Part five of an interview with Robert and Joanne Frigoletto. Topics include: His father's dental practice. How dentistry changed between Robert and his father's time. Dentistry and insurance. How Robert got into pediatric dentistry. What it means to Robert and Joanne to be Italian. What it was like when Robert and Joanne moved to Leominster, MA. Finding a church to join. Italian cooking. Discrimination and derogatory ethnic terms. ; 1 ROBERT: How is it different? I guess, I don't know. LINDA: Oh, I guess I'll just give a hint. I remember last time… SPEAKER 1: Yeah, I'm just gonna -- not saying anything different. LINDA: I guess remember last time you had mentioned… ROBERT: Two generations? LINDA: Well, more, more that they established more of a relationship you had thought, your father and his, his customer. Or the patients or whatever. ROBERT: The patients, yeah. LINDA: And by the time you came along it was more a business relationship. SPEAKER 1: Yes, that's what I was gonna say. ROBERT: Yeah, I think the culture changed then, the insurance changed then. SPEAKER 1: Exactly. ROBERT: You know, they weren't paying the bill all the time anymore, I guess. But then I get… SPEAKER 1: It was on a professional level more than… ROBERT: Yeah, it was more of a professional level. LINDA: But can you give me some examples of your father… again, last time you had mentioned that some, some of these people just couldn't afford the bill. ROBERT: Sometimes they bring in the eggs and the, from the chickens, and they'll bring in the chickens. SPEAKER 1: [Laughter] ROBERT: Then they couldn't bring in the eggs. [Laughter] SPEAKER 1: [Laughter] ROBERT: Really, my life, we had eggs for the rest of our lives here, really. SPEAKER 1: [Laughter] ROBERT: But right. My, my dad used to do a lot of work for these -- 50 cents and some dollars. And I remember coming from dental school in '63, when I got out, and I thought I had a hard time 2 learning the fees, they were the same as we were charging in the clinic in Chicago, and that was like three and four dollars a filling. My father had the same fees then. SPEAKER 1: He had clinic fees instead of Boston [buttons]. ROBERT: Instead of Boston places. Yeah, certainly now Boston places and places around here about the same. SPEAKER 1: They're the same because it's all covered by insurance. ROBERT: Yeah, well, different class. So I guess he had a lot of people who are paying him on time, and those people really appreciated the doctor and patient relationship. And a lot of them are friends, and my father used to use a lot of his patients to do work, and… SPEAKER 1: Yeah, I think that was more prevalent then… ROBERT: It was more prevalent in those days where people used to use… SPEAKER 1: And you kind of… ROBERT: … their own group back and forth. But my father used to say -- there's a great quote, "If you keep spending money in town it'll eventually get back to you." That was probably a good -- he always used to tell me that. Keep using the local people in town, and it'll eventually get back to you. LINDA: That sounds good. ROBERT: Yeah, I think that's -- that's a quote that's gonna make the CD. SPEAKER 1: [Laughter] LINDA: Well, if you don't pay extra, I don't know. ROBERT: … out of all the quotes. LINDA: I don't even know about… SPEAKER 1: Yeah, right. We… LINDA: You know, we don't know. ROBERT: Right. We don't know what that means. LINDA: We don't know. ROBERT: Hidden information or whatever, that's the one or two phrase out of all of this.3 LINDA: Oh, but don't be discouraged because, again, I think… ROBERT: Oh, I'm not discouraged. LINDA: … there are more… ROBERT: I'm just talking about it, you know. SPEAKER 1: I think it's just wonderful that it's written down, and especially, and I think I mentioned this last time, in the book that we've done called City in the River, that was one of Fitchburg, the section on the Italian, the Italian section in the book, left out his father. They mentioned the other brothers, the other brother and sisters, but his father was left out. So it's nice that he's gonna be in some archives. ROBERT: I think that was a political… SPEAKER 1: Yeah, there was a … ROBERT: … it was -- for my father being involved in politics a little bit, there was some stuff. But what was… SPEAKER 1: But the Jewish section they mentioned him. There's two doctors… ROBERT: Well, that's because of my mother… SPEAKER 1: … that's Dr. Van and Dr. Phil, they mentioned Dr. Frigoletto in the Jewish part of the book. ROBERT: My mother was such a social being. SPEAKER 1: Well, they mentioned that, that's why she came here. Now… ROBERT: Everybody loved her. She was just huggy. SPEAKER 1: No, but they mentioned her because of your father's instrument on the incumbency, so it was mentioned in that part of the book. ROBERT: [Brilliant] thing. SPEAKER 1: But it's nice to have this in history. Like I say, who knows, great, great, great grandchildren, someday, may wanna find out. ROBERT: Yeah. LINDA: Oh, but it's not -- certainly that, but it's the people that wanna learn about, let's say, the history of Italians or the history of Leominster and Fitchburg. It's really for our reviewing.4 SPEAKER 1: Absolutely. And that's important, I mean, I think the more of us ought to be a little more connected with history somehow. This generation sometimes is not too interested; they're only interested in here and now. ROBERT: And the only -- the other thing that may be interesting was he had a brother and sister that came here from Grandpa, lived here for a while, Lee Marie. SPEAKER 1: Louise… Louise Frigoletto. Grandpa Frigoletto came here from Italy. ROBERT: Grandpa Frigoletto had a brother and sister from Italy who came to Fitchburg for a year or two. SPEAKER 1: A year. Didn't… ROBERT: … and that both of them ended up in California. The last time I was still there, we got to meet them about 15 years ago for the first time. They came out to my daughter's wedding, and we still talk and write letters, and [unintelligible - 00:05:11] see each other probably 'til we die. We found them too late. Wonderful Italian family. SPEAKER 1: Yes. They -- now, his parents have gone off to visit them. I never… ROBERT: The never talked much about it. I knew they went, but, you know, they came home with some pictures and by the end of the week that was it, and I never remember them calling or doing -- and yet we, you know, we went up there and struck up a nice relationship, and to this day we're constantly in touch. But somehow they didn't like they didn't like the area, and what's interestingly, culturally, I think, is that the brother, so I understand, didn't like it here and saw an ad in the Boston Paper from California saying come out and work in our produce farm, and if you spend a year with us and you work hard, we'll give you an acre of land. For five years or three years or some time, and that's what this brother 5 did, and kept getting acres of land, and now -- out in [Los Baños] you'd look like this, as far as you can see, hundreds of acres of produce that he produces… SPEAKER 1: Yeah. LINDA: Mm-hmm. SPEAKER 1: Well, now, do they have Frigoletto, or are they… ROBERT: No, they're Frigolettis… SPEAKER 1: They kept the old… ROBERT: They're the Frigolettis. SPEAKER 1: Frigoletti, right. ROBERT: Hmm. SPEAKER 1: Yeah. LINDA: Oh, yeah, but they would be, right…? SPEAKER 1: Right. LINDA: …. because… ROBERT: Because they left a year or two after Grandpa. My father might've been, you know, five years old or born recently or something like that when they left. And the… SPEAKER 1: But there's a family resemblance. LINDA: Is that…? ROBERT: Oh, I wish. I walked… SPEAKER 1: Watch. He walked like him. ROBERT: I walked into the room in California, and one of the daughters turned around and said, "You look just like Uncle…" SPEAKER 1: Tony. ROBERT: Uncle Tony, who used to be her -- Uncle Tony had died recently just before we got there, right? Showed me pictures of Tony… SPEAKER 1: They're your father's first cousin. ROBERT: My father's first cousin. I looked at the pictures and go, "Wow!" SPEAKER 1: Yeah.6 ROBERT: And I guess one of us, one of the daughters, one of the daughters' daughters who came to the wedding, yeah, and met me for the first time. This Tony used to send her money when she was going to college, was her favorite uncle, you know, always slipping the -- never met me. When she met me she took a breath because she thought Tony came back to her. And she told me that after, just for a second, because you turn around they introduced you, she says, "I took a deep breath because that was my favorite uncle. And he -- and for a second there he was again." So we knew we were the right relatives. SPEAKER 1: [Laughter] LINDA: [Laughter] ROBERT: So that's -- I don't know if that's be of interest to anybody at all. But I think the produce going and being -- and now, doing very well. He says most of the lettuce you get back East comes from us. SPEAKER 1: They made… ROBERT: … big bucks. SPEAKER 1: Big money. LINDA: Wow. SPEAKER 1: They really value the land. ROBERT: Yeah, they'd really lorded it then. LINDA: So getting back to dentistry, how