THE IMPLEMENTATION OF INDEPENDENT READING ON MINI STORIES IN TEACHING WRITING NARRATIVE TEXT IN SENIOR HIGH SCHOOL Agita Putri Aisyiah English Education Program, Faculty of Language and Arts, Surabaya State University Email: ag1t.ndutz@gmail.com Him'mawan Adi Nugroho, S.Pd., M.Pd. English Education Program, Faculty of Language and Arts, Surabaya State University Email: himmawan_95@yahoo.com Abstrak Sejak Bahasa Inggris menjadi Bahasa Internasional yang digunakan untuk berkomunikasi, pemerintah Indonesia memasukkan Bahasa Inggris menjadi mata pelajaran wajib yang harus dikuasai oleh siswa SMA. Oleh karena itu, siswa harus menguasai keterampilan dasar yang tidak hanya diucapkan tetapi juga ditulis sebagai teks meliputi mendengar, berbicara, membaca dan menulis. Dari keterampilan tersebut, menulis adalah salah satu keterampilan yang paling sulit karena siswa mengumpulkan informasi sebanyak mungkin sebagai sumber dan mengatur pikiran di atas kertas. Itulah mengapa menulis selalu menggabungkan membaca untuk mendapatkan ide-ide saat mulai menulis. Ide-ide itu sendiri didapat dari apa yang telah dibaca. Krashen di Bray (2003) menyatakan bahwa siswa yang membaca terus-menerus dapat memperoleh kemampuan menulis. Oleh karena itu dengan menggunakan Independent Reading pada cerita-cerita mini, siswa dapat berlatih menulis dan meningkatkan nilai tulisan mereka terutama yang berupa narasi. Djuharie (2008:41) menyatakan bahwa teks narasi adalah semacam cerita yang bertujuan untuk menghibur pembaca. Cerita tersebut dapat berupa cerita fiksi dan non - fiksi seperti cerita mini. Cerita-cerita mini itu sendiri berbicara tentang cerita rakyat. Dalam pengajaran menulis narasi dengan menggunakan strategi ini, guru memberikan enam langkah yang harus dilakukan oleh siswa setelah mereka menerapkan membaca independen. Ada tiga puluh lima siswa kelas XI di kelas XI - A5 di SMAN 22 Surabaya yang menjadi subjek dalam penelitian kualitatif ini yang menggambarkan pelaksanaan membaca independen cerita mini untuk mengajarkan keterampilan menulis teks naratif. Mereka dibagi menjadi tiga kategori; baik, cukup, dan buruk untuk mengetahui kemampuan siswa dalam menulis ulang. Data dari penelitian ini adalah dalam bentuk kata-kata, frase dan kalimat. Kemudian instrumen yang digunakan untuk mendapatkan data adalah lembar observasi dan penilaian menulis komposisi menggunakan rubrik. Berdasarkan hasil penelitian, guru meminta siswa untuk membaca cerita di luar kelas sebagai pekerjaan rumah. Kemudian, guru melakukan konferensi, mengulas pemahaman siswa tentang teks narasi, dan menulis ulang di kelas. Dalam melaksanakan membaca independen pada cerita mini, siswa antusias melakukan pembacaan independen di luar kelas, dan ditemukan bahwa sebagian besar dari mereka dikategorikan ke dalam tingkat yang baik dan ada beberapa dari mereka masih dikategorikan ke dalam tingkat rendah. Kemampuan menulis mereka masih dalam kriteria rata-rata. Hal ini ditunjukkan berdasarkan komposisi mereka yang telah dianalisis menggunakan ESL Komposisi Profil rubrik . Akhirnya siswa menikmati membaca cerita Mini di luar kelas, mendapat kesempatan untuk membaca banyak tentang teks naratif, membangun kebiasaan membaca, dan mengorganisir komposisi yang baik dengan menggunakan kata-kata sendiri setelah membaca cerita sebagai praktek menulis mereka. Disarankan kepada guru harus memilih cerita Mini yang menarik yang masih berkaitan dengan tujuan pembelajaran sebagai bahan bacaan, guru harus memberikan siswa komentar yang baik untuk mendorong mereka untuk membaca lebih lanjut dan menggabungkan strategi membaca dengan keterampilan lain selain menulis. Selain itu, disarankan bagi peneliti lain yang bisa dilakukan dalam tingkat yang berbeda dari mahasiswa dan dikombinasikan dengan teknik atau permainan lain atau kegiatan yang menarik. Kata Kunci: pengajaran keterampilan menulis, naratif, membaca independen, cerita mini Abstract Since English becomes an International language which is used to communicate, Indonesian government include English into a compulsory subjects which has to be mastered by senior high school students. Therefore the students have to master basic skills not only spoken but also written texts as listening, speaking, reading and writing. From those skills, writing is one of the most difficult skills because the writer gathers information as much as possible as sources and organizes the thought on their paper. That's why writing always combines reading to get ideas to start writing. The ideas itself were got from what have already read. Krashen in Bray (2003) stated that the students who read continuously can gain in writing ability. Therefore by using Independent Reading on mini stories, the students can practice writing and increase their writing score especially narrative. Djuharie (2008:41) stated that narrative text is a kind of stories which purposes to entertain readers. It can be fictional and non-fictional story such as mini stories. The mini stories itself are talking about folktales. In teaching writing narrative using this strategy, the teacher gives six steps that should be done by the students after they implement independent reading. There are thirty-five eleventh grade students in XI-A5 class in SMAN 22 Surabaya were the subject in this qualitative research which described the implementation of Independent Reading on mini stories to teach writing narrative texts. They were divided into three categorized; good, fair, and poor to know the students' ability in rewriting. The data of this study is in the form of words, phrases and sentences. Then the instruments used to gain the data are the observation checklist and rubric assessment of writing a composition. Based on the result, the teacher asked students to read stories outside the classroom as homework. Then, the teacher did conference, reviewed the students' understanding about narrative text, and did rewriting in class. In implementing independent Reading on mini stories the students were enthusiastic doing independent reading outside the class, and it is found that most of them categorized into good level and there is a few of them still categorized into low level. The ability of their writing is still in average criteria. It is shown based on their composition which has been analysed using ESL Composition Profile rubric. Finally the students enjoyed reading mini stories outside the classroom, got an opportunity to read a lot about narrative texts, built reading habit, and organized a good composition by using their own words after reading stories as their practice writing. It suggests that the teacher should select the interesting mini stories which are still related to the learning objective as reading material, the teacher should give the students good comments to encourage them to read more and combine the reading strategy with other skill besides writing. In addition it is suggested for other researcher that it could be conducted in different level of students and combined with other technique or game or interesting activities. Keywords: teaching writing, narrative, independent reading, mini stories. INTRODUCTION Realizing the importance of English, Indonesian government involves English as compulsory subject that should be taught in formal schools from primary school to secondary school. As stated on 2006 English Competence Standard, the students must be able to understand and produce both spoken and written text. For the eleventh grade of senior high school students, they should master some texts which cover report, narrative, analytical exposition, spoof, and hortatory exposition. Those are the genre of the text which is required to be mastered by them in the end of learning process. Moreover, there are four skills that should be mastered by students. One of them is writing. Writing is very needed to be mastered by the students since it can affect other skills. Writing can be a great tool to help students to learn how to form language, how to spell, how to put together a plot, and how to make a logical argument. Hence, writing is needed to be mastered by the students. Unfortunately, writing is one of the skills that most students are not interested in. It is the most complex skill since every single error is counted and it cannot be easily produced. Bell and Burnaby in Nunan (1991:6) said that: "Writing is an extremely complex cognitive activity that inquires the writer to demonstrate control of several variables at once. At sentences level, they include control of contents, format, sentence structure, vocabulary, pronunciation, spelling and letter formation. Beyond the sentence, the writer must be able to structure and integrate information into cohesive and coherent paragraphs and texts". Teaching learning writing is not easy to do. Dhiasa (2009) stated that the students often face difficulties in learning writing. They are difficult to show their imagination. They spend much time to get the ideas to start writing. They do not have enthusiasm to write. Moreover, they have a few of literary review. These are caused by many reasons such as poor knowledge, and lack of time to practice writing. Finally, they cannot write creatively and well then they get bad score and nasty comments. Hadaway et al. in Diaz-Rico (2004:166) declared that writing can make us reach beyond ourselves. It is truly the most complex of the communication arts that combines reading and oral language. It is meant that writing is not a single activity. It is not only about writing but also about reading. Reading is completely important to start to write. It is impossible to write without having any ideas. The ideas itself can be taken from what have already been read. Reading and writing are connected each other. A new idea might appear after finishing reading, and writing is the patch to put that new idea. It means that they are inseparable activities. Krashen in Kusumawardhani (2006:2) stated that reading can help the students become a good reader, get an adequate vocabulary, master grammar, become a good speller and develop a good writing style. Reviewing the problem mentioned above, it is needed many kinds of methods, techniques or strategies to teach writing. There is a strategy to learn writing which is integrated with reading. It is called Independent Reading. Krashen (1993) in (Bray, 2002) provides an overview of research indicating that learners who read continuously can gain in reading comprehension, vocabulary development, and writing ability. Moreover, Elbow and Belanoff (2000) cited in Day (2004) stated that there is an activity which involves students in free writing. However, they are not asked to rewrite any topic they want; they are asked about what have been read, especially on mini stories. It allows the students a set period of time to think about their texts before they begin to rewrite. Therefore, Independent Reading on mini stories is seen to be the effective way in getting the students' knowledge as literary review about activities in the past before they start writing something. This strategy is applied in Senior High School which is integrated with one genre of texts that eleventh graders have to be mastered. It is a narrative text. Narrative text is a text that tells a story in the past. By mastering this text, the students are expected to be able to express their feeling, thought and ideas about the past activities after they read the mini stories. RESEARCH METHOD This research is design based on descriptive qualitative research. It described the implementation of Independent reading on mini stories in the teaching writing narrative text in senior high school. Charter (1972:78) in Rifa'i (2007) said that descriptive qualitative studies include current condition which concerns the nature group of person, a group of objects, a class, etc. and it involves of inductive, analysis, classification, or measurement. It is meant that the purpose of this study is to describe an event that happens in the society and does not examine any hypothesis. The subject of the study was the English teacher and the students of eleventh graders, XI-A5 class in SMA Negeri 22 Surabaya. This class was chosen because narrative was taught in the eleventh graders. The teacher is also implemented Independent Reading on mini stories to teach writing narrative to the eleventh graders in three meetings. The data of this study are in form of information which is taken by observing the real situation when the teaching and learning happened in the class and collecting the students' rewriting tasks in form of composition after being taught using Independent Reading. Then, the researcher classified the students' rewriting in form of composition based on its organization, content, vocabulary, language use and mechanic using ESL Composition Profile. There are two instruments are used in getting the data. They are observation checklist in the form of "yes" or "no" option and students' task to investigate the students' writing ability after being taught by using of Independent Reading on mini-stories. The data for this study are taken by observing the real situation when the teaching and learning happened in the class and collecting the students' rewriting tasks in form of composition after being taught using Independent Reading strategy. The topic was about folklore. Then, the researcher would classify the students' rewriting in form of composition based on its organization, content, vocabulary, language use and mechanic using ESL Composition Profile. This method made the researcher easier to classify and identify the elements of writing that used by the students in their narrative text writing composition. This study was analysed descriptively. There are several steps to analyse the data. The observation checklist was used to check the observed aspect by checking "yes" or "no" in the real activities which happened in the classroom when the teacher applied Independent Reading on mini stories in each step during teaching writing narrative text. The result of observation was described, presented and analysed related to the facts that happened in the class. Then, the students' task in form of composition which has been analysed by using ESL Composition Profile was divided into three groups, good, fair, and poor. It was used to describe the students' writing result after being taught by using Independent Reading strategy on mini stories. Finally all of the data was combined to make a conclusion and suggestion. FINDINGS AND DISCUSSIONS Findings The researcher used the data from observation checklist. It was limited to the material, the strategy, and the teaching learning process. Moreover, the researcher used the data from the students' task in form of composition which were collected in three meetings. They were presented through description. Then, the data were analysed and categorized into three different levels; good, fair, and poor. The Implementation of Independent Reading on Mini Stories in Writing The first observation was done on Tuesday, 4th February 2014 in XI IPA 5 class. In this meeting, the teacher introduced the Independent Reading strategy and reviewed narrative text. The students should read a mini story then rewrite it by using their own words. The teacher gave folklore story because it was familiar with the students. The folklore story was given in order to make the students read easily and happily. It is given because the folklore was based on the learning objectives. In pre-activity, the teacher greeted and checked the students' attendance list. Unfortunately, three students were absent. Then, the teacher reviewed a little bit about simple past tense and narrative text which has been taught last semester. The explanation covered the function, the generic structure and the language features of the text. Mostly, the students still remember the elements of narrative text which is shown that they could answer the teacher's questions about it. Moreover, they could analyse the generic structure of narrative text. In introducing the strategy which would be done, the teacher started to discuss about the books or texts that the students have read in their whole life. He also asked the students' feeling after they read. Surprisingly, most students like reading books but they did not read any books or texts in English. They prefer reading in Bahasa Indonesia to English. After that, he asked the benefit of their reading activity. Most students answered that they felt very happy and gave respond enthusiastically. In whilst-activity, the teacher gave the first story about Aji Saka as the reading material to the students. The story is from their English book. This story has already given in the last semester. It is chosen because the students have already comprehended the story very well to make the students feel free to read and rewrite easily. It is the way the teacher used to introduce the strategy which integrated with writing. The students were asked to read the text in the classroom. This text was the easiest and the shortest one which was aimed to make the students enjoy reading. After the students finished reading the story, the teacher asked the students to collect the story in front of class and prepared a piece of paper. Then, he started to do the writing activity. The teacher gave instruction step by step to the students to start rewriting the story they have just read. In post-activity, the teacher asked students to collect their rewriting task. Before the teacher closed the meeting, the teacher gave new stories as the second material. The students should read them at home as homework. Then, the teacher reviewed some tips on enjoying reading. In summary, in the first meeting, the researcher found that the students were lazy and bored to read the story although the story was familiar. It is because the lesson was started after the break time. It was not only that, but there also was no van which made the class hot, so the students could not read with pleasure. Moreover, the students were not sure about the instruction of writing. It is showed when the teacher gave instruction step by step; some students seemed to not understand well what they had to do. They were so confused. It is because the teacher gave the instruction in English too fast. Seeing the students did not know what they had to do, the teacher combined the language he used with Bahasa Indonesia and English slowly. He also analysed the task in order to know the students' shortcoming in rewriting a story in form of composition. It is hoped that the students could realize their mistakes and did not repeat the same mistakes for the next writing tasks. The second observation was conducted on Friday, 7th February 2014. The teacher has already analysed the students' task in rewriting narrative text on the previous meeting, so that, the teacher knew the initial ability of the students. In this meeting the teacher would ask the students to rewrite one of the stories about Jaka Tarub and Nawang Wulan or The King, The Young Poor Fisherman, and The Fish which have already been given on the previous meeting as their homework by using the same instruction. Just like in the first observation, the teacher did the same activities in the class. In addition, in this meeting the teacher asked the students' obstacles during reading, the differences between reading inside and outside the classroom and also the students' feeling after reading. Most students gave their respond after they read the stories. The obstacles that the students had were varied such as they felt sleepy during the reading and they were not interested in the material because there were not enough pictures that made them enjoy reading. However, the students felt better when they read the stories outside the classroom. It is because they did not need to read in rush so they had much time to finish their reading. Therefore they could understand the story well. Then, the students also gave their respond about their feeling after reading. Most of them were excited to read more and more. They enjoyed reading because the material that they read were understandable and the words in the story were very common. After that, the teacher reviewed the previous story for a while in order to correct the students' mistakes that they made in rewriting the story on the previous meeting. Therefore, the teacher knew the students' ability in writing. In summary, in the second meeting, the teacher found that the students have enjoyed reading outside the class and understood what they had to do in writing activity. Therefore teacher used English in giving the instruction of rewriting. It is not only that, the teacher also gave music to make the students relax. They seemed to be more confident on their ability to remind, rethink and rewrite the story than previous meeting. Then the third observation was conducted on Tuesday, 11th February 2014. It was conducted in the same class. In this meeting, the teacher asked the students to rewrite one of the stories they have already read about The Gift of Jackal, The Wicked Magician or Love Conquers Death as reading material. All the process of this meeting was the same as the second meeting. The Students' Narrative Text Result after the Implementation of Independent Reading On Mini Stories in Teaching Writing Narrative Text In this part, it deals with the students' narrative writing result after the implementation of independent reading on mini stories in teaching writing narrative text from the first, the second and the third task. The students' narrative writing were analysed by using ESL Composition Profile; that are organization, content, vocabulary, language use, and mechanic. Afterwards, they were divided into three levels. They are good, fair and poor. The result can be showed in the table below, Level Number of the students First task Second task Third task Very Good - - - Good 6 9 13 Fair 8 10 12 Poor 18 16 10 Table 4.1 The Result of Students' Narrative Writing in the first, the second and the third task. In the first task, the teacher used the story about Aji Saka to rewrite. It is because the story was the easiest and the shortest. There are five aspects which have to be analysed in rewriting narrative story in form of composition. The content is the first and the most important aspect. It tells the ideas of the writer which they wanted to write. The second aspect is organization. In this part of writing narrative text, the students should write the story based on the generic structure of narrative. It deals with orientation, complication and resolution. Then, the third aspect in writing narrative text is vocabulary. It is about the words choice and usage of the writer which they want to share. The students applied the vocabulary they have learned while doing independent reading on mini stories to make their own words more different than the original. The next important aspect is language use. This aspect deals with the students' ability in language which include with sentence construction, tenses, word order or function, pronoun, and preposition. The last aspect in writing narrative text is mechanic. The term mechanics deals with convention, spelling, punctuation, capitalization, and paragraphing. Based on the first task in the first meeting, it can be concluded that there were many students who were still confused to develop the ideas, composing the generic structure of the narrative text, making good sentences by using sophisticated range of vocabulary, creating good construction, and also demonstrating mastery of convention. Meanwhile in the second task, it is stated that some students showed a few good changes in writing narrative text. They occasionally made errors in delivering ideas, composing generic structure and mastering convention. However, in choosing the vocabulary and using the correct tenses, the students still got difficulties to practice it into a good story. It is because most students considered that the tenses were too difficult to be understood, and also it is because the teacher usually conducts the test for only the tenses. The teacher used Jaka Tarub and Nawang Wulan and The King, The Young Fisherman and the Fish as the second mini stories as reading material. They are still about folklore. They are also longer than the first. It is because the students had some times to read them outside the class as their homework. The students could choose one of the stories above to rewrite into a good composition. In the third task, the students' writing narrative result was better than in the first and second task. They could deliver the organization of the story, rarely made the same mistakes of using past tense, arrange the story in a good paragraph. The teacher used the stories about The Gifts of The Jackal, The Wicked Magician, and Love Conquers Death as reading materials. The collections of short stories were from Indian folktale. Moreover, those stories were covered in a book which titled as Love Conquers Death and other stories. Discussions From the data through observation checklist, it is obvious that the implementation of Independent Reading on mini story can be integrated with writing in teaching writing narrative text. It is shown that the students more enjoyed reading mini stories outside the class which can be seen from their conference with the teacher before starting to rewrite. It helped the students to build their interest in reading without any forces. It is in line with Harris (1998:3) stated that independent reading refers to the outside reading activity that students do on their own with no help or guidance from the teacher. In addition, it was normal if there were some students got difficulties in understanding the steps of rewriting the story during the teaching process. From this situation, the teacher switched the language to Bahasa Indonesia. By using bilingual which covers English and Bahasa Indonesia, the teacher could know the students' comprehension in steps of rewriting a story. Thus, the students could rewrite the story using the steps of rewriting well. In the process of rewriting narrative text itself; it would need a lot of energy. It is because it had long process and need more times. Therefore, the teacher role was much needed. It is to help the students develop viable strategies for pre-writing (getting started, generating indefinite ideas, and collecting information), drafting (scrawling down the ideas, making rough draft), revising (checking rough draft, adding, deleting, modifying, and rearrange ideas), and editing (attending to vocabulary, sentence, structure, grammar and mechanic) (Gebhard, 1996). On the other side to answer the second statements of problem, which is 'How is the students' writing result after being taught by using of Independent Reading strategy on mini stories?' The data was gathered from the students' task of rewriting a mini story after being taught by using Independent Reading. The data was discussed from the first, second and the third observation in form of a composition narrative text. Based on the first students' task, the students got difficulties to compose text based on the generic structure, to implement the past tenses in the story, and also to develop the ideas more detail. Few of them were confused in using the correct spelling, punctuation, paragraphing and capitalization and selecting the appropriate vocabulary. However, most students have shown changes in their narrative writing in the second and third tasks. It means that the students practiced writing well in term of content, organization, vocabulary, language feature and mechanic from the first task to the second task then the third task and they comprehended the elements of writing well. In the end, the students got better understanding in presenting their ideas to the development of narrative text, providing vocabulary better and richer, using their knowledge of English, implementing the convention rules in their narrative writing and achieved adequate result. It is in line with was stated by Krashen (1993) in Bray (2002) that reading continuously can help the students develop a good writing style. CONCLUSION AND SUGGESTION Conclusion It was concluded that by using Independent Reading on mini stories in writing activities, the eleventh graders of SMA Negeri 22 Surabaya have enjoyed reading mini stories outside the classroom, got an opportunity to read a lot about mini-story, built reading habit, reviewed grammar, and have organized a good composition by using their own words after reading stories as their practice writing. Moreover, in the process of doing this strategy, the teacher selected the material according to the criteria for standard competence of curriculum and based on the students' level of difficulty in vocabulary, content and sentence construction. The teacher also gives a model and steps how to rewrite a short story. The last is about the process of writing itself. This is the time when the students were asked to rewrite the story they have already read at home to know the students' result during the implementation of Independent Reading on mini stories in writing activities. The result is found that the students generally grouped as "GOOD" and few of them still grouped as "POOR". It is because the students' ability in that class is still in low level. However, this strategy could help students getting fluency in expressing their ideas in rewriting the story. It could be seen from their result that they rarely made mistakes in their rewriting. Suggestion Based on the conclusion above, it is important to give some suggestion to the teacher and other researcher. This suggestion is pointed to the teacher related to the implementation of independent reading on mini stories. First, the teacher should select the interesting mini stories which are still related to the learning objective as reading material. It is used to avoid the students' boredom on reading folklore and to make students more enjoy on reading. Second, the teacher should give the students good comments to encourage them to read more and practice more in writing. Third, the teacher should find another ways to encourage students to practice writing regularly, so the ability of students on writing is getting better. In addition the suggestion is also pointed to the other researcher. It is suggested that it could be conducted in different level of students and combined with other technique or game or interesting activities REFERENCES Abbot, Gerry et al. (1981). The teaching of English as an International Language: A practical guide. London: William Collin Sons and Co. Ltd Agustien, Helena. I.R. (2004). The 2004 English curriculum in a Nutshell (paper): presented at national seminar the teaching of ESL in Indonesia; A Reflection. 2 October 2004. Malang. Universitas Negeri Malang. Badan Standar Nasional Pendidikan. (2006). 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Teaching ESL Writing: Los Angeles. University of California. Rifa'i, A. (2007). Unpublished S-1 Thesis: the writing of analytical exposition text by the students who join English club activity in SMA Negeri 2 Nganjuk. Surabaya: UNESA Richards, J.C., Platt J. & Platt H. (1992). Longman Dictionary of Language Teaching and Applied Linguistics. Essex: Longman. Sim, Sangmin. (2007). Unpublished Thesis for achieving Doctor of Philosophy degree: A study on reading strategies in KSL class. Retrieved from http://unsworks.unsw.edu.au/vital/access/services/Download/unsworks:1136/SOURCE02?view=true on November 26th, 2013. Wenden, A. & J. Rubin. (1987). Learner Strategies in Language Learning. Englewood Cliffs, NJ: Prentice Hall.
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Ned Lebow on Drivers of War, Cultural Theory, and IR of Foxes and Hedgehogs
Drawing on classical political theories, International Relations is dominated by theories that presuppose interests or fear as dominant drivers for foreign policy. Richard Ned Lebow looks further back into the history of ideas to conjure up a more varied set of drives that underpin political action. In this Talk, Lebow, among others, elaborates on the underpinnings of political action, discusses how war drives innovations in IR theorizing in the 20th century, and likens himself to a fox, rather than a hedgehog.
Print version of this Talk (pdf)
What is, according to you, the biggest challenge / principal debate in current IR? What is your position or answer to this challenge / in this debate?
Well, the big challenge in international politics is always how do we keep from destroying one another and that's the negative question. But it is mirrored by a positive question which is, how do we build community and tolerance and peace? And that's not exactly the flip side, but that's always been the big question in IR. And part of that, I think, is how we learn to manage threatening change. Because in my perspective, that's the driving force of conflict: ultimately, both World Wars can be attributed to modernization and its destabilizing consequences. That is also the reason why it is a falsehood to base theory on that little select slice of history during the World Wars, extrapolate it, and try to think its universal. Yet that is what IR theory does: so many theorists, and so many of the people you recently interviewed, are guilty of doing that. So that's the big question and certainly, that's what drove me to study IR in the hope that I could make some small contribution to figuring out some of the answers or partial answers to these questions.
If we turn to what the central debate should be in International Theory, well, I would frame this in two parts: the first should be 'what are the different ways in which we can conceive of international theory and how, by all of us pursuing it the way we feel comfortable with, we can enrich the field without throwing bric-a-brac at each other and find ways of learning from each other?'
A few years ago, I edited a book with Mark Lichbach (Theory and Evidence in Comparative Politics and International Relations) as a rejoinder to King, Keohane and Verba's book, which we found deeply offensive. It has the narrowest framework and then they base their understanding on the Vienna school yet they seem to have forgotten that Hempel and Popper would disavow the positions that King, Keohane and Verba (KKV) are anchoring themselves in as epistemologically primitive. And the very examples they give to illustrate 'good science'—Alvarez and his groupaddressing the problem of dinosaur extinction—they fail to see that what these people did was in fact code on the dependent variable, which is the big no-no for KKV! And the reason why Alvarez et al were taken seriously, was not because they went through the order of research that KKV promoted, but rather because they came up with an explanation for a phenomenon that people have long known about—yet explanations don't figure at all in KKV's take; they had no interest in mechanisms, it was all narrow correlations. It's absurd! So we edited the book, and we invited people who represented different perspectives, but all of whom had evidence and struggled to make sense of the evidence, to talk to one another and to look at the problems they themselves find in their positions and how one could learn broadly from considering this. That's the kind of debate that seems to me is a useful one. Not who is right or wrong, but how can we learn collectively. And secondly, I think maybe we need fewer debates, and more good research.
How did you arrive at where you currently are in your thinking about IR?
I suppose it's a combination of people, books, and events, and being a dog that constantly gnaws on bones and works it through. Very clearly the Second World War and the Cold War were what brought me to the study of IR. I'm sure in their absence, considering the counterfactual, I would have gone into Astrophysics, which was the other field that really interested me.
I think the first concrete influence was as an undergraduate and then as a graduate, being struck by certain individuals whose minds seemed to sparkle; and I admired them for that and they became role models. And I would make myself, intellectually, a little Hans Morgenthau, a little Karl Deutsch; see the world through their eyes, and play with it. I never really wanted to make myself into them, but rather to benefit by seeing what the world was like when seen through their eyes. So in this sense, let me go back and draw on Boswell, Hughes, and Mill for my answer. They all conceived of identity as something that's a process of self-fashioning in which we mix and match the characteristics that we observe in other people. And the purpose of society is to throw up these role models and provide interaction with them so that we can constantly be engaging in self-fashioning. And ultimately, we create something that's novel that other people want to emulate or reject, as the case may be. And I think that mixing and matching, and ultimately creating a synthesis of my own, I developed my own approach to things.
The second element of this is to pick problems that engage me, and stick with them. My first book in IR was about international crises and I worked on this, it must have been 8, possibly even 9 years. I started out initially convinced that deterrence theory made sense but wouldn't fit the historical evidence. Then one day, while playing around, I realized the theory was wrong and by reversing it, I could understand why it didn't work and see there were very different dynamics at play. So working on a problem constantly and going back and forth between theory and empirical findings, you gradually develop your own sense of the field.
It also helps, over the course of an intellectual lifetime, to work on different kinds of problems: I've just finished a book on the politics and ethics of identity; I finished a manuscript up for review on the nature of causation and different takes on cause; and the previous two books were on counterfactuals and the origins of war. And I learned something theoretically and methodologically by throwing myself into these problems and also, in some cases, by going beyond what one would normally consider the domain of IR to look for answers. I've often done philosophy and literature in the identity book. I also go to musical texts: I have a reading of the Mozart Da Ponte Operas as a deliberate thought experiment to test out ancient regime and enlightenment identities under varying circumstances to expose what's wrong with them and to work toward a better approach of Così fantutte. And I read the music, not only the libretti, to get at an answer. Of course, when you've been doing it a long time, it keeps you alive and alert when you look at something new. I'm just finishing my 46th year of University teaching. It's a long time!
Thirdly, there were a few pivotal books. I read George Orwell's 1984 and Aldous Huxley's Brave New World in the early 50s. Both of those were very powerful books. I also read in about 1950 - Life Magazine produced a large volume on WWII and it had fabulous photographs and of course Life was famous, Robert Capa's photographs, and the text by John Dos Passos. A big big book that I read and re-read and that was a powerful influence on me. I'd say the Diary of Anne Frank, when it came out, which was not all that dissimilar but had a different ending from my own war experience, and then in high school I read, or struggled to read—I don't think I understood it—Ideology and Utopia (full text here) by Karl Mannheim, and then I read Politics among Nations and the Twenty Year's Crisis. And both those books made enormous sense to me at the time. But I think the book that over the course of my lifetime has had the most influence on me of anything is Thucydides' The History of the Peloponnesian War (read full text here).
What would a student need to become a specialist in IR or understand the world in a global way?
I am tempted to give you a flippant answer that an expert is somebody from out of town; what used to be with slides would now be with a PowerPoint presentation. I think frankly you need to do two things: you need to be analytically sophisticated and original on the one hand, but to do it well, you have to have an empirical base. There has to be some problem or set of problems that you've rolled up your sleeves, looked at the data, talk to the people who are on the ground doing these things, and you need to go back and forth between that empirical knowledge and conceptual one. That's success as a social scientist.
And traditionally, there's always been another key. You must have one foot in society in which you belong and another foot outside so you can do it as an outsider as well as an insider. That's terribly important. I think, in this sense, that Americans are more parochial than other people. They are good insiders but they are not very good outsiders and they just don't understand the rest of the world and when you read what they write about the rest of the world, you wonder what planet they are living on. If you don't see the rest of the world, you can't look at the America from another perspective. It's like people who take hegemony seriously; it's like believing in Santa Claus, except Santa Claus is benign. To gain a deep experience of the world in itself is a pre-requisite. Do a year abroad in some other culture. Learn a language. Have a relationship with someone from a different culture—you begin to learn the languages and all the rest will come. That's the way to start.
You are most famous to most people for your Cultural Theory of International Relations (2008). What does it comprise and can you say something about its classical roots?
I return to classical theory of conflict and cooperation because I find that in modern theory, all drives of human action have been reduced to appetite, and reason to mere instrumentality. The Greeks, by contrast, believed there were several fundamental drives—drives that affected politics—and while these included appetite, they weren't just appetite. Reason was more than instrumentality; it also had the goal of understanding what led to a happy life; then, next to reason and appetite, the third drive was spirit or self-esteem (the Greek thumos), which is very different and often opposed to appetite. It is about winning the approbation of others to feel good about ourselves. The difference between honor and standing—two variants of self-esteem—is that honor is status achieved within a fixed set of rules, while standing is whenever you achieve status by whatever means.
Now most existing IR theories are either only built on appetites—as liberalism and Marxism—or fear. And for the Greeks fear is not a human drive but a powerful emotion which can become a motive. And when reason loses control over either appetite or spirit, people begin to worry about their own ability to satisfy their appetites, their spirit, or even protect themselves physically. That's when fear becomes a powerful motive. Realism is of course the paradigm developed around fear. I differ in that my theory recognizes multiple motives, that are active to varying degrees at different times. They don't blend the way a solution does in chemistry, but they retain their own characteristics, even if jumbled together. So my theory expects to see quite diverse and often conflicting behavior, whereas other theories only pay attention to state behavior that seems to support their theory, and feel the need to explain away other behavior inconsistent with their theory. I revel in these variations. Second, I vary in describing what derives from these motives as (Weberian) ideal types—which means, something you don't encounter in the real world, but rather, an abstraction, a fictional or analytical description, that helps to make sense of the real world but never maps onto it exactly. So, a fear-based world gives you a very nice description of a foundation of anarchy. But of course this is an ideal-type world. Fear is only one motive. You have go to a place where civil order has broken down, like Somalia or the trenches in WWII, to see fear-based models compete.
Starting from these three motives and the emotion of fear, I argue that each of these generates a very different logic of cooperation, conflict and risk-taking; and each is associated with a different kind of hierarchy. And all of them except fear rely on a different principle of justice. Just to give an example: for actors—whether individuals or states—driven by self-esteem, they tend to be risk prone (because honor has to be won by successfully overcoming ordeals and challenges); it leads to a conflictual logic because you are competing with others for honor; and it can be rule-based (although the rules can brake down and move into fear); and the principle is one of fairness, in contrast to interest or appetite which has a principle of equality. The hierarchy is one of clientelism, where people honor those at the top, which, in return, provides practical benefits for those on the bottom. The Greeks called this hegemonia; the Chinese had a similar system.
But because any actual system is not an ideal type, we have to figure out what that mixture is and we can begin to understand foreign policies. And I try to give numerous examples in the book. And the big turning point, I argue, is modernity, where it becomes more difficult to untangle the motives and their discourses. Because in modernity both Rousseau and Adam Smith try to understand why we want material things, so the two become connected. You could argue that even in Egyptian times they were connected, in the pyramids, which are nothing if not erections of self-esteem. But it becomes more difficult and so, rather than saying, using literary texts, artistic works and political speeches as a way of determining the relationship, I approached the problem differently with the examples of the World Wars, the Cold War, and the Anglo-American Invasion of Iraq. I said let's run a test of seeing how carefully we can explain the origins and the dynamics of these conflicts on the basis of interest, on the basis of fear, on the basis of self-esteem. And I think that's methodologically defensible.
Now the interesting point is that the honor or self-esteem explanation is gone completely from modern IR explanations but does at least just a good a job—if not better—at explaining these conflicts I mention above. There is an important sense—and this is my latest book—in which going to war was the dominant way to get recognized as a great power, and I feel that the example of the war in Iraq illustrates that that principle is on the retreat.
I obviously use Greek thinking as a source here of—again, I wouldn't use the word knowledge—but as a source of insight into human nature and the recurring problems regardless of society. Some of the great writers and thinkers cannot be surpassed as sources of knowledge that we as social scientists are shadows on the cave by comparison. And I find the Greeks particularly interesting for several reasons. One, they had a richer understanding of the psyche that moderns who have adduced everything to appetite and reason to a mere instrumentality, this is, to me, an incredibly narrow, crude way of thinking of the human mind. And, for whatever reason, they were gifted with tragedians who pierced to the core of things. So I find them as a source of inspiration but it's by no way limited to the Greeks. You can pick great authors from any culture, in any century, and read them and learn a lot.
How should we understand your cultural theory of international relations in relation to the 'big' paradigms?
My theory is constructivist, at every level. I can go even further and claim that my theory is the only constructivist theory. Alexander Wendt is not a constructivist. If anything, he's a structural liberal. It did have preexisting identities and has a teleology as he believes a Kantian world is inevitable— that's quite a statement to make! And I hope he's right. On the other hand, I define constructivists in a broader way. Most constructivists start with identities and identities are certainly an important feature of my work, but my theory rests on a different premise, and that is the notion of there being certain core values which are germane to politics, and they vary in relative importance from society to society, and they find expression in different ways. So it is constructivist, I think, in the Weberian sense: we have to understand from within the culture what makes things meaningful. And, in that sense, you could bring in the notion of inter-subjective reality, but I go beyond it, because other values are always present in this mix and therefore there's behavior that appears contradictory that is often misunderstood if you apply the wrong lens to it. So there's a lack of interdisciplinary understanding as well: you have to look at both to see how the world works. So cultural theory is constructivist and it allows us to reframe and expand what constructivism means.
If I apply this constructivist thinking to one of the core principles in our approach to world politics: what is a cause? I start by asking, what does 'cause' mean, in physics? Why physics? Because physics is always the field that political scientists look at, we have 'physics envy', so to speak. And interestingly, in physics, there is no consensus about what cause means. Some physicists think that very notion of cause is unhelpful to what they do. Others are happy with regularities and subscribe to causal thinking. Still others thing that you need to have mechanisms to explain anything. Still others, and here statistical mechanics can be taken as a case in point, invoke Kantian understandings of cause. Within physics there's no argument between people adhering to these different understandings of 'cause', because you should do what works! They don't criticize one another. So if they have this diversity, why shouldn't we? Why shouldn't we develop understandings of cause that are most appropriate to what we do? So I develop an understanding I call 'inefficient causation' (download full paper here), sort of playing off of Aristotle. And it is a constructivist understanding, but it also incorporates elements that are distinctively non-constructivist. And identities are only a small piece of the puzzle.
Is there any sense to make of the way IR has evolved over the 20th century?
I think if you look at some of the central figures, it's quite easy. There are 2 great cohorts of International Relations theorists. Those born in the early years of the 20th century comprise Hans Morgenthau, John Hertz, E.H. Carr, Harold Lasswell, Nicholas Spykman, Frederick Schuman, and Karl Deutsch—who was on my dissertation committee together with Isaiah Berlin and John Hertz. The second cohort is born between about 1939 and 1945, and it comprises Robert Jervis (Theory Talk #12), Joseph Nye (Theory Talk #7), Robert Keohane (Theory Talk #9), Oren Young, Peter Katzenstein (Theory Talk #15), Stephen Krasner (Theory Talk#21), Janice Steinberg… And I'll tell you what I think the reasons are for these groups to emerge at these particular moments: the first cohort lived through World War I. And did so, fortunately, in at an age where they were too young to be combatants for the most part, but they certainly had to deal intellectually and personally with its consequences and then watch the horrors unfold of the 1930s.
And the second, my own, cohort was born at the outset of the Second World War. I think, in that group, I may be the only one of them born in Europe (France). The rest of them were born in the US. And we came of age during the most acute crisis of the cohort. So I was either in university or graduate school during the Berlin crisis, during the Cuba crisis, and certainly had an interest first in the consequences of WWII and how something like this could happen, and then living through the horrors of the Cold War, not knowing if indeed one would live through them. And that created a very strong incentive and focus for our group of people. Now a surprising number of this second group did their graduate studies at Yale: Janice Stein, I, Oren Young, Bruce Russet, Krasner, later all at Yale with Karl Deutsch. The rest, Jervis, Keohane and Krasner at Harvard with Samuel Huntington. I think you have the odd person who's born somewhere in between – so, Ken Waltz (Theory Talk #40), for instance, is younger. He must be a 1920 person, almost exactly in between these two, just as Ernst Haas.
And I wouldn't be surprised now if there is another cohort emerging, the people of around the age of Stefano Guzinni, Jens Bartelson, Patrick Jackson (Theory Talk #44). What ties this third cohort together is that they all watched the end of the Cold War and are coping with its aftermath. So I believe that it's probably two things: the external environment and the extent to which you're in an intellectually nurturing institution. And of course for our cohort, it certainly helped that there were jobs. That was not true of the earlier cohort. Almost all of them, except E.H. Carr, ended up in the US as refugees. Did you know Morgenthau started as an elevator boy in New York? Then he got a job teaching part-time at Brooklyn College because someone fell ill. His wife cleaned other people's apartments to supplement their income. Then he got a job at the University of Kansas City, which was a hellhole, and finally Harold Lasswell got called to Washington for some war work and got Chicago to hire Morgenthau to replace him.
What is the issue with the discipline today if, as you noted before, we fail to ask the most interesting questions and instead focus on method?
Well, it of course depends on which side of the pond you sit. On the American side of the pond, positivist or game-theoretical behaviorist or rationalist modeling approaches dominate the literature; it's just silly, from my perspective. It's based on assumptions which bear no relationship to the real world. People like it because it's intellectually elegant: they don't have to learn any languages, they don't have to read any history, and they can pretend they're scientists discussing universals. Intellectually, it's ridiculous. Bruce Bueno de Mesquita (Theory Talk #31) is a classic case in point. He's made a huge reputation for himself with The War Trap (1981). That book and the corresponding theory are based on a simple assumption, namely, that there's a war trap compelling states into war, because initiators win wars. But just look at the empirical record from 1945 to the present—initiators lose between 80-90% of the wars they start. And that really depends on the definition of victory. If you use the real definition, the Clausewitzian one, you have to ask: do they achieve their political goals through violence? Then the answer is, even fewer "victories". Well, let's cut them some slack, use a more relaxed definition: did they beat the other side militarily? Initiators still lose 78 or 82%—I forget exactly which percentage of their wars. And the profession right now is so ignorant of history that nobody said 'Wait a minute!' the day the book came out. Instead IR scholars all focus on this model and fine-tuning it—it's ridiculous! And well, I don't want to go on with a critique, but this is a serious problem, for it concerns a huge misunderstanding regarding one of the most important problems out there.
But what happens now is this kind of thinking metastasizes throughout the discipline because what students in International Relations or Political Science more generally are taught are calculus, statistics—and I'm not against this, one should learn them; I use them myself when I wear my psychologist hat and do quantitative research and statistical analysis—but they don't learn languages, they don't learn history, they don't learn philosophy. They are so narrow! Much of this of course has to do with the reward structure in the United States. It's clear that the statistical scientists are at the top of the hill. So, economists transform themselves into scientists; but the social scientists copy them because there are clear institutional rewards. If you look at our salaries in comparison to the salaries of anthropologists, historians—then if you sit at the edge of your chair and look over the abyss you might see the humanists down there in terms of what they get. So very clearly, there are strong institutional rewards. Once the positivist crowd got a lock on various foundations and journals, if you want a job, if you want to rise up through the profession, students tell me you have to do this stuff. IR graduate students are bricklayers that get turned out of these universities. That's the tragedy! It's no longer a serious intellectual enterprise. It's not connected to anything terribly meaningful.
And mind you, I must say, while on the other, European, side of the pond there is more diversity (one of the reasons I feel more comfortable here), at the same time there is a strong tendency to go for a certain heavy-handed brand of post-modernism. If you don't start an article with a genuflection to Foucault or De Saussure or Derrida, you don't get published. And by not looking beyond these 20th century thinkers, people in Europe are often given credit for inventing things which were common knowledge for hundreds and hundreds of years. Utterly ridiculous. But in between, there are of course people who are trying to make sense of the world, including many people in the positivist tradition who are doing good quantitative research and trying to address serious problems in the world. The difficulty is that these two extremes are often people who approach IR as a religion and they think that their way of doing research is the only way and they have no respect for others. And that's a kind of arrogance to which, to me, is a violation of what the university is all about.
Ultimately, what is good theory? One approach would be to say that a good theory is one that appears to order a domain in a way that is conceptually rigorous - to the extent that that's even possible - that is original and that raises a series of interesting questions which haven't been asked before, but which are amenable to empirical research and finally it should have normative implications. This is what Hans Morgenthau meant when he said that the purpose of IR theory is not to justify what policymakers did, but to educate them to act in ways that would lead to a better and more peaceful world. And that, I think, is the ultimate goal of IR theory that we should not lose sight of.
You indicated that Isaiah Berlin was on your dissertation committee. He famously tries to explain Tolstoy's philosophy of history (in War and Peace) through the parable of the hedgehog and the fox. If theorists constraining themselves to one drive underpinning policy choices would be hedgehogs, how would you see yourself? A fox or a hedgehog?
I am clearly a fox! I do different things. Whether I do them well is debatable. But I certainly think that I'm a man of many tricks. Of course the distinction also implies not believing in an overarching truth, and indeed, I try hard not to think about truth because I don't think you can get very far when you do. Epistemologically and eclectically, I'm a great believer that we can never really establish a cause, truth, and knowledge. One of the great problems here goes back to Plato who was shocked that craftsmen equated technical ability to produce things with knowledge—Sofia, which is wisdom. And today you have the problem one step up, so another category of knowledge for the Greeks was episteme. Aristotle would describe it as 'conceptual knowledge' or that which might even be represented mathematically. And the people who would be 'expert' in episteme think they have sofia and their claim to being a hedgehog is the same kind of conceit, a form of hubris. Berlin's distinction between hedgehogs and foxes is a very useful and nice concept to play around with.
Yet it's a bit much to reduce Tolstoy to that tension. You could do it as a game but it doesn't do much justice because there is so much else in Tolstoy. He's tilting against the French historians of the 19th century who have erected Napoleon into this strategic genius. And he does a very convincing job of showing that what goes on on the battlefield has nothing whatsoever to do with what Napoleon or anyone else who is wearing a general's ebullience or theorists hat says. And also, and in this sense, one could see him as the beginning of subaltern history of social science, he's telling the story—admittedly about aristocrats, not commoners—but he's telling the story of ordinary people on the battlefield, not the people making the decisions. So the war is in a way a background to the lives of the people, focusing our attention a very humanist way, on people. This, too, is revolutionary for his time.
Professor Richard Ned Lebow Professor of International Political Theory at the Department of War Studies, King's College London and James O. Freedman Presidential Professor Emeritus at Dartmouth College. He is also a Bye-Fellow of Pembroke College, University of Cambridge. He has taught strategy and the National and Naval War Colleges and served as a scholar-in-residence in the Central Intelligence Agency during the Carter administration. He has authored and edited 28 books and nearly 200 peer reviewed articles.
