As teoretiese raamwerk vir die bestudering van die mens-plant-verbintenisse in Die sideboard word vertrek vanaf die teoretiese beginsels van die nuwe materialisme. Die konsep materie verwys na sowel menslike as niemenslike liggaamlikheid, na sowel organiese as anorganiese substansies en kragte. Natuurelemente word beskou as in besit van aktiewe krag en nie as passiewe sosiale konstruksies en objekte vir menslike uitbuiting nie. Die afgelope tyd het 'n fokusverskuiwing in die omskrywing en gebruik van die konsep materialiteit plaasgevind – die klem val nou op verhoudings as konteks vir die interaksie tussen magte van beïnvloeding en die substansies wat beïnvloed word, op vorme van vervlegting of netwerke eerder as op individuele kragte van lewende of nielewende aard. Hierdie onlangse neiging in die nuwe-materialisme-benadering is rigtinggewend vir die huidige ondersoek. Die doel daarvan is die ontleding en beskrywing van relasionele aspekte in die uitbeelding van die mens-plant-verbintenisse in die roman Die sideboard (2014) van Simon Bruinders. Só word gepoog om literêre bevestiging te vind van die teoretiese standpunt dat plante as vorme van aktiewe of beïnvloedende krag kan optree binne die konteks van interafhanklike verbintenisse met die mens. Die ontrafeling en beskrywing van die mens-plant-interaksie in die roman lei tot interessante insigte. Die hooffiguur en groenteboer, Abraham, blyk op 'n veel ingrypender wyse beïnvloed te word deur die gewasse wat hy kweek as ten opsigte van sy finansiële welstand. 'n Ooglopende aanhanklikheid van hierdie plante en 'n subtiele beïnvloeding van sy psige, lewe én lewensingesteldheid daardeur word uitgebeeld. Die roman belig op genuanseerde wyse verskeie vorme en aspekte van die vervlegting wat ontstaan wanneer mense en plante in kontak tree. Dit open nuwe perspektiewe op die rol van plante in die mens se lewe. In Die sideboard word verhoudingsdimensies geïllustreer wat antroposentriese beheer as aanvaarde uitgangspunt in die hantering van plante uitdaag ; Die sideboard (2014), Simon Bruinders's first novel, is about Abraham de Bruin who grows vegetables on his mother's rented plot near George in 1939. His dream of owning land is crushed by the political system of the time. An interesting aspect of the novel is the role that Abraham's farming with vegetables, even on a small scale, plays in his life. It becomes clear that the crops Abraham grows have a much more profound influence on his psyche than on his income. The portrayal of nuanced or meaningful relations with plants is rare in Afrikaans narratives. The influence of plants as portrayed in Die sideboard involves a form of positive contribution to Abraham's (and later his whole family's) life and well-being, on a psychological level as much as regarding their physical needs. Relational aspects emerge that highlight the importance of plants to people in a way that's different from the anthropocentric perspective of nature's being a passive servant of man. This novel offers fertile ground to explore the real roles given to man and plant. As a theoretical framework for studying the plant-people relationships in Die sideboard the principles of ecocriticism are used. Ecocriticism can be described as "a cross-disciplinary initiative that aims to explore the environmental dimensions of literature and other creative media in a spirit of environmental concern not limited to any one method or commitment" (Buell, Heise and Thornber 2011:418). Marijke van der Veen's article "The materiality of plants: plant-people entanglements", published in World Archaeology in 2014, emphasises the central place of plants in man's life and forms the theoretical basis for studying Die sideboard. Van der Veen uses the concept of materiality and the idea of "plant agency" to investigate man-plant relationships. The focus of her research falls on intricate forms of entanglement or meshworks that are created, often unintentionally, when plants and people interact. Van der Veen's research is supported by the new materialism as a theoretical field within which the concept of materiality is rethought. Matter is viewed as including "human and nonhuman bodies, organic and inorganic substances and forces" (Oppermann 2013:71), so that the strict dualisms of living/non-living, human/non-human are discarded, and also the idea that elements of nature are passive social constructions. Oppermann (2013:72) states: "The new materialists perceive nature as an active, signifying force; an agent in its own terms [.]. Being thus liberated from its previous conceptualizations as a blank, silent source for the exploits of culture [.] nature is discussed as a significant participatory force field in the entanglement of meaning and matter." Van der Veen (2014:799) stresses the fact that the concept of materiality has changed over recent years in terms of its precise definition and use: "(It) has changed from an initial focus on the agency of objects, that is the recognition of material and non-human agency, to a greater emphasis on relationships, networks and meshworks, rather than on the individual agency of either person or object." This observation is endorsed by several other researchers. Robb (2016:505) describes the property of agency as always relational and contextual: "(I)t is always defined in the context of a relationship between an agent and a recipient. Hence material things can be agents as long as humans interact meaningfully with them. [.] The idea of material [.] makes perfect sense within a relational view of agency; people act within relationships with things as much as with other individuals and groups." Coole and Frost (2010:9) also pertinently include the aspect of relationality in their description of matter as "a force, vitality, relationality". Ingold (2016:14) sees the environment as a world that is continually unfolding in relation to the beings who make a living in it. He is convinced that "its reality is not of material objects but for its inhabitants". Ingold (2016:14) concludes: "Thus the properties of materials, regarded as constituents of an environment, cannot be identified as fixed, essential attributes of things, but are rather processual and relational." This study follows the most recent trend in the new materialism approach to the understanding of the agency of plants. The purpose of this investigation is the tracing, analysis and description of relational characteristics in the depiction of the plant-people interactions in Die sideboard. It is guided by a sharp focus on the phenomenon of interdependent relationships in this novel, on the ways in which man becomes entangled with plants in body and mind, and how people are influenced by plants at the levels of the psyche and identity. This is an attempt to find confirmation for the theoretical view that plants act as agents, as forms of an active force, within the context of dynamic relationships with man. If approached from the latest premise that matter should be viewed within the context of networks and relationships, Die sideboard becomes a fascinating text for the purpose of literary investigation. It is clear that Abraham's dream of a patch of land becomes much more than the mere desire to manage a piece of land profitably. Several dimensions of the relationship between farmer and plant are revealed in this novel. These relationships are portrayed in a way that challenges anthropocentric control as the accepted point of departure in the handling of plants and offers a new perspective on the role of plants. Van der Veen (2014:806) refers to "webs of relationality" between man and plant, and explains: "Both plants and humans become caught up or trapped in the relationships: humans get caught up in a double-bind, depending on things (plants) that depend on humans." The results of the unravelling and description of the plant-people relationships in Die sideboard are instructive. This novel illuminates in a nuanced way the phenomenon that is the focal point of the investigation: the literary embodiment of the idea that man and plant influence each other and function in a strong relational context. Aspects of plant-people interdependence and of the interwovenness of human and non-human existence are powerfully illustrated in this novel. These are central concepts in the contemporary way of thinking about and emphasising the relational dimensions that have recently begun to emerge in the field of the new materialism. It becomes evident that Abraham grows vegetables not only for his family's use, or to earn something. There are relational elements that come into play. A form of devotion to the processes of planting and witnessing growth is portrayed. In addition to that, an obvious dependency on plants as well as signs of the subtle influencing by plants of the character's mind, life and attitude towards life are depicted. Being busy with planting and harvesting also has an impact on Abraham's realisation and confirmation of his identity. He finds it possible to express himself through pampering his plants. The novel also clearly illustrates how this self-interpretation manifests in the demonstration of his self-esteem, beliefs, pride and behaviour. Abraham's interaction with plants and an awareness of his life's intertwinement with the rhythm and routine that plants and caring for them require, inspire the will to rise above personal misfortune and disruption. This is of vital importance in the process of adaptation after each episode of uprooting in his life. The novel opens new perspectives on opinions about the place and role of plants in man's life. This is particularly significant in an era in which anthropocentric views are influencing us to see plants in their subservient role with regard to people: as passive objects within the context of farming, trade and nutritional needs. The findings from this study support Van der Veen's (2014:799) argument that "concepts such as materiality and entanglement help us not only to foreground the vital importance of plants in human life, but to appreciate that these plants are best studied within the complex webs of relationships that exist between plants, environments and people". Between the pages of Die sideboard man and plant indeed live as if interwoven in a web of relationality
This guide accompanies the following article: Christian Fuchs, 'New Media, Web 2.0 and Surveillance', Sociology Compass 5/2 (2011): 134–147, [DOI]. 10.1111/j.1751‐9020.2010.00354.xIntroductionThe Internet has become part of our everyday lives. Many of us use it for work, hobbies, entertainment, politics, staying in touch with friends and family, learning to know new people and other cultures, for getting all kind of information, etc. In the past 10 years, we have seen the emergence of platforms like Facebook and Myspace (social networking sites), Wordpress and Blogger (blogging) Twitter (social networking, microblogging), YouTube (video sharing), Wikipedia (wiki‐based encyclopaedia), or the Pirate Bay (filesharing index site). The notions of 'web 2.0' and 'social media' have been used by some scholars to describe features of such sites such as community‐building and maintenance, continuous communication, user‐generated content production and diffusion, collaborative authoring, and distributed content classifications (the latter mechanism is also called folksonomy). Most web 2.0 platforms collect, store, and share a lot of personal user data and data about usage behaviour. Therefore, questions about privacy violations and online surveillance have arisen in public discussions, especially concerning Google (for example the discussions about Google targeted advertising, Google Street View, Google Buzz, etc.) and Facebook (for example the discussions concerning Facebook targeted advertising, Facebook beacon, the Facebook privacy policy, Facebook places, etc.). The field of web 2.0 surveillance studies critically asks questions about the data protection aspects and power dimensions of the contemporary Internet. It is crucial for students and scholars, who are interested in the contemporary media landscape, and who study in fields such as media/communication studies, cultural studies, political science, law, computer science, social informatics, information science, sociology, business studies, advertising, marketing and public relations, philosophy, ethics, science and technology studies etc., to also engage with web 2.0 surveillance studies.Recommended readings Fuchs, Christian. 2010. 'Labour in Informational Capitalism and on the Internet'. The Information Society 26(3): 179–96. doi: 10.1080/01972241003712215 Christian Fuchs discusses in this article the political economy of the contemporary Internet. He does so by giving first an introduction to Karl Marx's analysis of capitalism that is then applied for understanding aspects of the exploitation of the users of contemporary commercial Internet platforms like Facebook. Fuchs uses Dallas Smythe's notion of the audience commodity for critically discussing the business models of web 2.0. He coins the notion of Internet prosumer labour in this context. He concludes that on commercial web 2.0 platforms, user activity tends to become exploited and is unpaid labour. Surveillance is situated in the framework of this analysis. Andrejevic, Mark. 2002. 'The Work of Being Watched'. Critical Studies in Media Communication 19(2): 230–48. doi: 10.1080/07393180216561 Mark Andrejevic argues in this article that contemporary commercial forms of interactive media make use of surveillance for exploiting consumers. He introduces in this context the notion of 'the work of being watched'. This concept is based on Sut Jhally's concept of the work of watching. Andrejevic also introduces the notion of the digital enclosure and gives very good examples for online surveillance. Albrechtslund, Anders. 2008. 'Online Social Networking as Participatory Surveillance'. First Monday 13(3). [online]. Retrieved on 1 March 2011 from: http://www.uic.edu/htbin/cgiwrap/bin/ojs/index.php/fm/article/view/2142/1949. In this article, Anders Albrechtslund introduces the notion of participatory surveillance. Other than Fuchs and Andrejevic, Albrechtslund has a rather positive concept of surveillance, he focuses on the description of potentially empowering aspects of social networking sites and other web 2.0 technologies. Albrechtslund stresses the social dimension of web 2.0, its ability for enabling communication, sharing, and community‐building. Mathiesen, Thomas. 2004. Silently Silenced. Essays on the Creation of Acquiescence in Modern Society. Winchester: Waterside Press. In this short 100 page book, Thomas Mathiesen discusses mechanisms and examples of how political opposition is silently silenced, that is ideologically forestalled. The work is a masterpiece of contemporary ideology critique. Mathiesen identifies mechanisms of how silent silencing works and gives many examples. In chapter 8, it is discussed how the corporate Internet works as system of silent silencing or what Mathiesen terms the synopticon. Mathiesen's work is influenced among others by Foucault and Frankfurt School ideology critique. Campbell, John E. and Matt, Carlson M. 2002. 'Panopticon.com: Online Surveillance and the Commodification of Privacy'. Journal of Broadcasting & Electronic Media 46(4): 586–606. doi: 10.1207/s15506878jobem4604_6 In this paper, Campbell and Carlson discuss the usefulness of Michel Foucault's notion of the panopticon as technology of surveillance for explaining how Internet advertising and marketing work. They employ a political economy framework and argue that Internet advertising and marketing commodify users' private data and their privacy.Online materialsThe following online journals are very good sources for further papers about critical internet studies, information society studies, surveillance studies, and privacy studies:
tripleC: Journal for a Global Sustainable Information Society. http://www.triple‐c.at Surveillance and Society. http://www.surveillance‐and‐society.org First Monday. http://firstmonday.org/ Journal of Privacy and Confidentiality. http://repository.cmu.edu/jpc/
Sample syllabusTopics for Lectures and DiscussionWeek I: Foundations of surveillance studiesReadings:Foucault, Michel. 1977. 'Panopticims.' (Part 3). Pp. 195–228 in Discipline and Punish. New York: Vintage.Lyon, David. 1994. 'Surveillance in Modern Society' (Chapter 2). Pp. 22–39 in The Electronic Eye. Cambridge: Polity.Lyon, David. 2007. 'Explaining Surveillance' (I.3). Pp. 46–70 in Surveillance Studies. An Overview. Cambridge: Polity.Week II: Foucault's surveillance theory and the panopticon: criticism and defenceReadings:Lyon, David (ed.) 2006. 'Pre‐ and Post‐Panopticism: The Search for Surveillance Theories.' Pp. 3–20 in Theorizing Surveillance. Portland, OR: Willan.Haggerty Kevin. 2006. 'Tear Down the Walls: On Demolishing the Panopticon.' Pp. 23–45 in Theorizing Surveillance, edited by David Lyon. Portland, OR: Willan.Fuchs, Christian. 2010. How Can Surveillance Be Defined? Remarks on Theoretical Foundations of Surveillance Studies. Vienna: Unified Theory of Information Research Group. SNS3 Research Paper No.1. ISSN 2219‐603X. http://www.sns3.uti.at/wordpress/wp‐content/uploads/2010/10/The‐Internet‐Surveillance‐Research‐Paper‐Series‐1‐Christian‐Fuchs‐How‐Surveillance‐Can‐Be‐Defined.pdfWeek III: What is web 2.0?Readings:Fuchs, Christian. 2010. 'Social Software and Web 2.0: Their Sociological Foundations and Implications.' Pp. 764–89 in Handbook of Research on Web 2.0, 3.0, and X.0: Technologies, Business, and Social Applications. Volume II, edited by San Murugesan. Hershey, PA: IGI‐Global.Castells, Manuel. 2009. 'Communication in the Digital Age' (Chapter 2). Pp. 54–136 in Communication Power. Oxford: Oxford University Press.Alternative to reading Castells (2009):Castells, Manuel. 2010. 'Communication Power: Mass Communication, Mass Self‐Communication, and Power Relationships in the Network Society.' Pp. 3–17 in Media and Society, edited by James Curran. London: Bloomsbury.Scholz, Trebor. 2008. 'Market Ideology and the Myths of Web 2.0.'First Monday 13(3). [online]. Retrieved on 1 March 2011 from: http://firstmonday.org/htbin/cgiwrap/bin/ojs/index.php/fm/article/view/2138/1945.Week IV: Computing and surveillanceThe role of surveillance in the age of computingReadings:Marx, Gary T. 2002. 'What's New About the "New Surveillance"? Classifying for Change and Continuity.'Surveillance & Society 1(1): 9–29.Lyon, David. 1998. 'The World Wide Web of Surveillance. The Internet and Off‐World Power‐Flows.'Information, Communication & Society 1(1): 91–105.Clarke, Roger. 1988. 'Information Technology and Dataveillance.'Communications of the ACM 31(5): 498–512.Week V: The capitalist business and ideology of surveillanceReadings:Gandy, Oscar H. 1996. 'Coming to Terms with the Panoptic Sort.' Pp. 132–55 in Computers, Surveillance & Privacy, edited by David Lyon and Elia Zureik. Minneapolis, MN: University of Minnesota Press.Mathiesen, Thomas. 1997. 'The Viewer Society. Michel Foucault's "Panopticon" Revisited.'Theoretical Criminology 1(2): 215–34. doi: 10.1177/1362480697001002003Week VI: The Internet prosumer commodityReadings:Smythe, Dallas W. 1981. 'On the Audience Commodity and Its Work.' Pp. 230–56 in Media and Cultural Studies, edited by Meenakshi G. Durham and Douglas M. Kellner. Malden, MA: Blackwell.Fuchs, Christian. 2010. 'Labour in Informational Capitalism and on the Internet.'The Information Society 26(3): 179–96. doi: 10.1080/01972241003712215Week VII: The work of watching and the work of being watchedReadings:Jhally, Sut. 2006. 'Chapters: Watching as Working. The Valorization of Audience Consciousness. The Political Economy of Culture'. Pp. 25–61 in The Spectacle of Accumulation. New York: Peter Lang.Andrejevic, Mark. 2002. 'The Work of Being Watched.'Critical Studies in Media Communication 19(2): 230–48. doi: 10.1080/07393180216561Week VIII: Economic online surveillance and web 2.0Readings:Mathiesen, Thomas. 2004. 'Panopticon and Synopticon as Silencing Systems' (Chapter 8). Pp. 98–102 in Silently Silenced. Essays on the Creation of Acquiescence in Modern Society. Winchester: Waterside Press.Fuchs, Christian, Kees Boersma, Anders Albrechtslund, Marisol Sandoval (eds) 2011. The Internet and Surveillance. New York: Routledge.
Chapter by Christian Fuchs: 'Critique of the Political Economy of Web 2.0 Surveillance.' Chapter by Marisol Sandoval: 'A Critical Empirical Case Study of Consumer Surveillance on Web 2.0.' Chapter by Thomas Allmer: 'Critical Internet Surveillance Studies and Economic Surveillance.'
Campbell, John E. and Matt, Carlson M. 2002. 'Panopticon.com: Online Surveillance and the Commodification of Privacy.'Journal of Broadcasting & Electronic Media 46(4): 586–606. doi: 10.1207/s15506878jobem4604_6Focus questionsDiscussion in week 1:What different kinds of definitions of surveillance are there? Compile various definitions by making a literature search. Compare these definitions and discuss how surveillance should best be defined.Discussion in week 2:Discuss first in small groups of 3–5 and compare then the results of the group discussions in a general discussion.Consider the following list of information processing phenomena. Which one do you consider as surveillance, which one's not? Compare your results with the results of your colleagues. Discuss then if a Foucauldian understanding of surveillance fits your understanding of surveillance or not. Discuss pro and con arguments for 'demolishing' Foucault's notion of the panopticon. Discuss if using the notion of the panopticon makes political and theoretical sense in contemporary society or not.
teachers watching private activities of pupils via webcams at Harriton High School, Pennsylvania, the employment of the DART system (Deep‐ocean Assessment and Reporting of Tsunamis) in the Pacific Ocean, the Atlantic Ocean, and the Caribbean Sea for detecting tsunamis, the scanning of the fingerprints of visitors entering the United States, consensual online video sex chat of adults, parents observing their sleeping sick baby with a camera or babyphone in order to see if it needs their help, the use of speed cameras for identifying speeders (involves state power), the seismographic early detection of earthquakes, electronic monitoring bracelets for prisoners in an open prison system, the scanning of Internet and phone data by secret services with the help of the Echelon system and the Carnivore software, the usage of a GPS‐based car navigation system for driving to an unknown destination, the usage of full body scanners at airports, biometrical passports containing digital fingerprints, the use of the DoubleClick advertising system by Internet corporations for collecting data about users' online browsing behaviour and providing them with targeted advertising, CCTV cameras in public means of transportation for the prevention of terrorism, the assessment of customer shopping behaviour with the help of loyalty cards, the data collection in marketing research, the usage of smog and air pollution warning systems, the publication of sexual paparazzi photos of celebrities in a tabloid, the assessment of personal images and videos of applicants on Facebook by employers prior to a job interview, drinking water quality measurement systems, the collection of data about potential or actual terrorists in the TIDE database (Terrorist Identities Datamart Environment) by the US National Counterterrorism Center, Passenger Name Record (PNR) data transfer from Europe to the United States in aviation, the permanent electrocardiogram of a cardiac infarction patient, the activities of radioactivity measuring stations for detecting nuclear power plant disasters, Telekomgate: spying on employees, trade unionists, journalists, and members of the board of directors by the German Telekom, measurement of meteorological data for weather forecasts the video filming of employees in Lidl supermarkets and assessment of the data by managers in Germany, the usage of a fire detector and alarm system and a fire sprinkling system in a public school, watching the watchers: corporate watch systems, filming of the police beating of Rodney King (LA 1992), YouTube video of the police killing of Neda Soltan (Iran 2009) systems for detecting and measuring temperature, humidity, and smoke in forest areas that are prone to wildfires.
Discussion in week 3:Work in groups of 3–5 people. Compile a list of Internet platforms that you use. Based on the literature that you have read about web 2.0, try to identify key qualities of the communication processes that are supported by the Internet platforms on your list. Discuss if it makes sense to employ notions like 'web 2.0' and 'social media'. Discuss how the communication qualities of the platforms you listed are connected to/enable surveillance. Compare the results in a plenary discussion.Discussion in week 4:Work first in groups of 3–5 people. Discuss the meaning of the notions of the panoptic sort and the synopticon. Make a list of examples, where surveillance plays a role in the economy. Make a list of examples, where surveillance, the media, and information technology function as means for advancing ideologies. Discuss to which examples the notions of the panoptic sort and/or the synopticon can be applied. Discuss first in the small group and then in general with all colleagues in the seminar how useful the notions of the panoptic sort and the synopticon are for understanding the contemporary Internet and media landscape.Discussion in week 5:Work first in groups of 3–5 people. Find examples for the connection of computers and surveillance. Based on your list of examples and the read literature, try to identify key qualities of computer‐based surveillance. Compare the three articles of Marx, Lyon, and Clarke: What are the key characteristics of computer‐based surveillance for each of the three authors? How do the three approaches differ? What do they have in common? If you compare computer‐based and non‐computer based forms of surveillance, what are commonalities and differences? Can we speak in the case of computer‐based surveillance of a new form of surveillance?Compare the group discussion results to the results of the discussions in the other groups.Discussion in week 6:Work first in groups of 3–5 people. Discuss the meaning of the notions of the audience commodity and the Internet prosumer commodity. Find examples for how the audience commodity works in the area of advertising in newspapers and TV. Find examples for the Internet prosumer commodity in relation to web 2.0 platforms that you use. Discuss the role of surveillance in Internet prosumer commodification. Discuss if you as Interner prosumers that use Facebook, Google, YouTube, etc. are exploited by the companies owning these platforms or not. If you think you are exploited, what can be politically done in order to overcome the exploitation of labour on the Internet? Compare the results of the group discussions and conduct a general discussion about the crucial questions.Discussion in week 7:Work first in groups of 3–5 people. Discuss the meaning of the notions of the work of watching and the work of being watched. Discuss the role of surveillance in the work of being watched. Find examples both for the work of watching and the work of being watched. Compare Dallas Smythe's concept of the audience commodity to Sut Jhally's concept of the work of watching. Compare Fuchs's concept of Internet prosumer commodification to Andrejevic's concept of the work of being watched online. What are differences and commonalities? Compare the results of the group discussions. Discuss with all colleagues what the political implications of economic online surveillance are: How dangerous is economic online surveillance and online labour exploitation? What can be done about it politically?Discussion in week 8:Work first in groups of 3–5 people. Based on the read literature, make a list of qualities of economic surveillance on web 2.0. Identify which web 2.0 platforms you read most frequently. Read the terms of use and privacy policies of these platforms. Make a list, how each of these platforms exactly uses your data and usage behaviour data, for economic purposes. List for each platform what kind of data about you it stores, collects from other Internet platforms, which data it is allowed to sell for advertising purposes, and which data about you or that you upload becomes property of the platform owner. How does the organization model of Wikipedia differ from the ones of Facebook and Google? Inform yourself about the alternative web 2.0 platform Diaspora. What are its organizational principles, how do they differ from Facebook? Compare the results of the group work.Conduct a general discussion about the following questions: What are the problems of surveillance on web 2.0? What are the advantages and disadvantages of platforms like Facebook, Google, YouTube, Twitter? How can advantages and disadvantages be overcome? Do you see possibilities for creating a non‐commercial Internet or non‐commercial Internet platforms? What are advantages and disadvantages of a non‐commercial, non‐profit, commons‐based Internet?Seminar/project ideaInternet Studies in general and Critical Internet Studies and Web 2.0 Surveillance Studies are very young fields of studies. There are a lot of unexplored topics relating to the political economy of web 2.0 that have thus far not been pursued. Writing master's theses and dissertations in this area is not only interesting and important, but is also a lot of fun because one engages in research about those media that we have come used to utilize in our everyday life and work. Students may also consider to present chapters from their dissertations or theses at international conferences, like the PhD student workshops and conferences of the ICTs and Society Network (http://www.icts‐and‐society.net) or the annual conference of the Association of Internet Researchers (http://www.air.org).Research results can also be presented to the public in the form of blog postings or small articles for popular journals or newspapers. For writing for these more popular formats, it is good to connect more theoretical ideas to concrete events and phenomena in the world of the Internet (see the example writings on the NetPoliticsBlog: http://fuchs.uti.at/blog). One can also pursue writing an op‐ed piece for a daily newspaper.Social movements and groups that discuss Internet politics and want to foster a common and free access to knowledge and the Internet can be interesting discussion and co‐operation partners for scholars, which can give a more practical dimension to research.Short BiographyChristian Fuchs holds the chair in media and communication studies at Uppsala University's Department of Informatics and Media. He is also board member of the Unified Theory of Information Research Group, Austria, and editor of tripleC (cognition, communication, co‐operation): Journal for a Global Sustainable Information Society. He studied computer science at the Vienna University of Technology in the years 1994–2000. He completed his PhD in 2002 at the Vienna University of Technology. In 2000–2006, he was lecturer for information society studies at the Institute of Design and Technology Assessment of the Vienna University of Technology. He was a research associate at the same department in the years 2002–2004. At the University of Salzburg, he was assistant professor in the years 2005–2007 and associate professor from 2008 to 2010 in the field of ICTs and society. His main research fields are: social theory, critical theory, critical political economy of media, information, technology; information society studies, ICTs and society. He is author of many academic publications, including the books Internet and Society: Social Theory in the Information Age (New York: Routledge, 2008) and Foundations of Critical Media and Information Studies (New York: Routledge, 2011). He is co‐editor of The Internet and Surveillance (edited by Christian Fuchs, Kees Boersma, Anders Albrechtslund and Marisol Sandoval). He co‐ordinates the research project Social Networking Sites in the Surveillance Society (2010–2013), which is funded by the Austrian Science Fund FWF and is management committee member of the EU COST Action Living in Surveillance Societies (2009–2013).
Until very recently, in the debates on water in the Spanish and European context, the concept of the Human Right to Water and Sanitation (HRWS) evoked foreign realities, typical of Latin American countries or other regions of the global south. However, since the beginning of the Great Recession in 2008, as a result of the consequent emergence of situations of poverty and precariousness, the concern to defend the recognition and implementation of this right became present. The declaration of the HRWS by the United Nations in 2010 (United Nations 2010a,2010b), coinciding with this historical juncture, has promoted processes and debates around its effective implementation at an international, European and Spanish level. The current health crisis and the consequent economic debacle caused by the COVID-19 at the beginning of 2020 have updated the urgency of the debate on the HRWS. In 2015, the plenary session of the European Parliament supported the citizens' initiative Right2Water, which sought to guarantee the right to water for all people and the transposition of the HRWS into the legislation of member states. The current reform process of the Drinking Water Directive (98/83/EC) is justified, among other reasons, by the need to adapt these regulations to the aforementioned commitment to coherence. The Right2Water initiative was transferred to Spain, mainly thanks to the encouragement of the Association of Public Water Supply and Sanitation Operators (Asociación de Operadores Públicos de Abastecimiento y Saneamiento Agua, AEOPAS), within the framework of the statewide Public Water Network (Red Agua Pública, RAP), through the Social Pact for Public Water (Pacto Social por el Agua Pública, PSAP). The effects of the crisis also coincided with privatization processes of water services that, justified by austerity policies, European institutions promoted in the countries most affected by the crisis, despite strong social opposition. In some of these countries, such as Spain, the process of privatization has been especially related to the seek of funding by municipalities in crisis, through the perverse mechanism of the 'concession fee', which allows for a rapid injection of money into the municipal treasury in exchange for a decades-long privatization of the service. This process is usually accompanied by increasing rates and greater pressure on users with payment problems. The relations between the causes and consequences of the crisis and privatization, as well as the emergence of situations of water poverty of different types, have led to the present existence of a social movement, with a solid discourse that is committed to defending the human right to water, as well as the model of public management, in our cities. At the same time, the existence of public water management companies, which formally maintain public ownership of the service but practice a mercantile management style (priority of profit and loss accounts, opacity, consideration of users as clients) has led to demands to renew public management models to guarantee compliance with the human right to water in a broad and deep sense, redefined in an antagonistic way: a recognition of access to drinking water and sanitation as a human right rigorously conceived that puts into question the neoliberal logic of managing water services. This is one of the core arguments this article addresses: the HRWS today constitutes the banner of a movement that is articulated around the concept of water as a common good and that is oriented towards the objective of building a collaborative and transparent model of public management. The ownership of water and sanitation services operators (in their different modalities, from strictly public to strictly private formulas) is related to the implementation of the HRWS, which contributes to the reactivation of debates on the need to preserve or recover ('remunicipalización') the public character of these services, and with the need to generate legal frameworks that guarantee effective local democratic policies. To this social dimension, committed to the public and democratic dimension, open to new debates on common goods management, another characteristic is added: the human rights movement in Spain has been in tune from its beginnings in discourse and organizational structure with socio-eco-integrating perspectives of natural resources, aquatic ecosystems management, which is at the foundation of the possibility of implementing the human right to water. This is a relevant and somewhat distinctive quality of the Spanish experience, which contrasts with the unfortunate, although historically explainable, disagreements and conflicts that frequently characterize the social and environmental perspectives in the movements in defense of water. In addition to the above, this article presents a new approach to the typology of water poverties. Until recently, the efforts that have been carried out in the implementation of the HRWS have been focused especially on accessibility, condemning and trying to alleviate the deficits in supply and sanitation coverage in the Global South. In contrast, its recent reception in European countries has focused especially on affordability (prohibition of cuts, guarantee of a vital minimum, social rates) and on implications for governance (transparency, accountability) and the management model (public versus private). However, throughout this research it has been found that accessibility remains a significant problem in certain European regions, especially related to the existence of marginal settlements, slums, homelessness, temporary immigrant workers in rural areas, etc. The problem of HRWS is thus situated in the broader context of access to housing and dignified living conditions, and is related to the marginalization and exclusion of groups or social sectors, due to various factors, generally combined, of economic, cultural and/or ethnic nature. Finally, another issue that this article addresses is the question of the legal regulation of the human right to water in Spain. It will seem strange to a non-expert observer of this matter that after the intense concern, organization and reflection on the subjects that have been mentioned, and which are presented in detail below, and in a country with such a long tradition of water policy and legislation as Spain, we lack a state or autonomic-wide regulatory framework for the management of urban water. And not only do we still lack this or these framework(s) but we have been discussing their need for many years (the jurisdictions and responsibilities over the urban cycle are municipal) and, if they are really needed, their nature, contents and scale of formulation. The article analyzes the keys to this process and ends by presenting the latest propositions on this subject from the HRWS social movement in which its authors are conceptually situated. From a theoretical (urban political ecology) and methodological (transdisciplinary participatory research-action) point of view, the article has been developed in the double framework in which the authors operate. On the one hand, the working group on the urban water cycle of the New Water Culture Foundation (Fundación Nueva Cultura del Agua) and, on the other, the Research Networks of Excellence of the National Research Agency on water poverty (WAPONET, CSO2017-90702-REDT), made up of researchers from seven Spanish universities (Universidad Autónoma de Barcelona, Politécnica de Catalunya, Oberta de Catalunya, Jaume I de Castellón, Alicante, Oviedo, Granada y Sevilla). As a space for transdisciplinary action-participation on which this work has been specifically based, mention should be made of the Andalusian Social Committee on Water (Mesa Social del Agua de Andalucía), whose composition and main activities between 2017 and 2020 are reflected throughout these pages. We owe information, ideas and experiences to all the colleagues who participate in these spaces, where we carried out a real process of co-production of knowledge, throughout years of work in common. ; El derecho humano al abastecimiento y al saneamiento (DHAS) constituye hoy en España y en Europa la bandera de un movimiento que se articula en torno al concepto del agua como bien común y que se orienta al objetivo de construir un modelo de gestión pública participativa y transparente. La materialización efectiva del DHAS se relaciona discursivamente con la titularidad pública o privada de los operadores de los servicios urbanos de agua, lo que ha contribuido a la reactivación de los debates sobre la necesidad de conservar o recuperar el carácter público de estos servicios, y sobre la necesidad de generar marcos jurídicos que garanticen políticas de democracia local efectiva. A esta dimensión sociopolítica, se añade otra característica: el movimiento del DHAS en España sintoniza en discurso y articulación organizativa con las perspectivas socio-eco-integradoras de la gestión del agua como recurso natural, de los ecosistemas acuáticos. Ésta es una cualidad importante y en cierta manera distintiva de la experiencia española, que contrasta con los desencuentros y conflictos que frecuentemente caracterizan a las perspectivas social y ambiental en los movimientos de defensa del agua, y en general de los recursos naturales. Complementariamente a lo anterior, este artículo presenta un nuevo enfoque de la tipología de pobrezas hídricas. La reciente recepción del DHAS en los países europeos se ha focalizado especialmente en la asequibilidad (prohibición de cortes, garantía del mínimo vital, tarifas sociales) y en las implicaciones para la gobernanza (transparencia, rendición de cuentas) y el modelo de gestión (publico versus privado). No obstante, a lo largo de la investigación que se presenta, se ha constatado que la accesibilidad sigue siendo un problema significativo en ciertas regiones europeas, relacionado especialmente con la existencia de asentamientos marginales, chabolismo, personas sin hogar o trabajadores temporeros inmigrantes en áreas rurales. Finalmente, este artículo aborda la cuestión de la regulación legal del derecho humano al agua en España, analizando las claves de este proceso y presentando las últimas propuestas del movimiento del DHAS en el que sus autores conceptualmente se sitúan. Desde un punto de vista teórico (ecología política urbana) y metodológico (investigación-acción participativa transdisciplinar), el artículo se ha desarrollado en el doble marco en el que los autores se desenvuelven. Por una parte, el grupo de trabajo de ciclo urbano del agua de la Fundación Nueva Cultura de Agua (https://fnca.eu/oppa/ciclo-urbano-del-agua); y, por otra, la Red de Excelencia de la Agencia Estatal de Investigación sobre pobreza hídrica (WAPONET, CSO2017-90702-REDT, https://waponet.org/approach/).
Social norms affect almost every aspect of people's lives, and can be an obstacle to or support economic development. This paper outlines what social norms are and how they work, providing examples from everyday life and from development case studies. Sometimes not much can be done about changing undesirable social norms. In those cases, development economists need to be aware of how the existence of those norms can impact the effects of the policies they advocate. But of particular importance to development economists is the ways in which social norms can be changed, at least under some circumstances. Understanding of social norm change is still patchy at best, but the paper outlines the theoretical underpinnings of change, with empirical evidence from various policies aimed at changing social norms. However, some of those policies raise ethical concerns that would require attention.
University and industry (U-I) are the main sources of knowledge and innovation which are increasingly becoming the main pillar of competitiveness at micro and macro level. Despite potential synergies and benefits for the involved agentes, economies and society, communication between university and industry in the scope of innovation remains limited for decades. While a number of tools exists to stimulate U-I communication for innovation and the recognition for the need to ensure crossfertilising academic and industrial resources is increasing, currently implemented strategies rarely translate into long-term U-I engagement into co-innovation. Literature recognises i/organisational barriers, ii/ lack of adjustments of the strategies to stakeholders needs and local socio-economic conditions, and iii/ lack of tolls and strategic measures modernisation among the main reasons for poor results of the support strategies (Al-Agtash & Al-Fahoum, 2008, Vries et al., 2019). Therefore, better understanding how to address those challenges is needed. As a reaction to the current state, our study is centred on the main research question – How to build effective strategies for U-I communication for innovation? To contribute to the solution, we are looking at specific tools and measures with potential to enable effective U-I communication for innovation across the barriers and the tools applicability. We approach the issue by means of systematic literature review, multiple regression and structural equation modelling. Within initial systematic review we map the existing knowledge to define which tools could be applied to bridge the main identified U-I communication barriers, such as differences in pourpose, standards and procedures or culture or language gaps. That process allowed us to from one side define which tools can be used to bridge each of the identified gaps and from the other side reviled a broad number of gaps in the current body of knowledge that do not allow decision makers design effective knowledge based strategies. In our empirical studies we address a limited number of the identified gaps, specifically: i/ lack of clear empirical evidence regarding different impact of policy measures within different economic contexts; ii/ lack of modern studies on information and communication technology (ICT) influence on U-I communication, iii/highly limited amount of quantitative and comparative studies in the scope of U-I communication, iv/ lack of studies regarding international scope of U-I communication for innovation. In the first place, in chapter 3 we analyse how applicability of macro-level tools may differ in countries at different development levels and whether the impact of U-I communication on economic development differs. Furtherly, in chapters 4 and 5 we analyse applicability of computer mediated communication (CMC) in the scope of cross-organisational communication with engagement of university and industry. We specifically look at the potential of a groupware system to build social capital (that was previously shown to have the ability to bridge U-I communication barriers) and how specific functions can support usefulness of such a tool to enable effective U-I communication for innovation. Our main findings show empirically that the level of U-I communication is insufficient to significantly stimulate economic development. Countries at all development levels struggle to reach a critical mass of effective U-I communication for innovation and need to adjust their strategies to support U-I communication. Supporting increase in quality of research institutions and private R&D invetments is relevant at all development levels, while staff training related with absorptive capacity is relevant at lower development levels. However, our results suggest that, creating effective strategy for fostering U-I communication requires its adjustment to economic environment as the governmental mechanism can result in both, positive and negative influence on U-I communication. Meanwhile, on cross-organisational level, such a communication and its sustainability may be supported by providing effective means for computer mediated communication at the interface between organisations. To generate such a result, information and communication technology needs to provide social usefulness and mechanisms for building social capital. Functionalities enhancing participatory character and transparency of cross-organisational communication and providing interactivity within computer mediated communication shown enabling character for overcoming cross-organisational barriers. ; Em 1987, num estudo da comunicação dentro do sistema sueco de inovação Höglund e Persson (1987), baseando-se no estudo da literatura dos últimos 15 anos, mostraram que a comunicação entre a indústria e a universidade (U-I) no âmbito da inovação é extremamente limitada. O nosso estudo dos 32 anos seguintes sobre área sugere claramente que, apesar do crescente do reconhecimento dos potenciais benefícios da comunicação U-I na inovação e das tentativas dos agentes governamentais e sociais para incentivar o envolvimento mútuo das universidades e da indústria na investigação e inovação, o progresso alcançado não foi significativo. Höglund e Persson (1987), embora reconhecessem a falta de conhecimento sobre a génese do problema, especularam que as possíveis razões para tal estado se encontrariam na relevância limitada da investigação básica com aplicações práticas e na generalizada falta de contacto entre diferentes agentes do sistema de I&D. Desde então, a literatura estudou a questão em detalhe, mostrando que, por um lado, o problema está nas barreiras organizacionais da comunicação U-I (Gera, 2012; Vries et al., 2018) e, por outro, na falta de ferramentas e sistemas adequados para que a comunicação U-I para a inovação ocorra de forma natural e não mediada (Bayne et al., 2016; Suomi et al., 2019). A literatura destaca especialmente que a comunicação U-I é fortemente obstruída por diferenças de objectivos, culturais e linguísticas, lacunas de incentivos ou diferenças de procedimentos e padrões de qualidade (Plewa et al., 2013a; D'Hooghe 2017; Vries et al., 2019). Enquanto isso, postula-se que uma comunicação eficaz na inovação traz benefícios significativos não apenas para os agentes envolvidos, mas também para a economia e para a sociedade (Martins, 2016; Suomi et al., 2019). A importância da comunicação entre universidade e indústria está a aumentar especialmente devido à mudança do mercado global em direção à concorrência baseada no conhecimento e à crescente importância de tecnologias inteligentes e inovação que, devido à sua complexidade, exigem o envolvimento de uma ampla gama de conhecimentos multidisciplinares. Neste ambiente económico, a falta de envolvimento de diferentes agentes com experiência em inovação e em múltiplas disciplinas exclui as economias de competir eficazmente nos principais sectores, gera custos através de oportunidades perdidas e duplicação de esforços, pode levar a uma maior marginalização das regiões menos desenvolvidas (MacLead et al., 1997 ; Sheen & MacBryde, 1995; Hotaling et al., 2012; Kopczynska & Ferreira, 2018). Enquanto isso, a falta de comunicação U-I eficiente no âmbito da inovação tem sido relatada não apenas em regiões menos desenvolvidas na área da inovação (Hassen, 2018), mas também entre os líderes em inovação (Suomi et al., 2019; Kim & Jang, 2019). Apesar da popularização recente de conceitos como universidade empreendedora e modelo de hélice tripla ou quádrupla, apesar dos investimentos governamentais significativos em estratégias que incentivam a comunicação U-I ou aumentam o reconhecimento da terceira missão da universidade, o problema da comunicação U-I insuficiente continua a ser um problema global. Embora atualmente o conhecimento sobre as barreiras da comunicação U-I seja extenso, falta entender como usar efetivamente ferramentas e estratégias para as superar (Kim & Jang, 2019). A literatura mostra especialmente que, enquanto países de todo o mundo investem em medidas para apoiar a comunicação e a colaboração U-I (Cooke, 2002; Peng et al., 2017), os seus esforços geralmente levam a resultados altamente limitados e insustentáveis (Lissoni, 2010; Suomi et al., 2019; Kim & Jang, 2019). Isto sugere que a compreensão atual das complexidades relacionadas com as estratégias para promover a comunicação U-I para inovação é limitada e a sua melhoria poderia contribuir para melhores estratégias de suporte e melhor capitalização dos recursos de conhecimento. A literatura enfatiza especialmente que as questões estão relacionadas com i/ a tendência de transferir ingenuamente práticas bem-sucedidas entre países, com diferentes contextos económico e culturais, sem a devida compreensão e / ou adaptação (Macleod et al., 1997; Salem & Amjed, 2008; Sandberg et al. al., 2015; Kim & Jang, 2019), ii / falta de modernização das medidas aplicadas aos desafios e oportunidades atuais (Paslowski et al., 2015; Kim & Jang, 2019), iii / foco na transferência unidirecional de conhecimento, em vez de na comunicação baseada em ciclos de feedback e dialogo para inovação (Kodama, 2002; Peng et al., 2017; Hayden et al., 2018). Nesse âmbito, o nosso estudo tem como objetivo contribuir para a discussão e a resolução de problemas, analisando, em primeiro lugar, a literatura académica para integrar o corpo de conhecimentos existente a uma abordagem mais holística, procurando entender 1 / como as ferramentas e mecanismos específicos podem contribuir para superar as barreiras existentes entre a comunicação U-I e quais são as aplicações, os fatores de transferência e as condições; e 2 / identificar lacunas e deficiências no corpo de conhecimento que devem ser abordadas para permitir que quem deve tomar decisões e partes interessadas envolvidas gerem estratégias eficazes para maximizar a comunicação U-I para inovação. Além disso, a literatura geralmente sugere que a resolução requer estratégias modernas e a vários níveis, permitindo que a comunicação U-I ao nível macro - o nível relacionado ao sistema de políticas e inovação (Lee & Yoo, 2007; Ranga et al., 2008; D'Hooghe 2017; Hassen, 2018), e micro – o nível organizacional e de ferramentas relacionadas (Ranga et al ., 2008; Korzhenevskaya, 2014; Howarth & Monasterolo, 2016; Martins, 2016). Assim, seguimos com estudos empíricos de estratégias de nível macro e ferramentas facilitadoras de nível micro que permitem a comunicação U-I. Especificamente, abordamos a questão da necessidade postulada pela literatura de ajustes de estratégias aplicadas às condições socioeconómicas de regiões e nações (Vick & Nagano, 2018; Kim & Jang, 2019), analisando se as diferenças no impacto da comunicação U-I no desenvolvimento económico difere entre países a diferentes níveis de desenvolvimento, e se o potencial de intervenções específicas para estimular a comunicação U-I difere entre países dependendo com o seu desenvolvimento. Por outro lado, abordamos a necessidade de modernização das abordagens atuais, não apenas analisando mais estratégias, mas estratégias direcionadas, também analisando empiricamente o potencial e as condições do uso de soluções de grupos de trabalho (groupware) na comunicação entre organizações para não servir apenas como canal eficaz de comunicação, mas como ferramenta de facilitação para superar as barreiras organizacionais existentes. Reconhecendo a necessidade da inovação aberta para o modelo bidirecional e não linear de interação da U-I (Butcher & Jeffrey, 2005; Lauder & Atkinson-Grosjean 2011), a tese geral visa contribuir para estratégias de envolvimento dialógico da U-I no âmbito da inovação. A literatura atual concentra-se no problema da questão da comunicação da UI para inovação na fase de envolvimento até o primeiro projeto ser concluído (Plewa et al., 2013a). Enquanto isso, a inovação é um processo complexo que resulta de interações não lineares, processos de aprendizagem e colisões entre diferentes ideias, agentes, visões ou sistemas (Leydesdorff & Etzkowitz, 1998; Fields, 2006; Tidd & Bessant, 2014). Precisa, por um lado, de integrar os produtores de conhecimento e inovação e os proprietários de produtos - indústria e/ou universidade; com agentes responsáveis pelo ambiente e suporte à inovação - agentes de políticas, intermediários e cadeia de suplementos. Por outro lado, precisa de um fluxo constante e não linear de comunicação e interações para alimentar o mecanismo de inovação, considerando que a inovação geralmente acontece como resultado de interações inesperadas (Tidd & Bessant, 2014). Conforme apresentado por Levallois et al. (2019) o caso da criação de um novo campo de pesquisa de programas de neuromarketing, os benefícios postulados das interações U-I aumentam não apenas na comunicação U-I estruturada. Também a comunicação pura do progresso ou feedback básico pode estimular o desenvolvimento nas áreas de pesquisa e inovação. Por outro lado, a comunicação estruturada não pode ocorrer sem sistemas eficazes para estabelecer contactos iniciais e fornecer informações claras sobre os recursos potencialmente disponíveis entre parceiros (Ranga et al., 2008; Venditti et al., 2013). A comunicação tem forte inter-relação com a inovação, influenciando-a em todas as etapas. Desde colisões, convergência e divergência de ideias (Pendergast & Hayne, 1999; Shinn, 2005) até a fase de envolvimento contínuo, resultando em comunicação U-I sustentável para a inovação (Plewa et al., 2013a; Plewa et al., 2013b). Tal demonstra ser de importância crítica para qualquer forma ou estágio de interações inter-organizacionais. O que está a mudar é apenas a forma, formalidade e tópicos trocados (Plewa et al., 2013b). [.]