did insurance change the practice? ROBERT: He didn't have that 50 cents and a dollar a week, come and get in do free work as much because all of these poor—and there are poor people who are now on welfare, which is some kind of insurance, right? And insurance paid now some of the things that were deductibles and back pays, but it separated the trust factor, and now we weren't doing so many things for free or discounts or 15 kinds of people, because we don't have to, we would get it from the insurance. But you'd always get less with the insurance with 7 all these complaints about the things you would choose to do and put doubt in people's minds. So now the relationship with the doctor who could do no wrong, which sometimes I guess he did, and insurance company always looking for their stockholders, and they have different goals, so you've got -- poor consumer was in the middle, and the relationships are more business than personal, aren't they now? So that's what happened to medicine. When I heard that medicine sometimes -- a lot of times the insurance companies would figure out the price of an appendectomy, say, and they get this from the auto insurance business. I heard this, and I think it's true that most doctors can do an appendix in 33 minutes, and it'll cost the hospital X amount of dollars, and they figure it out. And that's what you do when you got a big car fix. They say it takes 34 minutes to do this and this is the price you get for it. It doesn't matter if it's complicated or not. Because a car is not a person and doesn't have the history of diabetes or cardiac or whatnot, you know, you replace a windshield in a car, it usually goes pretty much the same way every time, not true with people. So this insurance really got kind of crazy. Now they've come up -- well, this is not even cultural -- well, this is cultural. They've come up with a new thing now, evidence-based medicine that will be coming through -- it's starting to trickle in. If you don't perform, if you don't -- say you come to me with a certain disease, certain problem, and I don't solve it in one of the three or maybe one of the only ways that most people would solve that, the insurance won't pay for it because it's not evidence-based. It has to be proven that that particular way of solving the problem is the way that most people solve it. So that's gonna take all of the 8 entrepreneur out of this. And just what they've done with the drug companies, they stifle some of the research because the people, the drug companies can't get back their dollars. So all the medicines that didn't work out and all the lawsuits they got, so they'd stopped doing a lot of extra research and the progression, and the speed of new things coming out is slower. And the same thing is gonna happen in medicine, I would guess, with evidence-based medicine there's gonna be a stifling. On the other hand the protection of crazy medicine, so you get both sides, don't you? LINDA: You hear much of that…? ROBERT: You get a protection… LINDA: Crazy medicine? ROBERT: I don't know. LINDA: Let's keep it at dentistry. ROBERT: Yeah, at dentistry? Yeah, this is people of all levels, but less and less now. Most dentists are pretty proficient. Yeah, I think in my father's day there was some bad ones around, less skilled ones around. But I don't know of any now, everybody's pretty good. LINDA: So did your father determine procedures as much in the same way you did, or was it, was insurance even determining that for you? ROBERT: Ah, no. I would not let insurance determine that. I would tell the patient the best thing, give them their choices, tell them what the insurance would pay, and if they didn't pick the worst one I'd kinda go along and do it. If they picked the worst procedure I'd tell them go someplace else. I think in my father's day, my father would pick the procedure that he thought the person could afford. That's what you're looking for, remember we said that. LINDA: Mm-hmm. ROBERT: And then give them that procedure rather than letting the patient make up their mind, because I have found that some of the poor 9 people want the best medicine, and some of the richer people don't always want the best medicine. LINDA: How did the instruments change between your father's day…? ROBERT: Surprisingly a lot of the same stuff, but two things that changed the most were the high-speed drill. Let's see, just about in the early '60s when I was getting out of school, they had this air rotor, you know, air-driven turbine rather than the old mechanical thing you saw the string going around turning the pulley. Krrrr-krrrr. SPEAKER 1: Grinding away. [Laughter] ROBERT: Right, and now it's like painting, little brush. I mean, it's really air… air-quick-caning. As you can remember now, going to the dentist, you don't feel the pressure anymore. You just hear the sound. If you forget the sound that'll be all set. The other thing is the plastics, all of the adhesives and the kinds of plastics and fiberglass materials. That was always a boring subject, dental materials, is now the hot subject, because every six months they're improving all of these white fillings, so to speak, which they haven't got yet perfected but they're getting closer every year. LINDA: Oh, wow. SPEAKER 1: And the other thing besides the material, I mean, the procedures they do, the procedures that you do that your father didn't do with children? ROBERT: Ah, yeah, the specialties of -- but that's true in medicine in general, the specialties have become more important and accepted, except you can't get this under the specialist now if you're in an HMO. [Laughter] LINDA: True. True. ROBERT: You might be going back to the generalist because it's less costly. But now we -- my brother and I would say the same thing, we 10 would get referrals from general doctors for problem cases that, to us, were not really problems because we dealt with them every day. And he used to say the same thing, he used to get problem cases that were routine. But we had extra training, and that's what specialists are for. I mean some percentage sometime of his work. LINDA: Did your father deal mostly with problems or maintenance? ROBERT: Father dealt mostly with problems, because a lot of people would come only when they had a problem. Although he was -- he would deal with a lot of six-monthers that were on maintenance. SPEAKER 1: I think it was pretty evenly divided. ROBERT: Yeah. But certainly, for a time in my dental career, maintenance and prevention became really most of my practice. As a pediatric dentist that was -- prevention was really strong, stronger than most practices. And then, now the insurance companies are in now trying to dilute a lot of the preventive things that we're doing in medicine. And the -- what do you call it? SPEAKER 1: Pendulum. ROBERT: The pendulum will swung back because they're gonna get caught ten years down the line with more expensive diseases because they didn't wanna pay for the prevention. SPEAKER 1: I think there wasn't much education when your father was practicing, so people wouldn't… ROBERT: People -- yeah, less television, less news, less -- now you can't do anything because it's out in the news, they tell you every week something new. SPEAKER 1: So a lot of his patients were problems. ROBERT: Yeah, now the drug companies are advertising directly to the consumer. The hospitals are advertising directly to the consumer – never had that 25 years ago. Looked like the doctor make the choice, which hospital to go to, which medicine to use. Now, 11 people go into doctor and say, "I wanna go to hospital A, and I want you to use pill B." SPEAKER 1: I just thought of something that might be important. Your father, Scott, is the… first of all… ROBERT: The dental staff at the Burbank Hospital. SPEAKER 1: Burbank Hospital. That's what you… ROBERT: That's right, yeah. He and Dr. Beckman were… SPEAKER 1: There were no oral surgeon in town… ROBERT: Well, no. SPEAKER 1: … they used to do the oral surgery. ROBERT: My father was -- yeah. My father was [unintelligible - 00:18:01] surgery. SPEAKER 1: Mm-hmm. I think in his other life he would come back as an… ROBERT: Back as an oral surgeon. SPEAKER 1: Yeah. ROBERT: Yeah, I learned a lot of oral surgery from my dad. SPEAKER 1: Uh-huh. ROBERT: And I think he learned by the gut of his -- how do you say that? SPEAKER 1: Pleat of his pants. ROBERT: Pleat of his pants. SPEAKER 1: Mm-hmm. ROBERT: Right. You read about it and then you practice it, huh? LINDA: Then you can just… SPEAKER 1: Confident. ROBERT: Yeah, they were no -- oh, very good. Very good at tooth extractions, and a lot of people would come in. They didn't have root canals in those days, right, so you'd end up taking out the tooth. SPEAKER 1: He wasn't doing major facial surgery. We're talking of… ROBERT: No. Doing internal, oral… SPEAKER 1: Yeah, root canals…12 ROBERT: Yeah. SPEAKER 1: … extractions, yeah. LINDA: Well, I was going to ask you about pulling teeth. It seems as though people back then would just have their tooth pulled… ROBERT: Tooth pulled out and not saved, and nowadays, people are saving their teeth. Maybe years -- in his early practice, how that 70 percent of the people had full dentures, huh. Population maybe over 50 percent certainly… SPEAKER 1: Really? ROBERT: … had full dentures, and now it's down to like 25 percent. And I can remember teenagers coming into his practice when I was there the first few years and saying, "I want all my teeth out," 16, 17 years old, and my father would refuse to do it. And two months later he would tell me he would see them with dentures. LINDA: Now, why would they do that? ROBERT: Because they were here to have it made, they had money to fix them, and someone told them just get them all out of teeth and get dentures, and what a terrible thing. And my father wouldn't do it, and a number of people wouldn't do it, but I guess there were two or three dentists around who would do it. My father says he'd always see those people six months later with dentures. He used to kick them out, "Hang on to these." They'd come in and ask that [unintelligible - 00:19:51]. SPEAKER 1: Again, it's… ROBERT: But I know I used to see a lot of 16-year old kids taking out one tooth at a time, and 8 months later taking out the other one, and a year later another one would go. And I know a couple of people today that are running like that. [Laughter] LINDA: Right. SPEAKER 1: Well, as long as it's a couple that…13 ROBERT: Yeah. Well, see, I'm seeing it now in Florida when I volunteered at an indigent clinic, in Florida, during the winter. Seeing the same thing now with all of the immigrants that have come in over the past 10 years and the minorities. They're really back to the '50s dental education-wise, because these minorities they go and have a toothache and have it taken out, and I see the same thing happening as what's happening back in my early days. LINDA: Now, is that because they don't have the money or the education or both? ROBERT: Both. Both. They come from third world countries, and… you know, we had a couple of dentists in town, they go every year, over to -- where do they go, Bangladesh or something? SPEAKER 1: No, no, no. They go to El Salvador. ROBERT: El Salvador? SPEAKER 1: I think. ROBERT: And he'd see people standing in the line. They walk all night for six, eight hours to be at the clinic early in the morning at the tent to have teeth taken out because they had been suffering with toothaches for months. And there's -- every morning there's a line of people, he would say. SPEAKER 1: Or Colton tells a… ROBERT: He says over there that's all we can do. And I think I mentioned to you last time, you know, people in Colombia who said, "Let's get… let's pool some dollars and get some old equipment and get it over there to the clinic in Colombia, and the Colombian doctor who was working with us in Miami said, "Don't bother, they'll get stolen within 24 hours." LINDA: Hmm. I don't remember you mentioning that. ROBERT: Oh, didn't I? LINDA: I do remember you mentioning Florida. ROBERT: Oh. So you never know.14 LINDA: See? So it's coming back to you. ROBERT: Yeah. We're trying to get a grant passed now. I sent her the stuff, a lady has the clinic, and see if we can get Rotary and Kiwanis and all of those groups involved in helping out some of the poor people in Florida. SPEAKER 1: Yeah. No one wants to do it down there. LINDA: No one wants to… SPEAKER 1: The other day, the dentist don't want to… ROBERT: No, no difference in this, with the county. SPEAKER 1: Yeah. ROBERT: You know, the welfare system is so screwed up, and the fees are so low and the people don't show for appointments. SPEAKER 1: Yeah. ROBERT: And the only way you can do it is if you had a clinic. In fact, tomorrow night there's gonna be a meeting locally in town, and the local dentist society is gonna talk about that with some of the politicians. And I think the only answer is to develop a clinic every so often and have us guys in private practice go volunteer half a day, a week, and have some kind of tax incentive. LINDA: Trying to get people to volunteer is a problem. ROBERT: Well, you gotta give them -- you gotta give them a tax incentive… LINDA: Yeah. ROBERT: … a couple of hundred bucks of a day or something like that, you know. And then -- see, years ago, my father was -- and I just finished the rest of it, I'm doing it all, the school examiner… SPEAKER 1: He asked you. Yeah. You and your father both were school dentists. ROBERT: Right. Yeah. My father was the -- well, they didn't have school dentists anymore; he would just examine teeth. But the program started with a guy named [Bumgardner] who's a living legend. The patient that used to come into my office shaking like this 15 because they were afraid of the dentist. I used to go to Dr. Bumgardner. [Laughter] SPEAKER 1: [Laughter] I actually hear some people say that to this day. ROBERT: To this day. "My parents used to go to Bumgardner." Oh, he must have been… SPEAKER 1: He must have been horrible. [Laughter] ROBERT: So he'd say -- he was the school dentist. He used to take out teeth without Novocainee and did things like that, you know, and just -- I mean, a kid could come in with a sore tooth and just yank it out. LINDA: I can remember you telling me -- I think you told me that you were known as to be more gentle than your father? SPEAKER 1: Yes. ROBERT: Oh, that story, too, yeah. SPEAKER 1: [Laughter] ROBERT: He was pretty rough. [Laughter] But people loved him. SPEAKER 1: Well, he was quick. ROBERT: Yes. If you said ouch he'd say, "Oh, shut up." SPEAKER 1: Well, yeah. Your father worked on me once. And when I said ow, he said, "That doesn't hurt." LINDA: [Laughter] ROBERT: [Laughter] That doesn't hurt. LINDA: You [unintelligible - 00:24:04] went to him once? SPEAKER 1: Once? [Laughter] ROBERT: Well, I told you a story about the first toothache ago was the nearest from the hospital, I guess. SPEAKER 1: That was a story. ROBERT: That was a story, yeah. And I gave him a Novocainee and she said, "Ouch," and I said, "I'm sorry." She said, "Your father would've told me to shut up." I said, "Well, shut up." She says, "Good! I feel more at home now." [Laughter] 16 Then the other guy was Bill Botta, who used to be the head of United Fund here and played tennis with him. He says, "I never found out there was Novocaine until I left your father." Went to another dentist, he said, "Do you want Novocaine?" He says, "What's that?" [Laughter] He says, "Your father, decided -- " he was a big, overweight, burly guy, and I'm sure my dad decided he was strong enough not to take, that he could take the pain, why give him a Novocaine. [Laughter] He says he grew up without Novocaine, and he's well with that, you know. I don't know if it was terrible, but -- actually I don't take Novocaine now. I grew up the same way. [Laughter] SPEAKER 1: And I don't understand that. I cannot imagine not having Novocaine. ROBERT: Well, I used to study how it felt. It would help me practice, really, because I kinda knew what happens. Dang it. SPEAKER 1: I just hope… [laughter] yeah, well, before the war. ROBERT: It wasn't part of my education, but it really is not bad. LINDA: [Laughter] So tell me about… ROBERT: All right. LINDA: Tell me more about your father's connection to Burbank Hospital. ROBERT: He and Dr. Beckman, this other dentist, had decided -- I guess because my father liked these surgeries so much. He's taken out a lot of teeth, people would demand that. Started the dental department, really, the dental staff at Burbank Hospital, and which became… SPEAKER 1: So they had… ROBERT: And to mingle with the medical staff eventually as we, dentists, became accepted as doctors as the years went on. SPEAKER 1: So then they had hospital privileges in the OR. ROBERT: And we had hospital privileges in the OR, right? And I remember when I first got out of school going up with him and he was so 17 good at taking out teeth and so fast. He used to just toss them, and the girls would be running around trying to catch them with a can. [Laughter] And he caught [unintelligible - 00:26:20] mouth extractions on elderly people and senior citizens and then put the dentures right in immediately, and they'd walk out with a full set of teeth. SPEAKER 1: There was a time when both father and son were on the staff together. ROBERT: Together. Right. SPEAKER 1: Yeah, well… ROBERT: We did cases together. And it was part of my training, really, going into pediatric dentistry because I ended up dealing with retarded adults. Probably one of the few pediatric dentists that had six years of general dentistry experience, and then took a lot of retarded people to the hospital, and did fillings and their special equipment to make sure you did rehab in the hospital, at least special, and some medically compromised people. SPEAKER 1: That's what you did. ROBERT: And some apprehensively compromised people, that were adults that we took into the -- or young kids under three or four. In fact, well they're starting to change, to pass the bill in town now, in the state, been at it for three years, I think they'll get it through this year, 23 States out of… SPEAKER 1: Fifty. ROBERT: The 50 that passed it to force the insurance companies to pay for