Related links
Read the first chapter of Lebow's The Tragic Vision of Politics (2003) here (pdf) Read Lebow & Kelly's Thucydides and Hegemony: Athens and the United States (Review of International Studies 2001), here (pdf) Read Lebow's Deterrence and Reassurance: Lessons from the Cold War (Global Dialogue 2001) here (pdf) Read Lebow's The Long Peace, the End of the Cold War, and the Failure of Realism (International Organization, 1994) here (pdf) Read Lebow's The Cuban Missile Crisis: Reading the Lessons Correctly (Political Science Quarterly 1983) here (pdf)
Technical Report 2018-08-ECE-137 Technical Report 2002-09-ECE-006 Engineering of Enterprises a Transdisciplinary Activity Murat M. Tanik Ozgur Aktunc John Tanik This technical report is a reissue of a technical report issued September 2002 Department of Electrical and Computer Engineering University of Alabama at Birmingham August 2018 Technkal Report 2002-09-ECE-006 Engineering of Enter·prises A Transdisciplim•ry Activity Murat M. Tanik Ozgur Aktunc John Tanik TECHNICAL REPORT Department of Electrical and Computer Engineering University of Alabama at Birmingham September 2002 ENGINEERING OF ENTERPRISES A TRANSDISCIPLINARY ACTIVITY OVERVIEW Contributed by: Murat M. Tanik, Ozgur Aktunc, and John U. Tanik This module is composed of two parts: Part I surveys and defines Enterprise Engineering in the context of transdiscipline. Part II introduces Internet Enterprise and addresses engineering implementation consider ations. PART I ENTERPRISE ENGINEERING ESSENTIALS 1 INTRODUCTION When Henry Ford rolJed out his first automobile assembly during 1913, he created the archetype of single-discipline enterprise. Ford's adventure was a self-contained and efficient exercise in mechankal engineering. With no competition, no regulatory constraints, and no pressing need for cross-disciplinary partnerships, from design development to process development, all ideas primarily originated from Ford's own engineers. The world is a different place today. Automobiles are complicated hybrids of mechanical, electrical, electronic, chemicaJ, and software components. Modern 4 manufacturers must now pay dose attention to new technological developments in hardware (mechanisms associated with physical world), software (mechanisms associated with computational world), netware (mechanisms associated with communications), and peopleware (mechanisms associated with human element). The changes experienced in the automotive industry exemplify the needs of the ever increasingly complex nature of today's modern enterprise. In other words, the ubiqui tous existence of the ";computing element" forces us to take into account disciplinary notions, ranging from psychology to ecology. In one word, the world is becoming transdisciplinary. In this world of transdisciplinary needs, we need to approach designing of enterprises as engineers, moving away from the traditional ad hoc approach of the past. This module expl ai n~ the changes to be made to current enterprise organization in order to be successful in the networked economy. A brief definition of Enterprise Engineering is given as an introduction, foJJowed by a summary of Enterprise Engineering subtopics, namely modeling, analysis, design, and implementation. In the last section of Part I, the definition of an intelJigent enterprise is made with an emphasis on knowledge management and integration using Extensible Markup Language (XML) technology [1]. 2 DEFINITION The Society for Enterprise Engineering (SEE) defined Enterprise Engineering as ";the body of knowledge, principles, and practices having to do with the analysis, design, implementation and operation of an enterprise" [2]. Enterprise Engineering methods include modeling, cost analysis, simulation, workflow analysis, and bottleneck analysis. 5 In a continually changing and unpredictable competitive environment, the Enterprise Engineer addresses a fundamental challen ge: ";How to design and improve all elements associated with the total enterprise through the use of engineering and analysis methods and tools to more effectively achieve itsgoals and objectives" [3]. Enterpr.ise Engineering has been considered as a disdpline after its establishment in the last decade of the 20th Century. The discipline has a wor]dvicw that is substantial enough to be divided into sub-areas, with a foundation resting on several reference disciplines. In the Enterprise Engineering worldview, the enterprise is viewed as a complex system of processes that can be engineered to accompli sh specific organizational objectives. Enterprise Engineering has used several reference disciplines to develop its methods, technologies, and theories. These reference disciplines can be listed as the following: Industrial Engineering, Systems Engineering, Information Systems, Information Technology, Business Process Reengineeling, Organizational Design, and Human Systems [2]. 2.1 Understanding Enterprise Engineering Like most engineering profession als, Enterprise Engineers work on four main areas: modeling, analyzing, design, and implementation. One important issue facing Enterprise Engi neering is the development of tools and techniques to support the work of analyzing, designing, and imp1ementjng organizational systems. These tools must assist enterprise engineers in the initial transformation of functional, often disjoint, operations into a set of integrated business processes replete with supporting information and control systems [4]. To develop new models of enterprises, the enterprise should be analyzed 6 using process analysis, simulation, activity-based analysis, and other tools. Also an abstract representation of the enterprise and the processes should be modeled in a graphical, textual, or a mathematical representation. The . design issues in Enterprise Engineering consist of developing vision and strategy, integration and improvement of the enterprise, and developing technology solutions. Lastly, implementation deals with the transformation of the entetprise, integration of corporate culture, strategic goals, enterprise processes, and technology. We will take a look at these areas in the fol1owing section: • Enterprise Engineering Modeling (EEM), • Analyzing Enterprises, • Design of Enterprises, and • Implementation. 2.2 Enterprise Engineering Modeling Enterprise Engineering Modeling (EEM) is basically dealing with the abstraction of engineering aspects of enterprises and connecting them to other business systems. The model encompasses engineering organizations' products, processes, projects, and, ultimately, the ";engineered assets" to be operated and managed. EEM coordinates design and deployment of products and assets at the enterprise level. It integrates engineering information across many disciplines, allows engineering and business data to be shared through the combinatjon of enterprise IT (information technology) and engineering IT, and simulates the behavior of intelligent, componentbased models [5). 7 The selection and design of enterprise processes for effective cooperation is a prime objective of Enterprise Engineering. Enterprise models can assist the goal of Enterprise Engineering by helping to represent and analyze the structure of activities and their interactions. Models eliminate the irrelevant details and enable focusing on one or more aspects at a time. Effective models also facilitate the discussions among different stakeholders in the enterprise, helping them to reach agreement on the key fundamentals and to work toward common goals. Also it can be a basis for other models and for different information systems that support the enterprise and the business. The enterprise model will differ according to the perspective of the pers.on creating the model, including the visions of the enterprise, its efficiency, and other various elements. The importance of an enterprise model is that it wm provide a simplified view of the business structure that will act as a basis for communication, improvements, or innovations and define the Information Systems requirements that are \ necessary to support the business. The term business in this context is used as a broad term. The businesses or the activities that can be represented with Enterprise Engineering models do not have to be profit making. For example, it can be a research environment with the properties of an enterprise. Any type of ongoing operation that has or uses resomces and has one or more goals, with positive or negative cash flow, can be referred to as a business [6]. The ideal business model would be a single diagram representing all aspects of a business. However this is impossible for most of businesses. The business processes are so complex that one diagram cannot capture all the information. Instead, a business model is composed of different views, diagrams, objects, and processes: A business 8 model is illustrated with a number of different views, and each captu~cs infmmation about one or more specific aspects of the businesses. Each view consists of a number of diagrams, each of which shows a specific part of the business structure. A diagram can show a ~1ructure (e.g., the organization of the business) or some dynamic collaboration (a number of objects and their interaction to demonstrate a process). Concepts are related in the diagrams through the use of different objects and processes. The objects may be physical such as people, machines, and products or more abstract such as instructions and services. Processes are the functions in the business that consume, refine, or use objects to affect or produce other objects. There are cunently hundreds of modeling tools for enterprises, and many modeling techniques such as Integrated Definition Language (IDEF), Petri-Net, Unified Mode1ing Language (UML), and meta-modeling. Modeling involves a modeling language and the associated modeling tools. Different enterprises may need different modeling tools according to the nature of the enterprise. Before selecting the modeling tool, a detailed analysis should be made to select the most appropriate modeling language and the tool. For the software industry, UML has become the standard modeJjng language [7]. 2.3 Enterprise Analysis The increasing complexity of enterprises has stimulated the development of sophisticated methods and tools for modeling and analysis of today's modern enterprises. Recent advances in information teclu1ology along with significant progress in analytical and computational techniques have facilitated the use of such methods in industry. 9 Applying Enterprise Analysis methods results in a documentation that supports a number of programs, which are as follows: strategic information resource planning, information architecture, technology and services acquisition, systems design and development, and functional process redesign. Most organizations have a wealth of data that can be used to answer the basic questions supporting strategic planning: who, what, where, and bow much. By modeling with these data using an Enterprise Analysis toolset, the enterptise models can be built incrementally and in less time. The most important use of Enterprise Analysis is that it presents the organization's own business, demographic, and workload data in a compelling manner to tell the story. Whether they are used to support programs for acquisitions, information architectures, or systems development, Enterprise Analysis studies are rooted in the business of the organization and thus are easily understood and supported by executive management. 2.4 Enterprise Design The design of an enterprise deaJs with many issues, including development of a vision and a strategy, the establishment of a corporate cu.lture and identity, integration and improvement of the enterprise, and development of technology solutions. Optimization of several perspectives within an enterprise is the objective of Enterprise Design. Examples of enterprise perspectives include quality, cost, efficiency, and agility ,. and management perspectives s uch as motivation, culture, and incentives. For example, consider the efficiency perspective. The modeling task will provide ontologies (i.e., object libraries) that can be used to construct a model of the activities of a process, such as its resource usages, constraints, and time. Based on these models the efficiency 10 perspective will provide tools to design, analyze, and evaluate organizational activities, processes, and structures. These tools will also be capable to represent and model the current status of an enterprise and to analyze and assess potential changes. One issue is wbetber there exists sufficient knowledge of the process of designing and optimizing business activities/processes to incorporate in knowledge-based tools. The main goal of an Enterprise Design application is to deveJ~p a software tool that enables a manager to explore alternative Enterprise Designs that encompass both the stmcture and behavior of the enterprise over extended periods of time. lssues such as motivation, culture, and incentives are explored, along with other relevant parameters such as organizational structure, functions, activity, cost, quality, and information [8]. 3 STRATEGY FORMULATION FORE-BUSINESS Electronic commerce is becoming a growing part of industry and commerce. The speed of technological change is enabling corporations large and small to transact business in a variety of ways. Today, it is routine practice to transact some aspect of business electronically from e-mail to exchanging data via Electronic Data Interchange (EDI), World Wide Web (WWW), and various shades these technologies. Numerous benefits accrue to corporations when they use automated capabilities. In order to maximize such benefits, electronic enterprises must base their efforts on welJdeveloped strategies. In this manner, tbe probability of success is increased many folds. Embarking on electronic commerce or business should never be thought of as the sole quest of the information systems department. The following strategies are a synthesis of II best practices introduced to assist information systems departments to prepare the organization for the information age [9, 1 0]. 3.1 Strategy 1 - Improve Corporate System DeveJopment Skms In addition to developing technical skills, corporations must pay close attention to effective communication, eliminating cross-functional language barriers, and improving inadequate facilities in geographically dispersed systems. 3.2 Strategy 2 -Build a Proactive Infrastructure There must be a constant effort to keep up with technological changes. Frequently, these changes trickle down from the top as a result of various business strategies. For example, top managers may discover that they need video-conferencing capability, and the information technology people are under pressure to deliver it. This kind of approach will put the chief information officer(CIO) in a reactive posture, trying to put out fires as they appear. In putting out such fires, local resources may be used to satisfy higher level needs without any obvious benefits to local managers who may resent this fact and create barriers against success. CIOs should try to get the cooperation of all users in anticipating system needs. If users are not satisfied with an imposed system, they wiiJ try to build their bootleg systems for their own needs. Thus, project needs should be anticipated as far as possible and should be planned to meet both short-term goals of management and yield benefits for the development of the infrastmcture of the corporation in the Jong term. 12 3.3 Strategy 3 - Consolidate Data Centers A corporation embar1dng on developing an e-business system must realize that there do already exist semiautonomous data centers distributed throughout various geographical locations. There may have been a time when such data centers were desirable. Today, e-business demands integrated information systems, and the data centers must be consolidated. An integrated information system is far more effic ient in controlling corporate operations. Obviously, operating fewer facilities, maintaining minimum levels of inventory, and giving better service to customers will bring handsome returns to corporations. During the consolidation process, a number of problems of compatibility and standardization will occm, but tackling such problems is better than having semiautonomous data centers. 3.4 Strategy 4 - Standardize Data Structures As corporations grow, different data processing systems and data centers proliferate, especiaUy in transnational corporations. Consolidating data centers and systems as suggested in strategy 3 may not be sufficient. Corporations need to determine data needed at global levels and standarclize them. Standardization may not be possible for certain applications in an international setting since regulatory accounting of different countries may be a roadblock. However, this should not be taken as a signal for nonstandardization. Standardization will make useful information available throughout the corporation. For example, these days many corporations are adapting XML as part of data stmcture consolidation strategy. XML issues are addressed in the next section with more detail. 13 3.5 Strategy 5 - Accommodate Linkages with Cui-rent Strategic Allies and Provide Expansion for Future Str ategic Alliances Recent developments in globalization and Internet technology are spurring corporations to form sliategic alliances. Automobile manufacturers are, for example, forming alliances to influence prices and qualities of their raw materials and parts purchases. Similar alliances are growing at an accelerated pace in other industries. These alliances are designed to create not only purchasing power but also a variety of other mutual interests, from technological co-operation to joint production. 3.6 Strategy 6 - Globalize Human Resource Accounting As companies centralize their information systems through computerization, a global inventory of human skills should be developed. Frequent human resource problems arjse when Information Systems (IS) personnel focus locally rather than globally. Recmiting of specialists, for example, must be done not with a local perspective but with a global one. This will help eliminate possible redundancies with potential savings. 4 INTELLIGENT ENTERPRISES Enterprises competing in global markets assume complex organizational forms such as supply chain, virtual enterprise, Web-based enterprise, production network, e-business, and e manufacturing. Common traits of these organizations are willingness to cooperate, global distributed product development and manufacturing, and high coordination and communication. These traits have led the trend of transformation from 14 capital intensive to intelligence intensive entetprises [1 1]. Visions of the organization's future e-Business roles as an intelligent enterprise could be formulated as follows [12]: • Transparent - Intelligent enterprises will contain substantial amounts of information on capabilities, capacities, inventories, and plans that can be exchanged between tools, servers, and optimizing agents that will augment capabilities of their human masters. • Timely - Intelligent enterprises will be designed to meet a customer need exactly when the customer wants it. • Tuned - Through collaboration and sharing of knowledge, the intel1igent enterprise wiJl serve customer needs with a mjnimum of wasted effort or assets. 4.1 Knowledge Management and Integration with XML One important challenge for enterprises today is storing and reusing knowledge. For many organizations, up-to-dale knowledge of what is relevant and important to customers distinguishes their offerings. The challenge is to assimilate this rapidly changing knowledge about products and services quickly and distribute it rapidly to leverage it for improved performance and quality service. This means finding all knowledge that is embedded in and accessed through technologies and processes and stored in documents and external repositories and being able to share it quickly with the customers. The capital-based organization needs to transform into bigh-perforrn.ing, processbased, knowledge-based enterprises, characterized by agility, f lexibility, adaptability, and willingness to learn. To overcome the difficulties during the transformation, powetful tools are needed to manage the knowledge within the enterprise and to develop the 15 communication between the company and the customers. The key tool to be used within this process is XML, which will set the standards of communication and wm help to manage the knowledge [13]. To understand how XML will help us managing the knowledge, a def111ition of a knowledge-based business is needed. 4.2 Knowledge-Based Businesses The following six characteristics of knowledge-based business were defined in Davis and Botkin [14]. ~hese characteristics are actually guidelines for businesses to put their information to productive use. 4.2.1 The More You Use Knowledge-Based Offerings, The Smarter They Get This characteristic fits in the customer-defined offerings the companies give. For example, a credit card company can build a system that could understand the buying patterns of a customer that can protect the customer from fraud. A news agency can change the interface of its system to give the type of news that a newspaper or journal requests. Knowledge-based systems not only get smcuter but also enable their users to learn. For example, General Motors' computer-aided maintenance system not only helps novice mechanics to repair automobiles but also helps expe1t mechanics to refine their knowledge. As the technology advances, the amount of information that a mechanic needs to know expands rapidly. With tllis system a mechanic can leverage the knowledge of all mechanics using the system. As a result, the system continually improves, as does the service quality. 16 4.2.2 Knowledge-Based Products And Services Adjust To Changing Circumstances When knowledge is built into a product, the product may adjust itself in a smart manner to changing conditions. For example, a glass window that may reflect or transmit sunlight according to temperature is such a product. Producing tbese producl:s will not only be marketed well but also have important economical advantages. Tbe smart pr~ducts will guide their users as well. 4.2.3 Knowledge-Based Businesses Can Customize l1teir Offerings Knowledge-based products and servkes can determine customers' changing paltems, idiosyncrasies, and specific needs. For example, a smart telephony system can understand which language will be used on specific num bers~ also by using the voice recognition system, the need for telephone credit cards can be diminished. 4.2.4 Knowledge-Based Products A11d Services Have Relatively Short Life Cycles Many knowledge-based products have short life cycles, because they depend on the existing market conditions; their viability is short-lived. For example, the foreign exchange advisory services offered by a commercial bank are highly specialized and customized for corporate clients. Such services should be constantly upgraded to keep the profits and the proprietary edge. 4.2.5 Knowledge-Based Businesses Enable Customers To Act In Real Time Information becomes more valuable when it can be acted on constantly. A system that will deliver the tour book information while you are driving the car will have a great 17 value. An interactivity. added to the system will make the product's value even higher. Knowledge-based products can also act in real time. For example, a copier machine that calJs the maintenance provider when an error occurs wiJJ have a great value in this sense. 4.3 XML's Role in Business Applications The smallest cluster of knowledge is data. These are basic building blocks of information that come in four particular forms: numbers, words, sounds, and images. Manipulation of the data determines its value. The arrangement of data into meaningful patterns is information. For example, numbers can be arranged in tables, which is information; a series of sounds, which is music, can also be considered as information. Today, an important challenge for Internet-based businesses is using the information efficiently and in a productive way that will upgrade the information to knowledge. Thus, we say that knowledge is the application and productive use of information. The shift from the information to knowledge age will be via technology. The new enabling technologies of software development such as XML, J2EE, and Visual Studio are forcing e-businesses to build knowledge-based businesses. Here we will explain the most important enabling technology, XML, within the development of e~businesses. XML can be used effecti~ely for exchanging of business documents and information over the Internet. XML is a standard language that simultaneously presents content for display on the Intemet and describes the content so that other software can understand and use the data. Therefore XML can be a medium through which any business application can share documents, transactions, and workload with any other 18 business application [15]. In other words, XML can become the common language of ebusi. ness and knowledge management. One impmtant property of XML is providing .information about the meaning of the data. Thus, an XML-Jonnatted document could trigger a software application at a receiving company to launch an activity such as shipment loading. But to provide that level of data integration, trading partners would have to agree on definiti ons for the various types of documents as well as standard ways of doing business. In addition to facilitating e-commerce, having common defini tions and uses for data also enable an enterprise to better leverage the .knowledge ctmenrly stored in information silos. XML supports the searching and browsing of such information sHos [16]. It structures documents for granularity, such as alJowing access to sections within documents and fine-tuning retrieval Also, it annotates documents, which enables users to not restrict themselves to what is in the document. XML organizes documents by classifying documents into groups and supports browsing them. AdditionaiJy, it has Hyper Text Markup Language (HTML)-like linking options that help the information users to find the documents they arc seeking. Fig. I shows the tools that are common in the organization of information through XML. XML is the next evolution in knowledge management, and organizations are beginning to understand the potential of this technology to develop enterprise-wide information architectures. As a technology, XML does not bring any value to an organization. The value of XML wHI depend on how it js used within a company. The agreement on data definitions within an enterprise has always been a hard task. At rn.inlmum, XML should be implemented strategically within the organization. Ideally, the 19 Annotate Documents I RDF I Schemas J:: I XML I (.---, X-Poin- ter--, Fig. 1. Organization of information through XML. implementation should include strategic partners and other organizations that have a need to share data and information. XML is a majm advance in the standardization of information sharing across traditional information boundaries, both internal and external Information security and privacy issues are major concerns revolving around customer and corporate data flowing across wires. Successful knowledge management in a company often depends on having access to information outside the enterprise walls. XML can also be of value here by helping to improve the functioning of supply chains and the extranet. In conclusion, it becomes obvious that managing knowledge requires better tools. We need to create systems that manage documents, as people would do, and we know that better tools need better documents. Thus by building on a solid knowledge management strategy using XML, we believe an organization can gain competitive differentiation in the near future. 20 PART II INTERNET ENTERPRISE IMPLEMENTATION CONSIDERATIONS 1 INTRODUCTION In the first section of this module we introduced essential elements of enterprise engineering in abstract and general terms. Building on the notions explored in the first section, we will address here, specifics concerning designing and implementation of Internet enterprises. In this section, a review is provided of the key concepts and concerns an Internet enterprise engineering (IEE) project would encounter and need to address. Business engineering fundamentals, technologies, and strategies for the lrlternet such as Unified Modeling Language, Cosmos Model, Enterprise Maturity Model, Web Business . Models, Methods of Electronic Transaction, Online Contracts, Security Protocols, selected integrated development tools, Next Generation Internet, and Internet2 arc covered. Over 20 occupational roles within IEE are identified and described separately. A technology implementation platform and strategy are introduced, along with marketing and customer retention technologies and strategies on the Internet A detailed overview is provided of the various Internet business tools, technologies, and terminology for the systematic construction of new ventures on the Internet l7]. For convenience, all these issues are summarized in table fmm at the end of this section. 2 BUSINESS ENGINEERING FUNDAMENTALS 2.1 UML: Officially introduced in November 1997, UML has quickly become the standard modeling language for software development [6]. It bas a business model approach that provides a plan for engineering an orchestrated set of business functions. It 21 provjdes a framework by which business is to be performed, allowing for changes and various improvements in the process. The model is designed to be able to anticipate changes in business function in order to maintain an edge on the competition. One of the advantages of modeling in UML is that it can visually depict functions, relationships, and paradigms. UML is a recommended tool for business analysts to break down a large-scale business operation into its constituent parts. Capturing a business model in one diagram is not realistic, so it should be noted that a business model is actually composed of a number of different views. Each view is designed to capture a separate purpose or function without losing any important overall understanding of the business operation. A view is composed of a set of diagrams, each of which shows a specific aspect of the business structure. A diagram can show a structure or a kind of dynamic collaboration. The diagrams contain objects, processes, rules, goals, and visions as defined in the business analysis. Objects contain information about mechanisms in the business, and processes are functions that use objects to affect or produce other objects. Objectoriented techniques can be used to describe a business. There are similar concepts in business functions that mn parallel to object-oriented techniques of designconceptualization. Another advantage of UML is derived from the ability of business modelers and software developers to use the same conceplualization tools and techniques to achieve a common business end. Additionally, the power of UML is derived :from its ability to transcend tbe standard organizational chart [ 17]. 22 2.2 Cosmos Model: A generic approach for a business to manage change is through a holistic framework as described by Yeh in his three-dimensional model called Cosmos (Fig. 1). One of the important aspects of this model is that three dimensions exist interdependently because each dimension behaves as an enabler and an inhibitor to the other dimensions. The ";activity structure" dimension covers how work is structured in an organization, factoring in the steps and tasks that are taken to achieve an appropriate level of workflow. The ";infrastructure dimension" covers how resources are allocated and factors in the assets of an enterprise. The ";coordination dimension" covers how information is created, shared, and distributed. The cultural aspects of the enterprise are factored in here. The Cosmos model provides a conceptual space bounded by concrete factors for successfully navigating from one point of an organizational situation to another. Infrastructure Long-term vs. short-term objectives Activity Structure Stability vs. Flexibility Target Coordination Structure Modu]arity vs. Interconnectedness Fig. l. Cosmos model--holistic framework for managing change. [13) 23 The Cosmos model is an abstract tool for managers to guide their company along the best possible path. The trade-offs between the three dimensions at each point in the journey along the path are what the manager must determine to be most effective and best for the organization as a whole. In the case of work structure, there is an inherent tradeoff between stability and flexibility. In the case of a coordination structure, there is a tradeoff between strictly aligning of human resources with company objectives and providing each operating unit with sufficient autonomy. More autonomous organizations are generally organized with a greater degree of modularity, allowing for the ability to make rapid decisions by adapting to changing market conditions. In the case of infrastlucture, there is a trade-off between seeking short-term gain versus long-term gain. Overall, the Cosmos mode] provides an executive or project manager with another technique to visualize the overaJJ situation and path of an organization by laking into account the three dimensions that correspond to the three main forces that affect its future [ 18]. 2.3 Enterprise Maturity Model: In order to characterize a business in terms of its level of maturity, focus, activity, coordination, and infrastructure, please refer to Table l, provided by Yeh [18]. The table provides an overview of the various levels of enterprise maturity. 2.4 Web Business Models: Entrepreneurs who wish to start e-businesses need to be aware of e-business models and how to implement them effectively. The combination 24 of a company's policy, operations, technology, and ideology defines its business model. Table 2 describes in more detail the types of business models in existence today [6, 19]. 2.5 IVIethods of Elech·onic Transaction: There are various methods and mechanisms that merchants can collect income through electronic transactions. Table 3 provides the types of transactions covered such as credit card, e-walJets, debit cards, digital currency, peer-to-peer, smartcards, micro-payments, and e-billing [19]. 2.6 OnJine Contracts: An online contract can be accomplished throt1gh the use of a digital signature. Digital signatures are the electronic equivalent of written signatures. The Electronic Signatures in Global and National Commerce Act of 2000 (E-sign Bi11) recently passed into law were developed for use in public-key cryptography to solve the problems of authentication and integrity. The purpose of a digital signature is for electronic authorization. The U.S. government's digital authentication standard is called the Digital Signature Algorithm. The U.S. government also recently passed digitalsignature legislation that makes digital signatures as legally bindiqg as handwritten signatures. This legislation is designed to promote more activity in e-business by legitimizing online contractual agreements. 2.7 Security Protocols: Netscape Communkations developed the SSL protocol, developed as a non-proprietary protocol commonly used to secure communication on the Internet and the Web. SSL is designed to use public-key technology and digital 25 certificates to authenticate the server. in a transaction and to protect private information as it passes from one party to another over the Tnternet. SSL can effectively protect information as it is passes through the Internet but does not necessarily protect private information once stored on the merchant's server. An example of private information would be credit card numbers. When a merchant receives credit-card information with an order, the information is often decrypted and stored on the merchant's server until the order is placed. An insecure server wi th data that are not encrypted is vulnerable to unauthorized access by a third party to that information. SET protocol was developed by Visa International and MasterCard and was designed speci.tically to protect e-commerce payment transactions [20]. SET uses digital certificates to authenticate each party in an e-commerce transaction, including the customer, merchant, and the merchant's bank. In order for SET to work, merchants must have a digital certificate and special SET software to process transactions. Additionally, customers must have complementary digital certificate and digital walJet software. A digital wallet is similar to a real wallet to the extent that it stores credit (or debit) card information for multiple cards, as well as a digital certificate verifying the cardholder's identity. Digital wallets add convenience to online shopping because customers no longer need to re-enter their credit card information at each shopping site. 2.8 Integrated Tool Example: Drumbeat 2000: Macromedia Drumbeat 2000 is a tool capable of accepting and delivering complex infmmation and functionality through a web-interface [21]. The tool aids a visually skilled Web designer in competitively building a website without necessarily having to do any coding, which is useful in the 26 initial prolotyping phase. It is a tool that can interact with the back-end database with the ability to build a user-friendly client-side using Active Server Page (ASP) Web technology. ASP technology enables a real-time connection to the database, so any changes made to the database are immediately re flected on the client side. Macromedia D1umbeat 2000 claims to provide everything needed to build dynamic Web applications and online stores visually at a fraction of the typical development time and expense. The designers of Drumbeat 2000 also cl aim that the development environment can keep up with continuously evolving web technology, thus making it a future-oriented technology. 2.9 NGI: This initiatjve is a mulli-agency Federal research and development program began on October 1, 1997 with the participation of the following agencies: DARPA, DOE, NASA, NIH, NIST, and NSF (Table 4). These agencies arc charged with the responsibility of developing advanced networking technologies and revolutionary applications that require advanced networkjng. 2.10 Internet2: The Intemet2 is a consortium of over 180 uruversit ies leading the way towards a partnership with industry and government to develop advanced network applications and technologies in order to accelerate formation of a more advanced Internet. The primary goals of Internct2 are to create a leading edge network capability for the national research community, enable revolutionary Internet applications, and ensure the rapid transfer of new network services and applications to the broader Internet community. Through Intemet2 working groups and initiatives, Internet2 members are 27 collaborating on advanced app.lications, middleware, new networking capabilities, advanced network infrastructure, partnerships, and alliances [22). 3 OCCUPATIONAL ROLES IN illE In order to build, deploy, and maintain an Internet Enterprise, certain roles and positions most be filled for the organization to be effective. Table 5 lists and describes many of the relevant roles required within an enterprise initiative, such as Chief Privacy Officer (CPO), in addition to the more traditional organizational roles such as Chief Executive Ofilcer (CEO), Chief Technology Officer (CTO), and Chief Financial Officer (CFO) [20, 23]. 4 TECHNOLOGY IMPLEMENTATION AND STRATEGY 4.1 Microsoft Dotsmart Initiative: There are various approaches to imp.lementing strategic planning and technology implementations. For illustrative purposes, Microsoft is considered in this thesis to be one such approach for enterprise planning. Once the overall conceptualization and business pattern is created and a.ll the necessary occupational roles within the organization are identified, it is necessary to identify exactly which technology to utilize in order to build and implement the business venture. As the requirements of a business are analyzed, a useful guide is the Microsoft Dotsmarl Initiative. This mode of business analysis will help determine which business engineering concepts to use and what kinds of personnel are needed to 1un the operation. Additionally, the Microsoft Dotsmatt Initiative provides key points to address when building an Intemet operation from scratch. 28 4.2 Microsoft Technology Centers (MTCs): MTCs are areas designed for groups of entrepreneurs, Information Technology personnel, and businessmen for the rapid development. of robust e-commerce solutions. At these facilities, developers, entrepreneurs, and high-technology business persons use Microsoft Technology and the relevant knowledge to build enterprise solutions. The centers provide the essentials a team would need to develop an enterptise from the initial conception of the idea to launch. Microsoft provides essential equipment, support, and expe11ise, with an application of a ";best-practices" approach. These best practices have been tested before at MTCs, expediting the development progress and time to market. Laboratory sessions are designed to bring together an assortment of entrepreneurial individuals as they facilitate the development process using the latest Microsoft products. The MTCs offer customers wishing to capitalize on emerging Microsoft.NET technologies the service, infrastltlctme, and development environment to accelerate their projects and reduce thejr risk. The working laboratory is intended to help customers develop and test next-genera6on e-commerce technologies and demonstrate further the value of Windows platforms and other industry-standard systems for powering ebusiness. 4.3 Impact of XML: XML represents a more general way of defining text-based/ documents compared to Hypertext Markup Language (HTML). Both HTML and XML descend from Standard Generalized Markup Language (SGML). The greatest difference between HTML and XML is the flexibi lity of the allowable tag found in XML. An XMLbased document can define its own tags, in addition to including a set of tags defined by a 29 third-party. This ability may become very useful for those applications that need to deal with very complex data structures. An example of an XML-based language is the Wireless Markup Language (WML). WML essentially allows text pm1ions of Web pages to be displayed on wireless devices, such as cellular phones and personal digital assistants (PDAs). WML works with the Wireless AppHcation Protocol (W AP) to deliver this content. WML is similar to HTML but does not require input devi ces such as a keyboard or mouse for navigation. In the case of a PDA thal requests a Web page on the Intemet, a WAP gateway receives the request, translates it, and sends it to the appropriate Internet server. In response, the server replies by sending the requested WML document. The WAP gateway parses this document's WML and sends the proper text to the PDA. This introduces the element of device portability. 4.4 Microsoft.Net Initiative: Microsoft announced a new generation of software called Microsoft .NET. This software is intended to enable every developer, business, and consumer to benefit from the combination of a variety of new Internet devices and programmable Web services that characte1ize NGI. Microsoft is trying to create an advanced new generation of software that wiiJ drive NGI. This initiative is called Microsoft.NET and it.s key purpose is to make information available at any time, in any place, and on any device. 4.5 Microsoft BizTalk 0 1·chestration: For IEE purposes, BizTalk Server 2000 is the considered a nex t-generation software that plays an important role in forming the infrastructure and tools for building successful e-commerce communities. The core of 30 BizTalk Server offers business document routing, transformation, and tracking infras tructure that is mles based. BizTalk Server offers many services that allow for quickly building dynamic business processes for smooth integration of applications and business partners while utilizing pubJic standards to ensure interoperability. Essentially, BizTalk server provides a method to build dynamic business processes quickly. 4.6 Back-end Configurations Using Microsoft Technology: In the design of the backend of a website, special considerations must be given to security. This is done by providing a kind of safety buffer from the greater world of the Internet using a demiUtarized-zone (DMZ) strategy. The components of a DMZ such as the firewall, the front-end network, the back-end nelwork, and the secure network function as a security buffer from the outside world. 4.7 Rapid Economic Justification (RE.fl: The REJ framework makes it possible for IT and business executives to demonstrate how specific investments in IT will eventually benefit the business, ensuring in the process that the IT projects are aligned with the specific business strategies and priorities. IT investments play a critical role in Internet enterprises. Important decision-making at the early stages of any venture does require an effective methodology to identify the best strategic IT investments. Leaders in the upper echelon of organizations such as CEOs, CTOs, and CFOs are being overwhelmed with complex information. REJ may prove to be a reliable method to quickly evaluate the true value worth and potential of a company by taking into consideration its intangible IT assets. 31 In the past, companies developed metrics for the valuation of IT investments on the basis of cost improvements. Metric methodologies have focused on Total Cost of Ownership (TCO), whereas the strategic role of IT in boosting new opportunities for business has been largely ignored. Understandably, the benefits of IT can be traced to ways of measuring business value the traditional way. Unfortunately, current business practices are not necessarily adequately equipped to handle the complexities of the New Economy. Although the economic justification of IT projects has been researched extensively in the past decade, the problem is that these metiJods and techniques require too much data-crunching power and time to prepare. These unwieldy research techniques need to be replaced by a new and practical approach to quantify swiftly and accurately the true value of IT investments. 5 MARKETING AND CUSTOMER RETENTION 5.1 Online Marketing: The Internet provides marketers with new tools and convenience that can considerably increase the success of their marketing efforts. An Internet marketing campaign such as advertising, promotions, public relations, partnering and Customer Relationship Management (CRM) systems are all an integral prut of the marketing process. Table 6 describes the various techniques at the marketer's disposal when using the Internet as the medium of customer information delivery [19]. 5.2 CRM Systems: CRM is a general but systematic methodology using both business and technological techniques to maintain and grow a business's customer base. CRM systems enable a business to keep detaj led records on the activity of its c ustomers 32 by using new, sophisticated tracking systems on the Internet. Table 7 shows various areas where CRM technology and CRM business techniques can assist in managing a customer base [19]. 5.3 Web Design Technology Example: Dreamweaver Technology: Macromedia Dreamweaver is Web technology for building websites on the Internet without the need for programming directly in HTivlL [21]. Also, Web designers are easily able to create Web-based leaming content with Dreamweaver 4.0. A Web designer has the ability to create site maps of the website that can be easily maintained and enhanced. This is a very popular technology available on the market that can be used to make professional quality websites for marketing and promotional purposes. 5.4 Web Enhancement Technology Example: Flash Technology: Macromedia Flash is a multimedia technology for applications on the Web. This technology gives the user, especially one not artistically talented, the ability to develop interactive animations that can look quite impressive. A flash movie can be embedded into a Web site or run as a standalone program, and Flash is compatible with Dreamweaver. Flash movies can be made with sound and animation, so it is useful as a software tool to produce demonstrations at the user-interface. Flash can be used on CD-ROMs and allows for the construction of cross-platform audio/video animations and still jmages. 33 \ 6 SUMI\-IARY TABLES We would like to reiterate emphasis areas for Electronic Enterprise as listed in the introduction of this module. These are a) hardware (mechanisms associated with physical world), b) software (mechanisms associated with computational world), c) netware (mechanisms associated with communications), and d) peopleware (mechanisms associated with human element) [23, 24]. Following tables provide a useful Jist in all these areas. For convenience, we include all summary tables in following order: Table 1 Enterprise Maturity Levels Table 2 Web Business Models Table 3 Electronic Transactions Table 4 NGI Participating Agencies Table 5 Occupational Roles in lEE Table 6 Marketing Techniques on the Internet Table 7 Customer Relationship Management 34 Table 1 Enterprise Maturity Levels Levels Focus Activity Coordination Infrastructure 5. Whole Human-society Process Self-directed teams Long-term oriented; in engineering dominate orientation, harmony with methodology workplace; toLal personal mastery, nature, people institutionalized; alignment; open, heavy investments routinely do the Flexible and honest in IT, continuous right things: predictable communication improvement change is second process, right the channels institutionalized nature first time, value- throughout adderl activities only 4. Wise Stakeholders and Process monitored Organjzational Organi:z.ation community automatically for structure based on competency oriented in high performance; cross-trained case management; harmony with dominated by teams; vision continuing community; value-added al igned with the education; team-people routinely activities; high needs of the based structure; doing things right. degrl:e of society tenm-oriented HR Changes are concurrency; few policy planned and handoffs mannged 3. Mature Customer oriented; Process defined Vision defined Integrated customer's needs and is measured with extensive capacity, are anticipated; buy-ins, multi- con sol ida ted people are proud to functional project function; work here teams exist; investment in participatory training and work culture with force planning; managers as flattened coaches organization 2. Stable Competition- Process under Internal focus, Short-term focus, oriented reactive statistical control; control oriented, fragmented bench-marking as functional division capacity, little IT, a result of reaction, hierarchical, inflexible process, difficult to get has many information, no handoffs and a formal HR policy substantial number of non-value-added tasks I . Ignorant Disoriented- Fire-fighting Ad- No clear vision, Don' t know where chaotic hoc, unpredictable, resources exist fragmented Rumor mill rampant 35 e-Business Model Storefront Model Auction Model Portal Model Dynamic Pricing Model Comparison Pricing Model Demand-Sensitive Pricing Model Table 2 Web Business Models Description The~ storefront model is what many persons think of when they bear the word ebusiness. The storefront model combines transaction processing, security, online payment and information storage to enable merchants to sell their products on lhe web. This is a basic form of e-commcrce where the buyer and seller interact directly. To conduct storefront c-commerce, merchants need to organize an online catalog of products, take orders through their Web sites, accept pnyments in a secure envi ronment, send merchandise to customers, and manage customer data. One of the most commonly used e-commercc enablers is the shopping cart. This order-processing technology allows customers to accumulate items they wish to buy as they continue to shop. www.amazon.com is a good example. Forrester Research reveals that an estimated $3.8 billion will be spent on online person-to-person auctions in the year 2000 alone. This number is expected to rise to $52 billion for Business-to-Business (B2B) auctions. Usually auction sites act as forums through which Internet users can log-on and assume the role of either bidder or seller. As a seller, you are able to post an item you wish to sell, the minimum price you require to sell it, your item, and a deadline to close the auction. As a bidder, you may search the site for availability of the item you are seeking, view lhe current bidding activity and place a bid. They usually do not involve themselves in payment and delivery. www.ebay.com is a good example. Portal sites give visitors the chance to find almost everything they are looking for in one place. They often offer news, sports, and weather, as weU as the ability to search the Web. Search engines are h01i zontal portals, or portals that aggregate information on a broad range of topics. Yahoo! at www.yahoo.com is an example of a horizontal portal. America Online (AOL) www.aol.com is an example of a vertical portal because it is a community-based site. The Web has changed the way business is done and the way products are priced. Companies such as Priceline (www.pricelinc.com) and Imandi (www.imandi.com) have enabled customers to name their prices for travel, homes, automobiles, and consumer goods. The name-your-price model empowers customers by allowing them to choose their price for products and services. The comparison pricing model allows customers to polJ a variety of merchants and find a desired product or service at the lowest price (i.e. www.bottomdollar.com). The Web has enabled customers to demand bener, faster service at cheaper prices. It has also empowered buyers to shop in large groups to achieve a group rate (i.e., www.rnercata.com). Customers become loyal to Mercata because it helps them save money. 36 e-Business Model Bartering Model Advertising Model Procurement Model B2B Service Provider Model · Online Trading Model Online Lending Model Online Recruiting Model Online Travel Service Model TabJe 2 (Continued) Description A popular method of conducting e-business is bartering, offering one item in exchange for anotiier. If a business is looking to get rid of an overstocked product, iSolve ~isolve.com) can help sell it PotenHal customers send their pricing pre ferences to the merchant who evaluates the offer. Deals are often part barter and part cash. Examples of items typically bartered are overstocked inventory items, factory surplus, and unneeded assets. Forming business models around advertising-driven revenue streams is the advertising model. Television networks, radio stations, magazines, and print media usc advertising to fund their operations and make a profit. www.Iwon.com is a portal site that rewards users with raffle points as they browse the site's content. www.freemerchant.com offers free hosting, a free store builder, a free shopping cart, free traffic logs, free auction tools and all the necessary elements for running an e-commerce storefront. Frccmerchanl makes money from its strategic partnerships and referrals. The procurement model means acquiring goods and services with effective supply chain management via a B2B Exchange. ICG Commerce Systems (www.icgcommerce.com) is a site that enables businesses, customers, suppliers, purchasers, and any combination of these to interact and conduct transactions over the Internet. The system supports B2B, B2C, and all variations of these models. · B2B service providers make B2B transactions on the Internet easier. These e-businesscs help other businesses improve policies, procedures, customer service, and general operations. Ariba (www.ariba.com) is a B2B service provider. The online trading model is essentially securities trading on the Internet. Trading sites allow you to research securities and to buy, sell, and manage all of your investments from your desktop; they usually cost less. Charles Schwab (www.schwab.com) is a notable example. Companies are now making loans online. E-loan (www.eloan.com) offers creditcard services, home equity loans, and the tools and calculators to help you make educated borrowing decisions. Recruiting and job searching can be done effectively on the Web whether you are an employer or a job seeker. Refer.com (www.refer.com) rewards visitors for successful job referrals. Web surfers can search for and arrange for all their travel and accommodations online, and can often save money doing so. Cheaptickets (www.cheaptic kets.com) .is a similar site that helps customers find discount fares for airl.ine tickets, hotel rooms, cruise vacations and rental cars. 37 e-Business Model Online Entertainment Model Energy Distribution Model Braintrust Model Online Learning Model Click-and-Mortar Model Table 2 (Continued) Description The entertainment industry has recognized this and has leveraged its power to sell movie tickets, albums and any other entertainment-related content they can fit on a Web page. ICast.corn (www.icast.com) is a multimedia-rich entertainment site. A number of companies have set up energy exchanges where buyers and sellers come together to corrununicate, buy, sell, and distribute energy. These companies sell crude oil, electricity, and the products and systems for distributing them. Altranet (_www.altranet.com) also sells energy commodities. Companies can buy patents and other intellectual property online. Yet2 (www.yct2.com) is an e-business designed to help companies raise capital by selling intellectuaJ property such as patents and trademarks. Universities and corporate-training companies offer high-quality distance education directly over the Web. Click2learn ~www.click2 1earn.com) has created a database of products and services to elp mdtvtdunls and companies fi.nd the education they need. Brick-and-mortar companies who wish to bring their businesses to the Web must determine the level of cooperation and integration the two separate entities will share. A company that can offer its services both offline and o nline is called click-and-mortar, such as Barnes & Noble (www.bn.com). 38 Electronic Transaction T e Credit Card Transactions E-wallets Debit cards Digital Currency Table 3 Electronic Transactions Descrjption Merchant must have a merchant. account with a bank. Specialized Internet merchant accounts have been established to handle online credit card transactions. These transactions are processed by banks or third-party services. To faci litate the credit card process, many companies are introducing electronic wallet services. E-wallets allow you to keep track of your billing and shipping information so it can be entered with one click. Banks and businesses are also creating options for online payment that do not involve credit cards. There are many forms of digital currency; digital cash is one example. It is stored electronically and can be used to make online electronic payments. Digjtal cash is often used with other payment technologies such as digital wallets. Digital cash allows people who do not have credit cards to shop online, and merchants accepting digital-cash payments avoid creditcard transaction fees. 39 Examples Companies like Cybercnsh (www.cybercash.com) and ICat (www.icat.com) enable merchants to accept credit card payments online like www.Charge.com. www. visa.com offers a variety of ewallets. Entrypoint.com offers a free, personalized desktop toolbar that includes an e-wallct to facltitate one click shopping at its affiliate stores. In order to standardize e-wallet technology and gain wider acceptance among vendors, Visa, Mastercard, and a group of e-wallet vendors have standardized the technology with the Electronic Commerce Modeling Language (ECML), unveiled in June 1999 and adopted by many online vendors. Companies such as AroeriNet allow merchants to accept a customer's checking-account number as a valid form of payment. AmeriNet provides authorization and account settlement, handles distribution and shipping (fulfi11ment), and manages customer service inquiries. E-Cash Technologies (www.ccas.b.com) is a secure digitalcash provider that allows you to withdraw funds from your traditional bank account. Gift cash is another form of digital currency that can be redeemed at leading shopping sites. Web. Flooz (www.Jlooz.wm) is an example of gift currency. Some companies offer points-based rewards. www.beenz.com is an international, points-based currency system. Electronic Transaction Peer-to-peer Smart Cards Micropaymenls Table 3 (Continued) Description Peer-to-peer transactions allow online monetary transfers between consumers. A card with a computer chip embedded on its face is able to hold more information than an ordinary credit card with a magnetic strip. There are contact and contactless smartcards. Similar to smart cards, ATM cards can be used to make purchases over the Internet. Merchants must pay for each credit card transaction that is processed. The cost of some items could be lower than the standard transaction fees, causing merchants to incur losses. Micropayments, or payments that generally do not exceed $10.00, offer a way for companies offering nominal.ly priced products and services to generate a profit. 40 Examples cCash runs a peer-to-peer payment services that allows the transfer of digital cash via email between two people who have accounts at eCashcnablcd banks. Pay Pal offers a digital payment system known as X payments. PayPal allows a user to send money to anyone with an email nddress, regardless of what bank either person uses or whether the recipient is pre-registered with the service. EConnect has technology in the form of a device that connects to your computer and scrambles financial data, making it secure to send the data over the Internet. EpocketPay is another product developed by eConnect that allows a consumer to make secure purchases from the ePocketPay portable device. This device acts as a cell phone with a card reader built into it and will allow you to make secure purchases anywhere. Millicent js a micropayment technology provider. Millicent handles all of the payment processing needed for the operation of an e-busi ness, customer support, and distribution services. Millicent's services are especially useful to companies that offer subscription fees and small pay-per-download fees for digjtal content. c-Billi ng Electronic llill Presentment and payment (EllPP) offers the ability to present a company's bill on multiple platforms online. Payments arc generally electronic transfers from consumer checking accounts. 