La vainilla (Vanilla planifolia), es una orquídea cuyo fruto es altamente valorado en el mercado nacional e internacional. Su centro de origen y distribución es México y parte de Centro América. En nuestro país, ha sido intensamente aprovechada desde la época precolombina, por lo que su extracción desmedida, así como la reducción de la variabilidad genética y la fragmentación de su hábitat, han provocado la disminución de las poblaciones naturales. Actualmente se encuentra citada en la Norma Oficial Mexicana 059 (NOM-059-SEMARNAT-2010), bajo la categoría de Protección Especial. La producción de vainilla ha generado expectativas económicas, pues su alto valor en el mercado incentiva el establecimiento del cultivo, y se espera que genere ingresos que incidan en la calidad de vida de los productores locales. En la última década, se han canalizado diversos esfuerzos para incrementar la superficie sembrada y la productividad del cultivo. Las instituciones gubernamentales han destinado recursos económicos a la adquisición de material vegetativo y el establecimiento de nuevas plantaciones, así como a la capacitación y asistencia técnica. Por su parte, las instituciones de investigación, han dirigido sus esfuerzos en satisfacer las demandas del agro, particularmente en áreas como la reproducción de la especie, la caída del fruto, el bajo rendimiento y la conservación. En San Luis Potosí, desde el año 2002 se han aprobado diversos proyectos dirigidos al establecimiento de sistemas de producción, y al acompañamiento técnico productivo y empresarial. En la Huasteca potosina, la vainilla se cultiva en trece municipios de la región centro-sur, bajo tres principales sistemas de producción: la casa malla sombra, la asociación con cítricos y los sistemas agroforestales tradicionales. Las políticas agrícolas han incentivado el desarrollo de sistemas de producción simplificados como la casa malla sombra y los monocultivos, proyectando una alta productividad en pequeñas superficies, pero cuyos resultados no han sido los esperados. Aunado a lo anterior, los costos son poco accesibles para pequeños productores. Son además sistemas vulnerables desde el enfoque socioambiental; susceptibles a los fenómenos meteorológicos y a la presencia de plagas o enfermedades, con escasos reservorios de biodiversidad, de manera que impacta en la seguridad y la soberanía alimentaria, ya que entonces el productor depende del ingreso que le provea la cosecha de una sola especie, para satisfacer sus bienes y servicios. En contraste con los sistemas simplificados, existen también sistemas de producción tradicionales, como el sistema agroforestal. Los sistemas agroforestales tradicionales (SAT) guardan semejanza con un ecosistema natural, porque son altamente biodiversos y el manejo es mínimo, por lo que son considerados de bajo impacto. Son además valorados por los conocimientos bioculturales entorno a ellos. Establecer vainilla en estos sistemas, implica un menor costo y menor riesgo de plagas y daños naturales. Entre sus fortalezas también se encuentra el contar con individuos silvestres o "asilvestrados" de vainilla que, bajo un apropiado manejo, pueden ser plantas apropiadas para el cultivo. El rendimiento entre los diferentes sistemas de producción sigue siendo escaso y muy semejante, de manera que se observan muchas más ventajas en un sistema de producción tradicional, económico, resiliente y menos vulnerable, que además ha permanecido por siglos en la región. En la región, se requiere incrementar las superficies y la densidad de siembra con planta saludable y adaptada a la región. Considerando las bondades del sistema tradicional, éste ha sido seleccionado como objeto de estudio y se pretende satisfacer las siguientes interrogantes: • ¿cuál es el potencial para la conservación de la vainilla local? • ¿de qué manera influyen los factores sociopolíticos-económicos-culturales en el gradiente de producción de vainilla en el sistema tradicional? • ¿qué implicaciones tendría la micropropagación de vainilla con sustratos orgánicos para satisfacer la demanda de material vegetativo? Los objetivos de la investigación fueron identificar la distribución actual y potencial de Vanilla planifolia Jacks. ex Andrews. y diseñar acciones para su conservación; caracterizar los sistemas agroforestales donde se produce la vainilla, para tipificarlos con base en sus particularidades de manejo y establecer un protocolo de regeneración in vitro de V. planifolia a través del uso de extractos naturales en la Huasteca Potosina. Para ello, se realizaron consultas en herbarios, recorridos de campo, entrevistas con los productores de vainilla y talleres participativos con habitantes locales. Se llevó a cabo un análisis espacial basado en sistemas de información geográfica, para conocer las características ambientales de los sitios con presencia de la especie y se modelizó su distribución potencial. Asimismo, se analizaron 355 casos, obteniéndose 135 variables agronómicas y de características del productor. La información se complementó con un análisis espacial basado en un SIG para definir patrón espacial de distribución de dichos sistemas. Para la tipología se aplicó el análisis de conglomerado en dos fases. Finalmente, se cultivaron semillas estériles en medio sin reguladores de crecimiento vegetal para obtener protocormos como explantes. Una vez formados los protocormos, estos se sembraron en los medios de cultivo suplementados con los extractos orgánicos de piña, plátano y agua de coco y un medio control, el cual no contenía la adición de ningún extracto. En la Huasteca Potosina, se ubicaron 28 sitios con presencia del taxón bajo estudio, la mayoría en sistemas agroforestales tradicionales y, menor proporción, en los relictos de selva mediana que aún persisten en la región, anclados a los tutores que les proveen el soporte necesario. Su distribución potencial se estimó en 85.5 km2. El germoplasma sin procesos de domesticación y adaptado a las condiciones ambientales que se identificó, tiene posibilidades de ser conservado. Los poseedores de este recurso genético, consideran que una Unidad de Manejo de la Vida Silvestre sería la forma más adecuada para lograr su conservación in situ. En la región existen tres grupos de productores, que se diferencian por la cantidad de actividades realizadas para la producción de vainilla, el número de tutores empleados y la pertenencia a un grupo étnico. Los sistemas de la etnia Tének presentan menos modificaciones comparados con los sistemas nahuas. Éstos últimos, incluso comienzan a especializarse en el manejo de especies comerciales, pero aún conservan algunos rasgos de los sistemas originales. Los tratamientos de germinación mostraron que el mejor tratamiento fue el medio con extracto de piña, en donde se observó la formación de 5.7 ± 3.5 brotes de 36.9 ± 7.3 mm de altura, y la formación de 2.2 ± 0.5 yemas por brote. Además, se logró la formación de 13.0 ± 1.1 raíces por brote con la adición de 0.5 mg L-1 de AIA y la preaclimatación de las plantas in vitro. ; Vanilla (Vanilla planifolia), is an orchid whose fruit is highly valued in the national and international market. Its center of origin and distribution is Mexico and part of Central America. In our country, it has been intensely exploited since the pre- Columbian era, so its excessive extraction, as well as the reduction of genetic variability, and the fragmentation of its habitat, have caused the decrease of natural populations. It is currently cited in Official Mexican Standard 059 (NOM-059- SEMARNAT-2010), in the category of Subject to Special Protection. Vanilla production has generated economic expectations, since its high market value encourages the establishment of the crop, and it is expected to generate income that improves the quality of life of local producers. In the last decade, various efforts have been channeled to increase the planted area and crop productivity. Government institutions have allocated financial resources to the acquisition of vegetative material and the establishment of new plantations, as well as to training and technical assistance. For their part, research institutions have directed their efforts to meet the demands of agriculture, such as the reproduction of the species, the fall of the fruit, the low yield and conservation. In San Luis Potosí, since 2002 several projects have been approved aimed at the establishment of production systems, and technical and productive technical support. In the Huasteca potosina, vanilla is grown in thirteen municipalities in the central-south region, under three main production systems: the shadow mesh house, the association with citrus fruits and traditional agroforestry systems. Agricultural policies have encouraged the development of simplified production systems such as the shadow mesh house and monocultures, projecting high productivity in small areas, but whose results have not been as expected. In addition to the above, the costs are not very accessible for small producers. They are also vulnerable systems from the socio-environmental approach; susceptible to meteorological phenomena and the presence of pests or diseases, reduce biodiversity reservoirs and ecosystem services, so that impacts on food security and sovereignty, since then the producer depends on the income provided by the crop to satisfy Your goods and services. In contrast to simplified systems, there are also traditional production systems, such as the agroforestry system. Traditional agroforestry systems (SAT) are similar to a natural ecosystem, because they are highly biodiverse and management is minimal, so they are considered low impact. They are also valued for the biocultural knowledge around them. To establish vanilla in these systems, implies a lower cost and less risk of plagues and natural damages. Among its strengths is also having wild or "feral" vanilla individuals that, under proper management, can be appropriate plants for cultivation. The yield between the different production systems remains scarce and very similar, so that many more advantages are observed in a traditional, economic, resilient and less vulnerable production system, which has also remained for centuries in the region. In the region, it is necessary to increase the areas and planting density with a healthy plant adapted to the region. Considering the benefits of the traditional system, it has been selected as an object of study and is intended to satisfy the following questions: • What is the potential for the conservation of local vanilla? • How do sociopolitical-economic-cultural factors influence the gradient of vanilla production in the traditional system? • What implications would vanilla micropropagation with organic substrates have to meet the demand for vegetative material? The objectives of the investigation were to identify the current and potential distribution from Vanilla planifolia Jacks. former Andrews., design actions for its conservation, characterize the agroforestry systems where vanilla is produced, to typify them based on its management characteristics and establish a protocol for in vitro regeneration of V. planifolia through the use of natural extracts in the Huasteca Potosina. To do this, consultations were conducted in herbariums, field trips, interviews with vanilla producers and participatory workshops with local inhabitants. It took carry out a spatial analysis based on geographic information systems, to know the environmental characteristics of the sites with the presence of the species and He modeled his potential distribution. Likewise, 355 cases were analyzed, obtaining 135 agronomic variables and characteristics of the producer. The information was complemented with a spatial analysis based on a GIS to define the spatial pattern of distribution of these systems. For the typology, the two-stage cluster analysis was applied. Finally, sterile seeds were grown in medium without plant growth regulators to obtain protoorms as explants. Once the protoorms were formed, they were sown in the culture media supplemented with the organic extracts of pineapple, banana and coconut water and a control medium, which did not contain the addition of any extract. In Huasteca Potosina, 28 sites were located with the presence of the taxon under study, the majority in traditional agroforestry systems and, to a lesser extent, in the relics of medium forest that still persist in the region, anchored to the tutors who. They provide the necessary support. Its potential distribution was estimated at 85.5 km2. The Germplasm without domestication processes and adapted to the environmental conditions that were identified, has the possibility of being conserved. The holders of this genetic resource, they consider a Wildlife Management Unit It would be the most appropriate way to achieve its conservation in situ. In the region there are three groups of producers, which are differentiated by the amount of activities carried out for the production of vanilla, the number of tutors employed and belonging to an ethnic group. The systems of the Tének ethnic group present less modifications compared to the Nahua systems. The latter even begin to specialize in the management of commercial species, but still retain some features of the original systems. Germination treatments showed that the best treatment was the medium with pineapple extract, where the formation of 5.7 ± 3.5 shoots of 36.9 ± 7.3 mm in height was observed, and the formation of 2.2 ± 0.5 buds per bud. In addition, the formation of 13.0 ± was achieved 1.1 roots per outbreak with the addition of 0.5 mg L-1 of AIA and pre-acclimatization of in vitro plants.
Summary of the Study Introduction Sudan is the third largest country on the African continent with a total area of 1,882,000 sq km. before the secession of South Sudan in 2011; Sudan was the largest country in Africa, covering I million square miles. Sudan is unique and complex in its climate, politics, environment, languages, cultures, religion and ethnicities. Demographically, Africans are the majority (52%), with Arab and Beja tribes constituting 38% and 6% of the population, respectively. Over 597 tribes live in Sudan that speak more than 400 dialects and practice different religions, live in Sudan. Muslims make up 70% of the total population of Sudan, followers of indigenous beliefs comprise 25% and Christians constitute 5% of the population. The complex mixture of the Sudanese social fabric renders it neither distinctly African nor Arab country. The Sudanese, however, have long disagreed about Sudan's identity. For some, Sudan should be Arab and Muslim. Other believe that the country should respect and accommodate all the cultures, religions and minorities within its territory. Most of Sudan constitutions stated that Islam and Arabic language should define the national identity. Politically, since the independence, Sudan has experienced a fluctuation between military rule and democratic rule. In fact, Sudan spent thirty years under the military rule, and only twelve years under democratically elected governments. The successive governments have frequently made use of emergency legislation to broaden the executive powers. These legislative measures have contributed to conflict and facilitated a range of human rights violations. In addition to the political instability, Sudan has the distinction in Africa in enduring a devastating civil war: that is: Sudan's north-south civil war. The conflict started just a year before the independence of Sudan, in 1956. The cumulative impact of that conflict has been massive. The conflict has caused horrendous loss of life in any interstate war, and has produced the largest internally displaced population (IDP) in the world. Sudan north-south conflict has long been perceived as ethnic or even religious conflict between the north and the south. Ethnicity has been used generously in the description of that conflict. Yet, a closer look at the history of the conflict reveals that the root-causes of that conflict are highly complex. But, this is by no means to say that conflict has had no ethnic, racial and religious overtones. The eruption of the north-south conflict was the result of a combination of factors. One could trace the root-causes of the conflict to the invasion of the south from the north by Turkiyya that expanded southwards, and the simultaneous development of slave trade. Thereafter, the British rule contributed in different ways to the crystallizing of the north-south dichotomy. After the independence of Sudan, successive governments, were unsuccessful in handling the growing southern problem, ranging from neglect to attempts to reverse the British isolation by enforced Arabisation and Islamization of the southern Sudan. The north-south conflict ended, in 1972, when Addis Ababa Agreement was signed by then President Nimeiry. But, the conflict broke out again, in 1983, when the Addis Ababa Agreement was abrogated by the then President Nimeiry. After a series of peace talks (which witnessed 'start and stop'), a Comprehensive Peace Agreement (CPA) was concluded, in 9 January 2005, between the Government of Sudan (GoS) and the Southern Sudan People's Liberation Movement (SPLM/SPLA) to end the conflict. The CPA provides for a temporary solution for the conflict through, inter alia, the distribution of the power between the north and the south of Sudan by establishing a decentralised system of government with a significant devolution of powers within which the Southern Sudan is to enjoy a regional autonomy and share half of the resources with north Sudan for a period of six years. Furthermore, the CPA creates joint institutions, such as, the Government of the National Unity (GoNU) in which the Southern Sudan participate and share ministerial posts. The CPA also provides for the establishment of a number of commissions for implementing and monitoring the CPA, for instance, the Evaluation and Monitoring Commission, the National Human Rights Commission, etc. At the end of the interim period, a referendum on the self-determination is to be held, in 2011, in which the people of the Southern Sudan will decide whether to remain within a united Sudan or to secede and form an independent State. The Aim of the Study The significance of this study derives from the conclusion of the CPA and the adoption of the Interim National Constitution (INC) that called for democratic transformation so as to bring an end to Sudan north-south conflict. While the CPA ended Sudan's north-south conflict, a lasting peace and a democratic transformation, in Sudan, may prove elusive unless the CPA provisions are translated into reality, especially the implementation of constitutional, legislative and institutional reforms, including human rights protection and respect for the rule of law. The study aims to answer whether the CPA and INC can fulfil their roles in securing peace and establishing a framework in which the constitutional protection of human rights are recognised and effectively implemented through the availability of the various mechanisms. In this respect, the CPA provided for the adoption of a new constitution (INC), with a view to embedding constitutionalism, rule of law promotion, and protection of human rights. It is, therefore, this study is meant to analyze the constitutional, legislative and institutional reforms of the CPA and INC with a view to examining whether such constitutional reforms may be conducive for a lasting peace, in Sudan, that is based on human rights protection, constitutionalism and the rule of law. The CPA stipulated the need for institutional and legislative changes to reduce the risk of recurrence of human rights violations. To this end, the CPA mandated the adoption of a bill of right (for the promotion and protection of human rights) and provided for re-restructuring of the courts system. Such institutional reforms are aimed at embedding constitutionalism. That is to say: establishing a system in which the constitution provides an agreed upon framework for the exercise of powers and the protection of human rights. In this respect, the study examines whether the outcome of the constitutional reforms process (to recognise, implement, and protect human rights as provided for in the INC) have been reflected in institutional and legislative reforms to protect and prevent human rights violations and address past violations and systemic factors that have contributed to violations. To that end, the human right jurisprudence of the constitutional court will be examined. The Organization of the Study a) The Structure of the Political/Governance System in Sudan under the INC With the devolution of the powers and resources to the Southern Sudan level and other States, the governance system, under the INC, is structured with four levels of government: the national level at the apex, the Government of South Sudan level, the State level (25 States), the local level. Now, the government responsibilities are decentralized and the national government allocates a significant proportion of revenues to the States. It is, therefore, that the first question that this study poses is: What is the impact of the current governance in giving greater equity of representation and decision-making influence to communities across Sudan, thereby facilitating conflict management to achieve a lasting peace in Sudan? In Sudan, previously appropriate design of institutions to ensure political accommodations for all social groups has not been established in a way that would give them the chance to function properly. Now, the INC restructures the prevailing governance system by establishing a decentralized system of government that bears the characteristics of asymmetrical/symmetrical federalism - asymmetrical in the structure and responsibilities of subunits, with the level of South Sudan having more powers and resources than other States across Sudan. Establishment of a federal structure may constitute a mechanism for preventing a relapse into conflict through the devolution of the powers to the State level. For a federal to work effectively, it requires a functional court system to decide on the jurisdictional limits of the different levels of government. Nevertheless, the relevance of the court system in resolving the intractably political contentions in federal countries, especially in transition situations, is uncertain. Noticeably missing from the literature is the study and analysis of the impact of the role of court system in post conflict countries. That said, the role of the court system in preserving democracy has grown in importance with the increase recognition of the judicial review of the constitutionality of the acts of the government organs and the recognition and the protection of human rights provisions. It is, therefore, that the involvement of the courts is necessary to ensure the successful operation of the federalism and thus the failure or the success of federalism is contingent on the implementation of the federal system by the courts. According to some scholars, 'federalism means legalism – the predominance of the judiciary in the constitution- the prevalence of a spirit of legality among the people'. As '[the] courts …are actually telling a government how far it can go with its assigned constitutional rights'. This leads to the second question that this study addresses which relates to the analysis of the constitutional reform as provided for in the INC, in general, but with a special focus on the role of the court system, through the application of judicial review and protection of human rights, to resolve not only disputes in litigations between private parties, but also to prevent the arbitrary exercise of the government power. b) The Structure of the Legal System (Court System) in Sudan under the INC The available literature presents different views as to the role of the court system in new democracies. On one hand, one view assumes that the courts have a fairly wide discretion to decide the outcome of the controversial cases to the needs of the political moment. The other view, on the other hand, takes the position that political actors do not exert any kind of influence at all on the way judges make their decisions. A third source, and with which I agree, argues that legal rules do put constrains over the exercise of the judicial discretion in controversial cases. A fourth view argues that in new fragile democracies constitutional courts/supreme courts should not be involved in judicial review, especially on adjudicating issues related to social and economic rights, which may profoundly affect the allocations of resources and violate the doctrine of separation of powers. In this respect, the study considers whether the court system, as restructured in the INC, and other constitutional guarantees introduced to the legal system as a whole, offer good prospects for constitutionalism that may control the power of the government so as not act arbitrarily. The role of court system in resolving disputes is highly contingent on the substantive law and the institutional structure within which the courts apply laws. Thus, this study examines to what extent the current structure of the legal system under the INC and the protection of human rights through the application of the Bill of Rights by the courts may signal the State's commitment to constitutionalism and respect to the rule of law. It is, therefore, that the role of the court system (in contributing to democratic transformation in Sudan) should be evaluated against the legal framework: that is the INC, with a focus on the independence of the judiciary, the application of the Bill of Rights and the rules governing the judicial review. c) The Legislative and Institutional Reforms under the INC The functions of the courts, in developing countries, have experienced increasingly transformative role as institutions that can hold the government organs accountable. The study aims to examine the practice of constitutionalism: that is, the implementation of the INC constitutional, institutional and legislative reforms, especially the compliance with the provisions of the INC and the CPA, in particular the role of the constitutional court as "a positive legislator". In this regard, the Sudanese Constitutional Court may play an important role in the law reform process given its power to annul laws found unconstitutional. This entails the non-applicability of such laws and, as a result, would compel the government institution/organ concerned to adopt new legislation that is in conformity with the INC. Thus far, the Sudanese constitutional court, under the INC, has received a number of human rights cases that involved issues related to violations of human rights or related to the constitutionality of key legislation, such as counter-terrorism laws, immunities for officials and statutes of limitation for torture. So what role the constitutional court has played in the law reform process under the INC? For the court system to play a role in the democratic reform, a comprehensive law reform process is seen as a prerequisite to bring the existing laws in line with the provisions of the INC and enacting new laws. Therefore, this study identifies what legislative and institutional reforms that have been undertaken by the parties to the CPA during the interim period to address human rights violations, root-causes of the conflict; inequality; marginalization, rule of law vacuum and weak democratic structures. Furthermore, this study offers empirical evidence for the judicial behavior of the Sudanese constitutional court through a systematic examination of selected human rights jurisprudence of the constitutional court to gauge its role in the law reform process in Sudan since the adoption of the INC. Overview of the Study and the Main Findings of the Study Introductory Chapter: Overview of the Study The Introductory Chapter provides an overview of the study, including, the key features of the State of Sudan, the aim of the study, the main objectives of the study, and a general overview of the study. Chapter One: A Historical Background of Sudan's North-South Conflict Chapter One gives a rich and deep account of Sudan north-south conflict. It looks at the root-causes of the conflict by elaborating on different factors that directly and indirectly contributed in making that conflict protracted. Chapter one moves on to consider the end of the first Sudan's north-south conflict which was ended when Addis Ababa Agreement was signed in 1972. Chapter one further elaborates on Sudan's second north-south conflict which broke out in 1983. Finally, Chapter one touches on the various peace initiatives that ended by the conclusion of the CPA. Chapter One concludes by analysing the CPA. In the final analysis, the CPA made significant changes the prevailing governance and legal systems in Sudan by establishing a federal system, introduced a dual legal system a bill of rights, provided for the right to self-determination for the south Sudan, established institutions for the protection of human rights by establishing mechanisms such as National Human rights Commission, and distributed the wealth equally between the north and the south. However, the CPA failed to include the Sudanese people in the talks leading to the conclusion of the CPA, as the CPA was bilateral reflecting the views of the north and the south. Chapter Two: The Structure of the Governance System under the INC The INC describes Sudan as a decentralized State with different levels of government: the national level, the Southern Sudan level, the State level and the local level. It further grants the Southern Sudan autonomy status. A careful analysis of the current governance arrangements reveals that the INC provides for asymmetric/symmetrical federalism system of governance. Chapter Two discusses the allocation of legislative powers between the national government, the Southern Sudan and the rest of the country and the nature of the constitutional design of the INC to manage diversity of Sudan (ethnic, linguistic, religious and cultural diversity). At the outset of Chapter Three provides an overview the fundamental principles of federalism and provides a brief historical background of federalism in Sudan and how federalism arrangements can play a role as a tool for peace-building. In the final analysis, in contract with old constitutions of Sudan, the INC establishes a federal system, with four levels of government; national, south Sudan, State and local levels. The INC federal system guarantees the special characteristics of all ethnic and religious groups in Sudan through the creation of the Council of the States. However, all the States in Sudan are not treated equally, because (1) two States have special status (South Kordofan and Blue Nile States), and (2) between the ten States in the South and the national level, the Government of South Sudan (GoSS) is inserted to exercise authority in respect of the ten States at South Sudan level. This means the INC creates asymmetrical/symmetrical federalism, as the South Sudan level enjoys significant autonomy and exclusive authority over ten States in South Sudan. All the States in Sudan are not treated equally, because (1) two States have special status (South Kordofan and Blue Nile States), and (2) between the ten States in the South and the national level, the Government of South Sudan (GoSS) is inserted to exercise authority in respect of the ten States at South Sudan level. This means the INC creates asymmetrical/symmetrical federalism, as the South Sudan level enjoys significant autonomy and exclusive authority over ten States in South Sudan. The INC Schedules (A – C) distribute the exclusive and legislative powers to the national level (A), the GoSS level (B), and the state level (C). Schedule (D) lists the concurrent powers and Schedule (E) allocates the residual powers as per its nature. Schedule (F) is a provision to resolve conflict that might arise under Schedule (D). It should be noted that not all issues listed in the INC schedules are allocated to one level of government only. For example, several substantive issues are granted to the national level as an exclusive competence, to the South Sudan level as an exclusive competence and at the same time to all levels of government as a concurrent power, such as telecommunication. With regard to the legislative powers allocated to the tens states at the South level, the GoSS according to Schedule (B) has the competence to enact a kind of framework with regard to issues that fall under the exclusive South Sudan State competence, thereby limiting the legislative powers of the ten States in South Sudan. Finally, the INC has reinforced existing power relations and failed to provide structural changes for democratic transformation, as the INC asymmetrical federalism accommodates the demands of the South Sudan only. As the INC does not accommodate the demands of the different ethnic and cultural groups in the different regions of Sudan as demonstrated in Darfur Peace Agreement and East Sudan Agreement. Chapter Three: The Structure of the Legal System under the INC The INC altered the Sudanese legal system with a view to accommodating the competing views: Sharia law and secularism. For a proper understanding of the present Sudanese legal system and an assessment of the role of the court system in contributing to democratic governance, a glance at the Sudanese legal history is necessary. Firstly, Chapter Three reviews the constitutional developments in Sudan since the independence to the present day. Secondly, Chapter Three provides overview of the structure of the court system in a decentralized system and focuses on the contribution of the court system to democratic transformation through limiting the acts of the government. Chapter Three further discusses issues that may impact of the role of the court system in contributing to democratic transformation. Yet, the role of the court system in promoting democratic transformation is contingent on the constitution, the substantive law, etc. For instance, instituting the principles of constitutionalism is contingent on the independence of the judiciary, as an independent judiciary is required for the protection of constitutional rights and to restrain the actions of the government. Thus, it is important to understand under what conditions the court system develops such accountability functions: that is, what conditions favor the ability of the court system to exercise an effective accountability functions. It is, therefore, Chapter Three examines (a) how the INC re-structures the court system in the north and the south of Sudan so as to give effect to the principles of the federalism and legal pluralism; (b) the rules regulating the judicial review, and (c) the protection of human rights through the implementation of the bill of rights by the court, all of which signal the commitment of the State to establish democratic governance. Finally, Chapter Three attempts to evaluate the independence of the judiciary and the rules that govern the judicial review before and after the adoption of the INC with a view to assessing the fidelity of the government to the principles of constitutionalism, and whether the limitations observed in the actual conduct of the government. In the final analysis, the INC constitution making process was bilateral reflecting the views of the parties to the CPA and lacked inclusiveness, but provides for a pluralism legal system by providing for a constitution for south Sudan and 25 State constitutions. The INC introduces State judiciary and South Sudan judiciary and opted for an integrated the court system. That is: the State courts apply the State laws, the national laws and the South Sudan laws. In the North, the State courts are still organized by the national level, although the NC provides for the establishment of the State judiciary. At the South Sudan level, all State courts are organized and financed at the level. Towards the South Sudan, the National Supreme Court is the final court of on matters arising under national laws The INC emphasizes the importance of protecting; respecting and promoting human rights through the inclusion a bill of right and incorporation via Art. 27(3) of the INC all human rights treaties that Sudan has ratified, thereby the human rights contained in the INC directly applicable before the Sudanese courts. Also, the implementation of some human rights requires revision of the existing statutory laws. To date there has been limited legislative reforms to address human rights violations. A few laws have been reformed but fall short of Sudan international obligations, such as Criminal Act, Security Laws, Immunity Laws, etc. The INC differentiates between the north and the south regarding the sources of legislation. Art. 5 of the INC lists Sharia as one of the sources of legislation along with the consensus of the people at the national level. Art. 5(2) of the INC names popular consensus and the values and the customs of the people of Sudan as the sources of legislation in South Sudan. The INC contains special rules for national legislation if its source is religion or custom. In that case, a state where the majority of residents do not practice such religion or customs may introduce different legislation allows practices or establishes institutions in that State that are consistent with its own religion or customs. The INC establishes human rights commission for the implementation of the bill of rights as well as a commission for the protection of non-Muslims in the Capital. The INC has chosen a concentrated system of judicial review and a hybrid system of judicial review with respect to the South Sudan as the Supreme Court of South Sudan acts as a constitutional court and a high court of Appeal with respect to South Sudan. The newly enacted Judicial and Administrative of 2005 does not provide for concrete judicial review of law and bars the court from question the constitutionality of law by way of making referral to the constitutional court, thereby renders the judiciary unable to deal with crucial constitutional issues. Chapter Four: Institutional and Legislative Reform: Practice of Constitutionalism In order to understand whether the adoption of the INC has brought any changes may enhance the role of the court system in contributing to democratic transformation; Chapter Four scrutinizes the compliance of the statutory law with the provisions of the INC, the law reform process in Sudan and the implementation of law in practice. Chapter Four further presents an analysis of more pertinent provisions of civil and political rights in the light of the laws and practices prevailing in the country to assess the extent to which the principles laid down in the INC are complied with. It further assesses the involvement of the Sudan constitutional court in the law reform process by reviewing a selected human rights jurisprudence of the constitutional court. Finally, Chapter Four makes a reference to the jurisprudence of other constitutional courts (the German constitutional court, the Indian Supreme Court and the South African constitutional court) by way of comparison. In the final analysis, a) the INC does not set out procedure for concrete review and access to the court is not free; b) The court has a broad power to consider and adjudge and annual any law in contravention with the constitution and restitute the right to the aggrieved person and compensate for the harm. The court may also order interim measures to avoid any harm. As such, the court can abolish laws and compel the government to enact new law; c) the constitutional court has reviewed a number of cases that alleged the violation of human rights. The court has demonstrated reluctance to declare legislation unconstitutional. Interpretation of the bill of rights and reference to international human rights lacked consistency and the court has taken deference to the executive; d) the constitutional, legislative and institutional changes did not acknowledge past human rights violations through mechanisms that would question the way of governance and persisting inequalities and injustices; e) the constitutional court has institutional weaknesses and its jurisprudence has largely upheld existing laws such as immunities laws and the constitutional court made limited reference to international human rights law; f) the constitutional, legal and institutional reforms failed to generate the sense of constitutionalism and the fundamental change that were to remove the causes for human rights violations and provide effective remedies. A number of laws contravening the human rights are still in force, such as, Public Order Act, Immunity of police, security and army officers, inadequate laws for the protection of women's rights; and finally, the implementation of CPA as a means of democratic transformation left an unreformed government virtually intact Chapter Five: Post- Referendum Sudan Chapter Five looks at the constitutional developments after the secession of South Sudan, with a focus on constitution making process in Sudan. The Southern Sudan Referendum for self-determination, held in July 2011, clearly indicated that the absolute majority of those who participated in the referendum for the Southern Sudan favour separation of the Southern Sudan from Sudan. The secession of the South Sudan on July 9, 2011, as a result of the referendum on self-determination provided by the CPA has created a new reality in Sudan with far reaching economic, political and social implications. Economic and financial losses related to the secession are substantial and have affected all sectors of the economy. Sudan has lost three-quarters of its largest source of foreign exchange (oil), half of its fiscal revenues and about two-thirds of its international payment capacity. In general, the secession of South Sudan resulted in a 36.5% structural decrease in overall government revenues. The unresolved issue of Abyei constitutes a trigger for potential violent tension in the future between Sudan and South Susan. Abyei status is yet to be decided, as both Sudan and South Sudan claiming it as part of its territory. Its final status will be decided by a Referendum for which implementation mechanisms have not yet been agreed upon by the two countries. The end of the CPA necessitated a constitutional review process to decide on the new constitution to replace the INC. However, for a constitution to be able to win the affections of the citizens of the State, it will be necessary to involve those citizens in the constitution-making process that establishes such a constitution, so as to ensure that the process is inclusive and reflects the aspirations of the Sudanese people at large. It is, therefore, important to increase public involvement in the constitution-making process by inviting public participation. In order for the design of a constitution and its constitution-making process to play an important role in the governance system, the design of the constitution has to be responsive to the aspirations of the ordinary people. A constitutional review process is currently under way but has not resulted in any clear proposals. That said, since 2011, a constitutional review has been underway in Sudan. The constitutional review process has not been participatory or inclusive. Lively debates on the new constitution in general, and the Bill of Rights and human rights protection in particular, have nevertheless ensued. These debates have been driven by a keen awareness of the importance of constitutional rights. These debates reflect both traditional concerns over the protection of civil and political rights, particularly in the administration of justice, and other issues that have also become a cause of acute concern. These include the desire for the realization of economic, social and cultural rights, and the rights of members of groups who suffer discrimination, particular women, religious and ethnic minorities and persons with disabilities. Currently, public debate over the new constitution is proceeding, although the Government has not yet announced a timeframe for the constitution making process, amid a polarization of views on diverse issues such as the decentralization of power and wealth sharing between the different regions of Sudan. Since 2011, the Government of Sudan, in collaboration with the UNDP and other UN agencies, initiated the forum on public participation in constitution making to facilitate open and public dialogue. This approach has been based on the need to pursue the constitutional process/review inclusively, transparently and participatory to ensure all sectors of society including civil society organizations and opposition political groups participate fully in the process.
