsthand acquaintance with her from her book In Praise of Gtor~l, translated and published some thirty years ago. The work under review is not a biography. The first words of tl~e author indi-cate its nature: "A theologian views a soul and a doctrine" (p. xvii). Father Philipon first gives a brief account of Sister Elizabeth's life and then shows by very copious quotations from her writings how she exemplifies a holy soul whose spirituality was most pro-foundly dogmatic. He .~ilso 'shows ~how her words can be used t6 illustrate certain theological opinions. Hence part~ of the bdok, fo~ instance, the sections on the gifts of the Holy Spirit, or in general the positions taken in mystical theology, will be r~ad by those who are wary with a wholesome bit of restraint. The author does not dis-tinguish'between Catholic theology and Thomistic doctrines. As her name suggests, Sister Elizabeth of the Trinity had a most ardent love for the ]31essed Trinity. Devotion to the Three Divine ., BOOK REVIEWS Persons was, so to speak, the very heart and center of her whole spir-; itual life. She could never do or say enough to give adeqo~ite expres-sion. to her'singularly deep and affectionate attachment to this the most sublime aspect under which Goi:l.can be thought of. Hence it was natural for her to,concentrate effort upon living alone, in silence and recollection, ~vith the triune God dwelling within the depths of her~soul. She had a special fondness for the Epistles of St. Paul and she became so fascinated with one idea in them (see Ephesia,ns 1:12: '.'predestined. ourselves to further the praise of his glory'i), that she adopted the corresponding Latin words laudern gloriae as a secon~ da.ry name.° In her five short ye, a~r~s, in the Carmelite monastery she. had much to suff~r from ill health. Thisshe bore with the most hLroic dispositions to show her love for Cl~rist crucified and to become like Him even in His hardest trials. Father Philipon concludes his st0r~ of Sister Elizabeth with the.s,e words of hers: "I bequeath to you this vocation which was mine in the bosom of the Church Militant, and which I shall fulfill unceas-ingly in the Church Triumphant: The praise of glory of the'o~ost" holy Trinity." -G. AUGUSTINE, EELAi~r~, S.3. QUEEN OF MILITANTS. By Emil Neuberf, S.M. Pp. ~'ili'-]- 135. The , . Grail, Sf. Meinrad, Indiana, 1947:$1.25 (paper); $2.00 (clofh).~. Originally written in Fren'ch, Queen of Militants is addressed' primarily to the 3ocists, Ja~ists, and similar militant group~ of 3;dung European workers who are actively seekidg to bring. Mary to her rightful place in daily social, ~polltical,. and religious life. 'But its lines are directly applicable to all those working in America for the. same noble purpose of restoring all things m Christ, through Marry. The book is colloquial in tone, at times wi'th .almost the insist-, ence and patronizing manner of a sales tfilk or a"magazine advertise-ment; but it is saved from loss o~'dignity by i~s deep sincerity a'~d clear forceful statement of im. por.tant truths. The too~insistent style is also saved by an abundance of¯ quotation, often fromSt. Montfort and Father Chaminade, and by the many stories which frequently recount the activities of the militant Marian organizations of present-day Europe. The book is divided into three sections. The first part, "Mary's Place in the Life of the Militant," gives convincing arguments to show that Marian devotion is vital in. the life of the Christian worker of today. Title second part, "Mary Forming Her Militants," 47 BOOK REVIEWS Revieto for Reliyious shows how Marian devotion develops the zeal, courage, and other virtues which an apostle needs. The third part, "Combat Under Mary's Banner," faces the difficulties which the Marian apostle~ must. meet and gives the means--mainly the "prayers, works, and suffer-ings" of the" morning offering--with which to conquer them. The book should be a gold mine of ready-to-use material for those giving talks to sodalities or similar organizations. Father Neu-bert has evidently spent many years in reading and meditation upon the fundamental Marian truths, and at the same time has kept in touch with the youth of today. The following quotation is typical of any page in the book and will reveal both the weakness and power of the style. The passage is from the chapter, "Combat by Prayer," and foll0ws the simple but vivid retelling of the prayer of Moses on the mountain while Josue fought King Amalec's soldiers. There are thousands who imagine that success in their apostolate depends on their ability tb speak, to pin down their opponents, to'sell their magazine, to set up displays, to organize grand processions, or to hold enormous congresses. And why not, they ask? Aren't these the means socialists and communists and all our opponents use to draw souls away from Christ? Why don't these sa~ne means suffice to lead souls back to Him? If you reason thus, you are surely mistaken. With a knife you can slash a marvelous picture, or you can take the life of a man. But can you, with the same i.n.str.ument, restore a masterpiece or bring back the dead to life? To pervert souls is a natural work in the worst sense of the word. To lead them back to Christ is a superhatural work, the most difficult of all. Can you achieve something super-natural with merely natural means? If you gave a piece of lead to a jeweler to have him fashion a gold ring. or if you took a marble block to a sculptor and asked him to chisel a living person out of it,wouldn't they exclaim, "This man has lost his mind!"? For something of gold can be made only from gold; and a living being must come from a living source. Similarly, a supernatural end can be achieved only by supernatural means .'