41 The Automated Clearing House (ACH) is the current method for processing electronic monetary transfers. Table4 NGI Participating Agencies _A~c~ro~t~1Y~n_l_ _~ E_x~p_a_n_si~n --- ~ --- ~--~ --- DARPA Defense Advnnced Research Projects Agency DOE Department of Energy (beg inning in PY 1999) NASA National Aeronautics and Space Administration NIH National Insti tutes of Health NIST National Institute of Standards and Tec hnology NSF National Science Foundation 42 Occupation Entrepreneur e-Commerce Program Manager Enterprise Architect Business and Infonnation Architect Table 5 Occupational Roles in illE Descdptjon An entrepreneur on the Internet is usually the person with the initial idea for the entire business and is involved in its early stages of inception before official management takes over. e-Commerce Program Managers are involved in enterprise-wide ecommerce initiatives and projects, managing e-cornmerce integration and overall business and technology architecture and infrastn1cture. Usually, they arc senior-level line managers who are effective at uniting the business and technology front by coordinating units within an organization and across the extended enterprise. Enterprise Arc hitects are involved in the definition, alignment, and refinement of the overall ente rprise architecture. Their responsibilities include seeing to it that many of the tasks of program management are can·ied out properly. More important, they must provide guidance so individual projects can make optimal use of infrastructure resources for e-Cornmerce. A balancing act between business requirements and tcchnologicnl capabilities is accomplished through their efforts . Enterprise Architects have a duty to identify the requirements, goals, and constraints of the project. They allocate responsibilities for each of the architectural elements. They are also responsible for lhe coordination of the modeling and design activities for the overall enterprise architecture. They are the chief e-commerce architects because they coordinate the work information, infrastructure and application architects. All architects and modelers should be completely capable in design patterns common to the many facets of business and technology. The design pattern movement has affected all aspects of analysis, design, and implementation of componentbased systems. Design patterns are the reusable material of architecture and have an important role in the complex distributed information systems lhat are conceived and developed today. Business and Information Architects have business domain knowledge, including business processes and logical information structures. They coordinate the work of business and technology analysts and modelers who develop abstract representations or business object models of the subjects, rules, roles, events, tasks, activities, and policies of the business domain. Application-neutral models that are built enable the reuse of business engineering analysis and design patterns and artifacts 43 Occupation Infrastructure Architect Application Architect Humru1 Factors Engineer Business Manager Internet Commerce Architect Table 5 (Continued) Description Infrastructure Architects identify the technical services required of the technology infrastructure to empower and support the logical busi ness and information architecture. They evaluate existing infrastructure services, s\~l ect those appropriate to a given project and acquire (via build or buy) new components needed in the infrastructure. They oversee the work of technical specialists in modeling the service architecture of the technical infrastmcturc. They maintain the technical components of the development repository. Application Architects coordinate the business process modeling activities across multiple projects and business domains. They coordinate the work of domain modelers and maintain the repository of business and component models. They evaluate existing business component services, sclectthose appropriate to a given project and (via build or buy) new components needed in the evolving business model. They maintain the business application components of thC development repository. Most importantly. tl1ey guide solution developers in blending the business object model with the infrastruchJre services needed to implement the models in an e~com merce platform. Human Factors Engineers are needed to design the next generation of user interfaces. While the graphical user Interface (GUD is recognized as the enabler of wide-spread personnl computing, task centered user interfaces provide assistance to end-users and can be a boon to productivity in the world of e-commerce. E-commerce transactions can involve a multitude of complex steps and processes. Well-designed user interfaces can help navigate and guide the user through these tasks, keeping track of the progress, and picking up where users leave off when transactions span multiple sessions of work. The Business Manager is responsible for the business approach on the Internet, creating and operating the Internet presence for the business, deciding what products and services are sold online, determining pricing, and establishing the key business relationships needed lo make a venture successful. This is primarily a business role, with particular attention paid to the success of the online business and bottom line. The Internet Commerce Architect is generally a systems analyst who turns the business requirements into a system design that incorporates the creation and management of content, the tnmsaction processing, fulfillment, and technical aspects of customer service 44 Occupation Solution Developer Content Designer Content Author Implementor Database Administrator Internet Sales and Marketing Customer Service Representative T~lble 5 (Continued) Description Solution Developers are application developers. They develop the use cases for the specific application at hand, compose solutions through extensive use of business object models, and use repositories. They assemble application components to implement c-commercc application. Unlike conventional programmers or programmer/analysts, they do not build or pmgram components. Instead, they assemble or glue together business solut ions from prefabricated components. They use highly integrated development environments (IDEs) such as IBM's VisuaiAge, Symantec's Visual Caf6, Sybase's PowcrJ, and Inprise's Jbuilder. Emerging Computer Assisted Software Engineering (CASE) tools and related methods will likely appear that tighten the link between business modeling and software development. Tools for understanding and managing business processes, such as Inte11icorp's LiveModel allows solution developers to build logical business that can automate the configuration and management of the SAP/R3 ERP system. The Content Designer is responsible for the look and feel of an Internet commerce system, including the graphic design, page layout, and user experience. The Content Author creates or adapts product information into a form that can be used for internet commerce, working within the design laid out by the content designer. The Impleme::ntor is responsible for creating any programs or software extensions needed to make the Internet commerce system work. For example, an Implementor might write the software or construct an ASP page using Drumbeat 2000 that takes product information from a database and dynamically renders it into a Web page. In the case that a database is used in the back-end, the Database Administrator (DBA) manages the creation and operation of the database to ensure its reliability, integrity, and performance. The Sales and Marketing team is responsible for focused efforts in promoting Internet-based commerce. Customer Service Representatives answer questions about products, assist buyers with registration or the purchasing of goods and services. 45 Occupation Component Developer Operations Manager System Supervisor System Administrator Security Officer Fulfillment Agent CPO Internet Lawyer Internet Accountant Table 5 (Continued) Description Component Developers usually build components in the form of coding projects. They are masters of component technology and know the intricacies of composition, delegation, and object-oriented systems analysis and design. They are proficient in component development languages (such as Java and C++), modeling standards (such as UMLand XMI), and distributed computing platforms (such as CORBA, DCOM, EJB). They understand and think in terms of architectural design patterns. In the meanti me, they will close the gap between business requirements and available components. Component developers must be highly qualified software engineers since quality'components do not just happen. They are carefully constructed using quality soflware engineering disciplines. Component Developers, therefore, must be highly trained specialists and masters of software quality processes such as CMM and ISO, as well as masters of component-based development methods. The Operations Manager is responsible for managing all service activities for the Internet commerce system. The System Supervisor manages the system staff. The System Administrator is responsible for the technical operations of the computer systems and networks. The Security Officer ensures that appropriate security measures have been taken in the design and implementation of the Internet commerce system. The Fulfillment Agent is responsible for shipping and handling of physical goods or delivery of services. In the case of digital goods, the fulfillment agent is responsible for overseeing the operation of the fulfillment system. The Chief Privacy Officer is io charge of measures for ensuring the security of vital company information, such as customer credit card numbers remains secure within the company network. An Internet Lawyer is a legal expert for Internet fu nctions. The .importance of this position cannot be overstated, because new laws and regulations could ki ll a company without legal assistance, prevention, or intervention. The Internet Accountant is responsible for ensuring that the proper accounting procedures have been followed for Internet-based transactions. 46 Technique Domain name FAQ Forum Networking Faci litation Promotions c-Business advertising Pay-per-click Pay-per-lead Pay-per-sale Webcasting Interactive Advertising Public Relations and press releases Trade shows Table 6 Marketing Techniques on the Internet Description The Universal Resource Locator (URL) represents the address of the domain name, which must be chosen with care because it reflects the company's values immediately and connotes immediate meaning to customers with its first impression. One can purchose a domain name at www.networksolutions.com. A frequently asked questions (FAQ) section contributes to a userfiiendly site. An onli ne forum on the website enables customers to congregate at a pre-de~ign at cd place on the site to post comments and to share ideas. This promotes site activi ty. It is important to make it easy for the customer to recommend a site to a friend. This can be accomplished with a quick button that brings up an email exchange. c-Business promotions can attract visitors to your s ite and can influence purchasing. Netcenlives.com is a company that can provide your business with customer reward programs. P ublicizing through traditional channels such as television slots, movies, newspapers, and magazines is effective. Pay-per-click is a mode of operation that calls for paying the host according to the number of click-throughs to a site. Pay-per-lead is a mode of operation that pays the host for every lead generated from the advertisement. Pay-per-sale is a mode of operation that pays the host for every sale resulting from a click through. Webcasting is a broadcasting technique on the Web that uses streaming media to broadcast an event over the Web. Interactive Advertising involves consumers in the advertising campaign. An example is WebRIOT, a game show on MTV. The game is aired on television, and viewers can join in the game at the same time by playing online. Public Relations (PR) and press releases keep customers and your company's employees current on the latest information about products, services, and intemal and external issues such as company promotions and consumer reactions. Trade shows arc excellent opportunities to generate site interest by speaking at conferences, which increases brand awareness 47 Table 7 Customer Relationship Management CR.M:Area Handling Sales tracking Transaction support Data-mining Call center Log-file analysis Cookie Customer registrntion Personalization One-to-one marketing Onsite Search engine Registering with Internet search engines Partnering Afffiiate Programs Culture management Description Handling is essentially the maintenance of out-bound and in-bound calls from customers and service representatives. Sales tracking is the process of tracing and recording all sales made. Transaction support entails technology and personnel used for conducting transactions. Data-mini ng is a wny to analyze information collected from visitors. Data-mining uses algorithms and statistical tools to find patterns in data gathered from customer visits. A call center gathers customer-service representatives who can be reached by an 800 number or through email, online text chatting, or real-time voice communications. A log-file analysis is a useful way to keep track of your visitors in tenns of site visits, including each visitor's location, IP address, time of visit, frequency of visits, and other key indicators. A cookie is a technology that keeps a profile on each visitor. Customer registration is an excellent method to create customer profiles because visitors fi ll out a form with personal information. Personalization technology can help a company understand the needs of its customers and the effectiveness of its website, thereby catering to the whims of the customer. One-to-one marketing such as e-mails confirms purchases and offers new products, showing customers that the business appreciates their patronage. Onsite Search engines allow people to find information relative to a subject of interest amidst the large amounts of information available on a personal website. Registering with Internet search engines is important because there are reportedly over 400 se::arch engines in usc on the Internet. This process makes a website known to the world by submitting the website as a searchable domain name in a sea of domain names. Partncring is a way of forming a strategic union with another company. Generally, legal contracts are usually written to define the relationship in a wf'ly to help a company provide customers with complimentary services and product<;. An Affiliate Program is an agreement between two parties that one will pay the other a commission based on a designated consumer action. Affi liate programs establish new income streams for companies and individuals that host the advertising affili ate websites. Culture management is the ability to understand and cater lo a target audience's patronage and culture, especially in global enterprises. 48 LIST OF REFERENCES [1] 0. Aktunc, ";The Role of Component Technologies on Enterprise Engineering,"; Masters Thesis, Department of Electrical and Computer Engineering, University of Alabama at Birmingham, 2002. [2] D.H. Liles, M.E. Johnson, L.M. Meade, and D.R. Underdown, ";Enterprise Engineering: A Discipline?"; Society for Ente1prise Engineering Conference Proceedings, June 1995. [3] L. Whitman, Enterprise Engineeiing IE8801 class webpage, http://webs.twsu. edu/enteng, 2002. [4] W.D. Barnett and M.K. 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The American Civil War is one of the defining events in American history. Abundant studies cover every aspect of the conflict, from strategic analysis to the material culture of uniforms. Even with thousands of academic studies, each adding a new interpretation, there remains still unexplored territory. This study's objective is to expand upon and connect these previous interpretations to produce another tier in understanding a specific chapter of the war. The question posed centers on not the Confederate strengths but the Federal weaknesses. Research shows how the failure and limitations of Union strategy, policy, and the inability to logistically sustain massive offensives opened the way for the Confederacy to capitalize on, and turn the tide of the war. Furthermore, how did the Confederate strategies both militarily and politically have the greatest success and influence on the Kentucky and Maryland Campaigns and the overall outcome of the war? ; Master of Arts in Military History ; Capstone Autumn 1862 The High Tide of the Confederacy Colin E. Zimmerman A paper submitted in partial fulfillment of the requirements for the Master of Arts in Military History Norwich University MH562 Capstone Paper Dr. Wesley Moody 23-August-2020. 2 Thesis: The American Civil War is one of the defining events in American history. Abundant studies cover every aspect of the conflict, from strategic analysis to the material culture of uniforms. Even with thousands of academic studies, each adding a new interpretation, there remains still unexplored territory. This study's objective is to expand upon and connect these previous interpretations to produce another tier in understanding a specific chapter of the war. The question posed centers on not the Confederate strengths but the Federal weaknesses. Research shows how the failure and limitations of Union strategy, policy, and the inability to logistically sustain massive offensives opened the way for the Confederacy to capitalize on, and turn the tide of the war. Furthermore, how did the Confederate strategies both militarily and politically have the greatest success and influence on the Kentucky and Maryland Campaigns and the overall outcome of the war? It will be necessary to answer this question through a multilayered approach. Instead of viewing the Kentucky and Maryland campaigns on the tactical level, which has already consumed most of the historiography on the topic, this study will instead find an explanation to this question through political, logistical, organizational, leadership personalities, and economic components and how they dictated the overall strategic picture and framework. When synthesizing all these components together, one potential answer generates: the grand Confederate offensive in the autumn of 1862, a direct result of botched Federal strategic measures and limitations, divided political policies, and the Union's struggling logistical capabilities; indicated the high tide of the Confederacy. Through battlefield victories and seizing the initiative in direct and indirect courses, Confederate leadership allowed the Southern field armies to exploit the Federal weaknesses culminating in the Kentucky and Maryland campaigns. 3 These campaigns offered the Confederacy its only realistic chance of ending the war on political and strategic terms that favored the South. An examination of each specific component and its relation to the Confederate high tide's theory is therefore essential to back this new interpretation. Political Factors of the North, South, and Europe; and its Benefit to the Confederacy in 1862: All wars, especially civil wars, are political in their foundation, influence, and execution. In "On War," Carl von Clausewitz states that "the political object, as the original motive of the War, will be the standard for determining both the aim of the military force and the amount of effort to be made." 1 This axiom applies to events in the autumn of 1862 since political factors dominated the motivation of strategy. The Confederacy's legitimacy resided within its field armies continued existence. Their ability to gain military victories that supported both the strategic and political realms was the essential component that needed to be sustained if the South was to remain independent. The North was in a completely different predicament, as the rival political factions, Republican's and Democrat's, each with its own opinion on the objective goals and the conduct of the war, could not in the early phase of the war come to common ground as to what the specific nature, cause, plan, and purpose of the Civil War was. The North was a nation at war without complete unification of mind, and purpose, which presented a weakness that could ultimately undo its efforts. Complicating matters for President Abraham Lincoln, and his party's agenda, was the fact the Northern Democratic party held just over 45% of the popular vote of free and border states in the 1860 election. 2 In short, the President and his administration existed only in a 1 Carl von Clausewitz, On War, Translated by Colonel J.J. Graham. New York, NY: Barnes & Noble, 2004. 10. 2 James McPherson, Battle Cry of Freedom: The Civil War Era, Oxford: Oxford University Press, 1988. 506. 4 narrow margin and needed to conduct the war in a way suitable to keep the two very different mindsets exhibited by both the Republicans and Democrats in agreement. The Kentucky and Maryland campaigns occurred while changing Republican ideas on the persecution of the war and mid-term congressional elections, which proved to be a significant juncture in Northern and foreign politics. To be sure, the summer and fall of 1862 were extremely delicate times for Lincoln and the Republicans, and they could not afford any negative setbacks. Lacking any precedent to draw on, the Lincoln Administration delicately approached the rebellion by seeking the destruction of Confederate armies and exempting the Southern population from the burdens of war by respecting the civilians' constitutional rights and property. Historian Mark Grimsley captured the conviction of the policy by pointing out that the Lincoln administration renounced any intention of attacking slavery; and the government's assumption that most white Southerners were lukewarm about secession, and if handled with forbearance, would withdraw their allegiance from the Confederacy once Union armies entered their midst. 3 This policy known as conciliation, therefore, served as the beat to which Union forces marched off to war. Not all Northern generals and radical Republicans embraced this; however, the policy served as the first step in an evolutionary process that would eventually culminate in "hard-war." The effects of conciliation created favorable conditions for the Confederacy from which they were able to exploit the "limited war" shortcomings of the Union and surge forward into the fall offensive and their high tide. These shortcomings manifest in several different forms: leadership, strategic limitation, and foreign and domestic political pressure. Unfortunately for the 3 Mark Grimsley, The Hard Hand of War: Union Military Policy toward Southern Civilians, 1861-1865. Cambridge: Cambridge University Press, 2013. 3. 5 Union, the combination of these factors exposed themselves in a negative light nearly all simultaneously, creating a perfect opportunity for the Confederates to take advantage of the drawbacks and pursue victory. Fueling the fire was the Lincoln Administration's policy regarding the appointment of military governors in captured territory. The issue arose when these cities, such as Nashville, were turned into massive supply centers for Union armies, resulting in intense rivalries between city and country, neighboring communities, and whites and blacks as they competed for jobs and dominance. 4 Henry Halleck, George McClellan, Don Carlos Buell, the key leaders of the Federal armies in 1862, generated the most immediate consequences stemming from the shortcomings of conciliation from as these three adherents to firm Democratic principles and military strategy are most responsible for creating the opportunity for a Confederate offensive. Generals Halleck, McClellan, and Buell are often portrayed by historians as lacking the "killer instinct," especially when compared to Ulysses S. Grant, William T. Sherman, and Phil Sheridan. However, a more accurate analysis finds them as men who followed the conciliation policy almost to the letter for political, personal, or logistical reasons. Halleck himself wrote the Elements of Military Art and Science, where he harped on the capture of strategic points, incurring the least number of casualties and damage as possible as the primary strategy of winning a war. Ironically, Halleck, the most influential Union general in 1862, believed that warfare was unjustifiable in most cases and should only be conducted with the utmost caution. 5 As General in Chief, Halleck had a significant influence on the conduct of operations of the Union forces. Each of these three 4 Grimsley, The Hard Hand of War, 35-36; Scott Nelson and Carol Sheriff, A People of War: Civilians and Soldiers in America's Civil War, New York: Oxford University Press, 2007. 88. The reference to negative leadership refers to the actions of Nathaniel Lyon and Francis Blair; who introduced "harsh" measures in 1861 prematurely which led to a brutal guerilla war and other political ramifications. 5 Henry Wagner Halleck, Elements of Military Art and Science: Course of Instruction in Strategy, Fortification, Tactics of Battle, Embracing the Duties of Staff, Infantry, Cavalry, Artillery, and Engineers, Adapted to the Use of Volunteers and Militia, Third Edition, New York: D. Appleton & Company, 1862. 7-9. 6 commanders prescribed to similar variants of Halleck's theory, whose universal core value of caution above all else acted as the catalyst to create the conditions for the Confederacy to crest in the fall of 1862. While the reigns of military success were in McClellan's and Buell's hands during the Maryland and Kentucky campaigns; Halleck made two major errors in 1862 that are directly responsible for igniting the Confederate offensives. The first was his overabundance of caution in taking Corinth, allowing the Confederates to slip away and then failing to retain the initiative by pushing to Vicksburg while simultaneously failing to capture Chattanooga. The second major failure was his inability to harness his granted power and force McClellan to speedily and effectively send his army to the aid of John Pope, eliminating any opportunity for a combined assault on Lee's smaller army. 6 The Democratic principles these generals prescribed to differed in many respects from Lincoln and the Republican agenda on the idea of the war. Each strongly believed in the preservation of the Union yet favored winning the war by the least drastic measures, the least number of casualties, and on a platform acceptable to their Democratic party beliefs. 7 For instance, McClellan wrote Buell, upon the latter's elevation to command of the Army of the Ohio: "bear in mind that we are fighting only to preserve the integrity of the Union and to uphold the power of General Government….be careful so to treat the unarmed inhabitants as to contract, not widen, the breach existing between us & the rebels." 8 Additionally, Generals Pope, Grant, and Rosecrans, who likely weren't as politically polarized as the former three, contributed to the growing political dissension in 1862 in their own right. Therefore, by their actions, federal military leadership did more to subvert the Union military from ending the war quickly and 6 Russel F. Weigley, A Great Civil War: A Military and Political History, 1861-1865, Indianapolis: Indiana University Press, 2000. 135-136. It is arguable whether or not the Army of the Potomac could have arrived in its entirety rapidly enough to join with Pope. However, personal and in-house political agendas did not move the efficiency along any faster. 7 Weigley, A Great Civil War, xix-xxi. 8 Grimsley, 64. 7 dividing political tension based on faction theology more than any other public figures in 1862. One of the more notable incidents that fit into the framework of subversion was Grant's debacle at Shiloh, which brought strong opposition from anti-war Democrats, causing cautious leaders such as Halleck and McClellan to tighten their grip and fear repeat attacks. Most detrimental in this respect was the administration's and Halleck's decision to temporarily bench Grant during the Corinth episode, then subsequently leaving him in a position where he could not act with his usual aggressiveness against Stirling Price and Earl Van Dorn. Before his removal as General in Chief, George McClellan wrote Halleck then in charge of western forces, "The future success of our cause demands that proceedings such as Grant's should at once be checked. Generals must observe discipline as well as private soldiers. Do not hesitate to arrest him at once if the good of service requires it, & place CF Smith in command." 9 Grant's "recklessness" at Shiloh created quite the stir on the home front, which as a result, political rivals of the Lincoln Administration, sought to break down Grant as a way to spread discontent and fit the anti-war platform. They harped on the high number of casualties, the surprise of the Confederate attack, and the black eye to the seemingly unstoppable Union war machine. The backlash reached Washington, prompting a response from the Administration. In a telegram to Halleck, Secretary of War Stanton wrote, "The President desires to know why you have made no official report to this department respecting the late battles of Pittsburg landing. And whether any neglect or misconduct of General Grant or any other officer contributed to the sad casualties that befell our forces on Sunday." 10 The battle of Shiloh became the first political debacle that militarily opened the door for the Confederacy to take the offensive in the fall of 1862. 9 Nancy Scott Anderson and Dwight Anderson, The Generals: Ulysses. S. Grant and Robert E. Lee, Avenel: New Jersey, 1987. 230. 10 Anderson, The Generals, 241. 8 The most immediate politically charged consequence materialized in Halleck's handling of the advance on Corinth, which exemplified his standard cautiousness with added paranoia of avoiding another repeat of Shiloh. 11 The delicate politically charged caution continued even after the successful capture of Corinth in Halleck's decision to send Buell, over Pope or Grant to seize Chattanooga. Halleck's snail-like cautious advance on Corinth, and the decision to send Buell to Chattanooga, allowed the disorganized Confederate army to withdraw from Corinth, establish a new commander in the form of Braxton Bragg, who in turn brought reorganization, discipline, and professionalization to the Army of Mississippi; which proved to be the genesis of Bragg and Smith having the ability to advance into Tennessee and Kentucky. 12 Military shortcomings turned political disasters in the Eastern Theater during the summer of 1862, soon overshadowed Shiloh, and added dramatic momentum and opportunity to the rise of the Confederate high tide in the war's primary theater. McClellan and his Army of the Potomac, having suffered political harassment in late 1861 into the spring of 1862, began their downward political spiral with the Army of the Potomac's loss of initiative and strategic defeat during the Seven Days Battles on the Peninsula. The setbacks along the James River coupled with the black eye at Shiloh, and the defeat of Federal forces in the Shenandoah Valley in the spring of 1862 had devastating political effects, which left the North and European powers believing that all hope for the Union resided with McClellan and his Army of the Potomac. The proximity of the Union and Confederate capitals made the Eastern theater a hot spot for journalists and policymakers on both sides, who saw the region as the deciding factor in the Civil War's outcome. This army's setback at the gates of Richmond did more to influence how events 11 Larry J. Daniel, Days of Glory: The Army of the Cumberland, 1861-1865, Baton Rouge: Louisiana State University Press, 2006. 85. 12 Thomas Lawrence Connelly, Army of the Heartland: The Army of Tennessee, 1861-1862, Baton Rouge: Louisiana State University Press, 2001. 188-194. 9 unfolded in the east in 1862 in both the strategic and political sense, both foreign and domestic. 13 The shortcomings on the Peninsula stymied the Union's hope to quickly end the war while making the voices of "Peace Democrats" louder and the political situation even more delicate. As if the Lincoln Administration did not already have enough burdens, both England and France, whose neutrality was necessary for the Union war effort, began to openly question the North's ability to subdue the South and end the rebellion. 14 Stonewall Jackson's brilliant campaign in the Valley, coupled with the Army of Northern Virginia's ferocious performance on the Peninsula elevated Southern patriotism, and simultaneously dampened Northern morale, convincing many on both sides that Southern victory was achievable. 15 Colonel Charles Marshall, Lee's Assistant Adjutant General believed that Robert E. Lee's emergence onto the scene was the greatest benefit to the Southern cause. He equated Lee's leadership on the Peninsula to that of a color bearer bravely advancing his banner towards the enemy. On political matters Marshall correctly believed that the Northern people were impatient for a speedy victory and that the Federal Government expressed this sentiment in its policy on conducting the war. However, this policy was forcefully and forever altered with the aggressive Lee's emergence onto the scene, whose plan called for carrying on the war indefinitely until the Confederacy achieved victory. Marshall outlined this plan as designed to, "frustrate the enemy's designs; to break up campaigns undertaken with vast expense and with confident assurance of success; to impress upon the minds of Northern people the conviction that they must prepare for a protracted struggle, great sacrifices of life and treasure, with the possibility that all might at last be of no 13 Stephen W. Sears, To the Gates of Richmond: The Peninsula Campaign, New York: Houghton Mifflin Company, 1992. 355. 14 McPherson, Battle Cry of Freedom, 554-555. 15 Peter Cozzens, Shenandoah 1862: Stonewall Jackson's Valley Campaign, Chapel Hill: University of North Carolina Press, 2008. 507-508. 10 avail; and to accomplish this at the smallest cost to the Confederacy." 16 This leadership change at such a critical moment proved to be the dawn of turning Confederate fortunes in the east. Public opinion and political reactions to the Union failure on the Peninsula were mixed; however, strong opposition towards McClellan emerged and created discord among the rival Democrats and Republicans, each of whom found outlets to accuse the other of the responsibility of the campaign's failure. 17 Amid this political turmoil, Lincoln, in an effort to offset the discord introduced Major General John Pope, who only managed to escalate political dissension to a fever pitch with his disastrous Northern Virginia campaign. 18 In the Western Theater, the emergence of Braxton Bragg also came at a critical juncture in juxtaposition with the events occurring in the east. Bragg took command of the Army of Mississippi at one of its darkest hours, and through exemplary organizational skills, reshaped the Army of Mississippi into a professional, disciplined force capable of delivering a lethal blow. With such a force, Bragg was able to look to more risky opportunities that would offset the Union strategic gains in the west and regain Tennessee and perhaps set the stage for Kentucky.19 Private Sam Watkins of the 1st Tennessee recorded the positive change in morale from the melancholy atmosphere at Corinth to when new lifeblood in the army emerged. "We were in an ecstasy akin to heaven. We were happy; the troops were jubilant; our manhood blood pulsated more warmly; our patriotism was awakened; our pride was renewed and stood ready for any emergency; we felt that one Southern man could whip twenty Yankees. All was lovely and 16 Charles Marshall, Lees Aide-De-Camp: Being the Papers of Colonel Charles Marshall Sometime Aide-De-Camp, Military Secretary, and Assistant Adjutant General on the Staff of Robert E. Lee, 1862-1865, Edited by Gary W. Gallagher, and Frederick Maurice, Lincoln: University of Nebraska Press, 2000. 74. 17 Sears, To the Gates of Richmond, 346-347. 18 John J. Hennessy, Return to Bull Run: The Battle and Campaign of Second Manassas. Norman: University of Oklahoma Press, 1999. 468-472. 19 Earl J. Hess, Banners to the Breeze: the Kentucky Campaign, Corinth, and Stones River, Lincoln, Neb.: University of Nebraska Press, 2010. 19-22. 11 the goose hung high." 20 Although the Confederates had suffered initial setbacks early in 1862, the advantages afforded by conciliation, cautious Federal leadership, and the emergence of Lee and Bragg allowed for a reversal of fortunes. In 1862 Southern patriotism was running high; the idea of independence and the Confederate soldier's superiority was at its wartime peak. 21 Lee's decision to invade Maryland was political in nature. Maryland Campaign historians, Joseph Harsh, Scot Hartwig, Stephen Sears, James Murfin, and Ezra Carman while differing on strategic matters, all agree that Lee's primary purpose was to secure a decisive victory which would gain the South the political victory; either in the form of Northern domestic politics or international recognition and or intervention. The application of political pressure to Lee's offensive outweighs all the deficiencies faced by his army in the logistical realm, and further illustrated his grasp on the delicacy of Northern political division. Clearly, he understood this division and had faith that his smaller, ill-supplied force had a chance to deliver a blow that would fracture the Northern populace and produce an outcome that favored the South. General Lee suggested his understanding of such matters in a letter to President Jefferson Davis while in Dranesville on September 3. "The present seems to be the most propitious time since the commencement of the war for the Confederate Army to enter Maryland.….if it is ever desired to give material aid to Maryland and afford her and opportunity of throwing off the oppression to which she is now subject, this would seem the most favorable." 22 The domestic and foreign political objectives acting as primary motives for the "invasion," were in that instant equal to the strategic goals which accompanied them when 20 Samuel R. Watkins, Company Aytch or A Side Show of the Big Show: A Memoir of the Civil War. Edited by Ruth Hill Fulton McAllister. Nashville, TN: Turner, 2011. 45. 21 Joseph T. Glatthaar, General Lee's Army: From Victory to Collapse, New York: Free Press, 2008. 207; James Longstreet, Battles and Leaders of the Civil War, Edited by Ned Bradford. New York: The Fairfax Press, 1979. 263. 22 United States War Department, The War of the Rebellion: A Compilation of the Official Records of the Union and Confederate Armies. Vol. 19. Washington: Govt. Print. Off., 1880. 590. 12 defining the military value of the campaign; this is a unique feature to the Maryland Campaign and its condition for victory, while only a secondary task in Kentucky. In contrast historian Edwin Coddington paints a different picture for Lee's purposes in the Pennsylvania Campaign of 1863. Coddington outlined that Lee, in this part of the war, contended with the new Federal doctrine of "hard war" and emancipation, eliminating the decisive battle matched with the political advantage that existed in 1862. Therefore, Lee's only real option was to defeat the Army of the Potomac in detail, earning a strategic victory rather than a political one. 23 Such a task required adequate logistics, and a complete and total battlefield victory, two factors that eluded the Confederacy during the war. Such victory conditions presented to Lee in 1862 were unique and would never materialize again in any substantial form. Political division in the North was at fever pitch in the late summer of 1862; evidence of the discord's depth is apparent in everything from personal letters through Northern news outlets. Robert E. Lee, an avid reader of Northern papers, understood this notion and sought to exploit it. Domestically, Northern Democrats maintained a loud voice in critical regions and states, which only grew more robust and more resilient with each military shortcoming and failure. August and early September saw a heightened level of panic and discouragement in the North, with Pope's defeat and Lee's invasion of Maryland, while at the same time Kirby Smith's Confederate Army of Kentucky demonstrated against Cincinnati. Pennsylvania was understandably the most unnerved due to its proximity to Maryland and vital war infrastructure, and its Republican governor Andrew Curtin's demand for 80,000 troops to defend his state embodied it. Additionally, the mayors of the influential northern cities of Harrisburg, Philadelphia, and 23 Edwin B. Coddington, The Gettysburg Campaign: A Study in Command, New York: Simon and Schuster. 1968. 6-7. 13 Baltimore were alarmed, fearing their respective city was the target of Lee's advancing legions.24 In Cincinnati, the situation turned somewhat drastic. After destroying the Union forces at Richmond, Kentucky on August 30, Kirby Smith as a result had a clear road to the Ohio River. Understandably Illinois, Indiana, and Ohio all worried what Smith's next move would be while they scrambled to organize bodies of troops. General Lew Wallace arrived in Cincinnati, declared martial law and quickly set about organizing a defense. 25 With panic to the extremity of declaring martial law, the Northern population began to question their ability to win the war openly. Prominent figures such as George Templeton Strong, Samuel Galloway, Reverend Robert Laird Collier, and Senator Garrett Davis, spoke not only for themselves but also for the majority of the people by openly challenging President Lincoln and his administration on their ability to conduct the war. The accusations included Lincoln's unfitness for the Presidency, the constant change of military leadership in the east, which showed instability and was severely hurting morale in the North. Demands also arose that there be a complete reorganization of the Administration. 26 The Lincoln Administration's threat of a draft, unless an additional 300,000 volunteers could be raised created further tension. The idea of a draft disgusted many Northerners; however, with "patriotic" spirit enticed by bounties, nine-month service, and the threat of draft, the ranks of new regiments began to fill in late summer of 1862, only hitting forty-five percent of the intended quota. 27 The Union soldiers themselves cast a gloomy mood over the situation and expressed their views with varying levels of disgust. Lieutenant Elisha Hunt Rhodes of the 2nd 24 David H. Donald, Lincoln, New York, NY: Touchstone, 1996. 373. 25 Vernon L. Volpe, "Dispute Every Inch of Ground": Major General Lew Wallace Commands Cincinnati, September 1862." Indiana Magazine of History 85, no. 2 (1989): 139. 26 Donald, Lincoln, 373. 27 McPherson, Battle Cry of Freedom, 492. 14 Rhode Island expressed in his diary that: "I fear we are no nearer the end of the war than we were when we first landed at Fortress Monroe five months ago." 28 Captain Francis Donaldson of the 118th Pennsylvania captured the mood in Washington: "We are constant witness of the sad plight of the Army of the Potomac, as thousands of Genl. Pope's troops in great demoralization are ever passing the Fort in retreat to Washington. The poor old Army of the Potomac, how I pity it." 29 Captain Henry Pearson of the 6th New Hampshire also expressed his views in the aftermath of Second Manassas: "You need not be surprised if success falls to the rebels with astonishing rapidity." 30 Brigadier General Marsena Patrick's opinion bordered on insurrection: "There is a general feeling that the Southern Confederacy will be recognized & that they deserve recognition." 31 Lieutenant Charles Seton Fleming of the 2nd Florida Infantry, in a letter home to his mother describing the aftermath of the Second Manassas campaign, echoed Patrick's views when he wrote: "Our victory is complete, even the Yankee prisoners acknowledge it." 32 Lieutenant Colonel Henry Hubbell of the 3rd New York wrote in August 1862: "I am not sure that it would not be a good thing to have the rebels get possession of Washington however, as it might waken up the north to the fact that we are having a war in earnest, and not merely playing soldier…. We have got men & means enough in the north to put an end to this war in 90 days, if they would only go at it in earnest and let politics & the nigger alone." 33 28 Elisha Hunt Rhodes, All for the Union: A History of the 2nd Rhode Island Volunteer Infantry in the War of the Great Rebellion. Edited by Robert Hunt Rhodes. Lincoln, RI: A. Mowbray, 1985. 69. 29 Francis Adams Donaldson, Inside the Army of the Potomac: The Civil War Experience of Captain Francis Adams Donaldson. Edited by J. Gregory Acken. Mechanicsburg, PA: Stackpole Books, 1998. 104. 30 D. Scott Hartwig, To Antietam Creek: the Maryland Campaign of September 1862. Baltimore: Johns Hopkins University Press, 2019. 134-135. 31 Ibid., 134-135. 32 Francis P. Fleming, A Memoir of Captain C. Seton Fleming: of the Second Florida Infantry, C.S.A., Reprint 1985: Jacksonville: Times-Union Publishing House, 1884. 66. 33 Simon P. Newman, "A Democrat in Lincoln's Army: The Civil War Letters of Henry P. Hubbell." The Princeton University Library Chronicle 50, no. 2 (1989): 155-68. 157. 15 Hubbell eluded to the growing discord of racial issues that many Democrats saw as an unnecessary and politically charged motive to a war that was supposed to be strictly for preserving the Union. Nevertheless, this issue began to transform the cause of the war in the summer of 1862, adding only more weight to a very delicate political situation. Hubbell's feelings weren't isolated; instead, the sense that the war was taking on a new front to end slavery infuriated many Northerners. Hubbell's views on racial matters and slavery were not limited to himself, in fact, the stiffest opposition to war that had anything to do with freeing slaves came from the Midwest states; where racism was an epidemic culturally, especially in the Army of the Ohio. The talk of national emancipation led hundreds of men to desert and, in some cases, join the Confederacy. 34 Sentiments similar to these echoed across the Union armies and, undoubtedly, were shared by family and friends on the home front. Some individuals turned bitter, and perhaps extreme, which reflected political, ideological, and sectional differences in the North, which under the pressure of a seemingly collapsing system reared its ugly head. The term "invasion" has been used several times thus far, especially by the Union's most publicized general, George McClellan. This term and others related to it divided the minds of many of those who had significant power to dictate the war. Abraham Lincoln, at no point, recognized the Confederacy as a legitimate entity. He always maintained that the Southern States were in rebellion and needed to be brought back into the Union. Interestingly, his senior generals in 1862, mostly Democrats, saw the Confederate offensives as invasions, insinuating their conscious or subconscious recognition that Confederate armies were "foreign invaders" intent on doing harm, which helped fuel the panic, frustration, and seemingly lost Union cause ideology. 35 34 Daniel, Days of Glory, 101. 35 Andrew Pooley, "Shoo-ing the Geese: Lincoln and the Army of the Potomac, 1862-1863." Australian Journal of American Studies 21, no.2 (2002): 86-100. 86-87. 16 Jefferson Davis, the Confederate cabinet, Robert E. Lee, Braxton Bragg, and all the other high-ranking Confederate officers comprehended the growing Northern political disunion. This is evident in the decision to approve a Confederate offensive and the string of strategic goals associated with it. The Army of Northern Virginia, for example, fulfilled its duty of defeating the Federals time and again, completely reversing the tide of the war in the east. As Robert E. Lee sat at his headquarters in the aftermath of Chantilly, it had become abundantly clear that he now possessed the opportunity to strike the decisive blow against whatever Union army would oppose him in Maryland or Pennsylvania, which would likely result in some sort of peace talks. 36 Lieutenant Colonel Edward Porter Alexander Chief of Ordnance in the Army of Northern Virginia saw the picture as clear as Lee. Referring to the army, we wrote: "His [Lee's] army had, that magnificent morale which made them equal to twice their numbers, & which they never lost even to the surrender at Appomattox. And his confidence in them, & theirs in him, were so equal that no man can yet say which was greatest. And no old soldier need ask a prouder record than is implied in that fact. By going into Maryland Gen. Lee could at least subsist his army for a while upon the enemy, & he doubtless hoped, too, for a chance to force the Federal army to come out & fight him under favorable conditions." 37 Confederate officer William Allan, reverberated Alexander's sentiments when he wrote of the Army of Northern Virginia: "its spirit at this time was high. A series of brilliant successes had given it unbounded confidence in itself and its leaders, and the ragged dirty soldiers hailed with joy the advance across the Potomac." 38 The comparison of the Federal and Confederate views as indicated from primary sources, on 36 Hartwig, To Antietam Creek, 52-53. 37 Edward Porter Alexander, Fighting for the Confederacy: The Personal Recollections of General Edward Porter Alexander. Edited by Gary W. Gallagher, United States: The University of North Carolina Press, 2000. 139. 38 William Allan, The Army of Northern Virginia in 1862, Reprint: Middletown: DE, 2020. 273. 17 leadership and the progress of the war at the beginning of the Maryland Campaign were clearly in favor of the South. The leadership of Don Carlos Buell is a prime example of political dissatisfaction, both on the home front and in the army. While McClellan was unpopular with the Administration, he still held favor with most of his officers, and certainly the rank and file of the army and the nation. Buell, however, faced contention on three similar fronts – The Indiana bloc, the general and field officers of the First Division, and the supporters of Alexander McCook, one of his corps commanders. Much of the disgust with Buell occurred during the Kentucky Campaign. This break in unified efforts favored the Confederate cause, particularly in swaying popular opinion in Kentucky. Republican Indiana newspapers ripped into Buell's leadership, declaring that he was completely mishandling the pursuit of two Confederate armies that were ripping up Kentucky and potentially heading towards Indiana, Ohio, or Illinois. Some newspapers called for his immediate dismissal, and a few even demanded he be shot. 39 When comparing Lee and his army to Buell and his, there formulates a fascinating dissection of the polar extremes in popular and political opinion. Lee and his men were on the top of their game, while Buell's forces were at a low ebb. Using these two examples as the basis of measurement, it becomes apparent that overall, the Confederate forces enjoyed a much higher sense of public support and favorability then their Union counterparts did at that particular moment in the war. Scholars have hotly debated the prospect of European powers, particularly England and France intervening and mediating an end to the conflict. The idea of such a prospect was undoubtedly the primary goal for the Confederate strategy in the autumn of 1862. It is essential to view the idea of European intervention in the simplest of forms. The Southern strategy partly 39 Daniel, 128-129. 18 hinged on it, as can be observed via strategic decisions and public opinion, the North, however, feared the prospect. Intervention and mediation on any level would, in the end, be more beneficial to the South, and the Lincoln Administration would appear as incapable; in short, it would be a disaster for the North and Republicans. 40 The onset of a "cotton famine" and the scandal of the Trent affair occurred amid all the politically charged events in 1862, resulting in the British sending an additional 11,000 men to Canada and forcing Lincoln to tread lightly in foreign political matters. 41 Historian Max Beloff believed that the possibility of British intervention was extremely likely in 1862, mainly due to the North's refusal to make anti-slavery sentiments the basis of their cause, instead still focusing on the preservation of the Union, which only supported the pro-Southern faction in Parliament. 42 An examination of Southern newspapers and other editorials, shows public opinion in the South at the beginning of the war was universal in the belief that Great Britain would be forced, through the power of cotton, to intervene either by raising the blockade or by recognizing the Confederate States as an independent nation or perhaps both. 43 Regardless of the likelihood of actual intervention or recognition, the idea of it greatly influenced Confederate leaders, particularly Lee, who notated such objective goals in his correspondence with Davis. Davis agreed outlining his desires in a communication to Lee on September 7. He reminded Lee that the Confederacy was waging war solely for self-defense. Through the eight points he outlined as the guiding principles for the field armies to abide by, Davis continually revolved his doctrine around political objectives whose chief purpose were to achieve peace with the United States. If the South maintained a self- 40 McPherson, 444. 41 Nelson, A People at War, 166. 42 Max Beloff, "Historical Revision No. CXVIII: Great Britain and the American Civil War." History, New Series, 37, no. 129, (1952): 40-48. 42. 43 Schuyler Dean Hoslett, "The Richmond Daily Press on British Intervention in the Civil War: A Brief Summary." The William and Mary Quarterly 20, no. 1 (1940): 79-83. 80. 19 defense posture, with the objective of peace through battlefield victory; then the likelihood of positive European intervention on their behalf had a much higher probability, which in turn could possibly bring a speedy end to the war with terms that favored the Confederacy. 44 Logistical Concerns and Organizational Components: While the South always lagged behind the North in terms of finance, economy, manufacturing, manpower, and many other logistical concerns, the disparity was narrower in 1862 than in the coming years. As a point of contention, several trends and circumstances in the Union war effort benefited the South more than it aided the Union on the grand stage. Concerning logistics, Clausewitz's maxim states: "The dependence on the base increases in intensity and extent with the size of the Army, which is easy to understand. An Army is like a tree. From the ground out of which it grows it draws it's nourishment; if it is small it can easily be transplanted, but this becomes more difficult as it increases in size….When therefore, we talk of the influence of the base on the operations of an Army, the dimensions of the Army must always serve as the scale by which to measure the magnitude of that influence." 45 This axiom is precisely the predicament of the Northern war effort in the first two years of the war. The logistical portion of this study will examine the condition and availability of uniforms and equipment, quality of weaponry then in circulation, training and experience of soldiers, and finally the ability of each government to produce and supply its troops effectively. A logistical understanding is crucial for understanding the obstacles and conditions faced by the armies and how it dictated their effectiveness on campaign and immediate tactical ability on the battlefield in 1862. The South, as previously stated from the very beginning of the war, was behind its 44 OR, vol 19, 1: 598-599. 45 Clausewitz, On War, 353-354. 20 opponent in logistical matters; however, the North in 1862 was not at the climax in its ability of production and supply, and therefore lacked significantly in certain areas. However, it is essential to note that the limitations of the Federal logistical system by the fall of 1862 were only a few months shy of efficiently supplying the vast number of troops in the field. The first evidence of a marked change in the Union's logistical ability emerged in the Chancellorsville Campaign's genesis, after the winter of 1862-63. 46 Accepting the notion that the Confederate armies were in rough shape logistically; it is important to note that the primary leadership in the field was acutely aware of the shortages. However, the unfolding opportunity demanded a military strike that outweighed logistical concerns. Therefore, an examination into the Federal system's shortcomings is necessary to show the benefits it offered toward the Confederacy. The United States Army in the Antebellum period contained roughly 15,000 men of all arms. Compared with an army of 600,000 men in 1862, it is understandable that there would be significant shortcomings and hurdles to overcome in a nation that, as a rule, did not trust professional armies nor want to foot the bill for one. Nevertheless, the North had a clear advantage when it came to industrialization and manufacturing. Over one million Northerners worked in industrial jobs, ten times more than their Southern counterparts. Furthermore, the North contained roughly 100,000 factories compared to the South's 20,000. 47 Yet, as already pointed out, the prewar army was tiny and supplied with uniforms and equipment solely from the Schuylkill Arsenal in Philadelphia. Additionally, the arsenals producing firearms were limited, with all those existing in the South subsequently seized upon secession, having fewer firearms available to Northern regiments. 48 The North, therefore, would have to raise and equip an army 46 Stephen Sears, Chancellorsville, New York: Houghton Mifflin Company, 1996. 71-75 47 Matthew S. Muehlbauer and David J. Ulbrich, Ways of War: American Military History from the Colonial Era to the Twenty-First Century. New York: Routledge, 2018. 174-175. 48 Joseph E. Chance, The Second Texas Infantry, From Shiloh to Vicksburg, Austin: Eakin Press, 1984. 16, 24. 21 primarily with outdated weapons and with an industrial system that wasn't geared toward war manufacturing. The North's only saving grace was its economic might. 49 Economically it is crucial to understand that the Union that won the war in 1865, was not the same financial institution nor economy in 1861 and 1862. It was in major part due to the Legal Tender Act of 1862 and the National Currency Act of 1863, that the North was able to pay for the sustainment of the war; yet it took time for these acts to take effect. Therefore, in 1862 financially, the North was undoubtedly at its weakest; many of the state and municipal banks, especially those in border states, had closed their doors, while millions of businesses and private civilians hoarded gold. 50 The Union was only able to field the armies it did in 1861-1862 because of its ability to pay for the conversion and development of machinery needed for equipment, weaponry, and uniforms while relying initially on its prewar militia. Faced with arming a massive army overnight, the United States was forced to arm many of its regiments with outdated firearms, such as the M-1842 Smoothbore musket, and the M-1816 Flintlocks that were converted to percussion, in addition to supplementing itself with foreign weapons, from Britain, Belgium, France, Austria, and others. These weapons except those from Britain, proved to be severely outdated compared to the technology available in the 1860s. The importance of recognizing the sub-standard firearms is their effectiveness on the battlefield and the potentiality of changing the outcome in a crucial moment in a battle. In an era of the rifled musket that was accurate from 250-300 yards, a typical smoothbore musket ranged from 80-100 yards. A significant portion of Federal troops were armed with outdated weapons in the Maryland and Kentucky Campaigns. A focus on any of the principal engagements in that time frame will show that regiments armed 49 McPherson, 442-445. 50 Nelson, 132-133. 22 with such weapons were in certain circumstances ineffective on the immediate tactical plane, and perhaps beneficial to their adversary. The disparity of weapons had begun to improve for the North in 1862; however, the infusion of nearly 300,000 volunteers during the summer of 1862 created a logistical gap once again. Many of the existing regiments in the army still shouldered outdated weapons, and now with legions of new men forming, these troops found themselves supplied with weapons that were unequal to the rigors of Civil War combat. Of this second wave of new recruits, the 12th New Jersey Volunteers serve as an excellent microcosm to examine the Union's logistical deficiencies in the rush to arm new recruits in 1862. Initially, the Jerseymen expected to receive the celebrated Enfield rifle; instead, they ended up with the inferior Austrian Lorenz, which was later exchanged in Washington for the equally outdated 1842 Springfield musket, although they saw this as an improvement over the detested Austrian rifle. 51 While every regiment's experience is different, the new wave and veterans alike in 1862 experienced some level of logistical deficiency that impacted their abelites on campaign or in battle. Aside from weapons, much of the equipment in the Army of the Potomac and the Army of the Ohio at the beginning of the Confederate offensives were at the end of its serviceable life span, due to months of active campaigning, and the inability to properly re-muster the army on a large scale because of the continuity of Confederate aggressiveness, which certainly affected their performance as a cohesive fighting force. Brigadier General Abner Doubleday who commanded a brigade at Second Manassas submitted requisitions to replace equipment and clothing just before the onset of the Maryland Campaign, noted in disgust: "owing to the great number [of other officers] making requisitions, mine were not filled and we were soon obliged to 51 Edward G. Longacre, To Gettysburg and Beyond: The Twelfth New Jersey Volunteer Infantry, II Corps, Army of the Potomac, 1862-1865, Hightstown: Longstreet House, 1988. 24. 23 take the field deficient in everything." 52 This sentiment was backed up by Captain James Wren of the IX Corps, who wrote that the men in his division "looked very bad, being Lousey, Dirty & Almost naked & worn out." 53 The soldiers in the Army of the Ohio were in equally if not worse shape. The vast distances covered by the Western Theater's armies created long supply lines, which fell victim to frequent raids from rebel cavalry. T.J. Wright of the 8th Kentucky Infantry noted in his diary that the Army of the Ohio was: "the hungriest, raggedest, tiredest, dirtiest, lousiest and sleepiest set of men the hardships of this or any other war ever produced." 54 While it is certain that the Confederates were in equally bad situations logistically, they had the benefit victory behind them in the east, and in Bragg's army's case, high morale. Another major struggle for the Federals in 1862 was the ability to get the supplies to its armies. The reason is not one specific aspect, but rather a compilation of bureaucracy, corruption, and lack of precedent to draw off. McClellan's army on the Peninsula had to be supplied from the sea, Pope in command of the Army of Virginia never took the time to ensure his troops had everything they needed, and Buell's army along with the rest of the western forces contended with long supply lines originating in Cairo Illinois, that were frequently raided by Confederate cavalry. The 16th Maine Infantry is a classic example of the suffering that occurred in a system that was outside its capabilities in 1862. The regiment's adjutant and historian Abner Small wrote: "How those men suffered! Hunger, daily felt, was nothing compared with it. Men of education, of refinement, and wealth, who willingly and cheerfully gave up home, with all its love and comfort, for country, made to feel degraded for want of clothing!" Small then describes 52 Hartwig, 137. 53 Ibid., 137. 54 Kenneth W. Noe, Perryville: This Grand Havoc of Battle. Lexington: University Press of Kentucky, 2011. 89. 24 the horrendous conditions: "…without shelter, without overcoats, shoeless, hatless, and hundreds without blankets; and through all that long, sad, and weary tramp, we were jeered at, insulted, and called the "Blanket Brigade!" 55 While examples like this are on the extreme, the narrative fits when assessing the entire logistical picture of the Army of the Potomac in September 1862. The term logistics also dovetails into organizational tables. Aside from sharing similar shortcomings in the area of supply and outdated weaponry, Lee's Army of Northern Virginia was by far the superior force in leadership, experience, and organization when compared with McClellan's force. By September 2, 1862, nearly 61 percent of Lee's infantry had fought in three or more major battles, and 81 percent fought in two or more. All of his 184 infantry regiments were veterans of at least one battle. Not only were Lee's regiments superior in this regard, but his brigade commanders were highly efficient as well. Twenty-seven of Lee's forty brigades were veterans of two or more major battles, while the remaining thirteen had fought in either the Seven Days or Second Manassas. On the divisional level, the highest official level of organization at that point for the A.N.V.; all of the eleven divisions had seen at least one battle. 56 The Union leadership backed this notion up as well. It was widely accepted, and a point still argued amongst historians, that the Southern fighting man was superior. This mythology has far back as the American Revolution corroboration has its roots in early Confederate victories, particularly at First and Second Manassas, the Shenandoah Valley, and the Seven Days battles. These victories generated an aura of invincibility around the Army of Northern Virginia that transcended into the minds of the Federal troops. 57 In fact Lee, true to form was in the first days of September 1862, the living epithet of Baron De Jomini's maxims, "the general should do 55 Abner Ralph Small, The Sixteenth Maine Regiment in the War of the Rebellion, 1861-1865. London: Forgotten Books, 2015. 38. 56 Joseph L. Harsh, Taken at the Flood Robert E. Lee and Confederate Strategy in the Maryland Campaign of 1862. Ashland: The Kent State University Press, 2013. 39-40 57 Pooley, "Shoo-ing the Geese", 88. 25 everything to electrify his own soldiers, and to impart to them the same enthusiasm which he endeavors to repress his adversaries….in general, a cherished cause, and a general who inspires the confidence by previous success, are powerful means of electrifying an army and conducing to victory." 