Abstract UPT Aneka Industri dan Kerajinan Surabaya is the Technical Services Unit are carrying out Development and Small and Medium Industries Development and Human Resources through Technical Training in the field of Management, Technology, Production Process, Standards, Environment and Information. In improving the performance of the employees in that agency with the necessary changes in work procedures to improve leadership. There are so many ways to improve performance by way of leadership, from the nature of good leadership through effective leadership style so that employees can change their way of working. Because this company is a government company is bona fide and generates revenue from all areas of the required procedures for working very well ordered. Improve the ability and quality of work that the company will then be developed. Manage, serve and process are all ways good leadership to improve employee performance. Keyword:Employee,Leader, Introduction Nowadays, many people decide to become a leader. They do competition to find new innovation for their leadership and they want to be different with other leadership that had already started first. In the work of world every leader must be ready to get complain from their employees. Leadership itself is a person who has the skills or strengths, in particular skill or ability in a field that he is able to influence other to jointly undertake specific activities for the achievement of one or more goalsIntensive competition requires that manufacturers to be competitive with other manufacturers worldwide. Each company must be able to be effectively and efficiently to build an effective performance in order to achieve goals and success, then various components contained in a company should be run according with the objectives to be achieved. One component that has role very important is human resources, which is the leader/supervisor and employee/subordinates. Leadership is an organization or business. The leader of the organization must be able to use its authority in changing the attitudes and behavior of employees that want to work hard and wish to achieve optimal results. Leadership style leaders used can effect thoughts, feeling, attitudes and behavior members of the organization/subordinate (Nawawi, 2003). The sense of satisfaction in the work then the individual will display good personal organization, positive performance satisfactory companies and raised a willingness to undertake the level of labor productivity high for the organization and for improving achievement goals. The few things that can be identified from the dissatisfaction is absenteeism at work, lazy, malingering, absent from work, events strike, the use of time is not efficient and an even worse quit his job. Leadership can good or bad influence organizational climate, which in turn will direct impact on the effectiveness of the work of his subordinate. This leads to leaders must be able to create a conducive organizational climate that achieve job satisfaction, which in turn have an impact on the achievement of objectives organizational. Symptoms employee dissatisfaction can be seen from the absence of harmonious relation between the parties led to the employee, which is the leader less attention to the rights of the employees. For that leader has a very important role in improving job satisfaction employees. Based on the above, the study of the relationship style leadership and employee job satisfaction is very important to do. Definition of Leadership Leadership is one of the function of management human resources that make other people resolve work, maintaining morale and motivate subordinates (Dessler, 1997). From time to time the leadership of an attention to human, human being because of the leadership needed the limitation and advantages of certain human. On the one hand, man limited his ability to lead in other hand there are people who have excess capacity to lead. Here is the emergence of the need for leaders and leadership. Leadership the art of influencing other to directing the will, ability and effort in achieving goal leader. Leadership as an art show that activities affect others are individual, it is not the same way people or pattern between the leaders with one other. Therefore, an effective leader must be able to make purpose as the purpose of the organization, or otherwise make organizational goals into objectives and the ability of leaders lead it should result in all members of the organization felt that the purpose of the organization as a common goal. Mc Gregore in Agus Dharma (1992) says that scouting realize organizational goals and effectiveness when purpose of the organization is supported by all parties in the organization. Leadership is the power to move people and yourself toward a goal or vision particular, as well as power to transform the mobile community. Leadership the power to move people toward a goal or certain dreams. Obviously, there is someone who can move people toward a goal without it should be a true leader, but only a provocateur, even manipulator. Therefore, in addition to causing the motion, a leader is also a person who is able to produce a change or transformation in those he leads, he themselves and the system or community to which they belong. Thus, we recognize a true leader or not of the presence of motion and changes factors (A movement and Transformation Leader) as a prerequisite. Leadership is more detailed in Yulk (1998) is a process of influence, that influence the interpretation about events for followers, the choice of targets for group or organization, organization of work activities to achieves these objectives, the motivation of the followers to achieving goals, maintaining cooperation and team work, and obtaining the support and cooperation of the people who are outside the group or organization. According to Chandra (2005) a leader is a can create a situation in which his followers to step by step move towards their agreed upon with voluntary. Under this view, it is clear that a follow the leader because of his vision, mission formulation or target work. They believe in the leadership because what you want to accomplish along with his followers is a good a clear. They chose to follow because of the leaders are able to explore what has been unconsciously their dreams. This is a major factor determining success of a leader. According Arep and Cape (2002) leadership is properties that should be possessed by a leader, who in it is application to the person of consequences leaders are as follows: must take their own decision explicitly and precisely (decision making), must have the courage to accept this risk themselves, should dare to accept it is own responsibility (the principle of absolute of responsibility). Leadership Effectiveness Understanding of the effectiveness by John Ivancevich Nawawi (2003) is an assessment made in relation to achievement of individuals, groups and organization. The closer the achievement achieved with the expected performance, the more effective assessment of individuals, groups and organizations. By Drucker in Nawawi (2003), the effectiveness is to implement the right (doing the right), an achievement, effectiveness often described as "doing something right" means an activity or work that helps an organization reach the target. The effectiveness of leadership based on the theory of leadership situational (Contingency Theory). In practice, this view assume that no one leader is consistently using particular leadership style regardless of the situation it facts. This is, person's leadership effectiveness depend on its ability to "read" the situation faces and adjust his style to the situation such a way that it effectively perform these function leadership (Siagian, 2003). The success of a leader is that if he can adjust your leadership style to the situation at hand. Situational leadership as well as taking into account factors conditions, time and space play role in a determining the choice of appropriate leadership style. So the effectiveness of leadership a person is determined by the ability to recognize to appropriate nature of the conditions it faces, whether the condition contained in organization and conditions that are outside the organization but have an impact on the course of the organization (Siagian, 2003). In other words, situational leadership theory assumes no single behavioral or leadership style that can affect human behavior or members of the organization to act, to do or work in all situations. Effective leaders have the behavior or leadership style that is flexible able to diagnose situation and use behaviors or styles leadership according to the circumstances they face (Nawawi, 2003). Nature and Characteristics of Leadership According to A.Dale Timpe (1991) there are eight (8) properties improve their productivity:The ability to concentrate, The emphasis on the value of a simple, Always hang out with people, Avoid artificial professionalism, Managing change, Select the people, Avoid doing all by yourself, Dialing with failure. According to Kantz in Nawawi (2003) three characteristic effective leaders are: 1) Have the technical skills such as the ability to apply specialized knowledge in the form of skills in the art. 2) Having the human skills that include the ability work together, understand and be able to motivate others, both of individual or groups. 3) Conceptual skills such as the ability of mental or intellectual to analyze and diagnose complex situation, in particular the time to take a decision. Similarly, according to Browers and Seashore (2003) suggest three characteristic of effective leaders, consisting of: a) Support the behavior of leaders who demonstrate to ability to enhance self-esteem and feeling that are considered important by others especially that people they lead. b) Ease of interaction of leader behaviors that stimulate, member organizations to develop relationship intimate and mutually satisfying. c) Ease of work that is a leader in helping behavior members carry out the work achieve the goals, through activity of job scheduling, coordination, planning, provision of resources such as equipment, labor, material or ingredients work and technical knowledge in the work. Terms and Character of the Leader According Arep and Cape (2002), an outline of a leader should ideally have three general categories, namely: 1) The ability to analyze and draw appropriate conclusions. He must be able to analyze something of a problem, situation or particular set of circumstances and draw conclusions appropriate. 2) The ability to develop an organization and can selecting, and placing the right people to fill position in the organization. 3) The ability to create such a way that the organization concerned running smoothly towards goals, ideals and the decision of higher level to the subordinates, that the goals and the decisions that are acceptable properly. Leadership Strategy Efforts to streamline the organization's leadership must performed by using a strategy that guarantees the highest ability to achieve organizational goals. Strategy such leadership requires the ability to implement leadership functions effectively and efficiently in order to get support, without losing the respect, awe and obedience of all the members of the organization. The main strategy will only be realized if leaders in the running of social interaction with members of the group, showing the ability to understand, concerned and involved in the issues, and organization and its members. Leadership functions according to Nawawi (2003) are: Decision making function, functions of instruction, consultative function, delegates participatory function. a) Decision function Organization will only move dynamically if the leader have the power or ability to perform authority as decision-makers who will or should carried out by members of the organization. For that decision require courage because any definite decision at risk, especially if the process or mechanism is not meet the demands of the decision-making strategy implementation leadership, to be more accurate in leadership for streamline the organization, a leader must include members of the organization, according to the position and responsibilities. Inclusion can be done by provides an opportunity to provide input, such as creativity, initiatives, suggestion, opinions and feedback. Function instruction is order from a leader to realize the organization effect must be clear, both on the content terms and language that should be adjusted to the level skills or education of members who receive orders. Effective leaders don't need to be emotionally error in executing command members. Leaders must be willing to look for the causes of errors, both in execution of the order on him as well as possible caused by a lack of clear leadership in providing orders. In giving the order should be followed as well to give an explanation to members of the organization will carry on the impact or consequences that would occurs when in command is done in correctly. Thus, it can be expected to be more careful execution of the command caution and careful, because a warrant maybe quite difficult for the implementing organization members. Consultative function is streamline the organization every leader must be prepared and willing to provide opportunity for member organization to consult in resolving the issues related to work and it is not impossible to consult on issues related to personal directly or indirectly to the job. Consultative function can also mean members of the organization were opportunity convey criticism, advice, information and opinions related to the job and the organization. This function is useful for improvement leadership, especially for new decision making, thus can improve leadership in effecting organization. Participatory function is the ability of leaders to include members of the organization according to position and authority in order to participate actively in relevant activities, can be realized through work in teams to reduce individual. Willingness shoot leaders and leaders below for participate in helping member organization carry work or resolve the problem faced by provide guidance, direction, discuss, resolve urgent work together. Delegatife function is every leaders need and has power or authority and responsibility should be implemented properly, appropriately and correctly, the leader must be able to divide the work and delegation of authority, and responsibilities in timely execution of the work and fair, as well as in decision making in accordance limit the power and responsibility that has been delegated. Control in Leadership Control in leadership do to keep that effect in the activities of members of the organization has always focused on mutually agreed goals. Control also significantly members of the organization to prevent and avoid activities that deviate from the goals of the organization. If to achieve a purpose, leaders have set up a way, but in implementation found a new, more effective and possible goals can be achieved more quickly, as well as risks low, then the leader must make decisions specify the use of the new method. Control activities in leadership must start the clarity of the objectives to be achieved by the organization, either leader and members of the organization. Organizational goals perceived as a common goal can be used intensively activities affect thought, feeling, attitudes and behaviors, through the direction of the members of the organization. Activity organizing the control is carried out by dividing duty or authority and responsibility into practice. The division of task is followed by its implementation by every member of organizations that have been implemented should be decided continue to perform the role of the controlled trough coordination, monitoring and redirection. So leader effective for activities that have been implemented should be decided continue to perform the role of the controllers so that the activities do not deviated from it is original purpose. Research Methodology Data can be a company's working hours for employees. This data then needs to be processed and converted into information. If the hours worked per employee is then multiplied by the value per-hour, it will produce a certain value. If the picture of each employee's earnings and then added together, will result in recapitulation salary to be paid by the company. Payroll is the information for the owner of the company. Information is the result of a process of existing data, or data that can be interpreted as having meaning. Information will unlock everything that is unknown. Basically, this research is categorized as qualitative research, since the data are in the form of words or sentences which are separated according to each category in order to get the conclusion (Arikunto, 1996:243). In this study, entitled "Leadership in Improving Employees' Performance in UPT Aneka Industri dan Kerajinan Surabaya". Based on the question "How does the leader role in improving the employees' performance?" and "How the employees' performance can be improved through the leader role?" Qualitative data is data in the form of words or in the form of verbal statements, not the robin figures. The qualitative data obtained through a variety of data collection techniques such as interviews, document analysis, focus group discussions, or observations that have been set forth in the court record (transcript). Another form of qualitative data was obtained through shooting images or video footage. Qualitative data include: 1. Inductive, which is based on one or a number of specific data to derive a conclusion by way of generalization, or analogy or causal relationship 2. Deductive, which is a process of thinking which is based on an existing propositions to acquire new proposition as the conclusion to the syllogism, the argument consisting of three propositions (the major premise, minor premise and conclusion or conclusions) 3. Comparative namely by outlining the similarities and differences between the two data objects under study. Subjects in this study were all employees. Researchers from the source there are 43 employees working in various industries and Crafts UPT Aneka Industri dan Kerajinan Surabaya. On the subject of this study, researchers led to all employees in order to improve their performance with the leadership role that will be applied. Leadership effectiveness is influenced by many diverse and varied, several factors related to leadership effectiveness, among other: task structure, leadership awareness of employees, skills and leadership skills, leadership traits superior and subordinate relationships, management support and human resources, a position of power, subordinate effort, behavior management and external coordination, of those factors when analyzed can be made a set of factors is smaller than the initial factors, namely: leadership factors, factors boss and subordinates and environmental factors. Based on these factors can be seen how the relationship with the leadership of subordinates in decision making and problem solving. Leadership style reflect the relationship in this study is how the leader relates to subordinates in order to improve the performance of the good and positive in an institution. Effective leadership that is able to run by leaders. Will be able to streamline the organization and increase employee productivity. With the respect to this benchmark in studying leadership in effective institutions can be seen from: achieving the institution itself, employee satisfaction and development of the company itself. So, if the factors of leadership effectiveness can be carried out well and the leadership is able to apply his leadership style according to the situation and condition is going to reach benchmark of effective leadership, it has been demonstrate effective leadership and employee productivity indirectly itself will increase. Data and information collection is a process of obtaining data and preparing useful to describe that result of data collected to be use as information, for example as part of a process improvement or similar project. The purpose of data collection is to obtain information to keep on way, to make decisions about the important issues, and also to give information on the others in specific topic. In general the data collection is to answer the problems that will be discussed as well as provide information about the problem and issues. In this study the data of things that can be applied by employees is the attitude of leadership, responsibility and attitude performance. All that can be applied when the employee aware of the importance of improved performance in an institution. The effect of the attitude of a leader can also affect how the performance of its employees whether they are good or bad. Therefore, a good attitude and decisive leadership is needed in the soul of a leader so that the performance of employees and leaders to get maximum results. By applying the managerial role of the leader in the employee's performance is expected to improve the performance of employees in a company or institution. Employees can apply the leadership that has been adopted by leaders in the office working on a task or attitude in the office everyday. Given such, will appear sustainable attitude among employees and leaders that will create a good performance. The research instrument is any equipment that is used to acquire, manage, and interpretation information from the respondents who performed the same measurement pattern. Research instrument designed for one purpose and cannot be used in another study. Peculiarities of every object of research led to a researcher must design their own instrument used. Arrangement for each research instrument is not always the same as the other studies. This is because the purpose and mechanism of action in any research techniques also vary. Several types of instruments in the study were as follows: 1) Test The test is a series of questions or exercises or other tools used to measure the skills, measurement, intelligence, ability or talent possessed by individuals or groups. 2) Questionnaire or questionnaires Questionnaires are a number of written questions used to obtain information from respondents in terms of their personal statements, or the things that he knew. 3) Interview (interview) Interview is used by researchers to assess the state of a person, for example to find data on student background variables, the elderly, education, attention, attitude towards something. 4) Observation In the sense that observational studies are conducted direct observations, observations can be done with the test, questionnaire, range images, and sound recordings. Observation contains a list of the types of activities that may arise and will be observed. 5) Graduated scale (ratings) Rating or a graduated scale is a measure of the scale, subjective made. Although this produces a graduated scale data rude, but enough to give specific information about the program or person. This instrument can easily provide an overview of performance, especially in the performance of duty, which shows the frequency of appearance of the properties. In preparing the scale, which needs to be considered is how to define a variable scale. What is in question should be what can be observed respondent. 6) Documentation Documentation, from the origin of the document, which means that the written stuff. In exercising methods of documentation, research investigating the written objects such as books, magazines, documents, regulations, minutes of meetings, and so on. Register questionnaire is a series of questions posed to the respondents in order to collect information from respondents about the object being studied, either in the form of opinions, responses, or himself. As a research instrument, then these questions should not deviate from the direction that will be achieved by the proposed project, which is reflected in the formulation of hypotheses. Thus the list of questions that must be filed with the tactical and strategy so as to filter out the information required by the respondent. Questions raised by the respondent should be clear formula, so researchers will receive the right information from the respondents. Because the respondent and the interviewer can interpret the meaning of a sentence different from the intent of researchers, so that the contents of the question cannot be answered precisely. Besides, it should also be noted that where the direction is achieved, given no clear direction may not be able to formulate a list of questions adequately. Compile a draft list of questions is actually a collective work across research team members. Involvement of all members of the research team will contribute research instrument construction completion. Steps in compiling a list of questions are determination of the required information, determination of the data collection process, preparation of the research instrument, testing instrument research. Result and Discussion Basically a company or institution can run smoothly when it has a strong foundation. And foundation here in question is a leader. When a leader has a dominant role in the company or institution, then the employees will follow the rules and will get good results in the form of improved performance. Therefore, there is no doubt that the role of leadership can improve employee performance. The Leader Role in Improving Employees' Performance The role of leadership is crucial in a job. Who first determined is to choose a leader who can truly lead a company or institution. When we get a leader who deserves to lead the leader must have a vision and mission for the welfare of its employees by way of improving the performance of employees. A leader does not have to give orders to his subordinates or employees to do something, but by way of an example, the employee will follow what their leaders are doing as long as it's true. The employees' performance can be improved through leader role Leadership is one of the issues in the management which is still interesting enough to be discussed until today. Mass media, both electronic and print, often featuring opinion and conversation discuss about leadership. Leadership role and strategic importance to the achievement of the mission, vision and goals of an organization, is one of the motives that drive people to always investigate the intricacies associated with leadership. Quality of leadership is often regarded as the most important factor in the success or failure of the organization as well as the success or failure of a business-oriented organizations in both the public and, generally perceived as a success or a failure of leadership. Once the importance of the issue of the role of the leader so that the leader be the focus of interest to researchers in the field of organizational behavior. Organizations that succeed in achieving its objectives and be able to fulfill its social responsibility will depend on the leadership. When the leader is able to perform well, it is possible that the organization will achieve its goal. An organization needs an effective leader, who has the ability to influence the behavior of its members or subordinates. Leadership style is a way used by a leader in influencing the behavior of others. Leadership style is the norm of behavior that is used by a person when the person is trying to influence the behavior of others. Each style has advantages and disadvantages. A leader will use the appropriate leadership style and personality skills. Every leader in providing care to foster, promote and direct all potential employees in the environment have different patterns with each other. The difference is caused by different leadership styles also vary from each leader. Correspondence between leadership styles, norms and organizational culture is seen as a key prerequisite for the successful achievement of organizational goals. Leader etymologically derived from the word "pimpin" (lead) means guided or guided, so in which there are two parties that led (the people) and the lead (priest). Having added the prefix "pe" to "leader" (leader) means those who influence others through the process of communication so that the authority of the act is something other people achieve specific goals. Is a leader who has the ability to influence individuals and groups can work together to achieve the intended purpose. Hendry in Kartini Kartono Pratt Fairchild (2006:38-39) argues that leaders in the broad sense is a person who leads by way of initiating social behavior by regulating, indicating, organize or control efforts / attempts of others or through prestige, power or position. Anagora (1992) in Harbani (2008:5) argues, that leadership is the ability to influence others, through communication either directly or indirectly, with the intention to drive people to the understanding, awareness and happy to follow the will of the leadership of the leadership is defined as the process of influencing and directing a variety of tasks related to the activities of the group members. Leadership is also defined as the ability to affect a variety of strategies and objectives, the ability to influence the commitment and devotion to duty in order to achieve common goals and capabilities affect the group in order to identify, nurture and develop organizational culture (Stogdill in Stoner and Freeman 1989: 459-460). Elements of leadership according to Stogdill is he involvement of members of the organization as a follower, distribution of power among the leaders of member organizations, legitimacy granted to followers, leaders influence followers through a variety of ways. Leadership is an activity to influence the behavior of others so that they would be directed to achieve certain goals. Leadership is defined as the ability to move or motivate some people to simultaneously perform the same activities and focused on achieving the goal. From the above, it is basically a leader who has the ability to move others and be able to influence that person to do something in accordance with the goals to be achieved. Conclusion Leadership is one of the function of management human resources that make other people resolve work, maintaining morale and motivate subordinates (Dessler, 1997). From time to time the leadership of an attention to human, human being because of the leadership needed the limitation and advantages of certain human. On the one hand, man limited his ability to lead in other hand there are people who have excess capacity to lead. Here is the emergence of the need for leaders and leadership. The success of a leader is that if he can adjust your leadership style to the situation at hand. Situational leadership as well as taking into account factors conditions, time and space play role in a determining the choice of appropriate leadership style. So the effectiveness of leadership a person is determined by the ability to recognize to appropriate nature of the conditions it faces, whether the condition contained in organization and conditions that are outside the organization but have an impact on the course of the organization (Siagian, 2003). In other words, situational leadership theory assumes no single behavioral or leadership style that can affect human behavior or members of the organization to act, to do or work in all situations. Effective leaders have the behavior or leadership style that is flexible able to diagnose situation and use behaviors or styles leadership according to the circumstances they face (Nawawi, 2003). In this study the data as the information needed to give an overview of the research. Data is something that does not have any meaning for the recipient and is still in need of a treatment. In this case, the data can be regarded as an object and a subject of the information is useful for the recipient. Information can also be caled as a result of processing or data processing. Quality of leadership is often regarded as the most important factor in the success or failure of the organization as well as the success or failure of a business-oriented organizations in both the public and, generally perceived as a success or a failure of leadership. Once the importance of the issue of the role of the leader so that the leader be the focus of interest to researchers in the field of organizational behavior. Organizations that succeed in achieving its objectives and be able to fulfill its social responsibility will depend on the leadership. When the leader is able to perform well, it is possible that the organization will achieve its goal. An organization needs an effective leader, who has the ability to influence the behavior of its members or subordinates. Thus, a leader or head of an organization will be recognized as a leader if he can have an influence and capable of directing his subordinates towards the achievement of organizational goals. Suggestion Expectations of the employees are in the presence of a wise leader and able to adjust the structure of the company or institution can work to change the existing errors in the body corporate. In the end, that the existence of a leadership role within a company or institution can improve and enhance the performance of employees and can form a good partnership between employees and management. REFERENCE Peraturan Gubernur Jawa Timur, 2008, Organisasi dan Tata Kerja Unit Pelaksanaan Teknis Dinas Perindustrian dan Perdagangan Provinsi Jawa Timur, Surabaya. Prayoga, Sondra, 2011, The Role of Exhibition to Increase Foreign and Domestic Market Activity TIU (Technical Implementation Units) REPTC (Regional Export Training and Promotion Center) of East Java. http://id.wikipedia.org/wiki http://id.wikipedia.org/wiki/DEKRANASDA www.google.com www.blogspot.com
Technical Report 2018-08-ECE-137 Technical Report 2002-09-ECE-006 Engineering of Enterprises a Transdisciplinary Activity Murat M. Tanik Ozgur Aktunc John Tanik This technical report is a reissue of a technical report issued September 2002 Department of Electrical and Computer Engineering University of Alabama at Birmingham August 2018 Technkal Report 2002-09-ECE-006 Engineering of Enter·prises A Transdisciplim•ry Activity Murat M. Tanik Ozgur Aktunc John Tanik TECHNICAL REPORT Department of Electrical and Computer Engineering University of Alabama at Birmingham September 2002 ENGINEERING OF ENTERPRISES A TRANSDISCIPLINARY ACTIVITY OVERVIEW Contributed by: Murat M. Tanik, Ozgur Aktunc, and John U. Tanik This module is composed of two parts: Part I surveys and defines Enterprise Engineering in the context of transdiscipline. Part II introduces Internet Enterprise and addresses engineering implementation consider ations. PART I ENTERPRISE ENGINEERING ESSENTIALS 1 INTRODUCTION When Henry Ford rolJed out his first automobile assembly during 1913, he created the archetype of single-discipline enterprise. Ford's adventure was a self-contained and efficient exercise in mechankal engineering. With no competition, no regulatory constraints, and no pressing need for cross-disciplinary partnerships, from design development to process development, all ideas primarily originated from Ford's own engineers. The world is a different place today. Automobiles are complicated hybrids of mechanical, electrical, electronic, chemicaJ, and software components. Modern 4 manufacturers must now pay dose attention to new technological developments in hardware (mechanisms associated with physical world), software (mechanisms associated with computational world), netware (mechanisms associated with communications), and peopleware (mechanisms associated with human element). The changes experienced in the automotive industry exemplify the needs of the ever increasingly complex nature of today's modern enterprise. In other words, the ubiqui tous existence of the ";computing element" forces us to take into account disciplinary notions, ranging from psychology to ecology. In one word, the world is becoming transdisciplinary. In this world of transdisciplinary needs, we need to approach designing of enterprises as engineers, moving away from the traditional ad hoc approach of the past. This module expl ai n~ the changes to be made to current enterprise organization in order to be successful in the networked economy. A brief definition of Enterprise Engineering is given as an introduction, foJJowed by a summary of Enterprise Engineering subtopics, namely modeling, analysis, design, and implementation. In the last section of Part I, the definition of an intelJigent enterprise is made with an emphasis on knowledge management and integration using Extensible Markup Language (XML) technology [1]. 2 DEFINITION The Society for Enterprise Engineering (SEE) defined Enterprise Engineering as ";the body of knowledge, principles, and practices having to do with the analysis, design, implementation and operation of an enterprise" [2]. Enterprise Engineering methods include modeling, cost analysis, simulation, workflow analysis, and bottleneck analysis. 5 In a continually changing and unpredictable competitive environment, the Enterprise Engineer addresses a fundamental challen ge: ";How to design and improve all elements associated with the total enterprise through the use of engineering and analysis methods and tools to more effectively achieve itsgoals and objectives" [3]. Enterpr.ise Engineering has been considered as a disdpline after its establishment in the last decade of the 20th Century. The discipline has a wor]dvicw that is substantial enough to be divided into sub-areas, with a foundation resting on several reference disciplines. In the Enterprise Engineering worldview, the enterprise is viewed as a complex system of processes that can be engineered to accompli sh specific organizational objectives. Enterprise Engineering has used several reference disciplines to develop its methods, technologies, and theories. These reference disciplines can be listed as the following: Industrial Engineering, Systems Engineering, Information Systems, Information Technology, Business Process Reengineeling, Organizational Design, and Human Systems [2]. 2.1 Understanding Enterprise Engineering Like most engineering profession als, Enterprise Engineers work on four main areas: modeling, analyzing, design, and implementation. One important issue facing Enterprise Engi neering is the development of tools and techniques to support the work of analyzing, designing, and imp1ementjng organizational systems. These tools must assist enterprise engineers in the initial transformation of functional, often disjoint, operations into a set of integrated business processes replete with supporting information and control systems [4]. To develop new models of enterprises, the enterprise should be analyzed 6 using process analysis, simulation, activity-based analysis, and other tools. Also an abstract representation of the enterprise and the processes should be modeled in a graphical, textual, or a mathematical representation. The . design issues in Enterprise Engineering consist of developing vision and strategy, integration and improvement of the enterprise, and developing technology solutions. Lastly, implementation deals with the transformation of the entetprise, integration of corporate culture, strategic goals, enterprise processes, and technology. We will take a look at these areas in the fol1owing section: • Enterprise Engineering Modeling (EEM), • Analyzing Enterprises, • Design of Enterprises, and • Implementation. 2.2 Enterprise Engineering Modeling Enterprise Engineering Modeling (EEM) is basically dealing with the abstraction of engineering aspects of enterprises and connecting them to other business systems. The model encompasses engineering organizations' products, processes, projects, and, ultimately, the ";engineered assets" to be operated and managed. EEM coordinates design and deployment of products and assets at the enterprise level. It integrates engineering information across many disciplines, allows engineering and business data to be shared through the combinatjon of enterprise IT (information technology) and engineering IT, and simulates the behavior of intelligent, componentbased models [5). 7 The selection and design of enterprise processes for effective cooperation is a prime objective of Enterprise Engineering. Enterprise models can assist the goal of Enterprise Engineering by helping to represent and analyze the structure of activities and their interactions. Models eliminate the irrelevant details and enable focusing on one or more aspects at a time. Effective models also facilitate the discussions among different stakeholders in the enterprise, helping them to reach agreement on the key fundamentals and to work toward common goals. Also it can be a basis for other models and for different information systems that support the enterprise and the business. The enterprise model will differ according to the perspective of the pers.on creating the model, including the visions of the enterprise, its efficiency, and other various elements. The importance of an enterprise model is that it wm provide a simplified view of the business structure that will act as a basis for communication, improvements, or innovations and define the Information Systems requirements that are \ necessary to support the business. The term business in this context is used as a broad term. The businesses or the activities that can be represented with Enterprise Engineering models do not have to be profit making. For example, it can be a research environment with the properties of an enterprise. Any type of ongoing operation that has or uses resomces and has one or more goals, with positive or negative cash flow, can be referred to as a business [6]. The ideal business model would be a single diagram representing all aspects of a business. However this is impossible for most of businesses. The business processes are so complex that one diagram cannot capture all the information. Instead, a business model is composed of different views, diagrams, objects, and processes: A business 8 model is illustrated with a number of different views, and each captu~cs infmmation about one or more specific aspects of the businesses. Each view consists of a number of diagrams, each of which shows a specific part of the business structure. A diagram can show a ~1ructure (e.g., the organization of the business) or some dynamic collaboration (a number of objects and their interaction to demonstrate a process). Concepts are related in the diagrams through the use of different objects and processes. The objects may be physical such as people, machines, and products or more abstract such as instructions and services. Processes are the functions in the business that consume, refine, or use objects to affect or produce other objects. There are cunently hundreds of modeling tools for enterprises, and many modeling techniques such as Integrated Definition Language (IDEF), Petri-Net, Unified Mode1ing Language (UML), and meta-modeling. Modeling involves a modeling language and the associated modeling tools. Different enterprises may need different modeling tools according to the nature of the enterprise. Before selecting the modeling tool, a detailed analysis should be made to select the most appropriate modeling language and the tool. For the software industry, UML has become the standard modeJjng language [7]. 2.3 Enterprise Analysis The increasing complexity of enterprises has stimulated the development of sophisticated methods and tools for modeling and analysis of today's modern enterprises. Recent advances in information teclu1ology along with significant progress in analytical and computational techniques have facilitated the use of such methods in industry. 9 Applying Enterprise Analysis methods results in a documentation that supports a number of programs, which are as follows: strategic information resource planning, information architecture, technology and services acquisition, systems design and development, and functional process redesign. Most organizations have a wealth of data that can be used to answer the basic questions supporting strategic planning: who, what, where, and bow much. By modeling with these data using an Enterprise Analysis toolset, the enterptise models can be built incrementally and in less time. The most important use of Enterprise Analysis is that it presents the organization's own business, demographic, and workload data in a compelling manner to tell the story. Whether they are used to support programs for acquisitions, information architectures, or systems development, Enterprise Analysis studies are rooted in the business of the organization and thus are easily understood and supported by executive management. 2.4 Enterprise Design The design of an enterprise deaJs with many issues, including development of a vision and a strategy, the establishment of a corporate cu.lture and identity, integration and improvement of the enterprise, and development of technology solutions. Optimization of several perspectives within an enterprise is the objective of Enterprise Design. Examples of enterprise perspectives include quality, cost, efficiency, and agility ,. and management perspectives s uch as motivation, culture, and incentives. For example, consider the efficiency perspective. The modeling task will provide ontologies (i.e., object libraries) that can be used to construct a model of the activities of a process, such as its resource usages, constraints, and time. Based on these models the efficiency 10 perspective will provide tools to design, analyze, and evaluate organizational activities, processes, and structures. These tools will also be capable to represent and model the current status of an enterprise and to analyze and assess potential changes. One issue is wbetber there exists sufficient knowledge of the process of designing and optimizing business activities/processes to incorporate in knowledge-based tools. The main goal of an Enterprise Design application is to deveJ~p a software tool that enables a manager to explore alternative Enterprise Designs that encompass both the stmcture and behavior of the enterprise over extended periods of time. lssues such as motivation, culture, and incentives are explored, along with other relevant parameters such as organizational structure, functions, activity, cost, quality, and information [8]. 3 STRATEGY FORMULATION FORE-BUSINESS Electronic commerce is becoming a growing part of industry and commerce. The speed of technological change is enabling corporations large and small to transact business in a variety of ways. Today, it is routine practice to transact some aspect of business electronically from e-mail to exchanging data via Electronic Data Interchange (EDI), World Wide Web (WWW), and various shades these technologies. Numerous benefits accrue to corporations when they use automated capabilities. In order to maximize such benefits, electronic enterprises must base their efforts on welJdeveloped strategies. In this manner, tbe probability of success is increased many folds. Embarking on electronic commerce or business should never be thought of as the sole quest of the information systems department. The following strategies are a synthesis of II best practices introduced to assist information systems departments to prepare the organization for the information age [9, 1 0]. 3.1 Strategy 1 - Improve Corporate System DeveJopment Skms In addition to developing technical skills, corporations must pay close attention to effective communication, eliminating cross-functional language barriers, and improving inadequate facilities in geographically dispersed systems. 3.2 Strategy 2 -Build a Proactive Infrastructure There must be a constant effort to keep up with technological changes. Frequently, these changes trickle down from the top as a result of various business strategies. For example, top managers may discover that they need video-conferencing capability, and the information technology people are under pressure to deliver it. This kind of approach will put the chief information officer(CIO) in a reactive posture, trying to put out fires as they appear. In putting out such fires, local resources may be used to satisfy higher level needs without any obvious benefits to local managers who may resent this fact and create barriers against success. CIOs should try to get the cooperation of all users in anticipating system needs. If users are not satisfied with an imposed system, they wiiJ try to build their bootleg systems for their own needs. Thus, project needs should be anticipated as far as possible and should be planned to meet both short-term goals of management and yield benefits for the development of the infrastmcture of the corporation in the Jong term. 12 3.3 Strategy 3 - Consolidate Data Centers A corporation embar1dng on developing an e-business system must realize that there do already exist semiautonomous data centers distributed throughout various geographical locations. There may have been a time when such data centers were desirable. Today, e-business demands integrated information systems, and the data centers must be consolidated. An integrated information system is far more effic ient in controlling corporate operations. Obviously, operating fewer facilities, maintaining minimum levels of inventory, and giving better service to customers will bring handsome returns to corporations. During the consolidation process, a number of problems of compatibility and standardization will occm, but tackling such problems is better than having semiautonomous data centers. 3.4 Strategy 4 - Standardize Data Structures As corporations grow, different data processing systems and data centers proliferate, especiaUy in transnational corporations. Consolidating data centers and systems as suggested in strategy 3 may not be sufficient. Corporations need to determine data needed at global levels and standarclize them. Standardization may not be possible for certain applications in an international setting since regulatory accounting of different countries may be a roadblock. However, this should not be taken as a signal for nonstandardization. Standardization will make useful information available throughout the corporation. For example, these days many corporations are adapting XML as part of data stmcture consolidation strategy. XML issues are addressed in the next section with more detail. 13 3.5 Strategy 5 - Accommodate Linkages with Cui-rent Strategic Allies and Provide Expansion for Future Str ategic Alliances Recent developments in globalization and Internet technology are spurring corporations to form sliategic alliances. Automobile manufacturers are, for example, forming alliances to influence prices and qualities of their raw materials and parts purchases. Similar alliances are growing at an accelerated pace in other industries. These alliances are designed to create not only purchasing power but also a variety of other mutual interests, from technological co-operation to joint production. 3.6 Strategy 6 - Globalize Human Resource Accounting As companies centralize their information systems through computerization, a global inventory of human skills should be developed. Frequent human resource problems arjse when Information Systems (IS) personnel focus locally rather than globally. Recmiting of specialists, for example, must be done not with a local perspective but with a global one. This will help eliminate possible redundancies with potential savings. 4 INTELLIGENT ENTERPRISES Enterprises competing in global markets assume complex organizational forms such as supply chain, virtual enterprise, Web-based enterprise, production network, e-business, and e manufacturing. Common traits of these organizations are willingness to cooperate, global distributed product development and manufacturing, and high coordination and communication. These traits have led the trend of transformation from 14 capital intensive to intelligence intensive entetprises [1 1]. Visions of the organization's future e-Business roles as an intelligent enterprise could be formulated as follows [12]: • Transparent - Intelligent enterprises will contain substantial amounts of information on capabilities, capacities, inventories, and plans that can be exchanged between tools, servers, and optimizing agents that will augment capabilities of their human masters. • Timely - Intelligent enterprises will be designed to meet a customer need exactly when the customer wants it. • Tuned - Through collaboration and sharing of knowledge, the intel1igent enterprise wiJl serve customer needs with a mjnimum of wasted effort or assets. 4.1 Knowledge Management and Integration with XML One important challenge for enterprises today is storing and reusing knowledge. For many organizations, up-to-dale knowledge of what is relevant and important to customers distinguishes their offerings. The challenge is to assimilate this rapidly changing knowledge about products and services quickly and distribute it rapidly to leverage it for improved performance and quality service. This means finding all knowledge that is embedded in and accessed through technologies and processes and stored in documents and external repositories and being able to share it quickly with the customers. The capital-based organization needs to transform into bigh-perforrn.ing, processbased, knowledge-based enterprises, characterized by agility, f lexibility, adaptability, and willingness to learn. To overcome the difficulties during the transformation, powetful tools are needed to manage the knowledge within the enterprise and to develop the 15 communication between the company and the customers. The key tool to be used within this process is XML, which will set the standards of communication and wm help to manage the knowledge [13]. To understand how XML will help us managing the knowledge, a def111ition of a knowledge-based business is needed. 4.2 Knowledge-Based Businesses The following six characteristics of knowledge-based business were defined in Davis and Botkin [14]. ~hese characteristics are actually guidelines for businesses to put their information to productive use. 4.2.1 The More You Use Knowledge-Based Offerings, The Smarter They Get This characteristic fits in the customer-defined offerings the companies give. For example, a credit card company can build a system that could understand the buying patterns of a customer that can protect the customer from fraud. A news agency can change the interface of its system to give the type of news that a newspaper or journal requests. Knowledge-based systems not only get smcuter but also enable their users to learn. For example, General Motors' computer-aided maintenance system not only helps novice mechanics to repair automobiles but also helps expe1t mechanics to refine their knowledge. As the technology advances, the amount of information that a mechanic needs to know expands rapidly. With tllis system a mechanic can leverage the knowledge of all mechanics using the system. As a result, the system continually improves, as does the service quality. 16 4.2.2 Knowledge-Based Products And Services Adjust To Changing Circumstances When knowledge is built into a product, the product may adjust itself in a smart manner to changing conditions. For example, a glass window that may reflect or transmit sunlight according to temperature is such a product. Producing tbese producl:s will not only be marketed well but also have important economical advantages. Tbe smart pr~ducts will guide their users as well. 4.2.3 Knowledge-Based Businesses Can Customize l1teir Offerings Knowledge-based products and servkes can determine customers' changing paltems, idiosyncrasies, and specific needs. For example, a smart telephony system can understand which language will be used on specific num bers~ also by using the voice recognition system, the need for telephone credit cards can be diminished. 4.2.4 Knowledge-Based Products A11d Services Have Relatively Short Life Cycles Many knowledge-based products have short life cycles, because they depend on the existing market conditions; their viability is short-lived. For example, the foreign exchange advisory services offered by a commercial bank are highly specialized and customized for corporate clients. Such services should be constantly upgraded to keep the profits and the proprietary edge. 4.2.5 Knowledge-Based Businesses Enable Customers To Act In Real Time Information becomes more valuable when it can be acted on constantly. A system that will deliver the tour book information while you are driving the car will have a great 17 value. An interactivity. added to the system will make the product's value even higher. Knowledge-based products can also act in real time. For example, a copier machine that calJs the maintenance provider when an error occurs wiJJ have a great value in this sense. 4.3 XML's Role in Business Applications The smallest cluster of knowledge is data. These are basic building blocks of information that come in four particular forms: numbers, words, sounds, and images. Manipulation of the data determines its value. The arrangement of data into meaningful patterns is information. For example, numbers can be arranged in tables, which is information; a series of sounds, which is music, can also be considered as information. Today, an important challenge for Internet-based businesses is using the information efficiently and in a productive way that will upgrade the information to knowledge. Thus, we say that knowledge is the application and productive use of information. The shift from the information to knowledge age will be via technology. The new enabling technologies of software development such as XML, J2EE, and Visual Studio are forcing e-businesses to build knowledge-based businesses. Here we will explain the most important enabling technology, XML, within the development of e~businesses. XML can be used effecti~ely for exchanging of business documents and information over the Internet. XML is a standard language that simultaneously presents content for display on the Intemet and describes the content so that other software can understand and use the data. Therefore XML can be a medium through which any business application can share documents, transactions, and workload with any other 18 business application [15]. In other words, XML can become the common language of ebusi. ness and knowledge management. One impmtant property of XML is providing .information about the meaning of the data. Thus, an XML-Jonnatted document could trigger a software application at a receiving company to launch an activity such as shipment loading. But to provide that level of data integration, trading partners would have to agree on definiti ons for the various types of documents as well as standard ways of doing business. In addition to facilitating e-commerce, having common defini tions and uses for data also enable an enterprise to better leverage the .knowledge ctmenrly stored in information silos. XML supports the searching and browsing of such information sHos [16]. It structures documents for granularity, such as alJowing access to sections within documents and fine-tuning retrieval Also, it annotates documents, which enables users to not restrict themselves to what is in the document. XML organizes documents by classifying documents into groups and supports browsing them. AdditionaiJy, it has Hyper Text Markup Language (HTML)-like linking options that help the information users to find the documents they arc seeking. Fig. I shows the tools that are common in the organization of information through XML. XML is the next evolution in knowledge management, and organizations are beginning to understand the potential of this technology to develop enterprise-wide information architectures. As a technology, XML does not bring any value to an organization. The value of XML wHI depend on how it js used within a company. The agreement on data definitions within an enterprise has always been a hard task. At rn.inlmum, XML should be implemented strategically within the organization. Ideally, the 19 Annotate Documents I RDF I Schemas J:: I XML I (.---, X-Poin- ter--, Fig. 1. Organization of information through XML. implementation should include strategic partners and other organizations that have a need to share data and information. XML is a majm advance in the standardization of information sharing across traditional information boundaries, both internal and external Information security and privacy issues are major concerns revolving around customer and corporate data flowing across wires. Successful knowledge management in a company often depends on having access to information outside the enterprise walls. XML can also be of value here by helping to improve the functioning of supply chains and the extranet. In conclusion, it becomes obvious that managing knowledge requires better tools. We need to create systems that manage documents, as people would do, and we know that better tools need better documents. Thus by building on a solid knowledge management strategy using XML, we believe an organization can gain competitive differentiation in the near future. 20 PART II INTERNET ENTERPRISE IMPLEMENTATION CONSIDERATIONS 1 INTRODUCTION In the first section of this module we introduced essential elements of enterprise engineering in abstract and general terms. Building on the notions explored in the first section, we will address here, specifics concerning designing and implementation of Internet enterprises. In this section, a review is provided of the key concepts and concerns an Internet enterprise engineering (IEE) project would encounter and need to address. Business engineering fundamentals, technologies, and strategies for the lrlternet such as Unified Modeling Language, Cosmos Model, Enterprise Maturity Model, Web Business . Models, Methods of Electronic Transaction, Online Contracts, Security Protocols, selected integrated development tools, Next Generation Internet, and Internet2 arc covered. Over 20 occupational roles within IEE are identified and described separately. A technology implementation platform and strategy are introduced, along with marketing and customer retention technologies and strategies on the Internet A detailed overview is provided of the various Internet business tools, technologies, and terminology for the systematic construction of new ventures on the Internet l7]. For convenience, all these issues are summarized in table fmm at the end of this section. 2 BUSINESS ENGINEERING FUNDAMENTALS 2.1 UML: Officially introduced in November 1997, UML has quickly become the standard modeling language for software development [6]. It bas a business model approach that provides a plan for engineering an orchestrated set of business functions. It 21 provjdes a framework by which business is to be performed, allowing for changes and various improvements in the process. The model is designed to be able to anticipate changes in business function in order to maintain an edge on the competition. One of the advantages of modeling in UML is that it can visually depict functions, relationships, and paradigms. UML is a recommended tool for business analysts to break down a large-scale business operation into its constituent parts. Capturing a business model in one diagram is not realistic, so it should be noted that a business model is actually composed of a number of different views. Each view is designed to capture a separate purpose or function without losing any important overall understanding of the business operation. A view is composed of a set of diagrams, each of which shows a specific aspect of the business structure. A diagram can show a structure or a kind of dynamic collaboration. The diagrams contain objects, processes, rules, goals, and visions as defined in the business analysis. Objects contain information about mechanisms in the business, and processes are functions that use objects to affect or produce other objects. Objectoriented techniques can be used to describe a business. There are similar concepts in business functions that mn parallel to object-oriented techniques of designconceptualization. Another advantage of UML is derived from the ability of business modelers and software developers to use the same conceplualization tools and techniques to achieve a common business end. Additionally, the power of UML is derived :from its ability to transcend tbe standard organizational chart [ 17]. 