. Mary did not preach: she did not write: she did not found churches or apos-tolic works. She was content to pray and to suffer. But by her prayers and her sufferings she has contributed more to the salvation of men than Peter and Paul and all the other Apostles, and all the legions of Popes, bishops, and priests, diocesan and regular, who have announced the word of God to civilized nations and to barbarian peoples. ¯--T. N. JORGENSEN, S.J. MOTHER F. A. FORBES: Religious of the Sacred Heart. Letters and Short Memoir. By G. L. Shell. Pp viii ~ 246. Longmans, Green and Co., New York, 1947. $2.75. Margaret T. Monro did not overstate the case of Mother Forbes 48 ,lanuary, 1948 BOOK REVIEWS when she wrote several years ago: "At the time of her death in 1936 she could have been called, without exaggeration, the best-loved woman in Scotland." Born of an illustrious Scottish family, Alice Forbes (she later added Frances) was educated according to the highest standards of the day. During her middle twenties her enthusiastic interest in his-tory led her to regard the Protestantism of her forebears with a criti-cal eye, and after earnest prayer, study, and instructions, she embraced Catholicism. At the age of thirty-one she presented herself as a pos-tulant at Roehampton, where Janet Erskine Stuart was Reverend Mother Superior. If it is possible for the sp!rit of a religious institute to be inherent in anyone, that"possibility was actualized in Mother Forbes. The spirituality and manifold interests of the Religious of the Sacred Heart became her spirituality hnd her interests. She was a gifted writer, publishing over a score of varied works, histories, biographies, plays, anthologies; she was a poetess of insight; she was a teacher; most of all, she was a friend. Her interests, were as wide as the horizon and her enthusiasm as long as life itself. The greater portion of Mother Shell's book contains the corre-spondence of MOther Forbes to one of her sister religious, covering a period of twenty years. She reports with fidelity the many projects that are keeping her busy, the undertakings going on in the com-munity, the kind of impression they are making on their Protestant surroundings, as well as the arrival and departure of each of nature's beautiful seasons, t~ut it is the spiritual content of these letters which provides the greatest interest. Sacrifice, suffering, detachmentm and all for the love of the Sacred Heart--such was Mother Forbes' program. When Our Lord marks out for us th~ path of detachment and renunciation, He will have us to walk in it . It is a great consolation to think that . . ~ our cowardice will not be, through His mercy and His love, the means of thwarting His will in us . Is it too much to expect of us to say to Him: Ask, O Lord, and You shall receive, at every moment of the day, all and everything You ask? Her health was never strong. As early as 1913 she had been anointed, the first of many receptions of the last Sacrament; and in 1931 she writes, "Here is a letter from a poor thing crawling back from the gates of eternity. 'No admittance' again! Oh when? I thought this time I had eyery chance, and so did the doctor . " But no matter what the condition of her health, within the cloister of 49 BOOK NOTICES Craiglockheart College (Edinburgh) there emanated from Mother Forbes and spread throughout Scotland a ~weetness, a cheeifulness, a lightheartedness, a peace, and a devotion for others which was.Christ-inspired in every way:~--F. 3. GUENTNER, S.J~, " THE GREATEST ~CATHERINE: The Jife of Ca+herlne Benlncasa, Saln+ ,of S~ena. By Michael de la Bedoyere. Pp. viii, + 248. The Bruce Pub-lishlng Company, Milwaukee, 1947. $3.00. Saint Catherine of Siena, described by Ludwig Pastor as "one of ,the most marvelous figures in the history of. the world/' continues to be very fortunate in her biographers. All admirers of Catherine enjoyed Jorg~nsen's "virile" presentation of this Jo'an of Arc of th~ Papacy, and, .perhaps even more so, Alic'e Curtayne's deft. and delicate portrait of.the same great heroine.~ Some have thought that Enid Dinni~' gift for seeing the world invisible would, be the ideal, medium for delineating this valiant woman who so towered over her four-teenth century contemporaries, from the highest to the lowest. But one sees now that what was wanted was the telling of her story by a hard-headed British editor, one yiel~ling to none in .his admiration for Catherine in her hundreds of letters and the,classic Dialogu'es, yet at all stages of her story disengaging her from the fir~'reaiities of that "edifying" legend spun about her after her death. Tiie resulting Cathdrine lacks not a whit of the vibrant charm, or whole~souled service of Christ, especially in the service.of the. Pope, ~vhom she invariably styled "the Christ on earth," but she is also seen to be a guileless novice in politics, and a public figure whose one ~great triumph (restoring the Pope to Rome) Was surrounded with countless minor failures and tragedies. So; too, ~as Calvary. --GERALD ELLARD; S.J. GOD'S OWN METHOD. By Reverend Aloys;us MeDonough, C.P. (preface by 'Most Reverend Richard J. Cushlncj):~ Pp. 161. The Sign Press, Union City, N.J.,.1947. $2.00. "In quest of what is worthwhile, there is no sounder stratagem than to go to so
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The year in foreign policy was marked by bloody conflict, humanitarian catastrophe, and grief, plus political failures and missteps. Let's take a look at the most notable ones as we approach 2024.Losers in major conflicts and geopolitical shiftsUkraine: The bravery and endurance of the Ukrainian people and its military forces have been extolled time and again. But the failure of its counteroffensive in the spring and the summer of 2023 has led in part to a loss in confidence that the country can ever hope to expunge the Russians from all of its territories. This of course has been not only the goal of President Volodymyr Zelensky, but of his Western supporters. Many of those allies, including the mainstream press, are now suggesting that not only will Ukraine have to find a way to end the war diplomatically — which critics including contributors at RS and at the Quincy Institute have been saying all along — but may have to make territorial compromises.The goal of Ukrainian NATO membership seems like a faraway dream now, and as of the end of the year, the flood of weapons and money from Washington and Western capitals has slowed immensely. Zelensky, now being pegged as increasingly isolated and unrealistic, has seemingly fallen from grace. Unfortunately for him, this is not the first time in U.S. foreign policy history that Washington has turned its favor elsewhere, to the grave detriment of its former beneficiaries.Israel, and the Palestinian people: The government of Israel, blind-sighted by a brutal Hamas attack that left 1200 Israelis dead and 240 hostages whisked away on Oct. 7, has retaliated with such force in Gaza strip that it is squandering much of the rest of the world's goodwill and sympathy. Israelis, as wracked by grief and anger as they are, are not confident that their government has a plan for Gaza after the war, but are steadfast (at least according