58 In contrast, McClellan's forces reformed into the Army of the Potomac, could not boast anything near the statistics of the Army of Northern Virginia could. September 1862 was the most disorganized and weakest the Army of the Potomac would find itself in the duration of the war. This school of thought canceled out, at least temporarily, any deficiencies faced by Lee's forces. When George B. McClellan rode out of Washington to take command, he found three very different organizations, each with its own command, divisional, brigade, artillery, cavalry, transportation, and quartermaster structures. Additionally, the newly formed regiments, many of whom were only a few weeks old, were rushed to the front and infused into the disorganized mess. Organizing these separate organizations into one effective command would weeks if not months, McClellan would be forced to do it in a matter of days, while in motion, in addition to planning a short-term strategy to deal with Lee. 59 The chaos of the reorganization is apparent in the 5th New York Volunteers' experience. Historian Brian Pohanka related an instance of the 5th as they passed McClellan on the march toward western Maryland: "As they marched, General McClellan reined up beside the troops of Warren's brigade. 'Well, and how is the Old Fifth this evening?' he asked. 'First rate, General, but we'd be better off if we weren't living so much on supposition." 60 Even though he had the bigger force, the disorganization and confusion associated with the rapidity of the Maryland Campaign denied the general his army's full might 58 Baron De Jomini, The Art of War, Translated by Capt. G.H. Mendell, and Lieut. W.P. Craighill, Radford: Wilder Publications, 2008. 30-31. 59 Hartwig, 133-136. 60 Brian C. Pohanka, Vortex of Hell: History of the 5th New York Volunteer Infantry. Lynchburg, VA: Schroeder Publications, 2012. 369. 26 on the battlefield. In different circumstances these obstacles may have been overcome had McClellan had time to prepare. Robert E. Lee sensed his enemy's weakness and used it as part of his foundation to seek permission from President Davis to invade Maryland. "The two grand armies of the United States that have been operating in Virginia, though now united, are much weakened and demoralized. Their new levies, of which I understand 60,000 men have already been posted in Washington, are not yet organized, and will take some time to prepare for the field." 61 Lee identified that his logistical situation was terrible, however, he recognized the unfolding opportunity in front of him. "The army is not properly equipped for an invasion of an enemy's territory. It lacks much of the material of war, is feeble in transportation, the animals being much reduced, and the men are poorly provided with clothes, and in thousands of instances are destitute of shoes. Still, we cannot not afford to be idle, and though weaker than our opponents in men and military equipment's, must endeavor to harass if we cannot destroy them. I am aware that the movement is attended with much risk, yet I do not consider success impossible, and shall endeavor to guard it from loss." 62 The amount of stock Lee put into the Federals logistical organization is apparent. In fact, if taken as a whole, his reliance on the overall Federal weakness is one of his only justifications for his ill-supplied and smaller force to go on the offensive. Additionally, these logistical matters, both of his own and the Federal weakness, coincide directly with Lee's desire to deliver a decisive blow to the Federals quickly. There was not a better opportunity to do it and expect fruitful results, then while the Army of Potomac was at its weakest moment, structurally, organizationally, numerically, and logistically. 61 OR, vol 19, 1: 590-591. 62 Ibid., 590-591. 27 Lee's conclusion of the ill-preparedness of the new Union regiments applies not only to the troops in his sector but also to those in the Western Theater. Much like Lee's army within reach of Washington, Kirby Smith's small army in Kentucky created a panic and proved Lee's theory on the reliability of new soldiers. Kirby Smith successfully and thoroughly destroyed an equally sized Federal force of raw recruits at Richmond, Kentucky, on August 30, 1862, eliminating them from the military equation. Historian Kenneth Noe termed the battle of Richmond as "the most lopsided Confederate victory of the war, as Kirby Smith's men inflicted casualties so staggering that entire Union brigades ceased to exist." 63 With Smith's incursion into Kentucky, a vacuum of chaos erupted in the region, in particular, Ohio. The microcosm of Cincinnati infuses both the political and the serious logistical problems faced by the North in 1862. Historian Vernon Volpe pointed out, "Although the influx of [Union] volunteers was inspiring, with it came a shortage of arms, ammunition, and other equipment needed to outfit the troops properly." 64 This example was echoed across the entire Kentucky region in 1862. Although McClellan's army outnumbered Lee with a total of roughly 87,000 men, twenty percent of his infantry were raw, having been in the army just a handful of weeks and had not even come close to mastering the level of proficiency needed in drill and tactics to be effective on a Civil War battlefield. 65 Even though the Federals were able to put fresh regiments into the field, it became an issue of quantity versus quality. The unfortunate story of the 118th Pennsylvania Volunteers is a classic case in point of these raw troops' ineffectiveness. Arriving to the Army of the Potomac just a few days before the battle of Antietam, the men prepared to enter their first engagement on September 19 at Shepherdstown. Their regimental historian 63 Noe, Perryville, 39. 64 Volpe, "Dispute Every Inch of Ground", 146. 65 Hartwig, 139. 28 wrote: "The teachings of the battalion-drill near Sharpsburg on the previous day [September 18] now had practical application." The 118th's Colonel stated in his official report that: "We returned their fire as fast as possible, but soon found that our Enfield rifles were so defective that quite one-fourth of them would not explode the caps." 66 The 118th's story, while extreme is not unique, another raw Federal regiment the 128th Pennsylvania found itself in an even worse circumstance, owing to its lack of training. The 128th Pennsylvania arrived at the army just days before as well and were assigned to the newly organized XII Corps, which itself contained some of the highest proportions of raw troops. During the battle of Antietam, the new regiment found itself in Miller's Cornfield and due lack of basic drill unable to maneuver itself back onto its brigade in the face of onrushing Confederates. Officers and sergeants from experienced neighboring outfits were sent to try and move the bewildered regiment all to no avail. In the end, the 128th was left to its fate and was nearly destroyed, having no effect on the enemy and only weakening their own brigades' position. 67 Stories similar in nature can be found across the Army of the Potomac on every sector of each battlefield during the Maryland Campaign, each in the midst of their own mishaps allowing the Confederates a level of superiority while hindering their supporting elements an opportunity to exploit any gains. Don Carlos Buell's Army of the Ohio experienced similar circumstances with green regiments as its eastern counterpart. In a letter to Kirby Smith, Bragg detailed his understanding that Buell's men were in rough shape and utterly demoralized. These circumstances, Bragg believed, offered the South a greater benefit of success. 68 The raw, ill-trained, ill-equipped, and completely unprepared 105th Ohio, 123rd Illinois, and 21st Wisconsin infantry regiments were 66 Survivors' Association 118th (Corn Exchange) Regt., P.V., History of the Corn Exchange Regiment 118th Pennsylvania Volunteers,62. 67 Stephen W. Sears, Landscape Turned Red. New York: Ticknor & Fields, 1994. 206. 68 United States War Department, The War of the Rebellion: A Compilation of the Official Records of the Union and Confederate Armies. Vol. 16: Part 2. Correspondence, Washington: Govt. Print. Off., 1880. 754. 29 all glaring examples of this shortcoming. The 123rd Illinois found itself in a similar predicament as the 128th Pennsylvania at Antietam, exposed and on its own, and fell victim to veteran Confederate troops bearing down on them. The 105th Ohio, equally as green, found itself thrown into the breach in the midst of the 123rd Illinois collapse. Private Ayre of the 105th remarked: "…could not form into a proper line and after going through several maneuvers in order to do so we became mixed and confused." In similar fashion to the 123rd Illinois, the 105th Ohio was quickly stampeded by their Confederate attackers. 69 Much like the inferiority of outdated weapons, untrained, raw troops could not perform to a tactically sufficient level to keep par with the rapid pace and constantly changing conditions of a Civil War battlefield. While plenty of experienced units did exist in the Union armies, it is clear the inexperienced ones created more problems, affording the Confederate forces golden opportunities to exploit immediate tactical advantages they likely would not have had, had they been fighting experienced, or even trained troops. On the other side of the coin, the copious amounts of raw units severely hampered any notion gaining a decisive victory or rapidly following up a pursuit. This is evident in the in the results of Antietam and Perryville, both of which were Confederate tactical victories, and the speed at which Lee and Bragg's armies were pursued. The armies' organization is important when looking to understand the advantages and disadvantages and how this affected a particular side's likelihood of victory. The experience level and the amount of subpar weaponry in both the armies of the Potomac and Ohio was only one issue, their organizational structure in both leadership and how its units were grouped confounded their problems and offered the Confederates another edge over their opponent pushing the scale further in favor in the equation of obtaining a victory. As previously stated, the 69 Stuart W. Sanders, Maney's Confederate Brigade at the Battle of Perryville, Charleston: The History Press, 2014. 53-54. 30 Army of the Potomac during the Maryland Campaign was a conglomeration of several different organizations. It contained the II, V, and VI Corps the original Army of the Potomac, the re-designated I and XII Corps, the Army of Virginia, and the newly dubbed IX that had served on the North Carolina coast. Although there were certainly experienced troops and leaders in each of these components, they each spoke a different organizational "language." 70 George McClellan certainly had the most difficult task of any field commander regarding the organization of his army. Not only did he have three different organizations to mold together as a cohesive fighting force, but he also had the additional struggle of doing it on the fly in a military and national emergency. Therefore, although the Army of the Potomac was a potent fighting force, and managed to engage the Confederates, its capabilities in terms of operational effectiveness were severely limited. Buell's circumstances were much more appealing. His Army of the Ohio had remained intact as a cohesive fighting force since its formation; however, he received additional reinforcements from Grant, and a host of new regiments, diluting its effectiveness as an organization. The Army of the Ohio's real organizational issues manifested in the senior leadership's quirks, rivalries, and lack of cohesion. 71 The use of cavalry in both McClellan and Buell's forces paled in comparison to the South. This issue stemmed from the Federal government's inability to recognize the importance of that specific branch early in the conflict. Overwhelmingly, the cavalry found its commands broken apart and scattered across the army, acting in various guard and staff related duties. Those commands retained to perform the primary tasks of nineteenth-century, reconnaissance, screening, and raids were too few and spread out to have any significant impact on the outcome 70 Hartwig, 133-135. 71 Steven E. Woodworth, Nothing but Victory: The Army of the Tennessee, 1861-1865. New York: Vintage, 2005. 216. 31 of the Maryland and Kentucky Campaigns. 72 Although they lacked in cavalry ability the Federals were unquestionably superior in artillery. Union guns, although far superior to that of the South were severely flawed organizationally in 1862. Circling back to the theme of different organizational structures in McClellan's force, the arrangement of this branch varied, causing communication issues, and leadership vacuums. In common with the cavalry, the prominent artillery structure in 1862 in both the Army of the Potomac and Army of the Ohio, lacked a unified system of command; instead, most batteries were the responsibility of brigade commanders or divisional commanders. Therefore, at critical moments batteries could only take orders from infantry commanders and were presented with the difficult task of coordinating mass firing on specific targets. 73 While it may seem trivial, such inefficiency in employment and "bureaucratic red tape" of military organization prevented the cavalry and artillery from performing at its maximum potential which no doubt contributed to the shortcomings of the Union armies in 1862. The Confederate military organization also had its flaws; however, as previously noted, the experience level of Confederate forces as a whole were much higher and able to adapt to a situation more efficiently. Partly this had to do with the smaller size of the forces overall, and the Confederate authorities' choice to disperse recruits and conscripts across seasoned units rather than raise new organizations. The cavalry of J.E.B. Stuart, John Hunt Morgan, and Nathan Bedford Forrest for instance were vastly superior to their Federal counterparts in every respect. These commands were led well, centralized, and overall contained extremely efficient horsemen, which had proven themselves time and again on the battlefield. 74 Confederate artillery was 72 Hartwig, 155-158. 73 Curt Johnson and Richard C. Anderson, Jr., Artillery Hell: The Employment of Artillery at Antietam, College Station: Texas A&M University Press, 1995. 53; Daniel, 146, 148-150. 74 Hartwig, 88-90; Hess, Banners to the Breeze, 24. 32 generally inferior in respect to quality of mechanics, yet, the branch retained a slight advantage over its foes in its organization. Lee's artillery was organized on the divisional level, allowing for easier deployment, and concentrated fire, as the Army of Northern Virginia, did not have a corps structure during this time, division commanders held greater authority in placement and employment of artillery. Furthermore, several groups of divisions fell under an unofficial "wing" structure, allowing Jackson and Longstreet to concentrate guns further. 75 Bragg organized his army different than Lee's army. Bragg operated with two wings or corps, broken down into several divisions. His army maintained an organized and effective cavalry force; however, their weakest point was the artillery. Only fifty-six guns accompanied the Army of Mississippi into Kentucky compared to Buell's 147 guns. These Confederate guns like the Federals were assigned to individual brigades, same as its Federal counterpart, eliminating opportunities to converge fire effectively. 76 Understanding the organizational structure of an army allows for a realistic understanding of what that force is capable of; how it moves in the larger scheme of a campaign; and the benefits and challenges of its employment on the tactical level. Assuming the forces involved were all organized in the same fashion, with identical structures is detrimental in interpreting the ebb and flow of battles and campaigns. A clear picture of how a field army operates through an organizational table is, therefore, paramount. Using Lee and McClellan as examples illustrate the nature of this point. In the Maryland Campaign, Lee was able to give more direct orders to independent division commanders, therefore reducing somewhat the natural confusion begot of transferring and disseminating orders through multiple tiers of officers. On the other hand, McClellan had to give orders to "wing" commanders, who then cut the orders to corps 75 Johnson, Artillery Hell, 41-47. 76 Noe, 370-373, 381-382. 33 commanders then down to the divisional level, doubling the amount of personalities the orders had to go through compared to Lee's forces. It is clear from watching the battles of Antietam and Perryville's tactical evolution that the commanding generals' intent was time and again ineffectually carried out due to communication breakdown and misinterpretation of orders on both sides. Having only scratched the surface of the organizational components of only four of the principal armies involved in the fall of 1862, it becomes clear that each differed in how it chose to conduct its internal operations. However, it is equally apparent from this brief examination, that Confederate forces in the fall of 1862 were better organized and tactically more efficient than their Federal counterparts in Maryland and Kentucky, therefore lending an edge to overall Confederate success and perhaps victory. Strategic Considerations: The strategic components are unquestionably the most important when ascertaining why the fall of 1862 was the Confederacy's high tide. Having looked at the political, logistical, and organizational components and internalizing how each affected the grand design of Confederate strategy in 1862, this section will now tie these components together and shed light on how each influenced strategic decision and guided the final results of the campaigns. A clear understanding of what strategy is necessary to further examine this section. Clausewitz defines strategy as: "the employment of the battle as the means towards the attainment of the object of the War." 77 The "attainment of the object" is the crucial cog in accepting the purpose and direction of operations in Maryland and Kentucky. The strategic composition of these campaigns was different in what they sought to obtain as their achievable goal. Lee's objective was political in its foundation; his 77 Clausewitz, 133. 34 campaign didn't revolve around the occupation of land or control of any specific feature; instead, it sought a climactic battle with a decisive battlefield victory in which Lee was willing to risk his army in a desperate gamble. 78 Bragg and Smith's Kentucky incursions were much more multilayered on an operational platform. While some sort of showdown battle was necessary for the west, it was not the immediate goal, only a potentiality; instead, the relief and re-establishment of Tennessee was paramount with a secondary objective of the "liberation" of Kentucky. The second tier of goals included the control of rail and river systems as a means to eliminate the Union's ability to supply its forces and occupy any portion of the Upper or Deep South. The most significant strategic gain for the South in 1862 existed in Tennessee and Kentucky. Proof of this importance is shown through the fact that six of the seven Confederate field armies would make this region their primary objective in the fall of 1862. These six armies included the commands of Generals' Braxton Bragg, Kirby Smith, Earl Van Dorn, Stirling Price, William Loring, and Humphrey Marshall. Confederate control and or occupation of Tennessee and Kentucky offered benefits and a platform for victory that the remaining Confederate states collectively couldn't offer. Having been the first state to fall under Federal control, Tennessee's recapture would be a major morale boost for the Confederacy nationally and particularly to the large amount of Tennessee regiments that made up Bragg's army. The most significant benefit, however, resided in Tennessee's industrial capability, as it contained the ability to produce more raw items for the war effort then the rest of the Confederacy combined. 79 Confederate control 78 Harsh, 25; OR, vol 19, 1: 598-599. 79 Connelly. 5-15. The importance of Tennessee to the Confederacy is undeniable. Connelly argues that the region was the largest concentrated area for the production of war materials in the Confederacy. The region by 1864 had produced 22,665 pounds niter. Additionally, the area contained a significant source of lead, and was the chief producer of gunpowder in 1861. Tennessee also contained a vast number of factories that repaired old weapons, manufactured new small arms, cartridges, percussion caps, and other equipment. By the fall of 1861, Nashville plants alone turned out 100,000 percussion caps daily, with some 1,300,000 caps produced weekly. The region boasted on the two major Confederate sources of livestock, the other being 35 would, therefore, help in stabilizing the struggling logistical and economic constraints faced in the South. Additionally, the state's rail system would allow for the re-establishment of a direct connection to North Carolina and Virginia and the ability to ship supplies and material to the Confederate forces in the east. Conversely, the loss of Tennessee would be a major blow to Union morale, as its loss would have undone and nullified the Federal campaigns in 1861 and early 1862. 80 Kentucky also offered significant gains for the South. It was generally believed, particularly by the Confederate government's higher echelons, that the majority of Kentuckians were sympathetic to the Southern cause and would rally to Confederate banners if field armies were able to move into the region and strategically hold it. Logistically Kentucky offered a substantial increase for the South, particularly in animals, forage, and transportation options. Like Tennessee, Kentucky contained major river systems and rail lines that would drastically increase movement for the South and partially cut off the mid-west states from the rest of the Union. Politically, Kentucky, a vital border state under Confederate control, could be crippling to Northern domestic and foreign political views. In theory, this political aspect played on a successful campaign in Maryland, another vital border state. More immediately, Kentucky offered the western Confederate armies an opportunity to turn the war from one of defense to one poising them on the edge of invasion of critical Northern states, Ohio, Illinois, and Indiana. Such a turn in the circumstances would be devastating for the Union, particularly politically. The Illinois town of Cairo on the Mississippi River, in 1862 was serving as the logistical launch point for the Union armies in the west; prolonged Confederate control of Kentucky would likely force the Shenandoah Valley in Virginia. More pork was raised in Tennessee save Missouri than any other state. Agriculturally, Middle Tennessee in 1860 produced an average of more than a million bushels of corn making it a leader amongst its sister states. 80 Connelly, 3-6. 36 the Federals to find an alternative method of supplying the troops in Corinth and other points in the Southern heartland. As long as the Federals controlled these regions, they would continue to pin the Confederacy in the Deep South denying them of access to vital infrastructure, maneuvering room, and favorable victory conditions. Braxton Bragg and Kirby Smith had to go on the offensive if they were to alleviate the situation by the very nature of the circumstances. As Lee's army with Richmond, their backs were on the doorstep of the Deep South, and they had no room to maneuver. Fortunately for the South, the western offensive was born out of an opportune moment of Halleck's caution that was strategically seized upon by Confederate commanders. In the necessity of the moment, launching an offensive like Lee during the Seven Days battles was the only beneficial option and a necessary risk if the war was going to be taken off the doorstep of the Deep South. Robert E. Lee on the other end of things saw himself and his army as the most important entity in the Confederacy at that moment. In his mind, the only scenario for Confederate victory rested in his hands alone. He showed this belief in dispatches and letters throughout the campaign in an effort to orchestrate movements across the Confederacy to complement his objective. In a letter to Jefferson Davis, he noted his desire to see his suggestion on what he felt Loring's command should do in the Kanawha Valley, in an effort to support his operation. 81 Lee did not stop with Loring; however, days prior, he communicated his victory at Manassas and planned offensive to Braxton Bragg and requested that Bragg pass the information along to Kirby Smith for further coordination. It was Lee's desire that these western armies gain similar victories to his at Manassas, that when added together may be enough to secure Southern 81 OR, vol 19, 1: 594. 37 victory.82 Lastly, he demonstrated his understanding of the confused state of Federal forces in Washington and the need to seize the initiative before the opportunity was lost. Like Kentucky, Maryland was a vital border state, not for its potentiality in resources, but rather for its geographic relation to Washington. Any serious Confederate incursion into the state would be life-threatening to the Union, and therefore demanded desperate measures on the part of Northern armies to repel such an advance. 83 Lee's leadership has been often criticized during the Maryland Campaign from historians and even shocked his subordinates, Jackson, and Longstreet. 84 Lee was certainly aggressive and was known for taking risks; however, he was not a foolish man, and never committed his army to a disaster, at least not one he foresaw. Comparing his stratagem throughout the rest of the war, it's probable to conclude that his movements were well thought out, with the least amount of risk generated from the objective demands of the campaign. Even in moments of reaction to McClellan, Lee always retained the initiative in Maryland. In the aftermath of Seconded Manassas and Chantilly, it was the opinion of many in both military and civilian leadership that a final showdown somewhere north of the Potomac River was all that was needed for Confederate victory. 85 If Lee was a poker player, he was taking his hand and going all in, he could only hope the Federals floundered. General Longstreet understood the gravity of the moment when he wrote: "When the Second Bull Run campaign 82 OR, vol 19, 1: 589. 83 Ezra A. Carman, The Maryland Campaign of September 1862, Vol. I: South Mountain. Edited by Thomas G. Clemens, El Dorado Hills, CA: Savas Beatie, 2012. 19-21. Carman was present at the battle of Antietam and dedicated his life to research and study of the Maryland Campaign in the post war years. Carman's work was able to capture not only the historical timeline of events, but offered an emotional aspect not seen in other works. This emotional component while subtle is an important tool in internalizing the mindset of Union soldiers and perhaps the North itself. 84 James Longstreet, Battles and Leaders of the Civil War, Edited by Ned Bradford. New York: The Fairfax Press, 1979. 265. Longstreet claims that aside from himself, that General Jackson was also taken back from the boldness of Lee's designs on the Maryland Campaign, while at a meeting in Frederick MD, September 9th. 85 Harsh, 60-63. Multiple historians have agreed on this point. James Murfin considered the battle of Antietam to be the most important battle in American history, and one of the most decisive in world history. Ezra Carman portrays the campaign as requiring desperate action for the North, while Scot Hartwig, Stephen Sears and James McPherson center on the political undertone. 38 closed, we had the most brilliant prospects the Confederates ever had. We then possessed an army which, had it been kept together, the Federals would never have dared attack." 86 Lee's confidence in his army was surely the determining factor in his choice to assume the offensive into Maryland, and no doubt behind his reasoning to push the army as hard as he did in the maneuvering and fighting that took place in Maryland. The General expressed his confidence in the men and the importance of the offensive in General Order No. 102. on September 4: "This army is about to engage in most important operations." He further outlines the necessity of respecting private property, and the desire for his commands to lighten their supply encumbrance to allow them to move quickly and efficiently. 87 When coupling the logistical and organizational shortcomings, the political factors reinforced by his troops' confidence and his in them proved to be the energy from which the Maryland Campaign was executed. The offensives themselves presented each of these commanders a complicated set of obstacles and decisions to overcome while ensuring they offered the best possible benefit to their cause with the least amount of risk towards their army. This is certainly one of the most challenging aspects of being a commander in charge of any offensive-minded campaign. Johnston at Shiloh, Burnside at Fredericksburg, Hooker at Chancellorsville, and Hood in Tennessee all failed to capitalize on this principle. The fact that Lee and Bragg achieved the scale of operational measures they did is a testament to their leadership and ability to seize control and direction of a developing situation. If the argument is to be maintained that the Maryland and Kentucky campaigns provided the South the best chance the South had of winning the war, then proof of this claim must lay within the strategic composition of the campaigns themselves. If taken in this context, then it must be understood that every move Lee, Bragg, and 86 Longstreet, Battles and Leaders of the Civil War, 263. 87 OR, vol 16, 2: 592. 39 Smith, along with the supporting roles of Loring, Marshall, Price, and Van Dorn were calculated if not on a grand scale, certainly on an individual level. Unlocking the purpose of the maneuvers, and their relation to strategic success will illustrate the continually changing dynamics and environment of each campaign, and how these generals continually altered their designs to fit the goals of their strategic objectives. The evolving strategic situation in the months leading up to the campaigns created the conditions under which the operations in Maryland and Kentucky were governed. Understanding the Confederate forces' strategic focus for needing to assume the offensive will outline the gravity and weight they placed on the outcome of these fall campaigns. The most measurable strategic potential in 1862 existed in the Western Theater. As already stated, the economic and logistical importance of this region necessitated an aggressive action on behalf of the South if the Confederacy was to survive. The first attempt at recovering control of Tennessee occurred in April with the battle of Shiloh. While tactically a Confederate failure, the aftermath of the fighting created adverse reactions from the Northern press and transposed into Halleck's overall cautious and slow pursuit towards Corinth. Halleck, after taking Corinth, was faced with limited choices on where to move next. Due to political and doctrinal restrictions of conciliation and Halleck's theory on war, the massive Union army was not able logistically to move into the Deep South. The only real move available to the Federal forces in the summer of 1862, was a lateral one east towards Chattanooga. 88 With Bragg at Tupelo and Kirby Smith's small command at Chattanooga, the path of success for an aggressive officer to take Chattanooga, a major supply hub for the South, was wide open. Halleck foiled this opportunity by sending Buell's command to accomplish the task. The slow-moving cautious Buell initially created consternation among 88 Daniel, 86. 40 Confederate leadership, yet once the pace of his progress was realized, the same trepidation turned into an opportunity. 89 Clausewitz described the potential for a reciprocal effect to take place should an army go on the offensive; however, he counterweighs that thought with pointing out that an army in a precarious position with the opportunity to gain a substantial amount should jump on the opportunity if one should be presented. 90 Certainly, Bragg and Smith applied a variation of this maxim into their decision to go on the advance. The term "invasion" is the defining ideology that bound both major theaters of war and other Confederate objectives in the fall of 1862. Clausewitz wrote that even if the complete overthrow of the enemy is impossible, which it was for the Confederacy, then the only other real option of winning a war is to conquer a portion of the enemy territory. In conquering the enemy territory, the invader has the opportunity to weaken the enemy's resources, crippling their ability to sustain an army. By carrying the war in enemy territory, the conditions will further the enemy's expense and ultimately lead to peace negotiations. 91 The term "invasion" generates a delicate question concerning what an invasion actually is, and how it fits into the American context, particularly in the political spectrum in 1862. Baron De Jomoni, whose military maxims were dominant in nineteenth-century America, distinguished what an "invasion" actually is. Breaking down the idea of an offensive, he wrote that: "…an invasion occurs against a great state whose whole or significant portion of territory is attacked. If only a province or moderate line of defense is attacked, then it is an offensive, and if such actions are limited only to a confined operation, then it is termed an initiative." 92 Indeed then, if taken in this context, 89 Connelly, 200-201. 90 Clausewitz, 707. 91 Clausewitz, 706. Neither of the primary Confederate armies had the ability to "conquer" Federal territory. However, the last part in reference to Clausewitz maxim was the adaptation applied by the Confederacy in its strategic goals. 92 Jomini, The Art of War, 54. The difference in the definition in understanding the purpose of the Confederate objective is critical. Many historians point to the Army of Northern Virginia's strategic goals as fitting into the framework of an 41 Confederate efforts militarily were an offensive and an invasion only in the political spectrum. Although the press and even the top military minds used the term invasion quite frequently in the North, there is nothing in the Confederate strategic framework of 1862, that fit the definition of invasion, Lee himself in a letter to Jefferson Davis on September 4, used the term expedition implying that his foray had a specific purpose and would be short. 93 Due to logistics alone, Confederate forces across the board could not sustain the long-term goals of an invasion. However, the Clausewitzian maxim of a "strategical attack" was within reach and achievable according to the conditional logistical framework. Much of the success for the Confederates relied on the superiority of its troops, and the avoidance of exhausting itself with an over achievement of objectives. 94 The window of opportunity was narrow, operationally because of logistics, but more importantly, because of politics. The two most significant benefits afforded to the Southern cause in 1862 were the Congressional fall elections and European superpowers. If Confederate forces could score a major political victory in the east, and both a strategic reversal coupled with a political coup in the west, then perhaps Northern voters would come to resent the war and vote for "Peace Democrats" in November, and more advantageously draw England and France in as mediators or some other influential role, to end the war. It is apparent that the pressure to act decisively if not at least aggressively before November was of paramount importance. While it is debated as to how far the European powers would intercede, what is certain is that the Confederacy banked part of its strategic decisions both politically and militarily on intervention. 95 Just as apparent was the frustration and delicate invasion, yet when looking at that particular army's logistics and Lee's strategic goals only the Jominian maxim of offensive fits the framework. 93 OR, vol 16, 2: 591-592. 94 Clausewitz, 601. 95 McPherson, 534-535. 42 statesmanship which had to be executed on behalf of the Union to convince the English mainly that the war was nothing more than a rebellion that the Republic could put down on its own. 96 However, this did not appear to be the scene in the late summer of 1862 with Union defeats and setbacks continually piling up. Lee retained the initiative by keeping the enemy guessing what his next move and true objective was. According to Henry McClellan, J.E.B. Stuart's adjutant, that as late as September 13, Federal forces maintained the: "utmost uncertainty regarding Lee's movements and intentions." 97 Lee designed his army's movements to draw out the Federals from Washington. By crossing at Leesburg, his army was initially east of the Catoctin Mountains and a direct threat to Washington and Baltimore, it was this crossing point that directly forced the disorganized Army of the Potomac to leave the defenses prematurely, and more importantly to force Lincoln's hand in placing McClellan back in overall command. 98 The key to the Army of Northern Virginia's movements was speed and mobility, thus the reasoning for Lee's series of orders, which included provisions for shoeless Confederates to remain at Winchester, a lightening of supplies, and an insistence that straggling be strictly forbidden. Lee's next major objective after crossing the Potomac River was to move on Frederick. A Confederate presence in a substantial pro-Union area was a direct insult to the North, and would only further press the Army of the Potomac to hurry faster in order to "repel the invasion" and "save the nation"; while most importantly for the Confederates, continually limit the progress of McClellan organizing his army into a capable force on the battlefield. 96 Nelson, 163-168. 97 H.B. McClellan, The Life and Campaigns of Major-General J.E.B. Stuart: Commander of the Cavalry of the Army of Northern Virginia, Edison: The Blue & Grey Press, 1993. 113. 98 Harsh, 98; OR, vol 16, 2: 604-605. Letter from Lee to Davis on September 12 justifying is reasoning for crossing his army east of the mountains. 43 Lee's grand strategy was working so far; his movements northward from Richmond had stripped the Atlantic states of their Union occupiers to concentrate on Lee's Confederate force, while at the same time sending the Federal strategy of war into complete chaos as they scrambled to deal with the offensive. Lee believed that if he launched an unrelenting offensive, the Federals would be compelled to abandon their widely scattered smaller campaigns, which were gradually eating away the frontiers of the Confederacy; and, as a result, be forced to concentrate their columns in response to his initiatives. 99 Lee's movement into the western part of the state, via Frederick and into the Middleton and Pleasant valleys, opened the Shenandoah Valley up momentarily, which assisted Loring's advance in western Virginia, by isolating the small Federal commands in that region. In addition to freeing up Loring to make an offensive, Lee's army in western Maryland split the Federal war effort in half. The Army of the Potomac was now confined in environs around Washington, while Federal forces in the Western Theater had no direct route to reinforce McClellan. 100 The simultaneous advance of Lee, Loring, Marshall, Smith, and Bragg effectively drove a wedge between the Union field armies, while Price and Van Dorn's forces kept Grant fixed at Corinth. 101 Bragg and Smith's columns made their march through eastern and middle Tennessee and into Kentucky at an incredible speed, leaving Buell's army to have to hustle to catch up. 102 Kirby Smith realized the opportunity in front of him early on and moved his men forward roughly the same time Lee's men were preparing to destroy John Pope's forces near Manassas, beginning the Kentucky Campaign. Union Brigadier General George W. Morgan's command held the vital Cumberland Gap, which historian Earl Hess christened the "Gibraltar of the West." 99 Harsh, 116. 100 Hartwig, 162-163. 101 Harsh, 96-97; Hess, 31-35. 102 Hess, 57,62,64. 44 The Gap itself served as a platform for the Federals to invade East Tennessee, and as long as it remained in Federal hands, the Deep South, particularly Chattanooga and Atlanta, would be under constant threat. 103 Reducing this garrison was the first lynchpin in breaking Federal control and regaining Tennessee for the South. Smith, now free to maneuver feinted around the gap and threatened the supply lines, forcing a Federal withdrawal; he then turned his legions northward and moved into Kentucky. Smith moved through the eastern part of the state and pushed Heth's division as far as Covington, directly across from Cincinnati, sending that city and southern Ohio into a panic. 104 With Smith's small army running almost unmolested in Kentucky, Bragg's larger army moved through Middle Tennessee via Sparta feinting towards Nashville, forcing the Federals to concentrate there, while strategically widening the gap between Buell's command and Southern forces in Kentucky. Bragg, before departing to Chattanooga, left behind roughly 35,000 men in two separate commands under generals Stirling Price and Earl Van Dorn. These commands had a twofold objective. Their primary objective was to contain the Army of the Tennessee at Corinth, and once Bragg and Smith were in position, launch an offensive of their own against Grant, defeat him, and then rapidly march to connect with Bragg's army. 105 Bragg and Smith exposed the weakness in the Federal policy of limited war with its preoccupation of taking landmarks and reliance on cumbersome supply lines and within less than a months' time-reversed almost a year of Union progress in the west, in respect to subjugating the Upper South. Unlike John Bell Hood's offensive into Tennessee in late 1864, which, while certainly an emergency, did not deviate Sherman from his plans of marching to the sea. 106 In 103 Hess, 7-8. 104 Volpe, "Dispute Every Inch of Ground", 141. 105 Noe, 29. 106 Eric A. Jacobson and Richard A. Rupp, For Cause and for Country: A Study of the Affair at Spring Hill and the Battle of Franklin, Eric A. Jacobson, 2013. 42. 45 1862, this simply was impossible for Federal forces. Sherman operated under a "hard war" doctrine that allowed him to subsist off the land and changed his objective from key city centers to making war on the Southern people, through the destruction of their local economy, food subsistence, and ability subsist in a normal capacity. 107 Sherman effectively narrowed the war to the immediate doorstep of the Southern People. As a result the individual citizen was forced to deal with their own survival, and naturally the bigger picture of the Confederacy became less important. Union forces in 1862 did not have the same conditional framework, and by default, would be forced to pursue any Confederate force and meet it on the battlefield. Even though the fall of 1862 didn't produce the hoped-for victory conditions, strategically, the Confederates were more successful in this period than at any other part of the war. The results of this success were more apparent in the Western Theater than in the east. However, certain components in the Eastern Theater changed as well. The most significant measurable success emerged in time bought for the Confederacy, and a prolonged timetable for the Northern plan of war. In the summer, Federal plans in the west called for the capture of Vicksburg and Chattanooga, the latter of which was in progress when the offensive started. 108 It is highly probable that if able, the Federal forces would have moved on Vicksburg in the summer of 1862, and perhaps forced its capitulation much sooner. 109 However, this is only speculation, yet, the reality is this operation was certainly delayed by the events that occurred in Kentucky and the aggressive nature of Price and Van Dorn. Kentucky was only one variable in stymieing the Federal drive toward Vicksburg. Just as important were the aggressiveness of Price and Van Dorn at the battles of Iuka and Corinth in October. Although Confederate defeats, the outcome of 107 Charles Royster, The Destructive War: William Tecumseh Sherman, Stonewall Jackson, and the Americans, New York: Alfred A. Knopf Inc. 321-328. 108 McPherson, 511-512. 109 Woodworth, Nothing but Victory, 243-244. 46 these battles managed to temporarily check the Federals, prompting an end to any realistic campaign season in Mississippi. At least for the foreseeable future, the Mississippi River remained open by way of Vicksburg, and Union strategy incomplete, in which case was Price and Van Dorn's big contribution. 110 Bragg and Smith failed to hold Kentucky and or convert her into a Confederate state. However, as the logistic concerns show, the state's complete occupation, with the available forces, was genuinely impossible. In all the engagements that had taken place, the Southerners had the better day. Kirby Smith's army completely routed Federal forces at Richmond in August, and Bragg's army captured the garrison at Munfordville. Before and during the campaign John Hunt Morgan's cavalry had wreaked havoc in Kentucky, capturing supplies, disrupting communications, and pushing to the Ohio River virtually unchallenged. 111 Even Kentucky's principle battle at Perryville was the better day tactically for the Confederates. More than anything, Kentucky showed the weakness of Buell, limited war, and the Union's inability to protect vital territory adequately under a conciliation policy. While in the end Bragg and Smith left, they did so generally unmolested, which showed Buell's unwillingness to fight another pitched battle. Therefore, this aftermath was certainly nothing for the Union to be proud of. In truth Buell did not drive Bragg and Smith out of Kentucky, rather the limitations of logistics and the realization of strategic objectives forced the Confederates back to Tennessee. 112 Although Braxton Bragg is surrounded by much controversy and sharp opinions on his leadership capabilities, one must look past emotion and see the facts as they present in the strategic element. While indeed, the Confederates failed to hold Kentucky, they did succeed in 110 Woodworth, 239-240. 111 Hess, 12. 112 Noe, 333. 47 regaining portions of Tennessee. In particular, Middle Tennessee by way of Murfreesboro, which sat astride the Nashville and Chattanooga Railroad, and was seen as the key to the wealthy Stone, Duck, and Elk River valleys. 113 Historian Thomas Connelly pointed out, which was already previously noted, that Tennessee was by far the most critical state in terms of manufacturing to the South. Although the entire state wasn't in Confederate hands, over two-thirds of it was, and most importantly, the opportunity to secure the very vital Nashville and Mississippi River corridor remained a possibility for a future campaign. 114 The primary focal point in the interpretation of the Kentucky Campaign is the Confederate failure to remain within that state. However, the key phrase narrows down to opportunity and potential. If taken in this context, the Confederate forces in July were backed into a corner. However, come October, these same forces had managed to throw the Federal forces off balance and regain a significant portion of lost territory, changing the entire atmosphere and flow of the Western Theater. In short, the success of the Kentucky Campaign is that it allowed the Confederates to move from the verge of defeat to a position where the fate of the Western Theater was up in the air, which only a decisive campaign would bring to a conclusion. 115 The fall of 1862 was the last chance the Confederates had at securing Tennessee permanently during the war. While the Western Theater was more significant in terms of strategic gain and leverage, the Eastern Theater added its own momentous shift in the flow of events. Unlike the west, the Eastern Theater was very narrow, as it existed in the space between Richmond and Washington. In strategic terms, the region was harrowing regarding maneuvering room and logistical sustainment. In one sense, Lee and his army were successful in pushing the Army of the Potomac 113 Peter Cozzens, No Better Place to Die: The Battle of Stones River, Chicago: University of Illinois, 1990. 8. 114 Connelly, 16-22. 115 Cozzens, No Better Place to Die, 12-14; Hess, 116. 48 away from the gates of Richmond, along with wrecking the Army of Virginia, while lastly temporarily clearing the smaller theaters, such as the coast and Shenandoah Valley of Federal forces. 116 While this situation may have provided an opportunity in the west, it meant little or nothing in the east. The fact is, Lee understood his primary objective either consisted of breaking the Northern will to fight through battlefield victory or by the complete destruction of the Union army. 117 Lee's primary objective in Maryland was to bate the Federal forces into a showdown fight. He was successful in this mission by just crossing over the Potomac River. The location of Washington in the southern portion of Maryland across from Alexandria made an incursion in Maryland a threat for the Federal government. 118 Unlike the west, where a fair amount of effort was required for Bragg and Smith to march their armies the distance required to Kentucky, the Army of Northern Virginia did not have to move far to accomplish its mission. Another key component to Lee's strategic objective was the lack of overhead in its long-term goal. Unlike the Western Theater, there was no pressure for Lee to specifically secure any particular region, as the Confederacy in the east had not lost any of its production capabilities nor any significant amount of land to Federal occupation. Therefore, the Confederate movements' direction wasn't necessarily guided by a specific purpose, but rather by the necessity of strategic gains which were designed to draw out the Army of the Potomac in a state of haste and unpreparedness. However, whereas the Kentucky Campaign had different aspects of measurable success, the 116 Harsh, 19-20. 117 Murfin, 63-64. 118 Harsh, 23; Murfin, 36-40; McPherson, 555-556. All the major historians who focus on the Maryland Campaign point to this as a major component to deterring the outcome and purpose of Lee's strategy. 49 Maryland Campaign had none, only a single purpose that demanded a climactic clash to determine its outcome. 119 At no other point in the war did Lee have such an advantage and control of the initiative. Arguably, his combination of subordinate officers was the best in their position as a whole than at any other point. His army was operating off a long track of victory, the length of which they would not experience again. 120 And most importantly, the Maryland Campaign was truly the only time in which Lee would have direct control of the flow of events; in Richmond, he had acted out of desperation, in Northern Virginia, Fredericksburg, Chancellorsville, the Overland Campaign and Petersburg he counteracted his opponents moves, and at Gettysburg, he committed to a battle that was dictated by the Federals. In September of 1862, Lee was the composer of the campaign and the master of ceremonies, he and he alone decided when and where the climactic battle would be fought. 121 All too often, the argument arises that the Army of the Potomac moved quicker than Lee expected, and caught him off guard, forcing him to settle and fight an unprepared battle at Sharpsburg. This theory would make sense if Lee's strategic objectives were multilayered like Bragg or Smith. Nevertheless, this theory doesn't match up to his sole objective of a decisive engagement. As seen with logistical circumstances, Hagerstown was likely the limit for the army in terms of range, Lee, therefore, had decided to make the principle stand somewhere in that area. 122 Two factors make this apparent, the choice to reduce Harpers Ferry and Martinsburg, which are necessary for military doctrine, and the choice to have the army lay around Frederick 119 OR, vol 16, 2: Correspondence between Robert E. Lee and Jefferson Davis, September 8, 1862; Harsh, 119; Alexander, Fighting for the Confederacy, 139. 120 Hartwig, 126-127. 121 Harsh, 57-59. 122 Carman, The Maryland Campaign of September 1862, Vol. I ,108-111; Harsh, 190; Hartwig, 116-117; Murfin, 113. All of these sources for reasons ranging from realistic logistical concerns to Lee's strategic initiative point towards the area of Hagerstown as the realistic goal of the Confederate offensive. 50 for several days. 123 If the plan had been to fight somewhere else or keep the Federals at a distance, these two factors fit the mold. The truth is that Lee wanted a fight, and he wanted it quick, the geography of Western Maryland affords a great opportunity to a defending army, which was Lee's primary tactical vision. 124 Looking at the scope of the Army of Northern Virginia's movements in the campaign, there a few abundantly clear facts that warrant Lee's strategic designs. It's already been stated that Lee's intention was to draw out the Army of the Potomac, which he did by simply crossing into Maryland, and ushered the emergency by crossing east of the mountains. 125 The next key was the layover or taunting of the Federals by having his army remain in Frederick for several days. The decision to reduce the Harpers Ferry garrison, while militarily necessary, also doubly acted as part of the "national emergency" which further put pressure on McClellan and his army to move with haste. 126 The battle of South Mountain, while a Confederate defeat, opened the way for the Federals to move over the range and meet Lee on the ground of his choosing. 127 South Mountain is interesting, particularly for strategic reasons. The choice to leave one division under D.H. Hill to hold the three passes stretched over ten miles indicates that Lee didn't intend to stop the Federals there and expected them to take the position. A decisive battle along the South Mountain range would not have been beneficial for Lee to meet his objectives. His army would not have been able to counterattack effectively due to terrain, and maneuvering room would have been limited. Although Lee initially considered scrapping the campaign due to the longer than expected siege of Harpers Ferry, once the garrison did fall, he was able to 123 Harsh, 147-150; Hartwig, 211-212, OR, vol 16, 2, 603 (Special Orders 191) 605-608. 124 Allan, 201-205; Harsh, 98-99; Marshall, 148-150. 125 Marshall, 146. 126 Brian Matthew Jordan, Unholy Sabbath: The Battle of South Mountain in History and Memory September 14, 1862, New York: Savas Beatie, 2012. 80-85. 127 Jordon, Unholy Sabbath, 301. 51 concentrate his forces in the area of Sharpsburg. 128 It may not be that Lee specifically wanted to fight at Sharpsburg, but the lay of the land and the tactical and strategic components of it, offered natural terrain on which to fight a decisive battle. 129 The Antietam battlefield offered several very strong defensive opportunities. First was the Antietam Creek, which was wide and deep enough to stop infantry from crossing unless over a bridge. The terrain, particularly on the southern end of the battlefield, is very suitable for a defending force, along with the ground near the center of the battlefield. On the northern end, the terrain is its weakest for defense; however, the entire battlefield, especially the northern end, is very suitable for artillery employment. Lee's position at Antietam Creek was without question formidable. 130 Whereas the events in Kentucky were one of maneuver, Maryland hinged on the tactical climax. Therefore, both forces needed to clash and soundly defeat the other to end the campaign. The battle of Antietam itself ended in a draw, and the opposing lines virtually remained the same. 131 Having realized the day after the engagement that McClellan wasn't likely to attack again, and understanding that his position offered no benefits for his army to attack, Lee promptly withdrew back into Shepherdstown, Virginia, (West Virginia) intending to regroup his army and re-crossing the Potomac River near Williamsport to again sue for a decisive battle. The Confederate's were blocked by several determining factors though, the two primary factors being McClellan's choice to move the VI Corps north towards Hagerstown to block a crossing, and a large amount of straggling that has taken place since the start of the 128 Allan, 320. 129 Harsh, 301-303. 130 Phillip Thomas Tucker, Burnside's Bridge: The Climatic Struggle of the 2nd and 20th Georgia at Antietam Creek, Mechanicsburg: Stackpole Books, 2000. 47-54. 131 Ezra Carman, The Maryland Campaign of September 1862, Vol. 2: Antietam. Edited by Thomas G. Clemens, El Dorado Hills, CA: Savas Beatie, 2012. 501. 52 campaigning that had severely reduced Lee's army from upwards of 70,000 men down to roughly 45,000. 132 While Lee did not thrash McClellan's army at Antietam to the extent his strategic objectives called for, the opportunity for a Confederate political victory was not entirely gone. In fact, Lee's offensive convinced Britain and France that Northern armies could never restore the Union, and they contemplated mediation, which would have constituted de facto recognition of the Confederacy. 133 Moving away from the narrow view of Lee and Maryland it is important to note that Bragg's army had achieved a significant victory on September 17 at Munfordville the same day the battle of Antietam was raging. While Lee's army was more or less locked in a stalemate in Maryland, the western Confederate forces still very much retained the initiative in Kentucky. If a successful outcome in Kentucky occurred, perhaps that would be enough to enhance the stalemate at Antietam into a negative outcome for the Union. 134 Lee did not wait in position along Antietam Creek, for events to develop in Kentucky, he didn't have to. By simply moving back across the river and McClellan's inability to pursue for logistical reasons, Lee still very much posed a serious threat, especially with re-crossing into Maryland if need be. Looking at the outcome of the Maryland Campaign and the factors involved in the forces' genetic composition, Lee's army achieved all that could reasonably be expected of it. Certainly, due to its size, it would be impossible to annihilate the Army of the Potomac, yet, by remaining together and gaining the tactical victory, that would have to be enough. 135 132 Murfin, 306. 133 McPherson, 546. 134 Earl J. Hess, Braxton Bragg: The Most Hated Man in the Confederacy, University of North Carolina Press, 2016. 63. 135 Ezra Carman, The Maryland Campaign of September 1862. Vol. III: Shepherdstown Ford and the End of the Campaign. Edited by Thomas G. Clemens, El Dorado Hills, CA: Savas Beatie, 2012. 20-21. 53 Truly then the lynchpin of the 1862 Confederate offensive rested on the shoulders of Bragg and Smith. 136 Lee's offensive and climatic battle of Antietam would have held little or no importance if the events west of the Appalachian's hadn't been taking place in the manner they were. The ultimate failure of Bragg and Smith in Kentucky was their inability to link their armies together. The process involved in making this happen didn't occur until it was too late. 137 Regardless of why this juncture of uniting these armies didn't occur, the important point was that they retained the initiative until the battle of Perryville. Unlike Lee, Bragg and Smith didn't necessarily have to defeat Buell or Wright's local forces, but rather they just needed to exist in Kentucky. Smith's forces had cleared out Morgan and what pitiful resistance Wright was able to scrape together. Buell's army lingered exhausted and timidly in the western part of the state. Bragg and Smith controlled in theory over two-thirds of the state in the last weeks of September into October. 138 The high tide of the Confederacy occurred not at Antietam, but in the days before Perryville. Up until this date, the South had been successful in relieving Richmond, Chattanooga, Vicksburg, the Carolina coast, Shenandoah Valley, western Virginia, and Northern Virginia of any significant Federal occupation, or military operations. The Confederate armies were at its maxim of manpower, at least in theory, if not in actual employment and contained men who were wholly more experienced than their counterparts. Most importantly, the South had been successful universally of maintaining a Confederate wide offensive initiative. When looking at the battles of South Mountain, Richmond, Munfordville, Antietam, and Harpers Ferry, only 136 Hess, Braxton Bragg, 64. 137 Noe, 328-329. 138 Daniel, 128-129; Hess, 62-64; Noe, 104. 54 South Mountain had been a Federal victory and Antietam a draw, while the rest were complete decisive Confederate victories. The battle of Perryville long considered the principal battle of the Kentucky Campaign was neither decisive nor climatic. 139 The battle itself was fought only by portions of the armies, on ground that held no real strategic value to the overall goals of the campaign. However, the legacy of Perryville resides in Bragg's choice to withdraw his army from Kentucky in its aftermath. Leaving aside Bragg's personality, leadership issues, and his subordinates, the important aspect to look at is what was actually accomplished by his army. It's already been stated that Bragg and Smith's offensive knocked the Federal plan of war back a few pegs and opened up at two-thirds of Tennessee for the foreseeable future. Confederate goals upon entering Kentucky were unclear and varied in design between Bragg and Smith. 140 Perhaps the largest draw was establishing the state as Confederate, which they quickly understood wasn't a popular option amongst the people. That being the case, Confederate field armies could only subsist for so long in hostile territory until they would, by necessity, be forced to withdraw to friendly Tennessee. 141 Therefore, without the support of the majority of Kentuckians to endorse a Confederate government, the continuation of a Southern army within the state offered no benefit to the Confederacy. 142 Bragg and Smith's only true strategic failing was their inability to link together and deliver a decisive blow against Buell. If looked at in the context of the genetics of an ocean wave, the advance into Kentucky was the last little bit of the wave that rolls into the edge of the beach. It neither has the momentum nor the power to damage anything of significant strength. However, the break or 139 Noe, 343. 140 Hess, 56-57. 141 Connelly, 228; Noe, 334. 142 Noe, 336. 55 impact of the wave that occurs just before hitting shore tends to denote the power of the temporary effects inflicted within that particular wave's life span. Sticking with the ocean wave analogy, the Confederate wide offensive in the fall of 1862 was the last ocean wave before the tide changed. The lifespan of the Confederacy would perish in the calm time between the next high tide. Conclusion: The interpretations of the Civil War, its key moments, critical players, and even the purpose of the conflict, vary in many different extremes, platforms, and algorithms. Surely there were other critical moments of the war, in which the Confederacy could have theoretically changed the outcome or moments in which Union forces could have ended the war much sooner. The progress of the war is a fascinating storyline of complete unpreparedness through a series of excruciating growing pains that led to the high efficiency of conducting war. Looking at the grand scope of the conflict, particularly the logistics of the opposing sides, even the most novice student of the struggle can recognize that the Confederacy was severely behind in every aspect and shouldn't have waged war. 143 However, the fact remains they did, and the reality is any Southern hope for victory resided in the slowness, unpreparedness, and political deadlock of the North's ability to wage war. The true window in which to view why the fall of 1862 was the Southern high tide occurs in the aftermath of the campaigns themselves. The first and most critical component was the issuance of the Emancipation Proclamation. The bold political move forever changed the direction and intent of the war. For the South, it had devastating consequences, as it eliminated 143 McPherson, 312-316. 56 any dream of European intervention, and essentially made the Confederacy an island left to its own. The proclamation also bled into the second crucial component, which truly had its roots at the beginning of 1862; however, it had become fully developed by the closing days of 1862, and that is the abandonment of "limited war" principals and the acceptance of "hard war" doctrine. 