hospital costs for serious dental problems for kids under five years old. LINDA: Oh, good. SPEAKER 1: About time. ROBERT: Which we used to have years ago, and in fact, that's one of the few things Medicaid still covers. But then the insurance companies 18 dropped it. As we hear they dropped circumcision, because that's not treating a disease but preventing. SPEAKER 1: Really. ROBERT: Pennsylvania they had started it and a few states picked it up. The insurance companies are so under the wire now they think of everything they can think of to not, not to pay. Because the dollars are so tight. SPEAKER 1: Don't get sick. Stay healthy. LINDA: [Unintelligible - 00:28:25]. ROBERT: Yeah. Well, they've… they've prepared, they're doing this evidence-based medicine, and some of the insurance companies now want to allow only one clean and fluoride a year for children instead of two, every six months. LINDA: And how long does it take them to make a change like that? Typically speaking. ROBERT: I don't know. I mean, when the change comes out and there's some noise about it, because when they come out with a change they won't pay for it. SPEAKER 1: No, but does it take years, months? ROBERT: I don't know. I started reading about it a year and a half ago, and I hear some insurance companies now are just trickling in. SPEAKER 1: So probably about a year… ROBERT: A couple of years. Yeah, a year or two. LINDA: So there's really no public discourse; it's just immediate, but it comes down… SPEAKER 1: Yeah, they just do it and tell you about it. ROBERT: The public comes when they get hurt later and they wanna make a noise about it. SPEAKER 1: When they found out they're not covered. ROBERT: Like what happened with the HMOs. Many years nothing happened until a few people died. Actually, a few senators' 19 daughters, kids got involved and said, "Dad, you know, this isn't government." Dad said, "Gee, my insurance is still okay, [laughter] I got the big stuff up here in Washington." You know, and then word started to trickle through, and then they started to get after the HMOs. And here's the big thing now about passing a law whether you could sue an HMO or not. What is negligence, what isn't? LINDA: What's going on with the doctors and all of those insurance changes? ROBERT: To clarify with the patient, the pros and cons of both sides and letting the patient know what they want to do, what's available for them and how much money they will get from it, pros and cons of each kind of treatment, what will happen if they don't get treated. And some people say, "Hey, I ain't got any money. Do the treatment that they will pay for, even if it's second class." And the doctor then has to decide -- and a lot of second class, second steps are okay, as long as it's average, good. You don't have to buy a Cadillac every day, right? You can buy a Ford, still get there, but you don't wanna buy last year's junk. LINDA: Well, what if, let's say, the Dentists Association or whatever you call the professional organization, what if they felt very strongly that children should have their teeth cleaned twice a year? And the insurance companies says… ROBERT: We're not strong enough. That would take a decade to change, and we'd need a lot of public support behind it. Unfortunately, the children don't vote, so that's not gonna happen. Now, if it has something to do with adults, like if they took away, maybe root canals, maybe the adults would get it done faster. But things to do with kids don't change too quickly. SPEAKER 1: Not just quick.20 ROBERT: It's the kids they're taking advantage of, what can I say? When you wanna get cheers, who gets -- used to be the kids and the senior citizens got it. Now, the senior citizens, there's so many of us that vote, we're now getting listened to. Especially now with the next group of baby boomers that come along. SPEAKER 1: Very vocal. ROBERT: Very vocal. Runs and goes, gonna vote… SPEAKER 1: My feeling is that somehow in this society we children like they're commodities, aren't people, they're just things, are just -- they have it real tough, children. ROBERT: Yeah, it's terrible. There's a story of a little girl I tried to tickle once, dirty clothes and dirty… and when Medicaid is out, "How many brothers and sisters do you have?" How many sisters or whatever I asked her, and her answer, in two words, told me, the answer was, "Too many." And I couldn't get her to laugh, tickling her, that's how -- she could've been four and a half years old, pretty face, you know, worn out clothes. You could see. And those kinds of kids you just wanna give them a hug and help them out as much as you can. Every week in our office we would, I would say, "We should do something for nothing and we should tell the girls," and it gets me to the end of the week. And we then find someone, you know, we wanna do something for and remind me, and so Fridays we can do it, because they would know a lot about the people sometimes more than I did, in busy days. SPEAKER 1: That sounds more. We just don't like the insurance company… ROBERT: We don't like someone telling me what we can do for nothing. That's one we choose ourselves. But that was always a good exercise. Or if we charge someone some money, they'd come back, they'd say, "Wait a minute," and they'd come back and say, "These people really can't afford it." That's okay. [Unintelligible - 00:33:14] work out something.21 LINDA: Mm-hmm. ROBERT: I always had that nice relationship with my best friend so that we could, so that we could really be helpful to people when we could, on those who needed it. And on the other side of the story where someone comes in, you know, a little kid who came with us with an interpreter, Spanish kid with a toothache, and I said, "How did she get on Medicaid so quickly? She's only been here two weeks, you tell me?" and the interpreter told me, "Oh, we got her on Medicaid before she even left Puerto Rico. She had a toothache in Puerto Rico. And we paid for the flight over." SPEAKER 1: That annoys me. And we don't… ROBERT: So there's, you know, there's two sides to every story. And being a doctor or politician or anybody, a judge, lawyer, boy, you're in the middle of some of this ethical stuff. It's tough to make a decision sometimes. Gotta go with your heart. And sometimes you get in trouble though, with your heart. So sometimes you just pull back and don't do anything; that's not good. SPEAKER 1: It's not good for people. ROBERT: Because what's happening to a lot of medicine now; they're pulling back and not doing it because they're afraid to make the right suggestion. They have a poor doctor in Boston with a basketball player, with Madge… SPEAKER 1: Dr. Madge. ROBERT: Dr. Madge, it's my cardiologist. SPEAKER 1: [Laughter] LINDA: Wow. SPEAKER 1: So I said to him when I… ROBERT: I asked Dr. Madge, "If I had a little irregular heartbeat when I'm playing tennis, what should I do?" He said, "Just play through it." [Laughter] I said, "Thanks a lot, that's pretty…" SPEAKER 1: … before we asked her.22 ROBERT: No, even now. LINDA: Even now? ROBERT: Why are you telling me that? But I'm not sure. He said, "You have to make your decision." LINDA: Uh-huh. ROBERT: It's tough. SPEAKER 1: He lost that case to… ROBERT: No, no, he won it, but two years later. Two years of misery. LINDA: I thought that we're now… SPEAKER 1: … but they took him again. ROBERT: But it's civil. SPEAKER 1: Oh, civil. ROBERT: He still made it. He won the case. I don't know what happened with the civil case. SPEAKER 1: No, I don't know what happened. ROBERT: She wanted the big bucks. SPEAKER 1: Yeah. ROBERT: You know, he said, if she were alive now he would have earned four trillion dollars… LINDA: You know what, I think… ROBERT: … so I don't want part of that. Because you said that if he played basketball he wouldn't die. It's like bringing the [unintelligible - 00:35:40] in and saying if you could change the distributor the car will work. Probably. If you changed the guy's heart, maybe it'll work, maybe it won't. Look at the guy who just got in trouble and he had an artificial heart, and stroke, blood clots. SPEAKER 1: I printed that, Reggie Lewis, I think she was gonna start a third suit, but I haven't heard anything about that. ROBERT: Is that right? LINDA: Haven't heard anything.23 ROBERT: Well, her lawyer keeps going, going and going. He wants to get -- he probably started the case and said, "I won't take anything until we're winning." He's just gonna keep coming up with stuff until they win. LINDA: They had a big negative backlash last time, which I'm sure they weren't prepared for. SPEAKER 1: Yeah. LINDA: So I can imagine they'd keep going now. ROBERT: Me neither. I thought he was finally done. For 12 months he had at least -- remember the first year? He had to take off two months because he had plenty of phone calls from his family, and his life and everything from people, and he just left the city, upside down. SPEAKER 1: You know you can see… I mean, you can see people thinking, "Oh, it's his fault," because you don't get all the information on TV, so… ROBERT: No, you got just what the media wants you to