to polls) that the Netanyahu regime can destroy Hamas, and that care to avoid Palestinian civilian suffering should not be a consideration in executing that.Meanwhile, the Palestinian death toll in Gaza as of this week was well over 21,000. Israel claims to have killed 7,000 Hamas fighters but, according to the New York Times, does not explain how it came to that number. This has created a situation in which Israel (and its U.S. supporters) are increasingly isolated, whether it be at the United Nations or in public opinion across the globe. Furthermore, the Palestinians in Gaza are suffering from catastrophic hunger and a lack of healthcare (there are reportedly no functioning hospitals left in northern Gaza). Nearly 90% have been displaced due to Israeli military bombardments, and infectious diseases are ripping through the traumatized population.Joe Biden: The president of the United States has been backed into a corner on two major fronts this year. On Ukraine, his framing of the war as a Manichaean battle — and a struggle for freedom that will have global repercussions if America doesn't help Zelensky "for as along as it takes" — is coming back to bite his administration. Calls are increasing to begin diplomatic talks in earnest with a government that Washington had relegated to Hitler-like status. Meanwhile, Congress is pushing back on giving Ukraine the billions more in weapons and cash it needs to survive.Biden's team looks indecisive and vulnerable as it moves into what promises to be a brutal re-election. This has only been compounded by the administration's complete inability to rein in the military excesses of the Israeli government in Gaza and the West Bank too. While supposedly making "it clear" to Benjamin Netanyahu that the U.S. wants civilians protected, Biden's administration did all it could to water down the UN Security Council ceasefire at the Israelis' behest, and even a resolution to institute humanitarian "pauses" has, as of this writing, not been put into effect.Biden has also greased the skids for all the weapons the Israelis have asked for, with American-made "dumb bombs" responsible for the multitude of deaths and property destruction in the Gaza strip today. Not only is Washington viewed as having no influence over the Israelis (despite the enormous sums of money and weapons sent there annually); it looks duplicitous when it comes to grand assertions about upholding the "rules-based order." Losers we might have missed ...The Armenian people: Every single Armenian — some 100,000 — was pushed out of the disputed Nagorno-Karabakh territory by Azerbaijan in October. Earlier this year, Azerbaijan and Armenia had pledged to work toward peace after decades of conflict. But hopes waned as Azerbaijan continued a crushing blockade of goods and humanitarian aid to Armenians in the region. An Azeri military operation, launched in September, led to the ultimate takeover of the disputed land and the expulsion of Armenians within days back to Armenia.African coup and civil war victims: West Africa saw a continued rash of coups with two more in Niger and Gabon this year. In Niger, the military overthrew President Mohamed Bazoum in July and put him and his family in the palace basement where they remain today. Niger joins Burkino Faso and Mali as what Quincy Institute non-resident fellow Alex Thurston calls "the epicenter of mass violence and displacement in the region, and one of the worst conflict and humanitarian disaster zones in the world." The military seized power in Gabon in August, ousting President Ali Bongo after he had just won re-election. Meanwhile, a bloody civil war broke out in Sudan in April and soon became a proxy fight involving regional interests, with the Sudanese people, of course, caught in the crossfire. The conflict involves General Abdel Fattah al-Burhan (himself a coup leader), pitted against his deputy and head of the Rapid Support Forces, General Mohamed Hamdan Dagolo, known as Hemedti. By June, fighting in the capital city of Khartoum had left scores dead, massive property damage, and an exodus of some 100,000 to points abroad. Fighting not only continues, but is spreading, imperiling millions of civilians and throwing the entire country into a humanitarian disaster. The U.S appears to have little left, diplomatically, to offer.Sweden: The Northern European nation wants into NATO. But what seemed to be a no-brainer — its accession was linked to regional security and Western unity in the wake of the Russian invasion of Ukraine in 2022 — has become a victim of cross-state politics and recrimination. Though as of this writing Sweden seems one step closer to joining Finland as a new member of the alliance, Turkey continues to use its leverage as a NATO member to get F-16s from the U.S. and force Sweden to amend its anti-terrorism laws. Hungary has been slow walking its vote too, accusing Sweden of telling "blatant lies" about the condition of Hungary's democracy.The American taxpayer: Before Congress left for the holidays, it passed $886 billion in defense spending as part of the 2023 National Defense Authorization Act (NDAA). These funding levels are the highest since World War II and, as the Quincy Institute's William Hartung points out, they are mostly directed toward "costly, dysfunctional weapons systems that are ill-suited to addressing current challenges."Aside from a pay increase for personnel, the 3% hike over last year represents a boon for the defense industry (which was accused this year in an important 60 Minutes report of gouging taxpayers) and the members of Congress who love them. As RS has reported many times, the defense budget does not reflect sound military strategy or even the national interest, but a wish list by contractors and politicians who benefit from funding expensive programs that in some cases, like the Osprey aircraft, put American troops in real danger. To make it worse, the Pentagon still can't pass an audit.And these guys ...Jake Sullivan: Biden's National Security Advisor penned a Foreign Affairs article entitled "The Sources of American Power," a 7,000-word attempt to put the best sheen on the Biden Administration's handling of current geopolitical events. Unfortunately, like much of the White House foreign policy approach over the last three years, it was out of step. Acknowledging "perennial challenges" in the Middle East, Sullivan said "the region is quieter than it has been for decades" and that "(we) have deescalated tensions