144 Militarily the South would never mount such a broad offensive again nor one with so much potential to gain from it. Lee's Pennsylvania Campaign in 1863, while more famous, did not have the potential as nine months prior when he crossed into Maryland. 145 Lee in June of 1863 was acting independently, while Confederate armies in the west were giving ground rapidly and losing Vicksburg. 146 Even with Confederate victory at Chickamauga, Bragg nor his predecessors could ever mount an effective counterthrust to regain vital Tennessee. 147 Hood's Tennessee Campaign in 1864 offered the closest opportunity; however, his cause was pyrrhic and traded the destruction of Georgia for the hope of gaining Tennessee. 148 The commencement of the Overland Campaign in 1864 saw the end of Lee's ability to mount a counterattack that had won for him on previous battlefields. With his numbers dwindling, and the Union's production capabilities at its height, continuing supply of reinforcements, and Grant's power to coordinate multiple armies upon Lee, forced the Confederate leader to dance to the tune of Grant's strategy. 149 144 McPherson, 567. 145 Coddington, The Gettysburg Campaign, 4-8. 146 Edwin C. Bearss and J. Parker Hills, Receding Tide: Vicksburg and Gettysburg the Campaigns that Changed the Civil War, National Geographic Society, 2010. 266. 147 Steven Woodworth, Six Armies in Tennessee: The Chickamauga and Chattanooga, Lincoln: University of Nebraska Press, 1998. 144. 148 Jacobson, For Cause and for Country, 524. 149 Gordon C. Rhea, The Battle of the Wilderness May 5-6, 1864, Baton Rouge: Louisiana State University Press, 1994. 9-10, 12-13, 22. 57 The Maryland and Kentucky Campaigns were episodes that the Union could not afford to lose. Certainly, Union armies, especially in the east, met multiple setbacks, defeats, and disasters throughout the war; however, a loss at this critical juncture in each theater would have produced devastating consequences from which the North could not recover. The brilliance of these campaigns resides in the fact that neither side could afford a negative outcome, and a victorious outcome for either side had the power and capabilities to change the entire trajectory of the war. The Maryland and Kentucky Campaigns do not have a true decisive victor in respect to the definition, yet, the rate at which the Union declared victory and the rapidity with which it instituted new measures both politically and militarily showed the emergency the events in the fall of 1862 produced for the North. 150 An acceptance of that notion coupled with political density, logistical pitfalls, organizational hurtles, and strategic objectives, will clearly indicate that the fall of 1862 in the course of the Maryland and Kentucky Campaigns, along with their supporting offenses was the high tide of the Confederacy, and the moment the Civil War changed trajectory in both political and military senses, which was the beginning of the Confederacy's defeat. 150 Muehlbauer, Ways of War, 197-200. 58 Bibliography Secondary Sources: Anderson, Nancy Scott and Dwight Anderson. The Generals: Ulysses. S. Grant and Robert E. Lee. Avenel: New Jersey, 1987. Bearss, Edwin C. and J. Parker Hills, Receding Tide: Vicksburg and Gettysburg the Campaigns that Changed the Civil War, National Geographic Society, 2010. Beloff, Max. "Historical Revision No. CXVIII: Great Britain and the American Civil War." History, New Series, 37, no. 129, (1952): 40-48. Brauer, Kinley J. "British Mediation and the American Civil War: A Reconsideration." The Journal of Southern History 38, no. 1 (1972): 49-64. Carman, Ezra Ayers. The Maryland Campaign of September 1862, Vol. I: South Mountain. Edited by Thomas G. Clemens, El Dorado Hills, CA: Savas Beatie, 2012. Carman, Ezra Ayers. The Maryland Campaign of September 1862, Vol. 2: Antietam. Edited by Thomas G. Clemens. El Dorado Hills, CA: Savas Beatie, 2012. Carman, Ezra Ayres. The Maryland Campaign of September 1862. Vol. III: Shepherdstown Ford and the End of the Campaign. Edited by Thomas G. Clemens. El Dorado Hills, CA: Savas Beatie, 2012. Chance, Joseph E. The Second Texas Infantry, From Shiloh to Vicksburg, Austin: Eakin Press, 1984. Coddington, Edwin B. The Gettysburg Campaign: A Study in Command, New York: Simon and Schuster. 1968. Connelly, Thomas Lawrence. Army of the Heartland: The Army of Tennessee, 1861-1862. Baton Rouge: Louisiana State University Press, 2001. Cozzens, Peter. No Better Place to Die: The Battle of Stones River, Chicago: University of Illinois, 1990. Cozzens, Peter. Shenandoah 1862: Stonewall Jackson's Valley Campaign. Chapel Hill: University of North Carolina Press, 2008. 59 Daniel, Larry J. Days of Glory: The Army of the Cumberland, 1861-1865. Baton Rouge: Louisiana State University Press, 2006. Donald, David Herbert. Lincoln. New York, NY: Touchstone, 1996. Glatthaar, Joseph T. General Lee's Army: From Victory to Collapse. New York: Free Press, 2008. Grimsley, Mark. The Hard Hand of War: Union Military Policy toward Southern Civilians, 1861-1865. Cambridge: Cambridge University Press, 2013. Halleck, Henry Wagner. Elements of Military Art and Science: Course of Instruction in Strategy, Fortification, Tactics of Battle, Embracing the Duties of Staff, Infantry, Cavalry, Artillery, and Engineers, Adapted to the Use of Volunteers and Militia, Third Edition, New York: D. Appleton & Company, 1862. Harsh, Joseph L. Taken at the Flood Robert E. Lee and Confederate Strategy in the Maryland Campaign of 1862. Ashland: The Kent State University Press, 2013. Hartwig, D. Scott. To Antietam Creek: the Maryland Campaign of September 1862. Baltimore: Johns Hopkins University Press, 2019. Hennessy, John J. Return to Bull Run: The Battle and Campaign of Second Manassas. Norman: University of Oklahoma Press, 1999. Hess, Earl J. Banners to the Breeze: the Kentucky Campaign, Corinth, and Stones River. Lincoln, Neb.: University of Nebraska Press, 2010. Hess, Earl J. Braxton Bragg: The Most Hated Man of the Confederacy. Chapel Hill: University of North Carolina Press, 2016. Hoslett, Schuyler Dean. "The Richmond Daily Press on British Intervention in the Civil War: A Brief Summary." The William and Mary Quarterly 20, no. 1 (1940): 79-83. Jacobson Eric A. and Richard A. Rupp, For Cause and for Country: A Study of the Affair at Spring Hill and the Battle of Franklin, Eric A. Jacobson, 2013. Jomini, Antoine Henri. The Art of War: A New Edition, with Appendices and Maps. Westport, CT: Greenwood Press, 1971. Jordan, Brian Matthew. Unholy Sabbath: The Battle of South Mountain in History and Memory September 14, 1862, New York: Savas Beatie, 2012. Longacre, Edward G. To Gettysburg and Beyond: The Twelfth New Jersey Volunteer Infantry, II Corps, Army of the Potomac, 1862-1865, Hightstown: Longstreet House, 1988. 60 McClellan, H. B. The Campaigns of Stuart's Cavalry. Edison, NJ: Blue and Grey Press, 1993. McPherson, James. Battle Cry of Freedom: The Civil War Era, Oxford: Oxford University Press, 1988. Miller, Donald L. Vicksburg: Grants Campaign That Broke the Confederacy. New York: Simon & Schuster, 2020. Muehlbauer, Matthew S. and David J. Ulbrich, Ways of War: American Military History from the Colonial Era to the Twenty-First Century. New York: Routledge, 2018. Murfin, James V., and James I. Robertson. The Gleam of Bayonets: The Battle of Antietam and Robert E. Lees Maryland Campaign, September 1862. Baton Rouge, LA: Louisiana State University Press, 2004. Noe, Kenneth W. Perryville: This Grand Havoc of Battle. Lexington: University Press of Kentucky, 2011. Pohanka, Brian C. Vortex of Hell: History of the 5th New York Volunteer Infantry. Lynchburg, VA: Schroeder Publications, 2012. Pooley, Andrew. "Shoo-ing the Geese: Lincoln and the Army of the Potomac, 1862-1863." Australasian Journal of American Studies 21, no.2 (2002): 86-100. Rhea, Gordon C. The Battle of the Wilderness May 5-6, 1864. Baton Rouge: Louisiana State University Press, 1994. Royster, Charles. The Destructive War: William Tecumseh Sherman, Stonewall Jackson, and the Americans. New York: Alfred A. Knopf, Inc., 1991. Sanders, Stuart W. Maney's Confederate Brigade at the Battle of Perryville, Charleston: The History Press, 2014. Sears, Stephen W. Chancellorsville. New York: Houghton Mifflin Company, 1996. Sears, Stephen W. Landscape Turned Red. New York: Ticknor & Fields, 1994. Sears, Stephen W. To the Gates of Richmond: The Peninsula Campaign. New York: Houghton Mifflin Company, 1992. Tucker, Phillip Thomas. Burnside's Bridge: The Climatic Struggle of the 2nd and 20th Georgia at Antietam Creek, Mechanicsburg: Stackpole Books, 2000. Volpe, Vernon L. "Dispute Every Inch of Ground": Major General Lew Wallace Commands Cincinnati, September 1862." Indiana Magazine of History 85, no. 2 (1989): 61 Von Clausewitz, Carl. On War. Translated by Colonel J.J. Graham. New York, NY: Barnes & Noble, 2004. Weigley, Russell Frank. A Great Civil War: A Military and Political History, 1861-1865. Bloomington, IN: Indiana University Press, 2004. Woodworth, Steven E. Nothing but Victory the Army of the Tennessee, 1861-1865. New York: Vintage, 2005. Primary Sources: Allan, William. The Army of Northern Virginia in 1862, Reprint: Middletown: DE, 2020. Alexander, Edward Porter. Fighting for the Confederacy: The Personal Recollections of General Edward Porter Alexander. Edited by Gary W. Gallagher, United States: The University of North Carolina Press, 2000. Battles and Leaders of the Civil War Volumes 1-4, edited by Robert Underwood Johnson, and Clarence Clough Buel. New York: The Century Company, 1885. Donaldson, Francis Adams. Inside the Army of the Potomac: The Civil War Experience of Captain Francis Adams Donaldson. Edited by J. Gregory Acken. Mechanicsburg, PA: Stackpole Books, 1998. Fleming, Francis P. A Memoir of Captain C. Seton Fleming: of the Second Florida Infantry, C.S.A., Reprint 1985: Jacksonville: Times-Union Publishing House, 1884. Marshall, Charles. Lees Aide-De-Camp: Being the Papers of Colonel Charles Marshall Sometime Aide-De-Camp, Military Secretary, and Assistant Adjutant General on the Staff of Robert E. Lee, 1862-1865. Edited by Gary W. Gallagher, and Frederick Maurice. Lincoln: University of Nebraska Press, 2000. Newman, Simon P. "A Democrat in Lincoln's Army: The Civil War Letters of Henry P. Hubbell." The Princeton University Library Chronicle 50, no. 2 (1989): 155-68. Rhodes, Elisha Hunt. All for the Union: A History of the 2nd Rhode Island Volunteer Infantry in the War of the Great Rebellion. Edited by Robert Hunt Rhodes. Lincoln, RI: A. Mowbray, 1985. Small, Abner Ralph. The Sixteenth Maine Regiment in the War of the Rebellion, 1861-1865. London: Forgotten Books, 2015. Survivors' Association 118th (Corn Exchange) Regt., P.V., History of the Corn Exchange Regiment 118th Pennsylvania Volunteers,62. 62 United States War Department. The War of the Rebellion: A Compilation of the Official Records of the Union and Confederate Armies. Vol. 19. Washington: Govt. Print. Off., 1880. Tourgée Albion W. The Story of a Thousand: Being a History of the Service of the 105th Ohio Volunteer Infantry in the War for the Union, from August 21, 1862, to June 6, 1865. Edited by Peter C. Luebke. Kent, OH: Kent State University Press, 2011.Watkins, Samuel R.Company Aytch or A Side Show of the Big Show: A Memoir of the Civil War. Edited by Ruth Hill Fulton McAllister. Nashville, TN: Turner, 2011
Issue 16.4 of the Review for Religious, 1957. ; A. M. D. G. Review for Reh ious JULY 15, 1957 St. ~John of the Cross . Sister'Mary St. Rose R~vitalizing Our Spiritual Life . Harold F. Cohe. Departure After Temporary Profession . . .Joseph F. Gallen AIIocution Concerning Tertianship . pope plus- Book Reviews Questions and Answers Roman Documents VOLUME 16 NUMBER 4 RI::VII::W FOR R LIGIOUS VOLUM/~ 16 JULY, 1957 NUMBER 4 CONT£NTS ST. JOHN OF THE CROSS: DOCTOR OF DIVINE LOVE-- Sister Mary St. Rose, S.N.D . 193 REVITALIZING OUR SPIRITUAL LIFE-- Harold F. Cohen, S.J . 211 DEPARTURE FROM RELIGION ON THE EXPIRATION OF A TEMPORARY PROFESSION--Joseph F. Gallen, S.J . 215 FONTI FIFE . 223 SURVEY OF ROMAN DOCUMENTS~R. F. Smith, S.J . 224 ALLOCUTION CONCERNING TERTIANSHIP-- Pope Pius XII . 236 OUR CONTRIBUTORS . 240 BOOK REVIEWS AND ANNOUNCEMENTS-- Editor: Bernard A. Hausmann, S.J. West Baden College West Baden Springs, Indiana . 241 REVIEW OF CATHOLIC CHURCH MUSIC . 249 QUESTIONS AND ANSWERS: 19. Bows at Benediction . 250 20. Recourse Against Exclusion from Profession . 250 21. Seasonal Prefaces . 251 22. Ordinary Confessor and Cases Reserved in the Institute . 251 23. Occasional Confessor and Jurisdiction for One Other Woman. 252 24. Occasional Confessor Only for Professed and Novices . 252 25. Transfer to Another Monastery . 253 26. Using School Section of Minor Cloister for Community During Vacations . 254 27. Restoration of Solemn Vows in Monasteiies of Nuns . 255 28. Mass To Be Said on a Ferial Day . 256 REVIEW FOR RELIGIOUS, July, 1957. Vol. 16, No. 4. Published bimonthly by The Queen's Work, 3115 South Grand Blvd., St. Louis 18, Mo. Edited by the Jesuit Fathers of St. Mary's College, St. Marys, Kansas, with ecclesiastical approval. Second class mail privilege authorized at St. Louis, Mo. Editorial Board: Augustine G. Ellard, S.J.; Gerald Kelly, S.J.; Henry Willmering, S.J. Literary Editor: Robert F. Weiss, S.J. Copyright, 1957, by The Queen's Work. Subscription price in U.S.A. and Canada: 3 dollars a year; 50 cents a copy. Printed in U.S.A. Please send all renewals and new subscriptions to: Review for Religious, 3115 South Grand Boulevard, St. Louis 18, Missouri. St. dbhn ot: the Cross Doctor ot: Divine Love Sister Mary St. Rose, S.N.D. THE name of St. John of the Cross sometimes elicits a strange reaction: a gentle, modest man.who sincerely pre-ferred oblivion-to power, solitude to lecture hall, and peace to self-justification or defense of the major work of his life, he seems to cause a kind of recoil; perhaps an awe-inspiring viril-ity beneath the disarming serenity, is sensed even after the lapse of almost four hundred years; perhaps to too many he is the Doctor of the Nothing rather than the Doctor of Divine Love. Born Juan de Yepes in the little village of Fontiveros, just thirty miles north of Avila, in 1542, of relatively poor artisans, he was moved at seven years of age, after the death of'his father, to Medina del Campo, where his mother had better pros- . pects of supporting her small family. John early showed such aptitude for study rather than for crafts that he became the prot~g~ of Don Antonio Alvarez de Toledo and, while work-ing in the hospital of his patron, studied till he was nineteen at the Jesuit college in Medina. At twenty, he entered the Order of Carmel, was professed a year later, and studied arts and theology for three yea~s in Salamanca, where one of the four leading universities of the time was located. Ordained in 1567, he met St.'_Teresa_in the same year and was persuaded to abandon his desire to become a Carthusian in favor of help-ing initiate a restoration of the primitive Carmelite rule. Together with the rather impractical but fervent Fra~ Antonio and his five clocks, he planted in a miserable hut in Duruelo the seedling which eventually developed into the Dis-calced Carmelites. Eight happy years of peaceful spiritual and intellectual maturing were followed by a year as professor in the Discalced College of the University of Alcala and by five years in Avila, where as confessor of the hundred nuns of the 193 SISTER MARY ST. ROSE Review for Religious Incarnation, to which St. Teresa had been forced to return as prioress, he wrought a miracle of reformation. But the peaceful years were over; the. Mitigated Carmelites, increasingly embittered by the success of the reform, forcibly seized John on December 3, 1577, and, when their efforts to induce him to abandon the reform were fruitless, flogged and imprisoned him, first at Avila and later--after a confirma-tion of the sentence by the General, Tostado--at Toledo. In a six by ten, windowless cell, during eight and a half months of .bread, water, and fish, with almost daily floggings and no change of clothing, he etched in his own soul the masterpiece of cooperation with God's grace of which we get echoes in his-poems, begun even during his imprisonment, finished and de-veloped later into those unique commentaries which have earned for him the supreme doctorate of the Church itself in the science of mystical theology. Escaping from his prison on August 15, i578, he went south into Andalusia, stopped at Beas, where the lovable Anne of Jesus was prioress, and where he began for 'the devoted nuns his oral commentary on .the "Spiritual Canticle." At Monte Calvario, where he spent eight months recuperating, he began the .4scent o[ Mount Carmel and the Dark Night, finish-ing them, as well as the S/~ir.itual Canticle and the Living Flame o[ Love, during six years as prior in Granada. This was a relatively quiet interlude before the final storm. By a Bull of Gregory XIII in 1580, the Discalced had been separated from the Calced, and the ambitious Doria had been made general of the former. John was' his vicar-general till the chapter of 1591, in which he opposed the revocation of the'Teresian constitutions and other drastic alterations. Sent after the chapter to La Pefiuela as a simple friar and a virtual exile, he experienced the cruel trial of defamation to such an extent that his friends feared that he, even as his old associate. Gracian, would be expelled in disgrace from the order. But the purification was to be of another kind. He fell ill of fever 194 July, 1957 ST. JOHN OF THE CROSS and erysipelas and was sent for medical attention to Ubeda, where the prior had an old score~a pievious reprimand--to settle with him; fobd, medicin.e, visitors, all were denied John or given grudgingly till the intervention of the provincial brought relief--but too late. At midnight on December 14, 1591, John diedl true to his name and like ihe God-man he had so loved~ unknown, suffering, disgraced, abandoned. Guide to the Highest Sanctity To those of us who, inspired at first perhaps by curiosity. about this reputed mystic of mystics, persist in cultivating his friendship, he reveals himself as one of the most human and tender of saints, a corisummate psychologist, a master theo-logian, an uncompromisi.ng guide to the highest sanctity. To prove this assertion from his works would be a relatively easy but decidedly lengthy task. My aim is more modest but still sufficiently ambitious, perhaps even presumptuous: to show from his most logically constructed work, the Ascent of Mount Carmel and its sequel, even its integral part, the D'ark Night, how he responds to the age-old longing of a soul in love with God for a sure road and a swift road to the embrace of the Divine Lover. But first to consult a recent Baedeker for a panoramic view: The end of man is the vision of God-~or, perhaps more ac-curately, to glorify God and enjoy Him forever.~ . . . It is easier to intoxicate people's minds with a desire for contemplation than it is to persuade them of what is required before that gift can be received. ¯ . . Briefly it may be said that the gift of contemplation will always be given to. those who make themselves poor enough in spirit and pure enough in hear~ to receive it. Let me hasten to add, in line with the masteri of the spiritual life, that this poverty of spirit and purity of heart call for detachment but not violent asceticism . But if physical austerities are relativel~ of little importance, what is of fundamental importance is the mortification of self; that is to say, the eli~nination of self-will, self-interest, self-centered think-ing, wishing, and imagining. May I suggest that contemplation-- often conceived of in too intellectualist terms--is nothing else but the realization of God's presence and of our utter dependence on Him. The contemplative is simply one. who sees the divine-human situation as it is. Hence the contemplative state is essentially pas- 195 SISTER MARY ST. ROSE Review for Religious sive; that is, an alert passivity by which we are, in varying degrees of clarity, aware of God--both as transcendent above His creation and immanent within it . The impediments are whatever concentrates our thoughts on the ego--vices, obviously; but also self-centered virtues. Self-for-getting love is of course the key--that agape of the New Testament. This does not mean an anxious striving after God, but letting Him work His wil! in us; imitating God's love for us by a correspondent compassion toward our neighbor, loving the unlovable . When a man can from his heart realize that the only thing that makes sense is that he shall submit to God's invasion of his own little world, on the principle that if God's kingdom is to come then 'my kingdom must go, he will then be as near to the state of contemplation as makes no difference.~ The Nature of Infused Contemplation Now this is the theory, succinctly put by a modern theo-logian. Before we clothe this skeletal outline with living flesh, it may be advisable to take sides in the controversy about the precise nature of infused contemplation, for itis fatally easy to read one's own views into St. John's words. Without at-tempting to justify my choice, I turn. from the position main-tained by Father Reginald Garrigou-LaGrange, O.P., to that of Father Elmer O'Brien, S.J., and Father Gabriel of St. Mary Magdalen, O.C.D. The former puts the matter neatly: I can find no positive reason for asserting that God's sanctify-ing presence must, in the laws of grace, eventually rise above the threshold of spiritual consciousness (except, of course, if one holds for a materialistic concept of grace), and on the other hand the burden of witness in the Christian tradition is against it.'-' The latter, in a passage worth quoting at length for its clarity and charity, has this to say: We have seen how, from the teaching of St. John of the Cross, it follows that the activity of the contemplative gifts of the Holy Ghost may be either hidden or experimental. Both forms are proper actuations of these gifts, which proceed from one and the same principle but are distinct as regards the effect they produce in the subject which receives them. Sometimes they are perceived, some- 1 Graham, Aelred, O.S.B, and others, "Infused Contemplation as the Nor-mal Development of the Life of Grace and the Virtues," Proceedings of the Ninth ~l'nnual Convention (Catholic Theological Society of America, 1954). 203-205. ¯ 2 Ibid., 221. 196 July, 1957 ST. JOHN OF THE CROSS times not, but the soul is always really a~ted upon b~, the gifts and hence there is real infusion. The speculative theologian, who is not directly considering the different form~ which this divine action may take in different souls and at different periods of the spiritual life, will easily give the name of infused contemplation to every form of contemplation in which the action of the gifts intervenes. The Teresian mystical teaching, on the other hand, which distinguishes two modes of divine action, will give the name of acquired to the contemplation resulting from the hidden action which assists the soul's activity, and reserve the name infused for the contemplation in which God makes Himself pei'ceived. Hence the term infused contemplation takes on a different meaning in.the different schools of spirituality.~ With this background and with the prospect of an ex-perienced, intrepid, compassionate guide, we are ready to put on our seven-league boots and take the hand of St. John. He charmingly suggests this procedure in his St~iritua/ Canticle." "And, to the end that this thirsty soul may come to find her Spouse and be united with Him through union of love in this life, so far as she may, and allay her thirst with this drop that can be tasted of Him in this life, it will be well, since the soul asks this of her Spouse, that we should take her hand on His behalf and answer her by showing her the surest place where He is hidden, so that she may surely find Him there with the perfection and pleasure that is possible in this life, and thus may not begin to roam about vainly in the tracks of her companions.''~ With little more than a thread of comments as road signs, I shall let St. John speak for himself. And first, his motive, purpose, and outline of the journey as given in ./lscent o/: Mount Carmel." "It is sad to see many souls to whom God gives both favor and capacity for making progress, remaining in an elementary a Gabriel of St. Mary Magdalen, O.C.D., St. John o/ the Cross (Newman Book-shop, Maryland, 1946). 95. 4 Peers, E. Allison, tVorks of St. John of the Cross (Burns, Oates and Wash-bourne Ltd., 1934). All the quotations throughout the remainder of the article are taken from this two volume work. Because of the extent of the quoted mat-ter, quotation marks rather than reduced type will be used from this point to the end. 197 SISTER MARY ST, ROSZ Review for Religious stage of communion with God, .for want of will, or knowledge, or becatise there is none who will lead them in the right path or teach them how to get away from these beginnings. ",Wherefore, to the end that all, whether beginners or proficients, may know how to commit themselves to God's guid-ance, when His Majesty desires to lead them onward, we shall give instruction and counsel, by His help, so that they may be able to understand His will, or, at the least, allow Him to lead them . "For a soul to attain to the state of perfection, it has ordinarily first to _pass through two principal kinds of night, which spiritual persons call purgations or purifications of the soul; and here we call them nights, for in both of them the soul journeys, as it were, by .night, in darkness. "The first '~ight or purgation is of the sensual part of the soul, which . . . will be treated in the first part of this book. And the second is of the spiritual part; of this . . . we shall treat likewise, in the second and the third part, with respect to the activity of the soul; and in the fourth part, with respect to its passivity. "And this first night pertains to beginners, occurring at the time when God begins to bring them into the state of con-templation; in this night the spirit likewise has a part, as we shall say in due course. And the second night or purification pertains to those Who are already proficient, occurring at the time w'-h~n God desires to set them in the state of union with God. And this latter night is a more obscure and dark ~and terrible purgation, as we shall say afterwards." Night of the Senses Good pedagogue that he is, St. John believes not in goad.s but in stimulants for the arduous uphill climb; speaking of the yearnings of love which' are the effects of generosity, he con-tinues: 198 Ju~, 1957 ST. JOHN OF THE CROSS ~ "In order to conquer all the desires and to deny itself the pleasures which it has in everything, and for v)hich its love and affection are wont to enkindle the will that it may enjoy them, it would be necessary to experience another and a greater enkindling by another and a better love, which is that of its Spouse; to the end that, having its pleasure set upon Him and deriving from Him ~ts strength, it should have courage and constancy to deny itself all other things with ease." In earnest he begins the stripping of all impediments from the sensitive appetites: "He that loves a creature becomes as low as is that ~reature, and, in some ways, lower; for love not only makes the lover equal to the object of his love, but even subjects him to it. Wherefore in the same way it comes to pass that the soul that loves anything else becomes incapable of pure union with God and transformation in him. All the being of Creation, then, compared with the infinite ~Being of God, is nothing. And therefore the soul that sets its affections upon the being of creation is likewise nothing in the eyes of God, and 'less than nothing; for, as we have said, love makes equality and similitude, and even sets the lover below .the object of his love . The soul that. is ravished by the graces and beauties of the creatures has only supreme misery and unattractiveness in the eyes of God. Any soul that makes" account of all its knowledge and ability in order to come to union with the wisdom of God is supremely ignorant in the eyes of God and will remain far removed from that wisdom. [In summary,] as long as the soul rejects not all things, it has no capacity to receive the spirit of God in pure transformation . . . [for the philo-sophical reason that] as in natural generation no. form can be introduced unless the preceding, contrary form is first expelled from the subject, which form, while present, is an impediment to the other by reason of the contrariety which the two have between each other; even so, for as long as the soul is sub- 199 SISTER MARY ST." ROSE Review for Religious jected to the sensual spirit, the spirit which is pure and spiritual cannot enter it." But to prevent the appalling error of Stoicism, he care-fully distinguishes involuntary movements of the appetites from voluntary: "It is true that all the desires are not equally hurtful, nor do they equally embarrass the soul . . . for the natural desires hinder the soul little, or not at' all, from attaining to union, when they are not consented to nor pass beyond the first move-ments-- that is, all those wherein the rational will has had no part, whether at first Or afterward--and to take away these-- that is, to mortify them wholly in this life--is impossible . "The other voluntary desires, whether they be of mortal sin, which are the gravest, or of venial sin, which are less grave, or whether they be only of imperfections, which are the least grave of all, must be driven away every one, and the soul must be fre~ t:rom them all, howsoever small they be, it~ it is to come to this complete union; and the reason is that the state of this. divine union consists in the soul's transformation, accord-ing to the will, in the will of God, so that there may be naught in the soul that is contrary to the will of God, but that, in all and through all, its movement may be that of the will of God alone . "Although a person .who suffers them (natural desires which are not voluntary, and . . . thoughts that go not beyond the first movements, and other temptations to which the soul is not consenting) may believe that the passion and disturbance which they then cause him are defiling and blinding him, it is not so; rather they are bringing him the opposite advantages. For, insofar as he resists them, he gains fortitude, purity, light, and consolation, and many blessings, even as our Lord said to St. Paul that virtue was made perfect in weakness." When our eagerness to start is hardly to be restrained, he gives us the road map at last. How strongly suggestive it is of 200 July, 1957 ST. JOHN OF THE CROSS the tantum quantum "of St. Ignatius; indeed, that simple but infinitely challenging Ignatian norm permeates all the detailed directions by which St. John implements the ltscent's 'famous Chapter Thirteen. "First, let him have an habitual desire to imitate ~hrist in everything that he does, conforming himself to His life; upon which life he must meditate so that he may know how to imitate it, and to behave in all things as Christ would behave. "Secondly, in order that he may' be able to do this well, every pleasure that presents itself to the senses, if it be not ¯ purely for the honor and glory of God, must be renounced and completely rejected for the love of Jesus Christ, who in this lifd had no other pleasure, neither desired such, than to do the will of His Father, which He called His meat and drink . "For the mortifying and calming of the four natural pas-sions, which are joy, hope, fear, and grief, from the concord and pacification of which come these blessings, and others like-wise, the counsels which follow are of'the gr~test help, and of great merit, and' the source of great virtues." .~ Night of the Spirit Then follow the famous counsels for which all the world remembers St. John and which he concludes with the singing words, a refrain to haunt one's soul: "When thou thinkest upon anything, Thou ceasest to cast thyself upon the All. For, in order to pass from the all to the All, Thou has to deny thyself wholly in all. And, when thou comest to possess it wholly, Thou must possess it without desiring anything. For, if thou wilt have anything in all, Thou hast not thy treasure purely in God." Turning now his attention to the spirit of man, St, John shows that the.intellect is purified by faith; the memory, by 201 Si~TER M.~Y ST. ROSE Review for Religious hope; the will, by ~harity. He begins with the definition, the necessity, and the danger of not living by faith; then, be-cause of .the special difficulties of this stage of the venture, he presents a clear view of the goal. "Faith, Say the theologians, is a habit of the soul,, certain and obscure. And the reason for its being an obscure habit is that it makes us believe truths revealed by God Himself, which transcend all natural light, and exceed all human under-standing, beyond all proportion . In the same way [as a partially blind man], a soul may lean upon any knowledge of its own, or any feeling or experience of God; yet, however great this may be, it is very little and far different from what God i.s; and, in going along this road, a soul is easily led astray or forced to halt, because it will not remain in faith like one that is blind, and faith is its true guide . And thus a soul is greatly impeded from reaching this high estate of union with God when it clings to any understanding or feeling or imagina-tion or appearance or will or manner of its own, or to any other act or to anything of its own, and cannot detach and strip itself of these . "Here I treat only of this permanent and total union ac-cording to the substance of the soul and its faculties with re-spect to the obscure habit of union: for with respect to the act, we shall explain later, with the divine favor, how there is no permanent i~nion in the faculties, in this'life, but a transitory union only . When fhe soul rids itself totally of that which is repugnant to the divine will "and conforms not with it, it is transformed in God through love. God cbnlmunicates Himself most'to that soul tliat has progressed farthest in love, namely, that has its will in closest conformity with the ~vill of God. And the soul that has attained~ complete conformity and likeness of will is totally uni~:ed and transf6rmed, in God super-naturally . But the. soul that attains not to such a measure of purity as is in conformity with its capacity never attains 202 July, 1957 ST. JOHN OF THE CROSS true peace and satisfaction, since it has not attained to the possession of that detachment ~and emptiness in its faculties which is required for simple union." Returning. to his concern for the cleansing of the under-standing by faith, he breaks into a cry of anguish over those who will never take seriously our Saviour's counsel to deny themselves utterly and, hence, will never reach the gbal in this life. I quote only the concluding words of a long passage: '~Herein they become spiritually enemies of the cross of Christ; for true spirituality' seeks for~ God's sake that which is distasteful rather than that which is delectable; and inclines itself rather to sufl:ering than to. consolation; and desires to go without all blessings for God'g sake rather th~n to enjoy sweet' communications', knowing that" this is to follow Christ and to deny oneself, and that the other is perchance to seek oneself in. God, which is clean contrary, to lox~e.'~' All kinds of knowledge other than faith are relatively use-~ less: "The farther the soul progresses. !n spirituality,, the .re. ore it ceases from the operation of the faculties in particular acts, for it becomes more and more occupiedin one act. that.is gen-eral and pure;.and thus the faculties that were journeying to a place whither the soul has arri;ced cease to Work, even as the feet stop and cease ~o move when their journey'is over . And, as such so~uls know not the mystery of this new experience, the idea comes to them that they are being idle and doing noth-ing; and thus they allow themselves not to be quiet, but endeavor to meditate and reason. Herice they are filled with aridity and affliction, because they seek ~to~ find sweetness where it is no longer to be found.' . St. John ~hen gi~es the signg by; which We may know whethe~r we have' reached this point in our progress, signs too frequently, reproduced for me to quote them here." Then, after examining one by on'd'the various natural' and supernatural kinds' of kriowl- 203" SISTER MARY ST. ROSE Review for Religious edge which the soul may receive and from which it should detach itself, he comes at last to the intuition of naked truth, aboutJwhich he becomes almost lyrical: "And these lofty manifestations of knowledge can only come to the soul that attains to union with God, for they are themselves that union; and to receive them is equivalent to a certain contact with the Divinity which the soul experiences, and thus it is God Himself who is perceived and tasted therein. And, although He cannot be experienced manifestly and clearly, as in glory, this touch of knowledge and delight is nevertheless so sublime and profound that it penetrates the substance of the soul . . . for such kinds of knowl.edge savor of the Divine Essence and of eternal life . And I say not that the soul should behave in the same negative manner with regard to these apprehensions as with regard to the rest, for . . . they are a part of the union, towards which we are directing the soul; to which end we are teaching it to detach and stril5 itself of all other apprehensions. And the means by which God will do this must be humility and suffering for love of God with resignation as regards all reward; for these favors are not granted to the soul which still cherishes attachments, inas-much as they are granted through a very special love of God toward the soul which loves Him likewise with great detachment." To the purification of the memory, St. John gives detailed attention, concludes with a powerful paragraph, and then focuses the major portion of Book III of the ~sc~'nt on the will. Purgation of Memory and Will "Hence, the more the soul dispossesses the memory of forms and things which may be recalled by it, which are not God,. the more will it set its memory upon God, and the emptier will its memory become, so that i~ may hope for Him who shall fill it. What must be done, the:,, that the soul may live in the perfect and pure hope of God is that, whensoever these distinct images, forms, and notions come to it, it must not re~t in them, but must turn immediately to God, voiding the memory of them entirely, with 2O4 July, 1957 ST. JOHN OF THE CROSS loving-affectioh. It must neither think of these things nor don-sider them beyond the degree which is necessary for the under-standing and performing of its obligations, if they have any con-cern with these. And this it must do without setting any affection or inclination upon them, so that they may produce no effects in the soul . "We should have accomplished nothing by the purgation of the understanding in order to ground it in the virtue of faith, and by the purgation of the memory in order to ground it in hope, if we purged not the will also according to the third virtue, which is charity, whereby the works that are done in faith live and have great merit, and without it are of no worth . The st~:ength of the soul consists in its faculties, passions, and desires, all of which are governed by the will. Now when these faculties, passions, and desires are directed by. the will toward God, and turned away from all .that is not God, then the strength of the soul is kept for God, and thus the soul is able to love God with all its stiength. And, to the end that the soul may do this, we shall here treat of the purgation from the will of all its unruly affections . These affections and passions are four, namely: joy, hope, grief, and fenr." Apparently St. John intended to give instructions concern-ing each of these passions in their impact on the will and every good to which the will of man is attracted. He did not complete the project; yet even the truncated treatise is a masterpiece of analysis of all the subterfuges by which we seek ourselves instead of God.__:_ The general truth W]~l~--which he prefaced his treatment will serve as a summary: "This truth is that the will must never rejoice save only in that which is to the honor and gloi:y of God; and that the greatest honor we can show to Him is that of serving Him according to evangelical perfection; and anything that has naught to do with this is of no value and profit to man." 205 SISTER MARY ST. ROSE Review for Religious The Dark Night St. John abruptly ended the Ascent, having completed only half of what he had promised, the t~o purgations "with respect to the activity of the soul," of the sensual part and of the spiritual part of the "soul. The two purgations "with respect to its passivity" he reserved for treatment in his Dark Night, a work considered his especially original .contribution to~ my~stical theol-ogy. In it he tharks clearly the point of departure, th~ neces-sity, thd general conspectus, and the signs that the soul is ready f6r this'last and most trying part of its ascent tO" perfect uniofi with God. "Into this dark night souls begin to enter when God draws them'forth from the state of beginners--w~hich is the state of those that meditate upon the spiritual roadmand begins to set them in the state of progressives--which is that of,those who are already contemplatives--to the end that, after passing through it, they may arrive at the state of the perfect, which is that of divine union of the soul with God . ¯ "However greatly the soul itself labors, it~ ~annot actively purify itself so as to be in the least degree prepared for the divine union of perfection of love, if God takes not its hand and purges it not in that dark fire, in the way and manner that we have to describe. "The night of senseis common and comes to many; these are the beginners; and of this night we shall first speak. The night of the spirit is the portion of very ~few, and thes~e are they that are already practise.d and profi.cient,~ of whom we shall treat hereafter . "For the making of this distinction ['between aridities from the night of the sensual desires and from sins and imperfec-tions] I find that there are three principal'signs. The first is whether, when 'a soul finds no pleasure or consolation in the things of God, ~it also fails to find it in any thing" created; for, as God sets the soul in this dark night to' the end that He may 206 July, 1957 ST. JOHN OF THE CROSS quench and ~purge its sensual desire, ~He allows it not to find attraction or sweetness in anything whatsoever. . . The sec-ond sign whereby a man may believehimself to be experiencing the said purgation is. that ordinarily the memory is centered upon God, with painful care and solicitude, thinking that it is not serving God, but is backsliding, because it finds itself without sweetness in the. things of God, . . The third sign . . is that the soul can no longer meditat~e or reflect in its sense of the imagination, as it was wont, however much it may endeavor to do so." St. John assures us that if we follow the procedure he suggests in the Dark Night we shall surely receive the prom-ised fruits, which to any one who has not experienced them sound" like cold comfort. "What they must do is merely to leave'the soul free and disencumbered and at rest from all knowledge and thought, troubling not themselves, in that state, about what they shall think or meditate, but Contenting themselves with no more than a peaceful and loving a~tentiveness toward God, and in being without anxiety', without the ability and without desire to .have experience of Him or to perceive Him . "This is the first and principal benefit caused by this arid and dark night of contemplation: the knowledge of oneself and of one's misery . And the smallness of this self-satis-faction, together with the soul's affliction at not serving God, is considered and esteemed by God as greater than all the con-solations which the soul formerly experienced and the works which it wrought, however great they were, inasmuch as they were the occasion of many imperfections and ignorances." For fear we should consider ourselves aimost at our jour-ney's end, St. John disillusions us gently but firmly, tells the nature of the dark night of the spirit through ~ which we must grope, its effects, and its distinctive characteristic, and at last reveals to us th~ consummation of our~ quest. 2O7 SISTER MARY ST. ROSE Review for Religious "These proficients have two kinds of imperfection: the one kind is habitual; the other actual. The habitual imperfec-tions are the imperfect habits and affections which tfave re-mained all the time in the spirit, and are like roots, to which the purgation of sense has been unable to penetrate. The dif-ference between the purgation of these and that of this other kind is the difference between the root and the branch, or be-tween the removing of a stain which is fresh and one which is old and of long standing. For, as we said, the purgation of sense is only the entrance and beginning of contemplation leading to the purgation of the spirit, which, as we have like-wise said, serves rather to accommodate sense to spirit than to unite spirit with God. But there still remain in the spirit the stains of the old man, although the. spirit thinks not that this is so, neither can it perceive them; if these stains be iaot re-moved with the soap and strong lye of the purgation of this night, the spirit will be unable to come to the purity of divine union . "This dark night is an inflowing of God into the soul, which purges it from its ignorances and imperfections, habitual, natural, and spiritual, and which is called by contemplatives in-fused contemplation, or mystical theology. Herein God secretly teaches the soul and instructs it in perfection of love, Without its doing anything, or understanding of what manner .is this infused contemplation . "And when the "soul is indeed assailed by this divine light, its pain, which results from its impurity, is immense; because, when this pur~ light assails' the soul, in order to expel its im-purity, the soul feels itself to be so impure and miserable that it believes God to be against it, and thinks that it has set itself up against God . The second Way in which the soul suffers pain is by reason of its weakness . . . for sense and spirit,-as if beneath some immense and dark load, are in such great .pain and agony th. at the soul would find advantage and relief in 208 July, 1957 ST. JOHN OF THE CROSS death . The third kind of suffering .~. results from the fact that two other extremes meet here in one, namely, the Divine and the human . As a ~result of this, the soul feels itself to be perishing and melting away, in the presence and sight of its miseries, by a cruel spiritual death . The fourth kind of pain is caused in the soul by another excellence of this dark contemplation, which .is its majesty and greatness, from which arises in the soul a consciousness of the other extreme which is in itself, namely, that of the deepest poverty and wretchedness: this is one of the "chiefest pains that it suffers in this purgation . "For spiritual things in the soul have this characteristic, when they are most purely spirit.ual, that, when they are trials, the soul believes that it will never escape from them, ~and that all ~its blessings are ndw over, as has been seen in the passages quoted; and when they are spiritual blessings, the soul believes in the same way that its troubles are now ove.r, and that bless-ings will never fail it . "In the midst of these dark afflictions, the soul feels itself to be keenly and acutdy wounded in strong divine love, and to havea certain realization and foretaste of God . It some-times comes to pass that this mystical and loving theology, as well as enkindling the will, strikes and illumines the other faculty also--that of the understanding--with a certain divine light and k-fiowledge, so delectably and delicately that it aids the will to conceive a marvelous fervor, and, without any action of its own, there burns in it this divine fire of love, in living flames, so that it now appears to the soul a living fire by reason of the living understanding which is given to it . Thus the pres-ence of God is felt, now after one manner, now after another. ¯ . . That dark love cleaves to the soul, causing it a most watch-ful care and an inward solicitude concerning that which it must do, or must not do, for His sake, in order to please Him. It will consider and ask itself a thousand times if it has given Him 209 SISTER MARY ST. ROSE cause to be offended; and all this it will do with much greater care and solicitude than before . For here all the desires and energies and faculties of the soul are recollected from all things else, and its effort and strength are employed in pleasing God alone . After this manner, b'y this mystical theology and secret love, the soul continues to rise above all things .and above itself, and to mount upward to God. For love is like fire, which ever rises upward with the desire to be absorbed in the center of its sphere." But prose is a poor vehicle now. Even St. John stops trying to finish the Dark Niyht. To the Spiritual Canticle or the Living Flame of Love we must turn for the epitha-lamium of God. and the soul: "My love is as the hills, The lonely valleys clad with forest trees, The rushing, sounding rills, Strange isles in distant seas, Lover-like whisperings, murmurs of the breeze. "My love is hush-of-night, Is dawn's first breathings in the heaven above, Still music veiled from sight, Calm that can echoes move, The feast that brings new strdngthmthe feast of love." and "O living flame of love That, burning, dost assail My inmost soul with tenderness untold, Since thou dost freely move Deign to consume the veil Which sunders this sweet converse that we hold." Revit:alizing Our Spiri!:ual Lit:e I-larold I::. Cohen, S.J. WE MUST be struck, at least occasionally, by the difference between ourselves and what our religious institutes would have us be, and by the difference between ourselves and those of our brothers in Christ whom the Church holds up as models of sanctity, and finally, by the difference in the fruit produced by our saints and that produced by ourselves. Per-haps in our more serious moments we ask ourselves the reason for this. We may answer that God gives more grace to some than to others and let it go at that. But then we are not being honest with ourselves, for whatever the measure of God's grace, our own correspondence to that grace can give us serious concern. The answer is not difficult to state--it is difficult to admit. The reason we lack sanctity and fruitfulness in the apostolate is that we are not united with God. We are not the men of prayer, recollection, and study,that God wants us to be. We try to ser~,e two masters, God and the world. We turn, as if mag-netized, to the distraction of-TV, radio, sports, movies, and magazines--and we have to admit that these things withdraw us from silence and recollection in God. We all know, of course, that these things are not only not sinful, but a moderate use of them is helpful to us. But in seeking a solution to our own-lack of high spirituality and consequent weak apostolate, we certainly should give serious consideration to just how moderately we use them. For if we find that instead of being men of faith who have cut ourselves away from creatures by poverty and. self-denial, exuding the fragrance of Christ to all we come in contact with, we are men given over to our own ease and comfort, with more interest in picture magazines than hungry, poorly housed human beings; that we who profess as our purpos~ in life the salvation of souls are more interested in watching a 211 HAROLD F. COHEN Review for Religious game on TV than hearing confessions, more interested in cock-tail parties than visiting the sick~if we find these thi,ngs, we must admit that we lack .moderation in our use of legitimate diversions, and that now, no longer, a means, they have become an end in themselves. Once we realize that we are not united with Goc~, and that at least one of the causes is our effusio ad exteriora, we might again ask ourselves, "Why?" Have we lost the secret of sanc-tity of the saints? Or are we living in an age that necessar!ly precludes doing great things for Christ? Certainly we started off seeking union with God in the beginning of our religious life--the trouble is that having learned our lessons in the noviti-ate, we have let our vivid ideals grow dull with the passage of time. A new set of ideals has replaced them subconsciously, the ideal of the "good" priest or religious: faithful (more or less) to spiritual exercises, at least in the beginriing of his change-over, he none the less .frequently enjoys himself at the entertainments of externs; and he over-emphasizes the "breaks" affor_ded by his institute, freely partaking of '~the good things of this world," push-ing far to the back of his mind the crucified Christ. " Of course he loves Christ; he can even tolerate the idea of a crucified Master, but His cross is fast becoming to him, as to the world of which he is a part, something hard to understand. Nights are not a time of prayer, study, and apostolic labo~, but for "neces~'ary" relaxation. The hungry souls waiting for the bread he alone can give them are still waiting. _ How can we get back to our novitiate ideals of prayer, self-sacrifice, and' hard work for God? How can we get back to them in a practical way? Here a litany of meang opens before us. I will suggest only one, but one that'is the means of re-vitalizing our spiritual life. It is a return to serious prayer. "He who abides in Me and I in him, he it is that b:ears much fruit. For without Me you can do nothing" (John 15:4). If we daily share the intimacy of our divine Friend, His pres-ence can't help but have its effect on us. But if we are to 212 July, 1957 REVITALIZING OUR SPIRITUAL LIFE share this,intimacy, our prayer must be serious¯ We often-- or perhaps less--put in our daily time of prayer; yet few would dare call themselves men of prayer. We are not making con-tact. The vitalizing grace of the Vine is not flowing into the ¯ branches, and consequently we bear little fruit. The juncture, the point of union, is closed up. To establish the contact with Christ. our thirsting souls need, we have to make prayer our primary interest. Once we truly are making a serious effort in prayer, God will show us what changes have to be made in our lives, and He will give us the grace to make them. When we respond to these graces, our prayer takes on its deepest meaning: "Thy will be done," His will for our own shedding of self to put on the generosity of Christ, to put afide comforts to dedicate ourselves to the salvation of the souls He died for. Once. we are in this state of self-dedication, God usually eases with His consolations the difficulties of prayer. For after all, as Father Boylan s6 well points out in his Difficulties in Mental Prayer, our main difficulty in prayer is that we are afraid to come face to face with God because we are not doing His will in some way or another. For our prayer to reach this full flowering, we have to do the spade work of daily effort. And here is the crisis, for our wills are weak. It is.a decision we must all make--to give up the pleasures of long nights to get up in the morning and down on our knees--or to live in a lethargy that can look only with concern to the day of accounting before the divine Shepherd, who sees His sheep dying of hunger because we would not feed them. Once the decision to pray seriously is made, we have to take the means to make our decision effec-tive: the preparation of points the night before, and hardest of all, the excluding of all the distracting thoughts that crowd into our minds at night and in the morning. (With regard to points, choosing a good book is a problem; the Gospels; the Psalms, and the Imitation are good stand-bys. New matter 213 HAROLD F., COHEN isn't necessary every day, for the same over a period of time often supplies all the spiritual food we need. Sometimes a book isn't at all necessary for determining the actual matter of the meditation, "for we simply can jot down a few thoughts that occur to us and fill in the remaining time by reading.) " In the moining we have to have the grim determination to stick at it despite the difficulty and not to consent to any dis-tractions. The final point is a check-up afterwards to see how it has gone, why thdse points helped, why I did or didn't do well, etc. We often neglect this; so it is good to recall that those wiser than we have suggested--or prescribed--it and that it is the means to progress in prayer. Before concluding, I would like to make three pertinent remarks. (1) A daily reading from the Gospels, if only one or two incidents, at the beginning of spiritual reading or points will be helpful in bringing about contact in prayer, bringing before us as it does Jesus in all His attractiveness. (2) There is no subject like the Passion of Christ to stir up our love and gratitude and zeal. (3) Some make no progress in prayer be-cause they have gotten all they can out of meditation and affective prayer. They need that simpler form of prayer, called by spiritual writers the prayer of simplicity. This prayer is described by Tanquerey in The Spiritual Life, and more at length by Lehodey, o.C.S.O., in Tke I~ays of Prayer and Pou-lain, s.J., in Tke Graces of Interior Prayer. The time has come" for the~e souls to slow down their rowing and start letting out their sails. To conclude, then, our weak interior life and poor apos-tolate are~ due mainly to a lack of serious prayer. Once we begin to pray in earnest and grow in friendship with Christ, He will give us the graces to lead a life united to Him and to pass on our love and enthusiasm to others. It is one of the promises of His Heart to make tepid souls fervent. What better time to remind Him of His promise than in our daily prayer? 214 Depart:ure From Religion on t:he I::xpira!:ion ot: a Temporary Prot:esslon ,Joseph F. Galleh, S.,J. 1. Definition. On the expiration of any temporary profession, e. g., of one, two, or three years, a religious is free to leave his institute; and the institute, for just and reasonable causes, may exclude the religious from making any further profession, i. e., a renewal of temporary vows or perpetual profession. An exclu-sion is not a dismissal. Dismissal in canon law is verified only by an expulsion during the. time of the vows. An exclusion is an expulsion at the expiration of the vows. Therefore, the canoni-ca~ norms on dismissal do not apply to an exclusion. In its nature, an exclusion is not so much an expulsion of a member but rather a refusal to admit to further profession and a judgment and decision that a subject in a probationary period of the reli-gious life does not possess a vocation at least for the particular institute) 2. Leaving. The religious has no canonical or moral obligation to remain. The code explicitly asserts his canonical freedom to leave (cc. 575, § I; 637). He is also morally free to leave, since no law of God commands him to remain in a life of counsel on the expiration of his vows. A moral obligation would arise only accidentally and in cases that are not very practical, i. e., if one had vowed to remain in religion or intended to leave because of a sinful motive.: Furthermore, in practically all these cases there would be a sufficient reason for a dispe~nsation or commutation of the private vow; find in the instance of the 1Cl¢. Bastien, Directoire Canonique, n. 607, 1-2; Goyeneche, De Religiosis, 194, note 10; D'Arnbrosio, /ll~ollinaris, 4-1931-124. zCf. Goyeneche, Commentarium Pro Religiosis, 5-1924-86-93; Schaefer, De Religidsis, n. 1519; Geser, Canon Law Governing Communities o/ Sisters, n. 1072. 215 JOSEPH F. GALLEN Review for Religion, s sinful motive, there would rarely be lacking also morally good and, at least in some cases, even compelling motives for such a religious to leave. The religious is not obliged to obt~iin the consent or approval of his superior of his intention to leave, but prudence would practically always demand that he consult his superiors or a prudent confessor concerning so important a decision. 3. Exclusion. (a) Competent superior. Canon 637 leaves to the constitutions the determination of the superior competent for exclusion. The constitutions of lay congregations .usually assign this right to the superior general with the consultive vote of his council, but a few demand the deliberative vote. A small number of constitutions give this power to the provincial or higher superiors either alone or with the consultive or, less fresluently, the deliberative vote of the council. If the consti-tutions contain no determination, the competent higher superior is the one who has the right to admit to the profession from which the religious is excluded. Since exclusion is merely the denial or correlative of admission to profession and admission require~ at least a consultive vote (c. 575, ~ 2), it would be more in conformity with the code for this higher superior to consult his council. Such consultation is not strictly obligatory, since canon 637 treats exclusion separately from admission and does not .impose any vote of a council. The same principle applies in a monastery of nuns to the superioress and the vote of her council or chapter when the matter of exclusion is not determined in the constitutions. No particular process is prescribed by the code for the decision oi~ exclusion. Since exclusion is merely the .negation of admission to profession, it is part .of the delibera-tions or decision on admissibn to the profession in question. A few authors state the eviden~ fact that canon 637 does not reserve exclusion to a higher superior and conclude that the constitu-tions may.assign this right to a local superior. Howev.er, this is not the practice of constitutions nor does it seem to be in con-formity with the evident nature of an exclusion, which is a re- 216 July, 1957 DEPARTURE AFTER TEMPORARY PROFESSION fusal of admission. Canon law reserves admission to profession to higher superiors (c. 543). (b) Sufficient reasons for exclusion. Evidently the sufficient reasons are those that render the, subject either certainly finsuited or only dubiously suited for admission to the profession in. ques-tion. It is permissible but not obligatory to grant a renewal or prolongation of. temporary vows in the latter case provided there is solid hope that certain suitability will be attained by the renewal or prolongation. The doctrine of many authors that the judg-ment of the sufficiency of the reasons for exclusibn is left to the conscience of the competent higher supe. rior is evident from the fact and law that the judgment of the suitability for a profession appertains to the competent higher superior (c. 543). The code expresses this principle of suitability in canon 637 by demanding merely just and reasonable, not serious'or grave, reasons for an exclfision. In judging the sufficieficy of the ~easons, the general good of the institute is to be considered above" that of" ~he indi-vidual. The following are the particular sufficient reasons usually listed by authors by way of example: the lack of a religious vocation or of a firm and constant vocation; serious doubts as to the general suitability of the subjecf for the religious life; inepti-tui: ie for the work of the institute, even if fully known to ~uperiors before profession, whether the ineptitude arises from~ a lack of general ability, intelligence, ol appl;c.ation, from ~i defect of pru-dent jtidgment, laziness, negligerice; or from culpable or inculp-able causes; if it is. foreseen'that th~ subject will be only a' very mediocre religious, will be tepid, careless in the spiritual life, or worldly; those who are habitually negligenh careless, or tepid in religious observance, even though not in gerious matters, and wh6 have refused to correct their conduct; those who cause serious discord in the community; those who will find community life very. difficult and will make it difficult for others; and when it-is foreseen that the subject will be rather harmful than ~usefu! to the institute. An exclusion without a just and reasonable motive 2~17 JOSEPH F. GALLEN Review for Religious is a sin against charity and the law of the Church but it is not unjust nor invalid. In the very few institutes that have only temporary vows or in which the prescribed temporary profession is longer than six years, it is the more probable and common opinion that after more than six years in temporary vows merely just and reason-able causes do not suffice for exclusion but serious and' culpable reasons joined with incorrigibility are necessary. The argu. ments for this opinion are that canon 642, § 2, appears to liken a tem-~ porary profession beyond six years to perpetual vows and that it seems inequitable to exclude one who has been so long in religion for merely just and reasonable causes.3 (c) Ill Health. Ill health is a sufficient motive for exclusion only if it is proved with certainty that it had been contracted and fraudulently concealed or dissimulated before the first profession of temporary vows (c. 637). The same principle is true of dismissal (c. 647, § 2, 2°). Ill health is therefore not a sufficient motive for exclusion if it was contracted after the first profes-' sion or if it was contracted before this profession but was then known to the superior or, if unknown, was not fraudulently con-cealed or dissimulated before the first profession. The fraud must be proved with certainty. It is sufficient that the fraud have been committed by anyone who had the obligation of mani-esting th~ illness, i. e., the religious, his parents, or guardians.4 Lack of ability for the duties of the institute is not a suffi-cient reason for exclusion if it is the result of an infirmity that was not fraudulently concealed or dissimulated before first profes-sion, since What is true of sickness is also to be affirmed o.f the consequences of sickness. Such a religious may be counselled and 3D'Ambrosio, 05. cit., "4-1931-124-28; Vermeersch-Creusen, l!l~itome luri~ Canonici, I, n. 795; Creusen, Religious Men and IVomen in the Code n. 331, 2; Jombart, Tra",t "e de Dro"*t Canot*'*que, I, n. 903, 6; Jone,. Commenta"'r m" m *n C'od*- cem luris Canonici, I~ n. 560; Schaefer, 01b. cit., n. 1523; Sipos, En~t~iridion luris Canonici, 333. 