get. SPEAKER 1: Mm-hmm. Yeah. ROBERT: So we wonder how much of this stuff we're hearing about the war is true. We hear only about all our successes, we don't hear about the failures. LINDA: It seems that anytime we do hear about a failure, it's always a mechanical… ROBERT: Brought it down, mechanical, right. Oh yeah, they were there on a training mission. SPEAKER 1: Mm-hmm. ROBERT: Anyways. Boom. Well, here we are spending two hours again. We gotta… LINDA: I know, I'm sorry. ROBERT: This is terrible. SPEAKER 1: No. ROBERT: Look. What other questions you got?24 LINDA: Oh, I want just to cover with the information about your starting your practice, and I seem to remember that you went into the pediatrics floor in [unintelligible - 00:37:26]. SPEAKER 1: He practiced with his dad first. ROBERT: I practiced general dentistry with my dad for six years and found myself doing more and more of the younger population of the practice, and enjoying it, and being successful at it. Probably enjoying it is the main word. Oh, I just enjoy the kids. SPEAKER 1: IE, he is the kid here. ROBERT: IE, I am a kid still. SPEAKER 1: [Laughter] ROBERT: Well, they are the next leaders of the world, and it feels [unintelligible - 00:37:58] time thinking about what they're thinking about, it keeps you young. The body doesn't like that, but the mind that's -- you know the story, "I just got my mind together and now my body is falling apart." And it took 60, 65 years to get to here. [Laughter] LINDA: [Laughter] SPEAKER 1: Anyway, that's when he… ROBERT: So all the parents used to say, you know, I guess -- well, last time the parents used to tell my father, "I don't want go over to your son. He just got out of dental school. But I don't mind if my kids go to your son." So I guess that's why I got the younger population and enjoyed it and did well with them. Because I have magic, it's a hobby, and sleight of hands, so I was always -- to this day, I think, would keep thimbles and cards next to my chair. LINDA: How did you learn that? ROBERT: This 91-year old Sylvia here that we're talking about started me in as a hobby as a kid, and puppets and all that stuff. I think I broke my leg at one point, and that's when I got introduced because I was in a cast for some weeks and nothing to do, and she brought the 25 stuff and happened to like it. But the… you know, one of the many stories of kids is the kid had been to three dentists and with a toothache, four-year old, and screaming and yelling at me and kicking, and me, the dentist, could handle him and finally made their way to pediatric dentist office, my office. And so I looked in the mouth as the kid was screaming and produced a red thimble from his mouth, and the kid stopped crying right away, put his hand to his head, scratched his head and said, "No wonder why that damn thing was hurting." [Laughter] SPEAKER 1: [Laughter] ROBERT: And I had him then, right? [Laughter] Yeah, I said, "Lemme look around some more. You got any more of those in there? Ah, over here," and goes, "Why not. Well, go get rid of that," you know. "I can do that magically, you know. Boom, I got that." [Laughter] LINDA: He's a cute… ROBERT: So probably he said, "No wonder why that damn thing was hurting." [Laughter] SPEAKER 1: They really do… ROBERT: Oh, I've got some great stories, yeah. [Laughter] And sometimes, also, when I used to lecture, I used to tell that story, and nobody would laugh. And I'd look and I'd say, "Come on, guys, wake up. Get a life. Do any of you have any kids, anybody, I mean, kids at all? That's a funny story." LINDA: Even if you don't have kids I think that was… SPEAKER 1: Right. ROBERT: That's a funny story. Because you guys are too serious. I used to tell adults that and get nothing out of it. I tell you, these guys are really too serious. It's like golfers rather than tennis players with dentists. We have a good time. In golf everybody's, "Don't make a sound. Be serious." And I'm throwing clubs around [unintelligible - 00:40:40] I can't understand.26 SPEAKER 1: He used to talk… ROBERT: I can't understand why they take this game so serious. LINDA: So can both of you talk a little bit about being Italian, what it means to you? ROBERT: Other than being proud I'm Italian -- I grew up not knowing there was much difference 'til recently. I got interested in the history of all of this, and yet I think my wife has a different story. SPEAKER 1: That's very recent to him. He just thought of himself as American [laughter] more recently, I think… ROBERT: Yeah, I mean I didn't know there was any difference to… many years SPEAKER 1: We were always -- our family was very into the history of being an Italian, very proud, you know, really proud of everything connected with being Italian, whether it was, you know, where you came from, or the country… ROBERT: Oh, yeah, I was smart enough to marry an Italian. LINDA: … the history. Thank you. The history, the architecture, I mean, we were all -- our family was always -- there were some parts of it. Some were more into the food, some were more into the history, but there was always, you know, you're an Italian American, you know, it's great to be an Italian. So it was just -- although, living where I lived, where we were, talk about a minority, we were really a minority. In the school I went to we were also a minority. And I do remember -- but just in that neighborhood, I don't remember while I was in anywhere else, but there were people who -- now, we were… ROBERT: Who thought you were second-class citizens, right? SPEAKER 1: … we were third generation, and we had some people who were first generation but spoke English thinking that we were second-class citizens because we had those funny-sounding names. ROBERT: First generation of another group, another ethnic group.27 SPEAKER 1: Yeah, of another -- yeah, they're not Italian. Right. And I thought, "Excuse me?" you know, I was born here, my parents were born here… ROBERT: So she experienced some prejudices that I don't remember. SPEAKER 1: Yeah, and in school, too. LINDA: Now, where was this? SPEAKER 1: Boston. The suburb of Boston but it was a very, very predominant Irish, Catholic neighborhood. I went to an Irish Catholic school, so while the nuns were Irish… ROBERT: Irish Catholics… SPEAKER 1: … so the nuns couldn't quite… ROBERT: Well they were Catholics, that's the… SPEAKER 1: You know, they couldn't quite understand, you know, anything. And then we had, maybe, like, two Polish kids, maybe three Italian kids. So we did feel different, but only in that, you know, instance then we were in the rest of the, you know, with my relatives who lived in all over suburban Boston, [unintelligible - 00:43:23], whatever, you know, lived with the -- it wasn't a problem… ROBERT: Which brings up my story, which you're probably waiting for, again, because I must've… SPEAKER 1: That was when I was -- then we moved to another neighborhood in Newton, I don't live there now. ROBERT: When I was in this progressive school and my parents were -- we were family members of a local country club that was limited in the acceptance of people, of members, and I took home a black friend of mine from school for the weekend, grabbed my neighbor, who was Jewish and took him up to play golf and get kicked off of golf course with a black and a Jewish guy. That was in the early '50s. LINDA: And where was this? SPEAKER 1: At the local…28 ROBERT: At a local country club. SPEAKER 1: He was too dumb to even know… ROBERT: I was too dumb to even know that they had restrictions. Right. SPEAKER 1: Sorry, I didn't mean dumb. LINDA: What kind of -- what did they tell you? Was this before you got on the course, or did somebody…? ROBERT: No, no, we were right just -- took him out on the course. Apparently we were coming back close to the clubhouse again on the third hole… SPEAKER 1: Someone saw him. ROBERT: … and the manager came out and told me I had to get off the course. LINDA: Did you ask why? SPEAKER 1: He didn't tell you? ROBERT: I don't remember. Yeah, we left… LINDA: And then? ROBERT: He was the boss, he said, "Get off," I got off. LINDA: But was it clear that he was doing because it was…? ROBERT: Yeah, I guess I knew that -- I figured it out once I was in the car and got home, I guess. I didn't figure it out right on the spot, but I think once I got in the car I figured it out. I didn't even think of checking on it when it went up, because I did the same thing recently, I took a lady on men's day who had Levi's, and you never have to have Levi's up there, same club. [Laughter] SPEAKER 1: Well, they were happy [laughter]. If you knew who was Wednesday… ROBERT: [Laughter] I forgot. I thought Wednesday morning was men's day and then Wednesday afternoon was okay. SPEAKER 1: They don't want pants with Levi's anywhere. LINDA: So it was key to double win.29 ROBERT: There was a double, so-- I got permission… I did get permission to go out on men's day in the afternoon. They said, "If nobody complains, just go out." When I get back in, head of the pro comes up to me and says, "And I heard you want Levi's, too." SPEAKER 1: [Laughter] ROBERT: I said, "I didn't even