in Gaza and restored direct diplomacy between the parties." The article was sent to print on Oct. 2, five days before the Hamas attacks on Israel. "Nobody can be expected to predict the future, but the essay offers a rare insight into how the United States misread an explosive situation in the Middle East," wrote the New York Times, which pointed out that the embarrassing comments were later scrubbed from the online edition of Foreign Affairs. However, Sullivan had been making public comments to the same effect all fall.American Generals: This year the retired generals and admirals who had been talking a big game about the Ukrainian counteroffensive and the failures of the Russian military have been forced to eat their words. Special attention should be given to all these four stars and flags (Petraeus, Stavridis, Keene, McCaffrey, Hodges, etc.) who make incessant rotations on major media and provide wrongheaded strategic assessments that are never corrected. They just pop up again in the next conflict.Malcolm Nance: One of the most visible pro-Ukraine commentators on major cable and on Twitter, the former Navy cryptologist left MSNBC in 2022 to help train the International Legion of foreign volunteers in Ukraine. His videos and tweets boasted his mission — as he was typically beefed up in uniform and weapons, ostensibly reporting from the combat zone — and drew a massive following of pro-Ukraine partisans.Then a New York Times expose dropped the bomb: Nance was enmeshed in a climate of petty squabbling and chaos and among those outsiders in Ukraine who were "fighting with themselves and undermining the war effort." He left the country and is still a commentator — on his paid subscription-only Substack. He's shifted to the Gaza War now, including a (week-long) visit to the Gulf States in October, penning posts like, "Ask Yourself, Are You Really for Palestine or Do You Just Hate Jews?" and, very much like his pro-Ukraine Twitter persona of 2022, accusing critics of Israel of "misguided ill informed myopia & latent antisemitism."
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Fifty years is a long enough time to dissipate the impact of war. In the United States, the Vietnam War is no longer much discussed. Scholars still plow the field, but the war that tore America apart, spurred a counterculture movement, killed 57,000 Americans (and vastly more Vietnamese, Laotians and Cambodians), led to a restructuring of the U.S. military and the all-volunteer force, and was an impetus to Desert Storm no longer shapes the discourse.My students were born in 2002 or 2003; they're voting age. Even those with living grandparents who served in Vietnam don't know much if anything about the conflict. Of course, there have been intervening failures that proved costly, although not on the same scale. But proximity bias — the hard-wired human tendency to accord greater importance to things that are closer than others in time or distance — ensured that the mayhem generated by the Iraq and Afghan Wars would eclipse the awfulness of Vietnam.The Yom Kippur War of 1973 has likewise receded in the Israeli imagination. But its specter is more complex. The 2,500 Israeli soldiers killed (a fraction of the 15,000 Arabs who perished) was three times the per capita human cost of the Vietnam War to the United States. I was in Israel during that time, and everyone knew someone who'd been killed. The war was also far shorter, about 10 days, so the casualty list had an outsized emotional impact. It was not the long slog of Vietnam, but rather an avalanche.Early in the war, Syrian armor destroyed the Israeli tank brigade deployed to the Golan Heights and reached Gesher B'not Yaakov (Jisr Banat Yaqub). Just beyond it was the Jezreel Valley. The prospect of a large Syrian armored formation penetrating the Israeli heartland was as ghastly for Israelis as it must have been thrilling for the Syrians. The United States has never experienced anything like this, including 9/11.In the space of this instant, violence burgeoned. The largest tank battle since World War II, when German and Soviet armored juggernauts collided at Kursk, unfolded on the Golan. Fierce battles developed in the Sinai and then on the left bank of Suez, where Israeli forces encircled an entire Egyptian army. A week into the war, the U.S. launched its largest-ever intra-war arms transfer. For days, U.S. C-5 cargo aircraft touched down at Israeli airfields every six minutes. The airlift, however, occurred after Israel had regained its balance and counterattacked, halting an hour outside of Damascus and holding Egyptian territory — in addition to the Sinai, where Israel stopped the main thrust of Egyptian armor toward the mountains passes and destroyed the advancing units.The war also included other dramatic moments. Apparently believing that the Soviets were preparing to intervene militarily on Syria's behalf, the Nixon administration raised the United States' nuclear readiness level, an extraordinary step. Saudi Arabia led an OPEC oil embargo against the United States that carried profound implications for its economic and political stability for the ensuing decade, bringing the so-called long summer of postwar economic growth to an end and guaranteeing an era of sluggish economic growth and high inflation.The long-term effects of the war on Israel were profound as well. The outcome, despite the phenomenal recovery of Israeli forces under the much maligned but in fact highly competent IDF chief of staff, was traumatically dislocating for an Israeli public accustomed to thinking that its victory in the 1967 war rendered the state immune to Arab military challenge.Within four years, the Labor Party that had dominated Israeli politics in one form or another since 1948 was dislodged. Trust in the old elites was shattered. The intelligence community failed to credit the Egyptian and Syrian commitment to waging war. Across the board there was a conviction that the conditions under which the Arabs would launch an offensive simply did not exist. And Military Intelligence disregarded Mossad's success in recruiting a senior member of Egyptian President Anwar Sadat's entourage who underscored that a war was in the cards. Moreover, the Israeli prime minister, Golda Meir, who had presided over the disaster, had heeded stern guidance from Nixon and Kissinger not to preempt Arab war preparations when these were finally acknowledged 24 hours before the start of hostilities.Whether or