22 2.2 Cosmos Model: A generic approach for a business to manage change is through a holistic framework as described by Yeh in his three-dimensional model called Cosmos (Fig. 1). One of the important aspects of this model is that three dimensions exist interdependently because each dimension behaves as an enabler and an inhibitor to the other dimensions. The ";activity structure" dimension covers how work is structured in an organization, factoring in the steps and tasks that are taken to achieve an appropriate level of workflow. The ";infrastructure dimension" covers how resources are allocated and factors in the assets of an enterprise. The ";coordination dimension" covers how information is created, shared, and distributed. The cultural aspects of the enterprise are factored in here. The Cosmos model provides a conceptual space bounded by concrete factors for successfully navigating from one point of an organizational situation to another. Infrastructure Long-term vs. short-term objectives Activity Structure Stability vs. Flexibility Target Coordination Structure Modu]arity vs. Interconnectedness Fig. l. Cosmos model--holistic framework for managing change. [13) 23 The Cosmos model is an abstract tool for managers to guide their company along the best possible path. The trade-offs between the three dimensions at each point in the journey along the path are what the manager must determine to be most effective and best for the organization as a whole. In the case of work structure, there is an inherent tradeoff between stability and flexibility. In the case of a coordination structure, there is a tradeoff between strictly aligning of human resources with company objectives and providing each operating unit with sufficient autonomy. More autonomous organizations are generally organized with a greater degree of modularity, allowing for the ability to make rapid decisions by adapting to changing market conditions. In the case of infrastlucture, there is a trade-off between seeking short-term gain versus long-term gain. Overall, the Cosmos mode] provides an executive or project manager with another technique to visualize the overaJJ situation and path of an organization by laking into account the three dimensions that correspond to the three main forces that affect its future [ 18]. 2.3 Enterprise Maturity Model: In order to characterize a business in terms of its level of maturity, focus, activity, coordination, and infrastructure, please refer to Table l, provided by Yeh [18]. The table provides an overview of the various levels of enterprise maturity. 2.4 Web Business Models: Entrepreneurs who wish to start e-businesses need to be aware of e-business models and how to implement them effectively. The combination 24 of a company's policy, operations, technology, and ideology defines its business model. Table 2 describes in more detail the types of business models in existence today [6, 19]. 2.5 IVIethods of Elech·onic Transaction: There are various methods and mechanisms that merchants can collect income through electronic transactions. Table 3 provides the types of transactions covered such as credit card, e-walJets, debit cards, digital currency, peer-to-peer, smartcards, micro-payments, and e-billing [19]. 2.6 OnJine Contracts: An online contract can be accomplished throt1gh the use of a digital signature. Digital signatures are the electronic equivalent of written signatures. The Electronic Signatures in Global and National Commerce Act of 2000 (E-sign Bi11) recently passed into law were developed for use in public-key cryptography to solve the problems of authentication and integrity. The purpose of a digital signature is for electronic authorization. The U.S. government's digital authentication standard is called the Digital Signature Algorithm. The U.S. government also recently passed digitalsignature legislation that makes digital signatures as legally bindiqg as handwritten signatures. This legislation is designed to promote more activity in e-business by legitimizing online contractual agreements. 2.7 Security Protocols: Netscape Communkations developed the SSL protocol, developed as a non-proprietary protocol commonly used to secure communication on the Internet and the Web. SSL is designed to use public-key technology and digital 25 certificates to authenticate the server. in a transaction and to protect private information as it passes from one party to another over the Tnternet. SSL can effectively protect information as it is passes through the Internet but does not necessarily protect private information once stored on the merchant's server. An example of private information would be credit card numbers. When a merchant receives credit-card information with an order, the information is often decrypted and stored on the merchant's server until the order is placed. An insecure server wi th data that are not encrypted is vulnerable to unauthorized access by a third party to that information. SET protocol was developed by Visa International and MasterCard and was designed speci.tically to protect e-commerce payment transactions [20]. SET uses digital certificates to authenticate each party in an e-commerce transaction, including the customer, merchant, and the merchant's bank. In order for SET to work, merchants must have a digital certificate and special SET software to process transactions. Additionally, customers must have complementary digital certificate and digital walJet software. A digital wallet is similar to a real wallet to the extent that it stores credit (or debit) card information for multiple cards, as well as a digital certificate verifying the cardholder's identity. Digital wallets add convenience to online shopping because customers no longer need to re-enter their credit card information at each shopping site. 2.8 Integrated Tool Example: Drumbeat 2000: Macromedia Drumbeat 2000 is a tool capable of accepting and delivering complex infmmation and functionality through a web-interface [21]. The tool aids a visually skilled Web designer in competitively building a website without necessarily having to do any coding, which is useful in the 26 initial prolotyping phase. It is a tool that can interact with the back-end database with the ability to build a user-friendly client-side using Active Server Page (ASP) Web technology. ASP technology enables a real-time connection to the database, so any changes made to the database are immediately re flected on the client side. Macromedia D1umbeat 2000 claims to provide everything needed to build dynamic Web applications and online stores visually at a fraction of the typical development time and expense. The designers of Drumbeat 2000 also cl aim that the development environment can keep up with continuously evolving web technology, thus making it a future-oriented technology. 2.9 NGI: This initiatjve is a mulli-agency Federal research and development program began on October 1, 1997 with the participation of the following agencies: DARPA, DOE, NASA, NIH, NIST, and NSF (Table 4). These agencies arc charged with the responsibility of developing advanced networking technologies and revolutionary applications that require advanced networkjng. 2.10 Internet2: The Intemet2 is a consortium of over 180 uruversit ies leading the way towards a partnership with industry and government to develop advanced network applications and technologies in order to accelerate formation of a more advanced Internet. The primary goals of Internct2 are to create a leading edge network capability for the national research community, enable revolutionary Internet applications, and ensure the rapid transfer of new network services and applications to the broader Internet community. Through Intemet2 working groups and initiatives, Internet2 members are 27 collaborating on advanced app.lications, middleware, new networking capabilities, advanced network infrastructure, partnerships, and alliances [22). 3 OCCUPATIONAL ROLES IN illE In order to build, deploy, and maintain an Internet Enterprise, certain roles and positions most be filled for the organization to be effective. Table 5 lists and describes many of the relevant roles required within an enterprise initiative, such as Chief Privacy Officer (CPO), in addition to the more traditional organizational roles such as Chief Executive Ofilcer (CEO), Chief Technology Officer (CTO), and Chief Financial Officer (CFO) [20, 23]. 4 TECHNOLOGY IMPLEMENTATION AND STRATEGY 4.1 Microsoft Dotsmart Initiative: There are various approaches to imp.lementing strategic planning and technology implementations. For illustrative purposes, Microsoft is considered in this thesis to be one such approach for enterprise planning. Once the overall conceptualization and business pattern is created and a.ll the necessary occupational roles within the organization are identified, it is necessary to identify exactly which technology to utilize in order to build and implement the business venture. As the requirements of a business are analyzed, a useful guide is the Microsoft Dotsmarl Initiative. This mode of business analysis will help determine which business engineering concepts to use and what kinds of personnel are needed to 1un the operation. Additionally, the Microsoft Dotsmatt Initiative provides key points to address when building an Intemet operation from scratch. 28 4.2 Microsoft Technology Centers (MTCs): MTCs are areas designed for groups of entrepreneurs, Information Technology personnel, and businessmen for the rapid development. of robust e-commerce solutions. At these facilities, developers, entrepreneurs, and high-technology business persons use Microsoft Technology and the relevant knowledge to build enterprise solutions. The centers provide the essentials a team would need to develop an enterptise from the initial conception of the idea to launch. Microsoft provides essential equipment, support, and expe11ise, with an application of a ";best-practices" approach. These best practices have been tested before at MTCs, expediting the development progress and time to market. Laboratory sessions are designed to bring together an assortment of entrepreneurial individuals as they facilitate the development process using the latest Microsoft products. The MTCs offer customers wishing to capitalize on emerging Microsoft.NET technologies the service, infrastltlctme, and development environment to accelerate their projects and reduce thejr risk. The working laboratory is intended to help customers develop and test next-genera6on e-commerce technologies and demonstrate further the value of Windows platforms and other industry-standard systems for powering ebusiness. 4.3 Impact of XML: XML represents a more general way of defining text-based/ documents compared to Hypertext Markup Language (HTML). Both HTML and XML descend from Standard Generalized Markup Language (SGML). The greatest difference between HTML and XML is the flexibi lity of the allowable tag found in XML. An XMLbased document can define its own tags, in addition to including a set of tags defined by a 29 third-party. This ability may become very useful for those applications that need to deal with very complex data structures. An example of an XML-based language is the Wireless Markup Language (WML). WML essentially allows text pm1ions of Web pages to be displayed on wireless devices, such as cellular phones and personal digital assistants (PDAs). WML works with the Wireless AppHcation Protocol (W AP) to deliver this content. WML is similar to HTML but does not require input devi ces such as a keyboard or mouse for navigation. In the case of a PDA thal requests a Web page on the Intemet, a WAP gateway receives the request, translates it, and sends it to the appropriate Internet server. In response, the server replies by sending the requested WML document. The WAP gateway parses this document's WML and sends the proper text to the PDA. This introduces the element of device portability. 4.4 Microsoft.Net Initiative: Microsoft announced a new generation of software called Microsoft .NET. This software is intended to enable every developer, business, and consumer to benefit from the combination of a variety of new Internet devices and programmable Web services that characte1ize NGI. Microsoft is trying to create an advanced new generation of software that wiiJ drive NGI. This initiative is called Microsoft.NET and it.s key purpose is to make information available at any time, in any place, and on any device. 4.5 Microsoft BizTalk 0 1·chestration: For IEE purposes, BizTalk Server 2000 is the considered a nex t-generation software that plays an important role in forming the infrastructure and tools for building successful e-commerce communities. The core of 30 BizTalk Server offers business document routing, transformation, and tracking infras tructure that is mles based. BizTalk Server offers many services that allow for quickly building dynamic business processes for smooth integration of applications and business partners while utilizing pubJic standards to ensure interoperability. Essentially, BizTalk server provides a method to build dynamic business processes quickly. 4.6 Back-end Configurations Using Microsoft Technology: In the design of the backend of a website, special considerations must be given to security. This is done by providing a kind of safety buffer from the greater world of the Internet using a demiUtarized-zone (DMZ) strategy. The components of a DMZ such as the firewall, the front-end network, the back-end nelwork, and the secure network function as a security buffer from the outside world. 4.7 Rapid Economic Justification (RE.fl: The REJ framework makes it possible for IT and business executives to demonstrate how specific investments in IT will eventually benefit the business, ensuring in the process that the IT projects are aligned with the specific business strategies and priorities. IT investments play a critical role in Internet enterprises. Important decision-making at the early stages of any venture does require an effective methodology to identify the best strategic IT investments. Leaders in the upper echelon of organizations such as CEOs, CTOs, and CFOs are being overwhelmed with complex information. REJ may prove to be a reliable method to quickly evaluate the true value worth and potential of a company by taking into consideration its intangible IT assets. 31 In the past, companies developed metrics for the valuation of IT investments on the basis of cost improvements. Metric methodologies have focused on Total Cost of Ownership (TCO), whereas the strategic role of IT in boosting new opportunities for business has been largely ignored. Understandably, the benefits of IT can be traced to ways of measuring business value the traditional way. Unfortunately, current business practices are not necessarily adequately equipped to handle the complexities of the New Economy. Although the economic justification of IT projects has been researched extensively in the past decade, the problem is that these metiJods and techniques require too much data-crunching power and time to prepare. These unwieldy research techniques need to be replaced by a new and practical approach to quantify swiftly and accurately the true value of IT investments. 5 MARKETING AND CUSTOMER RETENTION 5.1 Online Marketing: The Internet provides marketers with new tools and convenience that can considerably increase the success of their marketing efforts. An Internet marketing campaign such as advertising, promotions, public relations, partnering and Customer Relationship Management (CRM) systems are all an integral prut of the marketing process. Table 6 describes the various techniques at the marketer's disposal when using the Internet as the medium of customer information delivery [19]. 5.2 CRM Systems: CRM is a general but systematic methodology using both business and technological techniques to maintain and grow a business's customer base. CRM systems enable a business to keep detaj led records on the activity of its c ustomers 32 by using new, sophisticated tracking systems on the Internet. Table 7 shows various areas where CRM technology and CRM business techniques can assist in managing a customer base [19]. 5.3 Web Design Technology Example: Dreamweaver Technology: Macromedia Dreamweaver is Web technology for building websites on the Internet without the need for programming directly in HTivlL [21]. Also, Web designers are easily able to create Web-based leaming content with Dreamweaver 4.0. A Web designer has the ability to create site maps of the website that can be easily maintained and enhanced. This is a very popular technology available on the market that can be used to make professional quality websites for marketing and promotional purposes. 5.4 Web Enhancement Technology Example: Flash Technology: Macromedia Flash is a multimedia technology for applications on the Web. This technology gives the user, especially one not artistically talented, the ability to develop interactive animations that can look quite impressive. A flash movie can be embedded into a Web site or run as a standalone program, and Flash is compatible with Dreamweaver. Flash movies can be made with sound and animation, so it is useful as a software tool to produce demonstrations at the user-interface. Flash can be used on CD-ROMs and allows for the construction of cross-platform audio/video animations and still jmages. 33 \ 6 SUMI\-IARY TABLES We would like to reiterate emphasis areas for Electronic Enterprise as listed in the introduction of this module. These are a) hardware (mechanisms associated with physical world), b) software (mechanisms associated with computational world), c) netware (mechanisms associated with communications), and d) peopleware (mechanisms associated with human element) [23, 24]. Following tables provide a useful Jist in all these areas. For convenience, we include all summary tables in following order: Table 1 Enterprise Maturity Levels Table 2 Web Business Models Table 3 Electronic Transactions Table 4 NGI Participating Agencies Table 5 Occupational Roles in lEE Table 6 Marketing Techniques on the Internet Table 7 Customer Relationship Management 34 Table 1 Enterprise Maturity Levels Levels Focus Activity Coordination Infrastructure 5. Whole Human-society Process Self-directed teams Long-term oriented; in engineering dominate orientation, harmony with methodology workplace; toLal personal mastery, nature, people institutionalized; alignment; open, heavy investments routinely do the Flexible and honest in IT, continuous right things: predictable communication improvement change is second process, right the channels institutionalized nature first time, value- throughout adderl activities only 4. Wise Stakeholders and Process monitored Organjzational Organi:z.ation community automatically for structure based on competency oriented in high performance; cross-trained case management; harmony with dominated by teams; vision continuing community; value-added al igned with the education; team-people routinely activities; high needs of the based structure; doing things right. degrl:e of society tenm-oriented HR Changes are concurrency; few policy planned and handoffs mannged 3. Mature Customer oriented; Process defined Vision defined Integrated customer's needs and is measured with extensive capacity, are anticipated; buy-ins, multi- con sol ida ted people are proud to functional project function; work here teams exist; investment in participatory training and work culture with force planning; managers as flattened coaches organization 2. Stable Competition- Process under Internal focus, Short-term focus, oriented reactive statistical control; control oriented, fragmented bench-marking as functional division capacity, little IT, a result of reaction, hierarchical, inflexible process, difficult to get has many information, no handoffs and a formal HR policy substantial number of non-value-added tasks I . Ignorant Disoriented- Fire-fighting Ad- No clear vision, Don' t know where chaotic hoc, unpredictable, resources exist fragmented Rumor mill rampant 35 e-Business Model Storefront Model Auction Model Portal Model Dynamic Pricing Model Comparison Pricing Model Demand-Sensitive Pricing Model Table 2 Web Business Models Description The~ storefront model is what many persons think of when they bear the word ebusiness. The storefront model combines transaction processing, security, online payment and information storage to enable merchants to sell their products on lhe web. This is a basic form of e-commcrce where the buyer and seller interact directly. To conduct storefront c-commerce, merchants need to organize an online catalog of products, take orders through their Web sites, accept pnyments in a secure envi ronment, send merchandise to customers, and manage customer data. One of the most commonly used e-commercc enablers is the shopping cart. This order-processing technology allows customers to accumulate items they wish to buy as they continue to shop. www.amazon.com is a good example. Forrester Research reveals that an estimated $3.8 billion will be spent on online person-to-person auctions in the year 2000 alone. This number is expected to rise to $52 billion for Business-to-Business (B2B) auctions. Usually auction sites act as forums through which Internet users can log-on and assume the role of either bidder or seller. As a seller, you are able to post an item you wish to sell, the minimum price you require to sell it, your item, and a deadline to close the auction. As a bidder, you may search the site for availability of the item you are seeking, view lhe current bidding activity and place a bid. They usually do not involve themselves in payment and delivery. www.ebay.com is a good example. Portal sites give visitors the chance to find almost everything they are looking for in one place. They often offer news, sports, and weather, as weU as the ability to search the Web. Search engines are h01i zontal portals, or portals that aggregate information on a broad range of topics. Yahoo! at www.yahoo.com is an example of a horizontal portal. America Online (AOL) www.aol.com is an example of a vertical portal because it is a community-based site. The Web has changed the way business is done and the way products are priced. Companies such as Priceline (www.pricelinc.com) and Imandi (www.imandi.com) have enabled customers to name their prices for travel, homes, automobiles, and consumer goods. The name-your-price model empowers customers by allowing them to choose their price for products and services. The comparison pricing model allows customers to polJ a variety of merchants and find a desired product or service at the lowest price (i.e. www.bottomdollar.com). The Web has enabled customers to demand bener, faster service at cheaper prices. It has also empowered buyers to shop in large groups to achieve a group rate (i.e., www.rnercata.com). Customers become loyal to Mercata because it helps them save money. 36 e-Business Model Bartering Model Advertising Model Procurement Model B2B Service Provider Model · Online Trading Model Online Lending Model Online Recruiting Model Online Travel Service Model TabJe 2 (Continued) Description A popular method of conducting e-business is bartering, offering one item in exchange for anotiier. If a business is looking to get rid of an overstocked product, iSolve ~isolve.com) can help sell it PotenHal customers send their pricing pre ferences to the merchant who evaluates the offer. Deals are often part barter and part cash. Examples of items typically bartered are overstocked inventory items, factory surplus, and unneeded assets. Forming business models around advertising-driven revenue streams is the advertising model. Television networks, radio stations, magazines, and print media usc advertising to fund their operations and make a profit. www.Iwon.com is a portal site that rewards users with raffle points as they browse the site's content. www.freemerchant.com offers free hosting, a free store builder, a free shopping cart, free traffic logs, free auction tools and all the necessary elements for running an e-commerce storefront. Frccmerchanl makes money from its strategic partnerships and referrals. The procurement model means acquiring goods and services with effective supply chain management via a B2B Exchange. ICG Commerce Systems (www.icgcommerce.com) is a site that enables businesses, customers, suppliers, purchasers, and any combination of these to interact and conduct transactions over the Internet. The system supports B2B, B2C, and all variations of these models. · B2B service providers make B2B transactions on the Internet easier. These e-businesscs help other businesses improve policies, procedures, customer service, and general operations. Ariba (www.ariba.com) is a B2B service provider. The online trading model is essentially securities trading on the Internet. Trading sites allow you to research securities and to buy, sell, and manage all of your investments from your desktop; they usually cost less. Charles Schwab (www.schwab.com) is a notable example. Companies are now making loans online. E-loan (www.eloan.com) offers creditcard services, home equity loans, and the tools and calculators to help you make educated borrowing decisions. Recruiting and job searching can be done effectively on the Web whether you are an employer or a job seeker. Refer.com (www.refer.com) rewards visitors for successful job referrals. Web surfers can search for and arrange for all their travel and accommodations online, and can often save money doing so. Cheaptickets (www.cheaptic kets.com) .is a similar site that helps customers find discount fares for airl.ine tickets, hotel rooms, cruise vacations and rental cars. 37 e-Business Model Online Entertainment Model Energy Distribution Model Braintrust Model Online Learning Model Click-and-Mortar Model Table 2 (Continued) Description The entertainment industry has recognized this and has leveraged its power to sell movie tickets, albums and any other entertainment-related content they can fit on a Web page. ICast.corn (www.icast.com) is a multimedia-rich entertainment site. A number of companies have set up energy exchanges where buyers and sellers come together to corrununicate, buy, sell, and distribute energy. These companies sell crude oil, electricity, and the products and systems for distributing them. Altranet (_www.altranet.com) also sells energy commodities. Companies can buy patents and other intellectual property online. Yet2 (www.yct2.com) is an e-business designed to help companies raise capital by selling intellectuaJ property such as patents and trademarks. Universities and corporate-training companies offer high-quality distance education directly over the Web. Click2learn ~www.click2 1earn.com) has created a database of products and services to elp mdtvtdunls and companies fi.nd the education they need. Brick-and-mortar companies who wish to bring their businesses to the Web must determine the level of cooperation and integration the two separate entities will share. A company that can offer its services both offline and o nline is called click-and-mortar, such as Barnes & Noble (www.bn.com). 38 Electronic Transaction T e Credit Card Transactions E-wallets Debit cards Digital Currency Table 3 Electronic Transactions Descrjption Merchant must have a merchant. account with a bank. Specialized Internet merchant accounts have been established to handle online credit card transactions. These transactions are processed by banks or third-party services. To faci litate the credit card process, many companies are introducing electronic wallet services. E-wallets allow you to keep track of your billing and shipping information so it can be entered with one click. Banks and businesses are also creating options for online payment that do not involve credit cards. There are many forms of digital currency; digital cash is one example. It is stored electronically and can be used to make online electronic payments. Digjtal cash is often used with other payment technologies such as digital wallets. Digital cash allows people who do not have credit cards to shop online, and merchants accepting digital-cash payments avoid creditcard transaction fees. 39 Examples Companies like Cybercnsh (www.cybercash.com) and ICat (www.icat.com) enable merchants to accept credit card payments online like www.Charge.com. www. visa.com offers a variety of ewallets. Entrypoint.com offers a free, personalized desktop toolbar that includes an e-wallct to facltitate one click shopping at its affiliate stores. In order to standardize e-wallet technology and gain wider acceptance among vendors, Visa, Mastercard, and a group of e-wallet vendors have standardized the technology with the Electronic Commerce Modeling Language (ECML), unveiled in June 1999 and adopted by many online vendors. Companies such as AroeriNet allow merchants to accept a customer's checking-account number as a valid form of payment. AmeriNet provides authorization and account settlement, handles distribution and shipping (fulfi11ment), and manages customer service inquiries. E-Cash Technologies (www.ccas.b.com) is a secure digitalcash provider that allows you to withdraw funds from your traditional bank account. Gift cash is another form of digital currency that can be redeemed at leading shopping sites. Web. Flooz (www.Jlooz.wm) is an example of gift currency. Some companies offer points-based rewards. www.beenz.com is an international, points-based currency system. Electronic Transaction Peer-to-peer Smart Cards Micropaymenls Table 3 (Continued) Description Peer-to-peer transactions allow online monetary transfers between consumers. A card with a computer chip embedded on its face is able to hold more information than an ordinary credit card with a magnetic strip. There are contact and contactless smartcards. Similar to smart cards, ATM cards can be used to make purchases over the Internet. Merchants must pay for each credit card transaction that is processed. The cost of some items could be lower than the standard transaction fees, causing merchants to incur losses. Micropayments, or payments that generally do not exceed $10.00, offer a way for companies offering nominal.ly priced products and services to generate a profit. 40 Examples cCash runs a peer-to-peer payment services that allows the transfer of digital cash via email between two people who have accounts at eCashcnablcd banks. Pay Pal offers a digital payment system known as X payments. PayPal allows a user to send money to anyone with an email nddress, regardless of what bank either person uses or whether the recipient is pre-registered with the service. EConnect has technology in the form of a device that connects to your computer and scrambles financial data, making it secure to send the data over the Internet. EpocketPay is another product developed by eConnect that allows a consumer to make secure purchases from the ePocketPay portable device. This device acts as a cell phone with a card reader built into it and will allow you to make secure purchases anywhere. Millicent js a micropayment technology provider. Millicent handles all of the payment processing needed for the operation of an e-busi ness, customer support, and distribution services. Millicent's services are especially useful to companies that offer subscription fees and small pay-per-download fees for digjtal content. c-Billi ng Electronic llill Presentment and payment (EllPP) offers the ability to present a company's bill on multiple platforms online. Payments arc generally electronic transfers from consumer checking accounts. 41 The Automated Clearing House (ACH) is the current method for processing electronic monetary transfers. Table4 NGI Participating Agencies _A~c~ro~t~1Y~n_l_ _~ E_x~p_a_n_si~n --- ~ --- ~--~ --- DARPA Defense Advnnced Research Projects Agency DOE Department of Energy (beg inning in PY 1999) NASA National Aeronautics and Space Administration NIH National Insti tutes of Health NIST National Institute of Standards and Tec hnology NSF National Science Foundation 42 Occupation Entrepreneur e-Commerce Program Manager Enterprise Architect Business and Infonnation Architect Table 5 Occupational Roles in illE Descdptjon An entrepreneur on the Internet is usually the person with the initial idea for the entire business and is involved in its early stages of inception before official management takes over. e-Commerce Program Managers are involved in enterprise-wide ecommerce initiatives and projects, managing e-cornmerce integration and overall business and technology architecture and infrastn1cture. Usually, they arc senior-level line managers who are effective at uniting the business and technology front by coordinating units within an organization and across the extended enterprise. Enterprise Arc hitects are involved in the definition, alignment, and refinement of the overall ente rprise architecture. Their responsibilities include seeing to it that many of the tasks of program management are can·ied out properly. More important, they must provide guidance so individual projects can make optimal use of infrastructure resources for e-Cornmerce. A balancing act between business requirements and tcchnologicnl capabilities is accomplished through their efforts . Enterprise Architects have a duty to identify the requirements, goals, and constraints of the project. They allocate responsibilities for each of the architectural elements. They are also responsible for lhe coordination of the modeling and design activities for the overall enterprise architecture. They are the chief e-commerce architects because they coordinate the work information, infrastructure and application architects. All architects and modelers should be completely capable in design patterns common to the many facets of business and technology. The design pattern movement has affected all aspects of analysis, design, and implementation of componentbased systems. Design patterns are the reusable material of architecture and have an important role in the complex distributed information systems lhat are conceived and developed today. Business and Information Architects have business domain knowledge, including business processes and logical information structures. They coordinate the work of business and technology analysts and modelers who develop abstract representations or business object models of the subjects, rules, roles, events, tasks, activities, and policies of the business domain. Application-neutral models that are built enable the reuse of business engineering analysis and design patterns and artifacts 43 Occupation Infrastructure Architect Application Architect Humru1 Factors Engineer Business Manager Internet Commerce Architect Table 5 (Continued) Description Infrastructure Architects identify the technical services required of the technology infrastructure to empower and support the logical busi ness and information architecture. They evaluate existing infrastructure services, s\~l ect those appropriate to a given project and acquire (via build or buy) new components needed in the infrastructure. They oversee the work of technical specialists in modeling the service architecture of the technical infrastmcturc. They maintain the technical components of the development repository. Application Architects coordinate the business process modeling activities across multiple projects and business domains. They coordinate the work of domain modelers and maintain the repository of business and component models. They evaluate existing business component services, sclectthose appropriate to a given project and (via build or buy) new components needed in the evolving business model. They maintain the business application components of thC development repository. Most importantly. tl1ey guide solution developers in blending the business object model with the infrastruchJre services needed to implement the models in an e~com merce platform. Human Factors Engineers are needed to design the next generation of user interfaces. While the graphical user Interface (GUD is recognized as the enabler of wide-spread personnl computing, task centered user interfaces provide assistance to end-users and can be a boon to productivity in the world of e-commerce. E-commerce transactions can involve a multitude of complex steps and processes. Well-designed user interfaces can help navigate and guide the user through these tasks, keeping track of the progress, and picking up where users leave off when transactions span multiple sessions of work. The Business Manager is responsible for the business approach on the Internet, creating and operating the Internet presence for the business, deciding what products and services are sold online, determining pricing, and establishing the key business relationships needed lo make a venture successful. This is primarily a business role, with particular attention paid to the success of the online business and bottom line. The Internet Commerce Architect is generally a systems analyst who turns the business requirements into a system design that incorporates the creation and management of content, the tnmsaction processing, fulfillment, and technical aspects of customer service 44 Occupation Solution Developer Content Designer Content Author Implementor Database Administrator Internet Sales and Marketing Customer Service Representative T~lble 5 (Continued) Description Solution Developers are application developers. They develop the use cases for the specific application at hand, compose solutions through extensive use of business object models, and use repositories. They assemble application components to implement c-commercc application. Unlike conventional programmers or programmer/analysts, they do not build or pmgram components. Instead, they assemble or glue together business solut ions from prefabricated components. They use highly integrated development environments (IDEs) such as IBM's VisuaiAge, Symantec's Visual Caf6, Sybase's PowcrJ, and Inprise's Jbuilder. Emerging Computer Assisted Software Engineering (CASE) tools and related methods will likely appear that tighten the link between business modeling and software development. Tools for understanding and managing business processes, such as Inte11icorp's LiveModel allows solution developers to build logical business that can automate the configuration and management of the SAP/R3 ERP system. The Content Designer is responsible for the look and feel of an Internet commerce system, including the graphic design, page layout, and user experience. The Content Author creates or adapts product information into a form that can be used for internet commerce, working within the design laid out by the content designer. The Impleme::ntor is responsible for creating any programs or software extensions needed to make the Internet commerce system work. For example, an Implementor might write the software or construct an ASP page using Drumbeat 2000 that takes product information from a database and dynamically renders it into a Web page. In the case that a database is used in the back-end, the Database Administrator (DBA) manages the creation and operation of the database to ensure its reliability, integrity, and performance. The Sales and Marketing team is responsible for focused efforts in promoting Internet-based commerce. Customer Service Representatives answer questions about products, assist buyers with registration or the purchasing of goods and services. 45 Occupation Component Developer Operations Manager System Supervisor System Administrator Security Officer Fulfillment Agent CPO Internet Lawyer Internet Accountant Table 5 (Continued) Description Component Developers usually build components in the form of coding projects. They are masters of component technology and know the intricacies of composition, delegation, and object-oriented systems analysis and design. They are proficient in component development languages (such as Java and C++), modeling standards (such as UMLand XMI), and distributed computing platforms (such as CORBA, DCOM, EJB). They understand and think in terms of architectural design patterns. In the meanti me, they will close the gap between business requirements and available components. Component developers must be highly qualified software engineers since quality'components do not just happen. They are carefully constructed using quality soflware engineering disciplines. Component Developers, therefore, must be highly trained specialists and masters of software quality processes such as CMM and ISO, as well as masters of component-based development methods. The Operations Manager is responsible for managing all service activities for the Internet commerce system. The System Supervisor manages the system staff. The System Administrator is responsible for the technical operations of the computer systems and networks. The Security Officer ensures that appropriate security measures have been taken in the design and implementation of the Internet commerce system. The Fulfillment Agent is responsible for shipping and handling of physical goods or delivery of services. In the case of digital goods, the fulfillment agent is responsible for overseeing the operation of the fulfillment system. The Chief Privacy Officer is io charge of measures for ensuring the security of vital company information, such as customer credit card numbers remains secure within the company network. An Internet Lawyer is a legal expert for Internet fu nctions. The .importance of this position cannot be overstated, because new laws and regulations could ki ll a company without legal assistance, prevention, or intervention. The Internet Accountant is responsible for ensuring that the proper accounting procedures have been followed for Internet-based transactions. 46 Technique Domain name FAQ Forum Networking Faci litation Promotions c-Business advertising Pay-per-click Pay-per-lead Pay-per-sale Webcasting Interactive Advertising Public Relations and press releases Trade shows Table 6 Marketing Techniques on the Internet Description The Universal Resource Locator (URL) represents the address of the domain name, which must be chosen with care because it reflects the company's values immediately and connotes immediate meaning to customers with its first impression. One can purchose a domain name at www.networksolutions.com. A frequently asked questions (FAQ) section contributes to a userfiiendly site. An onli ne forum on the website enables customers to congregate at a pre-de~ign at cd place on the site to post comments and to share ideas. This promotes site activi ty. It is important to make it easy for the customer to recommend a site to a friend. This can be accomplished with a quick button that brings up an email exchange. c-Business promotions can attract visitors to your s ite and can influence purchasing. Netcenlives.com is a company that can provide your business with customer reward programs. P ublicizing through traditional channels such as television slots, movies, newspapers, and magazines is effective. Pay-per-click is a mode of operation that calls for paying the host according to the number of click-throughs to a site. Pay-per-lead is a mode of operation that pays the host for every lead generated from the advertisement. Pay-per-sale is a mode of operation that pays the host for every sale resulting from a click through. Webcasting is a broadcasting technique on the Web that uses streaming media to broadcast an event over the Web. Interactive Advertising involves consumers in the advertising campaign. An example is WebRIOT, a game show on MTV. The game is aired on television, and viewers can join in the game at the same time by playing online. Public Relations (PR) and press releases keep customers and your company's employees current on the latest information about products, services, and intemal and external issues such as company promotions and consumer reactions. Trade shows arc excellent opportunities to generate site interest by speaking at conferences, which increases brand awareness 47 Table 7 Customer Relationship Management CR.M:Area Handling Sales tracking Transaction support Data-mining Call center Log-file analysis Cookie Customer registrntion Personalization One-to-one marketing Onsite Search engine Registering with Internet search engines Partnering Afffiiate Programs Culture management Description Handling is essentially the maintenance of out-bound and in-bound calls from customers and service representatives. Sales tracking is the process of tracing and recording all sales made. Transaction support entails technology and personnel used for conducting transactions. Data-mini ng is a wny to analyze information collected from visitors. Data-mining uses algorithms and statistical tools to find patterns in data gathered from customer visits. A call center gathers customer-service representatives who can be reached by an 800 number or through email, online text chatting, or real-time voice communications. A log-file analysis is a useful way to keep track of your visitors in tenns of site visits, including each visitor's location, IP address, time of visit, frequency of visits, and other key indicators. A cookie is a technology that keeps a profile on each visitor. Customer registration is an excellent method to create customer profiles because visitors fi ll out a form with personal information. Personalization technology can help a company understand the needs of its customers and the effectiveness of its website, thereby catering to the whims of the customer. One-to-one marketing such as e-mails confirms purchases and offers new products, showing customers that the business appreciates their patronage. Onsite Search engines allow people to find information relative to a subject of interest amidst the large amounts of information available on a personal website. Registering with Internet search engines is important because there are reportedly over 400 se::arch engines in usc on the Internet. This process makes a website known to the world by submitting the website as a searchable domain name in a sea of domain names. Partncring is a way of forming a strategic union with another company. Generally, legal contracts are usually written to define the relationship in a wf'ly to help a company provide customers with complimentary services and product<;. An Affiliate Program is an agreement between two parties that one will pay the other a commission based on a designated consumer action. Affi liate programs establish new income streams for companies and individuals that host the advertising affili ate websites. Culture management is the ability to understand and cater lo a target audience's patronage and culture, especially in global enterprises. 48 LIST OF REFERENCES [1] 0. Aktunc, ";The Role of Component Technologies on Enterprise Engineering,"; Masters Thesis, Department of Electrical and Computer Engineering, University of Alabama at Birmingham, 2002. [2] D.H. Liles, M.E. Johnson, L.M. Meade, and D.R. Underdown, ";Enterprise Engineering: A Discipline?"; Society for Ente1prise Engineering Conference Proceedings, June 1995. [3] L. Whitman, Enterprise Engineeiing IE8801 class webpage, http://webs.twsu. edu/enteng, 2002. [4] W.D. Barnett and M.K. Raja, ";Object-Oriented Enterprise Engineering,"; http:/ /webs. twsu .edu/enteng/papers/OOEE. pdf, 1999. [5] J. Orr, ";Enterprise Engineedng Modeling,"; http://www.cadinfo.net/editorial!eem. htm, 2002. [6] H. Eriksson and M. Penker, Business Modeling with UML, New York: Wiley, 2000. [7] G. Herzum and 0. Sims, Business Component Factory, New York: Wiley, 2000. [8] ";Enterprise Design and Engineering,"; http://www.eil.utoronto.ca/ent-eng/, 2002. [9] M. Segal, M. N. Tanju, 0. Aktunc, and M. M. Tanik, ";Strategy Formulation for E-Business ,"; in The fifth World Conference on Integrated Design & Process Technology, 2000, Proceedings CD. [10] E.M. Roche, ";Managing Information Technology in Multinational Corporations,"; Macmillan Publishing Company, New York, 1992. [11] C. Chandra and A.V. Smirnov, ";Ontology-Driven Knowledge Integration for Consumer-Focused Smart Companies,"; Proceedings of the Twelfth Annual Conference of the Production and Operations Management Society, POM-2001, Orlando FL, 2001. [12] G.J. Cross, ";Now e-Business is Transforming Supply Chain Management,"; Journal of Business Strategy, March/April, pp. 36-39, 2000. [13] S. Chincholikar, 0. Aktunc, and M.M. Tanik, ";TheN-Queens Test-Bed,"; Technical Report 2001-1 0-ECE-0 11, Department of Electrical and Computer Engineering, University of Alabama at Birmingham, 2001. [14] S. Davis and J. Botkin, ";The Coming of Knowledge-Bases Business,"; D. Tapscott, eds., Creating Value in the Network Economy, Boston: Harvard Business School Publishing, 1999. 49
This essay continues with a discussion concerning the intersection between indigenous technological adoption/adaptation and the range of perspectives with respect to local communities' use of technology in general. Analytical instruments will be presented at the end of this article. First, however, the reader will have the opportunity to examine the 'views' of outsiders with respect to the debate surrounding sustainability, environmental management and territorial ordering. Responses to an on-line survey concerning the above issues together with my own comments, will add to the discussion. ; Gestión ambiental; Ordenamiento Territorial; Sostenibilidad; TIC; Usos ; 1 TECHNOLOGY IN NORTHWEST AMAZONIA (NWA) VIEWS OF VIEWS: SUSTAINABILITY, ENVIRONMENTAL MANAGEMENT AND TERRITORIAL ORDERING A contribution to a Political Ecology for Northwest Amazonia1 This essay continues with a discussion concerning the intersection between indigenous technological adoption/adaptation and the range of perspectives with respect to local communities' use of technology in general2. Analytical instruments will be presented at the end of this article. First, however, the reader will have the opportunity to examine the 'views' of outsiders with respect to the debate surrounding sustainability, environmental management and territorial ordering. Responses to an on-line survey concerning the above issues together with my own comments, will add to the discussion. Aims Initially there were two aims behind the construction of a website. One of was to overcome impediments to my personal mobility and direct access3. ICT facilitated communications with other interested people and helped solicit their views on indigenous management of the forest and their opinions with respect to the process of territorial ordering in Amazonia. The other aim was to serve the process of opening up political opportunities for NWA's inhabitants. Grassroots organisations all around the globe were (and are) establishing links through ICT. The indigenous peoples of Amazonia may attempt the same and this experience could, in the future, be an instrument of education for NWA. The introduction of such technology among indigenous peoples, if possible, will have impacts, which will to be judged as positive or negative, depending of the political interests of the observer and the moment of observation. It is argued here, that despite there being no indisputable positive or negative effects of technological transfer, it would be contrary to indigenous people's rights to self-determination to prevent the promotion of ICT among them. We wish to question conservative forces: if governments, corporations, NGOs and even international drug dealers and terrorist groups are using ICT to fortify their political positions, why should indigenous peoples be denied access to it? The access (or lack of it) of grassroots organisations to ICT facilitates (or impedes) the 1 The author wishes to thank: Jim Connor and Mark Bennett of Imperial College, the former for his advice on the use of Arcview-GIS and the latter for helping to write the cgi-script form for the website. Thanks are also due to: Stuart Peters from the University of Surrey for training in Web- Page design; Adriana Rico from Páginas.Net for valuable advice during the design process and Alvaro Ocampo for a detailed critique of Kumoro.com before it went live. I also wish to thank the Board of Puerto Rastrojo Foundation, which gave me permission to use their vegetation map as a base for the Yaigojé vegetation map that appears on the web-site. Finally thanks to all the people that took the time to fill out the on-line survey. Their contributions made this chapter possible. 2 This discussion was introduced in "Technology in Northwest Amazonia: Sketches from Inside" (Forero 2002b). 3 A restriction of one of the scholarships the author was granted as well as guerrilla incursions at the time, prevented the author from going back to NWA. 2 development of their rights to be informed (and educated) in accordance with the actual historical context of a globalising corporate economy and cultural hybridisation. For indigenous peoples, as well as for other ethnic minorities, financial resources to set up ICT are extremely limited compared to those of corporations, governments and even NGOs. The establishment of an ICT network for indigenous peoples' organisations in NWA remains a Utopia. But without a Utopian vision there is no aim for social mobilisation; this is something that was underlined by responses to the on-line survey. Fieldwork in NWA involved the author in the territorial ordering process, helping with the formation of indigenous people's organisations, and getting involved in communities' economic and educational projects. My work in NWA can thus be characterised as participatory action research (PAR) and one way of continuing to engage in PAR without going back to the field was to set up a website, wait for an opportunity to share my experience with the people of NWA and promote projects that would allow them to take over the website and use it for their own projects4. Deconstruction of an Internet generated discourse Elsewhere the author has dealt with descriptions and deconstructions of discourses of indigenous and institutional organisations, be they NGOs, churches, governmental or international. This process of deconstruction has included the author's own work among indigenous organisations and NGOs, which was one of the aims of "Indigenous knowledge and the scientific mind: activism or colonialism?" (Forero 2002a). I wish to explain the inclusion of governmental and non-governmental organisations within the category 'institutional'. There are great differences as well as important coincidences in governmental actions and the work of NGOs in developing countries due to the limited nature and poor quality of State-driven action in such nations. E.g. in Colombia, COAMA, the largest NGO network in NWA, has been involved in the political administrative reforms, and served as a consultant in matters of education, health and sustainable production. Furthermore, COAMA staff accompanied indigenous peoples in all these processes and without their intervention it is doubtful that many of the indigenous political organisations of Amazonia would ever have succeeded in their quest for legal recognition5. NGOs and governmental institutions may pursue similar political aims and share administrative structures. Inasmuch as small organisations are successful, (and usually this success is a result of strong personal commitment to a cause and personal knowledge of all members of the organisation), they tend to obtain more funds, which in turn forces them to become increasingly bureaucratic. As 4 At the time of writing (May 2002) the author was preparing to visit NWA at the invitation of indigenous leaders, including the Co-ordinator of an education committee who wanted to discuss the roll of ICT in education. 5 See Forero, Laborde et al. 1998 and the interview with the director of COAMA Martín von Hildebrand, in The Ecologist 2002 (Vol. 32 No.1-February). 3 organisations grow, individual members have fewer opportunities to get to know each other personally and maintain an accordance of principles, aims and political means. This is not to say that NGOs are condemned to be inefficient bureaucratic institutions, (which is not uncommon among developing countries' governmental institutions). But it is important to draw attention to the risk that when resources are pumping in and recruitment is growing there is more chance of becoming detached from grassroots sensibilities with respect to issues and less chance of correctly interpreting local developmental idioms. Views of Indigenous Environmental Management The design, production and publishing of a website on the development of a political ecology for NWA, taking the Yaigojé Resguardo as a study case, may seem a very simple task with little impact. But it proved to be a very delicate matter that involved exhausting work. The production of a map of the Yaigojé Resguardo, (which was to be included on the website) has been explained elsewhere, although it is worth mentioning something about the methodology involved. The author accompanied shamans (who were selected by indigenous leaders from the Apaporis) on several trips in which all the recognised sacred places of the Apaporis River and some of its tributaries where identified. The shamans learn the names of the places during their training. These names are recited in myths, chants and spells. The shamans carry, as they say, the map within themselves. It is impressive to see these men point to a place and give its name without hesitation. It is like this even when they have never been in that place before. It is impressive that this orally transmitted geography corresponds so precisely to the physical aspects that start to become relevant for people who, like the author, have different epistemological instruments for their interpretations of the world. While visiting the sacred places shamans spoke of trips they had made previously. In the case of shamanistic trips, visits did not actually involve physical journeys, but what were referred to as trips en pensamiento, en espíritu (in thought, in spirit). While accompanying them I recorded the geographical co-ordinates using a satellite guided geographical positioning system (GPS). The geographical co-ordinates thus generated were converted to plane co-ordinates and a map was generated using AUTOCAD software. Translations, drawings and reflections about this map-making process are included in a MSc thesis of the University of Warwick (Forero 1999). The work I will describe now, although partially derived from my work with the shamans is distinct in character and intention from that reported in Forero (1999). The use of technological gadgetry allowed me partially to reflect the Tukano world in a way that non-indigenous people could understand. And although this was a significant and, I believe, useful undertaking the real knowledge of the territory lies within the shamans with whom I worked. The fact that the 'indigenous territorial' aspects of the website are illustrated with maps is a by-product of the technology. A more significant value of the work (and the reason behind the shamans' wish to become involved in mapping) is that the maps were going to provide evidence for the legal process through which the ACIYA 4 indigenous organisation would claim rights over lands outside the recognised Resguardo Indigenous Reserve (Forero, Laborde et al. 1998). This work was successful and an extension to the Resguardo was indeed granted. Work on the website began by making a provisional outline of the desired end product. The original plan included six pages: Introduction (Home), vegetation map, traditional territorial map, discussion (an introduction to the political ecology of the Yaigojé Resguardo), bibliography (for those looking for references to NWA and the Yaigojé in particular), and a questionnaire that would generate the information from which this chapter has been developed6. The contrasting discourses obtained from the questionnaires Although I shall refer to percentages in this section, there is no intention of making any predictions based on statistical analyses. Neither is it suggested that the analysis of questionnaires can provide an objective account of outsiders' opinions with respect to the politics of the environment and people of NWA. The following notes are not representative in that sense and such was never the intention of the exercise. What is intended is that the reader gets an insight into the perceptions of survey respondents. What is important in a qualitative data analysis, like this, is to present differential tendencies. If discourses are constituents of reality then the confusing scenario of political confrontation in NWA should be linked to the visions and perspectives of all of us, including the views of people that have never been in Amazonia but nonetheless hold an opinion. And, if there is a marked difference between indigenous and exogenous perspectives with respect to sustainability and environmental management in Amazonia, which relates to whether people have visited NWA or not, this should be reflected in the answers to the surveys. The information generated from the on-line survey was collected between May and December of 2001. Eight hundred invitations were sent through e-mail. They were sent mainly to academics and organisations working on indigenous issues, conservation or sustainable development in NWA. One of these invitations reached COLNODO7 and the ICT network asked if we wished to submit the website in a weekly contest for the best new website, which we did and subsequently won! This meant that COLNODO subscribers were notified and invited to visit the site. But we have no idea how many hits were derived from COLNODO invitation. What we know is that during these 8 months we received 51 completed survey forms. This is a 6.4% response rate to the original 800 invitations8. 6 The survey form is in Appendix 1and, a summary of the technical work involved in the construction of the web-site is in Appendix 2. 7 "COLNODO is a Colombian communications network serving organizations dedicated to community development. It is operated by the non-profit organization called Colombian Association of Non-Governmental Organizations for Email Communication" (http://www.colnodo.org.co/summary_english.html). For a critical review of COLNODO work the interested reader could consult Gómez, R. 1998. 8 This response rate is rather low relative to postal questionnaire surveys, but we are unable to assess it relative other on-line surveys. 5 For the purposes of the analysis respondents (R) were divided into two groups: those claiming to have visited NWA (VA – 29% of R) and those claiming not to have visited the region (NVA – 71% of R). With respect to occupation, 68% of R come from the academic sector, including five anthropologists (almost 10% of R) all of whom had visited NWA. In contrast, although there were the same number of environmental managers as anthropologists answering the questionnaire, none had visited NWA. With respect to gender, the percentage of male (53%) and female (47%) respondents is similar across both VA and NVA groups. In terms of age, there were four groups: 1) 18 to 24, 2) 25 to 34, 3) 35 to 50, and 4) over 50. For R the percentages were: 8%, 47%, 35% and 10% respectively. The majority of respondents belong to the second group, between 25 to 34 years of age. However with respect to age groups the composition of VA and NVA groups differs: 56% of the NVA group belong to this second age cohort (25-34), while the majority of the VA group (47%) is between 35 and 50. Additionally, 13% of the VA group are over 50. 