think to look at that so much." [Laughter] LINDA: All right. What's our next question? How did you feel coming here? I know we talked a lot more about this last time, but how did you feel coming to Leominster after living in -- was it Newton? SPEAKER 1: Mm-hmm. Yeah. I thought this was the end of the earth, [laughter] I thought this was… ROBERT: She said this was the on the other side of orange. [Laughter] SPEAKER 1: No. I thought it was real country. ROBERT: Out there an echo. SPEAKER 1: And I thought when I first came here, well it was late fall, so it was winter by the time we moved in our house and no one welcomed us, and I thought what an unfriendly place. And the ward of the dentist who welcomed us, the one nearest our age was 15 years older than we were, so I thought, "Oh, Lord, there was no one my age." I don't even know if there are any neighbors here. I never saw a face, and it didn't dawn on me that, well number one, it was winter, so people were kind of [unintelligible - 00:47:09] down. Number two was this is a real family community, generations are born and married and stayed here, so they have all extended families living right here. It's not that you're all spread out though… ROBERT: But the lights kept going on in the houses around us. You didn't see any people, but the lights kept going on at night. SPEAKER 1: And there was -- not Leominster, and I told him I thought the city had these houses wired up and they just flipped the switch at night [laughter].30 ROBERT: And the lights used to go because there were no people around us. SPEAKER 1: I thought there were no people. LINDA: And what year was this? SPEAKER 1: I thought it was '63. And then I realized after that, well, number one, it was winter and people weren't so ready, you know, to welcome you. Number two, his name was known in town, so they assumed, I guess that he had tons of friends and family, whereas, he really didn't because he was all the way to school, and his family -- well, because his parents were in Florida, so we had the one aunt and uncle who lived here in town. So I think people just assumed, "Well, we have our huge extended family. They must have theirs," so it was mainly lonely and I thought unfriendly. So it took -- it took a while, then when the thaw came, the neighbors… ROBERT: Spring came and we started raking leaves and we see people around. SPEAKER 1: … come. And then I found out it was a nice neighborhood, and the neighbors were nice, because the snow melted and out they came. But it took a while. I was really thinking, "Oh, boy. What a -- this is awful." ROBERT: There was like about -- we moved up here, right? We were like -- there were three houses up here in this hill, three of four houses, right here the top of the hill, and these people built houses and moved in, I always bring a bottle of wine and welcome them, maybe from the experience that we had. And it was all fine, that's great, whatnot, and then we decided after -- well, never, never heard from them after that. SPEAKER 1: Hmmm. No. People aren't as friendly as they are in the Midwest. Well, I worked… ROBERT: Then we finally said -- oh, great people, Midwest. SPEAKER 1: … people are different.31 ROBERT: Different. Then we decided we're gonna throw a street party. So we opened up our house and we sent a letter out to everybody with the old farm road address, 95 percent of the people showed, right? SPEAKER 1: Mm-hmm. ROBERT: Never heard from them since. That was 15 years ago. Other than the, other than the people who are touching us [unintelligible - 00:49:31] land here. LINDA: Mm-hmm. SPEAKER 1: Well, people are busy. It is different. People -- it's not like when we were kids. I think people are just so busy. ROBERT: When I grew up in the street where we had everybody, had each other's keys and everything when I was in grammar school, high school and whatnot. That street was close. SPEAKER 1: Well, those were your high school, what, home high school friends. ROBERT: Those were my home high school friends, right. But I mean, geez, you know. SPEAKER 1: But I have… ROBERT: We were in each other's houses all the time. Streets were… SPEAKER 1: I don't think… I learned to like the area, but it took a while. It really did. Took quite a while. Probably it was better when my children learns… ROBERT: When we saw the kids enjoying it, then we got to like it better. SPEAKER 1: … yeah, I probably -- great place for children because there was so much available that was close by, where on the city you really had to travel, you know. Here they could do everything within the, you know… ROBERT: Yeah, five-minute ride. Then it wasn't -- it was easy to go to wherever you want to go. Now, if you ever decide to go from Leominster to Fitchburg or across our city. LINDA: I just did.32 ROBERT: 3:30 to 5:30, it'd take you an hour and a half to get from one city to the other. If you're going north, then the south isn't too bad. But we come off the highway, we – every… well Route 13, Route 12, every one of those going north is loaded. SPEAKER 1: Well, I laughed. He told me 30 years ago, "Oh, you just wait," because I complain, I still miss the city. I didn't miss living there, but I wanna be a little bit closer so that I could just run in and take advantage of everything, I missed that. And he kept saying to me thirty years ago, "Oh, just wait. This Leominster is just gonna be a bedroom community to Boston," and I would just laugh hysterically and said, "Oh, my God, no one is coming past Concorde." And… ROBERT: And here we are. SPEAKER 1: Here we are. Yeah. ROBERT: Build the highway and they will come. [Laughter] SPEAKER 1: Yeah. LINDA: So which church did you join? SPEAKER 1: Ah, that's something… ROBERT: She remember one of the… SPEAKER 1: I wasn't used to that. We were in North Leominster and there was a knock at door, and there was this priest standing there and I went, "Well, I've never seen this in my life." No one -- no priest ever knocked on my door before. And it was the pastor from the Italian church in Fitchburg trying to convince me to join his church. My [unintelligible - 00:51:54], "Oh, that's fine, that's…" ROBERT: And we were living in… SPEAKER 1: North Leominster. ROBERT: Leominster. SPEAKER 1: Yeah, and, of course, I came from Boston where you went to church, and whatever neighborhood you lived there and whatever, 33 you know. He wasn't surprised when he came home. He said, "Oh, yeah," you know, but I didn't join that church… ROBERT: No, I said, "But you don't have to feel you have to join." SPEAKER 1: The one that was dear in my life, Lady of the Lake, we lived in North Leominster, that was there, so that was the church I joined. But then when we moved here, my daughter was in public school in first grade, we just moved, and I thought, "Well, yeah, I have to sign her up to CCD classes." So this house had been St. Leo's Parish, which was the Irish church. Well, I thought, well, that's obviously where I have to send her to… ROBERT: Closest church. SPEAKER 1: Well, again, didn't dawn on me that's where, you know, but if I had known, I mean, Saint Ana's was just hop, skip and a jump down the road, I could've signed her up there. But it -- still, it was the '70s now, and I still wasn't thinking, "Oh, well, this is different." And I called the secretary of the church who answered it and asked who it was, and she signed up my daughter, and I thought, "Well, don't you want -- aren't you gonna ask me my name? I haven't been -- don't you want us to join the church?" I never heard of a church that would take a child to CCD if the parents didn't belong to it. And she said, "Well…" in her accent, "… um, well, I thought you might… you might wanna join Saint Ana's church." ROBERT: -Which is the Italian church down the road. [Laughter] SPEAKER 1: I didn't know, this is 1970 whatever, and I said… ROBERT: "What?" SPEAKER 1: Yeah. I said, "What?" ROBERT: Why? SPEAKER 1: I was so befuddled. And I said to him, "I wish I had thought fast enough," I probably would've said, "Well, I'm Protestant anyway, so I don't wanna join any church." [Laughter] My sister was so 34 overwhelmed by that. So I thought, well change comes very slowly out here. [Laughter] ROBERT: Did you know we have the largest Finnish population in the world. LINDA: In the world? SPEAKER 1: No, no. In the United States. ROBERT: In the United States that's -- yeah, that's a Finnish group and we have a sister city in Finland. LINDA: Hmm. I didn't know that there were so many Finns around here. ROBERT: A lot of Finns. They're great people. LINDA: Just like my grandfather is Finnish. ROBERT: Is that right? SPEAKER 1: Oh, really? ROBERT: Oh, I remember in my dad's practice, and then I was… SPEAKER 1: Well, still. ROBERT: Great Finnish people. Wonderful people. SPEAKER 1: They have this pact, signed a pact in Fitchburg, and they still have big gatherings, Finnish gatherings and so forth. Yeah. LINDA: So would you like to speak about anything else? ROBERT: No, I need to have lunch. LINDA: Lunch? SPEAKER 1: Oh, poor dear. LINDA: It's dinner. I don't know… ROBERT: Put something in my tummy before I go play tennis at dinnertime. SPEAKER 