not this was a wise call on Washington's part, it certainly increased the butcher's bill Israel was to pay and undermined the Labor government. Meir would come under attack later for having ignored Sadat's peace feelers following the 1969 War of Attrition along the Suez Canal. Sadat, however, tended to frame his overtures as demands for an upfront Israeli withdrawal from all of the Sinai Peninsula, which the Israeli government could not meet. There was plenty of blame to go around. In any case, combined with serious ethnic tensions generated by the political mobilization of Mizrahim — Jews who had immigrated from the Arab states of the Middle East and North Africa — the cratering of Labor credibility enabled the ascendance of the Likud Party.Half a century later, what lingering significance does the war have? Israel and Saudi Arabia are negotiating normalization, which will entail a civilian Saudi nuclear capability that is inherently dual-purpose. The Abraham Accords have already normalized Israel's relations with Bahrain, the UAE, Sudan, and Morocco. Egypt and Jordan have longstanding peace treaties with Israel. Syria has been neutered by a long, destructive civil war. Lebanon has ceased to exist as a functioning state and has not engaged Israel in hostilities since 2006. Two eviscerating wars with the United States removed Iraq as a potential combatant of the old rejectionist front.A cataclysmic ground war between Israel and its neighbors has been inconceivable during this veritable Age of Aquarius. But if the Yom Kippur War is no longer relevant, the present irenic reality — excluding the West Bank and Gaza — is largely due to the instrumentalization of that conflict by the Nixon administration for the purpose of peacemaking. One really can't contemplate these developments without implicitly thinking about the 1973 war.Another potent outcome of the war was the diplomatic process that surrounded the ceasefire and the years that followed. Kissinger gets credit for this, not unfairly. He was not one to waste a crisis. He seized the opportunity the war presented to use Sadat's evident interest in joining the Western camp and Israel's reliance on American support to bind each closer to Washington while crowding out the Soviet Union. Although his diplomatic strategy yielded disengagement agreements on both fronts, the fact remains that Egypt and Israel had embarked on a quiet bilateral process even as the guns were still cooling.Sadat had waged the war to shatter the status quo by drawing Israeli blood and bringing the U.S. into the conflict. His goal was the negotiated return of Sinai to Egyptian control. The war, for him, had a clear and well-defined political purpose. Although the seven years that preceded the Camp David Accords were at times touch and go — down to the climactic talks themselves — the so-called peace process would be difficult to imagine without the bloody impetus of 1973. Kissinger's key insight, regrettably abandoned by his successors but seemingly grasped now by Beijing, is that it pays to maintain ties with both sides in a conflict.As the Arab-Israeli conflict has devolved to Israel and the Palestinians, this lesson of the 1973 war has faded for Israel as well. Israel's use of force now has no political objective. Its purpose is solely conflict management and deterrence. To borrow from Lord Carrington's verdict on NATO, it is to keep the Palestinians down, the U.S. out, and wealthy Persian Gulf states in.Yet, perversely, the possibility of change is in the air. Prime Minister Benjamin Netanyahu's far-right coalition partners are less interested in managing the level of violence on the West Bank than in informally annexing it. Their commitment to Israeli settlement of the West Bank is greater than their interest in grand geopolitical deals that might boost the Tel Aviv stock exchange but defer redemption of biblical lands. One could construe the hard right's agenda as restoring a true political objective to Israel's fight with the Palestinians.The 1973 war also altered Israeli military doctrine. Planners have recognized that — beginning with that war — Israel has not won any major ones. (Neither has the United States.) The reasons for this are legion, but one stands out: the losers do not concede defeat. They take a licking but keep on ticking. Hence the most recent development in Israel's military doctrine, accorded the acronym Mabam, meaning "the battles between the wars."The idea is that major wars are no longer decisive and will therefore recur periodically. The best course is to delay these wars and weaken adversaries' ability to wage them by fighting draining low-level battles in the interim. This makes some sense, naturally, but militates against any attempt to leverage the fighting to achieve durable peace. This applies to the Palestinians as well. Their violence is expressive, perhaps reflecting their view that there is no conceivable political objective.There's a larger theme here, though. The international system was vastly different in 1973. The Cold War framework in which the United States and Soviet Union conducted their foreign policies and made it possible for Sadat to conduct a war with such a bold but cogent purpose is long gone. We will see whether the U.S.-China in the Middle East recreates it.The leftist post-colonial Arab states that fought Israel are scarcely even remembered. The Israeli state and society that fought the Yom Kippur War, like the America that waged war in Vietnam, no longer exists. The values that animated it no longer shape the nation's thoughts and actions.Fifty years after the war, this should come as no surprise. In the ongoing demonstrations against judicial reform in Israel, one can see veterans of 1973 claiming that their wartime sacrifice would be betrayed by the triumph of the hard right. They are correct, but they're old duffers and out of touch with young Israeli mainstream voters, who, if they dwell on the 1973 war at all, likely see the left as the guilty party. Thus, policy makers, mostly in the West, can noodle about the war's lessons for diplomacy and statecraft, but for Israel — and the Arabs — it's ancient history.
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Der BMBF-Haushalt soll 2024 um 1,16 Milliarden schrumpfen. Schaut man sich den Plan genauer an, entsteht trotzdem der Eindruck, die Ministerin habe sich erstaunlich gut geschlagen. Allerdings gibt es eine große Ausnahme: Vor allem beim BAföG-Titel wird gekürzt.