61% of the NVA group are between 18 and 34 years of age, while 60% of those that have visited Amazonia are over 35. A comparison of age among the survey respondents thus shows that those that have visited Amazonia (VA) tend to be older than those that have not (NVA). To distinguish among the views held by survey respondents we have to present the responses to each of the questions of the survey. We have made some associations of responses with the intention of outlining the different tendencies that we identify, but the reader might identify others. Before we do so a word about the view of respondents with respect to the website itself should be said. Website evaluation An evaluation of the web-site made by users was included in the questionnaire. Respondents were asked to rate the site between four categories: poor, fair, good and excellent. These categories were chosen as follows: 0, 2, 32 and 15 respectively. Two of the respondents did not offer a rating for the site. Additionally, respondents had the opportunity to suggest improvements. Some respondents suggested changes in design: modification of fonts and colours (some changes had already taken place). There were those who asked for more pictures, a photo album, more links and the construction of a chat room. With respect to the content, some wanted more ethnographic data, another more on political ecology, others asked for better visibility of the maps, while others called for additional links to related sites, and/or more information in general. One suggestion was to make the website less personalised, while another expressed interest in knowing more about the author's research project. Others asked for an enhanced bibliography. Some changes had already taken place by the time these comments were analysed but further changes are still being undertaken at the time of writing. With respect to the questionnaire, two people suggested larger windows to facilitate vision and to be able to comment largely, in contrast, another suggested encouraging more 'yes/no' responses. An important suggestion was: "Perhaps it is now appropriate to include some questions on communication 6 and information flows" (S52). Although not sought explicitly, information was gathered with respect to the use of ICT in the territorial ordering process of Amazonia. One of the respondents suggested that in future the website should be used by indigenous peoples of the Yaigojé. This has been the intention of the author, which has made a visit to Yaigojé (summer 2002) with intention to advance in that direction. Access to ICT for the indigenous peoples of the Yaigojé Resguardo is very limited but present. Future modification of the site will respond to indigenous peoples' feedback. During the visit few indigenous people gave their opinions on the website but several discussions on the roll of ICT in developmental processes took place9. Q1 - Are development and sustainability compatible? A clear response to Question 1 was that this depends on the definition of both terms: "It is impossible to answer this question as it is, as both terms are open to interpretation… " (S26). The question could have been and was read as: Is sustainable development attainable? Respondent S26 continued: "I think sustainable development is possible but hard to achieve in an environment of often conflicting interests and values (economic vs. environmental vs. cultural.)… " One respondent (S22) did not answer this particular question, and two others seemed to be confused (S38 and S41). Forty respondents (78% of R) answered that they were or could be compatible, although there are differences in the way they perceived this compatibility. Development first There were few respondents that failed to question the meaning of 'development' as concept or practice: the developmental project. These responses somehow postulated that certain environmental concerns should be acknowledged and dealt with in order for the development processes to continue: "Yes… . Development as the integration of western technologies or increase of income per capita, can be carefully done by implementing appropriate technologies into the productive activities of the communities. Sustainability defined as a continuous productivity level over the long term." (S2); "Yes. It is only a question of integration of environmental considerations in all we do and adjustment of behaviours accordingly." (S12); "Yes, because there can never be sustainability without development. People have, first to develop for them to have a sense of sustainability." (S13); "Yes, I do. The point is how you can reach a determinate "state" of development without undermining financial, ecological and human capacities in a determinate site (or taking into account their characteristics)." (S40) SD: human - environmental security There were others that perceived the compatibility or the possibility of sustainable development as the chance to diminish human/environmental security risks: "Yes of course in the long run - otherwise life is not possible." (S18); 9 The author is currently preparing a report that will summarise some of these discussions. 7 "Yes. Both are necessary for the survival of the area." (S21); "Si. Solo las acciones en el hoy nos pueden garantizar acciones en el mañana. (Yes. Only by taking action now we can guarantee we could act tomorrow)." (S23); "Yes, development should always be sustainable otherwise there are costs that are not taken into account. i.e. cost of pollution" (S39); "We don't have any choice. We have to make development and sustainability compatible as it's the only way we can survive and at the same time preserve the earth for future generations." (S42) Pessimism, in the sense that without SD life will no longer be possible, was to be repeated in the responses to all of the survey questions. Sustainability is an aim The majority of the respondents that believed development and sustainability to be compatible or capable of becoming compatible, were also of the opinion that the goal of sustainable development had not yet been achieved. Some of them discussed requisite conditions for achieving sustainability. They either underlined the importance of accepting sustainability as a guiding principle for development policy and interventions or/(and) exemplified ways in which sustainable practices might be instituted: "They have to be. I think they are because they have to be. I am optimistic that eventually it will be seen as natural to have sustainable development, but the problem is when this attitude kicks in." (S3) "Depends on how you define the two terms. If you mean that human quality of life can improve while maintaining the natural resource base, I think this is possible but very difficult to achieve." (S5) "Yes, but development in qualitative and not in quantitative terms." (S8) "Yes… there can be sustainable development in an ecological sense of the word - which means installing 'best ecological practice' in planning development." (S24) "No solo lo creo sino que estoy seguro que ambos pueden ser compatibles. Un desarrollo sin considerar ciertos indicadores de sustentabilidad/ sotenibilidad no es posible o viceversa. Uno y otro deberan de ir al parejo tratando de limar los conflictos que a menudo surgen cuando se pretende no un desarrollo pero un crecimiento economico sin considerar la parte social/cultural o ecologica. (Not only I believe that the two can be compatible, I am certain. Development without considering certain indicators of sustainability is impossible or vice versa. Both should go hand in hand, trying to solve the social, cultural and ecological problems that often arise when economic growth rather than sustainable development is the goal)." (S 25) "Sim, no alto rio Negro onde trabalho a ideia e essa: implementar um programa regional de desenvolvimento indedgena sustentado. (Yes, in the Upper Black River, where I work, the idea is precisely to implement a regional programme for sustainable indigenous development)" (S29) "Yes they are. The problem is with the material and energy growth and its compatibility with some environmental standards, like critical thresholds and so on." (S35) "Yes. The only way is by avoiding rapid over-development and having good planning."(S37) ".El concepto de desarrollo sostenible lo veo mucho mas como algo a lo que se quiere llegar, es una nocion implementada por parte de las politicas gubernamentales y ong's donde lo que se 8 procura con estos es el aprovechamiento al maximo de los recursos con un minimo impacto ambiental y social. (I see the concept of sustainable development as goal towards which we heading. It is an idea implemented through governmental and non-governmental policies which aim at maximum exploitation of resources with a minimum of environmental and social impacts)." (S48) "Yes, because they represent the best option to keep for human life." (S51) The need for local definitions Among the respondents that considered sustainability and development compatible if certain conditions were met, there is group of responses that emphasised the need for local definitions of 'sustainability' and 'development', or 'sustainable development': "They can be compatible providing that development is targeted at the right level i.e. small scale and in-keeping with the natural resources and environment." (S5) "Depende de las condiciones y del desarrollo para quién? Por lo tanto el desarrollo es sostenible si es buscado y logrado por la misma comunidad local (It depends on the conditions and on the question 'Development for whom'? Development can only be sustainable if it is sought and implemented by the local community itself)" (S20) "Yes but mainly if made through indigenous methodologies in their territories in Amazonia" (S27) "Yes. There is work done in northern Scandinavia where the "sammi" (lapps) have been given economical support and encouraged to create their own parliament. They have programs protecting their way of life, language and customs. The Norwegian broadcasting company NRK sends news in the language and coastal dialects. All this, at least for Norwegian sammi (lapps) has been key factors in late developments where communities have developed economically achieving great sustainability, contributing, not only to their well being, but to the sustainability of the inhospitable sub-artic regions." (S31) "Yes - but only if there is an 'appropriate' deployment of tools, techniques and processes of development in line with local community needs." (S52) Semantics and the economic imperative Interestingly, one respondent was very pessimistic about the possibilities for sustainable development even when it was sought and pursued at the local level. This respondent brought into the equation the idea that people are driven by monetary benefits to deplete their environment, even though they know that such practices are unsustainable: "To a certain degree, yes. I think that monetary considerations will always outweigh humanitarian concerns and it is very hard to convince people who are seeking a living from sometimes-meagre resources that it is in their own good to give consideration to long-term sustainable use of their resources. It is usually easier and cheaper to move on to the next area when one area has been depleted." (S17) This last argument derives from a rationality that considers poor people to be collaborators in their own misery. In this particular response there was no questioning of the developmental project or the social structures within which people are stimulated to act regardless of the future; but it did address 'monetary considerations' as the driving force. 9 Those responses that argued that the concepts are incompatible claimed an intrinsic contradiction in "sustainable development": "Development of any kind cannot sustain anything." (S4). Instead of blaming the people (needy or not), the proponents of incompatibility pointed their fingers at 'the system'; contemporary capitalist structures, the current developmental project and the prevailing economic model are seen as unavoidably contrary to sustainable practices: "No because development is premised upon economic gain, and capitalism is inherently unsustainable" (S10); "The problem with sustainability is that the economic model is not compatible with social, economic and ecological aspects at the same time and proportion. The neo-liberal model promotes the economic aspect leaving as secondary the social and ecological." (S19); "No, because development does not imply a recognition of limits or the necessity to preserve the natural and human resources used to achieve it. It is an economic concept, which has bases in the apparently unlimited uses of resources… " (S47); "… Si lo entemos [desarrollo] como crecimiento economico, por supuesto que no son compatibles. Ya que el crecimiento economico, tal y como lo plantean los economistas, excluye de raiz criterios sociales, culturales y ambientales requeridos para la sustentabilidad." (If we understand development as economic growth, of course they [sustainability and development] are not compatible. This is because economic growth, as economist have brought it up, excludes from its bases the environmental, cultural and social requirements of sustainability)" (S34) S.D. inconsistent with the present There are less radical rejections of the compatibility, which do not portray sustainable development as a contradiction itself but rather as inconsistent with current economic and ecological trends. The point such respondents make is that the necessary conditions for sustainable development are currently, rather than inherently unattainable: "… The current model of industrial development, where 'development' means material economic growth, is unlikely to be sustainable on a long term basis for the majority of the world population." (S1) "Present development of our world is clearly not sustainable" (S33) "Yes, they are compatible. But in a different social and economic order, not in the one the world is living now… " (S36) "Yes, if we change the way development is understood, for instance, development is associated to living styles resembling to those Europe and USA have, which are a lot related to consumption. But we could live in a healthier and more compatible way with our environment if we change our pattern of consumption and the generalised idea of development nowadays, it would be turning it into "only use what I need and get from nature, exclusively this, not until I just can't get anymore from it", 'cause I over pressed the place, to obtain more benefits. So, at last, this could be possible but in the long term, I hope not when there's nothing left to do." (S45) 10 Greening politics Some responses expressed doubts about the compatibility of sustainability and development. These doubts arise from the apparent use of "sustainability" as a green rhetoric, the aim of which is the continuation of projects that degrade the environment or human rights: ". usually development translates into cutting down natural habitats without regard to "sustaining" cultures" (S32); "In theory 'yes' but much depends on the definition of the terms and societies' acceptance of equal human rights and obligations to others." (S7) "Los conceptos de desarrollo y de sostenibilidad resultan ser bastantes amplios y ambiguos. En la mayoria de los casos cuando se plantean proyectos de desarrollo se trata de relacionarlos directamente con proyectos que resulten ser favorables para el medio ambiente. Como si un concepto llevara implicito otro, sin embargo creo que lo que se esta haciendo desde hace algunos años es precisamente disfrazar los proyectos de desarrollo para que sean aprobados bajo el nombre de mantenimiento del medio ambiente." (The concepts of sustainability and development are very ambiguous. In the majority of cases, there is an attempt to portray development projects as environmentally friendly[, a]s if one concept implied the other. However, I believe that what has been happening for the last few years is a camouflaging of development projects, in order to get them approved under the heading of environmental management) (S48). Reflections on responses to Q110: If "all development is not 'absolute' but will have a beginning and an end" (S24) then, "[d]evelopment of any kind cannot sustain anything." (S4). The impossibility of re-establishing high quality energy after it has been transform into low quality energy (or entropy) is a characteristic feature of closed systems, this would leave us with a world in decline where there is no possibility of sustaining anything. It could be argued that this is the case, as we cannot even guarantee perpetual solar energy flow. But this is perhaps taking the concept of sustainability too far, leaving us with no possibility for discussion. The central political discussion arising from the different responses revolves around the contradiction between those arguments of compatibility that leave the development project unquestioned and those that reject any possibility of compatibility because of a profound questioning of development. Between the two, the picture is blurred, undefined, open and elusive. There does not appear to be any significant correspondence between the two opposite groups of respondents in relation to whether they have been in Amazonia or not. Three out of five of the respondents claiming that there is absolutely no compatibility between development and sustainability have been in Amazonia; but so have two out of four of the respondents that left the development project unquestioned. However, it may be of some significance that none of those that accepted 'sustainable development' are related to social sciences. Those respondents with academic backgrounds in the social sciences all fit into groups 10 A schematic summary can be found in Table 1, Appendix 3. 11 that see sustainable development as a principle, something to be defined locally or as a reformist greening of politics. None of them were found in the group arguing for absolute incompatibility. The middle ground, where the picture is most blurred, came from the majority of respondents by whom it was argued that sustainable development may be possible but that they were unsure about how it might be achieved. Although these responses varied from those expressing suspiciousness (those pointing out the rhetoric of sustainability) to hope: "They have to be. I think they are because they have to be". This acceptance of a possibility of sustainable development, despite the semantic contradiction and current political rhetorical manipulation of the term, reflects a process of thinking and acting that is deeply rooted in Utopian beliefs. This 'sustainability' will happen in the future, in another time, when local communities take control of their lives and their resources, when environmental protection is taken seriously, when today's actions reflect our responsibility toward the future, etc. According to one of the respondents even continuous increases in productivity will be possible, when the proper technology has been developed. Q2 - Is there a relationship between indigenous reserves (IR) and protected areas (PA)? In Colombia IR are called "Resguardos Indígenas" or "Resguardos de Tierras". The term resguardo, literally means protection. Its meaning is not too different from that given to natural conservation areas of different grades: áreas protegidas, protected areas (PA). Both, IR and PA, emphasise the need for an area to be specially protected. Some of the respondents of this question pointed out an implicit relationship between IR and PA perhaps departing of this meaning: "… In a general sense, indigenous reserves are protected areas; they are protected from outside influence for the benefit of the indigenous people… " (S1); "Yes there are relationships. Both have natural systems and environmental quality that requires some level of conservation and protection" (S9); "Yes , for obvious reason. Because the protected reserves are a birth child of indigenous reserves and because we do not want to lose the nature environment the relationship should be maintained." (S13); "Yes, indigenous reserves are protected areas" (S28) As in the case of Q1 (Do you think that development and sustainability are compatible?) some respondents pointed out that it would depend on what we understand by the two terms: "Depends on the sort of protected area or what we mean with protected area… " (S25). "There could be" (S38); "It could be, but I am not sure" (S46); "… this has to be context specific" (S1). Five respondents simply said "yes" (S37, S18, S22, S43, S50) and one simply said "no" (S15). However many of the respondents did go on to qualify the relationship in some way. 12 Harmony or the need for it Some of the affirmative responses portrayed indigenous peoples as the guardians of the environment while others offered concrete examples of this viewpoint: "Si. Las culturas indigenas han demostrado que sus culturas han vivido armonicamente con su entorno durante miles de años" (Yes. Indigenous peoples have demonstrated that their cultures have lived in harmony with their environment during millennia). (S23); "Empirical evidence through statistical analysis has shown (particularly in Colombia in the north west region of the Sierra Nevada) that there is a direct relation between conservation and indigenous reserves. So, the answer is "yes, I do think so". (S40) There were those that referred to the need for a harmonic relationship because: 1) the environment should be protected for the benefit of indigenous peoples: "… indigenous reserves are related with spaces or areas that the government leaves for indigenous people and protected areas are where the local authorities or government provide the ($) resources in order to protect them" (S19); "Existe una relación, historica y cultural, respecto a su territorio, esto debe ser respetado y protegido para las mismas comunidades indigenas" (There is an historic and cultural relationship with respect to their territories. This should be respected and protected by indigenous communities for their own sake (S20). 2) the protection is fundamental for biodiversity conservation: "… Podria ser que se proteja un area porque existe cierta flora o fauna que esta en peligro de extincion. Por ejemplo, muchos animales que viven en la selva solo se aparean una vez al año en cierta temporada y si estos son interrumpidos por presencia humana su decendencia podria verse aun mas en peligro de extincion… " (It may be that an area is protected because there are endangered flora or fauna. For example, there are many rainforest animals that mate once a year or seasonally; if they are interrupted by human activities their progeny could be further endangered) (S25); "… development there should be restricted for the sake of conservation" (S33) 3) sustainable practices could be developed based on indigenous peoples' experiences: "Yes. By protecting areas where almost all indigenous people are more and more confined, there will be a way to preserve indigenous experiences in order for these experiences to contribute to a sustainable development." (S11). Utopia There were also those sorts of answers that reflected a feeling of hope or a sense of Utopia, in which a harmonic, positive relationship was acknowledged as desirable but not yet achieved: "I imagine IR to equate with PA in some way. Perhaps naively. IR is implicitly protected from external development forces, but not necessarily internal." (S3); "There can be. If people are continuing a way of life that has been sustainable in the past and are able to develop sustainably (… ) there is no reason why both should not coexist." (S6); "Most indigenous reserves must be also protected areas. How to effectively do it? I don't know." (S36); "In countries with mindless and irresponsible politicians and business people, it should be mandatory that 'indigenous reserves' must be synonymous with 'protected areas'. (S42) 13 Contamination and cultural imposition Some respondents signalled the risk of contamination, this is of indigenous peoples being influenced by a mestizo culture and therefore driven to break the presumed harmonic relationship with the natural environment. This may be seen as a lost opportunity, that of the rest of humanity to learn from indigenous experiences or, that of given indigenous people to assert managerial control: "Yes, as indigenous populations tend to live in harmony with nature these areas tend to require protection from the outside world. (S12); "… I also think it is difficult to put it into practice since indigenous people want to be part of the economic system and therefore there is a risk of depletion. Anyway who is better to protect certain areas than the people who have lived there for hundred of years!!!" (S39); "Yes, in fact, so far as I know, many of our indigenous people live in these protected areas, where most of them have been able to live in a sustainable way, I say most of them, because others are affected by the mestizo men that live nearby or want to get something from that place due to its economic importance, affecting these natural areas." (S45) It was pointed out that both types of jurisdiction, IR and PA, derived from a cultural-historical process, in which self-determination was not accounted for: "Yes, a very imperialistic one - especially in the Americas (including Canada). It is an old regressive link between the two, in the 60s and 70s this paternalistic viewpoint saw indigenous culture as static --which is wrong!" (S24); "Yes, they both seem to be defined by the ruling 'white' government." (S26) A respondent that had visited Amazonia (VA) added that there is resistance to this imposition, at least as far as indigenous peoples of Colombia are concerned: "yes-especially when indigenous management systems are practised in spite of the models of dominant society in Colombia" (S27). Similarly, another VA respondent suggested that in Colombia there are no friendly relationships between IR and PA: "It depends from country to country, but in Colombia no" (S10)! Analytical responses The analysis provided by some of the respondents tended to localise the relationship: to put it into the historical process. The analysis underlined the main problem for a "non-confrontational" relationship between IR and PA regimes. As they are designations that came about without public participation and from a rationality that is especially alien to indigenous peoples, when IRs and PAs overlap, competition for management arises. These type of answers either acknowledged that the relationship happens through overlap, or mentioned the difficulties of hitting indigenous rights and conservation target simultaneously: "Freedom of choice for all people, in terms of lifestyle, cultural heritage can translate into giving management control to indigenous people in protected areas. However the balance between sustainable economic development for indigenous people and at the same time protecting the environment is a difficult topic to discuss at a macro level. Individual environmental and socio-cultural circumstances need to be fully accounted for and explicitly articulated." (S7) "Yo creo que existe una relacion estrecha entre reservas indigenas y areas protegidas alrededor del mundo. Ya que estas dos figuras juridicas en muchos casos (p.e. Colombia) se encuentran translapadas." (I believe there is a close relationship between indigenous reserves and protected areas around the world. It derives from the fact that in many cases these two jurisdictions overlap) (S34). 14 "There is a relationship when they overlap, which I think happens often." (S44) "Los resguardos y las reservas indigenas han tenido la tendencia a considerarse y definirse como areas protegidas, sin embargo me parece importante tener en cuenta que al establecer los limites territoriales entre los resguardos quedan zonas intermedias que no pertenecen necesariamente a algun resguardo, y esto hace de un modo u otro que tambien se presenten roces con diferentes actores. Por la misma razon que al no estar circunscrito en un resguardo aparentemente se consideraría como un area no protegida… " (It has been the tendency to consider the resguardos and indigenous reserves as protected areas. However, I think it is worth considering that when the resguardo boundaries are established, there are zones in-between not ascribed to any resguardo. And this makes it somehow possible for different [political] actors to get confrontational. This happens as a consequence of the non-ascription of the in-between zone, which is not considered as protected area… ) (S48) However it came about and assuming that both jurisdictions are somehow competing, some respondents argued that IR should be more effective, as it gives responsibility to the people for their own lives: "Yes, although I think indigenous reserves serve to protect the environment/area better. This is because they are protected by local people who value the resources and use them in a traditional and more sustainable way. Protected areas can be designated/run by Governments and this can remove the responsibility from the indigenous peoples." (S5); "Yes. I think that indigenous reserves do offer more protection than protected areas because it gives local people more incentive to use sustainable practices. They can see it being in their own interests" (S17) In contrast, one respondent argued: "Maybe there is, but I don't believe in reserves" (S35). And a second respondent (VA) added that poverty have driven indigenous peoples to behave unsustainably: "I think it is possible. However, some indigenous areas are completely degraded because they are selling their natural resources to survive." (S53). This response (S53) is related to one of those made to Q1: "To a certain degree, yes. I think that monetary considerations will always outweigh humanitarian concerns and it is very hard to convince people who are seeking a living from sometimes meagre resources that it is in their own good to give consideration to long-term sustainable use of their resources. It is usually easier and cheaper to move on to the next area when one area has been depleted." (S17) Both answers (Q1-S17, Q2-S53) echo a neo-Malthusian argument. It implies that a 'tragedy of the commons' is happening in Amazonia and elsewhere as result of overpopulation. The politics involved "No. Indigenous reserves and protected areas (for nature conservation) are two different political land use strategies. If the government is assigning an Indian reserve then they should respect the use the indigenous people are making of the terrain according to traditional use or to improved technologies. Areas for Nature conservation must be treated separately and with a different priority. We cannot make the indians responsible for the disappearing of the diversity. The government has to be responsible by applying appropriate conservation and management regimes" (S2) This response makes an argument for the need to differentiate between IR and PA as diverse political strategies that pursue different aims. The first would aim to 15 comply with Indigenous Peoples Rights, particularly that of self-determination. The second political strategy would aim at biodiversity conservation. The respondent acknowledges indigenous social change as indigenous management depends on both, tradition and technological improvement. Interestingly, the analysis provided does not try to conceal the confrontational nature of the relationship; nor does it neither place much hope in conciliation. On the contrary, it advocates for a distinction. If there is some hope or sense of utopia in the response it comes from solutions provided by technological improvement. Which is something this particular respondent had already stressed in Q1: "… . Development as the integration of western technologies or increase of income per capita, can be carefully done by implementing appropriate technologies into the productive activities of the communities. Sustainability defined as a continuous productivity level in the long term." (S2) Non-conclusive comment-Q211 Nowadays, the establishment or enlargement of IRs (Resguardos in Colombia) and PAs requires the interested proponents to follow long protocols, the fulfilment of precise administrative procedures and of legal conditions. One aim of the process is to allow different stakeholders to participate and to assure the fulfilment of fundamental rights to all citizens in equal conditions. In Colombia, like in many other parts of the developing world, when the "juridical figures" were established these procedures were not necessary, therefore, many IRs and PAs were established without participation of all interested parties. It is not surprising that some of the respondents refer to the confrontation or competition of regimes that began with their imposition. It could be of some significance that none of the respondents that claimed the need to harmonise IR and PA have been in Amazonia. In contrast, the two respondents that pointed out that these two regimes are conflicting in Colombia have been there. The analytical response that called for clear differentiation between the two also came from the group of people that had visited Amazonia (VA). From the set of answers given to Q2 it is clear that different and contrasting narratives ascribed to with respect to environmental management. For some of the respondents indigenous peoples are guardians of the environment, victims of colonialism or in risk of a cultural contamination that will force them to adopt maladaptive strategies that would threaten conservation strategies. For others, indigenous reserves are untrustworthy designations: the environment should be preserved against development and human intervention, be it indigenous or otherwise. Therefore indigenous peoples should not be in charge of environmental management. Yet, another political perspective is derived from hopes of compatibility between the two regimes, which although pursuing different aims are seen as relevant for environmental and human security at the same time. Thus, the third perspective could be characterised as dialectic or iterative. From this (last) perspective indigenous experience could help the development of conservation strategies; and, 11 Schematic summary: Table 2, Appendix 3. 16 at the same time, the revision of environmental and conservation management strategies could be vital for the survival of indigenous peoples. Hope or Utopian visions also have a place here: the development of technology is seen as a key component for adequate environmental management. Technological improvement would allow both compliance with indigenous peoples' rights and biodiversity conservation. We are sketching a continuum from our comment on Q1, suggesting that the narrative of conciliation 'reflects a process of thinking and acting that is deeply rooted in utopia'. Q3 - Do you think that the concepts of protected areas (PA), indigenous reserves (IR) and sustainable development (SD) are useful for environmental management today? Two respondents say that the concepts should be context specific: "Yes, but which of them is useful depends on context… " (S1). "As I said before, all these terms have to be defined properly in the first place before they can be applied." (S2). There were two respondents that simply said 'yes' (S14, S22), while one answered: "yes, if it works" (S4). S4's response suggests that concepts are instruments, and not surprisingly many answers referred to the "applicability" of these three concepts. Environmental indians and contamination risk Some respondents reiterated the idea, already expressed in Q1 and Q2, that indigenous peoples are practitioners of SD or conservation managers: "… Indigenous reserves are important because they allow the preservation of a way of living in sympathy with the environment long gone in most areas… " (S12); "Claro que si. Las culturas indigenas son un ejemplo de convivencia y explotacion sostenible del entorno en que viven" (Yes of course. Indigenous cultures are an example of coexistence with the environment they live in and of sustainable exploitation.) (S23); "Yes because indigenous people are the 'shepherds' of the landscape and they have a first-hand understanding and experience (handed down from previous generations) of ecosystem processes. Sometimes indigenous customs and habits reflect an understanding of nature's processes that can be exemplary in the planning of management plans… "(S41) One response re-enforced an idea presented in Q2, that indigenous sustainable practices are in risk as the younger generations begin to adopt western lifestyles: "… , but this knowledge is also in danger [endangered],… , shamanism is related in many cases to the management of the natural resources, but I have listened to the indigenous people from the community that I'm working in, that they're not interested in receiving this knowledge from their parents, and day by they they're a lot like us in their agricultural practices." (S45) Principles as instruments Various responses made reference to certain conditions that would have to be fulfilled in order for the concepts to be useful. This perspective, where the concepts are understood as political instruments, could be useful if a 'real' or 'truth-value' definition of them were accomplished. This truth-value would come from using the political instrumentality of a concept only if it were to reflect a set of principles such as intergenerational equity, empowerment, and participation. 17 And, in the case of participation, special emphasis were given to the incorporation of indigenous people, their knowledge and ways of dealing with the environment: "The concept of protected areas will only be successful if indigenous peoples are involved, therefore this would seem to indicate that indigenous reserves would be the best way forward of the two" (S5) "… indigenous reserves need to be redefined according to the wishes of the people who will be living in them,… (S6); "… If sustainable development means development with the means which exist and with the participation of the people concerned… " (S11); Yes. Exercising indigenous knowledge should not be limited to reserves but integrated into the management plans along with scientific knowledge more widely. (S26); "Yes… Any protected area, etc. must actively incorporate the participation of indigenous people" (S41) The idea of intergenerational equity is attached to that of resource reserve for the developmental process: "Yes… The sustainable development concept relating to the obligation of the present generation to leave enough natural assets and capital for future generations to enjoy at least the same quality of life we enjoy today must be at the heart of environmental management activities." (S12) "Yes, because the natural environment that we believe is endangered should be protected as a reference in future years to come and because of this a sense of environmental management is very important as the same environment becomes a resource for development" (S13) "Yes. We need to protect the area and its people and provide for sustainable development. (S21) "… pero estoy cierto que las areas protegidas independentemente del interes en prervarlas desempeñan un papel importante en el manejo de ambientes naturales para la captura de CO2, conservación de recursos biogenéticos/biodiversidad/ y como elementos de estudio para futuras generaciones… " (… but I am certain that, independently of the interest in preserving them, protected areas play a roll in the management of natural environment for CO2 sequestration, conservation of biodiversity/genetic resources and as study subjects for future generations (S25) "yes, otherwise development will go against our own endurance. I think we have to consider the possibility that we are not the most powerful force in this world." (S38) Risk and Protection Following this idea is that of concepts (as political instruments) being useful if they could provide and enforce protection (S13, S21 above). In this case either the environment is seen at risk (endangered species or ecosystems) or both indigenous peoples and their environments: "Yes. Protected areas are important as pools of natural resources not affected by human activity. Indigenous reserves are important because they allow the preservation of a way of living in sympathy [tune] with the environment long gone in most areas." (S12); "I think they are vital. Until everyone has a responsible attitude to environmental control certain protections have to be enforced." (S17) Some of the responses expressing a need for environmental protection have a sense of impending catastrophe: "Yes, but they are loaded concepts so we have to be careful in using them… sustainable development is the only way we will survive, but is usually glibly applied." (S6); "in a limited sense perhaps.but what we need to accomplish is protection of all that there is left, without cutting and taking land around the so called protected area. stop the modernisation process wherever it has not already reached into" (S32); "Yes, because they are the only source to preserve life on earth." (S51) 18 Protection but of cultural diversity: "… They may contribute to 'capturing' and saving fragile cultures and 'unknown' languages." (S31) Although acknowledging the need for protection, some respondents made it explicit that IRs were not effective, as the policies derived from such concepts (regimes) would increase risk instead of attenuating it: "… in terms of indigenous groups if they become circumscribed to a specific protected area then this will prevent persistence of nomadic lifestyles etc. and as a result the protected area may become 'unsustainable' as people are becoming circumscribed to a specific reserve. I guess this also answers the question on indigenous reserves, however, the indigenous reserves of N. America should be used as an example of the problems of tying people to such reserves,… " (S10) "… 'indigenous reserves' are not so useful - most of indigenous social problems have been caused by the colonisers, and are being reproduced through generations. Keeping indigenous people enclosed in such areas, and introducing paternalistic rules and laws is not healthy for any society. It instils racism in a society, and will not ensure that indigenous practices of environmental management will be maintained - that depends on the indigenous group and how they choose to manage their environment… " (S24) The need for integration and its impediments Some emphasis was put on the idea that there is or should be a link between the concepts (political instruments): "Yes all concepts are useful as they each permit different aspects of the economic/ecology debate to enter into the wider public arena. Ultimately for there to be sustainable solutions to environmental problems there needs to be a holistic approach adopted… " (S7) "… environmental development will not be meaningful without taking into account the interrelation between 'indigenous reserves' and 'sustainable development'" (S11) "Yes, because all areas are linked with each other very closely" (S18). "Yes. Exercising indigenous knowledge should not be limited to reserves but integrated into the management plans along with scientific knowledge more widely." (S26) "… Lo que creo es que tanto las reservas indigenas, como las areas protegidas deberian orientarse hacia un desarrollo sostenible. Bien sea que estas dos figuras se translapen o no. Si entendemos el desarrollo sostenible como un proceso que involucra criterios sociales, culturales, economicos, y ambientales." (… What I do believe is that indigenous reserves as well as protected areas should direct their attention towards sustainable development, whether or not the entities [juridical regimes] overlap. If we understand sustainable development as a process that involves social, cultural, economic and environmental criteria.) (S34) However, quiet a few responses pointed out the problems that prevent this integration from taking place: 1) Incompatibility of interests between IR and PA: "… Protected areas are useful, but they raise the debate as to whether one should protect an area and exclude people from it so that a certain species/ archaeological site/community can survive or whether people should have access… " (S10); "It is quite difficult to harmonies those concepts, specifically among indigenous people. They are convinced that 'sustainable development' is an imperialist concept, and the first idea they have -as far as they hear the concept- is that they are going to be exploited by others… " (S40) 2) The prevalence of economic efficiency and profit at the expense of anything else: 19 "… El desarrollo sustentable que ha sido cada vez mas un objetivo importante en varios paises del mundo. Pero encontrar los balances correctos ha sido y es dificil, particulrmente cuando las sociedades y gobiernos estan sometidos a un proceso de globalizacion y de efeicientizacion economica. He ahi los conflictos permanentes de lograr un desarrollo verdaderamente sustentable que considere no solo los aspectos economicos, pero politicos, cultrales, sociales y ecologicos o ambientales. (Sustainable development has become an increasingly important objective in several countries around the world. But to find the correct balances has been and continues to be difficult; in particular as a result of societies and governments being subjected to economic efficiency within the globalisation process. There are permanent conflicts in the way of obtaining a real sustainable development that involve not only the economic aspects, but also the social, cultural, ecological and environmental criteria " (S25). "… too many people think of 'sustainable' as meaning economic sustainability and not environmental sustainability." (S30). "… While protected areas and indigenous reserves serve to maintain environmental quality, the concept of sustainable development is often disregarded for the sake of profits and globalisation." (S33) 3) Political manipulation: "I think there have been problems with these concepts for two reasons: First, they mean different thing for different people, second, they have been used and to serve particular interests. There are several and opposite definitions of 'sustainable development' and it's a difficult concept. 'Indigenous reserve', used as a general concept does not describe usefully the complex realities and 'protected areas' have been used to serve particular interests over time so I think it is seen suspiciously by a lot of people." (S44) "I think so, but these concepts are used a lot by politicians, and then the meaning can be manipulated". (S46) "… The big problem is not related to the concepts alone, it is related to the way in which these are applied according with particular interests and purposes. Many times the terms are used by different groups or organisations in order to pretend to be environmental friendly or responsible, when the real purposes reveal an opposite target or interest." (S47) "… Muy seguaramente estos términos se manejan como deben ser en el plano académico teórico, mas no ocurre lo mismo en el ambito práctico donde lo que prevalece son los interese de los diferentes actores que trabajan en este campo, lo que lleva inevitablemente a que se presenten situaciones de tension entre estos y se deje de lado el objetivo primordial en cuanto a la conservación y le manejo ambiental" (For sure, theoretically and within the academic circles these concepts are managed as they should be. Although, in the practical scenario privilege is given to the particular interests of those different [political] actors who work in this field. Thus, it is unavoidable that tensions will arise between these [political actors], which leave aside the fundamental aim of environmental management and conservation) (S48) 4) Semantics, the concepts mean too many things to too many different political actors (S44 above): "… 'Sustainable development' is not so useful for environmental management, as the concept is too contested - it means too many different things to different people." (S24); "As I said, the problem is that there are many definitions of those terms and it makes it difficult to determine if they are useful in one place compared to other places" (S50) Dynamism The perspective of 'dynamism' reflects a perception of mutating meanings as an advantage. Under this perspective 'contested' means 'in change', which is seen as part of a learning process, which is in tune with the idea of local definition of concepts (emphasised above): "Ultimately for there to be sustainable solutions to environmental problems there needs to be a holistic approach adopted, where people can better appreciate that their lifestyle has much in 20 common with others - even if they are in an OECD country and cannot appreciate the day to day lifestyle of someone in a less developed country. … . Therefore the concepts listed can provide an opportunity to raise the awareness of the majority of the world's people." "Yes, there is plenty that can be learned from these three concepts and also applied" (S37) "A lot, I believe there are a lot of things we can learn from them, specially in this field of study,." (S45) "If these concepts are [understood or interpreted] under a dynamic and changing world (attached to contexts), which mean that there is not a unique definition or way to apply them, I think they are still useful for environmental management." [original: understanding or interpreting… ] (S47) The need for new concepts-Q3 Contradicting narratives can be appreciated through the reading of these responses. There is a group of respondents that are uncritical of the concepts or the policies derived from them (like S37, S45 above and): "Yes, they are important to efficient environmental management" (S28); "Yes. An understanding of the mechanism of these terminologies is essential for effective environmental management … " (S9). Another group could be made out of those responses that reflect suspicion or are definitely critical of the concepts (S10, S24, S25, S30, S33, S40, S44, S46, S47, S48, S50 above). And, besides the group of respondents that express conditionality or hope (see above), there is a group of responses that, while critical of the concepts, acknowledge that at present they are all we have: "… which of them is useful depends on context… If an ethnic group is to be allowed to determine the course of events within its own territory, then the territory must be reserved for them until such time as they develop complete autonomy or decide to integrate more closely with wider society. Sustainable development may seem a rather broad, unspecific term, but it does at least draw attention to the unsustainability of conventional development… " (S1) "… The concept of sustainable development is gradually getting better developed and, even if it is not strictly attainable, gives decision-makers something to work towards… (S5) "I don't agree with the concept of SD as it is a contradiction in terms, but at present there are few better alternatives… " (S10) One respondent actually moved forward in the critique, pointing out that the concepts were built on preconceptions and identifying the need to generate new concepts that would integrate the useless categorical divide of nature and society: "I think they are old fashioned, and generated by the Anglo-Saxon culture. We should move towards an increased compatibility between human activities and nature, making it therefore not necessary to talk about reserves, or natural areas." (S35) Non-conclusive comment-Q312: The majority if not the totality of respondents took 'concepts' as 'politics'. They discussed the history of these politics, their adequacy and sufficiency. It is very interesting that while the conduct through which political ideas become policies is supposed to be complex, it is obvious for the respondents that there is more than theoretical debate going on in the process of policy making. There is a prevailing, sometimes automatic or non-reflexive awareness that narratives pursue the aims that drive the policies and politics that are transforming the environment. 12 Schematic summary: table 3, Appendix 3. 21 In continuity with the results of Q2, only 1 out of five respondents of those who argued for the need to integrate the concepts had been in Amazon; while the two respondents that argued the case of 'incompatibility of interests' had been there. Of those which suggested that these concepts –political strategies- are useful for environmental protection or that this is the last chance –catastrophism- for life, none had visited Amazonia. It may be of some significance that none of the five respondents that suggested that IR might be a better strategy than PA have been in Amazonia, while one person of the two that argued that IRs are ineffective had been there. The responses correspond to several narratives that can be identified. One of them is that of 'confidence in science and trust in political instrumentality' derived from the (traditional definitions of) concepts outlined. Another narrative is that of 'natives as heroes and outsiders as villains', which is reflected in the suspiciousness of concepts based in untested assumptions and in mistrust of the governmental policies derived from them. In summary there is a status-quo narrative and a counter narrative. Yet a third type of narrative could be identified, that of 'critical understanding'. Q4 – Should environmental managers (EM) get involved in the territorial ordering process (TOP) of the Amazon? One of the respondents simply answered yes (S4). One was unsure (S52), perhaps suspicious? One considered the question was tricky (S32), and three of them put the question into question. Two of these responses asked for the term 'environmental manager' to be defined: "Difficult to answer. Define the roles, mandate and empowerment of the environmental manager… " (S31); "What do you mean by environmental managers?." (S6). The third one was more critical: "this sentence is colonialist as if indigenous peoples of Amazonia were not in fact environmental managers" (S27). With a similar intent, one respondent argued that indigenous people were better-qualified environmental mangers: "Las comunidades indigenas han sido las mejores administradoras del territorio ancestral, eso debe ser respetado y replicado en zonas donde la intervención humana 'civilizada' ha afectado las condiciones ambientales. (Indigenous communities have been the best managers of ancestral territories, this should be respected and should be replicated in areas where 'civilised' human intervention has affected environmental conditions) (S20)" The response of Indigenous peoples as better managers had been expressed in Q1, Q2 and Q3. Another three responses reinforced the ideas of catastrophism, the need for urgent environmental protection and to stop development (S32, S33, S42). Perspectives EMs are the ones: "Definitely" (S12); " … They have in many cases a better view for the long-run." (S18); 22 Yes. Who else is better suited to do so?" (S21); "Environmental Managers should get involved. They are best able to ensure protection of ecosystem" (S28); "Por supuesto que si. Ya que el ordenamiento territorial de un territorio (en este caso de la Amazonia) debe tener como objetivos el desarrollo sostenible." (Definitely. Territorial ordering (of the Amazon in this case) should have sustainable development as an objective) (S34); "Because they are the ones that can understand the balance that must exist between economic development, traditional culture and environment." (S36); " They should, how can they do whithout?" (S46) "Yes, because they can contribute to better territorial ordering in the region" (S53) EMs and scientists figure out the solutions and take the decisions: "Deben estar involucradas todas las personas del planeta, pero con mas razon los 'decision makers', que a fin de cuentas, toman las acciones concretas sobre nuestro futuro medioambiental. (All people from the planet should get involved, but the 'decision makers' have more reason to be there, after all they are the ones that take the concrete actions in respect to our environmental future) (S23); "Yes, but along with some other scientists, not only because of the importance of the Amazon from a global point of view, but specially for the importance for the people living there." (S35); "Yes, always considering multiple disciplines result in a better understanding and so better solutions." (S38) But taking into account the other opinions: "Yes, although indigenous peoples will also play a major part and without them any agreements between Governments and environmental managers will not work… " (S5); "Not always, because it is necessary to take into consideration lay people's opinions too." (53) Indigenous peoples direct EMs: "If they are asked to do so by indigenous peoples, I see no problem with this." (S1); "Territorial ordering should be primarily decided upon by the indigenous groups that inhabit them, … ultimately decisions need to come from the bottom upwards" (S10); "… The indigenous people should be in charge of the program at the ultimate level" (S14). " They should but they should make sure they respect the opinion of indigenous people and they should be very discreet in their approach and aim for cooperation." (S41) EMs have equal rights to participate as other stakeholders: " Of course. All actors should be involved in the process… It doesn't mean that they have to take decisions but they can evaluate the circumstances under different and also important perspectives." (S2); "What do you mean by environmental managers? But yes, I think they also have a stake in the fate of the Amazon, and have a right to make their voices heard. (S6); " Involvement - yes but only in collaboration and co-operation with the Amazonian people and those in the higher levels of bureaucracy and policy making … Environmental managers can make significant contributions in this area, given their depth of understanding of the issues (relative to the general public)" (S7); "Deveriam estar envolvidos no processo de re-ordenamento territorial, junto com edndios, ribeirinhos etc" (they should be involved in the territorial ordering process together with indigenous peoples, riverine inhabitants, etc." (S29); " I think they should be involved as advisors and technical support but I support the idea of a non-technical management, where decisions are taken by the different stakeholders based on the technical advice and the social, cultural and economic factors." (S44) 23 But this intervention should be avoided within indigenous territories: "Not in indigenous reserves or territories which historically have been managed by indigenous communities. In other areas, should be taking part in dialogue of knowledge between cultures, people, communities, scientists and decision makers from private and government sectors, to order process on the amazon area." [Original text:… historically has been management by… ](S47) The apolitical EM: "Yes, but not for political reasons. It should be for the cause of sustainable use of our natural environment which is our heritage." (S9); " … Generally though I think that environmentalists like missionaries before them should not get involved in political processes as this can have a very negative reaction within the local community." (S17) "Yes, their knowledge will hopefully be of use in the ordering process" (S37) The political participation of EMs: "Yes, to counteract the interference of other external actors but hopefully to work with the indigenous people respecting their values and practices, not independently." (S26) EMs as facilitators of the dialog between IK and WS: "… without them [indigenous peoples] any agreements between Governments and environmental managers will not work. Environmental Managers should facilitate discussion… " (S5); "Territorial ordering should be primarily decided upon by the indigenous groups that inhabit them, environmental managers roles here should be as referees to help in the co-ordination of the process, but ultimately decisions need to come from the bottom upwards." (S10); "It's necessary for people involved in this field of study, that had already gained a conscience, and that are able to understand that we have to work with indigenous, not from our usual management vision, but theirs, trying to see the world like they do. In this way could be easier, perhaps to understand and give convincing and why not scientific arguments to the authorities (or people in charge of handling these affairs) about the different way they have already distributed their territory, which [in] most of the case (if not all) doesn't have our political distribution. (I.E, those groups that live between Colombia and Brazil boundaries) they don't have the same division of territories, because of this, they must be managed in a way more in concordance to their political organisation." (S45) Capacity, ability and quality of EMs: "Depends who the environmental managers are - if they are from the area and have a passion for the area, then why not. If they are drafted in from outside, and seen as the 'outside experts' then probably not - it usually causes friction within the area."(S24) "Define the roles, mandate and empowerment of the environmental manager. They may fall into different categories, of which I may name at least 4: 1. The conflictive manager. Created by a lobbying body. A good example is the body (forget the name) that is in charge of the Everglades in Florida. Their work is tainted by conflict of interest: the provision of water to cities and sugar cane farmers, at the same time maintaining the 'wet lands' as an ecosystem and controlling flooding! 2. The romantic. Exemplified by rich Europeans or North-Americans. Wanting to keep habitats, they may buy some land and resort to eco-tourism in order to keep their sustainability. I believe there are some German managed 'eco' destinations in Ecuador. Driven by an alternative way of life, they may not 'manage' the environment as they should. 3. The bureaucrat. A member of a government agency or NGO that may not be aware of local needs, responding always to policies made from a distance. Current legislation may be a hinder. "Los paisas", developed and colonised what is today Risaralda, Quindio, Caldas and 24 parts of Choco in Colombia, by using legislation that enabled them to cut and clear big forest areas to be claimed afterwards, creating the concept of the "colono". A colonisation process I witnessed in Caquetá some years ago. 4. The "grass roots" manager. Perhaps, the type who knows best the ecosystem and the power relationships that develop around it by the people involved with it. Usually their voice is not heard, mainly because of the threat they represent to some landowners or 'colonos'. If the law regarding claiming land that has been cleared is still existing, managing the environment is going to be a great task. One shall not forget that the 'colono' phenomenon represents one of the many socio-economical problems a nation like Colombia faces. … Management work usually develops around a policy. Trust among all participants is primordial. There ought to be some kind of legal-economical framework that will ease management work. If this is in place and all conflicts of interest reduced, then the territorial ordering process of Amazonia may become real." (S 31) Political risks, EMs tough job: "Yes, however the pressures on the person might be extreme. It would be preferable to have both on-site environmental managers and use some respected external managers as reference." (S15); "Yes, but bearing in mind that you should work with politicians and many kinds of 'parasitic' people which are thinking every day in the short term. It means that environmental managers are not enough for sustainable management and use of natural resource: their analytical models as well as their technical capacity is necessary, but they cannot work isolated, they require to work with others, despite the fact that 'the others' could (and should) think in a different way." (S40) Summarising-Q413 Like in the responses to Q1, Q2 and Q3, we can identify different and often contradictory perspectives. There were those that argued that environmental managers14 are the best qualified for the task and appeared somewhat perplexed by the question. Within that group there were those responses that assumed that decisions were taken by environmental managers or should be taken by them, although two expressed that others' opinion should be considered to a lesser extent. In the other direction were the responses that questioned intervention by EMs and considered it useful only when the decision-making process was led by indigenous peoples themselves. Yet, a third group was of the opinion that EMs should get involve in the same conditions that other stakeholders, such as indigenous peoples but, one respondent suggested they should not intervene in the management of indigenous peoples' territories at all. 13 See also Table 4, Appendix 3. 14 Called EMs in the survey to differentiate them from other experts and indigenous peoples. As it has been explained elsewhere (See "The march of the Manikins: Agroforestry practices and Spiritual dancing in Northwest Amazonia) indigenous peoples management of the environment departs from a different rationality and uses different instruments. What indigenous people from Northwest Amazonia call "management of the world" is not only a set of shamanistic practices but a way of living that combines social aims, aesthetic values, religious believes, and economic practices in a distinctive manner. Although acknowledging indigenous peoples from Northwest Amazonia are in fact environmental managers, the author has stressed that their "management of the world" incorporates many things, some of them of tremendous importance for environmental management more generally. 