4 Goyeneche, De Religiosis, 194. 218 ~ July, 1957 DEPARTURE AFTER TEMPORARY PROFESSION persuaded to leave religibr[ ~oluntarily 0~'~o transfer to the class of lay brother or sister. The principle with regard to ill health is true also of ail-ments such as hysteria and neurasthenia. Superiors, without using constraint, may counsel and persuade all such persons t6 leave religion voluntarily) If they will not leave, their ailment and conduct can constitute a serious problem. If their improper or strange conduct certainly or probably has its source in the ail-ment, they may not be excluded; if the malady is certainly only a pretext for such conduct, they may be excluded. Frequently at least, they should be taken to a specialist and may be sent to an institution for the care of such patients. The case may be presented with all its circumstances to the Sacred Congregation of Religious.6 These difficult cases make evident the care and decisiveness superiors should exercise in admission to the pos-tulanc); and noviceship and in dismissing unsuitable subjects dur-ing these periods of probation. The master of novices should promptly consult higher superiors concerning even probable man-ifestations of such conc~mons. Since canon 637 permits an exclusion for ill health only if it was fraudulently concealed before first profession, a novice may not be admitted to temporary profession as an experiment and on the condition that he will be excluded at the end of tem-porary vows if his health does not improve.6 (d) Insanity. The Sacred Congregation of Religious replied on February 5, 1925, that a religious could not be excluded from an institute because of habitual and complete insanity (total lack of use of reason), whether temporary (curable) or perpetual 5 Cf. Berutti, De Religiosis, 325. o Cf. Jombart, Revue des Communaute's Reli#ieuses, 5-1929-200-201; Bastien, o1~. cit., n. 631, 6. ~ Cf. Bastien, 0~. cir., 450, note ~. SCreusen, 0p. cir., n. 331, 1; Jombart, Trait[de Droit Canonique, I, n. 903, 5; Coronata, lnstitutiones luris Canonici, I, 838, note 5; Palombo, De Dimissione Religiosorum, 202, Bastien, o~. cir., n. 607, 5; Jone, olb. cir., I, 561; Goyeneche, Quaestiones Canonicae, II, 123-24. 219 JOSEPH F, GALLEN Review for Religious (incurable), contracted after first temporary profession.:' Evi-dently such a religious may not be admitted to a renewal of tem-porary vows or to perpetual p'rofession during the tim~ of his insanity, since he is incapable of a human act. He must be re-tained by the institute and therefore may not be sent away either by exclusion or dismissal. He remains in the same juridical con-dition as at the time he lost his mind; and consequently he has the same rights and the instiLute has the same obligations to him as to any professed of temporary vows. He may be sent to an institution and even to his own family, if the family freely asks or accepts his care. He is still a member of the institute, and the expenses of his support and care are to be borne by the institute unless the family freely accepts them. An absence of more than six months outside any house of the institute do~s not demand the permission of the Holy See in such a case J" If he recovers and is found suitable, he is to be admitted to further profession. Prudence would, practically always demand a pro-longation of temporary vows, and ordinarily such a person is to be advised to leave the institute for his own goodJ~ It is more probable that the time of the temporary profession continues to run during the insanity. From the reply of the Sacred Congre-gation, however, it is also probable that the time of such profes-sion is suspend.ed during the insanity. Even in the former opin-ion, the subject is still a member of the institute and must be retained when the time of the vows has expired. 4. Manifestation of reasons. The religious is to be informed ot~ his exclusion in due time, orally or in writing, by the com-petent higher superior, either personally or through another. The latter should be at least a local superior. Kindness is to be shown to the excluded religious. The code does not oblige the compe- '~ B.ouscaren, Canon La~" Digest, I, 309-10. ¯ ~o gEVtEW FOg gEt.tGIOUS, November, 1956, 290-91. ~ Cf. Maroto, Commentarium Pro Religiosis, 6-1925-177-79; Goyeneche, Quaes-tiones Canonicae, I, 430-31; Coronata, op. cit., I, n. 639; Regatillo-Zalba, De Statibus Particularibus, n. 25 I. 220 July, 1957 DEPARTURE AFTER TEMPORARY PROFESSION tent supdrior to manifdst "tl~e.reasons for ~the exclusion to the religious. This may be done, and some authors counsel it that the religious may institute a recourse to a higher superior or the Holy See if he chooses to do so. The reasons should always be drawn up completely and accurately and retained in the files of the institute so that a replK may be given in the event of a recourse, .par'ticularly of one to the Holy See. 5. Recourse. The code says nothing about a recourse against an exclusion. The religious may institute a recourse to a higher superior or the Sacred Congregation of Religious simply because a religious may always do this against an action of a lower author-ity that he believes to be unreasonable or unjustified. There is no special right either from canon law or the nature of the matter of making a recourse against an exclusion. A recourse to the Sacred Congregation has very little hope.of, success except in the case of a clearly illeg'al exclusion,r' The Holy See evidently knows that by canon law (c. 54J) the competent superior is the judge of the suitabiliW of a subject for profession and conse- .quently of.the sufficiency of the motives for exclusion from pro-fession. It" is equally clear that motives that may not appear sufficient in. themselves are often such when viewed as a whole and joined with observation of the .subje~t. A recourse does not suspend ttie effect of the exclusion. The religious should leave the institfite and put ~ff the religious habit. He may be per-mitted to r~main in a: house of the institute and to wear the habit until i~he recourse is definitively settled. 6. Effects of a voluntary departure and of exclusion. If a re-ligious voluntarily leaves or is excluded at the expiration of a temporary profession, the vows cease. There is no need of a dis-pensation from the vows. The other effects in either case are the same as in secularization, which were explained in the RE'CIF~W FOR RELIGIOUS, September, 1956, 233-36. r2Bastien, op. tit., n. 607, 3; Jombart, Re¢aur des Communaute's Reliyieuses, 5-1929-164. 221 JOSEPH F, GALLEN Review for Religious 7. Moment at which the religious fully departs. The i,mportance of the answer to .this question is that it determines the exact mo-ment in which the religious is freed of his vows, ceases to be a religious, is bound by the diriment impediment of a previous religious profession, and rendered incapable of valid admission to the noviceship of any institute without a dispensation from the Holy See (c. 542, 1°). After such an admission, a noviceship and temporary profession must be made for the full time pre-scribed by the constitutions of the particular institute. The religious fully departs at the moment in which his external and absolute declaration of not making a further profession or the external and absolute declaration of the competent superior of not admitting him to a further profession is joined with the expiration of temporary vows.~3 There are two probable opinions on the moment of the expiration of temporary vows, caused by conflicting interpreta-tions of canon 34, § 3, 5; but either of these opinions may be followed. In the first opinion, the vows expire at any moment on the anniversary day when such a declaration is made or, if made .previously, has not been retracted: Therefore,. if the vows were made for a year, Augut 15, 1956-August 15, 1957, and such a declaration was previously made, the vows expire at midnight of August 14-15, 1957. In this opinion, the sub-ject may depart from the institute at any hour on the anniversary day, i. e., August 15, 1957. If no such declaration has been made, the vows expire at midnight of August 15-16, 1957.14 A second opinion maintains that the vows, when they are not renewed or perpetual profession is not made, never expire before midnight of the anniversary day, i. e., August 15-16, 1957. In this opinion, the subject may depart from the institute at any hour on the day after the anniversary day, i. e., August 16, 1957.1'~ la Cf. Abbo-Hannan, The Sacred Canons, I; 656; Beste, lntroductio in Codicem, 431; Cervia, De Proiessione Religiosa, 110; Coronata, op, cir., I, r~. 639; Goy-eneche, De Reli#iosis, 193; Jone, o,~. cir., I, 562; Schaefer, o,~. clt., nn. 1519-20; Regatillo-Zalba, o/~. cit., n. 250. 14 Cf. Vermeersch-Creusen. o~0. cir., I, n. 728, and the authors there cited. ~sCf. Michiels, Normae Generales Juris Canonici, II, 269, and the authors 222 July, 1957 DEPARTURE AFTER TEMPORARY PROFESSION Neither opinion demands tha't the religiotis have actually departed from the institute. In the rare absence of an explicit declaration, a departure from the institute would constitute an implicit declara-tion not to make a further profession. An external and absolute declaration is necessary. If the religious does not renew his vows or make perpetual profession for some time after the expiration, e. g., because of doubts about his vocation or illness, and later wishes to make profession, he may be admitted to the profession. A merely interior, doubtful, or hesitant declaration of not making or excluding from profession does not suffice. The absolute declaration of not making or of excluding from profession may be revoked before the vows have cergainly expired, i. e., at midnight of the anniversary day, August 15-16 in the example given ,above. Neither declaration may be revoked after the ~iows have certainly expired, even if the religious has not as yet left the institute. 8. Departure before expiration. If serious reasons so demand, superiors may permit a religious to leave a day or two before the. expiration of his vows ~rovided he puts off the religious habit and intends to observe his vows until the anni,~ersary day. Such a reason is the difficulty or embarrassment his .presence would cause as profession proximately approaches or on the profession day.~ If so required by urgent reasons, superiors, in virtue of canon 606, § 2, may permit an earlier departure, e. g., two or three weeks. If a much earlier departure is judged necessary, application should be made for an indult of secularization. FONTI VIVE In March, 1957, Fonti Vive, a quarterly Review of Passion Spir-ituality, began its third year of publication in Caravate (Varese), Italy. The varied articles on theological, liturgical, biblical, and mystical sub-jects seek to promote the understanding, contemplation, and the living out in our lives of Christ's Passion. Those readers of gEVIEW FOR RELIGIOUS who are able to read Italian will be interested in this new publication devoted to Passion spirituality. The editor is Reverend Costante Brovetto, C.P., S.T.D. .there cited. ~6 Creusen, op. cir., n. 331, 3. 223 Survey ot: Roman Document:s R. F. SmiEh, S.J. IN THIS article a survey will be given of those docu-ments which appeared in the Acta Al~Ostolicae ,Sedis (AAS) from January 1, 1957, to March 31, 1957. It should be noted that all page references in the present article are to the 1957 AAS (volume 49}, even when th~o document discussed may bear a date from 1956. Christmas Message of 1956 The Holy Father's Christmas message of 1956 (AAS, pp. 5-22) was easily the outstanding doclament published, in AAS during the period surveyed. The document is a long one of some seven thousand words; it is interesting to note that a large part of the message was not actually spoken b~; the Holy Fafher on Christmas Eve, but was merely published in the official text of the message. In the introduction to his message the Holy Father empha-sizes the contradictidn to be found in the twentieth century: On the one hand there is the confident hope, of modern man that he, as author of the second technical revolution~ c~n bring a life of fullness and plenty to all; and on the other hand there is the bitter fact of the long, long years of grief, ruiri, and fear that the modern world has just endured. His Holiness then begins the first of the three parts into which his message 'is divided by remarking't~hat' the above, con-tradiction can be resolved only by a knowledge and acceptance of human reality in all its completeness. From the crib of Bethlehem man can learn the origins/1 goodness and power given to him in paradise; but he also learns the weakness of human nature that was first manifested in the sin of Adam and Eve and that then became the heritage of all later generations. 22_4 ROMAN DOCUMENTS We know, continues the Vicar of Christ, that man's co.ntrol over nature was given him for the benefit, not the endangering, of human society; original sin has not removed man's dominion 6ver the world, but only security in the exercise of that domin-ion. Neither has original sin destroyed man's capacity to shape history, though it is no less c.ertain that after original sin human life is a mixture of confidence and misery, of security and un-certainty, of life and death. At the crib, however, we also learn that Christ is our Redeemer, come to restore man to his divine sonship and to bestow the grace whereby the disorder produced by original sin and by later personal sins can be overcome at least in the interior of man, if not always exteriorly. The Christian then possesses all the elements necessary to overcome the contra-diction of the twentieth cent~ury in his interior life; this, how-ever, gives him no right to excuse himself from contributing to the external solution of .that contradiction. To make such a contribution, the Pontiff adds, the Chris-tian must have a Clear idea of what modern man thinks of sin. Because modern man does not ddmit sin, he attributes the per-verse inclinations of man to a kind of sickness and functional weakness which of themselves are curable. Modern man~the~ awaits the day when a perfecting of human knowledge will allow him to heal all such moral sicknesses. This technological solution to the problem of moral evil completely overlooks the truth that man is a subject of free action--good or bad--and leads to innumerable evil results: softness in education; indul-gence to crime; aversion to even just punishment; the a~tempt to solve social problems not through the consciende and respon-sibility of individuals, but by the' attainment of a greater knowl-edge of the mechanics of social structures. In the second part of his message Piu~ XII says that one of. the bases of the twentiet,h-century[ contradiction onsists in the hope to create a completely_ new society without reference to 225 R. F. SMITH Review for Religious the history that has shaped man. This attitude is the 'result of that technological realism which admits no limits to human power, subjects every reality to a method of technique, and places unlimited confidence in technological know-how. For technological man, the entire world is but a laboratory wherein he treats social life like a machine which he dismantles and then attempts to reconstruct according to his own pre-conceived pattern. It is here that technological man encounters the insur-mountable obstacle of history. For social life has been created slowly through the contributions of many generations; and it is only upon those contributions that new progress can be built. The dynamics of reform must always respect the traditions of society which safeguard human security without destroying the free and personal action of any part of society. The third part of the Christmas message is the one that most drew the world's attention to the Pope's speech. Thd Holy .Father begins this part by noting that while liberty, per-sonal responsibility, social order, and genuine progress are truly human values, they are in their origin religious and divine values. This religious foundation, however, is today being replaced by economic and political explanations which deny all absolute values. The Holy Father then turns to consider l~ractical ways by which world peace can be achieved. First of all, he says, it is necessary that all men of good will unite together against their common enemy who seeks to impose on all peoples an intolerable form of life. Today's situation, says the Vicar of Christ, is clear to all. There can no longer be any doubts about the purposes and methods that lie behind armed tanks, when.these crash through border frontiers and force a people into a life they abhor. No doubt of purposes, or methods can remain, when possibilities of mediation and negotiation a~e dis-regarded and threats are made to use atomic power for the gaining of specific demands, whether or not these demands are justified. 226- July, 1957 ROMAN DOCUMENTS In the present circumstances it is ~ossible to have the case where, after all efforts to avoid it have been useless, war for the purpose of effective self-defense and with the hope of favorable results cannot be considered as illicit. Hence, if in a case of extreme need a. government chosen by free elections decides on defensive precautions and puts into execution the means necessary for. this, such an action is not immoral; and a Catholic citizen cannot appeal to his own conscience to refuse his services or to fail in the duties assigned by law. The Pontiff then considers the United Nations, the first time that he has spoken of this organization at great length. The United Nations, he remarks, intends to secure absolute values in the co-existence of peoples. Still, the recent past has shown that the false realism of self-interest and power has influ-enced not a few of the members of the United Nations, so that cases of destroying the peace have been treated quite differ-ently. It is reasonable to expect that the authority of the United Nations should be felt, at least through its observers, in all those places where"the essential values of man are in extreme danger. It is desirable that nations who refuse the admission of observers and thereby show that their. concept of national sovereignty threatens the very foundations of the United Na-tions should not be permitted the exercise of their rights as members of that organization. Moreover, the United Nations should have the right and the power to prevent every military intervention of one nation into another and to assume through a sufficient police force the safeguarding of order in a nation so threatened. The Holy Father adds that he refers to these defects only because he wishes to strengthen the authority of the United Nations, for i,t is only through such an organization' that the promise to reduce armaments and to renounce the production and use of certain kinds of weapons can be exchanged between nations ~lnder a strict obligation of international law. Like- 227 R. F. SMITH Review for Religion,s wise, only the United Nations can demand the observance of this obligation by hssuming effective control of the armaments of all nations through a systematic and permanent p'rogram of aerial observation. The Holy Father then adds that the acceptance of such armament control is the crucial point of today; in accepting such control, each nation of the world will manifest the sincerity of its will for peace. Pain, Anesthesia, and the Christian On February 24, 1957 (AAS, pp. 129-47), the Holy Father delivered a long allocution in reply to three questions concerning anesthesia which had been submitted td him by the ninth National Congress of the Italian Society of Anesthesi-ology. After an introduction in which the Holy Father gives an appreciative statement of the importance of the anesthetist in modern surgery and describes the history of anesthesia in ¯ modern times, the Pontiff takes up the first question asked of him: Is there a general moral obligation to refuse anesthetics and to accept physical pain in the spirit of faith? Putting aside the case where a Christian must endure pain rather than offend God, Pius XII points out that there is no obligation to accept all suffering and to refuse the use of anesthesia; for man, even after the fall, has the right to dominate the forces of nature and to use all its resources to avoid or. suppress physical pain. On the other hand, for the Christian, suffering is not some-thing merely negative but is associated with the highest religious and moral values; hence, suffering can be willed and sought for even when there is no moral obligation to do so. Moreover, a Christian is bound to mortify his body and to purify himself interiorly; to the extent that this cannot be achieved without physical pain, to that extent the Christian must accept such pain. Outside of that case, hbwever, it cannot .be said that a Christian has a strict obligation to accept pain. The Vicar of Christ then takes up the question from the viewpoint of Christian perfection: Should a Christian accept 228 ROMAN DOCUMENTS physical pain in order that h~ may not put himself in contradic-tion to the ideal proposed to him by his faith? While it is true, the Holy Father replies, that a Christian experiences the desire to accept and even to seek physical' pain in order to participate the more closely in the Passion of Christ, still it is necessary to interpret this tendency in a correct way. When a Christian, day after day, from mo.rning till night, fulfills the duties of his state in life and of his profession, when he keeps the commandments of God and of men, when he prays, loves his neighbor, accepts without murmuring what God sends him, then his life is surely under the sign of the cross, whether physical suffering be present or not, and whether he endures such suf-fering or avoids it by licit means. The acceptance of physical suffering is only one way, among many, of manifesting what is essential: the will to love and serve God in all things. His Holiness then considers the reasons which permit the avoidance of physical pain. All these reasons, he says, can be reduced to a single general principle: pain prevents the attain-ment of higher goods and interests. Pain may be better for a given person in a given set of circumstances; but, generally speaking, the losses which pain provokes force men to defend themselves against it. A Christian will use pain as a stimulant in his ascent towards God, but the application of this principle will always be a personal matter to be decided by the rules of Christian prudence and with the help of an experienced director of souls. In conclusion~ the Holy Father sums up his. answer to the first question under three headings: (1) Anesthesiology in its fundamental principles is not morally wrong, for it seeks to combat forces which from many points of view produce evil effects and prevent greater goods. (2) The physician who accepts anesthesiology is in contradiction neither with the nat-ural moral order nor with the specifically Christian ideal, for hd is seeking, as God Himself orders in Genesis 1:28, to submit 229 R. F. SMITH Review for Religious pain to the power of man. (3) The patient who wishes to avoid or lessen pain can, without disquiet to his conscience, use the means found by this science. Particular circumstances may im-pose another line of conduct; but the Christian ideal of renuncia-tion does not constitute an obstacle to the use of anesthesia, for that ideal can be fulfilled in other ways. The second question submitted to the Holy Father was this: Is the privation or diminution of consciousness and of the use of mail's higher faculties that is induced by narcotics com-patible with the spirit of the Gospel? In other words, does the example of Christ in abstaining from the wine offered Him before the crucifixion mean that a Christian may not accept total or partial loss of consciousness? The Pope begins by reflecting that a human being is bound to conform his actions to the requirements of the moral order; this, however, can be done only by the use of his higher faculties. This is the reason why there is a moral obli-gation not to deprive oneself of consciousness unless there is a true necessity for such deprivation. Hence, one cannot inter-fere with or suppress consciousness merely for the sake of obtaining pleasant sensations and a certain kind of euphoria. In the case of surgery, the Pontiff points out, what the surgeon primarily wishes to secure is the suppression of painful sensation, not of consciousness. Violent pain can easily provoke involuntary and reflex actions which are capable of producing undesirable complications and even fatal cardiac difficulties. The preservation then of psychic and organic equilibrium constitutes for the surgeon and the patient an important objective which only narcosis can effect. In concluding his reflections on the second question asked him, the Holy Father says that from the action of Christ on Calvary it follows that a 'man ought to accept and drink the chalice of pain whenever God desires it. But it doeg not follow that God desires this whenever and wherever suffering presents 230 July, 1957 ROMAN DOCUMENTS itself to a man. Often the acceptance of guffering is not obliga-tory nor a matter of, perfection. Regularly enough there exist serious motives for easing pain and suffering. J~n such cases one can avoid pain without in any way compromising the doctrine of the Gospel. The third question proposed .to the Vicar of Christ was' composed of two parts: (1) Is the use of narcotics licit in the case of .the dying, supposing that such use is medically indi-cated? . (2) May narcotics be used in cases where the' lessening of pain will probably be accompanied by a shortening of life? In reply the Holy Father asserts fhat neither reason nor rdvelation teaches that the dying, more than others, have a moral obligation to accept pain or to refuse to avoid it. Since, how'ever, pain contributes to the expiation of personal sin and to the acquisition of greater merit, the dying have special motives for accepting pain, because their time of merit is draw-ing to a close. These motives, however, must be understood correctly. Growth in.the lo~¢e of God and abandonment to His will do not proceed from the sufferings which a person accepts, but from the intention of the will supported by grace. In the case of many dying persons this intention can be strengthened if their suffering is lessened, for pain aggravates their physical weakness and hence diminishes their moral strength, while the suppression of pain secures organic and psychic relaxation, facilitates prayer, and makes possible a more generous gift of self. If the dying consent to suffering as a means of expiation and a source of merit, then one should not force anesthesia on them. Nor is it always opportune to suggest to the dying the ascetical considerations of expiation and merit mentiQned above, and it should .always be remembered that pain may even be the occasion of new faults. With regard to depriving a dying person of consciousness, one should recall that Christ died in full consciousndss and that the Church's prayers for the dying presuppose that the dying 231 R. F. SMITH Review for Religious person is conscious. Hence, men should not of their own initiative deprive a dying person of consciousness, unless serious motives for such action are present. A dying person, continues the P~ntiff, may not permit or demand anesthesia if thereby he puts himself in a state where he cannot fulfill g~ave obligations which are incumbent on him, such as the making of a will or of going to confession. If in such cases the dying person dema~ads narcosis for which sound medical reasons are present, a physician should not administer it without first inviting the patient to fulfill his duties. If the sick person refuses to do so and continues to demand narcosis, the physician may administer it without being guilty of formal collaboration in the fault committed by the dying man. But if the dying person has performed all his duties and has received the last sacraments, if there are medical reasons for anesthesia, if the correct doses are given., if the intensity and duration of the anesthesia is carefully watched, and if the patient consents, then anesthesia is morally permissible. As to the licitness of using narcotics which will probably shorten life, the Pope warns that in such cases all direct euthan-asia, that is, the administration of narcotics to provoke or hasten death, is illicit, for such action directly disposes of human life. Bt~t when narcotic.s are administered only to avoid intolerable pain for the patient, th~ administration of narcosis is licit if it produces two distinct effects: the cessation of pain on the one hand and on the other the shortening of life. However, there must also be a reasonable proportion between the two effects and it should be ascertained if means other than the depriving of consciousness could achieve the desired result. The Holy Father concludes his allocution by recalling to the minds of his" listeners the infinitely higher and more beau-tiful life to which man is called and which i~ perceptible even here below in those into whom Christ pours His" redemptive 232 Jldy, 1957 ROMAN. DOCUMENTS love, which alone definitively triumphs over both suffering and death. Miscellaneous Matters On February 1, 1957 (AAS," pp. 91-95), the Sacred Con-gregation of Rites issued a decree introducing a number of modifications into the rites of Holy Week as. set forth in a pre-ceding decree of November 16, 1955. Several documents of early 1957 dealt with saints or with processes of canonization. By an apostolic letter (AAS, pp. 61-62) the Roman Pontiff designated the sainted martyrs Clau-dius, Nicostratus, Symphorianus, Castorius, and Simplicius the special patrons of all stone and marble workers. On January 22, 1957 (AAS, pp. 169-71), the Sacred Congregation of Rites approved the two miracles necessary for the beatification of the Venerable Servant of God Mire Marie de la Providence, foundress of the Helpersof the Holy Souls (1825-71). The same congregation (AAS, pp. 40-42; 82-85; 85-87; 88-90) also approved the introduction of the causes of the following servants of God: Mary Lichtenegger (1906-23); Stephen of Adoain, priest and professed Capuchin (1808-80); Sister Frances of the Wounds of Jesus (1860-99); and Joseph Mafianet y Vires, priest and founder of the Sons of the Holy Family and of the Daughters of the Holy Family of Nazareth (1833-1901). On January 13, 1957 (AAS, pp. 43-44) the Sacred Peni-tentiary attached an indulgence of a thousand days to a prayer for C.hristian families composed by the Holy Father on the feast of Christ the King, October 31, 1954. On February 9, 1957 (AAS, pp. 100-101), an indulgence was attached to the recita-tion of the prayer of the Holy Father for religious vocations; the text of the prayer and the details of the indulgence were given in the May, 1957, issue of REVIE~V FOR RELIGIOUS (p. 165). Several shorter addresses of the Holy Father were published in AAS during the first three months .of 1957. Speaking on 233 R. F. SMITH Review for Religious December 16, 1956 (AAS, pp. 68-72), to the second Eucha-ristic Congress of Bolivia, Plus XII said that the Eucharist is the principal means of knowing Jesus Christ, of penetrating oneself with the greatness of His mission, and of feeling the impulse to continue that mission through the priesthood. In a written message to the third general assembly of the Internal tional Federation of Catholic Youth the Pope urged the group to grow in love and' respect for the Church and to deepen their spiritual lives as the necesshry condition for any fruitful apostolate. When he spoke to the council of the International Federation of Catholic Men, the Vicar of Christ pointed out to them that the visible unity of Christians intensely living their faith is in itself a massive apostolate and a vast testimony that obliges all men of good will to salutary reflection. The Holy Father took the occasion of the Italian Mother's Day (AAS, pp. 72-76) to speak on the duty of all adults to secure for all children the possibility of a full physical and moral development. The Association of Catholic Teachers of Bavaria was told by the Pope (AAS, pp. 63-65) that it is against one of the fundamental human rights to force parents to confide their children to a school whose ~eachers are indifferent or even hostile to the religious convictions of the home. In an address to a group of teachers and students from the newly formed Catholic University in Mexico, the Holy Father remarked that their institution was to be a true Catholic University, dedicated to the training of well-educated and outstanding sons of the Church who can constitute the leaders of their country. Five documents issuing from the Sacred Congregation of Seminaries and Universities (AAS, pp. 95-96; 97; 97-98; 172- 73; 173-74) give continued evidence of the growth of intel-lectual activity in the Church. The documents provided for the canonical establishment of the following: a higher institute of pedagogy in the faculty of philosophy of the Pontifical Salesian Athenaeum; a philosophical institute in the faculty of 234 July, 1957 ROMAN DOCUMENTS theology of Angers; a faculty of philosophy in the Pontifical University of Salamanca; a second Catholic University in Brazil; and a faculty of medicine in the Catholic University of Peru. o A set of questions was published (AAS, pp. 150~63) for the use of military vicars in making their triennial reports to the Sacred Congregation of the Consistory. A decree and a set of norms were issued (AAS, pp. 163-69) for the establish-ingo of ecclesiastical tribunals in the Philippine Islands to deal with matrimonial cases of nullity. On January 21, 1957 (AAS, p. 77), the Holy Office answered in the affirmative the ques-tion whether affinity, contracted before baptism, is an impedi-ment for marriages entered upon after the baptism of only one of the parties. The Holy Office (AAS, p. 34) also warned ordinaries and clergy that the Institute of the Apostles of the Infinite Love and the institute Magnificat are not recognized by the Church and are forbidden to the faithful. Norms for the abso-lution of secular "and regular priests in Hungary whose nom-inations to ecclesiastical offices and benefices were not in accord-ance with canon law were published by the Sacred Congregation of the Council (AAS, pp. 38-39). Finally, .the Holy Office by a decree of January 30, 1957 (AAS, pp. 77-78), placed on the Index of Forbidden Books the two following works of Miguel de Unamuno: Del senti~niento trelgico de la vida and La agonia del Cristianisrno, at the same time warning the faithful that other books of the same author contain a a number of matters contrary to faith and morals. (Both of the books mentioned above have been translated into English under the following titles: The Tragic Sense of Life [New York: Dover, 1954]; and The Agony of Christianity [New York: Brewer, 1928]). With this the survey of AAS for January through March of 1957 is concluded; succeeding articles will continue the survey with later issues of AAS. 235 AIIocufion Concerning TerfiansFfip Pope Pius XII Introductory Note According to the the plan of St. Ignatius .Loyola for the training of his sons for the priesthood, there is a short introductory stage called the first probation in which the candidate becomes acquainted with the religious life and superiors with him. Following this intro-duction is the regular novitiate which, together with the first proba-tion, is to l~ist at least two full years and which is also called the second probation. Next come the long years of study and work in the juniorate, philosophy, regency or teaching, aad theology. St. Ignatius realized that such a course could and often would cool the fervor of the novitiate and dim the-spiritual vision of his sons. Consequently, he piescribed at the end of the whole course of forma-tion another period of spiritual discipline which was to last a tea-month year and is called the third probation or, more commonly, the tertianship. During this year the fervor of the earlier years is rekindled and the appreciation of and-attachment to the Society olc Jesus deepened by an intense study of the constitutions. In rather recent years a number of other religious communi-ties have introduced a tertianship period of varying lengths of time. Some other communities are considering whether to require a tertianship of their members. Fr., Larraona of the Sacred Con-gregation for Religious has said that "Rome views with favor the so-called 'third year of probation' " because it "has incalculabl~ advantages" but it "is not in any way imposed by the Sacred Con-gregation" (gEvIEw FOP. RELIGIOUS, November, 1954, 302). In an allocution to the Jesuit instructors (masters) of tertians, March 25, 1956 (AAS) 48(1956)269-72), Pope Pius XII dwells on the purpose and program of a tertianship and the importance and in-fluence of the instructor on his tertians. Moreover, he ~rges the preservation of the tertianship against those who propose arguments against it which reflect a spirit which on at least two other occasions he has labelled the "heresy of action" (cf. apostolic letter on the centenary of the Apostleship of Prayer, June 16, 1944~English ver- 236 AL.LOCUTION ~ONCERNING TERTIANSHIP sion in the Messenger o/ the Sacred Heart, 79(Dec.,1944) 13; exhorta-tion on the priesthood, Menti Nostrae, Sept. 23, 1950, paragraph 60). Because it was thought that the Holy Father's allocution on the ter-tianship would be ot: interest to those already requiring a tertianship as well as to those considering whether to have one, the following translation is given.--James I. O'Connor, s.J. The Allocution Beloved sons now present before Us, members of the curia of the Society of Jesus, and you, especially, instructors of the third probation, summoned to Rome by the very wise zeal of your Father General, who is very dear to Us, We know that your request is so reasonable and restrained that it would suffice for you to receive from Us the apostolic blessing in a public audience. And yet, although pressed at the present time with so great a host of occupations and cares, We still wish to go aside for a little while with you so that opening Our paternal heart, We may give testimony of Our singular good will to your whole illustrious order and especially to you, instructors, to whom has been committed an office requiring great understand-ing and' prudence. You certainly are a most select section of tl~e Society of Jesus, especially since you have been chosen and numbered among those of your members having special authority: "those who possess authority" (cf. Epit. Inst., S.J., p. V, cap. II, n. 340). For you discharge an office of the greatest importance since it pertains to that class of matters which your institute lists as "substantials of the second order" (Ibid., Proem., tit. V, n. 22). That it should be so is very easy~to understand. For this is the highest and final touch to the work and labor extended over a long period of time in forming souls in the ways of religion and piety. If We may so speak, this is another way whereby the spear is returned to the forge before it is used in apostolic warfare. It is during this interval that the young person is exercised in the "school of affection" to develop thor-oughly the special gifts of his soul. Finally, then, he is urged 237 Pxus XII Review for Religious on to very arduous undertakings, namely, to "a greater abne-gation of himself and, as 'far as possible, to continual mortifica-tion in all things" (Exam., cap. IV, n. [1031, p. 59), so that "when they have advanced in these, they mhy the better help on other souls to perfection to the glory of God and our Lord" (Const. cure Dec/ar., p. V, cap. II, n. I). I. This was your 'founder's ingenious and sagacious pur-pose which has been continuously reduced to practice with great progress in the religious life and which was later more and more accepted and imitated by other institutes.as well. Nevertheless, because four centuries have elapsed since this plan dawned upon his mind and was brought into effect, it can happen that to some people of our time it appears less fitting for various rea-sons, e.g., because people of today are prone to act more promptly and hastily or because the needs of the 'apostolate are more demanding than in times past. Ours is the completely opposite opinion, for the great need of our time is an interior religious life distinguished by constancy, soundness, and strength, most especially because the service and good of souls demand better-trained apostles. As a result, the period of tertianship should be considered really sacred, divinely inspired, and fully and justly worthy of every effort to preserve it. For this reason We exhort you to see to it that, when the course of studies has been completed, each and every one without any exception be given this whole year devoted to intense meditation in houses set aside for this purpose, in which, as far as possible, the tests and probations of the novitiate be again undergone and the prescriptions and rules observed to the letter. II. Nevertheless, in the whole ascetical training of the ter-tianship We desire that you direct singular care to the matter of special importance, namely, that you devote mind and effort to obtaining a thorough kr~owledge of your institute and to im-bibing the spirit with which it is imbued (Epit., p. V, c. III, n. 435). Moreover, the very resplendent character of this form 238 July, 1957 ALLOCUTION CONCERNING TERTIANSHIP of religious life is manifest in the golden book of the Spiritual Exercises which time and again We have highly praised. See to it that. your tertians more and more understand, search into, relish, esteem, and love everything contained in those pages: the notes, additional directions, meditations, contemplations, rules. In each matter let them carefully discern what is the underlying reason, its aim, and why it is found in this or that place. Exercise vigilant care that, when the tertianship is com-pleted, they are thoroughly convinced that the Ignatian way and plan must be fully preserved and that nothing which clearly per-tains to its nature is ever to be removed from it. This observ-ance and reverence Will have this special effect, that such prudent safeguards will continue their effectiveness in accomplishing won-ders as they have done in the past, provided, of course, there is no let-up by an inconstant will or a breakdown of moral fibre. III. Finally, dearly beloved instructors,.spare no labor, spare no effort, strive earnestly and pour out prayers to God that what is especially sought in this important period may have a most favorable outcome. For young religious, after they have been set free from. so many years of study, easily fall into the danger of neglecting spiritual matters or of holding them in little esteem because the fires enkindled earlier die down. But if they betake themselves again into the solitude of this retreat and give them-selves over to voluntary bodily chastisement, they not only will regain their early moral strength but will also acquire new strength, increased and steadfast, which will serve them profitably ~ven in the subsequent years of their life. Great will be their incen-tive to the study of devout prayer, to the austerity of life and the restraint of the senses which, with eyes full of wonderment, they behold in you. Your. words, at once a source of light and of fire, will illumine their minds and impart to their souls the sparks of divine flame. For their journey along safe paths you will be guides, clearly and conspicuously prudent, safe and trustworthy, keeping them by warning and exhortation from running after 239 P~us XII doctrines which pertain to Catholic dogma, morality, asceticism, and sociology but which by their alluring novel ideas show a certain false and insidious nature. By means of your characteristic active charity and your lov-able zeal you will discover how to ward off tedium, if it should arise, from your fellow-members, returned from a freer form of life, and how to curb what may be immoderate apostolic ardor in those who now experience in caring for the salvation of souls the sweet consolations of heavenly grace. It seemed to Us fitting to address to you in this audience these words, few and hasty because of the limitations of time. From all parts of the world you have assembled here and soon, when your meetings have come to an end, you will return, .each to his own province. Take with you the special apostolic bless-ing We lovingly impart to you in the present auspicious year in which with public joy you observe the solemn celebration of the glorious passing of your lawgiver and father. 'And let this be the outstanding fruit of this celebration that the spirit by which you are called by God fo lay hold on the religious life may more and more breathe upon you in greater intensity and ardor. How-ever, these desirable and magnificent gains will deriye their most providential increase from you especially, instructors, and your activity. Finally, may God, the bestower of gifts, bless all of you and each of your tertians. May He bless and bestow plenteous heavenly solace on your most praiseworthy Father General; on the members associated with him in the curia as well as on the whole Society of Jesus to which We are bound by ever sweeter and closer bonds of paternal charity and high esteem. OUR CONTRIBUTORS SfSTER MARY ST. ROSE teaches at Summit Country Day School, 2161 Grandin Road, Cincinnati 8, Ohio. HAROLD F. COHEN is studying at the Colegio Maximo de San Francisco Javier, Ofia (Burgos), Spain. JOSEPH F. GALLEN is profes~sor of canon law at Woodstock College, Woodstock, Maryland. R. F. SMITH is a member of the faculty of St; Mary's College, St. Marys, Kansas. JAMES I. O'CON-NOR is professor of .canon law at West Baden College,. West Baden Springs, Indiana. 240 t oo1 Reviews [Material for this department should be sent to Book Review Editor, REVIEW FOR RELIGIOUS, West Baden College, West Baden Springs, Indiana.] FAITH AND PREJUDICE AND OTHER UNPUBLISHED SER-MONS OF CARDINAL NEWMAN. Edited by the Birmingham Oratory. Pp. 128. Sheed and Ward, New York 3, New ~York. 1956. $2.50. Faith and Prejudice is a short book containing some hitherto unpublished sermons of Cardinal Newman. It is only the third volume to be published of the sermons Newman preached as a Catholic, and it follows the first two after a gap of seventy~ years. The first seven sermons of the book were preached in the year 1848, three years after Newman joined the Catholic Church. Their style has much of the beautiful simplicity noted ia Newman's youth. The Sunday gospel is the subject matter of these sermons. They are addressed to the congregations of an ordiaary city parish. New-man is especially adept at taking a single thought and dwelling on it with warmth and unction. In the first sermon, for example, his thought could 13e crystallized into the sentence: The omnipotence of God is the reason for our faith and hope. Yet Newman takes this somewhat'cold statement ot: fact, so clothes it in familiar examples from the life of Christ, that it becomes no longer a mere theological thesis but rather a living person asking, "Why, then, are you fearful?" For a man of such tremendous learning Newman shows a remark-able ability to understand the circumstances of everyday life in which his hearers had to live out their Catholicism. His application of theory is both concrete and practical. Thus, in a sermon preached on tl~e first Sunday ofLent, 1848, he points out the need for. the modern age to find its penance in a mortification of the reason and the will. His application of this idea to curiosity is perhaps even more perti-nent to our own day, one hundred years and more after Newman spoke these words: "What a deal of time is lost, to say nothing else, in this day by curiosity, about things which in no ways concern us. I am not speaking' against interest in the news of the day altogether, for' the course of the world must ever be interesting to a Christian from its bearing upon the fortunes of the Church, but I speak of vain curios- 241 BOOK REVIEWS Review for Religious ity, love of sc~indal,, love of idle tales, curious prying into the private histo# of people, curibsity about trials and offences, and personal matters, nay often what is much worse than this, curiosity into sin. What strange diseased curiosity is sometimes felt about the history of murders and the malefactors themselves! Worse still, it is shock-ing to say, but there is so much evil curiosity to know about deeds of darkness, of which the Apostle' says that it is shameful to speak. ¯ . . Hen'ce this is the way in which we are called upon, with this Lent we now begin, to mortify ourselves[ Let u's mortify our curiosity" (p. 71). Perhaps the most interesting sermon is that preached in 1873 at the opening of a diocesan seminary. The growth of unbelief is the subject, and it must have had a powerful impact on Newman. With a keen eye for what the future would bring, he shows the difficulties which the weakening of Protestantism entails for the Catholic Church. It weakens or removes a common ally in the battle against those God-less men who would destroy Christianity. The preacher also recog-nizes what problems would arise from the growing strength of the Catholic Church in a Protestant country, problems of suspicion, fear, and prejudice. He exhorts the semin'arians to the practice of the presence of God as a powerful means of overcoming an age of un-belief. To this they must add a sound, accurate, complete knowledge of Catholic theology; with these weapons the future priests will be strong for the combat. As a whole; these sermons reflect Newman's confidence in prayer and faith and obedience more than do his university sermons which are pitched on a higher intellectual plane~ The present volume is. a welcome addition to Newman's published works. It is a book whose true worth will only be fully appreciated after repeated thoughtful reading. --J. DOtC~,LD" H,~YES,. S.J. PRINCIPLES OF SACRAMENTAL THEOLOGY. By Bernard Leeming~ S.J. Pp, 690. The Newman Press, Westminster, Mary-land. 1956. $6.75. Father Leeming's book, a treatise on the sacraments in ~general, is written for everyone~whether expert theologian, teacher of religion, or competent layman--who is interested in theology for its own. sake. The author, a vetera'n professor of dogmatic theology /it Heythrop College,. England, has made every effort to be scientific ~iithout being 242 July, 1957 BOOK REVIEWS too technical for the non-theologian. He has spared no pains to facilitate the work of the reader. A detailed table of contents is presented at the outset; the volume is equipped with an impressive index in which each entry carries a symbol to signify the type of reference made; there is a thirty-page bibliography of general titles and of titles, pertinent .to each of the six general sections of the book. These general sections are entitled: The Sacraments and Grace; The Sacraments and the Character; Sacramental Causality; The Institution of the Sacraments; The Sacramental Economy. The sections are further divided into chapters, and the substance of most chapters is presented in a ~oncise "Principle" which summarizes the doctrine defended. These principles are stated and 'defended as regards the sacraments in general, Above all, Father Leeming's treatment is distinguished by its clarity; that is, matters of faith upon.which there can be no possibility of debate are cldarly stated and clearly differentiated from matters in which free discussion is allowed, and the vie.wpoints which Father Leeming defends as more p_robable are presented with notification of the precise value of the opinion proposed. Father Leeming's method is traditional, yet modern. He at-tempts to combine the scholastic method (sketching the whole history of thd question and the various opinions proposed, presenting the declarations of the .Church, stating a thesis and advancing reasons for it, and answering objections) with a modern, critico-historical ap-proach. The treatment is therefore complete; that is~ the author attempts to treat all pertinent questions, and to present all pertinent evidence --from scriptural and patristic sources, from the councils of the Church, and from the writings of orthodox and" heterodox scholars, andient and modern--in full translation, critically presented and care-fully annotated. The exhaustive historical analyses do not leave the impression that the book ig merely reportorial. Though the research is encyclo-pedic and ~scholarly; the author's oi'iginal handling of the anaterial is equally appealing. Father Leeming is of. the opinion that the key to the meaning of the sacraments is found in their connection with the Mystical Body of Christ; and in the section dealing with sacra-mental causality, he develops the :notion that "the effect of the sacraments . . . is to make those, who through them communicate 243 BOOK REVIEWS Review for Religious with Christ, special cells in the organism of His body." In developing this statement, he suggests a reformulation of the definition of a sacra-ment: "an effective sign of a particular form of union ~vith the Mystical Body, the Church, instituted by Jesus Chiist, which gives grace t'o those who receive it rightly." This viewpoint is also the key to the unity of the book itself, for it is applied to each of the sacraments, it is developed in the areas in which theological discussion is permitted, and it pervades the interpretation of the official sacramental doctrines of the Church. --JAMES J. DAGENAIs,°S.J. THE MASS IN TRANSITION. By Gerald Ellard, S.J. Pp. 387. The Bruce Publishing Company, Milwaukee 1, Wisconsin. 1956. $6.00. The value of this book is that it is not limited to a presentation of the author's personal views on liturgical reform. Because of its liberal use of official and semi-official documents bearing on liturgical modifications, Father Ellard's present contribution is dispassionfite and to a high degree objective. As a result, one reads with a sense of security that more rhetorical but less solid works on the subject fail to convey. This is not to say that Father Ellard frowns on liturgical reform or that he is indifferent to it. His stated purpos~e in taking what must have been considerable pains to assemble selections from the two hundred or so documents upon which his observations are based is to advance "toward maturity and toward clarity" current ideas on the modification of the Mass. The theme that runs through mist of the book is taken from the ll.ledialor Dei of Pope Pius XII: that the worship of the Eucharist should be the fountain-head of genuine Christian devotion. The various chapters are concerned with the aspects of liturgical modifica-tion that tend to promote this goal. With a short history of de-velopment in the Mass from apostolic times as a background, the succeeding chapters discuss the efforts made, the results achieved, and the difficulties encountered by the Holy See and by lesser interested groups in promoting lay participation in the Eucharistic Sacrifice. chapter each is devoted to the reform of the Breviary and to the recent tendency of many non-Catholic sects to ~lpproach closer to the Catholic form of worship. 244 July, 1957 BOOK REVIEWS While the extensive use 0f documents does not always make for easy .reading, their very bulk and wide range produce an effect that more than justifies the reader's efforts. Through them one experi-ences the tremendous energy which in the past fifty years has set the liturgical reform in motion; and he is assured that this energy and determination, especially as found in the Holy See and the hierarchy, will succeed in fully restoring the Mass to the people in spite of all the difficulties involved. For the reader with a more professional interest in the liturgy Father Ellard's book gathers into one place a rich collection of up-to-date source material. --PAUL F. CONEY, THE SALVATION OF THE UNBELIEVER." By Riccardo Lombardi, S.J. Translated by Dorothy M. White. Pp. 376. The Newman Press, Westminster, Maryland. 1956. $5.00. Father Lombardi's crusading zeal for "a better world" in accord-ance with the social teachings of the papal encyclicals has occasioned much favorable comment in the Catholic press as well as in non- Catholic news journals like Time magazine. His work as professor of ~heology deserves equally favorable comment, and the proof of this is this volume. The book ig written' for all who are Catholic eno~agh to realize that being Catholic means being apostolic and who are educated enough to follow a skillful teacher through 362 pages of reasoning that is pleasingly adorned with quotations from Scrip-ture, St. Thomas Aquinas, Dante, and papal encyclicals. Specifically, this important volume is for high school or higher units of the Catho-lic Students' Mission Crusade, missionary congregations of religious, and for all Catholics who work or pray especially for our non-Catholic contemporaries, the seventeen million Jews, three hundred and twenty million heretics and schismatics, eleven hundred millior~ heathen or unbelievers in the Judaeo-Christian revelation. Father Lombardi studies honestfy and feelingly and with great charity the chances for salvation for this vast multitude as well for the about fifty billion (Ct6ca~/o Tribune, Nov. 25, 1955) human beings who have so far been inhabitants of this earth. On the one hand, by far the majority of this enormous number are not counted in the "little flock" of Christ. On the other hand are the clear words of Holy Scripture, "God our Savior . . . wishes all men to be saved" (I Tim. 2:3, 4). "But my just one lives by faith" (Heb. 10:38). "Without faith it is. impossible to please God. For. he who comes to God must believe thht God exists and is rewarder to those who 245 BOOK ANNOUNCEMENTS Review for Religio'us seek him" (Heb. 11:6). Father Lombardi's study of the problem presented to us by these words and by the all but infinite multitude of unbelievers is consoling to our hope, convincing to our reason, arousing to our zeal. The volume would have profitted by a study of Hinduism in at least as much detail as the author gives to the three other very widespread but very much less intellectually organi~zed non-Christian religions which he studies specifically, Confucianism, BuddhiSm,' Islam~ Hinduism's pre-Homeric Vedas and pre-Socratic Upanishads are re-markable (and vastly voluminousI records of the anitna humana naturaliter Ghristiana.in its quest for God.' The prayer of the: Brihad Aranyaka Upanishad (1, 3, 28), '.'From untruth lead me to truth, from darkness lead me'to light, from death lead me to immortali:y!" is perhaps the greatest prayer outside.the sacred world of the Judaeo- Christian revelation, yet so "naturally Christian" is~ the prayer that it might well have been written by Cardinal Newman in his Anglican d.ays as a note to his Anglican hymn "Le.ad, Kindly Light!" If Father Lombardi issues a ndw edition of his volume, the writings which B.dlgi~n Jesuit scholar missioharies Johanns a~nd Dandoy have published on Hinduism can help l~im show his readers still more reason for l~ope .and for zeal than even this admirable edition does. ---' PAUL DENT, S.J. BOOK ANNOUNCE~AENTS THE BRUCE PUBLISHING CO., 400 N. Broadway, Milwaukee 1, Wiscoiisin. Mother of Fair Love. By Augustine Schroe~ler. Translated by Veronica Kir~land. The medium that the author of this latest life of the Blessed Virgin has chosen ~is the psychological novel. It is a happy choice for it enables her to paint a very vivid picture of our Lady. The book is carefully written anduses tO the full all that scholarship' in various fields has to offer one who would .paint a true-to-life poi'trait of God's most favored creature. Pp. 195. $3.50. An Introduction to' Philosophy. By Daniel J. Suliivan.To master the fundamentals of any subject is usually quite difficult. This is especially true of philosophy and particularly so for those who 246 July, 1957 "~OOK ANNOUNCEMENTS have no scientific background. This book was written with such im dividuals in mind. You will find in it a history of philosophy and a clear exposition of the problems that philosophy labors to solve. The book was the March selection of the Thomas More Book Club. Pp. 288. $3.75. The Catholic Priest in the Modern World, by James A. M~gner, is a very careful analysis of the many problems which 'the priest, and particularly the pastor of a parish, must solve. Pastors, ctirates, and seminarians who read the book will find th;~ time spent on it well spent. There is an adequate index. Pp. 286~ $4.75. Ho!y Week Manual for Servers. By Revo Waiter J. Schmitz, S,S. A copy of this book in the hands of each server should do much to add to the dignity and smooth performance of the compli, cared Holy Week services. Pp. 60. $0.50. Fundamental Marriage Counseling. A Catholic Viewpoint. By John R. Cavanagh, M.D. This is a very complete book on all aspects of marriage counseling and the many problems the counselor has to solve. There are 531 'pages of text, a bibliography of 31 pages, an 8 page glossaryl and a 25 page index. $&00. FIDES PUBLISHERS, 7~44 E. 79th St., Chicago 19, ~llinois. In Father of the Family, by Eugene S. Geissler, we have a con-tribution to sociology. The author, himself the father of ten, writes about the family from the father's point of view interestingly and seriously. The book is recommended ~eading for fathers and mothers of families both actual and prospective. Pp. 157. $2.95. FORDHAM UNIVERSITY PRESS, New York 58, New York. ; Spiritual and Intellectual Elements in the Formation of Sistei~s. Edited by Sister Ritamary, C.H.M. This is the second volume which has grown out of the six regional meetings of the Sister Formation Conference, 1955-56, The first volume bore the" title-The Mind of the Church in the Formation of Sisters and was reviewed in these pages in September, 1956 (pp. 273-74). Part I of the present volume deals with the viewpoin~ of keynote speakers and priest panelists 6n tl'ie spiritual and intellectual elements in the formationof sisters; Part II considers the viewpoint of religious sisters themselves; Part III summarizes replies and comments to questionnaires, while Part.IV deals with communications and commentaries. The reader is im-pressed by the energy and zeal with which the sisters themselves have 247 BOOK ANNOUNCEMENTS Review for Religious attacked their problems¯ Such zeal and energy cannot but lead to a happy solution. Pp. 261. $3.00. GRAIL PUBLICATIONS, St. Meinrad, Indiana. Pope Pius XII and Theological Studies. Edited by A. Yzermans. In addition to the encyclical letter //umani Generis, there are five addresses of the reigning Holy Father and an introductory essay on "Pius XII and TheologiCal Novelty" by the editor. Pp. 100. $0.50. THE NEWMAN PRESS, Westminister, Maryland. Methods of Mental Prayer. By Cardinal Lercaro. Translated by T. F. Lindsay. As the title indicates, this book is concerned exclusively with methods of mental prayer. It presents all of the better-known methods and does so objectively. The important thing in mental prayer is, of course, prayer; the method is secondary, yet still important. For if a method does not help you to pray, that method is not for you. You should choose another. With the aid of this .book the choice of a different method becomes easy since so many are listed and described in detail. The book, however, is not recommended for indiscriminate reading by novices, who might easily become confused and overwhelmed by the wealth of material offered. It should prove very helpful to the mature religious and to priests. Pp. 308. $5.75. The Gospel to Every Creature. By Bishop Leon-Joseph Suenens. Translated by' Louise Gavan Duffy. Catholics admire the missionary spirit which sends individuals to the ends of the earth to save souls. Many of them, however, do not realize that they too must be mis-sionaries even though they cannot travel to fields afar;~ tha't they too must labor to bring others to their true home in the Catholic Church. You will find a complete discussion of the missionary vocation as it applies to every individual in the pages of this book. Pp. 163. $3.00. The Angels and Their Mission According to the Fathers of tl~e Church. By Jean Danielou, S.J. Translated by. David Heimann. Devotion to the angels is traditional for Catholics, and for the ma-jority a reality, at least so we hope. It would help if Catholics were reminded more frequently of the role angels play in their lives. They are not so reminded by the books in English that they read. I know oi: only one, and that one was published more than thirty years ago. So the present volume is surely timely and will help to fill a great need. Pp, 118. $2.75. 248 July, 1957 BOOK ANNOUI~CEMENTS Christ, Our Lady and the Church. A Study in Eirenic Theology. By Yves M-J. Congar, O.P. Translated by Henry St. John, O.P. Eirenic theology may be described as that branch of. theology which endeavors to bring back to the unity of one faith our Protestant neighbors. It does so by finding the common ground we share with them, ana!ysing the divergences, and pointing out errors and mis-placed emphasis wherever it may exist. Since the greatest divergence between our Protestant brethren and the Church concerns precisely the Catholic doctrine on the nature of the Church and the place of our Lady in it, this book deals with these topics. Pp. 103. $2.75. Problems in Theology. Vol. I. The Sacraments. By John McCarthy, D.D., D.C.L. This book is a compilation of material that appeared in the section "Notes and Queries" of The Irish Ecclesiastical Record during the past fifteen years. The author and publishers promise a second volume to deal with principles and precepts. There is no index. Pp. 433. $6.75. Problems in Canon Law. By William Conway, D.D., D.C.L. In this volume Father Conway, who has long answered the canonical difficulties of the readers of 7'he Irish Ecclesiastical Record, has col-lected and classified a great many of the practical problems he has received. The publishers announce that this is the first volume of a new series on practical problems in theology and canon law. There is an eight page index. Pp. 345. $5.50. REVIEWOF CATHOLIC CHURCH MUSIC The appearance of a new Catholic periodical is always noteworthy, especially of one devoted to music. The Caecilia appearing in Feb-ruary, 1957, is marked "Volume 85, Number 1"; 13ut it is the first issue of the venerable magazine under the new management of the Society of St. Caecilia, recently revitalized through the efforts of Reverend Francis Schmitt. Father Schmitt has achieved a noteworthy place in the ranks of American Catholic church musicians through his inspiring work with the Boystown choir, with his annual choirmasters' workshop, and now, with the restoration of the Caecilian Society. The "new" Caecilia appears as a quartqrly review devoted to the liturgical music apostolate. Besides editor Schmitt and "editor emeri-tus" Dom Ermin Vitry, O.S.B., the con.tr~butmg editors include: Theodore Marier, Reverend Richard Schule~, James Welch, Reverend Francis Brunner, C.Ss.R., Paul Koch, and R~verend Francis Guentner, S.J. Under such management the journal gives promise of outspoken but scholarly criticism as well as appreciation of current efforts in liturgical music. The address is: Box 1012, Omaha I, Nebraska. 249 Ques!:ions and Answers [The following answers are given by Father Joseph F. Gallen, S.J., professor of canon law. at Woodstock College, Woodstock, Maryland.] --19-- What bows does the priest make at Benediction of the Moit Blessed Sacrament? The priest makes a moderate.bow of the body before rising to put in incense(S. R. C., 4179, 6) and at Veneremur cern'ui and a pro-found bow of the head immediately before and after incensing (S. R. C., 3086, 3) and at Oremus. A moderate bow of the body is a bow of the head accompanied by a slight inclination of the shoulders (S. R. C., 4179, 1). A profound bow of the body is never made while kneel-ing. Cf. J. O'Connell, Benedictionale, 4-5; The Celebration' of Ma~s, 298; De Amicis, Caeremoniale Parochorum, 79-80. 20 Has a religious who has been excluded from renovation of tem-porary vows or from making perpetual profession the right of sus-pensive recourse to the Holy See against the exclusion? No. The contrary impression arises from a confusion of exclia-sion with dismissal. The two are not the same. A dismissal in canon law is verified only by an expulsion during the time of the vows; an exclusion is an expulsion at the expiration of the vows. It is also merely the refusal of admission to a further profession. Therefore, the canonical prescriptions on dismissal do n