Foto: Pxhere.
ERST AM MITTWOCH soll der Haushaltsentwurf der Bundesregierung ins Bundeskabinett gehen. Doch mir lag das Papier bereits vor. Demnach sind für das Bundesministerium für Bildung und Forschung (BMBF) für das kommende Jahr 20,300 Milliarden Euro vorgesehen: rund 507 Millionen Euro weniger, als in der mittelfristigen Finanzplanung vom August 2022.
Nimmt man als Referenzwert die Soll-Ausgaben des laufenden Jahres, ergibt sich zwar ein noch größerer Rückgang um 1,162 Milliarden Euro, was rund 5,4 Prozent entspräche (während der Bundeshaushalt insgesamt um 6,4 Prozent schrumpfen soll). Doch übertreibt dieser Vergleich das tatsächliche BMBF-Minus. Denn der Großteil dieser Differenz, 700 Millionen Euro, erklärt sich aus dem Wegfall der Energie-Einmalzahlung an Studierende und Fachschüler.
Mit einem blauen Auge davongekommen?
Hat Ministerin Bettina Stark-Watzinger (FDP) also gut verhandelt, hat sie die Connections zu ihrem Parteifreund Christian Lindner so erfolgreich genutzt, dass das BMBF beim Zeitenwende-Sparhaushalt entgegen der Unkenrufe mit einem blauen Auge davonkommt?
Auf den ersten Blick: ja. Ein Weniger von rund 500 Millionen Euro entspricht einem Minus von 2,4 Prozent. Das muss aus einem so großen Haushalt herauszuholen sein. Einerseits. Andererseits sind von den (ohne Einmalzahlung) 20,762 BMBF-Milliarden in diesem Jahr ein Großteil gebunden, das heißt: Sie werden durch Vereinbarungen vor allem mit den Bundesländern auch nächstes Jahr fällig, zum Teil sogar mit einem garantierten Aufwuchs.
Rechnet man zum Beispiel den Zukunftsvertrag "Studium und Lehre stärken" (2023: 1,94 Milliarden, 2024: 2,05 Milliarden), die Zahlungen an die vier großen Forschungsorganisationen Max Planck, Helmholtz, Fraunhofer und Leibniz (2023: 5,73 Milliarden, 2024: 5,86 Milliarden) und an die Deutsche Forschungsgemeinschaft (2023: 2,04 Milliarden, 2024: 2,08 Milliarden) zusammen, sind allein durch diese Posten 2023 rund 9,71 Milliarden Euro verplant, 2024 sind es sogar rund 9,99 Milliarden.
Das wird weder den Hochschulen noch den Forschungsorganisationen reichen, um die Inflation auszugleichen, und doch sind sie durch die garantierten Aufwüchse in einer privilegierten Lage. Addiert man noch die Exzellenzstrategie und das Bund-Länder-Programm zur Förderung des wissenschaftlichen Nachwuchses (400 Millionen bzw. 121 Millionen in beiden Jahren) hinzu, ist mit gut 10,51 Milliarden Euro mehr als die Hälfte des BMBF-Haushaltes im nächsten Jahr gebunden. Und der Resthaushalt des Ministeriums verringert sich (Energie-Einmalzahlung wieder rausgelassen) von 10,53 auf 9,79 Milliarden.
Das bedeutet: Die kleinere Hälfte des BMBF-Haushalts muss das komplette Minus und den Zuwachs der anderen (größer werdenden) Hälfte tragen. Wobei diese Darstellung noch simplifiziert ist, denn auch diese Spar-Hälfte enthält weitere nicht kürzbare Posten, etwa die den Akademien ebenfalls zugesagte jährliche Erhöhung um drei Prozent. Das heißt immer noch nicht, dass Stark-Watzinger schlecht verhandelt hat, es zeigt nur, unter welchen Zwängen ihr Ministerium 2024 und vor allem dann 2025 steht.
Vor diesem Hintergrund ist es erstaunlich, an wie vielen Stellen die Ministerin voraussichtlich nicht sparen wird, zumindest nicht auf der Ebene der Haushaltstitel und Titelgruppen. Bei der besonders diskutierten Förderung der geistes- und sozialwissenschaftlichen Forschung etwa soll es eine leichte Aufstockung um 1,5 auf 107 Millionen Euro geben (was das für einzelne Förder-Schwerpunkte bedeutet, bleibt freilich abzuwarten); die Nationale Forschungsdateninfrastruktur (NFDI) wächst wie versprochen um 23,5 auf 81 Millionen.
Die Stiftung "Innovation in der Hochschullehre" bekommt nur scheinbar weniger (110 statt 150 Millionen), tatsächlich steuern von 2024 an die Länder vereinbarungsgemäß die übrigen 40 Millionen bei. Die Bundesagentur für Sprunginnovationen (SPRIND) springt um 43 auf 190 Millionen, sogar die immer noch nicht gegründet Deutsche Agentur für Transfer und Innovation (DATI) wird um 28,8 auf 78,8 Millionen aufgestockt, wobei 35,4 Millionen davon (Vorjahr: 15 Millionen) bis zur Aufhebung durch den Haushaltsausschuss gesperrt sind.