25 The other contrasting perspectives concerned the character of the intervention. While one group of responses were of the opinion that EMs should not get involved in politics, but have a technical approach, others thought that they should get involved to contrast and balance the political interests of other groups. A third group emerged, which advocated the intervention of environmental managers as conciliators and facilitators. Related to this roll of managers as advisers there was a group of responses showing concern with the capacity, ability and quality of environmental managers and, the possible risks that they have to face. Non-conclusive comment-Q4: As in responses to questions one, two and three, we can trace arguments and contra-arguments. One set of respondents portrays EMs as heroes. In this scenario they face a tough job, they are well trained, better able and indispensable for the process of territorial ordering; their politically risky job in which they have to make the decisions would be fundamental for diminishing environmental risk and even saving life on earth. (As in Q2 and Q3 none of those arguing conservation/catastrophism had been in Amazonia). A counter narrative is that provided by respondents arguing that EMs' participation should be directed by indigenous peoples (IP) or that the projects should be led mainly by natives, and that EMs should not intervene in the management of indigenous territories: in this case the heroes are indigenous peoples. A second counter narrative seems to be reflected by some of the respondents. In this scenario, EMs like IP should have equal rights to participate as different stakeholders, in this case decisions would come from a rational process in which dialog between cultures would take place. The participation of EMs would not be limited by their status/power but by their capacity, ability and their roll as facilitators or conciliators. Discussion European colonisation of Africa, Asia, the Americas, and Australasia from the late fifteenth century onwards, gave a tremendous boost to the volume of global transactions involving natural resources. Over the long run, trade in these resources, and in an increasingly diverse array of environmental services, has been expanding ever since. However, much of what is called globalisation in the twenty first century has more to do with developments in information technology since the late 1900s. The increasing speed of communications media and information transfer have proved fundamental in economic restructuring and the transformation of the world into a largely urban space (Castells 1996). In the globalised, twenty first century, local political decisions have little chance of being autarchic; international policy advisors inform local stakeholders about what is considered adequate or legal in accordance with international treaties, foreign protocols and political compromises. The local politics of environmental management is the concern of everybody: corporations, governments, international, regional and national NGOs, all of which compete for access to information and expansion of their scope of power in the political arena (Ambrose-Oji, Allmark et al. 2002). During the 1990s, and especially after the Río Earth Summit in 1992, one of the main topics of discussion was management of the global environment (Sachs 26 1993). Global targets for sustainable development were established at Río and similar processes were set in train at regional, national and local scales all over the world, following the guidelines set out in one of the policy documents agreed at Río: "Agenda 21". The official discourse that emerged from the Río process was replicated and many of the assumptions that informed the original discourse have been accorded a quasi-factual status by many people all over the globe (Sevilla_Guzmán and Woodgate 1997). The official discourse on globalisation emphasised the need for environmental management at supranational levels. At the same time, counter-discourse or anti-globalisation narratives have emerged. These emphasise the rights of indigenous people and local political actors to manage natural resources independently, in ways that allow them to make their own livelihood decisions and establish resource-use regimes that can provide the environmental goods and services that people need15. The management of the environment has always motivated debate and often led to confrontation. One of the main arguments of conservative conservationists concerns the 'vulnerability' of rainforest environments, and thus the need for their protection. Since the 1980s the problem of deforestation of tropical rainforests has been a global issue with special emphasis in South East Asia, the Congo basin and Amazonia (Adger, Benjaminsen et al. 2001). In a 1998 analysis of 'rainforest' web-sites, Stott revealed four metawords within the conservation rhetoric: orientalism (the exotic other), climax (harmony), old age (ancient, undisturbed) and vulnerability (Stott 1999). Metawords such as these become key rhetorical devices so that even research and development project proposals tend to employ them, thus replicating assumptions that are no longer questioned. How is this metalanguage produced? What are the bases of its principal cannons? And why is it that semantic analysis tends to remain the preserve of scientists – or is it something that is also dealt with at a local level? Narratives can be traced back in time. Equilibrium disturbance (climax rupture) and environmental fragility (vulnerability) both played parts in Hardin's 1968 'tragedy of the commons' (Hardin 1998). The neo-Malthusian discourse of environmental catastrophe as a result of an increasing population (of 'poor people') lies at the heart of Hardin's tragedy. The conservative conservationist perspective on the management of the rainforest is based on mistrust of systems of environmental management in which property rights (over life and resources) are not yet marketable. From a conservative political perspective responsible environmental action can only be achieved through the clarification of property rights to allow the unfettered action of free markets for the negotiation of such rights. It is assumed that the tragedy of the commons is happening or will happen in rainforest contexts where private property rights are not yet the rule and where societies still practise communal environmental management regimes based on indigenous knowledge rationalities in which nature and society form an ontological continuum. For conservatives only free markets for environmental rights, good and services can guarantee sustainable development. Neo-Malthusian 15 The discourses that emphasise on the need of eco-efficiency, economic transnationalization and planetary ecological management, were named by Sachs as contest and astronauts' perspectives. And the counter-discourse arising from the desempowered communities of the South as the home perspective (Sachs 1977). 27 and neo-liberal assumptions are fundamental to this perspective on sustainable development. With the aim of promoting Agenda 21 at local, national and regional levels, a complex and sophisticated process of institutionalisation was embarked upon. Amazonia did not escape this process; governmental officials or conservationist NGOs replicated the dominant conservationist discourse at the local level in NWA16. This official discourse of deforestation with its main initiative of protection of the environment from people has been labelled 'hegemonic' (Stott and Dullivan 2000) or 'neo-Malthusian' and 'managerial' (Adger, Benjaminsen et al. 2001). It should come as no surprise then that counter narratives have developed in Amazonia (and elsewhere), for many of which the principal intention is to contradict the conservative policies derived from this hegemonic discourse. The rights of indigenous people to define the course of their lives: their rights to manage natural resources and the environmental services used or supplied by the Amazonian environment have been key issues in these significant counter-claims against the official Amazonian territorial ordering politics and policies, which have involved environmental management that has been designed elsewhere. This counter-narrative pursues the principle and right of self-determination against the interests of political initiatives for global environmental management. The counter-narrative was not just a reaction to neo-liberal, neo-Malthisian conservative politics and conservation policies during the 1980s and '90s, however. In Latin America, all indigenous peoples' rebellions against the European empires were motivated by a call to reconstruct pre-colonial socio-cultural orders returning to territorial orders where the management of 'agroforestry' was undifferentiated from the sacred (Varese 1996:124-25). In modern, post-colonial states, indigenous peoples continued to struggle for the recognition of their territories. In today's NWA this struggle is related to governmental and conservationists policies of environmental management and the presence of armed groups opposed to political resolution of territorial ordering. Many of the Protected Areas (PAs) of NWA were created at a time when no legal procedure was established for public intervention in the designation of such areas. The official titles of the PA or IR (Resguardos in Colombia) have not prevented non-native invasion of lands or the expansion of illegal crop production inside either PAs or IRs. Conservationists and indigenous peoples alike have vacillated between alliances with, and the rejection of, the armed groups in charge of illegal crop production, depending on the political gains to be made and the risks involved in rejecting the proposals or achieving an alliance. The armed groups, on their part, have sought political alliances when such co-operation could benefit their military capacity or improve the managerial efficiency of their enterprises.17 16 With respect to the territorial ordering process, the Colombian Amazon controversy is discussed in Forero 1999, 2000; Forero, Laborde et al. 1998. 17 See Forero 2000, "Territoriality and Governance in the Colombian Amazon". 28 As far as local inhabitants were concerned, rainforest conservation policies arrived in NWA from another space and time. The legal establishment of protected areas took no account of the opinions or desires of the peoples already inhabiting NWA. Indigenous agro-ecosystems and the livelihood strategies of more recent colonisers were both ignored. The ideology expressed through legal frameworks was that of protection of the environment from people. The villains were local inhabitants and the regulations to be enforced were those of expelling people from the 'conservation' areas and maintaining their exclusion. The dominant discourse made no distinction between complex indigenous agro-ecosystems and the less sophisticated livelihood strategies being developed by recent immigrants. All of them were labelled as "slash and burn" agriculture (Myers 1980). Yet it has become increasingly apparent over the last thirty years that slash and burn is just an aspect of indigenous environmental management in Amazonia, which combines agricultural production, fish and game management, ritual prescriptions, and aesthetic developments18. It has even been suggested that movement towards "short cropping/long-fallow" cultivation patterns within indigenous Amazonian agro-ecosystems was an strategic response to alien invasion of territories and the introduction of metal axes (Denevan 2001: 115-31). Today, most ethnoscientists find it self-evident that the concepts of "chagras" (gardens) and "rastrojos" (abandoned gardens) are far too simplified to reflect the structure of cultivations over the short-, medium- and long-terms, in accordance with local knowledge of agro-ecological variation. It is obvious that indigenous environmental management has transformed Amazonian ecosystems for millennia; this was already evident to many of the nineteenth century European explorers19. Even the most knowledgeable people in the industrialised world have no precise idea of how 'vulnerable' rainforest is and few have accurate knowledge about the political conditions facing indigenous peoples or other human inhabitants of the Amazonian rainforest. With respect to NWA, even the most determined researcher would have problems accessing this information. It is often said that the rainforests of Amazonia are the 'lungs of the planet' (S.33), a metaphor used to emphasise the region's role in the carbon cycle, especially the absorption of CO2. This is somewhat ironic given that our own lungs actually consume oxygen and release CO2 during respiration. Indigenous people have been portrayed as villains or victims depending on the observer and the moment of observation. When portrayed as victims the picture is something like this: the wise guardians of the rainforest are obliged by violence to sell their natural resources or abandon their noble environmental practices. The role of violence in the functioning of extractive economies has been well documented. Violent coercion has been the dominant system in NWA for more than a century. Although indigenous people are no longer sold, 'debt-peonage' systems still dominate and exploit poor indigenous and immigrant inhabitants of 18 See Forero 2001, " The march of the Manikins: Agroforestry Practices and Spiritual Dancing in Northwest Amazonia". 19 See Forero 2002a, " Indigenous Knowledge and the Scientific Mind: Activism or Colonialism". 29 NWA. These people are employed for the harvesting, transport and commercialisation of coca base, cocaine and, the functioning of 'extractive economies' in general (Gómez, A. 1999). But there has been an indigenous response. This has sometimes taken the form of open rebellion and sometimes that of making strategic and tactical alliances in an attempt to obtain or preserve political power, to secure the acquisition of merchandise or simply to survive20. The counter-hegemonic narratives that we mentioned above have been labelled 'populist discourse': making it explicit that the victims are the indians and the villains the international organisations, sometimes allied to transnational corporations (like oil drilling companies) and the dependent and often corrupted governments that collaborate with these international organisations (Adger, Benjaminsen et al. 2001: 687). For NWA there are reports that seem to corroborate these arguments; e.g. indigenous peoples and environmental campaigners have protested jointly in Ecuador and Brazil against the construction of massive pipelines planned to cross through both IRs and PAs in both countries. The pipeline construction projects in both countries have arisen following collaboration between national governments and international oil exploration companies and have provoked public feelings of outrage (Weinberg 2001)21 . " [In NWA] Governments, multilateral lenders, multinational corporations, private banks and other institutions may not be counting on the convenient disappearance of indigenous peoples who get in the way of their ambitious development plans, but they often act as if they are." (Rabben 1998:122) "We who live in indigenous communities are surviving in the midst of a war imposed upon us by different factions and by the very same Colombian state that historically abandoned the countryside and permitted our lands to be invaded by waves of colonizers. Today we are caught in the crossfire, menaced by killings and displacement, while the State manifests its presence in the air with planes that slowly kill our plants and animals, our subsistence crops, and our people." (Organizacion Zonal Indigena del Putumayo_ OZIP 2002) However, is it possible to claim that there is a policy of 'ethnic cleansing' for NWA? From one side the whole issue of national sovereignty has been put into question; the expansion of Plan Andino (formerly Plan Colombia), the USA's anti-drug strategy for Latin America, exemplifies the delicate situation in which some of the Latin American countries have entered the twenty first century. The military component Plan Andino is aimed to support economic measures, the famous and indeed infamous structural adjustment plans that have provoked strikes and rebellions22. Additionally, even if there were an official policy of ethnic cleansing, South American States, given their size and power, would find it difficult to implement 20 See "Indigenous Knowledge and the Scientific Mind: Activism or Colonialism" (Forero 2002a), and "Technology in Northwest Amazonia: Sketches from Inside" (Forero 2002b). 21 For recent (March 2002) press releases on this issue see www.amazonwatch.org and www.americas.org 22 See Forero and Woodgate 2002, "The semantics of 'Human Security' in Northwest Amazonia: between indigenous peoples''Management of the World' and the USA's State Security Policy for Latin America". 30 it. The poor, be they indigenous peoples or colonisers are in the middle of a territorial war linked to international networks of criminality; they have been displaced, kidnapped or killed regardless of their claims of neutrality. In the case of Colombia, although some military authorities have been linked to some of the worst of the paramilitaries' atrocities, it has not been proved that the State itself has a policy of ethnic cleansing. In the case of Brazil, in 1996 the national executive proclaimed Decree 1775, instructing a right to contravene which, contrary to 169 WTO international agreement on Indigenous Peoples' rights, gave other stakeholders the opportunity to challenge Indigenous property rights. Paramilitary groups associated with illegal evictions of indigenous peoples in Brazilian Amazonia have long sought such a 'charter'. At the same time, the decree left the definition of indigenous land rights to the will of the executive power itself (Ministry of Justice). But, as in the case of Colombia, it cannot be proved that there is a policy of ethnic cleansing. It has been suggested in the non-conclusive comments on the survey results, that many people's responses echoed hegemonic and populist narratives. Indigenous peoples were portrayed as heroes or victims, as well as scientists and environmental managers. However, quiet a few of responses cannot be associated with either populist or hegemonic narratives. There is a group of responses that reflect critical thinking and are willing to challenge such simplistic dichotomies. Thus, the concept of sustainable development has been questioned, suspiciousness of western, scientific and technological solutions was expressed, and there was little willingness to give environmental managers carte blanche to prescribe whatever measures they might see fit. Interestingly, this last group, while acknowledging the need for: new concepts and adequate guidelines for environmental management, and the difficulty of achieving conservation targets while complying with indigenous peoples rights, still consider the concepts of SD, PA and IR as useful or the politics derived from them as desirable. What is interesting is that the responses to this survey, which were made by outsiders (respondents were not inhabitants of Amazonia), reflect a tendency to picture the conflict over territory in ways that do not correspond to either of the two main narratives. We can say that inasmuch as outsiders see possibilities for political action outside hegemonic or populist approaches, so Amazonian insiders are organising and negotiating regardless of whether their political discourse echoes either conservative or counter-hegemonic politics of territorial ordering. As no significant statistical analysis could be derived from the survey it would be difficult to speak of tendencies. At first sight it seems that adherence to hegemonic, counter-hegemonic, utopic or conciliatory narratives reflects each respondent's intellectual background more than his or her witnessing of the situation of peoples and forests in Amazonia. However, certain coincidences among the responses to each question might be representative: - For Q1-SD, two out of four of the respondents that accepted the imperative of SD without question have been in Amazon, none of them is a social scientist (SS) though and the other two were environmental managers. None of the SSs 31 that had visited the region argued for complete incompatibility between sustainability and development. Instead, SSs were part of a third group acknowledging that the concept of SD might be of some use, given certain conditions. - For Q2 – the relationship between IRs and PAs, not one of those who argued for the need to harmonise the two concepts (5), or those that emphasised SD as a desirable aim that has not yet been reached (4), or those or that argued that IRs are better than PAs (2) had been to the Amazon (in total 21 % of respondents). Respondents that had visited Amazonia (VA) were among those that acknowledged a relationship between IRs and PAs and that the relationship can be both complementary and competitive. Two respondents from the VA group argued that a complementary relationship was not possible in Colombia and one of them pointed out that being political strategies with different aims they should be kept differentiated in order to avoid conflict. This result might indicate that people that have been in Amazonia are more aware of the problems of territorial ordering caused by the imposition of regimes based in alien concepts. - For Q3 – on the usefulness of the concepts, none the five respondents arguing that IRs might be better that PAs had been in Amazonia, while one of the two that argued that IRs are ineffective had visited. Only one out of five respondents that argued for the need to integrate the concepts had been in Amazonia, while both those that argued for an incompatibility of interests have. This result seems to confirm that people who have visited the area are more conscious of the problems caused when policies formulated elsewhere are imported to Amazonia. Conclusions All technological adoption/adaptation has diverse effects in the life and development of society. People living within the society that is adopting them, and the outsiders that are analysing cultural change perceive these effects in different ways. The assessments of 'usefulness' or 'risk' a society makes when adapting/adopting technologies are linked to the conscious and subconscious present and future scenarios into which the society places itself alongside other societies. If the rest of the world wishes to respect Amazonian indigenous peoples' rights of self-determination, they should not intervene in ordering processes of indigenous territories. The problem is that indigenous ways of dealing with the world might not be compatible with the ideas that foreigners have with respect to Amazonia, its peoples and its future. And, for good or bad, fairly or unfairly, each group has a way of intervening and exercising a certain amount of power to modify the global political agenda for the governance of Amazonia in function of their own particular interests. Replication of narratives is a common strategy used by all groups aiming to make alliances and enhance their power. However, the responses analysed here seem to indicate that a large group of people (at least from the academic sector) is 32 unhappy with the assumptions behind either populists or hegemonic discourses with respect to rainforest management, and seeking new ways of environmental policy making. This group of people acknowledged that political conflict has derived from policy formulated elsewhere, and derived from an epistemology alien to local inhabitants. There are varied political groups competing for the governance of Amazonia. Information and Communication Technology (ICT) facilitates analysis and political action. It is expected that better-informed indigenous peoples would be in a better position to make decisions with respect to the governance of Amazonia. At the present time, the indigenous peoples of Amazonia have very limited and precarious access to ICT. Thus, their perspectives on territorial ordering are less likely to be represented than those such as conservation agencies, multinational developers, insurgent and mafiosi groups, all of which have far superior access to ICT. 33 Appendix 1 PRIVACY POLICY: Email addresses will be used only to send out materials related to this survey. Aggregate survey results may be distributed, but all personal data will be kept strictly confidential. No information about individual users will be disclosed to third parties. 34 Appendix 2 Summary of Web-site technical work The most demanding work was designing the pages that would contain indigenous territorial maps. CAD versions of the map would have to be transformed into image files suitable for Web use. In order to do this ArcView- GIS (Geographical Information Systems) software was needed. A picture of the map could be easily generated in ArcView-GIS and to certain extent, editing and colouring could enhance some features. But such a map or, more precisely, such a picture of the bi-dimensional representation of the Tukano territory remained inadequate for publication in WebPages. "The pics were to heavy" (I would learn the ICT design jargon), meaning that the memory used to storage, loading and unloading of these pictures was vast. Besides dividing the map and generating pictures of several areas, these pictures needed transforming to make them 'lighter'. This meant that the pictures had to be edited and the storage format had to be changed in terms of the colour pallet and resolution (a maximum of 72 dpi). Most importantly, the pictures should look better! An early version of PhotoImpactTM was used to change the colours and other features as well as to design the icons that would be used to identify the hypertext links between pages. However, the software was not appropriate for the task and the 'pics' were still too heavy. The design was poor, too rigid, with inappropriate colours and, worst of all the 'weight' of the maps would not allow for easy loading of the images by potential users. To change the maps (pics) again, PhotoshopTM was used, while major design transformations were achieved using FireworksTM software. For the actual montage and edition of the whole web-site Dreamweaver3TM was used. A similar process was followed to generate the vegetation map, which was adapted from one of the Amazonian Vegetation maps generated by Puerto Rastrojo. The introduction to a political ecology taking as a case study the Yaigojé Resguardo, was originally a single text (like in the preliminary version) but following the advice of critical reviewers, this page was divided into six parts. 35 Appendix 3 Table 1 Q1- Do you think that 'development' and 'sustainability' are compatible? RESPONSE - ARGUMENT SURVEY No. NVA VA Profession Unquestioning the developmental project 2 1 PhD Student Biology 12 1 Environmental Engineer 13 1 Environmental Engineer 40 1 Project Co-ordinator (SD) Yes, to diminish environmental risk 18 1 Student 21 1 Taxation 23 1 Designer 39 1 Postgraduate Student 42 1 Biologist Sustainable Development is an aim to be 3 1 Epidemiologist reached 5 1 Civil Servant 8 1 Accountant 24 1 Student 25 1 PhD St. Agriculture & Development 29 1 Anthropologist 35 1 Lecturer 37 1 Postgraduate Student 48 1 Anthropologist 51 1 Postgraduate Student Compatible if defined locally 5 1 Civil Servant 20 1 Lecturer: Ecotourism 27 1 Anthropologist 31 1 Postgraduate Student 52 1 Lecturer: IT & Development Possible but risk of economic imperative 17 1 Unemployed Incompatible a) Contradiction in terms 24 1 Student 4 1 PhD St. Environmental genetics b) Financial economic imperative 10 1 Student 19 1 PhD St. Agriculture & Development 34 1 PhD Student: Environmental Manager 47 1 PhD Student SD inconsistent at present time 1 1 Lecturer: Env. Sociology 33 1 PhD Student 36 1 Research Engineer 45 1 EM SD is green rhetoric 7 1 Student 32 1 Teacher 48 1 Anthropologist 36 Table 2 Q2 - Do you think there is any relation between 'indigenous reserves' (IR) and 'protected areas' (PA)? RESPONSE - ARGUMENT SURVEY No. NVA VA Profession Yes 37 1 Postgraduate Student 18 1 Student 22 1 Anthropologist 43 1 Anthropologist 50 1 PhD Student No 15 1 Consultant: Health & Safety Need to harmonise IR and PA to protect a) For (IP) Indigenous Peoples' benefit 19 1 PhD St. Agriculture & Development 20 1 Lecturer: Ecoturism b) Protection of Biodiversity 25 1 PhD St. Agriculture & Development 33 1 PhD Student c) SD based on IP experiences 11 1 Consultant: Rural Development. SD as Utopia 3 1 Epidemiologist 6 1 Lecturer Ecology Env. Management 36 1 Research Engineer 42 1 Biologist IR and PA are different political strategies 2 1 PhD Student - Biologist IR and PA are colonisation strategies 10 1 Student 24 1 Student 26 1 Student Indigenous resistance to IR/PA strategies 48 1 Anthropologist IR and PA overlapped 7 1 Student 34 1 PhD St. Environmental Management 44 1 Postgraduate Student Environmental Indian 23 1 Designer 40 1 Project Co-ordinator (SD) Environmental Indians contaminated 12 1 Environmental Engineer by mestizo culture 39 1 Postgraduate Student 45 1 Environmental Manager IR are Inefficient 35 1 Lecturer 53 1 Journalist IR more effective that PA 5 1 Civil Servant 17 1 Unemployed 37 Table 3 Q3 - Do you think that the concepts of 'protected areas' (PA), 'indigenous reserves' (IR) and SD are useful for environmental management today? RESPONSE - ARGUMENT SURVEY No. NVA VA Profession Depends on the context 1 1 Lecturer: Env. Sociology 2 1 PhD St. Biologist Yes 4 1 PhD St. Env. Genetics 14 1 Economist 22 1 Anthropologist Indigenous Environmental 12 1 Environmental Engineer 23 1 Designer 41 1 PhD Student Indigenous Environmental in contamination risk 45 1 EM Concepts: Principles and instruments a) Participation: IR better than PA 5 1 Civil Servant 6 1 Lecturer Ecology EM 11 1 Consultant: Rural Development RD 26 1 Student 41 1 PhD Student b) Intergenerational Equity: resource reserve 12 1 Environmental Engineer for Development 13 1 Agriculturist 21 1 Taxation 25 1 PhD St. Agriculture & Dvnt. 38 1 Gardener (MSc) Risk and Protection a)Environmental Protection (EP) 12 1 Environmental Engineer 17 1 Unemployed EP and catastrophism 6 1 Lecturer Ecology EM 32 1 Teacher 51 1 Postgraduate Student b) Of cultural diversity 31 1 Postgraduate Student IR as ineffective 10 1 Student 24 1 Student Integration of concepts or the need for it 7 1 Student 11 1 Consultant RD 18 1 Student 26 1 Student 34 1 PhD Student Env. Mgment. Difficulties for integration a) Incompatibility of interests 10 1 Student 40 1 Project co-ordinator (SD) b) Financial economic effectiveness' imperative 25 1 PhD St. Agriculture Devent. 30 1 Postgraduate Student 33 1 PhD Student c) Political manipulation 44 1 Post. St. Environment 46 1 Lecturer 38 47 1 PhD Student 48 1 Anthropologist d) Semiotic blur 24 1 Student 50 1 PhD Student Education: Dynamism of the concepts 37 1 Postgraduate Student 45 1 Environmental Manager 47 1 PhD Student 39 Table 4 Q4 - Should or should not environmental managers (EM) get involved in territorial ordering process in Amazon? RESPONSE - ARGUMENT SURVEY No. NVA VA Profession Yes 4 1 PhD St. Evolutionary Genetics In fact they are 22 1 Anthropologist Unsure 52 1 Lecturer: IT & Development 32 1 Teacher Question into Question 6 1 Lecturer Ecology EM 31 1 Postgraduate St Indigenous Peoples as EM 27 1 Anthropologist Yes, for Env. protection (catastrophism) 32 1 Teacher 33 1 PhD Student 42 1 Biologist Yes, EM are the ones (better able that IP) 12 1 Environmental Engineer 18 1 Student 21 1 Taxation 28 1 Lecturer 34 1 PhD student 36 1 Research Engineer 46 1 Lecturer 53 1 Journalist EM provide solutions/ take decisions 23 1 Designer 35 1 Lecturer 38 1 Gardener Yes but listening to others 5 1 Civil Servant 53 1 Journalist If Indigenous Peoples direct EM or projects 1 1 Lecturer: Env. Sociology 10 1 Student 14 1 Economist 41 1 PhD Student EM have equal rights to other stakeholders 2 1 PhD St. Biology 6 1 Lecturer Ecology EM 7 1 Student 29 1 Anthropologist 44 1 Post. Student Not inside IP territories 47 1 PhD Student Yes, if apolitical EM 9 1 Environmental Manager 17 1 Unemployed 37 1 Postgraduate Student Yes for political counteract 26 1 Student EM as facilitators 5 1 Civil Servant 10 1 Student 45 1 Environmental Manager Depends of capacity, ability & quality of EM 24 1 Student 31 1 Postgraduate Student EM tough job: political risk 15 1 Consultant: Health 40 1 Project Co-ordinator (SD) 40 References Adger, W. N., T. A. Benjaminsen, et al. (2001). "Advancing a Political Ecology of Global Environmental Discourses". Development and Change 32: 681-715. Ambrose-Oji, B., T. Allmark, et al. (2002). "The Environmental State and the Forest; of Lookouts, Leopards, and Losers". In The environmental state under pressurence. A. P. J. Mol and F. H. Buttel. Oxford, Elsevier. 10: 149-69. Castells, M. (1996). "The rise of the network society". Cambridge, MA, Blackwell Publishers. Denevan, W. M. (2001). "Cultivated Landscapes of Native Amazonia and the Andes". Oxford and New York, Oxford University Press. Ecologist (2002). Making it happen. Interview to Martin von Hildebrand. The Ecologist. 32: 44-7. Forero, O. A. (1999). From pure sciences to ethnosciences. A broad perspective on ecosystems analysis and governance. Examining the environmental management problems of the Yaigojé Resguardo Indigenous Reserve in the Colombian Amazon. Ecology and Epidemiology Group. Biological Sciences. Coventry, UK, University of Warwick: 233. --- (2000). "Territoriality and Governance in the Colombian Amazon". Conference: SLAS annual conference- 2000, Hull, (Unpublished). --- (2001). "The March of the Manikins. Agroforestry practices and spiritual dancing in Northwest Amazonia". Conference: Conservation and Sustainable Development -Comparative Perspectives, CCR-University of Yale. New Haven, Connecticut, Unpublished. --- (2002a). "Indigenous knowledge and the scientific mind: Activism or Colonialism?" Conference: Activism as History, History as Activism. History Department, Columbia University, New York. --- (2002b). "Technology in Northwest Amazonia: Sketches form Inside. A contribution to the Political Ecology of Northwest Amazonia." Unpublished. Forero, O. A., R. E. Laborde, et al. (1998). "Colombia: Yaigojé Indigenous Resguardo Natural Reserve". In Indigenous Peoples and Diversity Conservation in Latin America. IWGIA. Copenhagen, IWGIA. Doc. 87. Forero, O. A. and G. Woodgate (2002). "The semantics of 'Human Security' in Northwest Amazonia: between indigenous peoples' 'Management of the World' and the USA's State Security Policy for Latin America". In Human Security and the Environment. M. Redclift. Cheltenham UK and Northampton MA, Edward Elgar. Gómez, A. (1999). "Estructuración socioespacial de la Amazonia Colombina, siglos XIX-XX". In Domínguez, C. F. Cubides. Bogotá, CES, Universidad Nacional de Colombia: 21-40. Gómez, R. (1998). "The Nostalgia of Virtual Community. A Study of computer-mediated communications use in Colombian non-governmental organizations". Information Technology and People 11(3): 217-34. Hardin, G. J. (1998). "The Tragedy of the Commons". In Debating the Earth. The Environmental Politics Reader. S. Dryzek and D. Scholosberg. N.Y., Oxford University Press: 23-34. Myers, N. (1980). Conversion of Tropical Moist Forest: A Report prepared for the Committee on Research Priorities in Tropical Biology of the National Research Council. Washington D.C., National Academy of Sciences. OZIP (2002). SOS from Indigenous Peoples of Putumayo, Znet:http://www.zmag.org/content/showarticle.cfm?SectionID=9&ItemID=2122. 2002. Rabben, L. (1998). "Unnatural Selection. The Yanomami, the Kayapó and the Onslaught of Civilisation". London, Pluto Press. Sachs, W. (1977). "'Sustainable Development'". In The International Handbook of Environmental Sociology. M. Redclift and G. Woodgate. Cheltenham, UK Northampton, MA, USA, Edward Elgar: 71-82. ---, Ed. (1993). "Global Ecology. A new arena of political conflict". London, Zed Books. Sevilla_Guzmán, E. and G. Woodgate (1997). "'Sustainable rural development': from industrial agriculture to agroecology". In The International Handbook of Environmental Sociology. M. Redclift and G. Woodgate. Cheltenham, UK Northampton, MA, USA, Edward Elgar: 83-100. Stott, P. (1999). Tropical rain forest: a political ecology of hegemonic mythmaking. IEA Studies on the Environment, No 15. London. 41 Stott, P. and S. Dullivan, Eds. (2000). "Political Ecology: Science, Myth and Power". London and N.Y., Arnold. Varese, S. (1996). "The new Environmentalist Movement of Latin American Indigenous Movement pp." In Valuing Local Knowledge. S. Brush and D. Stabinsky. Washington D.C.: 122-144. Weinberg, B. (2001). "Amazonia: Planning the Final Destruction. Mega-Development Threatens Devastation of Indian Ecologies". Native Americas: Hemisphere Journal of Indigenous Issues 450: Fall/Winter.
Not Available ; Strategies for Doubling Farmers' Income in Rainfed Regions of the Country Rainfed agriculture with nearly 53 per cent of the cultivated area contributes to 40 per cent of country's food production. Nearly 83% of the area under pulses, 85% of the area under coarse cereals, 70% of the area under oilseeds and 42% of the area under rice is rainfed. Rainfed regions are home to about 40% of the human and 60% of the livestock population and the performance of rainfed agriculture is critical to achieve and sustain higher growth in agriculture, enhance incomes and improve livelihoods. The productivity of several rainfed crops is around 1 t/ha and the adoption and diffusion of key rainfed technologies is still low resulting in large yield gaps between research stations and farmers' fields. Decline in the size of the holdings, continuous and unabated land degradation, widespread nutrient deficiencies, increasing climatic variability and climate change poses new challenges in the form of deficit rainfall, droughts and floods impacting the productivity and profitability. Besides, large livestock population inhabiting the rainfed regions require nutrient rich fodder and the demand and supply of fodder is widening. By 2025, the deficits will be to the tune of 65% in case of green fodder and 25% in case of dry fodder. The real incomes of the farmers are declining due to growing labour and input costs. In order to achieve doubling of farmers' income, besides meeting food and nutritional security of the growing population, enhancing the productivity of crops as well as an accelerated growth of livestock, fishery and horticulture sub-sectors will be required in rainfed areas. The short-term strategy would be deployment of location specific proven rainfed technologies depending on the resource endowments for bridging the yield gaps, cropping intensification in medium to high rainfall regions with appropriate water harvesting and efficient use, diversification of agriculture at farm level. Emphasis on strengthening of the farming system and enhancing income from livestock component, focus on market intelligence and dissemination of market information is key for enhancing income at farm. Upscaling of climate resilient integrated farming system modules with diversifying enterprises with high farm income is an essential strategy particularly for small and marginal farmers. The medium term strategy would be on high value crops and commodities including horticulture, protected cultivation of high value crops, value chain development for rainfed crops, capacity building of communities on market intelligence, skill up-gradation towards value addition, cost minimization by way of establishment of farmers producers groups, and risk minimization by way of providing access to water and insurance. For long-term sustainable agriculture, building Dr. K. Sammi Reddy soil organic carbon and promotion of application of organic manures and crop residues with reduced tillage to improve soil health is needed. These strategies have to be implemented in a system mode in association with all the relevant stakeholders so as to establish scalable and evidence based models for doubling of income for various rainfed agro-ecosystems in the country. The action plan need to be implemented in a mission mode pattern by DAC&FW and State line departments by converging with ongoing Central (PMKSY,PMPKVY, MGNREGA, RKVY, PMFBY, etc) and State (eg. Krishi Bhagya program of Karnataka, PantaSanjivani of Andhra Pradesh, PoCRA of Maharashtra, drought management program of Odisha, TSMIP of Telangana etc) programs. This may require adequate fund allocation and manpower. The focus should also be on capacity building/skill development of all relevant stakeholders at various levels. ICAR-CRIDA along with network partners through AICRPDA, AICRPAM, NICRA and SAUs would contribute for implementing the mission mode program through technical backstopping. K. Sammi Reddy Director (Acting), CRIDA CRIDA - Newsletter 2 Research Highlights New Research Initiatives Development of Microbial Consortia for Drought Tolerance in Rainfed Crops Plant beneficial microorganisms have great potential to enhance the drought tolerance and crop productivity. They exhibit variety of plant growth promoting characteristics, which help in modifying the physiological responses to water scarcity and enhances the survival and growth of crop plants. Combination of microbial cultures potentially aid in multiple functions, which are not possible otherwise. Since the constituent individual species perform different functions such as nitrogen fixation, phosphorus solubilization, drought tolerance etc. which gives additive benefit for crop growth and development. At ICARCRIDA, a project entitled 'Development of microbial consortia for drought tolerance in rainfed crops' has been initiated in collaboration with AICRP on Dryland Agriculture to evaluate microbial consortia already developed at CRIDA under different rainfed regions of the country and to identify potential isolates/ consortia of microorganisms if any for drought tolerance and plant growth promotion from native soils. This study would help in characterizing the location specific effective consortia that could be used to improve plant growth and yield under drought stress conditions. District Action Plans for Drought Proofing ICAR-CRIDA has been given the responsibility to develop district action plans for drought proofing for 24 selected districts in 3 states i.e Karnataka (16), Andhra Pradesh (4), Rajasthan (4). The plans being developed in association with participation of district level officials of different line departments including agriculture, horticulture, animal husbandry, irrigation, groundwater and rural development and KVKs and state agriculture universities. A common template has been prepared by ICAR-CRIDA and circulated to all districts to collect the relevant information on all sectors covering climate information, crops, animals, water resources availability and prioritisation basis to identify the crops/horticulture systems/ livestock systems to assess the vulnerability and the possible interventions in terms of water management, watershed activities and crop based interventions for inclusion in developmental programmes. Capacity building workshops were organised for 3 states separately on the template and review meetings are also completed for district level officials. Co-4 fodder in the farmer's field Farmers FIRST Project Farmers FIRST project on "Farmer Centric Natural Resource Development for Socio- Economic Empowerment in Rainfed areas of Southern Telangana Region" being implemented since October, 2016 in Pudur mandal of Vikarabad district of Telangana State in a cluster of four villages namely: Thirumalapur, Rakamcharla, Pudugurthy and Devanoniguda comprising 400 households. Based on PRA and baseline survey information, an action plan and technology package for the area has been implemented. The technology package modules comprised of soil and water conservation, crops and cropping systems, horticulture, livestock, farm mechanization and socio-economic studies. Development of model irrigation system, vegetable nursery raising at farmers level utilizing portrays with cocopeat; seed and shade nets, backyard poultry; mineral supplementation; crop residue management by making total mixed ration and use of chaff cutter; ram lamb technology; fodder technology var.CO- 4 series were some of interventions carried out in the villages in participatory mode. CRIDA - Newsletter 3 Unreaped Yield Potentials of Major Rainfed Crops A Decision Support System (DSS) has been developed which can be hosted online. The DSS accommodates 15 rainfed crops. For a selected crop and district, the DSS identifies model district having agro-climatic features similar to target district and provides potential yield achieved by model district. It further explores the scope for bridging the yield gap with adoption of HYVs and proper nutrient management. Some validation checks were incorporated for nutrient use. Testing is being done for hosting the application on CRIDA server. Yield efficiency of a district was assessed under rainfed conditions by building a composite index. The index was built by combining crop-wise efficiencies (20 crops) using area sown under a crop as weight. There were 60 districts which have potential for doubling of yield under rainfed production system. Scientific Activities Orientation Workshop on Drought Management An Orientation Workshop on "Drought Management in Odisha" at Watershed Mission Building, Bhubaneswar was organized on 7th July, 2017 by Department of Agriculture and Farmers' Empowerment, Govt. of Odisha, involving all line departments. The workshop was attended by Director, CRIDA and Scientist representatives from CRIDA, IIWM and OUA&T. The meeting was chaired by Smt. Sujata Kartikeyan, Commissioner cum Director, Odisha Watershed Development Mission. Dr. K. Sammi Reddy, Acting Director, ICAR-CRIDA in his opening remarks, appraised the delegates about short, medium and long-term action plans of Drought management to be taken up and role of various stakeholders in carrying out the MoU. Two presentations were made, first by Dr. P. Vijaya Kumar, ICARCRIDA on the detailed approach for drought management and the other by Dr. G. Kar of ICAR-IIWM on Mitigation Strategies. Deliberations were made on identification of blocks which are vulnerable to drought based on data available for selected parameters. Further, stress on inclusion of socio-economic parameters was laid, as Odisha is lagging behind in these aspects though it has better natural resources. A core group was formed to work out the methodology of prioritizing blocks for drought management. Smt. Sujata suggested for development of detailed technical programme for the selected blocks at the earliest to initiate the activities and also for monitoring and evaluation of the Programme by ICAR and SAU. Institute Advisory Committee (IAC) Meeting under Farmers FIRST Project Institute Advisory Committee (IAC) under Farmers FIRST Project was conducted on 26th July, 2017 at ICAR-CRIDA, under the chairmanship of Dr. K. Sammi Reddy, Director (Acting), ICARCRIDA in the presence of Dr. Y.G. Prasad, Director, ICAR-ATARI (Zone-X), Smt. S.V. Bharati, ADA, Vikarabad Dist., Ms. Vijayanti, HO, Parigi division, Dr. G. Nirmala, PI and all Co-PIs of the Farmers FIRST Project. A brief presentation on activities of project was made by Dr. G. Nirmala, PI which included the progress of work done and action plans for the year 2017-18. Some suggestions made by official includes to sum up each parameter of survey of 400 households in 4 villages, establishment of fodder bank, seed bank and IFS module in each village. Orientation Workshop on Drought Management in Odisha Institute Advisory Committee (IAC) under Farmer FIRST Project Interface Meeting on Agriculture Contingencies An interface meeting was organised on 8th August, 2017 at ICARCRIDA, Hyderabad, to assess the prevailing crop condition due CRIDA - Newsletter 4 to deficient rains in Telangana state under the chairmanship of Sri Parthasarathi, Agriculture Prin. Secretary, Govt of Telangana which was attended by District Level Officials and representatives of various institutes in Hyderabad. The rainfall for Southwest monsoon 2017, was predicted to be normal for the entire state. Rainfall during June month observed to be very good with majority mandals receiving normal to large excess rainfall in the state. A total of 264 mandals out of 584 mandals in the state received large excess rainfall. Only 63 mandals received deficient (59 mandals) to large deficient (4 mandals) rains in the state. Contingency measures to be taken up under the present condition were discussed. An assessment of available water in major, medium and minor tanks was also discussed. District level officials were advised to be cautious and also requested to monitor the emerging pests for cotton and other crops and requested to issue timely advisories to farmers using electronic media. Interface Meeting Standing Technical Committee (STC) Meeting of National Mission for Sustainable Agriculture (NMSA). The Standing Technical Committee (STC) meeting of National Mission for Sustainable Agriculture (NMSA) was held on 8th September, 2017 at ICAR-CRIDA, Hyderabad under the Chairmanship of Dr.K. Sammi Reddy, Chairman, STC & Director, ICARCRIDA. Sri B.V.N. Rao, Deputy Commissioner, Department of Agriculture, Cooperation & Farmers Welfare gave a brief on the importance of the pilot research projects being implemented by the various ICAR institutes sanctioned under NMSA. The committee reviewed these projects and suggested to develop Climate Resilient Farming System models. The committee advised to develop a withdrawal strategy for maintenance of assets created under the project and the outcome of the projects should indicate how the interventions of the project would contribute towards the vision of doubling of the farmers' income and reducing the risk due to extreme climate events. Hindi Fortnight Celebration The Hindi Fortnight was organized from 1-14 September, 2017. On this occasion Hindi Noting Drafting, Hindi-English technical, terminology, Hindi competitions and many others were organized. Winners were awarded with cash prizes on the concluding day by Director, CRIDA. Hindi Fortnight Celebration Dr.K.Sammi Reddy, Director (Acting) visited various experimental plots during Field IRC Field Institute Research Council (IRC) Meeting Field Institute Research Council (IRC) Meeting for 2017-18 was held on 21st September, 2017 at Gunegal Research Farm (GRF) and 27th September, 2017 at Hayathnagar Research Farm (HRF) under the chairmanship of Dr. K. Sammi Reddy, Director (Acting). The chairman IRC, Dr.K.Sammi Reddy, Project coordinators, Heads of Divisions/Sections and scientists visited various experiments and discussed thoroughly on various treatment effects. Various suggestions like displaying of the experimental and treatment boards at the experimental site, periodical Meeting in progress CRIDA - Newsletter 5 monitoring of soil moisture in CA related experiments, correlation of rainfall amount, rainy days and crop were made in Field IRC. Quinquennial Review Team (QRT) Meeting A two-day Quinquennial Review Team (QRT) meeting was organized at ICAR-CRIDA, Hyderabad during 20-21 December, 2017 under the Chairmanship of Dr. J.C. Katyal, Former VC, HAU, Hisar & Ex. DDG (Edn.), ICAR. The meeting was attended by Dr. V.M. Mayande, Former VC, PDKV, Akola; Dr. A. M. Shekh, Former VC, AAU Anand; Dr. V.S. Korikanthimath, Former Director, ICAR-CCARI, Goa; Dr. S.D.Gorantiwar, Head, (Dept. of IDE), MPKV, Rahuri and Dr. Rajender Parsad, Principal Scientist, ICAR-IASRI. Dr. K. Sammi Reddy, in his welcome address briefed the members about historical background of the institute, organizational structure, achievements in brief. The QRT members appreciated the efforts of ICAR- CRIDA and recommended inter-divisional approach for carrying out research. An interaction session was also organized with the scientists of the institute. QRT meeting in progress Interaction session with scientists Technology Transfer Exposure Visit under Farmers FIRST Project An exposure visit was conducted for nearly 80 farmers from Devononiguda and Rakamcherla villages of Pudur cluster, Vikarabad district, Telangana state on 30th August, 2017 to expose the farmers to the horticulture exhibition which has been organized at Peoples plaza, Necklace road, Hyderabad by the State Department of Horticulture and Sericulture, Government of Telangana. During the visit the farmers were exposed to various horticultural technologies. A technical session was arranged on horticulture schemes of department and subsidies and prospects of organic farming in vegetable cultivation, and best management in vegetables particularly chillies which is grown by the farmers. The exposure visit provided farmers an opportunity to meet promoters of organic farming, medicinal and aromatic products, Bonsai practitioners etc. Farm Implements Distribution to Tribal Farmers In the month of October, 2017 two programmes were organized in Kothwalguda cluster of Adilabad district and another in Yellamma thanda cluster of Rangareddy district (27th October, 2017) to create awareness among tribal farmers and to distribute improved implements to the farmers, in the awareness programme organized in Rangareddy district. Dr. K. Sammi Reddy, Director (Acting) emphasized the need of various improved implements and machinery and presented machines to the selected beneficiaries. CRIDA Farm machinery team under the guidance of Dr. I. Srinivas conducted demonstrations to farming community. Participation of Farmers in National Workshop Farmers from Pudur cluster under FFP project participated in 'A National Workshop on Doubling Farmers Income' from 22-23 December, 2017 at ICAR-NAARM. Feedback and suggestions on technology generation and dissemination for doubling farmers' income were provided to Telangana farmers during the meet. Dr. K.Sammi Reddy, Director (Acting) distributing power sprayers to farmers of Rangareddy Cluster Adilabad cluster village farmers display power sprayers received from CRIDA Participation of farmers in National Workshop Mera Gaon Mera Gaurav (MGMG) Activities Teams of Scientists from CRIDA have visited villages of Adilabad and Rangareddy districts in Telangana state under MGMG programme during July to December, 2017. During the period the following activities were undertaken in the programme: CRIDA - Newsletter 6 Districts Villages Activities Adilabad Seetagondi gram panchayat: Chinna Malkapur, Pedda Malkapur, Kothwalguda and Garkampet Demonstration and distribution of ten 5-hp pump sets and power sprayers to eligible beneficiaries, acquired under TSP plan Rangareddy Yellammathanda, Dadipalli thanda, Venkateswarthanda and Rangapur Distribution of power sprayers Nalgonda Kothathanda, Boringthanthanda, Lakma thanda Voice based Agro-advisries National Nutrition Week Celebration ICAR - KVK, Ranga Reddy district, CRIDA organized National Nutrition Week from 1 - 7 September, 2017 in the KVK adopted villages Narrepally and Gummadivelli. The theme of the event envisaged by the Govt. of India was "Better health and Improved diet in Infants and children". In Narrepally village, the programme was conducted on 6th September, 2017, where about 200 farm women, farmers and Anganwadi teachers attended the programme. Dr. V. Maruthi, Head KVK emphasized the traditional diets, their importance in nutrition to rural women. Smt. Shantisree, ICDS CDPO and chief guest presented a detailed picture of Nutritional programme for women nutritive value of synthetic diets nutritional disorders etc. In Gummadivelli, Kandukur Mandal, Ranga Reddy District the National Nutrition Week was celebrated on 7th September, 2017. Around 200 farm women attended the programme. Sri M.Babu Sarpanch, Sri Rameshwara Rao, District Training Officer, Zilla Parishad, Smt. Shobana CDPO, Kandukur mandal participated in the programme as Chief guests. Nutritional aspects of farm women and nutrition requirements were the topics of discussion during the programme. Field Day on Usage of Agricultural Implements ICAR-CRIDA KVK has conducted field day and an awareness programme on usage of agricultural Implements in field demonstrations on 18th September, 2017 at Gummadivelly village, Kandukur mandal, Ranga Reddy District. Dr. V. Maruthi, Head, KVK briefed the farmers on the need to adopt mechanization in all operations for cost reduction and yield enhancement with different implements and other technologies. Dr. B. Sanjeeva Reddy, Principal Scientist and OIC of farm Implements ICARCRIDA emphasized on CRIDA developed implements usage and availability. Er S. Vijayakumar, SMS (Agricultural Engineering), organized 30 field demonstrations in two villages with seedcum-fertilizer planter and the performance of demonstrated farmer fields with comparison to farmers' method and was found to be effective. About 67 farmers participated in the field day programme from two villages Gummadavelly and Kolanguda villages. The Farmers were educated on the improved production technologies through interactions and brochure prepared in local language. An exhibition was also arranged during this occasion to exhibit different agricultural implements developed from ICARCRIDA. Technology Week Technology week was organised at KVK-Ranga Reddy, ICARCRIDA, Hyderabad during 14-16 October, 2017. On the first day Dr.V.Maruthi, Head, KVK and Principal Scientist chaired the event and the Chief Guest of the day was Er.M.Mallikarjuna Swamy, State Technical Expert, State Level Nodal Agency, PMKSY and WDC, Telangana State, Guest of Honour was Dr.K.Dattatri, Principal Scientist, ICAR-ATARI, Hyderabad. Exhibitions were organized on farm machinery, livestock medicines, feed mixtures, bio-products, micro-irrigation, fodder cafeteria, books and literature on agriculture. National Women Farmers' Day National Women Farmers' Day (Mahila Kisan Divas) was organized by Krishi Vigyan Kendra, CRIDA on 15.10.2017 at Hayathnagar Research Farm with the participation of 250 women farmers from Ranga Reddy district. Dr. V. Maruthi, Head, KVK and Principal Scientist briefed the importance of the day and women's role in agriculture. Dr. K. Uma Maheswari, Head, PGRC, PJTSAU in her lecture discussed about the problems faced by women in farm activities. Dr. Sarah Kamala, Professor, AICRP (H.Sc.) discussed the issues related to drudgery reduction technologies for farm women, farm women's role and problems in agriculture. Dr. K. Sammi Reddy, Director (Acting), ICAR-CRIDA, Chief Guest of the programme addressed the women farmers by highlighting the KVK role in women empowerment, drudgery management and nutritional aspects. Dr. Y.G. Prasad, Director, ICAR-ATARI, Guest of Honour in his address sought the farmers to utilize the services of KVK by women farmers related to nutrition garden, drudgery equipment, trainings on farm and nonfarm activities. Live demonstrations, exhibits, technical sessions and farmer interactions with the experts were organized. National womens day celebration at CRIDA-KVK. CRIDA - Newsletter 7 National Agriculture Education Day ICAR-CRIDA celebrated National Agriculture Education Day on 3rd December, 2017 by organizing essay writing competitions for Class VIII & IX students and painting competitions for Class VI & VII students to mark the birth anniversary of first President of Independent India and Union Minister of Agriculture, Bharat Ratna (Late) Dr. Rajendra Prasad. Total 36 students from 12 different Kendriya Vidyalaya Schools located in Hyderabad and Secunderabad participated in the competitions. Dr. R.Nagarjuna Kumar, Scientist, briefed about the celebrations of Nation Agriculture Education Day. Dr. K. Sammi Reddy, Director (Acting), ICAR-CRIDA distributed prizes to the winners. In his address, he advised the students to choose agriculture science as a career option and also said that agriculture as a discipline which has huge opportunities and awareness of this has to be created through such science based programmes. oriented the farmers about soil testing facility, procedure of soil sample collection, analysis and usage of recommendations for higher crop yields. Sri. Pentaiah, Village Sarpanch thanked the CRIDA efforts in preparation and distribution of soil health cards and requested for similar cooperation and support in future. CRIDA scientists and extension functionaries from Agriculture department and Horticulture department interacted with the farmers. 