Issue 6.4 of the Review for Religious, 1947. ; JULY i5, 1947 Theolocji~ns and Mary's Assumption ¯ ¯ . ¯ .', Cyril VOl_lerf "Thou Sl~alt T~e Duty of Open My Lips" " ~Richard L. Rooney Hearlncj Mass .¯ . ". . Gerald Kelly Silence. C.A. Herbsf The Will ÷o Perfection . Augustine Klaas Book Reviews Communications Questions Answered Decisions of the Holy See VOLUME Vl NUMBER REVIEW FOR,, REL! IOUS VOLUME Vl JULY, 1947 NUMBER 4 CONTENTS THE THEOLOGIAN AND MARY'S ASSUMPTION~Cyril Vollert, S.J.~ .1,93 OUR CONTRIBUTORS . ' 202 "THOU SHALT OPEN MY LIPS"mRichard L. Rooney, S.J . 203 BROTHERS' VOCATIONS . 206 CONCERNING COMMUNICATIONS . , . 206 GENERAL ASPECTS~OF THE DUTY OF HEARING MASS-- Gerald Kelly, S.J. . .x, . 207 SILENCEmC. A.' HerbSt, S.2 . 217 COMMUNICATIONS .0. ! . 222 THE WILL TO PERFECTION--Augustine Klaas, S.J .227 QUESTIONS AND ANSWERSM " 16, "Tiny Particle" Falls on,Communicant, , .". . 239 17. Annual Vacation for Sisters . 239 18. Obligation of Superior and Subject when 'Change Seems Desirable ¯for Reasons of Conscience . : . 242 19.-Disposing of Amputated Limbs ' 247 20. Term of Office of Mother Superior .i. . - ., . 247 21. Informing Bishop of Confessor's Absence . 248 22. Application for Faculties for Retreat . 248 23. "Singular" or "Plural" in Prayers for Deceased Sister . 248 BOOK REVIEWS-- The Three Ages.of the Interior Life: Teresa, 2ohn, and Theresa: Reflec-tions on the Sunday Collects of the Roman Missal . 249 BOOK NOTICES . . 252 DECISIONS OF THE HOLY SEE . 254 THE WORKS OF ST. JOHN EUDES . 255 REVIEW FOR RELIGIOUS, Jul'y, 1947. Vol. VI, No. 4. ~ublished bi-monthly: January, March. May, .~uly, September, and November at the College Press, 606 Harrison Street, Topeka, Kansas, .by St. Mary's College, St. Marys,Kansas, ~ith ecclesiastical approbation. Entered as second class matter January 15, 1942; at the Post Office, Topeka, Kansas, under the act of March 3, 1879. Editorial Board: Adam C. Ellis, S.J., G. Augustine Ellard, S.J., Gerald Kelly, S~J. Editorial Secretary: Alfzed F. Schneider, S.J. , Copyright, 1947, by Adam C. Ellis. Permission is hereby granted for quotations of reasonable length, provided due credit be given this review and the autho£ Subscription~price: 2 dollars a year. Printed in U; S. A, Before writing to us, please consult notice oh Inside back cover. ¯ h oloc i n ary s:Assu .,- .,, ,- ~ 'o. ~ Cyril' Volleft, S:J. WHEN Christ °likened the kingdo~ of God to a graifi ~ o'f mustard, se~d -that eventually produces an. .~ ~mens~ tree, He was~undoubtedly foretelling the future,growthof ~His:.Church: The comparison, may algo serve to illhstrate the ever-increasing knowledge of divine revelation given to. the ~Church by Christ. Revelation,.as. Catholics well understand, came to an end with the death of the last apostle. But the rich treasure of divine truth was not fully grasped from,, the. beginning and is far. from being exhausti;cely~ comprehended today. This is the case espekially with those truths of faith that are not revealed in manifest terms but are couched obscurely in what is explicitly revealed~' With the aid of improved telescopes, astronomers are, constantly discovering "new" stars. The stars are not really new. They have been the~?e a long time. Only our knowledge ~of them is new,. In somewhat the sarfle~ way, ~';new~.- ~ truths' Of revelation: are proposed for belief'from time to time. SuCh truths ar~ not new: in. themselves;, they are only ne~ .to us. ~,They haYe been present in the deposit of ~evelation right aldrig; ~btit ,we get ¢o know some~ of them ofily by degrees as a, restilt, of theological' investigati6n~carried on ~for fnafiy ~centu~ries under the. guidance.of .the Holy Spirit, ~who ~i~ gradually leading 'the Church to ~ fuller understanding. of ~God's truth.,'., ', ¢ . oo~ ¯ ',- ,~,,'°° '~ That a truth may be believed with divifie faith; it need not, have alwa)is beefi,recogniked ,as distinctly revealed. striking iffstante: is .the Immaculate Conception,,,~ which iS CYRIL VOLLERT Review for Religious not expressly attested by ancient tradition and was not kriown:tb,be~ia re~e~led,:i~th until fairly modern tim~s. It was only ~n 1854 that Pius IX, exercising his full teaching authority, declared by an mfalhble, ex catbedra definition th~it thd do~trin~ of Our Lady's Immaculate Conception was revealed by God and that all the faithful must believe it. A' similak event may take place in our own day with regard to Ma~y's Assumption into heaven. Several dear signs point to this. One of them is the~ublication, in 1942, of a mammoth, two-voIume work, Petitiones de Assurnp-tione corporea B. ~. Mariae in coetum delinienda ad Sanc-tam Sedern delatae, by W. Hentrich and R. de Moos, S.J. These two scholars have brought~together and classified the hundieds of° thousands of petitions addressed to the Holy See sinc~ the time of thk Vatican ~Council all begging the Supreme ~Pontiff, to define that the doctrineof the Asstimp-tion. is a dogma of faith'. ~ Without°a very:speci~aI authoriza~ tion the compilers dould not haf, ehad a~c'ess to, the archives iSf the Holy'Office, where most of the documents they pub~ lish are eserved. .' ,; ~,o~ : .~,~ o~, o,~, . ~ Even more~sigfiifica~nt,is ~the~ letter Pope Pius XI,I.has written~'to~all the:,,bisholS~:~of the world~ inviting them~to send to, the~Holy,~See their ,view, si, and those of~,the fait~bful of~ their,~i:lioceses, regardinl~ the, ,Blessed .Virgin(s ~Assump~ tioh. The P6pe wishes~to-khow whether in the opinion, of the~bishops,the:.d0ctrine is capable of~ ,being~,~declared an article ~;of faith and whether~ such a ~,pronouncemei~t is desirdd.,~ E~cide'ntly:~the Holy Fatherc~aas t~ken: the, matter to heart ,a~d is serioi~sly enqisaging a~dogmatic'definitiori of this privilege of Mary's. Pius IX had acted in a similar way before-defiiaiiig the oImma~ulat~ ConcCption. :, ,, ~ " In2such, cases ,,bishops, who, are~ the~ 6fti~ial., teacheks'~of ~hti~t;s: truth~in,~o,their.6wn~odi6cese~s, 6rdinarily c6nlult :,194 .dul~l, 19'47 ~ MARY'S ASSUMP~ION theologians before gi~qr~g an. answer.° ~'The ~Clfiu'rch~, bf course, is iiifMlible v~hen it~ proclaims that i~,~'doctrine '~is an article of fairlY. But infallibility, though it is a'g.uar:inty of. preservat~on from error through ~h~ specia'l "fissistance Of the Holy Spirit',' ~is not a power of giving "f~rth new reve-lations. Therefore, when the question arises of'defining a truth.that may be'obscurely or implicitly revealed, l~ng ~nd careful study must precede to ascertain whether that-triath is actually ~ontained in the deposit of revelation. Is the Assumption of the Blessed Virgin such a truth?° Was it revealed by God, at least implicitly, .so that it may be imposed by the Ch~arch for the belief of the~ faithful, although is yet it has not been thus imposed? If a bishop of a diocese, before answering the Holy Father's letter, were to request a theologian to conduct an investigation into this matter, how would 'the theologian proceed? Theologians vary in knowledge and ability and also in their study habits and modes of thinking. ~ But perhaps most of them would set about their inquiry in more or less the way that is out' lined in this article . To make the ~matter clear, let us 4magine a theologian who has .never had occasion to make a detailed .study of the Assumption in his teaching or writing. He, is not a specialist on this subject. He is, however, fully capable of investigating the problem and has access to an adequate library. Beqirmino the Investiqar~or~ The first thing to do, he d~cides, is to acquaint himself with the present state of the question in theological discus-sion. He has known since his childhood that the Assump-tion has some connection with the Catholic religion, for it., is ndmbered among*the mysteries of the Rosary and is cele-brated with more.than ord.inary liturgical ceremony, on the CYRIL VOLLERT Reoiew for Religious 15th of August, as a holy day of obligation. ~ But just what is the relation of Mary's Assumption to Catholic faith? An obvious way to begin the research is to consult some of the more recent theologicaI manuals or textbooks which the inquirer has in his library. These will indicate the sources of knowledge about the Assumption and will refer to important monographs and to major articles in periodicals. As soon as he starts looking into theological journals of the past several years he will discover a book that is hailed as the greatest work ever written on the Assumption, ,Martin Jugie's La mort et l'assomption de la sainte Viecge, published in 1944. He will find that this book lists nearly every item of testimony on the Assumption_ know to schol-arship. Every text from Sacred Scripture that might have some bearing on the question, every reference in the ancient Fathers of the Church, and many of the most important statements of the great theologians are reviewed and sub-ijected to criticism. With this volume as a guide, the inves-tigator may set to work. To avoid the danger of ov.erlooking some sources, a theologian .would utilize many of the other specialized studies, which abound in our day. Examples are. C. Balic, O~F.M., "De definibilitate assumptionis B. 'Virginis Mariae in caelum,"Antonianurn (1946), 3-67,and O. Faller, S.J., De priorum saeculorum silentio circa Assumptionem B. Mariae Virginis, Rome, 1946. A detail thfit would have to be present to the mind of the theologian inquiring into this doctrine concerns .the very meaning of the Assumption as understood by the Church. Ordinarily, Catholics take it for granted that Mary died, so as tb resemble her divine Son even in His death, and that shortly 'thereafter she whs raised from the dead by divine power and transferred, as a complete person with glorified 196 Jul~l, 1947 MARY'S ASSUMPTION body~dnd,sou~l, to the eternal ,beatitude of heaven. That this~rv, i~w is traditional, dating back at least ~to thUsixth century, cannot be doubted. Nevertheless *Jugie thinks that the question-of Mary's death~ is not established with certainty. ~rhat has to be affirmed; he says, is that, if Mary died,:h~r body was preserved from corruption and then was raised tO glorious life. The essential thing is her p~ivilege that goes under the name of Assumption, namely, her living presence ir~ heaven with body and Soul after her departure from this earth. Jugie does not assert that Mary did not die; but he declares that the'matter is doubtful and that the question of death is separable from the question of a'ssumpti~on. In ~other words, she may have been taken up to heaven, bodyand soul, without dying. He believes tha~ the Church could define the Assumption w~thout com-mitting itself on Mary's death. In h~s examination of sources, a theologian would have to watch for evidence on th~s point. Present Mind of the Church on the Assumption The results of the questionnaire sent by Plus XII to the bishops are not 'yet available. However the study ,of the petitionisk movement from 1869 to 1941 made by Fathers Hentrich and de Moos presents an imposing tabulation of views on Mary's Assumption Petitions favoring a dogmatic definition were sent in by 113 cardinals, by over 3,000 archbishops, bishops, and other prelates, by many theological faculties, by 32,000 priests and religious men, by 50,000 religious women, and by'over 8,000,000 of the laity. Most impressive is the number of petitions ~addressed to the Holy See by bishops. They ~epresent some 73 per cent of the dioceses of 'the world, and of these almost 97 per cent request the definition of the Assumption as an article of faith. 197 CYRIL VOLLERT " Re~ieto [or'Rellglo.u.~ .:r. The rfact~that s0me~2:7~.iper~ ~ent of the dig.ce~s~e~. ~re~!.~o~t ihclhded in these figur~s~do~s not mean that their b, iskdps d6 nbt favor the definitibh. ~e~must. remember that the bishops had'not been o~ially asked to submit their views: the petitions were Sent to Rome as a resul~ ofspon~ngo~ desires for the solemn .definition of the Assumption or in c0ns~quen~e of movements privately inaugurated. The .theologian who reflects on these petitions will be aware that they constitute a strong argument in favor of the tenet that the Assumption is a revealed truth. They show that the Church spread throughout the world firmly holds the doctrine; and the whole Church cannot err in matters pertaining to faith. ~The living .~presence of,~ the Blessed Virgin in heaven with gloried body and soul is not a truth that can be known by natural means; the only way it can come to our knowledge is thorough divine reve, lation. ~- Henc~ the ~Ch~rch must have, drawn, it:,f~o~ Sacred Scripture or from a perpetual tradition or frgm;;both these sou~es.~ ~ Witness of the _~i~urgg., ~,,~,., ~ ,.~ One.of the, most~tellin~ items of testimony to ,the, ex.istz ~nce of an~ ancient :tradition 0n the .Assumption is,:the fae~ "that it,has,.been solemnly; ~elebrat~d int~e~ Church ~0e m~n~ centuries. The beginning off,this .annual~cele~ration~,~canr not be.determined;,~,I~, t~e eighth cg~u~y~the !itu~gic~l fes- ;tival ~as" tefer~ed~t~ .by Saints ~obn .Damascene and :~Anz dre~ of Crete~s .ancient. Toward the end ~of~ the sixth Century- the Assumption,: under the~ name of the" Dormitio> ~e~th~ ','gbing to~sl~eff,''' of t~e ~,Blessed, Virgin, ~as assigned to~ Au~st~ 1.~5.th by~ ~a, decree" of, t~ Emp~ror,~Mauri~e~ for celebration, t~rougb6ut .the~ Byzantine Empire., ~ The e~z" peror~di~ not,~of; course, in~gurate~ the ~f~a~t~ but m~rely settled the day for its~obser~a~ce:. ~,~. ~.;. :~ ~,, : -~,~, ~. ~ ~,~ .i98 July. 19~ 7 . MARY'S ASSUMETION, - ~'~ A,?fragment ~of ~a S~riane,~b6~k, ~lating~.~fr&m,the ~fiftl~ ¢@ntur¥;,~)n~,the trar2si~.or transferenc~ of Our I~ad¥ from earth to heaven clearly supposes belief in the.Assumpti6n, of th~Ble~sed:,Virg~n into .heaven with;bodyi~and soul~ 'fol-lo~ vmg-her death. Several other'references to a liturgical ~elebratic~n'~of the '~'M@mory-of the~ Blessed Virgin," apparen'~ly~ commen~orating her death°~nd resurrect~on~ may carry down into the end of the fourth°century. How.-~ ev~r,~scholafs are not iri" complete agreement on theib inter~ pretation. At any rate, .the liturgical celebration of the Assump- .tion, which beg~n !n the ~East, soon made~ its way into Gaul and Spain, and in ~50 was introduced ifi Rome. The Testimony of Tradition The theologian who undertal~es t.o study the sources of our knowledge concernin.g Mary's Assumption, will have to devote most of his time and gnergies to. a direct examina-tion., of tradition. At the end of,his lengthy researches" he will find that his conclusions may:be s.ummarized some .w.hat as follows, During the earliest ages, up to about the fifth century, definite references to,the Assumption are rare. The truth is .hidden and awaits the theological .~enetratiOn of future generations f0r-its 0unfol4ing.~ t~eginning with the sixth century explicit statements a.ppear; by the following century the Assumption is attested throughout the East and the West, The great Fathers. and .theologians _of this period, such as St. Germain of Constantinople, St. Andrew~ of Crete, and St. John Damasdene, a~rm the.Assump.tion serenely and'without,hesitation or extenuation. Th~ way they express themselves shows that they are not deffending a thesis opposed by adversaries but are discoursing on a truth admittedby all their hearers and. readers. The eminent Scholastics~ of the Middle Ages, St. Bernard, ~199 CYRIL VOLLERT Reolew for Relig[ou~ St.:i~lbert.the.Great, St. Thomas, St. Bonaver~ture,.'Scotus, and others teach ~the doctrine of the.Assumption with absolute confidence. From the sixteenth century on, the fact of the. Assump-tion is universally held; theologians are concerned only with the question of determining its degree of certitude and its connection with revelation. Finally, during the nine-teenth and twentieth centuries, the conviction has gained ground that the Assumption is actually a revealed truth capable of being defined as an article of faith. The silence of the early centuries is not nearly as deep as was forrfierly thought. Recent studies, especially that of Fa!ler, have brought out the full meaning of declarations made by two fourth-century writers, Timothy, a priest of Jerusalem, and St. Epiphanius, bishop of Salamis in Cyprus. Moreover, that silence is not extraordinary but is rather to be expected; the theolqgical writings of the early Fathers were almost wholly "devoted to explaining and d~fending the truths~of the Trinity and of-the God-man in an.environment.of heretical 'attack. -Inquirg into:Scripture . After Christ's Ascension into heaven, Scripl~ure relates ¯ that His Mother, the apostles, and~isome of the holy ~c~men were present in an upper room "persevering with bne mind in prayer" (Acts 1.: 13 f.). The New Testament gives us no information about Mary's remaining years on earth or her death, and tells us nothing directly' of her Assumption. ' " ~" ~ Nevertheless, we. may not asse'rt outright th~it the Bible is Silent about the Assumption. Most theologians and scripture,scholars see a solid theological argument in the woids spoken by God to the devil in Genesis 3 : 15 : " I will put enmities between thee and the woman,, and thy seed hnd 200 July, 1947 MARY'S ASSUMPTION her seed;, she shall crush thy head." According to the tra-ditional interpretation of this text, Mary, who is at least typified by the "woman" if she is not directly meant, is associated with Christ in His victory over Satan. Since Christ's victory includes His triumph over death, Mary's identical victory must include a similar conquest of death. Christ died, rose from the tomb, and ascended gloriously into heaven; the parallel between the Savior and His Mother requires a like climax to her earthly life. Furthermore the Blessed Virgin, who was "full of grace" and "blessed among women," was exempt from the universal law of original sin and escaped the doom decreed against Eve and her daughters in Genesis 3:16 about the pains of childbirth. The inference suggests itself that Mary was likewise exempt from the dread punishment: "Dust thou art, and into dust thou shalt return." That is, although Mary was apparently to die so as to be conformed to her divine Son in His death, she was never to be sub-jected to the corruption of the grave. Thus Mary's Assumption would crown her other privileges, which are definitely dogmas of faith: her divine maternity, her immaculate conception, and her perpetual virginity. This last, especially, seems to indicate God's will that she should forever be preserved from bodily cor-ruption of any sort. As the insight which theologians gradually gain into the truths of revelation becomes keener, . they are seeing more and more clearly that the Assumption of the Blessed Virgin may well be implicitly contained in those, three glorious dogmas. Conclusion When the investigator eventually reaches the ~nd of his prolonged researches, he will ma.rvel at the d~velopment of the doctrine of the Assumption--a development not of 20i CYRIL VOLLERT the truth ~tsdf but of the understanding of the truth. The general outline sketched in this article, confined as it is to generalities imposed by brevity, can give no hint of the cumulative effect of the detailed evidence amassed century after century. Moreover, no theologian has ever denied the Assumption. A few minor voices have occasionally been raised in doubt; but though they are off key, they are too feeble to mar the splendid symphony of universal tradition. At the time of the Vatican Council, some two hundred of the attending bishops and theologians signed a docu-ment which, in part, was phrased as follows: Most ancient and constant is the conviction 9f the pastor.s and faithful of the Church in the East ~nd the West concerning the bodily Assumption of God's Mother. This fact, that a person's body is alive in heaven prior to the final day of judgment, cannot be perceived by the senses or be attested by human authority . Unless, therefore, the tenacious faith of the Church re~gaiding the bodily Assumption: of ~the Blessed Virgin Mary is to be dismissed as unfounded credulity--the very thought is impious--we must un-questionably hold, with utmost firmness, thai it derives from divine-apostolic tradition, that is, from rdvelation. In the seventy-five years that have elapsed Siiace this i~mphatic declaration, the persuasion of the Church's ~eachers and taught has been. grgwing steadily stronger. If bur ~theologian r~orts to his bishop that, in his view, the dbctrine of the 'Assumption is ripe for defifiition as an article of faith, his vote will accord with the verdict already turned in by a vast majority. OUR CONTRIBUTORS RICHARD L. ROONEY is Editor of Queen's Work publications. C. A. HERBST, ~UGUSTINE KLAA$, GERALD KELLY, and CYRIL VOLLERT are members of the FacultF of St. Maryrs College, St, Marys0 Kansas. ~ 202 -=nou Shalt: Open. My LIpS,,,"~ °" ~ ~° Richard L.~Rooney, "]"HE Aperi having been said,arid the Our Father, Hail /1: " MarY, and C~eed h~ving0 been devouilypra ed, the ~ Divine'Office again picks Up the ideas of that .intro-ductory prfiyer.~ There we. petitioned~' now we state con'- fidehtly: Thou shatt open m~/ lips; OLbrd, And m~/ mouth shall annou'nc~ Th~/ praiset. Because it is so contrary t~; our own Us~al etti£ient~;~ ind~ependent American way of thinking and doing even in our prayer life, it is well. for us to recall again a basic idea of the Aperi. We cannot, remember, so much as think of thinking to pray unless.God gives.us the initial impulse to call on His name. We cannot so much as open these lips of ours, so.busy, with their worldly speaking, so slow to pray; unless God Himself opefis them for us. It is amazing that. we forget so easily how utterly, helpless we are~ in ~the realm of God and grace if we are left to' ourselves. On thd other hand, I wonder if we ever pause to think how eager, God toopen ,our lips that.,He ,may hear them. hymning His praises. . ~ ~ . If we realized the first of these facts, we. would utter often the verses we are considering here.~ We would not rush into prayer without preparing our souls. If we rea!iz3d,the .second, we would be alert at all times and in all places to God's impulses to pray, to lift our. minds a~nd hearts in canticles of.praise of Him. How well w~,,wguld d~on tthoe m weamy otori Mzea t~hse~sse, bveefrosre.se! ~Hoourw.: ~wreegllu w!aer" c soeut lpdr au.syee ~thrse,m ~alking ,or riding, or whiling the tim~eo.away waiting for a 203 RICHARD L. ROONEY Rev~eu~ [oroReligious bus, or in a doctor's office, or before dropping off to sleep! We co~Id'~profitably'make them the'object of our moments, of mental prayer also. Pondering over them slowly, we might reflect as follows:° "Thou, 0 Lord" God is the Lord and Master of all things. He brought them all out of nothingness. It is He who has given me these lips, and He wh6 must give me the power to open them. in His praise. He is my God; and of Him I can state this simple, tremendous fact: that He will open my lips, will give me the .grace to spiak t,o Him, will prompt me to speak about.Him, will allow me to hymn His praises. Hence I say, "Thou shalt" open my llps" He will open these lips from which so many millions of words have come, these lips which have been worldly, pro-fane, unkind, ~untruthful, mean, sullied.° He will open these lips that have uttered so much nonsense, from which bare tumbled so many idle words---:qips that were given me for praising Him, but which have been so often used to~sin' against Him. These are the lips which now at last He, is going to open and to make fulfill their d~stiny: the praise of Himself. ¯ ,, What joy is mine--that for this time of prayer at least, my lips will be healed, cleansed, and set to work to do the most, ~the best they can do, .They will be busy, not with vanity, but with God. "And my mou+h shall announce Thy praise" When I open my mouth it is likely togive out anything but the praise of God. From it issue forth bits of news, pfoclamfitions of self-praise, my more-than-half-share of c6nversations about all sorts of things, long and stupid tirades, long and often ~stupid lectures aad advi~e. "Forbid-den words come out,~ too: vulgar, worldly, idle, harsh, 204 July, 1947 "THOU SHALT OPEN MY LIPS" discouraging, sarcastic words. Charity is killed; characters are torn~ Help and harm,, all heedlessly-~'intermingled,.c0me pouring out. ~ But when God opens my lips, my tongue will speak as He would.have it; my tongue will speak His praise~' my tongue~ will speak His praise even as did the tongues of Moses, of David, of the prophets; my tongue will speak today as it will speak in heaven announcing, singing, crying out, that God and men may hear the praise, i'n~ praise, of the Most High God! When I ~raise a good man sincerely, my tongue is at its best use on a human level. When I praise the good God, my tongue is being used at its best on a divinely hum,an plane. How seldom my mouth announces any praise, save of myself. I speak of others, either not at all or with cold indifference, bitter criticism, mild interest, jealousy. Now and again, if it serves rn~/ interest,'I praise another. Less often still do I praise God without any trace of selfishness. I ~speak to Him or of Him in tedium, carelessly, liitlessly; in petition, asking mostly for something I want, only occa-sionally for others. But how infrequently do I burst out with praise just to tell Him how wonderful He is! 'Why is this? Praise is the outward speaking of an inward recogni-tion' of the value, the excellence of someone or something. Instinctively on seeing a beautiful sunset or a beautiful per-son we cry, "How beautiful!" Why do we so seldom deliberately praise God or men? Because we are too busy to look at them, too distorted in vision to see all that is good, true, and beautiful either in the All-High God or in the lowly creature, man. When we state that God will open our lips, we are also implicitly stating that He will open oui eyes. We are 2O5 RICHARD L. ROONEY , implicitly saying ,,that Hd will "let .us see Him, His power; His beauty,'His mercy: His lb~e, everywhere, and in .every: thing, so that we shall gladly cry out His praise:i implicitly hope that He will reveal HihYself,.yet more ~o us so that we may begin here the praise that we shrill announce forever in heaven, We are hoping that He will train:our lips to speak.now as they shall when He grants ~.us the face-to- face visioh of Himself, and we shall cry in ecst~isy: "Holy! Holy! Holy! Lord God of Hosts! °The heavens and the earth are full of Thy Glory!" ~ * * * Ves, Lord;Thou shalt open my lips here now, and tl~rd then; and My modth, frded from its habit of self~ interested prayer, shall announce joyously, contin,uall~r~ ~ti~relessly; endlessl~, its praise of Thee, our Go'd!" BROTHERS~ VOCATIONS " There are m':~'ny vocational needs* in~he ChurCh, bti~ pe~rhaEs none as more pressing:than,the need ,for la)~ Brothers. The' assistance'thi:y lend to priest~ who are more directly engaged i~ apostolic labors is~of inestimable value: To egcourage Brothers vocattons, the Soctety of the D,wne Word is Mow publishing aK~httra&ive and informative ~booklet ~entitled ~The M~ssionarg Brother. ~C0ptes of t~e 'booklet can be,obtained from the Novice Master, St. ,Mary's Mission House, Techny. ill~nbis.'~.~ ~ ~ :~ ~ ,~-" ,~. . ~ . ~,, Another i~ter~sting folder on~ the life of a Brother can be :~btained~fro~ the Missionary Servants of the'Most Holy Trinity, Box 30. Silver Sp~ngs. Maryland. This booklet is entitled Spotlight on the Missionary Brotber~" " A. third '~ffective folder 0n this 'same iub~ect is entitled "Behidd the~ S~enes at Notre Dame: The Part of the La~ Brother~ of the Hol~ Cro~#. ~ The, Congregation of"the H~'~Cro~S ~w ~'tWO p;o~ifi~S in- [he United' State~ [he province Priests~and'~the~province of Brothers~ This:folder describes the Brotheri' life. '.It may be obtained from the Reverend Oohn H. Wilson, C.S.C:; Holy Cross Seminary. Ndre Dame, ~ndiana. ' CONCERNIN~ CoMMUNICAtIONS" " ~ The next number "of t~e REVIEW will contain a digest 0f the communications on praydr that hhve note, get been published. ,With~hat; number we shall close the communications on the subject. Communications on other subjects that are of ~n~d~asfti ~. H.elp'r ~ ~o '~religi0hs" are alwhgs~elc~me. , Some of~the c0mmdnications 'on prgyer have been.ratherflong: and the ~itors would appreciate it if those who, send communications would., make them brief and pointed. -It also'helps if'the manuscript ~s typed and double'spaced; 206 ~enera[ Aspects oF ¯ Duty of I-learin9 Mass ~erald Kdly, $.~T. ONLY three of the ~414 cai~ons of the Codeof Canon Law deal explicitly with the° general! law of assisting at Mass. Canon ~1247 lists.the feasts of ~ obligation in the universal Ghurch; canon 1248 prescribes that:.Mass must be heard on these days;0and canon 1249 enumerates the places in wl6ich the faithful may fulfill this obligation.,. Three other ,canons (1244-46)'~1a~ down certain general, rulks :that are applicable not only°to feast days but also to days of fast and abstinence. Pbobably no other law of the Church is as import~int for the ordinary Catholic as this precept of hearing Mass. Every question pertaining to its correct observance is of unFcersal interest; and some of the questions are extremely provocative, not to say irritating, because of the difficulty in"solving them satisfactorily. These intriguing problems are foundiander all the various aspects of the law--general aspects,° the manner of fulfilling the law, and .reasons excusing~from the obligation. Since it w6uld be-impossible t6 treat all these points in a single article in the REVIEW, I am .limiting the present article to a consideration of those points usually explained by moral theologians when they treat of the'general aspects of the law of feast-day obserw ance. The article will deal with all the questions ordinarily discussed under this head, and it "will .lay,, special stress~ on the points that are apt to present sp~ecial difficulties for catechists It helps much to the ,proper understanding and appli= cation~ of°a law to know its origin, ;namely whether it is 207 GERALD KELLY Review/:or Religious divine or human; for different rules of interpretation apply to each. With'regar~l .to th~ duty of feast-day observance a consideration of both kinds of laws is pertinent; and great confusion can result from a failure to make. clear distinc-tions. Not a Dioine Law The divine law, according to accepted terminology, is either natural or positioe. By natural law is meant the law of God as manifested in human nature itself--"written in the human heart," as the saying goes. Granted appro-priate conditions, men with sufficiently 'developed mental powers could know this law, ~it least as regards its main points, just by using their reason--that is, by considering the fundamental relationships existing between man and G6d and between man and his fellowmen, and by drawing logical conclusions from these. This natural law, since it flows from human nature itself, binds all menat all times. The divine positive law includes duties imposed by God through the medium of revelation. In making such reve-lation God 'might merely confirm the already-existing iaatural law, as He does, for example, in the. First Com-mandment of the Decalogue; or He might, add obligations not already contained in the natural law, as He does in pre-icribing the confession of all mortal sins committed after baptism. LUnlike the naturallaw, the divine positive law cannotobe k.nown merely by reason;faith is required. Also unlike the natural law, the divine positive law is not neces-sarily for all men at all times; but such conditions depend entirely on God's own will., in giving these commands. In general, the Church's power concerning law~ is twofold. She can otticially interpret the divine law, as she has done with regard to such things as artificial birth con-t~ ol, divorce, mutilation of the "unfit," and so forth. In 208 Jul~t~ 1947 THE DUTY OF HEARING MASS such cases the' bindihg force of the law is not from tl~e Church but: directly from God. BUt the: Church can also mate laws in the proper and full sense of the:term. ~Thesd laws, made by the Church, are called ecclesiastical 1~iws. They,are human taws, not divirle; and they are to be 'inter-preted ~according to the rules that pertain ~to human l~ws, Applying this discussion of th~ various types of laws to the matter of feast-day worship, the following obierva-tions are in order, o Since men are social beings and since they depend on God not merely as individuals but as a group, the law of nature itself demands that they render to God some kind of social worship. But this law of nature is very vague, It does not prescribe certain days for such worship; it does not clearly indicate how often the worshi~ should be offered; and it does not tell us categorically what religious acts should characterize our social worship, although it cer-tainly seems appropriate that: sacrifice should be one of the community tributes to God.~ From the very nature of the case there is need of some more accurate determination of these points if men are to act in harmony, and obviously this more accurate determination should be made by the existing religious authority. In the Old Testament God Himself sanctioned the religious observance of the Sabbath and of certain special feast days. It is well to note here a great difference between the Third Commandment of the Decalogue and the other nine. The entire Decalogue is revealed; and in this sense all the precepts belong to the divine positive law. In the Third Commandment, however, God went beyond the natural'law, whereas in the other nine Commandments He simply confirmed and stated clearly certain duties "that already existed by reason of the natural law. The Third C0mmaildment; therefore, in its prescriptions concerning 209 GERALD KELLY ~- , Review [or Religio.us the frequency of worship (once a week) and ,the exact day for worship ,(the,Sabba'th)o is entirely divihe positive law, given by God,to' the chosen people and obliging them until. such time as He, would withdraw or change it. Did God withdraw these positive precepts with the promulgation,,of the New Testament? With regard to the special feasts~prescribed for the Jews there is :no difficulty: the duty of observing them certainly ceased; in fact, it Would be a form of superstition to observe them today. But with regard, to the weekly observance there is some obscurity even in theological literature. One view is that the divine law of sanctifying every seventh day.remained in force and that God Himself transferred the obligation from Saturday to Sunday. This opinion has but slight authority to uphold it, and we may safely call it improb-al~ le. Acco[ding, to a second opinion the divine law ,of sanc-tifying one day out of seven remained in existence, but the specification of the Sabbath day was simply withdrawn, and in its place not God, but the Church, assigned Sunday as the day for worship. This view has much more authority than the firsf; yet it is far from being, a common opinion. A third explanation, sponsored by the majority of eminent theologians, is .that with° the promulgation of the NeW Testament God simply withdrew the positive pre-cepts contained ,in the Third Commahdment anti" left it to the Church tO make appropriate legislation. According to this view,, the precept of hearing Mass, as we now have it, is a merely ecclesiastical law in all its particular aspects-- the frequency~ .the exact days, the method of worship. This last is by far the best opinion and the only~ofie that seems in~, perfect'harmony with.the mind of "the Church as expressed in. the~ ~ode:. ~ For the Holy :See claims~ f6r itself~the duly; 1947. THE DUTY OF: HEARING MASS' p0wer.tb 'constitu~e, transfer," and abblish these feast :days. and to dispe'nse~,from their, o.bservance ;(c.f. cations 1244-" 45) : It could not do this ina matter of~divine law. ~, . ~,~ It seems khat .in ~the.early. cefituries,of~ Christiani.t~r thdre~ was. no general l~gislation cbncerning the observanc~ of feast~ days~ : Rather, the faithful, themselves spontaneously' assumed~certainpractices, and thdse practices ~raduaHy acquired ~he force bf law and were'confirmed and crystal-lized by written'~legislation. Sunday was chosen as the. Lord's day, principally because it was the day of the Resur, rection and of ~the coming of the. Holy Ghost. Gradually other special, festivals came to be observed to commemorate special blessings, to recall the victories of the saints, and so forth. In fact, the tendency to add feast days of obliga-tion was so common that much bf the Church's legislation in recent times has been to restrict the obligation lather than to add to it. A ,catalogue of feasts of 6bligation in ~:he univer~gl Church in the time of Pope Urban. VIII, in 1642, lists thirty-five such feasts; b~sides Sundays. Today v~e have' only ten special feasts of' precept! for the" universal Church: Irnmaculai~e CodcelStidn,"~ Christrnds~ Ci~cum, cisi~n, Epip'hany,'St. Joseph; Asc~hsion Thursd~'~, Corpui Christi: Sts. Peter and Paul, Assumption, and All Saints. ° F6r some~cbuntries"the Holy See has ri~duced the number: f6r. exhmple,'in"~he United°State~ g'e a~e obliged to observe onI~r the six itMicized feasts. ' ~ I have gone to ~some length ifi-consiii~i~g the origin bf the precept of .hearing Mass because ~I think ~that :the ordinary way of~explaining the: matter in catechisms and even in moral treatises tei~ds to be~,misleadihg~,, .T, he duty of hearing Mass is" almost invariably~explhined iia~ connec-tion with~the Third Commandment of"the D~calogue; and this leads readily to the.inference that;~like~:the~othero pre-cepts of the~,D&~logue; it is'a divine" hlW,, ~wo serious 211 GERALD KELLY Review for Religious errors are occasioned by this inference. People of lax con~ sdences and weak faith, seeing that the Church can change this precept of feast-day observance, easily conclude that the other Commandments can be changed too and that it will ¯ not be long before the Church mitigates her rigid stand on such things as therapeutic abortion and artificial birth con-trol. These people confuse the human with the divine by reducing the divine to a human level. On the other hand, genuinely conscientious people raise the human to the divine. Finding the law of feast-day observance explained under the Third Commandment, they infer that it is a divine law and thus form exaggerated ideas of its binding A Serious Obligation ~ A young man once came to me with the following difficulty: ~"Father, a group of us werediscussing these laws like going to Mass on Sundays and fasting and abstaining, and we came to a dead stop over the idea ~that breaking .these laws is a mortal sin. You go to hell for a mortal sin, you know. We couldn't figure out why the Church should be so strict about these things; so we decided to ask So-and-So.: He just brushed us aside. He said all we had to do was to keep ~the laws; we needn't worry about the wbgs and the wherefores. It isn't wrong to want to l(now such thin~s, is it? We're not rebelling against the Church; we'd just like to know why she does this." The answer to the young man's question is obvious. It is highly desirable that adult Catholics should know the whg of their obligations. Itincreases their own apprecia-tion of the laws that govern them and enables them to explain them reasonably to others. Ecclesiastical laws are not made arbitrarily; we are 212 July, 1947 THE DUTY OF HEARING MASS not commanded to do certain things under pain of mortal sin merely because some Pope wants to sat.isfy a personal whim. These laws are formed according to certain eminently reasonable principles. For instance, a serious obligation is not usually imposed on the faithful in general unless-these three conditions are verified: (1) there is ques-tion of attaining some very important purpose; (2) the thing commanded is either necessary or highly useful for attaining this purpose; (3) the thing commanded would very likely not be done by the majority of people (the ordinary people, not the saints) unless they were obliged under pain of mortal sin. It is not difficult to see how these conditions are verified with regard to the precept of hearing Mass. (1) The principal purpose of the law is to see that the members of the true Church of God render fitting social worship to God. That this is a purpose of the highest importance seems evident. Moreover, a secondary but very significant purpose of the law is the spiritual good of the worshippers themselves. (2) That the sanctification of one day a week and of certain feast days is eminently useful, if not neces-sary, for attaining these purposes is clear from the fact that God Himself made similar prescriptions in the Old Testa-ment. As for the secondary purpose, in particular, experi-ence confirms the fact that those who do not set aside some time for the worship of God readily fall into temptation and sin. And with regard to the method prescribed by the Church, namely, the Mass--surely no one who realizes the meaning of the Mass will question the fact that it is the best possible expression of social worship. (3) Finally, it is ¯ not hard to imagine how empty our churches would become if this were not.a serious obligation. The Church makes her laws for the ordinary peo~01e, not the saints; and it is simply a fact that most ordinary people are not sufficiently 213 GEI~ALD'KELLY moved by the thoi~ght of "venihl sin" or "counsel" to make the sacrifices ~iecessary for assisting at Mass on ther, days assigned. o Who Must Hear Mass? To be obliged by this law one must (a) be baptized, (b) have completed his seventh year, and (c) have attained the use of reason. All three conditions .must be verified. The Church claims no power to legislate for the unbaptized except indirectly, for example, in the case of a marriage between a baptized and an unbaptized person. The com-. pletion of the seventh year is normally required for subjec-tion to an ecclesiastical law unless the law makes some other express provision. For example, the law of fasting does not bind one until one has completed the twenty-first year; on the other hand, yearly confession and Communion can be obligatory before the age of s~even. "In the present law no special provision is made; hence children under seven, even though quite precocious, are not obliged to hear Mass on Sundays,and holydays.~ It. is praiseworthy to accustom them to attend Mass at an earlier.age; but it is .not obligatory, Finally, even those who .are baptized and are seven years old are not obliged ,to hear Ma~ss if they have not yet attained the use of. reason. The normal .presumption is that those who have completed their ~sevent.h year have sufficient use of reason; but this presumption admit~ of exceptions. However, the mere fact that a child is. "back-ward" is not necessarily a sign that he does not have the use of reason. The ultimate test is his appreciation of :moral right and wrong. , A question of some delicacy in this matter concerns baptized non-Catholics. Strictly speaking, since they are bapt!zedl they are subject to.the laws of the Church unless the Church herself exempts them. Theoretically~, there- July, 1947- THE DUTY OF HEARING MASS foie, it seems ~.tl-iat they ~re obliged.by .this l~w Because the' Church~ ddes not exPlicitly exempt them. Some, theologians and canonists, however, hold that even though no explicik exemption is declared, the Church cannot reasonably be considered to hold them to the law, for she knows that they. will not observe it. This dispute is of .little practical value since the non-Catholics do not know of the obligation, even if it does exist; hence they cannot sin by failing, to fulfill it. 'A iomewhat similar difference of opinion concerns the duty of excommunicated persons. By reason of their excommunication they'are deprived of their right to assist at Mass; hence some moralists argue that they. cannot have a duty to do so. In practice, they may be considered as excused from the obligation; but they certainly hax;e a duty to do what is necessary to be absolved from the excom-munication. Where to Hear Mass We may conclude these genelal remarks about the pre-cept of hearing Mass with a word a;bout the place for ful-filling the obligation. Canon 12'~9 enumerates these places, and in that canon the only explicit restriction has to do with what is termed a private or~atbry. A private or domestic oratory is ushally a chapel in a private housd where Mass may be celebrated for the benefit of an indi'- vidual or his family. Permission to have such oratories with the privilege of having Mass said there habitually can be granted only by the Holy See; and in granting th~s permission the Holy See specifies who may satisfy the pre-cept of hearing Mass there and the days on which it is allowed. Occasionally private chapels are erected in cemeteries. The faithful may satisfy their feast-day obligation by 215 GERALD KELLY hearing Mass in 'these cemetery chapels~ They may also fulfill their obligation, in any church or chapel which is not private in the technical sense explained above; also by hearing a Mass which is said in the open air. All these ,points are explicitly covered by canon 1249. It not infrequently happens tl~at priests get permission to say Mass iia a cabin aboard ship, or in the parlor of a private home, or in some other building or room which is not a chapel in the sense of canon 1249. Can the faithful, fulfill their feast-day obligation by hearing Mass in such places, or is this privilege implicitly excluded by canon 12497 Here again we are in the realm of controversy: some authorities say "yes"; and some say "no." In practice, therefore, liberty prevails: the faithful may satisfy their obligation in these places if they wish to do so. What is to be said of Catholics of the Latin rite who wish to attend Mass celebrated according to the Easterv, rite? The Code explicitly allows this, provided the Eastern Church is truly Catholic, that is, in union with ROme. One concluding remark: the Church does' not i,mpose a strict duty'to hear Mass in one's ownparish church. We should not argue from t~ais, hbwever, that the Church is indifferent in this rfiatter. Certainly the whole spirit of ecclesiastical organization arid' legislation favors an intense parochial life;, and part of.this life is the regular attendance at Mass in one's own parish church. It is not in.accordance with tl~is spirit to encourage the faithful to, attend Sunday Mass habitually in a school or .hospital chapel unless there is some special reason for doing so: 216 Silence C. A. Herbst, S.J. 441~OLITUDE is the home of the saints and silence is ~ their language." I read these simple and beautiful words years ago in a religious house in a great Midwestern city. The place, the time, the room have somehow stuck in my memory. Perhaps it is because the great truth they express has been dear to the beloved in Christ's church for almost two thousand years. The soli-tude of the deserts of Syria and Egypt was the home of those giants in the Christian way of life, the Fathers of the Desert, and they founded there great cities where silence was the language of them all. Surely this was because "Jesus was led by the spirit intothe desert" (Matthew 4:1). He, too, "retired into the desert, and prayed',' (Luke 5:16). From the very first years of the religious life the observance of silence is insisted upon. "The practice of silence is useful for novices," says St. Basil in his Regulae Fusius Tractatae. And he continues, "Unless some special business, or the care of one's soul, or some pressing work, or a question demands it, one should live in silence except for the chanting of the psalms" (Patrologia Graeca. XXXI, 950). Accordingly, as novices we were expected to refrain from unnecessary speaking and from noise; for example, to avoid slamming doors, moving up and down stairs or about the corridor or room noisily, loud talking, and the like. Many a good young religious has had to be given a penance for breaking silence. Perhaps we were told one needs a reason to speak but none to keep silent, and heard quoted the proverb, "Speaking is silver, silence is gold." We read with some humor in Rodriguez: "When 217 C .A. HERBST Reaiew/oc Religious there is no lock to a chest, we thereby understand that there is ~9~hing.valuable inside. When a nut is very light and . bounces, it is a sign tha~ it has no kernel." (Practice of Per-fecffor~, II, "123~)~ Silence may have been a matter of dis° dpline, a thing imposed from without~ but the mechanics of a profes'sion~have fo be learned that way. A disdpl~ine; an external, a mecbani~ Perhaps. And ~mall?~ I am afraid' to apply this word to things'intimately connected with the spiritual l~fe, to ~hings so intimately connected with love for God and with eternal glory in heaven. .At any rate, silence is a challenge to even a brave and mortified man. Let the heroes step forth" gnd accept the challenge of St. Jame's, "But the tongue no man can tame" .(J. ames 3:8). As far as I have observed, the rule of silence is the most consistently and universally violated rule in the religious !ife. I even make bold fo say that experience showsus'eIess talking is not'confined to'women'~a~d chil-dren. It is a man-sized job to "h0id one's tongue:" Nay, more than a man-sized job for the natural man; ~"But the tongue no can can tame:" Who is not so human as. not to have experienced the urge to ask curious and pr,yirig ques-kions? It is hard t6 repres~ the itch for gossip, to-hold back the smart remark, to abstain from criticism: ' It is,hard to wait till the .time for recreation, hard to, breakoff:when.the bell rings. And it is only the strong man. who will crush human respect and remain .silent i.n~the midst of those who will not. This is no longer a small thing, the task of a novice. "But the tongue no man can tame." Speech is a most common, :spontaneous, and "self-full" "expression of the natural man. .A child is born into the f~imily, given a name, and ta.ught with endless pains to speak, o Thereafter one of the most demanding urges of his human nature is to express itself in words. His language ii full of his personality. But tainted as he is by original sin, 218 dulg, 19 4 ~ SILENCE his speech betkays that, too. A man is born again into a religious;~famil#, oftefi takes a new name, and must be taught again .to speak, to express.a personality renewed in Christ. Silence is theschool and the teacher. Advising the ~rbung monk, the Abbot Cassian says,~ "Be careful before all.else ¯ ¯ ¯ to impose the strictest silence on 3~our lips. Thi~ is the first real entrance to an ordered life" (Coltationes, XIV, 9). ~ One must now.unlearn one's evil ways and learn again to speak in God. "And if any man think him-self to be religious, not bridling his tongue, but deceiving his own heart, this man's religion is vain" (James 1:26). Arsenius, preceptor of empero.rs, is said to have heard an _angel say to him, "Arsenius, flee, keep silence, rest: these are the principles of salvation" (a Lapide, Commentaria in Scripturarn Sacram, XX, 137). To preserve exterior silence for the loire of God is a praiseworthy practice and an exc~llent beginning to a reli-gi. ous life. But its higher value lies in this: it prepares and leads the earnest seeker after God to interior silence, to the silence of the imagination, of the mind, of the soul. It is indispensable to recollection. "He, therefore, who.aims at inward and spiritual things, must, with Jesus, turn aside from the crowd" (Imitation of Christ, I, 20). Od enter.ing a religioushouse wheresilence is carefully kept one cannot help feeling that God is very near. There is~an atmosphere ,of prayer. The place seems to "breathe the Divine Presence. "Silence, prayer, charity, and contineficy are the ho~rses of the chariot drawing the mind toheaven," said th~ Abbot Thalassius (Rouet de Journel, Encbiridion Asceticum, 1315). "In silence and quiet the devout soul maketh progress, and learneth the hidden things of Scrip-ture" (.Imitation, I, ~0). We must shut out the noises~of this wo~ld if we would hea¥ the gentle whisperings ofthe Holy Spirit. A noisy interior is ~ miserable thing. If a 219 C .A. HERBST Review for Religious restless imagination is encouraged by much ~alk to go thumping about within us recollection will be impossible. There is a close and intimate connection between speech and the imagination. Idle and vain words call up idle and vain images in the imagination. These images summon others of a kindred sort, in virtue of what is called the law of the association of ideas. In this way a train of flattering, useless, and egoistic images is started. Thought follows imagination and partitipates in its self-gratifying tendencies. Speech follows thoughts and words flow that do not bear on subjects that have a tendency to supernaturalize the soul either of speaker or listener. In conversation words are interchanged and mul-tiplied; corresponding images are called up; and thoughts follow all the time the direction set by the vocal and mental images. (Leen, Progress Through Mental Prayer, p. 266.) " And so on and on, until we realize how spritually wise we should be were we to follow the old Italian proverb, "'Odi, vedi, et taci, si voi vivere in pace." (Listen,-look, and be silent, if you want to live in peace.) When we read the startling and thought-provoking words in St. James's Epistle, "If any man offend not in word, the same is a perfect man" (3 "2), our first inclination might be to explain away the exaggeration. But there is no explaining away to be done. There is no exaggeration. "Out of the abundance of the heart tl~e mouth speaketh" (Matthew 1.2:34). A man says.what he thinks and what he feels. The thought is father to the word as well as to the deed. If his words are good, his thoughts are good; his emotioris, his passions are under control. For a while one might sometimes think one thing, feel one thing, and say anotheri but that would not be common for long in most things. If any man offends not in word he has acquired self-mastery, he has perfect control over his interior. This control is an important aim of as fine a SyS-tem of spirituality as the Spiritual Exercises of St. Ignatius Loyola: "Spiritual Exercises to conquer oneself and regu- 220 dul~l, 1947 SILENCE la~te one"s life withou't determining oneself through any tendency that is disordered,", the title reads. Words tha~ are charitable, patient, obedient, humble, mortified, well up from a heart that is charitable, patierit~ obedient, humble, mortified. When we meet this happy child of God we shall gladly agree with St. James that "the same is a perfect man." But let it be a woman first, "A Woman Wrapped in Silence," Mary, God's mother, of .whom John W. Lynch wrote so beautifully. Her words were few but very pre-cious. Countless generations have cherished them and pondered them and have seen mirrored in them the Immacu~ late Heart of Mary. "But Mary kept all these words, pon-dering them in her heart" (Luke 2: 19). The Blessed Virgin did not speak many words: filled with grace and light from on high, inundated with the gifts of the Spirit,. she remained, 'silent, in the adoration of her Son: she lived on the contemplation of the ineffable mystery wrought in her and through her: and from the sanctuary of her immaculate heart ~ hymn of praise and thanksgiving rose up unceasingly to God. (Marmion, Chcist, the Ideal ot: the Monk, 3 6 3.) And then a Man, the Lamb of God led to th~ slaughter, "and he opened not his mouth" (Isaias ~3:7). In His lifetime "He retired into the desert and prayed" so that the Christian centuries after Him might understand that "he who aims at inward and spiritual things must, with Jesus, turn aside from the crowd." The Son of God spent thirty years of His short life, that carried within it the salvatiori of the world, in silence. Yet how he must have longed to speak, who was so marvellously eloquent! Must he not have yearned to give forth light, in whom the whole communicative wisdom of the Godhead was compiised? When he was so full to overflowing of beautiful wisdom and ravishing intelligence, must not silence have burned in his Heart like a coal of fire? Must there not have been something in his being the 221 COMMUNICATIONS Reoieto [or Religi6us Father,s '~Wor~d, Ghich,-~wguld" .make" him exult ~in .s'peaking~ of ,. the ~Fath.er, with'his human to~gue.g' ('Foa.ber, ,Beth~lefiera, 0332.) '°~ ~, "But 3.esus h£1d his peac.e,"~ (Matt.hew 26;63). The W,o~ Himself did not'speak he.cause the Word, is Wisdom, Incarnate ommunicaEions ¯ Reverend Fathers: ' A little dose of dissatisfaction with one's own achievements in mental prayer is a necessary.condition of progress. But when the complaints about "bad meditations" extend for years and years, we must asl~ ourselves whether we know what a "good meditation" is? At least fbr ~yselL I have discovered'that ~it the very bottom of these complaints l~es a good measure of selfishness. An analysis of our complaints reveals the causes of our d~ssiatlS~ factioq. They~are: distractions; ar~idity of mind; lack of sehsible joy,~onsolation, and spiritual comfort; lack of taste for ~13rayers.;*s'the lives of.saints tell us that they had. We are satisfied When we e~xperi~ e.n~cre 'jo: yi,r t~ealrs;'conso~atlon, a 1 these ca~es we find OURSELVI~S as the c~nter:of interes~tin p~dyei~ ~-W~ ar~ seekirig personal Satisfaction. !Thi~" is especiall~ trt~e if,,after sbm~e :efforts'~w.e'qui~ making !meditations; because .we, do~ nbt find: ~ezgxpect~d personal satisfaction., This,~ naturally, generates a ~ense of frustration, of guilt,.~nd a certain nervousness about the whole business of meditation. °" The ~medy fo~ this lies in ;realization ~f, the primary ehd of every prayer which is: praise, adoration, admiration of God; thanks2 givin~ for His supernatural and natural, gifts; atonemerit for sins and,. finally, p~etitions for .newl graces. ' aeAs long"as one does make efforts to elicit some of the afore-haention~ d acts, his mental, prayer i~ good, In such a prayer we seek only'God, His gl0~y; His will; He is the center of our prayer, n6t:our own gratification. ' . 222 Julg, 1947 o., :/ .' COMMUNICA,~IONS~ ~I.t'is.always.possiBle to praiseo:God, ~ven in the midsv:of., grea't distractions. (Who could not fill the gaps between invbltintary: dis.tractions~ with praise of God?) It is ~possible to thank Him, exen for~His crosse~s.~ .,~even for the distraction° and aridity themselves;. as~ far.,~,asothey are of ,His make, and not the fruit of our negl.ect of: spiritual~life. It,is possible to expose our wretchedness and misery, a~nd .cry for His help . Should, however, once in a while even that ~be impossible, then it remains possible just to keep oneself respectfully and humbly in His holy presence an'd let the .gaze of:His mercy fall' upon our misery. Once we grasp this, once we sacrifice,our ow~n pleasure in prayers; all anxiety .disappears, peace returns to. one's heart. We know-then when our prayer is good, namely, when we make °efforts to please God, not to satisfy our own selfishness.--A Jesuit Father. Reverend Fathers: 'It seems to me that the follow!ng are among the principal reasons for the:difficulties and the neglect of~mental prayer: ,, 1. Failure to Realize Its lmportance,,~That one's prayer .life is synonymous with one's interior life; that it is the source of real growth in the love of God, by disposing our souls to r.eceive and to profit more fully from the grates 'of ~the sacraments; that it is the. greatest help to purity of soul and to an ever greater hunger and thirst after God. St. Teresa of Avila said: "There is but one road that reaches God., and that is prayer: if anyone s~hows you' anotheri.you ~ire b.ejn~ de~elv'ed." " ~ " 2: Di'sc?uragement. Du~. p~r(nci15al'iy- ~o "judging° by,'Bhd's feehngs. 