Bei einem Posten dürften die Bildungs- und Wissenschaftsminister der Länder aufmerken: Sie hatten die Fortsetzung der Ende 2023 auslaufenden Qualitätsoffensive Lehrerbildung (QLB) gefordert, Stark-Watzinger hatte das abgelehnt. Trotzdem stehen 2024 immerhin 52,3 Millionen Euro in dem bisherigen QLB-Titel, der einen neue Bezeichnung trägt: "Professionalisierung pädagogischer Prozesse". Dahinter verbergen sich allerdings neben QLB-Ausgaberesten die aus EU-Mitteln finanzierten "Kompetenzzentren für digitales und digital gestütztes Unterrichten" (50 Millionen), die bislang im Titel der Nationalen Bildungsplattform (siehe unten) untergebracht waren. Von der Planung eines QLB-Nachfolgeprogramms also tatsächlich keine (haushalterische) Spur.
Gespart wird vor allem am Bafög-Titel
Wo aber wird denn dann – abgesehen von Posten, die ohnehin abgeschmolzen werden sollten – am kräftigsten gespart? Die eindeutige Antwort: vor allem beim BAföG. Für die Studierenden sind 1,37 Milliarden und damit 440 Millionen weniger als 2023 vorgesehen – und bei den Schülern 551 Millionen, 212 Millionen weniger. Auf den zweiten Blick muss man allerdings auch hier differenzieren: Die eingeplanten Ausgaben orientierten sich laut BMBF an wissenschaftlichen Prognosen (wohl vor allem des Fraunhofer-Instituts für angewandte Informationstechnik (FIT), was Schüler und Studierende im kommenden Jahr erfolgreich beantragen werden – auf Grund der geltenden Rechtslage.
Was zwei aufschlussreiche Schlussfolgerungen zulässt. Erstens: Finanzministerium und BMBF preisen offenbar ein, dass die von Stark-Watzinger als so großzügig gepriesene BAföG-Erhöhung vom vergangenen Jahr verpufft – und die Zahl der Empfänger nach einer zwischenzeitlichen Stagnation sogar wieder zurückgehen könnte. Zweitens: Obwohl dies so ist, wird keine sichtbare Vorsorge getroffen für die dringend nötige weitere Anhebung der Bedarfs- und Fördersätze in 2024, denn dafür müsste es wie in der Vergangenheit üblich einen Puffer geben.
Sollte es nächstes Jahr bei geltender Rechtslage doch mehr BAföG-Bezieher geben und sollten diese mehr beantragen als Geld im Haushalt vorhanden, muss und wird das BMBF zwar zahlen (und zur Deckung zur Not wiederum anderswo einsparen müssen, falls das Finanzministerium nichts nachschießt). Klar ist allerdings auch: Die Erhöhung der Fördersätze und erst recht die versprochene große BAföG-Reform noch in dieser Legislaturperiode würde massiv zusätzliches Geld erfordern.
Weniger für Lebenswissenschaften
Ansonsten sind 2024 Rückgänge etwa der Förderung der Lebenswissenschaften (-151 Millionen) vorgesehen, darin ist laut BMBF neben Umschichtungen ein Konsolidierungsbeitrag von 37 Millionen Euro enthalten. Umgekehrt gibt es aber zum Beispiel einen deutlichen Zuwachs bei der Titelgruppe "Nachhaltigkeit, Klima, Energie" (+96 Millionen), was, wie das Ministerium auf Nachfrage erläutert, im Wesentlichen auf den zu finanzierenden Neubau des Forschungsschiffs Polarstern II zurückgeht.
Insgesamt sollen rund 2,69 Milliarden Euro in die sogenannte missionsorientierte Forschung fließen, im Vorjahr waren es mit 2,67 Milliarden vergleichbar viel. Die Zahlungen für die viel kritisierte Nationale Bildungsplattform sollen um fast 98 auf noch 106,5 Millionen sinken, was laut BMBF – neben der erwähnten Umbuchung der Digitalen Kompezenzzentren – auf die langsamere Projektentwicklung zurückzuführen sei und keine Auswirkungen auf die fachliche Umsetzung habe.
Bleibt die Frage: Wo ist die von Lindner für 2024 erstmals versprochene zusätzliche Bildungsmilliarde? Die Antwort: Sie kommt. Allerdings wohl erst zur Hälfte. 500 Millionen sind eingeplant, was insofern keine Überraschung ist, weil Stark-Watzinger das "Startchancen"-Programm, für das sie die Bildungsmilliarde vorgesehen hat, (trotz zwischenzeitlich heftiger Kritik aus den Ländern) erst im zweiten Halbjahr 2024 starten will. Sie sagt, ein früherer Beginn sei konzeptionell nicht zu schaffen.
Dass die Sache ganz offensichtlich auch haushälterische Gründe hat, ist freilich daran zu sehen, dass man den Rest der Bildungsmilliarde 2024 natürlich auch für Anderes ausgeben könnte, Anlässe gäbe es genug. Eingeplant sind die 500 Millionen nicht im BMBF-Haushalt, sondern sie stehen wie angekündigt "vor der Klammer" – im Einzelplan der Allgemeinen Finanzverwaltung. Und auch wenn ich die Zusatz-Bildungsmilliarde wiederholt als unzureichend kritisiert habe, vor allem im Vergleich zu all den Bildungs-Versprechungen im Ampel-Koalitionsvertrag, ist es in der Konsequenz doch ein Erfolg für Stark-Watzinger, dass zumindest der Einstieg 2024 gelingt.
Allerdings, unken viele in der Koalition, werde sich 2024 noch als vergleichsweise einfacher Haushalt herausstellen, die richtige Bewährungsprobe – auch für das BMBF – stehe 2025 an. Dann müsse Stark-Watzinger nochmal Farbe bekennen: Was wird aus der BAföG-Reform? Kommt der – bereits auf 2025 – verschobene Digitalpakt 2.0, und wieviel frisches Geld macht der Bund dafür locker?