1: Every Friday he has to play tennis. Yeah, still have fun. ROBERT: Fun time. SPEAKER 1: What else? What else? I guess just my Italian experiences are a little bit different from his. I think… ROBERT: Yeah, well you grew up in a different place. SPEAKER 1: Yeah. Well, and our family might have been different. We had more traditional meals and we did the traditional Christmas Eve dinner. We did the traditional…35 ROBERT: This reminds me, my mother made homemade raviolis every Thanksgiving and Christmas. SPEAKER 1: Yeah. That wasn't Christmas Eve in an Italian household; you have all fish Christmas Eve… ROBERT: Yeah, if you're like -- there aren't any fish out here. SPEAKER 1: [Laughter] No, that's true. ROBERT: Years ago, but I said the fish was four days old… SPEAKER 1: … when I found that out… found that out… ROBERT: … by the time it swam up the national river. ROBERT: That was true. The first time I bought a fish here I threw it out. I couldn't even eat it. I thought, no wonder he doesn't likes fish. ROBERT: It was after the… SPEAKER 1: He was used to getting it live from the… ROBERT: Oh, that's when I got the live fishes, this meeting with her relatives. They had fresh fish and wow, what a difference. SPEAKER 1: We did have… ROBERT: But we didn't have fish houses around here until, maybe, like three, four or five years after we're married. It moved… SPEAKER 1: Yeah, at least. Yeah. ROBERT: It took the… late '60s. SPEAKER 1: I know your mother. I don't remember your mother ever doing -- she did -- I mean, she baked great pies but never did Italian cookies, Italian version. We did all that Italian stuff at the holidays so we were more… ROBERT: The lady next door did, Vermonti. SPEAKER 1: Oh, wow. You were lucky. ROBERT: She used to bring them over. SPEAKER 1: Oh, wow. The stuff you do with this… ROBERT: With all the onion on them and stuff like that, there were ribbon things? Yeah. Yeah?36 SPEAKER 1: I think they have someone I'm looking for a recipe for that because only our -- a distant relative on the other side made those, and we only had it when we went to her house, not… LINDA: Often you don't… SPEAKER 1: Oh, I would love that. That's the one I'm trying to… ROBERT: Yeah, you've been looking for fill-ins. SPEAKER 1: My children are so into this. ROBERT: We make [unintelligible - 00:56:38], we're the intersect. We have her grandmother's, her mother's… SPEAKER 1: [Unintelligible - 00:56:45]. Yeah. ROBERT: [Unintelligible - 00:56:45]. And we get her up all nights and mix us the stuff and… SPEAKER 1: My father's family were great cooks, and my mother actually cooked like my father's side of the family. There were two different sides, and you could tell the difference. My mother's side cooked one way and my father's side cooked the other way… LINDA: Why? They're from different regions? SPEAKER 1: No. ROBERT: No? SPEAKER 1: From the exact same place, but it seems like the Fridocelli cooked with a little bit more… LINDA: Cooked cuisine. SPEAKER 1: You know, a little more fancy. And then my mother's side, they were a little more peasant, plain… ROBERT: You mean there was merit having both grandma and grandpa from the same city. [Laughter] SPEAKER 1: Well, my four grandparents came from the same… ROBERT: Oh, is that right? SPEAKER 1: Same province. ROBERT: Same province. Yeah. SPEAKER 1: Yeah. But still the cooking was a little different.37 LINDA: Wow. SPEAKER 1: Yeah. And that was it. It was important, and I'm glad my kids still think it's important. It's very important for them to -- and often the Italian are important to them. Even though… LINDA: Now, they didn't marry Italians? SPEAKER 1: My daughter married someone who's half Italian. LINDA: What is her last name? SPEAKER 1: Well, she goes by Frigoletto. Yeah, she kept her name. LINDA: But who did she marry? SPEAKER 1: Peter De Feo. D-E capital F-E-O. And then my son, really, broke with tradition. He married Tamara Taylor. [Laughter] ROBERT: Oh, yeah, but he was going with an Italian. SPEAKER 1: He was going with an Italian… ROBERT: Italian, but she turned out to be too strong for us… SPEAKER 1: [Laughter] LINDA: Oh. SPEAKER 1: So Tamara Taylor… ROBERT: Direct battleship. SPEAKER 1: Actually now… she's a redhead, but delightful. She's Norwegian and Scottish. I thought Taylor was English, but she said Scottish was her blood. And her family, they have traced her family back to the first two boats that came over the Mayflower and the next one. What was the other one? Two names, I forget what it is. ROBERT: I don't know. SPEAKER 1: So they're into the history, too. So now the two of them… ROBERT: Has it anything to do with the Minnon, the Tintin, the Sta. Maria? [Laughter] SPEAKER 1: No. But she's had -- but she's very much into Italian… ROBERT: Wrong group, right? SPEAKER 1: … go back. She was trying to learn the language. LINDA: Mm-hmm.38 SPEAKER 1: She was trying to learn to speak it. LINDA: Oh. ROBERT: She's in [unintelligible - 00:58:57]? That daughter-in law? SPEAKER 1: Boy, no. I forget. Yeah, we were trying to learn all this… ROBERT: New Ireland, I think… I forget. No memory anymore. Kinda learn all these Italian words… SPEAKER 1: The word for parent is genatori. ROBERT: Genatori which is… should be -- parenti's relatives. SPEAKER 1: Right. Yeah, that's… ROBERT: Parents genatoris. SPEAKER 1: Yeah, I can't figure that one out. Right. ROBERT: Yeah. SPEAKER 1: Now you are part Italian? LINDA: My grandmother was Italian, my maternal grandmother. Then she married a Finn. SPEAKER 1: Oh. LINDA: And then my mother married a Yankee, then I married a Swede. SPEAKER 1: So you're all that? ROBERT: Did you watch the Hall of Fame last night? LINDA: No. SPEAKER 1: Oh. ROBERT: There was a cute love story in the war, early '40s… SPEAKER 1: Based on a true story. LINDA: Oh, my goodness… ROBERT: In Italy. LINDA: … need to tell me but… ROBERT: Yeah. And a lot of Italians. They spoke too fast, though. SPEAKER 1: You know, I'm not -- and that was the first time I said that's… ROBERT: But a lot of sceneries were filmed entirely in Italy, and it was about this guy that… SPEAKER 1: But you can buy the tape. It's a Hallmark story, though.39 ROBERT: Yeah. LINDA: It was Love and War. Thank you. SPEAKER 1: Love and War, yeah. ROBERT: Love and War But it was an interest of -- the thing I thought was cute, that I hadn't learn or forgotten, I guess, is that a British soldier, it might be British saying, when he falls in love with this Italian girl that they took him in and saved his life, he says, "We, growing up, we used to call you macaroni heads," from British, from the -- derogatory thing, you know, those Italians, they're macaroni head. He says, "Now I found out how wonderful you people are." [Laughter] He says, "I feel guilty." That was kind of a cute part of the story. LINDA: I think that's sort of true. SPEAKER 1: Yeah. LINDA: In any culture, if you just open yourself up and… ROBERT: Sure. SPEAKER 1: But I -- actually, you must've -- I can remember, in Boston… ROBERT: I don't remember. SPEAKER 1: … he had a lot of this derogatory terms. ROBERT: Well, dego, I remember but I didn't hear -- macaroni I thought was just English, that was an English that was the… SPEAKER 1: Yeah, that was it. What I'm saying is that you did hear -- but then, again, you would hear it for the Irish, you would hear it for the Jewish, you always would hear about derogatory terms for -- at least in the city we get through all the ethnic… LINDA: So tell me what some of them are, you know, what's so politically correct now that you don't really…? At least my children don't know any of the… SPEAKER 1: You know, I don't really… LINDA: … Italian being derogatory… SPEAKER 1: No. Dego, wop…40 ROBERT: Dego, wop. And when in Chicago we used to -- we used to walk back East to look at the watch and, "Watch the dego by," [laughter] and used the word "dego." LINDA: Oh, dego. Where did that come from? SPEAKER 1: I don't know either. ROBERT: I don't know. SPEAKER 1: I don't know either. LINDA: I've never heard dego. SPEAKER 1: I don't either. ROBERT: Like, what? Pollack is Polish? SPEAKER 1: Pollack would be for… ROBERT: Be Polish and… SPEAKER 1: Mic are half… ROBERT: Mic were half for Irish. Right. And we were dego and the wops. So I would be French… SPEAKER 1: No. I don't know where they… ROBERT: Don't know the origins of all of those things… be interesting, which my uncle would've mind. He was such a [unintelligible - 01:01:51]. He was doing the history of words. SPEAKER 1: He was so… ROBERT: After he retired that was his… LINDA: Did he keep his information? ROBERT: Yeah, he's kept it going, and when he died I tried to get it from my aunt. SPEAKER 1: And when he couldn't… ROBERT: I guess she gave it to one his younger teachers. I don't know where it is now. SPEAKER 1: He gave it to another elderly person… ROBERT: Another elderly person and got lost or something. SPEAKER 1: Right, it's gotta be… ROBERT: We even offered to pay her for it.41 SPEAKER 1: Yeah. ROBERT: It was -- yeah, it was just so interesting. SPEAKER 1: He was the professor of Roman languages, so he's doing the… ROBERT: He knew the different languages. SPEAKER 