'We-cannot judgebur praTe~ by our feelings nor by "th~ arhounf,of'dryness or desolfi~ion v~e experience it/ pbayer. As long as~ ~ve' tr~ to make our prayer well,'it is "alt~a(/s pldasing t~5 God ~nd prpfita~ble to us, even though,' at ti~e~s, we seem to do little inor~ t~han siinply fight distractions or temptations! 0 God Uses th~se ;tria~s for'our advancement. ~: . ~ " " 3. Lack of Proper li~struction.~--Sou~Isshould be t.au~h~" to pa~s on (th6ugh,not hurriedly.), from discui:sive n~editation to the ~nore simplified'arid richer forms of prayer. ;To try to keep to dis'cursive meditati6n ,wl~en that no q6nger :sUits the' needs df one's, soul i~harrfi-ful;' as ~ell' as difficult~and r~pugnant: ."In this regard, "I,.heartil~ aplSr~ove of all-ileal, y~oi~r fi~st.~correspO~ld~nt-"in the-,March ~ilsue (pp: 109! ft.). °.said' bfi" th~i~subject.'.- '.H~re0 is :wherh°- dire~tion-~e~en " .-223 C~OMMUNICATIONS Ret~ew for Religious though-just occasional, perhaps just two or three times a year---is a great help. " 4. Failure to Lead an "'All Around" Spiritual Life, Proportioned to Our Prayer,--We cannot expect to make great~ progress in our prayer life and the love of God, unless we are s~riving generously to please God during the other hours of the day. There is much tha~ could be said here, but I can think of_no better way of summing up what I would like to say, than to quote from the regulations that St. Paul of the Cross gave to. his religious. He ends his chapter on prayer by saying: "In fine, let all remember that they will never suc-ceed in the exercise of prayer; nor will it produce in them any satis-factory fruit, unless they endeavor with all diligence to be recollected during the day in the presence of God, to be lovers of solitude, to practice mortification, interior as well as exterior, and to observe with fidelity and exactness even the. smallest precepts of the Holy Rule." The first time we read this quotation, it looks discouraging: it seems like we have to be almost saints before we can begin to make progress in prayer and the love of God. But if we re-read it, we see that all he asks is that we try, though diligently, to practice recollection, to love solitude (i.e. to be detached from the world), to practice morti-fication, and to observe the rule. But I do believe that these admoni-tions are very important.--A Passionist Father. Reverend Fathers: .~ The very word religious, it seems to me, suggests~ a d.aily program of prayer more extensive than Catholics. in general adopt. Every religious enters on her career with her eyes open., if she firm,ly believes she is personally called, not only to her holy state, but also to her particular Congregation or Society, and is instructed during. her novitiate in all her obligations, why not always keep it at heart that in the important matter of her daily program of prayer, He who called her will assist her to fulfill that duty to His satisfaction aiad her merit, if not always to her enjoyment? Itomust be remembered, too, that prayer is first of all for God's sake, then for ours. It may be likened to the incensations during the Hole Sacrifice of the Mass,, acording to, the liturgical versicles, "'Dirigatur, Domine, oratio mea, sicut incensum in conspectu tuo,'" and "'Vespertina oratio ascendet ad te Domine et descender super nos misericordia tua.'" How con.soling to reflect that as the Holy Sacri- 224 1947 COMMUNICATIONS /ice is celebrated around the world, our prayer rises as clouds of incense and, in return, there falls the dew of God's blessings upon our lives! In regard to the formal hour of prayer that begins the day of most religious, it goes without saying that unless the highlights of the subject have been tucked into the mind beforehand, little focussing will-be possible on the subject. Who would think of going into the presence of a dignitary or a professional man without knowing what h~ is going to do or say? St. Ignatius Loyola has given us admirable indications on how to use the time of meditation to the greatest profit. I recall how the list of these directives appalled a young reli-gious I know. She intimated that she felt sure they would ruin her prayer. Rising, however, to intellectual considerations, she decided to analyze an hour of prayer just completed. To h~r joyful amaze-ment, she found tbat she had followed them largely as if pressed by logic. Inflamed with this encouragement, she began accordingly, day 15y day to build up her med{tations synthetically according to the methods of St. I~natius. Her. own words: "I knew that reflection clarified the mind." Al-though unaware of the manner of the op.erations of the Holy Spirit, I realized from time to time that certain thoughts stood out very clearly among others in a Scripture text or a rule, or persuaded me very gently to a higher way of action. Yet something, on my part, seemed deficient. I Wrestled again with the analysis, of my medita-tion, to admit tO myself tha~ I was using 'the three powers of my soul' for a meditation, and my senses for the active contemplations of the mysteries of Christ, but I was not making much of the col-loquy. The next day I wrestled again with the though~t content. Then I put down reasoning, put away reflection, and just knelt before God waiting for a thought to come spontaneously. No books ever printed words like those I spoke to God, but I knew I shouId certain~y have spoken them to those I loved~ my people, my friends-- so why not to God, the Supreme Being? The official Our Father sealed my prayer and obtained its last blessing. "Soon I realized that it was the colloquy that made the difference in my morning prayer. I had tasted~something I had never experi-- ended before. God had made me understand the words of the psalm: '0 taste and see that the Lord is sweet.' " Prayer unites us to God. We must keep that union through a busy day. It may be kept active through the day by ejaculations-- 225 I~oMMuNICATIONS "' ~' "' ~ ,.~,! ,. grains:of, incense again, ~thrown~on°.the.,fir~ dr: chari~y in/the s0ul'. Ejadulations first,in, h'0n6r 6f 7God.,° Bht,~the .background 'of the enti[e:mind, too,.m.ust'be kept fqr God,, filled tho.ugh it mu.st.often be with.:a.,t:hous.and .t_hings call.e~t for. by .duty: ~ An-intruder. ,of high r.ank: is ,the gra~tification, of curiosity.¯ Here iLmust be noted,that $3: Ignatius will not dispense from the examens;of his daily program of prayer. It is .the moment' of detecting intruders into God's kingdom and banishing them,, and Of resolving ~o make ~room for His'allies, one of whiqh is spir4tual readigg. Without this first step in prayer, aqcording to St. Bernard, we~ cannot'expec[ t~he second that rest.s upgn it meditatio.n. In o_ur s.torehouse of the mind, we should keep~ not only choice thoughts from this reading, but also tidbits from conferences heard, direction given-,, holy conversations held. And regarding these, is there any-thing that mak~so earth more like heaven than conv.ersations about God and His ways? A~suredly, the mind must be kept free for God. Clogged with useless matter, it is not receptiv.e when'the hour comes for morn.ing prayer, to the things of heaven, nor is it, if the body is ~rah'ted all its desires during" the day and indulged in every whim. HOwever. it may happen that even with the utmost care expended !n~ p~p~ratio.n,, our morning prayer can seem a failure. St. Paul ~¢:ogni.~ed_sucl~'a situation: "To will is present'with me: but to accbmplish that ~hich is good I find' not.", Again, concentration of in!fi'~:s~em~ i;np~ssible. I~ may be ~s. Our Lord said of confusion of another kind, An enemy hath done thts. Or. the mind seems _'~o~. ;o. . I~ . . ." , ¯ ~, . -, inoperative. , If the trouble continues for an apprectable txme, the remedy wdl come w~th a d~rector s counsel. Hts mtssxon an~ studtes prep~ire him to disc.ern ,wheth,er the s~tuation at'hand ts sloth or "the prayer of faith." the means of sanctifitatio9 of So ,many, saints: :- Moreovdr,,it is .well to re~alI, that~artists work years before they mas.tqr ,,their art. And,-,~he i~sue of ~hei~ lifework is so precarious. But ~e.~vho are called by God Himself to a life of pra, y~r know that while He will never fail to i~elp'us, Who "works both to will and accomplish" in us. we can never fail if we do our part. Whether or n.dt"Go~l calls us_f~om discursive to°higfi~.r_forms~of prayer, we shall not .be h~i~led in persevering, however little or great the relish-our pFaydi: may a~ord us: Fo.r. linked with the Hbl'y: Sacrifice of the Mass, it will be acceptable unto'Go~l's praise'and glory, to out'own ~obd'.afid that 6f the entire~ Church.' " .-~" .: ~ - - 226 Tt e ,.Will t:6, Perrrecfion ' " ~AugustineKlraas: S.J. ~IV]HILE recupera, tmg at hls ancestral castle of Loyola ~ from a serious wound received in the battle of Pam-o ploga, Ignatius, to "while .aw~r the lag~iqg hours, reluctantly took to red&rig the lives of the saints. Grace was at x~ork in his s0ul as he b~an to rep~eat over andover to himself: "Suppose I should do. what Saint Francis did, and what Saint Dominic did? Shint Dominic did it, I should do it too; Saint Francis did it, I should do it too." The will to pe_rf~&ioq, already s~t~ong at the beginn~ing of h!s. cgnv.ersi0.h,,.Ignatitis fostered~and de~elbped throughout° his subsequent life; unfalteringly h~ put it into practice.~ It b~tlght him.t9 th'e 16fty heights" of ~anctity, to the summit of spiritual perfe~ctign, to fellowship with Franc'is, Dgminic, and man,.y ~ore. ~" "° "8piritudl p~rfectioti is'a':rfiatte~bf co-'6perating with" the. graee of G6d Whi&i is~alW~ly~ given hbundantl 9 when. asked for in hOmble prayer. We[wh6:pro~ess to sei~k'p{~ife&ioh ari~ somewtJat like"gai~den plants that receive glorious ~un= light ~ind reftesfiing'&v~ from ~ibove. Biai~ these gra~ious gifts Of G6dare'n6t enough~foiSlift! and growth to matu'r- .ity. The robts'df the'~i~lant ~ust' also go down ~eeP irito the soil to draw from it adequate nourishme'nt. That is the constant co-operation witch grace demands of us, and to achieve it, a strong initial impulse must be given and sus-tained. This 'startirig~ p{ash that. goes on:" developi.ng momeritum is the '~ill~t~o~perfection.~ W~ must will, we m~i~t eaffiesti~; d&ir~i .[w~m.ust~ be ~letermined that at an'~r 0~t we ~a~e going"t8 accumhi~it4 al'l the ~a'nctifying grace we 227 AUGUSTINE KLAAS Reuieu~ [or Religious can and also'acquire the highest activity of the love of God and the nelghbor~ posslble.ln ,the particular circumstances of nature and grace allotted to each one individually by an all-wise Providence. The will to perfection is not something physical, as the knit brow, grim jaw, and taut herves of certain mistaken young religious would have us believe; it is not sentiment or feeling though these are frequently present as by-products; it is essentially something in the spiritual nature of man: in his mind which evaluates perfection as a very great good, and above all in his spiritual will. It is not a mere velleity, a "Lord, Lord . . " and nothing more, a willing and no doing; rather it is an effective willing, a resolve that ei~ds in action. Father Le Gaudier likens per-sons who merely will and do not act to ostriches, which sometimes flap their wings ostentatiously as though about to fly away into the air. But nothing.happens, nothing ever happens: the silly birds remain grounded. Out Lord said to the rich young man, "If thou u;ilt be perfect." (Matthew 19:21 ) .~ The first thing to do then is to will perfection, and-to keep on willing it ever more and more, and then to follow through with steadfast, pru-dent action every day. That is precisely what the young man in the Gospel was not prepared to do. He just did n~t have the efficacious will to perfection; hence he did not co-operate with the special grace given him, and conse-quently he missed his great chance, his call to close intimacy with the Savior. II Holy Scripture in many places recommends the will to perfection indirectly, since it is .included in the prayers; aspirations, and good deeds of all God's holy ones. But also directly, especially in David's Psalms: "My soul bath 228 J-l~t, 1947 THE WILL TO PERFECTION cove~ed to long for thy justificationsat all times" (Psalm 118). "As the hart panteth after the fountains of water; so my soul panteth after thee, O God. My soul hath thirsted after the strong living God." (Psalm 41). Did not Solomon receive spiritual wisdom mainly because of his ardent desires for it (Wisdom 7:7)? The prophet Daniel was the "man of desires" of the Old Testament (Daniel 9:23), not so much perhaps because he was beloved of God, but because he wanted so earnestly that God's glory be revealed fully in himself and in others. It can rightly be said that the whole of the Old Testament was one great longing for perfection, since it was a longing for Christ, the Savior, the source and model of all spiritual perfection. This yearning for the more perfect life is the insistent motif of the Church's magnificent Advent liturgy. The New Testament confirms the old. "Blessed are they who hunger and thirst after justness, for they shall have their fill" (Matthew 5:6). "If any man thirst, let him come to me, and let him drink" (John 7:37). And Mary. said: "He hath filled the hungry with good things ¯ . ." (Luke 1:53). Who is the "man of desires" of the New Testament? I thinlY it is St. Paul, that courageous athlete of Christ, and it is manifested on almost every page of his Epistles, for example (Philippians 3: 12-14): Not that I have already secured this, or am already made perfect. Rather I press on, in the hope that I may lay hold of that for which Christ hath laid hold of me. Brethren, I do not. count myself ~o have laid hold of it already. Yet one thing I do; I forget what is behind, and strain forward to what is before, and press on towards the goal, to gain the reward of God's heavenly call in Christ Jesus. Like a runner in a close race Paul "strains forward" to reach the goal of his whole Christian life, world, and suffering. Saint John Chrysostom, commenting on this text, says that not the least of the runner's straining forward is his 229 AUGUSTINE KL/kAS ,' ' ,~ Review for :Religious will: ~and dete~niination to reach the'goal, in this case, the goal .of spiritual perfection. ;Saint Augustine shrewdly remarks that the sum-total of Christian.life is fundamen-tally a matter of holy desires for advancement in perfection: The early ,religious of the primitive deserts were wont to have the aspirant to perfection repeat over and over to him-. self, day and night, for weeks on end this little question: "Why did you come here?" This is what Sai:nt Bernard says (Epistle 341): Did you ever meet with an ambitious man, who, after attaining to one dignity, did not hanker after one of a higher grade? . . . What shall I say of the covetous, are they not ever thirsting after increase of gain? Are dissipated men ever sated with their illicit sex-pleasures? Do not the vainglorious ever go in quest of new honors? If, therefore, the desire of persons who are bent on obtaining the trifles of earth 13e thus insatiable, should we not blush to be less eager after spiritual goods, less eager after perfection? In another letter (Epistle 253) he gives a paradoxical definition: "True perfectidn consists in an unrelenting de-sire of it and assiduous effort to achieve it." Saint Thomas Aquinas' sister, who was a religious, once asked him what she must do to reach perfection. "You must will it," replied the l(arned Doctor of the Church. When with feminine insistence she pressed him with further detailed questions, his only answer was: "You muse will it." And in the Summa (I,.q. 12, a. 6), does he not teach that "desires predispose and render a person apt to receive what he desires"? He writes in his commentary on the text of St.-Matthew (5:6) : " "Blessed are they that hunger and thirst after jti~tice: for they shall have their fill.'" The Lord wishes us to thirst fif'ter ~that justice which consists in rendering to every man arid to God first of all what is his due. He wishes us never to be satiated on earth., but rather that our desire,s, bould grow Mw.ays . Blessed are they that bare this insatiable ,desire. , 230 July, 1947 THE WILL TO PERFECTION . Such-is the~.unanim6us verdict~ of the spiritual masters, put into.practice by ~/11 the saints, who valued it highly and even considered it a necessity for advancemqnt~ along the path to perfection; " Let us close this testimony with that remarkable psychologist0 Saint Teresa of Avila; who writes in her Autobiographtj (Chapter 13) : We must have great confidence, for it is most important that we should ngt cramp our good desires, but should believe that, with God's help, if we make continual efforts to do so, we shall attain, though perhaps not at once, to that which many saints have reached through His favor. If they had never resolved to desire to attain this and to carry ~heir desires continually into effect, they' would never have risen to ashigh a state as they did. Against this solid teaching of tradition and experience stands alone the seventeenth century Spanish Quietist, Molinos, who was condemned by Pope Innocent XI for instructing his followers to have ."no desire for their own perfection, nor for virtues, nor for their own sanctity . " III There are certain qualities which the will to perfection shpuld possess. First of all, it-must be supernaturally mo.tivated. God's glory, our own sanctification, the spir-ithal good of the neighbor, these must b.e.the fundamental reasons why we desire to be more perfect in the spiritual lii~e. All-too-human ambition and foolish .vanity are to be excluded. However, a reasonable desire to succeed, to win the esteem of our fellow-religious, to be in the good graces of superiors, and other such merely natural motives, may be profitably utilized in a supplementary way: but the main stress must always be on supernatural motives if our desire for perfection is to be solid and free from illusions. Then it is more apt to be prudent, humble, apd sincere. It must, too, be all-embracing, like perfection itself. It has to include great things and small, hard things and easy, 231 AUGUSTINE KLAAS " Review for "Religio~is the pleasant and the pain'ful; with a special inclination toward the more difficult, and even the heroic, seeing that our actions generally fall short of our laudable ideals. Hence, we may not pick and choose, ~desiring to be perfect in prayer but not in obedience, perfect in our work but not in our play, perfect in pursuing the hobbies andside issues of life we love so much but not in doing our main tasks, perfect in dealing with externs but not with our fellow religious. The list could be considerably lengthened. At the same time, it must be practical, that is, adapted to our particular condition and state of life, in accord with bodily health, mental capacity, and spiritual strength. The universality of our desire for perfection is thus limited, made definite, concretized by our practicality. A teaching religious may have a strong desire to make a holy pilgrim-age on foot to ,Jerusalem--and no doubt his students would approve it, too~but such a desire is normally out of place, at least during the school year. It just is not prac-tical. Another religiou~ may be wanting to lead a more contemplative life by spending a great deal' of time in the chapel, but meanwhile the orphans are creating pandemo-nium, the pupils are hurling erasers, the sick are getting sicker, and the soup is boiling over. It isn't practical. This practicality will be particularly in evidence when we are choosing the means to perfection; and here let me recall that it is not so much the number of actions nor their greatness in the eyes of the world that counts for advancement in per-fection, but rather the more perfect manner of doing a few well-chosen ones. The saints have done nothing if they have not taught us that lesson, namely, that it.doesn't matter so much to/~at we do as bow we do it. Hence, our desire for perfection must take in the whole concrete situa-tion and be eminently realistic; it cannot afford to chase il!usive spiritual butterflies. 232 July, 19 4 7 THE WILL TO.PERFECtION Furthermoie, the desire forperfection must be effective at all times and in all ptaces~ Here the present moment is all-important. -We must desire to be perfect not only when we have taken our first vows, or our final vows, or when we are thirty years old, or forty, or fifty--but now, at the present moment. "'Nunc coepi.'" (Now I have begun.) Like the saints we must learn to value what has been called "the sacrament of the present moment." Nor must the will to perfection be effective just on certain days, on feast-days and not on fast-days, on Sundays and not on Mon-days. The present moment is every moment. No place must be left out: the desire for perfection must be activated in the chapel as well as in the laundry, the classroom, the hospital, the kitchen, the orphanage, the recreation room, everywhere. I like to recall how the sainf of Lisieux struggled With her dislike of that malodorous cheese in the dining room as well as with her annoyance at her neighbor's rattling beads in the chapel. Always and everywhere must the desire of perfection be efficacious, in a simple, .~natural, and balanced way, with no tensefiess, wor.ry, or constraint. Otherwise it can happen, as Holy Scripture sa3is, that "desires kill the ~slothfu1: for his hands have refused to work at all. He longeth and desireth all the day! but he that is just will give, and will not cease" (Proverbs 2:1~:25-26). "Do what you do" is a maxim, which, if followed faithfully, will go a long way towards m~king ~our will to perfection something more than a mere velleity, something more than a will erratically effective only at certain times and places. Finally, the will to perfection must be persevering, so much so that gradually it becomes the dominating desire to which all others are subordinated. "Seek ye first the king-dom of God and His justice . " No more powerful means to .perfection exists than the habitual hunger and 233 thirst-for the higher life of the soul. 2 Indeed, it is an .excel-lent gauge of the degree of perfection a religious has already attained since the desire increases' in ,proportion[ toe his progress in virtue. - IV There are some obstacles to the acquirement and fos-tering, of the will to perfection. Indifference to spiritual perfection itself is, of course, a great hindrance to culti-vating a desire for it. We do not desire whai: we are not interested in. May we lawfully.-adopt.a "don't care" atti-tude of mind towards our own spiritual perfection and consequently neglect to desire and will it? Certainly we may not, and the reason is simply that our greater, perfec-tion is bouiad up with God's greater glory, and no one may b~ wholly indifferent about that: True, one may be of equal mind regarding the various means conducive to per-fection-- riches or poverty, honor~ or dishonor, health or illness, .and the like--since any of them can advance one to perfection and promote God's greater glory. But it is otherwise with perfection itself. God's greater glory, can never demand that we do not seek our own perfection, much less contemn it; hence, we must in some way strive for and desire perfection. " o~ ~ ¯ Perhaps one may admit theoretically what has just been stated, but deny it practically by the tepidity oflone's life. This spiritual torpor, lukewarmness, and Carelessness in the service of God is doubtless the deadliest enemy of perfection and its desire. It warps the judgment; it makes the wiII fickle and inconstant. It is a creeping pa'}alysis which gradually chokes off and Stifles all will to advance in .the 1ore of God and the neighbor, the esSenCe of perfection. It must be resolutely combated;~ it nius~ be replaced by its 0pposit~e, :Which is devotedness, fervor of" sl~iritual life, a 234 Jul~;o~19 4 7 THE WILLTO PERFECTION synonym for the desire of perfection. ",~ ~ . Anothe~r obstacle is what spiritual writers call rnoratism. This is the baneful tendency to be content with the practice of. the moral virtues and with doing only what is strictly obligatoty. The desire for perfection is thus shoit-circuited, human means are relied on rather than divine, our own little schemes and devices are preferred to a generous trust in the grace of God. In a word, it is a kind of naturalism in the spiritual life which reduces the desire of perfection to an ignoble minimum. The remedy, of course, is, a stronger emphasis on the supernatural in our lives and, while not neglecting the moral virtues, a greater insistence on the theolog.ical virtues of faith, hope, and charity, a more determined practice of the counsels. By our desires we must "hitch our wagon to a star."' After all, a Chris-tian should desire to be eery much more than the equiva-lent of a good.pagan, whose ideal of perfection is the golden mean of the natural moral qirtues. Plus XI points to the objective of.Catholic education a's being "thd supernatural man. who thinks, judges and acts consistently in accordance with right reason illumined by t~he supernatural ligh~t of the example and teaching of Christ." If that is applicable to layfolk, how much more so. to religious? There must be no deliberate limiting of ,the desire for perfection, to the lower level of moralism; the desire must surely transcend the minimum observance-of the Ten Commandinents. Similhrly the will to perfection is hobbled by a pre-dominantly negative concept of ~erfection. If we are wholly taken up with avoiding sin and impe'rfection rather than with cultivating the mote positive aspects of spiritual-ity, such as the acquiring of the virtues and the doing of meritorious works, particularly those of supererogation, it is easy to see how this will curtail our desire for perfec-tion. "Accentuate the positive" is an excellent rule to gov-. 235 AUGUSTINE KLAAS Review for Religious ern our spiritual desires and ideals. Finally, the desire bf one's own perfection, if not rightly m'anaged and ~controlled, can make one self-centered, self-complacent,, spiritually~egotistic. Too much concern with knowing down to the last detail where one stands on the ladder of perfection, just how much one is advancing from day to day, from hour to hour, by doing this or not doing that, does not make for a healthy spirituality, because this attitude often leads to excessive introspection, exaggerat~ed solicitude for minutiae and the relatively unimportant, uneasiness, preoccupation of mind, destruction of internal peace, and loss of true resignation and conformity to the will of God. All these things will hamper a true desire for progress in virtue. This evidence of a subtle pride and selfishness must be cast out of the soul, especially by puri-fying the motives for seeking perfection. It is good to know in a general way where one stands on the road to perfection, but it does no. good and can be very harmful to go too much into detail about it. Let God and His loving. Providence take care of the precise degree of perfection reached. A good principle here is not to look backward too much but rather by our desires to keep looking forward and upward to the summit of the mountain of Christian perfection. Eyes on God., rather than on one's own petty self! V To awaken and augment a real desire for perfection we must have a deep appreciation of the value of perfection itself. To this it will contribute to have a correct estima-tion of the worth of earthly things as Solomon had when he exclaimed "vanity of vanities," and also to be thor-oughly convinced of the importance of the "one thing necessary" spoken of in the Gospels. From this will flow a clear understanding that in the scale of values the desire of 236 ,I~l~1, 1947 " THE WILL TO PERFECTION perfection, when tightly comprehended, is .above all other desires. : The grace of God is needed to make this desire habitual and ever more fruitful; hence, for this grace, we must humbly pray. Can there be any more l~recious thing to pray for? Meditations, examens of conscience, spiritual reading, monthly recollections, retreats, all should be directed to arousing and stimulating the will to perfection, ~specially by proposing tO the mind the correct and most effective motives for will-action: God's glory, our own per-sonal sanctification, the spiritual good of the neighbor. Another help to foster and a~tivate the desire ~for per-fection is to study the lives of. Our Lord, of His Blessed Mother, of the saints, and .of other holy persons. Example always has the effect of engendering a desire to emulate. Saint Ignatius Loyola. is not the only saint who found example a powerful stimulus to the perfect life. It will also aid us to be on the alert to take advantage of the various circumstances of time and place to increase our desire for perfection. In this way, our trials, sufferings, failures, even our sins and imperfections, if rightly used, as well as our successes and triumphs, can be made into steppingstones to greater perfection, if only we seize upon these golden opportunities to whet our appetite for God and His love. Lastly, if we now have no real desire for perfection, or only a very feeble one, let us desire to have that desire and pray for it perseveringly. Spiritual writers say that such a manifestation of good will is almost always rewarded by .a gift from God. VI If the desire for perfection becomes the one, all-consuming, all-pervading passion of the religious, if 237 AUGUSTINE KLAAS' de.spising thethings bf earth:,heconq'uers human ,resp'ect;and_ can honestly say with David: "For what have I in heaven?: and besides thee what do l'desire~ upon, earth?, ¯ For thee my flesh and heart hath fainted awaY/:, thou, oart the God of m~ heart, and the'God thatis my portion'forever'', .('Psalm then there willl come into hisAife a~deeposense'of personal freedom, detachment from transitory created~ al,lurements, a"growing generosity in God's service, and an unexpected happiness. For wherever there is generosity of will and intention, there is spiritual joy: And God in His turri will not be outdone. He will pour out His gracesandfavors on the largehearted religiouso as He did of old on Daniel, on Paul, and on all those other men and women~of consuming desire for perfection. He will satisfy.that hunger and slake that. thirst.with His celestial gifts. Hol,y. desires are very meritorious in the sight of God~ even though some particular longings are not realized because oof circumstances beyond the .contro.1 of the reli-gious.~ Sb6uld fiecessity or:~obedience thwart ;i particular desir~e t~o do something .generous for God's gl6ry, that desire .will receiv:e :its .full-reward an~rway, as Saint Bernard cor-rectly notes. (Epistle 77) : .',The. desire is reckoned as the, deed itself by God,,when the deed is hind~ered by necessity." Hence~ it isono~illusion to desire to do great and~ even heroic things for Christ, such as going on the foreign missions, or undergoing martyrdom, and the; like, even, if there,,is little possibility of their, realization. Ir~ a particular case, God may. really want.only the d~sire~ and hence He will reward it as though it had been fulfilled. , ~ . The fruitful desire of perfection is of immense benefit, not only to ourselves, but to the neighbor also. It will blossom into a zealous apost01at.e, it will add honor and splendor to the w, bole' cburcbof G0d) and ~best ofall it will give grea~"glory, t6 God~ not 6ia]~r~in~ this w6rld, -but' 238. QUESTIONS AND ANSWERS through6ut eternity. ' ' " ~' To conclu~te With Clement: Of "Alexa~drih, cgmm~nting on Christ's offer of the p~fect life. tb the rich young~ man (Migne, Patr~logid Graeca, IX, 613) : ° "If thou u~ilt~ be perfectly! Therefore he was not yet perfect . . , and the words if thou wilt divinely show the liberty of the soul which is dealing,with the Lord. ¯ It was in the power of the man, who was free, to choose.; to give was the prerogative of God, as being the Lord. He gives to those who will, to those who make an effort, to those,who pray . God after all, does.not force anyone . He gives to those who ask, He opehs to those who knock. Let us then with God's grace will, and do, and pray; and spiritual perfectionwill surelybe ours to God's greater glory andour own everlasting happiness. Quesffons ncl Answers . What should be the conduct "of the r.ec~pient.of Ho|y Communion should a tiny particle of the Host, unnoticed by the priest, fall.upon his person?, " ~ .Because of the words "tiny particle" this question needs cautious answering. Some people are prone to see "tiny particles" everywhere. For them, the only prudent course of ~action is to ignore what they think are "tiny particles." Putting aside, therefore, the question of imaginary particles, the communicant who notices that a Host or a real particle of a Host has fallen upon his person should .wait at the communion rail and call the priest's attention to the fact. --17- Is" there anything in the Code which mlcjhf be construed as; an obliga-tion on the part of higher superiors to give Sisters a one- or two-week vacation annually? ¯ ~ The Code makes no explicit provision for an annual vacation for Sisters--but:we are inclined to wish that it did. Moreover, since some kind 6f vacation appears to be a normal requisite for preserving 239 QUESTI~)NS AND ANSWERS Reoieto for ~Religious good health and for fostering a wholesome,, c'ommu~ity .~pirit, it seems "that superiors have an implicit duty o~f trying .to provide such a vacation. This statement may call for some further explanation, for there seems to be much confusion concerning what constitutes a vaca-tion for Sisters. In some cases "vacation" app~ar~s to be synonymous with "annual retreat." This is particularly the case with regard to hospital Sisters; but it is not uncommonly verified in many teaching institutes in which the yearly round 'of activities may be 'summed up thus: teachm summer school--retreat---clean house--teach. In view of the fact that Sisters commonly make a fervent retreat, it is nothing less I~han fantastic to consider their retreat as a vacation. In other cases the Sisters' vacations consist in visiting their parents for several days. Of course, this is a "break," and in that sense it is a vacation. But it is not a vacation in the true, and par-ticularly the religious, sense of the word. Often enough these visits are characterized by strenuous activity and loss of sleep, and are therefore not even physically relaxing. However, even if in some cases they provide physical rest and release of mental strain, they are hardly a religious vacation. A vacation f0~religious should serve the purpose of intensifying the community spirit: and this purpose is cer.tainly not achieved b~y going off'for a time with one other Sister tO live ampng seculars, even though the~e seculars be relatives and very saintly persons. Still another misnomer for a vacation is teaching in a vacation school. This too may be a "break." The Sisters get away from strict community life for a time; and some find the novelty, very enjoyable, even though the' work may be hard. Nevertheless, though novel, though enjoyable, though mentally relaxing, it is not what we mean by a religious ,vacation. What do we mean by a vacation? Perhaps the following ~tory will illustrate what we mean: A certain mother general who was keenly interested in the spiritual progressl of her subjects, was thinking of having an inten-siv6, spiritual program that would last about thirty days; and she asked a priest friend what he ~thought of the idea. This priest happened to be a man who leans strongly towards what might be called a practical view of life . "Well, Mother,'Y he replied, after having considered the idea, "'if you can spare your Sisters from their duties for thirty° days, I 240 July, 1947 QUESTIONS AND ANSWERS think the best thing to do would be to give them an eight-day retreat and three weeks' vacation." "A vacation!" she exclaimed in astonishment~ "ddst what would they do with a vacation? They're often here at the mother-house. It's a lovely, s~0acious place. Isn't that. vacation enough?" "I agree with you~it is a nice place. Nevertheless, a mother-house is a motherhouse. It has an atmosphere of strict discipline and constant occupation. I suppose you could plan for a vacation here; but you would really have to plan it, or you might run into diffi, culties. When I speak of giving Sisters a vacation, I am thinking of your getting a pla~e away from your regular houses--a place that's private, where many Sisters could go together and rest and play games and, above all, get to know one another. Religious can go through the stress and strain of ordinary duties, and scarcely get to know one another. In fact, when they are always under strain, they can build up mutual dislikes that grow through the years to vast proportions. This can be largely offset by a good community vaca-tion. In relaxation and recreation the religious see one another in a new light, and often discover remarkably fine qualities that they never knew existed. In my opinion, there's nothing like a good com-munity vacation for fostering a good community spirit." She thought over his suggestion for a time, and then asked him: "In-this ideal vacation of yours what happens to the spiritual exercises ? "There's an old maxim to the effect that there's no vacation from the spiritual life. I won't deny that; hence I make allowance for spiritual e~ercises in my plan for the ideal religious vacation. But let's confine it to the ordinary exercises and not use this vacation as a time for adding more and more prayers to the usual ones." Thus far the story. Readers may agree or disagree with the priest, as they see fit. For ourselves, we believe that his idea is worth considering a.nd developing. W~e realize, of course, that many superiors who agree wholeheartedly with the idea are handicapped by tre-mendous difficulties, especially financial, in carrying it out. Nevertheless, difficulties are not always as insuperable as they first appear. We believe that some institutes of Sisters have already worked out satisfactory vacation plans. From practical experience these Sisters may have suggestions that would be profitable to others. If they wish to send these suggestions to us, we will gladly publish them in the REVIEW. 241 QUESTI.ONS~ AND ANSWER,S I) Are superiors required by canon law t6 comply with the wishes of a subject who for a worthy cause asks for a change 6f residence? (2) If the subiect!s reason for inak[ng, the ~request is a'problem of conscience,° is, he obli~jed to reveal to the superio'r the nature of this problem? °~Fh'ese. two questions, alth(~ugh'~oming from different sources, are intirrhitely connected. Arid since they,deal with a matter of th~ high~st importance in the religious life, an unusually detailed answer seen~s called for. Ca~on law contains no specific provision concerning the assign-men~ of religious, The first question, therefore, must rather be answered in the'light of the principles concerning"the government of religious. Sir~c~ this government ofight to be paternal, it seems to follow logically that superiors are obliged to grant reasonable requests of subjects unless the superiors have equally good reasons for refusing them. To apply.this principle in a concrete case a religious superior must consider not only the request of the individual subject but also factors that pertain to other individual religious and to the ihstitute as a whole. The individual who asks for a change of residence is quite, naturally looking at the matter from his own point of view; and from this point of view he may have one or more of many good reasons fbr requesting the change. Forinstance: one's health is poor anti'would probably be greatly benefited by a change; there is strife in the present community, and great peace can be expected from a chari'ge;' a~ teacher is doing poorly in his present assignment 'and feels that if. he could go elsewhere and get'a new start all wotild be well an occasion of sin has'developed, and it seems that~the most efficacious means of avoiding sin is to get away from the pre,sent circumstances.', These are dxamples of good reasons for asking for a change., Some are n/ore serious than others; .yet a stibjec't who~for any oneof'these reasons, or for some similar reason, requests a change of residence is certainly asking "for a worthy cause,'Liis the question puts it. The superior who receives such a~request is bound in conscience to give it prudent consideratibn. The first step .in this prude.nt con-siddration is to weigh the reason itself. If the. superior honestly judges that the subject'would not reap ,the expected benefit from the,requested change, he can hardly have an obligation to.grant it. The obligation in this case is rather on the subject; ~he should either appeal, his case to a ihigher superior, if he thinks it. sufficiently serious, or accept this particular disposition of Divine Providence and.~do the best he can 242 duly, 1947 , QUESTIONS AND ANSWERS under the circumstances. Obviously it is possible for the superior to be mistaken in his judgn~ent, for t~e has no charism of infallibility; yet, granted that he has acted prudently and sincerely, he has nothing with which to reproach himself if subsequent events ifidicate th;it he was unwise in denying the request. Even when the superior'judges that th~ requested change~would be beneficial, it is not always obligatory, .or even permissible, to grant it. For, although patebnal government implies an intimate familial relationship between the superior and the individfial subject, it does not° change tl~e fact that the superior's primary~ duty is to seek~ the common good. He must view the individual's need in the light of the needs of otl~ers and particularly of the entire community.or eritire instittite; ~nd he can reasonably grant requests of.individuals only when they do not Conflict with the greater good. That such conflicts can easily arise" seei~S~ obvious, sirice, ~:he reassigning ~f oile religious usfially involves at least one'other chfing~, and frequently it cannot be accomplished without many changes. ~As one example of~, a" Worthy caule for requestii~g a ch,~ange,,~of residence we mentioned the necessity of avoiding an occasion "dr 'sift: A consideration of' this and of othel reasons of co~iscien~e leads'logi-cally to the very delicate problem indic~tei:l by the second question." namely, how much information must be given the superiol Whe~ change is requested for sfich personal rehsons? There seem~ ~obe a difference of opinion here. As' a clear expression of one ~Vie~, ~ve quote the foll6wing from a letter ient to our editorial board by a priest who is much ihterested in this problem. " "The Code," he wrot~, "forbids a'~onfessor to interfere With the internal government of any religious con~munity. Yet very often matters pertaining to commiinity life also pertain t6 the forum of conscience. Mindful of the Code"and mifidful also of the spi/itual welfare of a religious, the confessor may deem it ne~ces~ry o.r veiy imperative that there b'e a change of ~esidence, 6f.assignmfint, of the community doctor or dentist to be visited for professional purposes, and so forth. ThUd advice ~iven us during our cdurse in p~astoral' theology was to study well the case and then to say to t~e/eligious: 'Tell your provincial or local superior that your confessor adviies.you to ask for a change of residence, of assignment, and so forth.' In the estimation of the confessor tha~t_ should be sufficient: a prbble~ of consci~nce'~exists, and a changeowould be definifeiy helpful in sol'ving it. The superiors a're thus° made aware of theproblei6 basefi"6n QUESTIONS AND ANSWER,S Revie~u [or Religious reasons,of conscience (reasons ,which no religious is bound to reveal to the superior). And yet, strange to say, the request has been turned down ! , "How such a refusal can be justified is beyond me. The confessor can err, but he is in possession of knowledge which the superior has not. The reason of exterior regularity cannot outweigh the'spiritual needs of an individual. Is not the spiritual betterment of each reli. gi6us the first concern of superiors? And is there not for the superior who may judge that ~a confessor has been 'taken in' by religious a means to have the confessor changed, i.e.~ by asking the removal of the confessor from the local ordinary, who can change the confessor without giving the reason? Hence it would seem that a request such as was,stated above should be granted by the superior of the religious who forwards it. The superior may have ~doubts, but the doubt should ordinarily favor the religious and especially the confessor of the xeligious. Personally, I cannot see how any superior can pit his or her judgment against a request that is advised or approved by the confessor, especially w.hen abuses can be stopped by a recourse to the bishop." This is one view .of the matter, strongly and clearly expressed. But it seems to us that there is another side, and we should like to indic~ate it. Let us suppose that a religious has a real difficulty of conscience: for example, an occasion of serious sin: and he goes to his superior with a request for a change of residence. He tells the superior that his confessor told him to ask for the change; he does nQ~t reveal in any way the specific nature of his difficulty. Everyone would agree, no doubt, 'that the superior may take a prudent confessor's word con-cerning the spiritual need of his penitent: and if this were the only factor to be considered in making a chlnge of assignment the superior would not need more definite information. But can this question of reassigning a religious always be so utterly simplified? For instance, how is the superior who is ignor-ant of the nature of the subj ct's difficulty to know that the new assignment will not be more dangerous than the present one? And how is the superior to judge who can be safely called upon to replace the religious in his present assignment?. And since changes like this not infrequently in;colve inconveniences for communities, how is the superior to judge whether the subject's need is sufficient to offset these inconveniences? After all, even conscience problems vary greatly in 244 QUESTIONS AND ANSWERS degree; and we doubt if it can be stated as an absolutely generalprln-ciple that all conscience problems must take precedence over the external needs of the community or institute. It depends on what these conscience problems are and what these community needs are~ The superior may be well aware of the needs of the community, but he Can hardly make the necessary comparison if the subject withholds all information concerning the precise nature of his personal diffi-culty. W'e wonder sometimes if the view that the superior has no right to know the nature of a conscience problem is not closely connected with a misinterpretation of ~the canonical legislation concerning mani-festation of conscience. From the fact that the Church forbids superiors to exact a manifestation of conscience, many seem to con-clude that a superior never has a.right to know a subject's conscience problem and that the subject r~eve~" has a duty to make known the nature of his problem. It seems to us that these r~ever's are too abso-lute. Taken at their face value and applied universally, they mean that in many instances the Church wishes to sacrifice prudent govern-ment in order to preserve a so-called liberty of conscience even when this might be harmful to the individual. Even i~ we suppose that a subject never has a strict obligation to reveal the nature of a cohscience difficulty to a superior, a good reli-gious': would not be justified in translating this into an attitude .which amounts'to, "My conscience is none of the superlor's business~" The canon law defiiaitely encourages the practice of ~voluntary manifesta-tion of conscience to priest superiors; and if this is encouraged as a normal practice, it is certainly advisable at a time of special n'eed. ~ With r.egard, to manifestation of conscience to lay superiors (for example, to Sisters), we have often heard it said that the Church p~sitively disdourages the manifestation of conscience difficukies .to them. Perhaps this notion is traceable to the Index to the Code; and it may be well to call attention to the fact that this Index is a private document, not officially promulgated by the .Church. Both Father Creusen and Father Schaefer, who are certainly among the best authorities on the canon law for religious, say that the Church neither encourages nor forbids the voluntary manifestation of conscience difficulties to lay superiors: In this opinion, which seems to squar~ perfectly with the wording of canon 530, § 2, the Church simply leaves the matter of voluntary manifestation" of conscience problems to lay superiors to be solved in' individual Cases according to sound 245 QUESTIONS AND ANSWERS pastoral principles. ~ ' It is clearl'y contrary to soundp~storal principles to open one's conscience .to a lay superior,°for the purpose, of getting advice that the superior is n0tcompetent to give. But itis quite in ac'cord with these .principles to reveal one'~ conscience difficulties to a lay superior ~in order to get encoura~einent and especially to get the help required for putting a director's or confesso£s advice intd effect. Those who shy that the Church positively discourages the manifestation of conscience difficulties t6 laysuperiors seem to be unaware of this very important distinction between expert advice on the one hand, and such things as sympathy, encourageinent, and practical help on the other. We have g6ne to some length in treating this matter of manifes-tation of conscience because many of the questions and suggestions that we have received in recent years indicate that subjects often lack filial confidence in their superiors; and this deplorable condition seems to exist among both religious men and religious women. And the fault is by no means all on the side 6f the subject. Some superiors give their subjects the impression that they are not interested in the personal, affairs of individuals: they want only efficiency, external achievement, financial success. Othe/ superiors, after listening willinglyto the subject's diffigulties, appear to be unconscious of the grave obligation of secrecy that the very nature of such communica-tions demands. There is need, it seems, of sincere self-examination on both sides.~::superiors and subjects--ifothe ideals.of paternal, gov~ ern_men.t_and filial confiden_ce are to be adequately attained. We conclude with the following direct answers to the questions. proposed : , ~ ~. 1) The superior is obliged to comply with the request'of the subject if,.after having prudently weighed al~l pertinent circumstances (namely,,.the need of the one making the request, the needs of other r.eligious, of the community, and so f0rth),~ he judges that the reassignment is necessary . 2) In general, it may be said that a superior is entitled to all the information he needs in order to make a prudent decision' of a case. It follows from this that a superior who judges that further informa-tion is necessary before making a change is not violating the rights of the_ subje.ct by refusing to make the change without such informa-tion; and in this case of justifiable refusal a subject who is conscious of, a serious need Of. a change in order to. avoid ,a proximate occasion of morta'l sin seems to. have a strict obllgatio.n to reveal the n~ture of 246 JuI~,1947 QUESTIONS AND ANSWERS his problem, at. least to the extent required for prudent consideration by the superior. If, on the other hand, the superior is satisfied with such'general statements as "I would like a reassignment as a matter of conscience--because my confessor, or spiritual director, advises it," , the subject is nor strictly obliged to volunteer further information. So much for the obligation, The ideal solution is that such familial confidence prevail between superior and subject that the latter can readily explain the nature of his problem to the superior and thus get the maximum of prudent co-operation. We think that this applie~ to all religious institutes, wl'iether clerical or lay, whether of men or of women. 19 What is the proper method of disposing of an amputated llmb? According to a reply of the Holy Office given on August 3, 1897, the amputated limbs of Catholics should, if possible, be buried in a sacred place. The Holy Office suggested that hospitals have a small plot of blessed ground for this precise purpose. The amputated limbs of non-Catholics should be buried in unblessed ground. In b'oth cases--namely, of Catholics and non-Catholics--if the doctors insist on it, the Sisters may burn the amputated limbs. This reply of fifty years ago is still, taken as the norm for the proper disposal of amputated limbs. It should be noted that the reply" is quitemoderate in tone. It makes allowan& for difficult "cir-cumstafi~ es: *for exampld, in many plades it might be impbssible to have the "small pldt of blessed ground in the garden of the hos- ¯ pital"; in fact, this might be contrary to civil law. According to a quite reasonable interpretation, it also allows for the burning of limbs that are dangerously diseased, and for the saving of amputated" parts for, examination purposes. We suggest that, if there are any special difficulties in this matter, the local chancery ~office be consulted.Circumstances may call for different policies in different places. m20-- Who is the proper authority to decide the term of office of a mother superior? How long may she remain in office? With regard to local superiors, the Code itself is quite explicit, They are "not to bold office for more than three years; on the expira-tion "of 'this term they can be reappointed to the same offices if the constitutions permit it, but not immediately for a third term in the 247 QUESTIONS AND ANSWERS same religious house," The term of office of higher superiors is to be determined by the duly approved constitutions. The usual policy of the Congregation of Religious, in ap~proving congregations of Sisters, is to limit the mother general to two successive terms of six year§ each. She may not be immediately re-elected to a third term. ~2 Im If the ordinary confessor frequently fails fo make an appearance and there should be a real need of informing the bishop, who makes the report Ethe superior of the convent or institution? or the chaplain? In the case of a convent connected with a parish, is it the superior or the pastor who makes the report? Whenever there is real need of informing the bishop of the failure of a confessor to make his appearance, the superior should make the report. Neither the chaplain nor the pastor has anything to do with such matters. ~22m In convents, who applies for faculties for retreatsmthe local superior or the chaplain? The practice varies in different dioceses. In some the locai superior requests the faculties; in others, the chaplain; in still others, the retreat master himself; and finally some r~quire that the retreat master's religious superior make the application. The bishop of the diocese should be consulted and his wishes followed. Our constitutions prescribe that for each deceased Sister we say, as soon as possible, the Office of the Dead, or fifty Our Fathers, adding after each Our Father: "Eternal rest grant unto her, 0 Lord," and so forth. Now the rubric in the Office of the Dead prescribes that after every psalm the following be said: "Requiem aeternam dona els . . . E'f lux perpetua luceat els." even if the Office is recited for only one person. If the fifty Our Fathers are said instead of the Office, which is more properly used, the singular or the plural form of the pronoun? While it is true that when reciting the Office of the Dead the plural form is always used, it is also true that the liturgical form for the absolution recited over the corpse after the funeral Mass.uses the singular. Hence it seems quite proper to use the singular when saying the Our Fathers and Hail Marys for a specific deceased Sister. 248 Book Reviews THE THREE AGES OF THE INTERIOR LIFE: Prelude of Eternal Life. By the Rev. R. Garrlg~u-Lagrange, O.P. Volume One. Translated by Sister M. Timoth'ea Doyle, O.P., Rosary Collecje, River Forest, lll;no~s. Pp. xxiv -f- 494." B. Herder Book Company, St. Louis, Missouri, 1947. Ss.o0. For many years Father Garrigou-Lagrange, the distinguished professor of the Angelicum, Rome, and one of the most eminent of contemporary Dominicans, has been writing on ascetical and mystical themes. Besides many articles in various periodicals, he has to his credit several volumes on spiritual subjects. Some years ago he pub-lished a systematic and formal treatise on the whole field, thus giving a unified, balanced, and complete expression to his ideas on the spir-itual life. Now the first volume of this work appears in English. Perhaps the salient feature of this study is the preoccupation of the author with his thesis that infused contemplation comes within the normal development of the interior life. For a generation and more there has been a great debate over "the question. Father Gar-rigou- Lagrange has been one of the leaders in it, and evidently he is still waging a vigorous battle in defense of his doctrine: "When we' say, in short, that infused contemplation of the mysteries of faith is necessary for sanctity, we mean morally necessary; that is, in the majority of cases a soul could not reach sanctity without,it, We.shall add that without it a soul will not in reality possess the full perfec. tion of Christian life, which implies the eminent exercise of~.the theological virtues and of the gifts of the Holy Ghost which accom-pany them. The purpose of this book is to establish this thesis" (page 23). The whole work is divided into five parts, only two of them being contained in this volume. The first part deals with "the sources of the interior life and its end." It explains certain of the great Christian dogmas that have special relevance to the super-natural life: Thus there are chapters.~on the life of grace, the super-natural organism, the virtues--theological and moral, the gifts of the Holy Spirit, the indwelling of the Blessed Trinity, the Mys.tical Body of Christ, the mediation of 'the Blessed Virgin Mary, and so on. After'this dogmatic section comes a discussion of the primary ascetical questions: for instarice, the nature of perfection, the gran- 249 ¯ BOOK REVIEWS Reoiew [or Religious deurs of it, heroism .in. virtue, the passive purgations, the love of God, t~ae,'evangellcat counse!,s?'t~ae special obligations of priests and reli-gious to, pursue perfection, and other such matters. The second, rd, and fourth parts correspond to the tradtttonal three' ways m the spmtual~hfe' ~purgat~ve, ~llummat~ve, and umt~ve. Fmally~ the fi~th ~ar¢ ~i]l'~eal with ~extr~0rdinar~- graces, such as visions', ieve-lations, stigmatlzation,.and oth'e# unusuat ~henome~a. This work, like a much smaller one published some year'~ ago by the sam~ afithor (Les Trois Co~oecsions et les Trois Voles, r932), takes iks name ~om an interesting analogy between the natural and supernatural lives. Both lives consist of three periods or stag~s, and each 0f these three is ushered in by a crisis. Naturally, birth is the fiist crisis and introduces one to childhood. To birth corresponds the 'beginning of One's spiritual life a~ about the seventh year, or wfien~wr one is converted to a really interior life. Beginners are children in spiritual matters: their virtues will not be well devel-oped; their form of mental prayer is rather discursive; special inspi-rations of the Holy Spirit will be latent; there is no great degree of docility to Him; and they will be conscious of self-activity rather than of beifig moved from above. The second crisis in the natural life is pubec&, leading to the age of adolescence, with its~psych~logical as well as physical character-istics. The supernatural correlatives, are the "night of sense" (St. John of the Cross), the" initial forms of in~used (ontemplation passively" purifying the inferior faculties and subjecting them' to the spirit, arid the condition of ~roficientsTgrowing and advancing in-the illuminativ~ way. Now one's virtues become solid, the operaSions of the ~iftS become more manifest, and one assumes more or less the disposition of tile counshls: But if the ~aithful soul keeps striving earnestly and long enough, it will reach and successfully undergo a third crisis answering to "that of first liberty," attaining one's majodtq about the age of twenty-one and'eKtering upon full adulthood. Thd "night of the spirit," a sort of purgatory upon earth, will put one through a most thorough-going and painful purification and will prepare one to ascend th~ highest rungs of the mystical ladder. Then one is~ num-bered among the perfect and is in the uniti#e way. At any point in this supernatural evolution a person may fa~l to go on as he should; if so, he becomes something of a spiritual dwarf or midget. ~. AUG. E~A~, S.J. 250 dul~l, "! 947 BOO.K REVIEWS TERESA, JOHN, AND THERESE:.A Family Portralf of Thr~ee Great Car-melltes: Teresa of Avila, Jbhn of the Cross,~Therese ;f Li'sleu,x.-:o By the Reverend Father Brice, ~C.P. PFi. 336. Frederi¢~ ,Pusfef C6~,mPa~y: New York and Cindnnatl, 1946. $4.00. Few saints are as competent~to, i~spir.e us, to restore and elevate our supernatural vision, to inflame our affections for divine realities, as the Carmelite eagles Teresa, John, and Therese. Each one familiarly known and loved is a powerful aid to sanctity. But a comparative study of the three is .particularly enlightening and fruit-ful. For instance, how many are aware that God's principal tool in fashioning the sanctity of the lovable Therese was the austere John of the Cross? Father Bri& brings competent knowledge to his wel-come study of this spiritual trio; and though his love for all three is deep and sincere, the little Therese is plainly his favorite. Teresa, John/and Therese is adapted to the comprehension qf any intelligent Catholic, religious or.lay. In the mind of the author the three saints exemplify not merely the religious but the Christian way of life. Particular profit, however, is in store for religious and priests who read these pages reflectively. M~ny a brief chapter is fine'matter for meditation, though the work as a whole is perhaps too demanding for table reading. TWo' themes intedbck throughbut; the a~tivity and virtues~of¯ ,, each of th~ thre,e,~ ~ an°d~ ti~ inteyplay. ~ o ,0, of Te'res~i~ ~;nd John. on each. other and of both on Therese. Incident. and quotation, with which'the book abounds,~ are selected car'efully to,give us an ~x~ct and mo~cin~ family portrait. "~ ¯ ~ ~:'~" ~ As~Father Brice intended, we~ leave° Teresa, dohn, oa~t:d Thecese with a keen desire to deepen our acquaintance by firsthand contact. We fiave learnei:I l~d kno~ our ~uides'~eJl eriotigh to entrusl3 ourselves gladly t? i~i~m in the a~c~e~ot~, the' hi~her peaks. R. ~D. Hu8~, ~s~.2-. REFLECTIONS ,ON, THE SUNDAY,COLLECTS ~OF THE~ ROMAN MIS,,SAL. ,~By Sister ¯ Mary, G;nzaga~,Haessly. :' P~p; i32. 'The,Grail: St." Melnradl Ind. 19~,~>. "$~;00: " ' This book brings together, some of the best commentary on the Sunday collects in convenient and usable form. For each of the collects the~e ~s gtven the Latin text with a modern English translation f0ilowed b~ two pages of explan-';tion of the gist of the prayer. Since the collect of each Mass often summarizes the teachihff o~ the Epistle'and the Gosp_el, the bookfis in effect an excellent source for meditation matter reflecting the thoughts and petitions voiced by,the Church during .Sunday Mass from the time of St. Augustine to the present day. Simple re.adingof the explanation of the collect for one,Sunday will sometimes render all °the proper prayers of the Mass for that day vastly, more intelligible. Once in possession of the meaning of. the prayers a religious can more eas!ly make ,their.expres_sion his~o~wn and more fervently lift up mind and heart in union with the Church Universal. 251 BOOK REVIEWS Reoieto for Religio~s In recommending this book we mus( remark ~fia~ the lar~er work of which this is a part was originally written as a doctoral dissertation on the rhetoric of the Sunday collects. In revising the manuscript and adapting it for popular use the au(hor has sacrificed the discourses 9n rhetoric without sacrificing scholarship. roT, L. MACNAIR, S.J. BOOK NOTICES From fragments of letters, diaries, and narratives of Mar~'knoll Sisters in the Far Eastern war areas, Siste~ Mary de Paul Cogan in SISTERS OF MARYKiqOLL: THROUGH TROUBLED WATERS has woven an inspiring account of the war years. There is something about letters