Letzteres würde zwar wie beim Digitalpakt 1.0 nicht über Stark-Watzingers Budget abgewickelt, doch eng genug wäre das auch so: Im neuen Finanzplan der Bundesregierung, der ebenfalls am Mittwoch beschlossen werden soll, steht der BMBF-Haushalt für 2025 mit 20,56 Milliarden Euro – was 260 Millionen mehr als 2024 wären, aber satte 540 Millionen weniger als noch im August 2022 vorgesehen. Und von den 260 Millionen würden etwa 80 Prozent gleich wieder in die weitere Dynamisierung von Zukunftsvertrag, Max Planck, DFG und Co fließen. Wie soll das gehen? Vorerst aber gilt: Ihre Priorität für Bildung und Forschung hat die Ministerin in schwieriger Zeit verteidigt – wenn auch, siehe vor allem das BAföG, mit Abstrichen bei der Bildung.
Dieser Artikel erschien in etwas kürzerer Fassung zuerst im Tagesspiegel. Zuletzt habe ich ihn am 05. Juli 2023 aktualisiert.
BMBF, Studentenwerk, Bundestagsopposition Wer sagt was zum Haushaltsentwurf?
Der Sprecher der CDU-Bundestagsfraktion für Bildung und Forschung, Thomas Jarzombek, kommentierte, die Ankündigung einer Bildungsmilliarde hätten viele in der Ampel wohl falsch verstanden: "Es wird nun eine Milliarde gekürzt und nicht ergänzt." Stark Watzinger habe den vielversprechenden Ankündigungen der vergangenen anderthalb Jahre keine Taten folgen lassen. "Für Bildung und Forschung fehlt es jedoch derzeit spürbar an Rückhalt im Kabinett. Anspruch und Realität klaffen weit auseinander." So seien die Kürzungen beim BAföG ein "Offenbarungseid" für die Koalition. "Auf Basis einer unabhängigen wissenschaftlichen Berechnung wird deutlich, dass sich Bundesministerin Stark-Watzinger bei der Wirkung ihrer BAföG-Reform völlig verschätzt hat." Auch um die angekündigte große Strukturreform des BAföG, die eigentlich in diesem Jahr kommen sollte, sei es seit Monaten "erstaunlich still" geworden in der Koalition.
Der parlamentarische Staatssekretär im BMBF, Jens Brandenburg (FDP), sagte, trotz sehr schwieriger Ausgangslage würden Bildung und Forschung weiter gestärkt. "Wir setzen weiterhin auf wichtige Investitionen in Zukunftsthemen wie Energieforschung, Innovation und Transfer und bringen zentrale Schwerpunkte wie das Startchancenprogramm zur Realisierung." Zugleich warnte er, auf eine Konsolidierung des Haushalts müssten alle Ressorts gemeinsam hinwirken. "Das gilt auch für künftige Haushaltsjahre. Der Einzelplan 30 darf dabei nicht über Gebühr belastet werden." Bildung und Forschung seien tragende Säulen vieler zukunftsorientierter Projekte dieser Bundesregierung."
Vergleicht man die neue mittelfristige Finanzplanung mit der vom August 2022, soll das BMBF 2024 und 2025 auf insgesamt 1,04 Milliarden Euro verzichten. 2026 kehrt der Ansatz mit 21,2 Milliarden dann zur alten Planung zurück, 2027 sind (neu) 21,150 Milliarden vorgesehen.
Unterdessen kommentierte der Vorstandsvorsitzende des Deutschen Studierendenwerk, Matthias Anbuhl, angesichts der geplanten Kürzungen, die BAföG-Versprechen der Bundesregierung drohten zu implodieren. "Die groß angekündigte Strukturreform und BAföG-Sätze, die zum Leben reichen – all das wird nun womöglich Lindners Rotstift geopfert." Das sei fatal, denn mehr als ein Drittel der Studierenden lebe prekär. "Dieser Gruppe steht das Wasser finanziell bis zum Hals. Lässt die Ampel-Koalition sie im Stich?"
Anbuhl forderte eine Ministerin, die auch im Gegenwind für die Studierenden kämpfe. "Und wir brauchen ein Parlament, das seine Kompetenzen nutzt und den Finanzminister beherzt korrigiert." Studienabbrüche aus Geldmangel könne sich dieGesellschaft nicht leisten. "Diese jungen Menschen sind die künftigen Lehrkräfte, Ärzt*innen und Ingenieur*innen, die wir so händeringend brauchen."
Die bildungspolitische Sprecherin der linken Bundestagsfraktion, Nicole Gohlke, sagte, die Bundesregierung schieße mit ihren Haushaltsplänen "den Vogel ab. Eine Kürzung beim BAföG wird für viele junge Menschen ein Studium unerschwinglich machen und die soziale Spaltung des Bildungssystems weiter vorantreiben." Die letzte BAföG-Erhöhung sei innerhalb kürzester Zeit von der Inflation aufgefressen aufgefressen worden. "Fast 40 Prozent der Studierenden sind armutsgefährdet. In einer solchen Situation ausgerechnet beim BAföG zu kürzen, ist fatal." Auf den KfW-Kredit, laut Gohlke "die einzige Alternative zum BAföG", fielen gerade fast acht Prozent Zinsen an, ergänzte die Linken-Politikerin. "So treibt die Bundesregierung viele Studierende in die Armutsfalle."