140 Soil Health Cards were distributed with the crop related recommendations to the farmers of Rakamcharla, Tirumalapur and Devanoniguda villages of Pudur cluster under Farmers' First Project. Dr. K. Sammi Reddy, Director (Acting), ICAR-CRIDA explained the usage of Soil Health Cards and its National Agriculture Education Day Celebration World Soil Day Celebration at Rakamcharla Village KVK-CRIDA celebrated Agriculture Education Day on 3rd December, 2017 at KVK, Hayathnagar Research Farm. A batch of 164 school children from Ravindrabharathi School and St. Patrick School of 8th -10th standard actively participated. These school children were exposed to live field crops technologies, fodder cafeteria, farm mechanization, agricultural implements, livestock demonstrations etc. and also emphasized the importance of soil health status for agriculture crops and importance of soil by demonstration of soil testing in the laboratory. A debate competition on "Importance of organic Agriculture" was organized for students. Dr. V. Maruthi, Head, KVK and Principal Scientist and KVK staff interacted with children on various issues concerned to Agriculture education, followed by the distribution of appreciation certificates for the winners. World Soil Day Celebrations ICAR-CRIDA celebrate World Soil Day on 5th December, 2017 at Rakamcharla village, Pudur Mandal, Vikarabad district under the Chairmanship of Dr. K. Sammi Reddy, Director (Acting), ICARCRIDA, Hyderabad. Around 200 farmers from the villages of Pudur cluster attended the Soil Health Card distribution program. Dr. G.Nirmala, Principal Scientist, Head, TOT welcomed the participants and explained the objectives of the programme. Shri Ram Mohan, Agricultural Officer from the Agriculture department World soil day celebration at CRIDA-KVK interpretation for effective nutrient management for sustainable crop yields. On this occasion farm literature on "Soil Health Cards", "Soil and Water Conservation measures" and "Nursery raising through portrays" were released by the dignitaries. Dr. K. Sammi Reddy along with CRIDA scientists reviewed the progress of Farmers FIRST project activities during the field visit. World Soil Day was celebrated by conducting programme in one of the KVK adopted villages: Nagireddipalli, Nawabpet Mandal on 5.12.2017. Honorable MLA Sh. K. Yadaiah, Chevella Assembly Constituency participated in the programme along with other local representatives, government officials, NGOs and 188 farmers and farm women. Expert lecture by Dr. K. Srinivas, Principal Scientist (Soil Science), ICAR-CRIDA was arranged on soil health, nutrient management and soil test based recommendations to the farmers. Dr. V. Maruthi, Head, KVK and Principal Scientist briefed the importance of world soil day to the farmers. Hon'ble MLA distributed few soil health cards to the farmers from 4 villages. Pledge on Soil Day was also taken. Video message was displayed. A total of 300 soil health cards were distributed. Exhibits on soil testing kit, bio-fertilizers and fodder were also arranged. CRIDA - Newsletter 8 News from AICRPs Farmers-Scientists Interaction Meeting AICRPDA Centre, Rakh Dhiansar organized Farmers-Scientists interaction meeting in AICRPDA-NICRA village Khaner, District Samba on 26th November, 2017. Dr K. Sammi Reddy, Director (Acting), ICAR-CRIDA, Dr. G. Ravindra Chary Project Coordinator (AICRPDA), Dr. S. K. Dhyani, Principal Scientist, NRM Division ICAR, Dr. J. P. Sharma, Director of Research and other officials from SKUAST-Jammu, Scientists from AICRPDA centres, Rakh Dhiansar, Ballowal Saunkhri and farmers from the AICRPDA-NICRA villages Khaner and Dangervala participated in the meeting. Farmers appreciated the real-time contingency measures to cope-up with weather aberrations and farmers emphasized on farm mechanization in rainfed crops. Brainstorming Session on "Automation of Agromet Advisory Services" A meeting of scientists from IMD, AICRPAM and ICAR-CRIDA was organized on 3rd August, 2017 at ICAR-CRIDA. The meeting was chaired by Dr. K. J. Ramesh, Director General, IMD, in which Dr. K. Sammi Reddy, Director (Acting), ICAR-CRIDA, Dr. P. Vijaya Kumar, PCAICRPAM and other scientists from IMD, AICRPAM Unit and Farmers-Scientists interaction in the AICRPDA-NICRA village AICRPAM Annual Working Group meeting National Innovations in Climate Resilient Agriculture (NICRA) Annual Action Plan and Review Workshop of NICRA-KVKs Annual action plan and review workshop of NICRA-KVK's of various ATARI Zones were conducted in July, 2017 to review the progress in 2017- 18 and to discuss and finalize the action plan for 2018-19. The meetings captured the salient achievements and success stories from technology demonstrations in NICRA adopted villages. Dr. JVNS Prasad, Co-PI, TDC-NICRA emphasized about the approaches for scaling up of the proven resilient practices in the NICRA villages which is to be adopted in the next phase of NICRA in various workshops. Various suggestions were given to make the NICRA-KVK's achievements visible to other farmers and stakeholders. NICRA-KVK's of the zone presented from three AICRPAM centers attended and discussed about the collaboration between AICRPAM and IMD in preparation and dissemination of Agromet advisories. AICRPAM Annual Working Group Meeting The Annual working group meeting of AICRP on Agrometeorology was held at Sher-e-Kashmir University of Agriculture Sciences & Technology (SKUAST) Jammu, Chatha during 27th-29th November, 2017 to evaluate the research progress made during Kharif 2016 and Rabi 2016-17. All the scientists from AICRPAM Unit and cooperating centers participated. The center-wise progress of AICRPAM was reviewed under each individual research theme. QRT member Dr. AM Shekh and other invited experts have provided their valuable suggestions. Training to IMD Scientist In a series of trainings to IMD scientists, Dr. (Mrs.) Lata Bishnoi was trained under AICRPAM, ICAR-CRIDA in Agrometeorology from 21-08-2017 to 8-09-2017. Brainstorming meeting on Automation of Agromet Advisory CRIDA - Newsletter 9 the consolidated achievements of the NICRA programme in the last 6 years and the action plan for the next year. Details of the Annual Action Plan and Review Workshop of NICRA-KVKs Sl.No Zones Place Date 1 Zone VIII Krishi Vigyan Kendra- Baramati (Pune) 3 July, 2017 2 Zone III ICAR-ATARI, Jodhpur 5 July, 2017 3 Zone V ICAR-ATARI, Kolkata 12 July, 2017 4 Zone VI College of Veterinary Sciences, Assam Agricultural University, Khanapara, Guwahati 10-11 July, 2017 5 Zone X ICAR-CRIDA, Hyderabad 13 July, 2017 6 Zone XI ICAR-ATARI, Bengaluru 29 July, 2017 Expert committee meeting in progress resilient agriculture, Up-scaling farm machinery custom hiring centres in India: A policy paper, "Roots of rainfed crops and Issues and remedies in rainfed farming" (in Hindi) were released by the Hon'ble DG, ICAR. Glimpses of Annual Action Plan cum Review Workshops Expert Committee to Review the Research Projects A two-day NICRA Expert Committee meeting was organized at NASC, New Delhi during 23rd-24th October, 2017.Dr. T. Mohapatra, Secretary, DARE and DG, ICAR in his address set the road map for next phase of NICRA with outputs that have impact at national level. Progress of 13 ongoing projects from Competitive Grants and two projects under Sponsored component were reviewed under the Chairmanship of Dr. K. Alagusundaram, DDG (NRM) and co-chaired by Dr. S Bhaskar, ADG (AAF & CC). Dr. K Sammi Reddy, Director (Acting), ICAR-CRIDA, Hyderabad presented the overview of progress under NICRA under CG and Sponsored components so far and the need for thorough monitoring of the progress by the expert committee. For each project a subcommittee of relevant members from NICRA Expert Committee was formed to mentor and monitor the progress of the projects. The committee deliberated on the identification of themes for inviting new proposals under Competitive Grants component for the next phase of NICRA. On this occasion, four publications from ICAR-CRIDA, Hyderabad viz., Farm innovations in climate ZMC visit at Kendrapara ZMC visit at Jharsaguda Zonal Monitoring Committee (ZMC) Visits Zonal monitoring committee's visits to various zones were organized to review the technical progress of different modules like NRM, crop production, livestock & fishery and institutional interventions in NICRA villages and for making appropriate suggestions for improvement. Details of ZMC visits during 2017-18 Sl. No Name of the ATARI Name of the KVK Date Name of the participating Member from CRIDA 1 Kolkata Kendrapara, Jharsuguda 31October - 1November, 2017 Dr. M. Osman 2 Barapani Ri-Bhoi and Imphal East 23-24 November, 2017 Dr. JVNS. Prasad 3 Hyderabad Nalgonda & Khammam 12-13 December, 2017 Dr. I. Srinivas, Dr. G. Pratibha 4 Patna Buxar, Jehanabad and Aurangabad 13-15 December, 2017 Dr. S.K. Bal, Dr. D.B.V. Ramana 5 Jodhpur Sirsa, Yamunangar 21-23 December, 2017 Dr. S.K. Yadav, Dr. K. Nagasree CRIDA - Newsletter 10 Important Visitors Visit of Dr. K. Alagusundaram DDG (NRM), ICAR Dr. K. Alagusundaram, Deputy Director General (NRM) has visited ICAR-CRIDA on 16th August, 2017 to review the research activities and oversee the completion of Climate Research Facilities (FATE, CTGC and SCADA) at Hayatnagar Research Farm (HRF). Dr. K. Sammi Reddy, Director (Acting) along with Project Coordinators, Heads of Divisions/Sections, other Scientists, staff of Administration and Finance have accompanied the DDG to HRF. The DDG (NRM) expressed his satisfaction Dr.K.A Lagusundaram, Deputy Director General (NRM) Interacting with Scientists about the progress made in installation of Climate Research Facilities. He visited the farm machinery workshop and gave valuable suggestions for improving the workshop facilities. Canadian Delegation Visit to ICAR-CRIDA Canadian delegation visited ICAR-CRIDA on 17th November, 2017. The team interacted with the Director and Scientists of the institute. The team got acquainted with the technologies developed by the institute displayed in Dryland Gallery and were exposed to various research facilities present at CRIDA. Visits Abroad Dr. D.B.V. Ramana participated in the International Conference on Recent Advances in Animal Nutrition (RAAN) held at School of Environmental and Rural Science, University of New England, Armidale, New South Wales, Australia from 25-27, October, 2017 under 2015 Norman E. Borlaug International Agricultural Science and Technology Fellowship Programme (Borlaug Fellowship) of United States Department of Agriculture (USDA), Foreign Dr. D.B.V. Ramana participated in the Recent Advances in Animal Nutrition (RAAN) conference Agricultural service, USA. The purpose of the visit was to get exposed to the recent advances in animal nutrition and had dialogue with mentor for possible future research linkages. Human Resource Development Training Programme on Efficient Watershed Management in Rainfed Agriculture A five day training programme on "Efficient Watershed Management in Rainfed Agriculture" sponserd by watershed development department, Govt. of Karnataka was organized at ICAR-CRIDA from 19-23 September, 2017. Twelve officials from the Karnataka agriculture departments participated in the programme. The training covered various aspects of soil and water conservation, water harvesting, farm machineries along Participants of the training programme Canadian delegation visit to ICAR-CRIDA CRIDA - Newsletter 11 with field visits and practical exposure to the water harvesting structures. Dr. K. Ravi Shankar, PS, TOT was the course director for the training course. Model Training Course on Participatory Natural Resource Management for Sustainable Agricultural Productivity in Rainfed areas Model Training Course on "Participatory Natural Resource Management for Sustainable Agricultural Productivity in Rainfed areas" sponsored by DOE was organised at CRIDA during October 4-11, 2017. Fifteen officials from eight different states viz., Telangana, Andhra Pradesh, Maharashtra, Odisha, Tamil Nadu, Goa, Punjab and Karnataka attended the model training course. The course covered focus on various technologies for sustainable NRM, horticulture systems in rainfed agriculture, enhancing productivity of crops and cropping systems through effective use of natural resources, farming systems approach, role of livestock and their management for enhancing productivity and income in drylands, gender mainstreaming, communication tools and techniques for sustainable NRM. Dr. K. Nagasree, Principal Scientist was the course director for the training programme. Participants of the training programme Training Programme on Farm Mechanization under CRP-Farm Mechanization and Precision Farming The programme was organized by the ICAR-CRIDA under CRP-Farm Mechanization and Precision Farming in association with KVK, RR District for TSP farmers on 27th October, 2017 at Yellamma Thanda village, Manchal Manda, Rangareddy District. The participants were addressed by Dr. K. Sammi Reddy, Director (Acting), B. Venkteswar Rao, ADA, Alair Reddy District, Smt. G. Jayamma, MPP, Mr. Jagadeswar, village Sarpanch and ICARCRIDA Staff. The participants explained about the importance of farm mechanization in agriculture. Different farm machinery viz. manual weeder, six row multi crop CRIDA planter, bed planter cum herbicide applicator, bullock drawn weeder etc. were demonstrated. Around 200 farmers were trained from Yellamma Thanda village. The trainees were imparted skills in operation of different crop based agricultural implements. ICAR Short course on Tools on Monitoring, Evaluation and Impact Assessment of Rainfed Technologies and Development Programmes ICAR Sponsored Short course on "Tools on Monitoring, Evaluation and Impact Assessment of Rainfed Technologies and Development Programmes" was conducted for 10 days from 1-10 November, 2017 at ICAR-CRIDA. Dr. Y. G. Prasad, Director, ATARI (Zone-X) was the Guest of Honour for the inaugural session. Dr. Y. G. Prasad addressed the participants about the importance of Tools on Monitoring, Evaluation and Impact Assessment of Rainfed Technologies. Dr. K. Sammi Reddy, Director (Acting), ICAR-CRIDA highlighted significance of M&E for impact assessment of rainfed technologies in the context of doubling farmers' income. Dr. G. Nirmala, Principal Scientist and Course Director briefed the objectives of the short course. During the ten days of short course, the participants were familiarized with topics like concepts and principles of M&E, results-based management, theory of change, protocols for organic livestock interventions, impact assessment of KVK, IWDP and agricultural development programmes. Inaugural session of the short course Participants of the training programmes ICAR-Sponsored Training Program for ICAR Technical Staff ICAR-sponsored training program on 'Agrometeorological Data Collection, Analysis and Management' for ICAR technical staff was organized at ICAR-CRIDA during 11-23 December, 2017. All the trainees were exposed to various agro-climatic analysis techniques, and on hands on practicals. Besides these, they were exposed to national and international institutes where the Agrometeorological research is going on through field visits. CRIDA - Newsletter 12 Capacity Building Activities of Farmers Training on Crop Colonies and Soil Health Management in Horticulture Crops Department of Horticulture, Telangana and KVK-CRIDA organized the training programme on "Crop colonies and soil health management in horticulture crops for sustainable net returns" organized at Center of Excellence, Govt. of Telangana, Jeedimetla, Medchal on 8th September, 2017. About 150 practicing farmers from Ibrahimpatnam cluster attended the training. Sri. S. Parthasarathi, IAS, APC & Secretary to Govt.Agriculture & Cooperation, Government of Telangana, Sri L. Venkatram Reddy, Commissioner of Horticulture (FAC), Government of Telangana and department officials interacted with farmers and visited the fields. Importance of soil testing, procedures for soil sampling, soil test based fertilizer recommendations, vulnerability of small and marginal farmers in rain-fed/dryland areas, integrated farming with agri-horti-animal husbandry for sustainable net income, crop diversification, inter crops/mixed cropping, strip cropping, trap crops, boarder crops, sticky traps, pheromone traps, water traps etc were also demonstrated. Pest Management and Vegetable Cultivation in Nawabpet Mandal of Vikarabad Division (Kesavapalli and Thimmaredy palli villages). Dr. SM Vidya sekhar and Sh. G. Sri Krishna from KVK-CRIDA, Ranga Reddy District, Telangana, Sh. Nagabrahma Chari, CEO of Seed NGO and Village Sarpanch along with 67 farmers participated in the programme. The soil test based fertilizer recommendations were given to 200 farmers for crops like Rice, Cotton, Redgram, Maize, Vegetables and soil health management aspects were explained to farmers by Dr. S.M. Vidya Sekhar, KVK during the training programme. Around 200 soil health cards prepared by KVK were distributed to farmers of the two villages. Integrated Pest Management of Cotton and Redgram crops were covered and the farmers were given the demonstration of inputs of pheromone traps with lures for Pink bollworm, Helicoverpa, Spodoptera for Cotton and Redgram and bio-fertilizers, Trichoderma etc. Training Programme on Soil Health Management, IPM and Vegetable Cultivation An off-campus training programme in collaboration with SEED NGO under the sponsorship of NABARD was organized on 14th September, 2017 on Soil Health Management, Integrated Participants of the training programme Off-campus training on "Soil Health Management and IPM" Training on "Crop colonies and Soil health management" Training on Good Horticultural Practices in Tuber Crops KVK, ICAR-CRIDA conducted on-campus training on Good horticultural Practices in Tuber crops suitable for Ranga Reddy district farmers on 29th November, 2017 at KVK, CRIDA. About 42 vegetable growers and KVK staff attended the programme. Dr. D.Anitha Kumari, Scientist (Entomology) VRS, SKLTSHU explained about suitable major tuber crops viz. Colacasia, Sweet potato and Yam with reference to improved varieties, climate, soil characters, seed rate, spacing, planting methods, weeding, irrigation, fertilizers, pest, disease management, harvesting and yield. GHPs like Bio-fertilizers, Bio-control agents, plant derivatives, Raised bed cultivation, Use of Drip irrigation, Adaptation of Fertigation, Need based Micronutrient foliar sprays, trap crops, Boarder crops, sticky traps, pheromone traps, water traps etc. which will reduce the cost of cultivation were demonstrated. CRIDA - Newsletter 13 Forthcoming Events Sl. No. Title of the event Duration 1 26th Meeting of RAC at ICAR-CRIDA, Hyderabad January 11-12, 2018 2 International training on Strategies for Enhancement of Farmers Income in Dryland Agriculture" under the program Feed the Future - India Triangular Training (FTF-ITT) January 16-30, 2018 3 Republic Day January 26, 2018 4 XVI Working Group Meeting of AICRPDA at AICRPDA centre, Jagdalpur February 1-5, 2018 5 International Training programme on Rainwater Management for Climate Resilient Agriculture in Dryland under India-Africa Forum Summit-III February 15 - March 07, 2018 6 CRIDA Foundation Day April 12, 2018 7 IRC meeting April/May, 2018 8 World Environment Day June 5, 2018 For further details please visit the website : www.crida.in Participation in Seminars and Symposia Name of the scientist Workshops/seminars/meetings/symposia Duration Venue K. Sammi Reddy Chaired the Thematic Session-5 on Climate Resilient Agriculture in the 3rd World Congress on Disaster Management Nov 7, 2017 Visakhapatnam, AP Delivered a lecture in Summer School on "Recent Advances in Abiotic Stress Management in Climate Smart Agriculture" Sep 15, 2017 NIASM, Baramati, Maharashtra Attended World Bank aided Project meeting on Climate Resilient Agriculture (POCRA) and to give inputs regarding the effective dissemination Sep 22-23, 2017 World Trade Centre, Mumbai, Maharashtra Attended Interactive Seminar on the foresight – Agrimonde – Terre : 2050 The Indian Perspective Dec 7, 2017 NASC, New Delhi Attended International Groundwater Conference and delivered a keynote address Dec 11, 2017 New Delhi C.A.Ramarao Zonal Review and Progress Workshop for KVKs of Andhra Pradesh, Telangana and Maharashtra July 13, 2017 ICAR-ATARI, CRIDA, Hyderabad Workshop on 'Green Revolution in Eastern India: Constraints, opportunities and way forward' organized by IFPRI & TCI Oct 9-10, 2017 NASC, New Delhi 77th Annual Conference of the Indian Society of Agricultural Economics. Oct 12–14, 2017 CGPS, CAU, Umiam, Barapani Silver Jubilee Conference of Agricultural Economics Research Association on "Doubling farmers' income : Options & Strategies" Nov 7-9, 2017 ICAR-NAARM, Hyderabad Planning Workshop on Research Impact Assessment Nov 13, 2017 ICAR-NIAP, New Delhi C.A.Ramarao, V.Girija Veni International Seminar on 'Global climatic change : Implication for agriculture and water sectors' organized by VNMKV, Parbhani Dec 14 -16, 2017 WALMI, Aurangabad B.M.K.Raju ICAR, DAC and Dept. of Agriculture, Govt. of Telangana Interaction Meeting on 'Kharif 2017 Agriculture Scenario Assessment and Contingency Plan Preparation for Telangana' Aug 8, 2017. ICAR-CRIDA, Hyderabad R. Nagarjunakumar National conference on "Technological Challenges in Social, Environmental and Agricultural Reforms" Sep 9-10, 2017 ICAR-IIRR, Rajendra-nagar, Hyderabad International Conference on Agriculture and Veterinary Sciences Oct 23 -25, 2017 PJTSAU, Hyderabad Er. Ashish S Dhimate Workshop on "Advanced Farm Mechanization: Crop Sector" Sept 25-29, 2017 NIRDPR, Hyderabad CRIDA - Newsletter 14 Awards and Recognition AICRPDA-Ananthapuramu centre received "ICAR-Vasantrao Naik Award for Outstanding Research and Application in Dryland Farming Systems 2016" during ICAR Foundation Day and Award Ceremony on 16th July, 2017 at NASC, New Delhi. Dr. R.Nagarjuna Kumar, Scientist was awarded the best Ph.D. Thesis award and best paper award for the paper "Mobile Applications : Shaping the future of agricultural extension and advisory services" presented during the National conference on "Technological Challenges in Social, Environmental and Agricultural Reforms" organized at ICAR-IIRR, Hyderabad during 9-10, September, 2017. Ms B. Saraswati won 1st Prize in session on "Creativity and Innovation for excellence" and 3rd prize in session on "Effective Media Communication Skills" in training programme on "Enhancing Efficiency and Behavioral Skills for Stenographers Receiving Award at ICAR-IIRR, Hyderabad Grade III, PAs, PSs, & Sr. PPSs" of ICAR organized at ICARNAARM, Hyderabad during 25-31 October, 2017 Dr. Ravi Shankar received the Young Scientist Award-2017 from Indian Society of Extension Education, New Delhi at the ISEE National Seminar on "Doubling Farmers' Income and Farm Production through Skill Development and Technology Application" organized by the Department of Extension Education, Bihar Agricultural University, Sabour and Indian Society of Extension Education, New Delhi at Sabour, Bihar during 28-30 November, 2017. Mr. G. Venkatesh, Scientist (Senior Scale) awarded with the Doctor of Philosophy in Environmental Science and Technology by the Jawaharlal Nehru Technological University, Hyderabad on 15th July, 2017. Mr. AVM Subba Rao, Sr. Scientist was awarded Doctor of Philosophy on 12th December, 2017. Personnel Information Appointments/Promotions/Transfers/Joining Name and Designation Transferred/Joined/Promoted/Appointed Date w.e.f Dr. S.K. Bal, Principal Scientist (Agrometeorology) Transferred from ICAR - NIASM, Baramati, Pune 01.07. 2017 Dr. T. V. Prasad, Principal Scientist (Entomology) Transferred from ICAR-NBPGR, New Delhi 07.07.2017 Mr. Rajkumar Dhakar, Scientist (Agril. Physics) Joined back in ICAR-CRIDA after Ph.D. at ICAR-IARI, New Delhi. 01.08.2017 Shri. Ravi Dudpal, Scientist (Agril.Econ.) Transferred to ICAR-IISWC Research Centre, Bellari 28.09.2017 Ms. Sneha Verghese, Assistant Appointed in ICAR-CRIDA 07.12.2017 Shri. Putta Santosh Appointed in ICAR-CRIDA 06.09.2017 Promotions Dr. T. V. Prasad Sr. Scientist - Principal Scientist 17.06.2015 Shri. D. Sudheer STO - Assistant Chief Technical Officer 16.10.2015 Shri. Sri Krishna STO - Assistant Chief Technical Officer 28.12.2015 Receiving Young Scientist Award at Sabour, Bihar Name and Designation Transferred/Joined/Promoted/Appointed Date w.e.f Shri. I. R. Khandgond STO - Assistant Chief Technical Officer 16.10.2015 Smt. P. Laxmi Narasamma ACTO - Chief Technical Officer 01.07.2014 Shri. S. Srinivas Reddy ACTO - Chief Technical Officer 01.01.2014 Smt. Vidyadhari ACTO - Chief Technical Officer 01.07.2016 Smt. V. L. Savithri STO - Assistant Chief Technical Officer 01.07.2016 Shri. Manish Tomar Tech. Asst. - Sr. Technical Assistant 16.03.2017 Shri. Hemant Sahu Tech. Asst. - Sr. Technical Assistant 21.03.2017 Shri. P. Satish Tech. Asst. - Sr. Technical Assistant 02.03.2017 Shri. P. Ramakrishna Tech. Asst. - Sr. Technical Assistant 08.04.2016 CRIDA - Newsletter 15 Oath taking ceremony on Sadbhavana Diwas Independence Day Celebration The 71st Independence Day was celebrated on 15th August, 2017 with pride, patriotic zeal and gratitude towards the sacrifices of our freedom fighters. The Director hoisted the flag and addressed the staff of CRIDA. On this occasion Director distributed cash awards (CCS&CCRC) to the X class toppers of CRIDA staff children and motivated the staff with his message to work with dedication and boost institute's growth. Cultural and Welfare Activities Independence Day Celebration Name and Designation Transferred/Joined/Promoted/Appointed Date w.e.f Shri. Prem Kumar STO - Asst. Chief Technical Officer (Retired) 01.01.2011 Smt. D. Kalpana Assistant - Assistant Administrative Officer 30.12.2017 Shri. J. Mallesh & Shri. Ch. Balaiah Granted MACP from level 3 to level 4 28.07.2017 Smt. Avula Lalitha Granted MACP from level 2 to level 3 11.07.2014 Our hearty congratulations to all of them Sadbhavana Diwas "Sadbhavana Diwas" was observed on 18th August, 2017. Accordingly, a pledge taking ceremony was held on 18th August, 2017. Swachhta Hi Seva "Swachhta Hi Seva" was organized at ICAR-CRIDA during 14th September to 2nd October, 2017. The inaugural day started with oath by all the staff and various activities were carried out under "Swachhta Hi Seva". All the staff participated in the event for Retirements Name Designation Date of superannuation Mr. E. Ravindranath STO 31.11.2017 Shri. Bandari Sathaiah SSS 31.08.2017 Shri. Sama Sathi Reddy SSS 31.07.2017 Shri. P.Srinivasa Rao Assistant 31.07.2017 Our best wishes for happy and peaceful retired life to all of them Glimpses of Swachhta Hi Seva South Zone Sports Meet ICAR-CRIDA contingent participated in ICAR South Zone Sports Meet held at ICAR-Sugarcane Breeding Institute, Coimbatore, Tamil Nadu from 9-13 October, 2017. Mr. Mukund, Technical Assistant secured 2nd place in 1500 meters cycle race. Vanamahostavam CRIDA Cultural and Recreation Club organized Vana Mahostavam at Hayathnagar Research Farm of the Institute on 28th October, 2017. All the CRIDA staff members actively participated in the cultural activities. The events generated great enthusiasm and unity among staff. Vigilance Awareness Week "Vigilance Awareness Week" was observed from 30th October to 4th November, 2017. Dr. K. Sammi Reddy, Director (Acting) in his address emphasized the importance of vigilance week and suggested all the staff to be vigilant in day to day office activities. As part of vigilance awareness week Shri. B. Viswanath, Deputy Chief Vigilance Officer, South Central Railway delivered the lecture on "My Vision : Corruption Free India" on 2nd November, 2017. cleanliness in office premises and residential quarters. Trees were planted in KVK adopted village, HRF, GRF, CRIDA main office and residential complex. Samagra Swachhata Diwas Sharamadann was celebrated in KVK adopted village. CRIDA - Newsletter BOOK-POST To _______________________________________ _______________________________________ _______________________________________ Published by : Dr. K. Sammi Reddy, Director (Acting), CRIDA Editorial Board Chairman : Dr. K. Sammi Reddy, Director(Acting), CRIDA Editors : Dr. (Mrs.) K. Nagasree, Pr. Scientist, TOT Dr. P. K. Pankaj, Senior Scientist, TOT Dr. R. Nagarjuna Kumar, Scientist, SDA Dr. Jagriti Rohit, Scientist, TOT Dr. Anshida Beevi CN, Scientist, TOT Hindi Translation : Dr. P.K. Pankaj, Senior Scientist, TOT Dr. S.R. Yadav, Asstt. Director (OL) Shri. G. Prabhakar, STO Photo credits : Mr. K. Surender Rao, CTO, TOT देश के वर्षा आधारित क्षेत्र में कृ ों षक आय को दगुनु ा करने की नीतियां भारत में वराषा आधारित कृ षि क्षेत्रफल लगभग 53 प्रतिशत है, जो कि देश के कु ल खाद्यान्न उत्पादन में लगभग 40 प्रतिशत का योगदान देता है। दलहन का लगभग 83 प्रतिशत, मोटे अनाज का लगभग 85 प्रतिशत, तिलहनो का लगभग 70 ं प्रतिशत एवं चावल का लगभग 42 प्रतिशत क्षेत्र वराषा आधारित कृ षि क्षेत्रफल के अंतर्गत आता है। वराषा आधारित क्षेत्रों में लगभग 40 प्र त्रों तिशत मानव एवं 60 प्रतिशत पशु निवास करते हैं। वराषा आधारित कृ षि में अधिक उत्पादन को निरंतर बनाए रखना तथा आय एवं जीविकोपार्जन को प्राप्त करना बड़ा ही जटिल कार्य है। कई वराषा आधारित फसलो की उत ं ्पादकता लगभग 1 टन प्रति हके ्टेयर है। हालांकि, किसानो में प्रमुख वर ं ाषा आधारित प्रौद्योगिकियो को अपनान ं े की प्रक्रिया एवं प्रसार अभी भी काफी धीमा है जिसके परिणामस्वरूप किसानो कं े खेतो एवं ं अनुसं धान कें द्रों क्रों े बीच के उत्पादन में काफी अंतर है। दिन-प्रतिदिन कृषको हं तु े घटता कृ षि क्षेत्रफल निरंतर एवं अक्ण्ण भू षु मि निम्नीकरण, पोषक तत्वों में काफी ्वों अंतर, बढ़ती जलवायु विविधता एवं जलवायु परिवर्तन ने वराषा की कमी, सूखा एवं बाढ़ के रूप में नई चुनौतियां पैदा की हैं, जो उत्पादकता एवं लाभ को प्रभावित करती हैं। इसके अलावा, वराषा आधारित क्षेत्रों में पशुओ त्रों की आबादी अध ं िक होने के कारण पोषकतायुक्त चारे की आवश्यकता होती है लेकिन चारे की मांग एवं आपूर्ति में अंतर बढ़ता ही जा रहा है। अनुमानत: वर्ष 2025 तक, हरे चारे की कमी 65 प्रतिशत एवं सूखे चारे की कमी 25 प्रतिशत तक होने की सं भावना है। मजदूरी एवं निवेश लागतो में वृ ं द्धि के कारण किसानो की वास् ं तविक आय घटती जा रही है। कृिष से आय को दगुना करन ु े के लिए, बढ़ती आबादी की खाद्य एवं पोषक सुरक्षा की मांग को पूरा करने के अलावा, फसलो की उत ं ्पादकता में वृद्धि के साथ-साथ वराषा आधारित क्षेत्रों कत्रों े उप क्षेत्रों में पशु-पालन, मछली पालन एवं बागवानी को त्रों बढ़ावा देने की आवश्यकता है। लघु अवधि की नीति के रूप में उत्पादन अंतर को कम करने के लिए स्थान विशेष के लिए तैयार की गई वराषा आधारित प्रौद्योगिकियों पर आधारित सं साधन सं पन्न प्रक्रिया अपनानी होगी। उपयुक्त जल सं ग्रहण एवं जल के बहतर उपयोग स े े अधिक वराषा वाले क्षेत्रों सत्रों े मध्यम वराषा वाले क्षेत्रों में फसल त्रों सघनता एवं कृ षि विविधता को फार्म स्तर पर पहुंचाने हेतु समन्वयन करना होगा। कृ षि आय बढ़ाने के लिए कृ षि प्रणाली की मजबूती पर ध्यान देना, पशुपालन से आय बढ़ाना, बाजार की मुख्य सूचना का ज्ञान एवं प्रसार करना प्रमुख हैं। विशेषकर छोटे एवं सीमांत किसानो को अध ं िक आय प्राप्त करने में सक्षम करने हेतु विभिन्न उद्यमो कं े साथ िमलकर जलवायु समुत्थान समेकित कृ षि प्रणाली का उन्नयन करना अत्यावश्यक है। ICAR-Central Research Institute for Dryland Agriculture Santoshnagar, Saidabad PO, Hyderabad - 500 059 Ph: 040-24530157/161/163 Fax: 040-24531802 E-mail: news.crida@icar.gov.in Website: www.crida.in बागवानी, अधिक मूल्य वाली फसलों की संरक्षित कृ षि, वराषा आधारित फसलों के लिए मूल्य श्रंृखला का विकास, बाजार ज्ञान पर समुदायो की ं क्षमता का निर्माण, मूल्य सं वर्धन की दिशा में कौशल विकास, किसान उत्पादक दलो की ं स्थापना करतेहुए लागत में कमी लाना एवं जल तथा फसल बीमा प्रदान करने से जोखिम में कमी लाना आदि को शामिल करके अधिक मूल्य वाली फसलो एवं उत ं ्पादो पर मध् ं यम अवधि की नीति अपनाई जानी चाहिए। लंबी अवधि की टिकाऊ कृ षि के लिए मृदा जैविक कार्बन का निर्माण तथा मृदा स्वास्थ्य सुधार के लिए जैविक खाद के प्रयोग को बढ़ावा देना एवं कम कर्षण सहित फसलावशेषो कं े प्रयोग की नितांत आवश्यकता है। इन नीतियो को सभी सं बं ध ं ित पणधारियो कं े सहयोग से प्रणाली के रूप में कार्यान्वित किया जाना चाहिए ताकि देश में विभिन्न वराषा आधारित कृ षि पारिस्थितिक प्रणालियो में कृ ष ं ि आय को दगुना करन ु े के लिए मांपने योग्य एवं प्रमाणयुक्त मॉडलो की ं स्थापना की जा सके। केंद्र स्तर पर (पीएमकेएसवाई, पीएमपीकेवीवाई, एमजीएनआरईजीए, आरकेवीवाई, पीएमएफबीवाई आदि) एवं राज्य स्तर पर (कर्नाटक की कृ षि भाग्या, आंध्र प्रदेश की पंटसं जीवनी, महाराष्ट्र का पीओसीआरए, ओडिशा का सूखा प्रबं धन कार्यक्रम, तेलंगाना का टीएसएमआईपी आदि) चलाए जा रह का े र्यक्रमो की समाभ ं िरूपता से डीएसी और एफडब्ल्यू एवं राज्य सरकार के सं बं धित विभागो द्ं वारा मिशन मोड पद्धति में कार्य योजना को कार्यान्वित करने की नितांत आवश्यकता है। भाकृ अनुपक्रीडा अपने नेटवर्क भागीदार के रूप में एक्रीपडा, एक्रीपाम, निक्रा एवं राज्य कृ षि विश्वविद्यालयो कं े साथ मिलकर तकनीकी सहयोग द्वारा मिशन मोड कार्यक्रम के कार्यान्वयन के लिए सहयोग देगा। इसके लिए पर्याप्त निधि आबं टन एवं श्रम शक्ति की आवश्यकता हो सकती है। विभिन्न स्तरो पर सभी सं बं ध ं ित पणधारियों केक्षमता निर्माण/कौशल विकास पर भी ध्यान देने की आवश्यकता है। के . सम्मी रेड्डी निदेशक (कार्यकारी), क्रीडा डॉ.के . सम्मी रेड्डी निदेशक की कलम से.
Córdoba es la segunda ciudad más poblada de la Argentina, y posee el ejido municipal más extenso del país, siendo un importante centro industrial y de servicios del centro del país. Es además la cabecera de la segunda región metropolitana argentina, el Área Metropolitana de Córdoba (AMCBA). Si bien el desarrollo de sus áreas centrales y periurbanas es un tema bastante desarrollado académicamente, actualmente hay un vacío de conocimiento en la situación actual de las áreas pericentrales e intermedias de esta ciudad -aun cuando ocupan más del 30% del área urbanizada y donde habita la mayor parte de su población-. Es en estas áreas donde se ubica el objeto de estudio de esta tesis: los barrios pericentrales que forman un anillo alrededor del área central. Originados como extensiones suburbanas alrededor de 1940, y consolidados como barrios residenciales de clase media y media alta de baja densidad antes de 1970, ocupan lo que son hoy algunas de las áreas con mejor calidad ambiental y urbana de la ciudad. Los barrios pericentrales son considerados generalmente consolidados y estables; sin embargo, analizados en detalle, muestran complejas transformaciones: un vaciamiento poblacional constante, a pesar del crecimiento demográfico en general de Córdoba y el AMCBA; aumento de inmuebles abandonados; y a diferencia de sectores en una similar posición, no son objeto de grandes inversiones inmobiliarias de renovación urbana. Esta situación es invisibilizada, en parte por ser resultado de procesos con poco impacto relativo en la ciudad, y en parte porque estos procesos no están contemplados por los modelos urbanos locales vigentes –basados en la teoría racionalista y determinista de principios del siglo XX-, que conceptualizan a los barrios pericentrales como una "panacea urbana". Esta tesis puso en disputa estos modelos, partiendo de la discusión sobre un fenómeno informal detectado indefectiblemente (aunque no exclusivamente) en estos barrios pericentrales: la microdensificación emergente. La imposibilidad de colocar los inmuebles existentes en el mercado hace que los propietarios busquen nuevas formas de valorizar sus propiedades, de facilitar el acceso a la vivienda a sus hijos o de invertir sus ahorros de forma segura, obteniendo una fuente adicional de ingresos: en cada parcela edificada se aumenta la cantidad de unidades funcionales, aprovechando la superficie construible vacante o refuncionalizando las construcciones obsoletas, aunque manteniendo el grano y la escala de intervención respecto al tejido existente. La oferta de hábitat en estos barrios se diversifica, y no sólo evita la expulsión de población, sino que también atrae a nuevos habitantes. Además, en un tejido originalmente sólo residencial, incorpora actividades de comercio y servicios que enriquecen el tejido funcional. El proceso se realiza sin planificación general (y por supuesto fuera del marco legal): es la suma de acciones individuales que se reconstruyen como una "tendencia" o "patrón emergente", revitalizando el tejido urbano de forma sutil pero definitiva. Se planteó como hipótesis que la microdensificación emergente es un proceso de revitalización que aprovecha el potencial del tejido de estos barrios de forma más sostenible y eficiente que el modelo impuesto formalmente. 10 La tesis se encuadró bajo el enfoque sistémico de la complejidad. Este enfoque entiende a la ciudad como un sistema complejo y dinámico, en desarrollo constante; determinado más por las interrelaciones entre sus componentes y entre esos componentes y el contexto, que por las condiciones de cada elemento individualmente. La calidad y cantidad de estas interacciones es primordial, al punto de definir la condición urbana de una aglomeración. Según estas premisas, un sistema urbano sostenible y eficiente será aquel que, maximizando recursos materiales y humanos (y de acuerdo a la capacidad de carga del sistema) desarrolle de redes de intercambio múltiples, diversas y descentralizadas, que generen procesos de sinergia y desarrollo inclusivos. La investigación se estructuró entonces de forma tal de responder las siguientes preguntas: • En primer lugar, ¿cuáles son las condiciones específicas que catalizan la microdensificación en los barrios pericentrales de Córdoba? • Siendo la microdensificación una respuesta a una situación particular dentro del sistema urbano, ¿Cuál es el grado de sostenibilidad y eficiencia que aporta a los barrios pericentrales (en particular) y a Córdoba (en general)? • Y tras haber identificado su impacto en la estructura urbana, su potencial transformador y organizativo, ¿puede el estudio de los procesos emergentes hacer un aporte conceptual e instrumental a los modelos locales de planeamiento urbano? Primeramente, un análisis documental reconstruyó la condición específica de los barrios pericentrales, y el escenario actual de Córdoba con respecto a la producción y acceso al hábitat urbano. Luego se infirió un escenario tendencial a corto y mediano plazo, que sirvió para definir distintos patrones de territorialización, incluyendo el patrón "formal" de los barrios pericentrales. Se continuó con el análisis específico de la microdensificación, proponiendo un escenario posible a mediano plazo donde el patrón de microdensificación ha sido plenamente desarrollado, transformando cuali y cuantitativamente el tejido espacio-funcional y socioeconómico. A partir de estos resultados, se realizó un análisis comparativo de los distintos patrones de desarrollo urbano de Córdoba en cuanto a su sostenibilidad y eficiencia. Se demostró que el patrón de microdensificación en los barrios pericentrales es mucho más sostenible y eficiente que los patrones formales existentes, y se abrió la discusión que se desarrolla en la última parte de esta tesis: El argumento desarrollado en esta investigación y los resultados que de él se desprenden tienen un carácter analítico y explicativo útil para el análisis de otros escenarios en el contexto urbano argentino y latinoamericano. En primer lugar, sobre preferir la revitalización progresiva frente a la renovación total o la creación de nuevo suelo urbano en la periferia; promover una ciudad compacta, diversa e inclusiva tanto social como funcionalmente; basada en la multiplicación y diversificación de los agentes productores de ciudad; que considera estos procesos, así como los mecanismos de empoderamiento, participación y gobernanza como instrumentos para lograr mayor sostenibilidad y eficiencia en el desarrollo urbano. Por otro lado, esta tesis puso en relevancia el rol de los procesos emergentes en un sistema urbano como mecanismo vital para generar esta revitalización. Finalmente, se discute el aporte del enfoque sistémico para comprender, explicar y proponer intervenciones a la disciplina. ; Córdoba ist die Hauptstadt der gleichnamigen Provinz im Nordosten Argentiniens. Sie ist der Mittelpunkt der zweitgrößten Metropolregion des Landes (bekannt unter der spanischen Abkürzung AMCBA) und ein wichtiges kulturelles und wirtschaftliches Zentrum des Landes. Derzeit scheint die Stadt durch zwei gegensätzlichen Prozesse geprägt, die zeitgleich von statten gehen: Einerseits die Erneuerung des Zentralbereichs und der Umgebung durch Hyperverdichtung, mit dem damit verbundenen Verlust des sozialen und architektonischen Erbes und dem Zusammenbruch der vorhandenen Infrastruktur-Netzwerke. Anderseits die Expansion der gebauten Stadt auf ländliche und industrielle Gebiete der städtischen Peripherie, was aufgrund einer abnehmenden Belegungsdichte immer mehr zu einer Verdünnung der Stadtstruktur führt. Darüber hinaus konzentriert sich der Wohnungsbau auf immer kleinere Gruppen und dies obwohl sich sowohl der Wohnungsbau beschleunigt als auch das Angebot an urbanen Wohnräumen erhöht: Während private Immobilienprojekte fast ausschließlich auf Bevölkerungsgruppen mit hohem Einkommen und Investoren, die nicht in der Stadt wohnen, ausgerichtet sind, sind die staatlichen Investitionen im sozialen Wohnungsbau ausschließlich für die Bevölkerungsgruppen mit den niedrigsten Einkommen bestimmt. Dadurch entsteht ein Defizit an Wohnangeboten für die Mittelschicht Córdobas, die fast 45% der Stadtbevölkerung ausmacht. Diese Schwerpunktsetzung ist auch bei lokalen Stadtforschern und Stadtplanern zu erkennen. Die aktuelle Situation der perizentralen Gebiete und Zwischenbereiche der Stadt sind weniger präsent, obgleich diese mehr als 30 % der urbanisierten Stadtfläche einnehmen und von der Mehrheit der Stadtbevölkerung bewohnt werden. Um diese Wissenslücke zu schließen, stehen die perizentralen Stadtviertel, die das Stadtzentrum umschließen, im Mittelpunkt dieser Arbeit. Sie sind ab 1940 als Erweiterungen der Vorstadt entstanden und etablierten sich im Laufe der 1960er Jahre als Wohngebiete mit einer geringen Bevölkerungsdichte, die heute von der Mittelschicht bewohnt werden und die höchste Umweltqualität und urbane Qualität der Stadt aufweisen. Die Gesetzgebung begrenzt dabei die Bebauung der Grundstücke auf Einfamilienhäusern, um die gewünschte geringe Bevölkerungsdichte beizubehalten. Man könnte die Untersuchung von bereits konsolidierten und stabilen urbanen Sektoren als sinnlos betrachten. Doch, wenn sie im Detail analysiert werden, zeigen sich komplexe demografische, räumliche und funktionale Transformationen, die von Interesse sind. Obwohl sich über die Jahre hinweg in diesen Stadtvierteln das bis zu diesem Moment angeblich "perfekteste" Wohnmodell materialisiert hat, nämlich ein Modell, welches "alle möglichen städtischen Wohnbedürfnisse erfüllt", leidet das soziale Gefüge und die bebaute Umwelt darunter. Das aktuelle Szenario zeigt, trotz des demografischen Wachstums von Cordoba und der Metropolregion AMCBA, einen konstanten Bevölkerungsrückgang in diesen Stadtvierteln: Junge Leute verlassen die Wohngegenden, während die zurückbleibende Bevölkerung altert und die Anzahl an verlassenen Gebäude stetig steigt. Für die auf dem Immobilienmarkt angebotenen Gebäude ist es schwierig, den Immobilienwert zu halten geschweige denn Käufer zu finden. Im Gegensatz zu anderen Bereichen der Stadt, die sich in einer ähnlichen Position befinden, sind diese Stadtviertel nicht im Fokus großer Immobilienaktivitäten. Dies widerspricht ihrer privilegierten Lage innerhalb der Stadtstruktur. 2 Diese Entwicklungen wurden lange Zeit übersehen. Zum einen da sie das Ergebnis von Prozessen sind, die wenig Auswirkungen auf die Stadt haben und zum anderen weil diese Prozesse in den heutigen lokalen städtischen Wohnmodellen nicht berücksichtigt werden, welche auf rationalistischen und deterministischen Theorien aus dem Anfang des 20. Jahrhunderts basieren und diese perizentralen Stadtviertel als städtisches Allheilmittel betrachten. Es ist unmöglich eine Hypothese abzuleiten, die aktuelle oder zukünftige Szenarios der perizentralen Stadtviertel in Córdoba unter diesen Rahmenbedingungen erklärt. Daher stellt diese Arbeit solche Modelle und ihre Fähigkeit, die Entwicklung der Stadt zu erklären oder in ihr effektiv zu arbeiten, in Frage und schlägt einen theoretischen Rahmen vor, der zum Verständnis, zur Erklärung und zur effektiven Umsetzung in der Stadt beitragen soll. Dies erfolgt auf Grundlage der Auseinandersetzung mit einem informellen Phänomen, welches deutlich (aber nicht ausschließlich) in diesen perizentralen Stadtvierteln erkennbar ist: die aufkommende Mikroverdichtung. Aufgrund der bereits genannten Unmöglichkeit, existierende Immobilien gewinnbringend auf den Markt zu bringen, suchen Eigentümer neue Wege, um ihr Wohneigentum aufzuwerten, ihren Kindern den Zugang zu einer Wohnung zu erleichtern oder ihre Ersparnisse sicher zu investieren und sich dadurch eine zusätzliche Einnahmequelle außerhalb des traditionellen Immobilienmarktes zu sichern. Aus diesem Grund erhöhen die Eigentümer die Anzahl der funktionalen Einheiten auf ihrem Grundstück, indem sie freie Fläche bebauen oder veraltete Konstruktionen renovieren. Das Stadtgefüge wird dabei durch diese Eingriffe nicht tiefgreifend verändert. Des Weiteren wird das Wohnraumangebot in diesen Stadtvierteln umfangreicher und verhindert nicht nur die Verdrängung der alten Bewohner, sondern zieht auch neue an. Auch werden dem ursprünglichen Wohngebiet zusätzliche nicht-residentielle Nutzungen hinzugefügt, die das Stadtgefüge bereichern. Letztendlich hat die Mikroverdichtung der perizentralen Nachbarschaften eine spezielle Eigenschaft, und zwar seinen emergenten / aufkommenden Zustand: Der Prozess erfolgt ohne allgemeine Planung (und auch außerhalb des rechtlichen Rahmens). Hauptakteure dieses Wandels sind die Eigentümer selbst, die ohne jegliche vorherige Absprachen agieren. Ob aus Notwendigkeit oder aus Opportunismus heraus, es handelt sich dabei um einen fragmentierten Prozess. Es beinhaltet eine Vielzahl individueller Aktionen, die als ein "Trend" oder "neu aufkommendes Muster" innerhalb der allgemeinen Organisation der perizentralen Stadtviertel zu begreifen sind und das Stadtgefüge auf subtile aber endgültige Art und Weise erneuern. Die vorliegende Arbeit stellt die Hypothese auf, dass die aufkommende Mikroverdichtung in diesen Stadtvierteln von Córdoba ein Revitalisierungsprozess ist, der das Potenzial des Stadtgefüges nachhaltiger und effizienter nutzt als das formell auferlegte Stadtentwicklungsmodell. Aufgrund des offenkundigen Gegensatzes zwischen dieser Hypothese und den aktuellen Rahmenbedingungen der lokalen Stadtentwicklung, ist es notwendig, einen theoretischen Rahmen zu schaffen, der die offensichtlichen Widersprüche auflöst und die Arbeitshypothese einrahmt. Diese These ordnet sich dem systemischen Ansatz der Komplexität zu, der analytischen Erforschung von komplexen Systemen. Dieser theoretische Rahmen ermöglicht, die aufkommenden Prozesse als integraler Bestandteil einer Stadt (ein "urbanes System"), seine Entwicklung im Laufe der Zeit, seine Komplexität und die Faktoren, von denen die urbane Nachhaltigkeit und Effizienz abhängen, zu erklären. Der systemische Ansatz begreift die Stadt als ein komplexes und dynamisches System in ständiger Entwicklung; ein System, das eher durch die Wechselbeziehungen zwischen seinen Komponenten und zwischen diesen und dem Kontext bestimmt wird, als durch den einzelnen Zustand jedes Elements. Die Qualität und Quantität dieser Interaktionen steht dabei an erster Stelle und definiert sogar den urbanen Zustand eines Ballungsgebietes. Urbanität ist nicht allein durch ihre Größe oder ihre Dichte gegeben, sondern ist gemäß der Synergie definiert, die durch eine Vielzahl an verschiedenen Interaktionen und Wech3 selwirkungen zwischen unterschiedlichen Akteuren produziert wird. Dieser Prozess heißt Synoikismos. Die Entfaltung der technologischen, sozialen und politischen Entwicklungen und Innovationen, die den städtischen Zustand charakterisieren, ist das inhärente Ergebnis dieser Interaktionen und eine direkte Funktion ihrer Intensität, Vielfalt und Redundanz, sowohl räumlich als auch zeitlich. Laut diesen Voraussetzungen ist ein nachhaltiges und effizientes Städtesystem eines, das durch die Maximierung der menschlichen und materiellen Ressourcen (und der Systembelastbarkeit entsprechend) mehrere unterschiedliche und dezentrale Austauschnetzwerke entwickelt, die inklusive Synergie- und Entwicklungsprozesse erzeugen. Dies bedeutet zum einen eine energieeffiziente Stadt, auch effizient im Konsum jeglicher Ressourcen und zum anderen eine kompakte Stadt, welche mehrere Begegnungen zwischen verschiedenen Akteuren ermöglicht, die Beteiligung an politischen Mechanismen und die intensive Nutzung des öffentlichen Raums, die Fußgängermobilität und eine funktionale und soziale Vielfalt in der Stadt fördert. Dies schließt auch Flexibilität und Anpassungsfähigkeit an Veränderungen durch Widerstands- oder Transformationsprozesse ein. Laut den lokalen Stadtentwicklungsmodellen, sind aufkommende und informelle Prozesse, wie die Mikroverdichtung, ein Zeichen der Krise im städtischen System: Anomalien, die durch die Entwicklung von schädlichen Prozessen im Konflikt mit dem Rest der Stadtstruktur entstanden sind. Konflikte, die sogar zum Zusammenbruch führen können. Laut dem theoretischen Ansatz dieser Arbeit jedoch, können diese Prozesse auch als Versuch des Systems verstanden werden, sich selbst zu regulieren und sich an neue Situationen anzupassen: Als Antwort auf ein ungelöstes Spannungsszenario; eine Art und Weise, in der das System sich selbst organisiert, um auf diese Spannung zu reagieren, indem ein neues Gleichgewicht gesucht wird. Die Arbeit strukturiert sich anhand von diesem theoretischen Rahmen, um die folgenden Fragen beantworten zu können: • Erstens, welche besonderen Rahmenbedingungen führen zu der aufkommenden Mikroverdichtung in den perizentralen Stadtvierteln in Córdoba? • Begreift man die Mikroverdichtung als Antwort auf eine bestimmte Situation innerhalb des städtischen Systems, stellt sich folgende zweite Frage: Welches Ausmaß an Nachhaltigkeit und Effizienz ermöglichen die Prozesse der Mikroverdichtung in den perizentralen Stadtvierteln im Speziellen und in Córdoba im Allgemeinen? • Nach der Identifizierung der Auswirkungen dieser Prozesse auf die Stadtstruktur, sowie des damit einhergehenden transformativen und organisatorischen Potenzials steht die dritte Frage im Raum: Kann die Erforschung von aufkommenden Prozessen dieser Art einen konzeptionellen und instrumentellen Beitrag zur lokalen Stadtplanung leisten? Um diesen Fragen nachzugehen wurde im weiteren Verlauf der Forschung eine Dokumentenanalyse durchgeführt, um den spezifischen Zustand der perizentralen Stadtviertel, der das Phänomen der aufkommenden Mikroverdichtung ermöglicht, zu rekonstruieren. Diese Analyse vollzog sich in zwei Schritten: Als Erstes wurden die perizentralen Stadtviertel und der Grund für ihr besonderes Urbanisierungsmuster historisch rekonstruiert und dadurch als (nahezu) monofunktionelle Wohnviertel mit einer geringen Bevölkerungsdichte identifiziert. Als Zweites wurde das aktuelle urbane Szenario Córdobas hinsichtlich der Produktion von und dem Zugang zu städtischem Habitat analysiert, um urbane, regionale und globale Variablen zu entwickeln, die die Entwicklungstrends der Stadt bestimmen. Dieses Vorgehen ermöglichte die Formulierung eines umfassendes Arguments, das alle Prozesse erklärt, die bisher als "gleichzeitig aber widersprüchlich" erfasst wurden. Darüber hinaus erklärt und prognostiziert dieses Argument die "undenkbare" Situation von perizentralen Stadtvierteln. Nach der Rekonstruktion des aktuellen Szenarios wurde ein kurzes und mittelfristiges (10 Jahren) Trendszenario des Phänomens abgeleitet. Dies diente dazu, die unterschiedlichen 4 Entwicklungsmuster in Córdoba zu vergleichen und deren Auswirkungen auf die Stadtstruktur zu bewerten. Im weiteren Verlauf der Arbeit wurde die Analyse der Mikroverdichtung hinsichtlich der Veränderungen im sozialen, funktionalen und räumlichen Stadtgefüge fortgeführt. Als Ergebnis wurde ein mögliches Zukunftsszenario vorgeschlagen, bei dem das Muster der Mikroverdichtung formalisiert und somit das räumlich-funktionale und sozioökonomische Gefüge der Stadtviertel transformiert wurde. Anschließend wurden das Potenzial und die Stärken (und Schwächen) gegenüber dem mittelfristigen Trendszenario von Córdoba und den perizentralen Stadtvierteln spezifiziert. Basierend auf diesen Ergebnissen wurden verschiedene Stadtentwicklungsmuster von Córdoba mithilfe der Variablen analysiert, die als strukturelle Bedingungen für Nachhaltigkeit und Effizienz definiert waren. Mit dem Ergebnis, dass die Nachhaltigkeit und die Effizienz der Mikroverdichtungsszenarien deutlich größer war als in den aktuellen Trendszenarien. Die vorliegende Analyse konnte somit die Hypothese dieser Arbeit belegen. Im letzten Abschnitt der Arbeit wurde der Diskussionsteil eröffnet. Die erste Diskussion befasste sich mit der Entwicklung, die eine progressive Revitalisierung fördert anstatt einer vollständigen Erneuerung des Stadtgefüges oder der Schaffung von neuem städtischem Land in der ruralen Peripherie der Stadt. Zudem fördert sie sowohl auf soziale, räumliche als auch funktionale Art und Weise eine kompakte, vielfältige und integrative Stadt. Diese Entwicklung beruht auf der Multiplikation und Diversifizierung der Akteure, die im Städtebau involviert sind, und betrachtet diese Prozesse, sowie die Ermächtigungs-, Beteiligungs- und Staatsführungsmechanismen als Instrumente zur Erlangung einer größeren Nachhaltigkeit und Effizienz in der Stadtentwicklung. Das bedeutet, eine Stadt, die in der Lage ist, kreativere Synergien zu schaffen und so zu sozialen, technologischen und wirtschaftlichen Vorteilen kommt. Des Weiteren betonte diese Arbeit die Rolle der aufkommenden Prozesse in einem städtischen System. Die aufkommende Mikroverdichtung hat wenig Einfluss auf die städtische Struktur von Córdoba. Jedoch ist es ein wichtiger Mechanismus, um die Verarmung und den Verlust von Ressourcen in perizentralen Bereichen und Zwischengebieten zu verhindern, d.h. um den partiellen Zusammenbruch der städtischen Struktur zu vermeiden und gleichzeitig Urbanität in Gebieten zu schaffen, die als bloße Wohnungsviertel charakterisiert sind. In der Stadtplanung ist es wichtig, auf aufkommende Prozesse in der Stadtentwicklung und auf die Erzeugung von Synergien Wert zu legen. Ihre Einbeziehung in die kritische Analyse beinhaltet die Entwicklung von Planungsinstrumenten, die nicht nur die Notwendigkeit der Dezentralisierung der Stadtentwicklung und der Entscheidungsfindung erkennen können, sondern die auch in der Lage sind, die Ungewissheit als Variable zu integrieren. Darüber hinaus müssen sie flexibel genug sein, um Veränderungen und die Notwendigkeit für Korrekturen und Anpassungen im Laufe der Zeit zu erkennen. Das Argument dieser Arbeit hat einen analytischen und erklärenden Charakter, der für die Analyse von anderen urbanen Szenarien in Argentinien und Lateinamerika nützlich ist. Dies ermöglicht die Verallgemeinerung sowohl der Ergebnisse als auch der theoretischen Annäherung an städtische Phänomene, basierend auf dem Stadt-Verständnis als komplexes, für ihre Umgebung offenes System, welches weit entfernt vom Gleichgewicht ist. Der größte Beitrag dieser Arbeit zur Urbanistik ist das Verständnis der Rolle der aufkommenden Phänomene und die Analyse der Widersprüche und Spannungen innerhalb der traditionellen lokalen Stadtmodelle, die auch Ausgrenzungen und Ungerechtigkeit im Zugang zu Stadt hervorhebt. Die Rolle des Staates und des Immobilienmarktes in der Stadtentwicklung von Cordoba wurde denaturiert und eine dialektische Artikulation der Logik des territorialen Lebensraumes in der Stadt, die sowohl Produktions- und Zugangsstrategien als auch die scheinbaren Widersprüche in der Stadtentwicklung der lateinamerikanischen mittelgroßen Städten erklärt, wurde vorgeschlagen. ; Córdoba is the capital of the province of Córdoba, in Argentina. It is also the principal city of the second-most populous metropolitan area of the country, the Greater Córdoba Metropolitan Area (AMCBA according to its acronym in Spanish), with strengths in business, automotive industry, culture, education, and research. Currently, the city seems to develop in two simultaneous and opposing processes: On the one hand, renovation by densification of the central area and its extensions, with losses of social and built heritage, and the collapse of infrastructure networks that this entails. On the other hand, extension of the urbanized area over rural and industrial periphery, with dwindling occupancy densities that dilute the urban structure more and more in the territory. Besides that, although housing production accelerates -increasing its supply-, it is concentrated in ever smaller groups: while real estate projects are targeted almost exclusively at high-income sectors and investors who do not live in the city, State investment in social housing is allocated exclusively to lower income sectors. This situation produces a deficit in proposals aimed at the so-called "middle class", even though it makes up of almost 45% of the city´s population. In addition, these processes concentrate the interest of the greater part of both local academics and urban planners. This situation produces a knowledge gap in the current situation of Córdoba´s pericentral and intermediate areas, which occupy more than 30% of the city´s urbanized land (and where the majority of this city´s inhabitants reside). It is there where this thesis´ case study is located: the pericentral districts that surround the central area. They originated as suburban extensions around 1940, and consolidated as middle-class/low-density residential neighborhoods before 1970. Today, they occupy some of the best environmental and urban quality areas of the city. Even land-use regulation specifically limits occupancy to single-family dwellings on individual plots to maintain the desired low-density residential neighborhood pattern. We can discuss the futility of studying urban sectors considered already consolidated and stable; however, when analyzed in detail, pericentral areas show complex demographic, spatial, and functional transformations that contradict this characterization: Despite the fact that these neighborhoods materializes the supposedly "most perfect" residential model known until now, a model "that solves each and every one of the urban-life needs", its social and built fabric resents. The current scenario shows a constant population-shrinking process, in spite of the demographic growth of both Córdoba and the AMCBA. Young people leaves these neighborhoods, while the remaining population ages. Abandoned buildings constantly increase; the ones offered in the real estate market have difficulties to find buyers, or even to maintain their price, which contradicts its privileged status within the city. At the same time -and unlike areas in a similar position- these neighborhoods are not the object of major real estate investments. Local academics and urban planners overlook this situation, in part because it is the result of processes with relative less impact in the city, and in part because these processes are not covered by current local urban models -based on the rationalist and deterministic urban theory of early 20th century-, which conceptualize suburban neigh6 borhoods as an urban panacea. It is impossible to deduce a hypothesis that explains the current nor the trend scenario of pericentral neighborhoods of Córdoba in terms of that framework. Therefore, this thesis discussed those theoretical models, and its capacity to explain Córdoba´s development. It proposed a theoretical framework that allowed understanding, explaining, and operating effectively in the city. It did so based on the discussion of an informal phenomenon unfailingly (but not exclusively) detected in pericentral neighborhoods: the emergent micro-densification. Given the impossibility of advantageously placing their properties in the housing market -due to factors such as land-use restrictions, and specific conditions of the local real estate market-, the landowners seek new ways to valorize their properties, facilitate access to housing for their children, or profitably invest their savings, obtaining an additional income outside the "traditional" real estate market. They increase the number of functional units in their plots, occupying the vacant building area or refurbishing obsolete constructions, while maintaining the intervention scale in relation to the existing urban fabric. These neighborhoods´ housing supply diversifies; and it not only prevents the expulsion of population, but it also attracts new inhabitants. In addition, in an originally residential fabric, it incorporates non-residential activities that enrich the urban fabric. Finally, micro-densification in pericentral neighborhoods presents a differential quality: its "emergent" condition. The process carries out without general planning (and of course outside the legal framework); inhabitants/landowners decide to do so, without any prior agreement. It is an atomized and fragmented process, result of necessity or opportunism. It is the sum of individual actions reconstructed as a "trend", or an "emerging pattern" within the general organization of pericentral neighborhoods, revitalizing the urban fabric in a subtle but definitive way. This research hypothesized that emergent micro-densification in these neighborhoods is a process of revitalization that harnesses the potential of their urban fabric; it does so in a more sustainable and efficient way than the current urban development patterns. Faced with the manifest opposition between this hypothesis and the current local urFaced with the manifest opposition between this hypothesis and the current local urban development framework, it was necessary to construct a theoretical framework able to solve the apparent contradictions detected -that the latter cannot explain-, and frame the working hypothesis. Therefore, this thesis is framed under the systemic complexity approach, that is, the analytical study of complex systems. This theoretical framework has the capacity to explain emergent processes as integral part of a city, its development over time, its complexity, and the factors on which urban sustainability and efficiency depend. The systemic approach understands the city as a complex and dynamic system, in constant development; a system determined more by interrelationships between its components, and between those components and the context, than by the individual conditions of each component. The quality and quantity of these interactions is paramount, to the point of defining the urban condition of a human agglomeration in the territory: urbanity is not given merely by the size or density of a human agglomeration; it is defined in terms of the synergy produced by a large number of different interactions between different agents; a process called synekism. The generation of innovation, and technological/social/political development that characterize the urban condition is an inherent result of these interactions, and a direct function of the intensity, diversity, and redundancy of them in the territory, over time. 7 A sustainable and efficient urban system will be one that, by maximizing material and human resources (and according to the system´s load capacity), develops decentralized, multi-exchange networks; one capable of generating synergy and inclusive development. This implies an energy efficient city, but also efficient in the consumption of any type of resources; a compact city, which prioritizes participatory political mechanisms and intensive use of public spaces, but also pedestrian mobility, and functional and social diversity. It also implies flexibility and adaptability in the face of changes, through processes of resilience or transformation. According to local urban development models, emergent and informal processes such as micro-densification are a sign of crisis within the urban system: anomalies due to the development of harmful processes, in conflict with the rest of the urban structure; conflicts that may even lead to the city´s collapse. But according to the theoretical approach proposed in this thesis, these processes can also be identified as an attempt by the system to self-regulate and adapt to new situations: as a response to a scenario of tension; a way in which the system self-organizes, and responds to that tension seeking a new equilibrium. The research is then structured in order to answer the following questions: • First, what are the specific conditions that catalyze micro-densification in the pericentral neighborhoods of Córdoba? • Second, since micro-densification is a response to a particular situation within the urban system, what is the degree of sustainability and efficiency that transformations through micro-densification provides to pericentral neighborhoods (in particular) and to Córdoba (in general)? • Finally, having identified the impact of such processes on the urban structure, and its transformative and organizational potential, can the study of emergent processes make a conceptual or instrumental contribution to local urban planning? The research continued with a document analysis that reconstructs the specific condition of pericentral neighborhoods of Córdoba -which catalyzes the phenomenon of emergent micro-densification-. This stage developed in two parts: In the first place, we historically reconstruct pericentral neighborhoods of Córdoba, and the reasons for their urbanization pattern, which consolidates them as residential, (virtually) mono-functional, low-density, middle-class neighborhoods. Secondly, we analyzed Córdoba´s current scenario -with respect to the production and access to urban habitat- establishing urban, regional, and global variables that determine the city´s current development trends. This analysis allowed us to develop a comprehensive argument that explains all the processes that until now were conceptualized as "simultaneous but contradictory". It also explains and predicts the "unthinkable" situation of pericentral neighborhoods. After reconstructing the current scenario and defining different development patterns in Córdoba (including the "formal" pericentral neighborhoods´ pattern), we inferred a trend scenario in the short and medium term (10 years). We continued analyzing the micro-densification phenomenon, in terms of its social, functional, and spatial urban fabric transformations. As a result, a possible future scenario was proposed in which the micro-densification pattern has been formalized, transforming qualitatively and quantitatively the spatial-functional and socio-economic fabric. We specified their potential and strengths (as well as their weaknesses), against the future trend scenario of Córdoba and the pericentral neighborhoods. 8 Based on these results, we analyzed the different urban development patterns in Córdoba according to the variables defined as structural conditions of sustainability and efficiency: The sustainability and efficiency of the micro-densification scenario are much greater than those of the current trends scenario. Therefore, we verified the working hypothesis, and opened the discussion of this thesis. A first line of discussion dealt with development that fosters progressive revitalization, instead of complete renewal of urban fabric, or creation of new urban land on city´s rural periphery. Development that promotes a compact, diverse, and inclusive city, both socially, spatially and functionally; based on the multiplication and diversification of city-building agents. Development that considers these processes, as well as the mechanisms of empowerment, participation, and governance as instruments to achieve greater sustainability and efficiency in urban development. A city capable of generating more creative synergy, which translates into social, technological, and economic benefits. We denatured both the role of the State and the real estate market in the urban development of Córdoba; we proposed a dialectical articulation of different logics of urban development, explaining both the production and access strategies to habitat, and the apparent contradictions in urban development of Latin American middle cities. This thesis´ argument has an analytical and explanatory character, useful for analyzing other urban systems in Argentina and Latin America. It allows the generalization of both the results and the theoretical approach to urban phenomena, understanding the city as a complex system open to its surroundings and far from equilibrium. On the other hand, this thesis emphasized the role of emergent processes in an urban system. So far, emergent micro-densification has little impact on Córdoba´s urban structure. However, it is a vital mechanism to prevent pauperization and loss of resources in pericentral and intermediate urban areas -that is to say, to avoid the partial collapse of the urban structure-, while generating urbanity in areas characterized as mere residential fragments. It is essential to give importance in urban development and in generation of synergy to emergent processes. Incorporating them into critical analysis and diagnosis involves developing planning tools capable not only of recognizing the need to decentralize urban development and sharing decision-making, but also capable of incorporating uncertainty as a variable. In addition, they must be flexible enough to detect changes and the need for adjustment and adaptation over time. This thesis makes its greatest contribution to urban studies by helping to understand the role of emergent phenomena, highlighting contradictions and tensions within the traditional local urban models, and exclusions and inequities driven by those models.
Córdoba es la segunda ciudad más poblada de la Argentina, y posee el ejido municipal más extenso del país, siendo un importante centro industrial y de servicios del centro del país. Es además la cabecera de la segunda región metropolitana argentina, el Área Metropolitana de Córdoba (AMCBA). Si bien el desarrollo de sus áreas centrales y periurbanas es un tema bastante desarrollado académicamente, actualmente hay un vacío de conocimiento en la situación actual de las áreas pericentrales e intermedias de esta ciudad -aun cuando ocupan más del 30% del área urbanizada y donde habita la mayor parte de su población-. Es en estas áreas donde se ubica el objeto de estudio de esta tesis: los barrios pericentrales que forman un anillo alrededor del área central. Originados como extensiones suburbanas alrededor de 1940, y consolidados como barrios residenciales de clase media y media alta de baja densidad antes de 1970, ocupan lo que son hoy algunas de las áreas con mejor calidad ambiental y urbana de la ciudad. Los barrios pericentrales son considerados generalmente consolidados y estables; sin embargo, analizados en detalle, muestran complejas transformaciones: un vaciamiento poblacional constante, a pesar del crecimiento demográfico en general de Córdoba y el AMCBA; aumento de inmuebles abandonados; y a diferencia de sectores en una similar posición, no son objeto de grandes inversiones inmobiliarias de renovación urbana. Esta situación es invisibilizada, en parte por ser resultado de procesos con poco impacto relativo en la ciudad, y en parte porque estos procesos no están contemplados por los modelos urbanos locales vigentes –basados en la teoría racionalista y determinista de principios del siglo XX-, que conceptualizan a los barrios pericentrales como una "panacea urbana". Esta tesis puso en disputa estos modelos, partiendo de la discusión sobre un fenómeno informal detectado indefectiblemente (aunque no exclusivamente) en estos barrios pericentrales: la microdensificación emergente. La imposibilidad de colocar los inmuebles existentes en el mercado hace que los propietarios busquen nuevas formas de valorizar sus propiedades, de facilitar el acceso a la vivienda a sus hijos o de invertir sus ahorros de forma segura, obteniendo una fuente adicional de ingresos: en cada parcela edificada se aumenta la cantidad de unidades funcionales, aprovechando la superficie construible vacante o refuncionalizando las construcciones obsoletas, aunque manteniendo el grano y la escala de intervención respecto al tejido existente. La oferta de hábitat en estos barrios se diversifica, y no sólo evita la expulsión de población, sino que también atrae a nuevos habitantes. Además, en un tejido originalmente sólo residencial, incorpora actividades de comercio y servicios que enriquecen el tejido funcional. El proceso se realiza sin planificación general (y por supuesto fuera del marco legal): es la suma de acciones individuales que se reconstruyen como una "tendencia" o "patrón emergente", revitalizando el tejido urbano de forma sutil pero definitiva. Se planteó como hipótesis que la microdensificación emergente es un proceso de revitalización que aprovecha el potencial del tejido de estos barrios de forma más sostenible y eficiente que el modelo impuesto formalmente. 10 La tesis se encuadró bajo el enfoque sistémico de la complejidad. Este enfoque entiende a la ciudad como un sistema complejo y dinámico, en desarrollo constante; determinado más por las interrelaciones entre sus componentes y entre esos componentes y el contexto, que por las condiciones de cada elemento individualmente. La calidad y cantidad de estas interacciones es primordial, al punto de definir la condición urbana de una aglomeración. Según estas premisas, un sistema urbano sostenible y eficiente será aquel que, maximizando recursos materiales y humanos (y de acuerdo a la capacidad de carga del sistema) desarrolle de redes de intercambio múltiples, diversas y descentralizadas, que generen procesos de sinergia y desarrollo inclusivos. La investigación se estructuró entonces de forma tal de responder las siguientes preguntas: • En primer lugar, ¿cuáles son las condiciones específicas que catalizan la microdensificación en los barrios pericentrales de Córdoba? • Siendo la microdensificación una respuesta a una situación particular dentro del sistema urbano, ¿Cuál es el grado de sostenibilidad y eficiencia que aporta a los barrios pericentrales (en particular) y a Córdoba (en general)? • Y tras haber identificado su impacto en la estructura urbana, su potencial transformador y organizativo, ¿puede el estudio de los procesos emergentes hacer un aporte conceptual e instrumental a los modelos locales de planeamiento urbano? Primeramente, un análisis documental reconstruyó la condición específica de los barrios pericentrales, y el escenario actual de Córdoba con respecto a la producción y acceso al hábitat urbano. Luego se infirió un escenario tendencial a corto y mediano plazo, que sirvió para definir distintos patrones de territorialización, incluyendo el patrón "formal" de los barrios pericentrales. Se continuó con el análisis específico de la microdensificación, proponiendo un escenario posible a mediano plazo donde el patrón de microdensificación ha sido plenamente desarrollado, transformando cuali y cuantitativamente el tejido espacio-funcional y socioeconómico. A partir de estos resultados, se realizó un análisis comparativo de los distintos patrones de desarrollo urbano de Córdoba en cuanto a su sostenibilidad y eficiencia. Se demostró que el patrón de microdensificación en los barrios pericentrales es mucho más sostenible y eficiente que los patrones formales existentes, y se abrió la discusión que se desarrolla en la última parte de esta tesis: El argumento desarrollado en esta investigación y los resultados que de él se desprenden tienen un carácter analítico y explicativo útil para el análisis de otros escenarios en el contexto urbano argentino y latinoamericano. En primer lugar, sobre preferir la revitalización progresiva frente a la renovación total o la creación de nuevo suelo urbano en la periferia; promover una ciudad compacta, diversa e inclusiva tanto social como funcionalmente; basada en la multiplicación y diversificación de los agentes productores de ciudad; que considera estos procesos, así como los mecanismos de empoderamiento, participación y gobernanza como instrumentos para lograr mayor sostenibilidad y eficiencia en el desarrollo urbano. Por otro lado, esta tesis puso en relevancia el rol de los procesos emergentes en un sistema urbano como mecanismo vital para generar esta revitalización. Finalmente, se discute el aporte del enfoque sistémico para comprender, explicar y proponer intervenciones a la disciplina. ; Córdoba ist die Hauptstadt der gleichnamigen Provinz im Nordosten Argentiniens. Sie ist der Mittelpunkt der zweitgrößten Metropolregion des Landes (bekannt unter der spanischen Abkürzung AMCBA) und ein wichtiges kulturelles und wirtschaftliches Zentrum des Landes. Derzeit scheint die Stadt durch zwei gegensätzlichen Prozesse geprägt, die zeitgleich von statten gehen: Einerseits die Erneuerung des Zentralbereichs und der Umgebung durch Hyperverdichtung, mit dem damit verbundenen Verlust des sozialen und architektonischen Erbes und dem Zusammenbruch der vorhandenen Infrastruktur-Netzwerke. Anderseits die Expansion der gebauten Stadt auf ländliche und industrielle Gebiete der städtischen Peripherie, was aufgrund einer abnehmenden Belegungsdichte immer mehr zu einer Verdünnung der Stadtstruktur führt. Darüber hinaus konzentriert sich der Wohnungsbau auf immer kleinere Gruppen und dies obwohl sich sowohl der Wohnungsbau beschleunigt als auch das Angebot an urbanen Wohnräumen erhöht: Während private Immobilienprojekte fast ausschließlich auf Bevölkerungsgruppen mit hohem Einkommen und Investoren, die nicht in der Stadt wohnen, ausgerichtet sind, sind die staatlichen Investitionen im sozialen Wohnungsbau ausschließlich für die Bevölkerungsgruppen mit den niedrigsten Einkommen bestimmt. Dadurch entsteht ein Defizit an Wohnangeboten für die Mittelschicht Córdobas, die fast 45% der Stadtbevölkerung ausmacht. Diese Schwerpunktsetzung ist auch bei lokalen Stadtforschern und Stadtplanern zu erkennen. Die aktuelle Situation der perizentralen Gebiete und Zwischenbereiche der Stadt sind weniger präsent, obgleich diese mehr als 30 % der urbanisierten Stadtfläche einnehmen und von der Mehrheit der Stadtbevölkerung bewohnt werden. Um diese Wissenslücke zu schließen, stehen die perizentralen Stadtviertel, die das Stadtzentrum umschließen, im Mittelpunkt dieser Arbeit. Sie sind ab 1940 als Erweiterungen der Vorstadt entstanden und etablierten sich im Laufe der 1960er Jahre als Wohngebiete mit einer geringen Bevölkerungsdichte, die heute von der Mittelschicht bewohnt werden und die höchste Umweltqualität und urbane Qualität der Stadt aufweisen. Die Gesetzgebung begrenzt dabei die Bebauung der Grundstücke auf Einfamilienhäusern, um die gewünschte geringe Bevölkerungsdichte beizubehalten. Man könnte die Untersuchung von bereits konsolidierten und stabilen urbanen Sektoren als sinnlos betrachten. Doch, wenn sie im Detail analysiert werden, zeigen sich komplexe demografische, räumliche und funktionale Transformationen, die von Interesse sind. Obwohl sich über die Jahre hinweg in diesen Stadtvierteln das bis zu diesem Moment angeblich "perfekteste" Wohnmodell materialisiert hat, nämlich ein Modell, welches "alle möglichen städtischen Wohnbedürfnisse erfüllt", leidet das soziale Gefüge und die bebaute Umwelt darunter. Das aktuelle Szenario zeigt, trotz des demografischen Wachstums von Cordoba und der Metropolregion AMCBA, einen konstanten Bevölkerungsrückgang in diesen Stadtvierteln: Junge Leute verlassen die Wohngegenden, während die zurückbleibende Bevölkerung altert und die Anzahl an verlassenen Gebäude stetig steigt. Für die auf dem Immobilienmarkt angebotenen Gebäude ist es schwierig, den Immobilienwert zu halten geschweige denn Käufer zu finden. Im Gegensatz zu anderen Bereichen der Stadt, die sich in einer ähnlichen Position befinden, sind diese Stadtviertel nicht im Fokus großer Immobilienaktivitäten. Dies widerspricht ihrer privilegierten Lage innerhalb der Stadtstruktur. 2 Diese Entwicklungen wurden lange Zeit übersehen. Zum einen da sie das Ergebnis von Prozessen sind, die wenig Auswirkungen auf die Stadt haben und zum anderen weil diese Prozesse in den heutigen lokalen städtischen Wohnmodellen nicht berücksichtigt werden, welche auf rationalistischen und deterministischen Theorien aus dem Anfang des 20. Jahrhunderts basieren und diese perizentralen Stadtviertel als städtisches Allheilmittel betrachten. Es ist unmöglich eine Hypothese abzuleiten, die aktuelle oder zukünftige Szenarios der perizentralen Stadtviertel in Córdoba unter diesen Rahmenbedingungen erklärt. Daher stellt diese Arbeit solche Modelle und ihre Fähigkeit, die Entwicklung der Stadt zu erklären oder in ihr effektiv zu arbeiten, in Frage und schlägt einen theoretischen Rahmen vor, der zum Verständnis, zur Erklärung und zur effektiven Umsetzung in der Stadt beitragen soll. Dies erfolgt auf Grundlage der Auseinandersetzung mit einem informellen Phänomen, welches deutlich (aber nicht ausschließlich) in diesen perizentralen Stadtvierteln erkennbar ist: die aufkommende Mikroverdichtung. Aufgrund der bereits genannten Unmöglichkeit, existierende Immobilien gewinnbringend auf den Markt zu bringen, suchen Eigentümer neue Wege, um ihr Wohneigentum aufzuwerten, ihren Kindern den Zugang zu einer Wohnung zu erleichtern oder ihre Ersparnisse sicher zu investieren und sich dadurch eine zusätzliche Einnahmequelle außerhalb des traditionellen Immobilienmarktes zu sichern. Aus diesem Grund erhöhen die Eigentümer die Anzahl der funktionalen Einheiten auf ihrem Grundstück, indem sie freie Fläche bebauen oder veraltete Konstruktionen renovieren. Das Stadtgefüge wird dabei durch diese Eingriffe nicht tiefgreifend verändert. Des Weiteren wird das Wohnraumangebot in diesen Stadtvierteln umfangreicher und verhindert nicht nur die Verdrängung der alten Bewohner, sondern zieht auch neue an. Auch werden dem ursprünglichen Wohngebiet zusätzliche nicht-residentielle Nutzungen hinzugefügt, die das Stadtgefüge bereichern. Letztendlich hat die Mikroverdichtung der perizentralen Nachbarschaften eine spezielle Eigenschaft, und zwar seinen emergenten / aufkommenden Zustand: Der Prozess erfolgt ohne allgemeine Planung (und auch außerhalb des rechtlichen Rahmens). Hauptakteure dieses Wandels sind die Eigentümer selbst, die ohne jegliche vorherige Absprachen agieren. Ob aus Notwendigkeit oder aus Opportunismus heraus, es handelt sich dabei um einen fragmentierten Prozess. Es beinhaltet eine Vielzahl individueller Aktionen, die als ein "Trend" oder "neu aufkommendes Muster" innerhalb der allgemeinen Organisation der perizentralen Stadtviertel zu begreifen sind und das Stadtgefüge auf subtile aber endgültige Art und Weise erneuern. Die vorliegende Arbeit stellt die Hypothese auf, dass die aufkommende Mikroverdichtung in diesen Stadtvierteln von Córdoba ein Revitalisierungsprozess ist, der das Potenzial des Stadtgefüges nachhaltiger und effizienter nutzt als das formell auferlegte Stadtentwicklungsmodell. Aufgrund des offenkundigen Gegensatzes zwischen dieser Hypothese und den aktuellen Rahmenbedingungen der lokalen Stadtentwicklung, ist es notwendig, einen theoretischen Rahmen zu schaffen, der die offensichtlichen Widersprüche auflöst und die Arbeitshypothese einrahmt. Diese These ordnet sich dem systemischen Ansatz der Komplexität zu, der analytischen Erforschung von komplexen Systemen. Dieser theoretische Rahmen ermöglicht, die aufkommenden Prozesse als integraler Bestandteil einer Stadt (ein "urbanes System"), seine Entwicklung im Laufe der Zeit, seine Komplexität und die Faktoren, von denen die urbane Nachhaltigkeit und Effizienz abhängen, zu erklären. Der systemische Ansatz begreift die Stadt als ein komplexes und dynamisches System in ständiger Entwicklung; ein System, das eher durch die Wechselbeziehungen zwischen seinen Komponenten und zwischen diesen und dem Kontext bestimmt wird, als durch den einzelnen Zustand jedes Elements. Die Qualität und Quantität dieser Interaktionen steht dabei an erster Stelle und definiert sogar den urbanen Zustand eines Ballungsgebietes. Urbanität ist nicht allein durch ihre Größe oder ihre Dichte gegeben, sondern ist gemäß der Synergie definiert, die durch eine Vielzahl an verschiedenen Interaktionen und Wech3 selwirkungen zwischen unterschiedlichen Akteuren produziert wird. Dieser Prozess heißt Synoikismos. Die Entfaltung der technologischen, sozialen und politischen Entwicklungen und Innovationen, die den städtischen Zustand charakterisieren, ist das inhärente Ergebnis dieser Interaktionen und eine direkte Funktion ihrer Intensität, Vielfalt und Redundanz, sowohl räumlich als auch zeitlich. Laut diesen Voraussetzungen ist ein nachhaltiges und effizientes Städtesystem eines, das durch die Maximierung der menschlichen und materiellen Ressourcen (und der Systembelastbarkeit entsprechend) mehrere unterschiedliche und dezentrale Austauschnetzwerke entwickelt, die inklusive Synergie- und Entwicklungsprozesse erzeugen. Dies bedeutet zum einen eine energieeffiziente Stadt, auch effizient im Konsum jeglicher Ressourcen und zum anderen eine kompakte Stadt, welche mehrere Begegnungen zwischen verschiedenen Akteuren ermöglicht, die Beteiligung an politischen Mechanismen und die intensive Nutzung des öffentlichen Raums, die Fußgängermobilität und eine funktionale und soziale Vielfalt in der Stadt fördert. Dies schließt auch Flexibilität und Anpassungsfähigkeit an Veränderungen durch Widerstands- oder Transformationsprozesse ein. Laut den lokalen Stadtentwicklungsmodellen, sind aufkommende und informelle Prozesse, wie die Mikroverdichtung, ein Zeichen der Krise im städtischen System: Anomalien, die durch die Entwicklung von schädlichen Prozessen im Konflikt mit dem Rest der Stadtstruktur entstanden sind. Konflikte, die sogar zum Zusammenbruch führen können. Laut dem theoretischen Ansatz dieser Arbeit jedoch, können diese Prozesse auch als Versuch des Systems verstanden werden, sich selbst zu regulieren und sich an neue Situationen anzupassen: Als Antwort auf ein ungelöstes Spannungsszenario; eine Art und Weise, in der das System sich selbst organisiert, um auf diese Spannung zu reagieren, indem ein neues Gleichgewicht gesucht wird. Die Arbeit strukturiert sich anhand von diesem theoretischen Rahmen, um die folgenden Fragen beantworten zu können: • Erstens, welche besonderen Rahmenbedingungen führen zu der aufkommenden Mikroverdichtung in den perizentralen Stadtvierteln in Córdoba? • Begreift man die Mikroverdichtung als Antwort auf eine bestimmte Situation innerhalb des städtischen Systems, stellt sich folgende zweite Frage: Welches Ausmaß an Nachhaltigkeit und Effizienz ermöglichen die Prozesse der Mikroverdichtung in den perizentralen Stadtvierteln im Speziellen und in Córdoba im Allgemeinen? • Nach der Identifizierung der Auswirkungen dieser Prozesse auf die Stadtstruktur, sowie des damit einhergehenden transformativen und organisatorischen Potenzials steht die dritte Frage im Raum: Kann die Erforschung von aufkommenden Prozessen dieser Art einen konzeptionellen und instrumentellen Beitrag zur lokalen Stadtplanung leisten? Um diesen Fragen nachzugehen wurde im weiteren Verlauf der Forschung eine Dokumentenanalyse durchgeführt, um den spezifischen Zustand der perizentralen Stadtviertel, der das Phänomen der aufkommenden Mikroverdichtung ermöglicht, zu rekonstruieren. Diese Analyse vollzog sich in zwei Schritten: Als Erstes wurden die perizentralen Stadtviertel und der Grund für ihr besonderes Urbanisierungsmuster historisch rekonstruiert und dadurch als (nahezu) monofunktionelle Wohnviertel mit einer geringen Bevölkerungsdichte identifiziert. Als Zweites wurde das aktuelle urbane Szenario Córdobas hinsichtlich der Produktion von und dem Zugang zu städtischem Habitat analysiert, um urbane, regionale und globale Variablen zu entwickeln, die die Entwicklungstrends der Stadt bestimmen. Dieses Vorgehen ermöglichte die Formulierung eines umfassendes Arguments, das alle Prozesse erklärt, die bisher als "gleichzeitig aber widersprüchlich" erfasst wurden. Darüber hinaus erklärt und prognostiziert dieses Argument die "undenkbare" Situation von perizentralen Stadtvierteln. Nach der Rekonstruktion des aktuellen Szenarios wurde ein kurzes und mittelfristiges (10 Jahren) Trendszenario des Phänomens abgeleitet. Dies diente dazu, die unterschiedlichen 4 Entwicklungsmuster in Córdoba zu vergleichen und deren Auswirkungen auf die Stadtstruktur zu bewerten. Im weiteren Verlauf der Arbeit wurde die Analyse der Mikroverdichtung hinsichtlich der Veränderungen im sozialen, funktionalen und räumlichen Stadtgefüge fortgeführt. Als Ergebnis wurde ein mögliches Zukunftsszenario vorgeschlagen, bei dem das Muster der Mikroverdichtung formalisiert und somit das räumlich-funktionale und sozioökonomische Gefüge der Stadtviertel transformiert wurde. Anschließend wurden das Potenzial und die Stärken (und Schwächen) gegenüber dem mittelfristigen Trendszenario von Córdoba und den perizentralen Stadtvierteln spezifiziert. Basierend auf diesen Ergebnissen wurden verschiedene Stadtentwicklungsmuster von Córdoba mithilfe der Variablen analysiert, die als strukturelle Bedingungen für Nachhaltigkeit und Effizienz definiert waren. Mit dem Ergebnis, dass die Nachhaltigkeit und die Effizienz der Mikroverdichtungsszenarien deutlich größer war als in den aktuellen Trendszenarien. Die vorliegende Analyse konnte somit die Hypothese dieser Arbeit belegen. Im letzten Abschnitt der Arbeit wurde der Diskussionsteil eröffnet. Die erste Diskussion befasste sich mit der Entwicklung, die eine progressive Revitalisierung fördert anstatt einer vollständigen Erneuerung des Stadtgefüges oder der Schaffung von neuem städtischem Land in der ruralen Peripherie der Stadt. Zudem fördert sie sowohl auf soziale, räumliche als auch funktionale Art und Weise eine kompakte, vielfältige und integrative Stadt. Diese Entwicklung beruht auf der Multiplikation und Diversifizierung der Akteure, die im Städtebau involviert sind, und betrachtet diese Prozesse, sowie die Ermächtigungs-, Beteiligungs- und Staatsführungsmechanismen als Instrumente zur Erlangung einer größeren Nachhaltigkeit und Effizienz in der Stadtentwicklung. Das bedeutet, eine Stadt, die in der Lage ist, kreativere Synergien zu schaffen und so zu sozialen, technologischen und wirtschaftlichen Vorteilen kommt. Des Weiteren betonte diese Arbeit die Rolle der aufkommenden Prozesse in einem städtischen System. Die aufkommende Mikroverdichtung hat wenig Einfluss auf die städtische Struktur von Córdoba. Jedoch ist es ein wichtiger Mechanismus, um die Verarmung und den Verlust von Ressourcen in perizentralen Bereichen und Zwischengebieten zu verhindern, d.h. um den partiellen Zusammenbruch der städtischen Struktur zu vermeiden und gleichzeitig Urbanität in Gebieten zu schaffen, die als bloße Wohnungsviertel charakterisiert sind. In der Stadtplanung ist es wichtig, auf aufkommende Prozesse in der Stadtentwicklung und auf die Erzeugung von Synergien Wert zu legen. Ihre Einbeziehung in die kritische Analyse beinhaltet die Entwicklung von Planungsinstrumenten, die nicht nur die Notwendigkeit der Dezentralisierung der Stadtentwicklung und der Entscheidungsfindung erkennen können, sondern die auch in der Lage sind, die Ungewissheit als Variable zu integrieren. Darüber hinaus müssen sie flexibel genug sein, um Veränderungen und die Notwendigkeit für Korrekturen und Anpassungen im Laufe der Zeit zu erkennen. Das Argument dieser Arbeit hat einen analytischen und erklärenden Charakter, der für die Analyse von anderen urbanen Szenarien in Argentinien und Lateinamerika nützlich ist. Dies ermöglicht die Verallgemeinerung sowohl der Ergebnisse als auch der theoretischen Annäherung an städtische Phänomene, basierend auf dem Stadt-Verständnis als komplexes, für ihre Umgebung offenes System, welches weit entfernt vom Gleichgewicht ist. Der größte Beitrag dieser Arbeit zur Urbanistik ist das Verständnis der Rolle der aufkommenden Phänomene und die Analyse der Widersprüche und Spannungen innerhalb der traditionellen lokalen Stadtmodelle, die auch Ausgrenzungen und Ungerechtigkeit im Zugang zu Stadt hervorhebt. Die Rolle des Staates und des Immobilienmarktes in der Stadtentwicklung von Cordoba wurde denaturiert und eine dialektische Artikulation der Logik des territorialen Lebensraumes in der Stadt, die sowohl Produktions- und Zugangsstrategien als auch die scheinbaren Widersprüche in der Stadtentwicklung der lateinamerikanischen mittelgroßen Städten erklärt, wurde vorgeschlagen. ; Córdoba is the capital of the province of Córdoba, in Argentina. It is also the principal city of the second-most populous metropolitan area of the country, the Greater Córdoba Metropolitan Area (AMCBA according to its acronym in Spanish), with strengths in business, automotive industry, culture, education, and research. Currently, the city seems to develop in two simultaneous and opposing processes: On the one hand, renovation by densification of the central area and its extensions, with losses of social and built heritage, and the collapse of infrastructure networks that this entails. On the other hand, extension of the urbanized area over rural and industrial periphery, with dwindling occupancy densities that dilute the urban structure more and more in the territory. Besides that, although housing production accelerates -increasing its supply-, it is concentrated in ever smaller groups: while real estate projects are targeted almost exclusively at high-income sectors and investors who do not live in the city, State investment in social housing is allocated exclusively to lower income sectors. This situation produces a deficit in proposals aimed at the so-called "middle class", even though it makes up of almost 45% of the city´s population. In addition, these processes concentrate the interest of the greater part of both local academics and urban planners. This situation produces a knowledge gap in the current situation of Córdoba´s pericentral and intermediate areas, which occupy more than 30% of the city´s urbanized land (and where the majority of this city´s inhabitants reside). It is there where this thesis´ case study is located: the pericentral districts that surround the central area. They originated as suburban extensions around 1940, and consolidated as middle-class/low-density residential neighborhoods before 1970. Today, they occupy some of the best environmental and urban quality areas of the city. Even land-use regulation specifically limits occupancy to single-family dwellings on individual plots to maintain the desired low-density residential neighborhood pattern. We can discuss the futility of studying urban sectors considered already consolidated and stable; however, when analyzed in detail, pericentral areas show complex demographic, spatial, and functional transformations that contradict this characterization: Despite the fact that these neighborhoods materializes the supposedly "most perfect" residential model known until now, a model "that solves each and every one of the urban-life needs", its social and built fabric resents. The current scenario shows a constant population-shrinking process, in spite of the demographic growth of both Córdoba and the AMCBA. Young people leaves these neighborhoods, while the remaining population ages. Abandoned buildings constantly increase; the ones offered in the real estate market have difficulties to find buyers, or even to maintain their price, which contradicts its privileged status within the city. At the same time -and unlike areas in a similar position- these neighborhoods are not the object of major real estate investments. Local academics and urban planners overlook this situation, in part because it is the result of processes with relative less impact in the city, and in part because these processes are not covered by current local urban models -based on the rationalist and deterministic urban theory of early 20th century-, which conceptualize suburban neigh6 borhoods as an urban panacea. It is impossible to deduce a hypothesis that explains the current nor the trend scenario of pericentral neighborhoods of Córdoba in terms of that framework. Therefore, this thesis discussed those theoretical models, and its capacity to explain Córdoba´s development. It proposed a theoretical framework that allowed understanding, explaining, and operating effectively in the city. It did so based on the discussion of an informal phenomenon unfailingly (but not exclusively) detected in pericentral neighborhoods: the emergent micro-densification. Given the impossibility of advantageously placing their properties in the housing market -due to factors such as land-use restrictions, and specific conditions of the local real estate market-, the landowners seek new ways to valorize their properties, facilitate access to housing for their children, or profitably invest their savings, obtaining an additional income outside the "traditional" real estate market. They increase the number of functional units in their plots, occupying the vacant building area or refurbishing obsolete constructions, while maintaining the intervention scale in relation to the existing urban fabric. These neighborhoods´ housing supply diversifies; and it not only prevents the expulsion of population, but it also attracts new inhabitants. In addition, in an originally residential fabric, it incorporates non-residential activities that enrich the urban fabric. Finally, micro-densification in pericentral neighborhoods presents a differential quality: its "emergent" condition. The process carries out without general planning (and of course outside the legal framework); inhabitants/landowners decide to do so, without any prior agreement. It is an atomized and fragmented process, result of necessity or opportunism. It is the sum of individual actions reconstructed as a "trend", or an "emerging pattern" within the general organization of pericentral neighborhoods, revitalizing the urban fabric in a subtle but definitive way. This research hypothesized that emergent micro-densification in these neighborhoods is a process of revitalization that harnesses the potential of their urban fabric; it does so in a more sustainable and efficient way than the current urban development patterns. Faced with the manifest opposition between this hypothesis and the current local urFaced with the manifest opposition between this hypothesis and the current local urban development framework, it was necessary to construct a theoretical framework able to solve the apparent contradictions detected -that the latter cannot explain-, and frame the working hypothesis. Therefore, this thesis is framed under the systemic complexity approach, that is, the analytical study of complex systems. This theoretical framework has the capacity to explain emergent processes as integral part of a city, its development over time, its complexity, and the factors on which urban sustainability and efficiency depend. The systemic approach understands the city as a complex and dynamic system, in constant development; a system determined more by interrelationships between its components, and between those components and the context, than by the individual conditions of each component. The quality and quantity of these interactions is paramount, to the point of defining the urban condition of a human agglomeration in the territory: urbanity is not given merely by the size or density of a human agglomeration; it is defined in terms of the synergy produced by a large number of different interactions between different agents; a process called synekism. The generation of innovation, and technological/social/political development that characterize the urban condition is an inherent result of these interactions, and a direct function of the intensity, diversity, and redundancy of them in the territory, over time. 7 A sustainable and efficient urban system will be one that, by maximizing material and human resources (and according to the system´s load capacity), develops decentralized, multi-exchange networks; one capable of generating synergy and inclusive development. This implies an energy efficient city, but also efficient in the consumption of any type of resources; a compact city, which prioritizes participatory political mechanisms and intensive use of public spaces, but also pedestrian mobility, and functional and social diversity. It also implies flexibility and adaptability in the face of changes, through processes of resilience or transformation. According to local urban development models, emergent and informal processes such as micro-densification are a sign of crisis within the urban system: anomalies due to the development of harmful processes, in conflict with the rest of the urban structure; conflicts that may even lead to the city´s collapse. But according to the theoretical approach proposed in this thesis, these processes can also be identified as an attempt by the system to self-regulate and adapt to new situations: as a response to a scenario of tension; a way in which the system self-organizes, and responds to that tension seeking a new equilibrium. The research is then structured in order to answer the following questions: • First, what are the specific conditions that catalyze micro-densification in the pericentral neighborhoods of Córdoba? • Second, since micro-densification is a response to a particular situation within the urban system, what is the degree of sustainability and efficiency that transformations through micro-densification provides to pericentral neighborhoods (in particular) and to Córdoba (in general)? • Finally, having identified the impact of such processes on the urban structure, and its transformative and organizational potential, can the study of emergent processes make a conceptual or instrumental contribution to local urban planning? The research continued with a document analysis that reconstructs the specific condition of pericentral neighborhoods of Córdoba -which catalyzes the phenomenon of emergent micro-densification-. This stage developed in two parts: In the first place, we historically reconstruct pericentral neighborhoods of Córdoba, and the reasons for their urbanization pattern, which consolidates them as residential, (virtually) mono-functional, low-density, middle-class neighborhoods. Secondly, we analyzed Córdoba´s current scenario -with respect to the production and access to urban habitat- establishing urban, regional, and global variables that determine the city´s current development trends. This analysis allowed us to develop a comprehensive argument that explains all the processes that until now were conceptualized as "simultaneous but contradictory". It also explains and predicts the "unthinkable" situation of pericentral neighborhoods. After reconstructing the current scenario and defining different development patterns in Córdoba (including the "formal" pericentral neighborhoods´ pattern), we inferred a trend scenario in the short and medium term (10 years). We continued analyzing the micro-densification phenomenon, in terms of its social, functional, and spatial urban fabric transformations. As a result, a possible future scenario was proposed in which the micro-densification pattern has been formalized, transforming qualitatively and quantitatively the spatial-functional and socio-economic fabric. We specified their potential and strengths (as well as their weaknesses), against the future trend scenario of Córdoba and the pericentral neighborhoods. 8 Based on these results, we analyzed the different urban development patterns in Córdoba according to the variables defined as structural conditions of sustainability and efficiency: The sustainability and efficiency of the micro-densification scenario are much greater than those of the current trends scenario. Therefore, we verified the working hypothesis, and opened the discussion of this thesis. A first line of discussion dealt with development that fosters progressive revitalization, instead of complete renewal of urban fabric, or creation of new urban land on city´s rural periphery. Development that promotes a compact, diverse, and inclusive city, both socially, spatially and functionally; based on the multiplication and diversification of city-building agents. Development that considers these processes, as well as the mechanisms of empowerment, participation, and governance as instruments to achieve greater sustainability and efficiency in urban development. A city capable of generating more creative synergy, which translates into social, technological, and economic benefits. We denatured both the role of the State and the real estate market in the urban development of Córdoba; we proposed a dialectical articulation of different logics of urban development, explaining both the production and access strategies to habitat, and the apparent contradictions in urban development of Latin American middle cities. This thesis´ argument has an analytical and explanatory character, useful for analyzing other urban systems in Argentina and Latin America. It allows the generalization of both the results and the theoretical approach to urban phenomena, understanding the city as a complex system open to its surroundings and far from equilibrium. On the other hand, this thesis emphasized the role of emergent processes in an urban system. So far, emergent micro-densification has little impact on Córdoba´s urban structure. However, it is a vital mechanism to prevent pauperization and loss of resources in pericentral and intermediate urban areas -that is to say, to avoid the partial collapse of the urban structure-, while generating urbanity in areas characterized as mere residential fragments. It is essential to give importance in urban development and in generation of synergy to emergent processes. Incorporating them into critical analysis and diagnosis involves developing planning tools capable not only of recognizing the need to decentralize urban development and sharing decision-making, but also capable of incorporating uncertainty as a variable. In addition, they must be flexible enough to detect changes and the need for adjustment and adaptation over time. This thesis makes its greatest contribution to urban studies by helping to understand the role of emergent phenomena, highlighting contradictions and tensions within the traditional local urban models, and exclusions and inequities driven by those models.