1: … words, whether it came from France… ROBERT: France or Italian or whatnot. SPEAKER 1: We desperately want… ROBERT: I wanted to get a hold of that. SPEAKER 1: We couldn't, we tried. ROBERT: Every time we'd see him, which is like twice a year, that it's, "Oh, I got, you know, twenty… twenty more words…" LINDA: What's his name? ROBERT: Merlino. My mother's name, Merlino. SPEAKER 1: Camillo Merlino. ROBERT: Camillo Merlino. How's that? SPEAKER 1: Yeah. He was the… ROBERT: Protestant Italian. SPEAKER 1: … head of the department at BU… ROBERT: Head of the Roman's languages at BU. And still I didn't get the language. SPEAKER 1: No, he did not inherit that. No, my kids took after my part of the family. We have an air for languages, he struggles so with it. Doing better than I ever… ROBERT: I got so frustrated last night watching that… SPEAKER 1: That was tough, I had… ROBERT: But you said you had a tough time, too. Two years trying to learn words, just to recognize [unintelligible - 01:03:12]. SPEAKER 1: I mean, I think you're doing well… ROBERT: It's got nothing. SPEAKER 1: … trying for all these years. LINDA: I think you have to be immersed in it.42 SPEAKER 1: Mm-hmm. That's true. ROBERT: Yeah, yeah, yeah. Good idea, let's go. [Laughter] SPEAKER 1: That's my mother. ROBERT: Yeah, yeah, yeah, for a month, that's her way of saying we gotta go. SPEAKER 1: But that is no close. ROBERT: [Laughter] SPEAKER 1: Well, before we let you on, could you take another picture of us? LINDA: Oh, yes. I have central… SPEAKER 1: I'd love that. LINDA: … because I almost forgot the camera, too. SPEAKER 1: Oh. LINDA: This was supposed to go over real low. SPEAKER 1: No, we wouldn't hold you to it. I just thought -- I didn't like my plaid shirt, I looked like the… the fire hand. LINDA: He said you'd say amazing things. SPEAKER 1: Yeah. Well, I may -- well, I was that day. Well, I was today, too, but… ROBERT: Guess what? It's four o'clock. SPEAKER 1: It's now four o'clock in the middle of a family interview./AT/jf/jc/es
학위논문 (박사) -- 서울대학교 대학원 : 사회과학대학 사회복지학과, 2020. 8. 홍백의. ; This study characterizes 15 countries' pension reform trajectories and statistically examines how these pension reform trajectories affect pension effort during the CRP (Compound Reform Period 1990-2015). This study defines pension reform are either contractionary and expansionary reforms; pension effort refers to both pension expenditure and pension generosity. Conventionally, studies have often examined how socio-influential factors (e.g. socio-economic, institutional, and political factors) affect pension effort. However, these discourses have heavily emphasized contractionary pension reforms and pension expenditure, but have overlooked expansionary pension reforms and pension generosity. This study argues that the traditional retrenchment-focused approach to pension policy research is rooted largely in inherited theories of the 'Welfare State Crisis' and macro-socio-economics, that are not reflective of the recent post-industrial policy shifts occurring in the world. In particular to pension policy, in response to the 20th century old and new social risks, traditional Bismarckian and Beveridgean countries have implemented a mix of contractionary and expansionary reforms. These reforms were designed to deal with pension financial sustainability and adequacy against old-age poverty. Consequently, two primary limitations of previous studies have become apparent. The austerity-oriented and macro view of pension effort using socio-influential factors overlooks an important building block within the dynamic pension reform process. In addition, existing quantitative and qualitative studies have centered around institutions that examine pension policies from a static perspective - overlooking pension policy dynamic changes. During the CRP, pension systems have experienced two interconnected components - retrenchment and expansionary reforms - that ultimately define pension effort. Accordingly, it is necessary to comprehensively investigate how these components of dynamic pension reform affect pension effort in the context of both pension expenditure and pension generosity. This study organized expansionary and retrenchment pension reforms using ten pension reform variables based on the work Häusermann (2010): insurance (e.g. parametric pension reforms), capitalization (e.g. DB to DC shifts), targeting (e.g. means-tested), and recalibration (e.g. pension credits). In order to evaluate how these pension reforms affected pension effort, this study utilized two analytical methods: unsupervised clustering characterizes pension reform trajectories, and an LMM (Mixed Effect Model) statistically evaluates their effectiveness with respect to pension expenditure and pension generosity. Pension reforms were categorized into four pension reform clusters: labor-activated pension (LAP) reforms, extended privatization pension (EPP) reforms, latecomer structural pension (LSP) reforms, and extensive retrenchment pension (ERP) reforms. The labor-activated pension reform (LAP) cluster is generally composed of advanced welfare states that experienced the highest unemployment rates and most pressing demographic changes prior to the CRP. However, their transition into the CRP has been met with significant GDP growth and high employment rates. At the same time, this cluster is facing the highest level of new social risks in regions like women's labor participation, employment in services, and economic openness. In response to both old and new social risks, most of the countries in this cluster made significant reforms meant to mitigate their effects. Various parametric pension reforms (e.g. increasing the retirement age, penalizing early retirement, etc.) encourage individuals near retirement to continue working or re-enter the workforce, thus increasing labor supply. In addition, targeting and recalibration reforms incentivize participation in the labor market by lowering pension eligibility requirements. The extended privatization pension reform (EPP) cluster is very similar in its Marco-socio-economic structure to the labor-activated pension reform (LAP) cluster, in that it is defined by developed nations that experienced drastic macro-socio-economic changes before the CRP. However, in the CRP this cluster has the highest levels of aged 65 years and older individuals, coupled with a moderately high economic growth. Growth compared to the labor activated pension reform cluster may be lower due to this aging. When a higher proportion of a total population is elderly, a larger proportion of economic expenses must be spent on retirement care. However, another additional feature of this cluster's socio-economics is lower birth rates. Some new social risks of interest that have had a particular effect on this cluster are increasing service sector employment rates and higher economic openness. However, pension reform strategies are vastly different from the labor-activated pension reform (LAP) reform strategies. This reform cluster shifts enrollment in occupational or individual pension programs from voluntary to mandatory and these programs then work in conjunction with existing public pension systems. However, in order to compensate disadvantaged groups and unpaid workers, various expansionary pension reforms were also implemented in tandem; for example, means-tested pension benefits, tax reductions or earnings-related subsidies to employers, employees or individuals. The latecomer structural pension reform cluster (LSP) is uniquely composed of countries that had transitioned from centrally planned economies to widespread market-based economies at the inception of their original pension programs. Their transition to market based-economies was not smooth and this was reflected in their relatively slow economic growth. Structural changes are not the only facet that describes the struggles these countries have had during the CRP; demographic issues have also played an outsized role in their economies. Not only had their relative population aged, but at the same time, there was a dramatic drop in their fertility rates. New social risks have been reflected in their rising proportion of service sector employment and the swift opening of their economies. This cluster turned to structural-based reforms as a countermeasure to the ballooning pension expenditures that ensued, because of these different macro-socio-economic hardships. In order to compensate disadvantaged groups and unpaid workers, various expansionary pension reforms were also implemented in tandem with contractionary reforms (ex. targeting reform), but recalibration reforms were not implemented. The extensive retrenchment pension reform cluster (ERP), is composed of countries that demographically aged the most, and experienced the greatest long-term economic hardships because of economic crises during the CRP. Another critical issue was the decline of birth rates in these countries. New social risks have also added stress to their economic hardships with increases in atypical workers, women's labor participation rates, and serious issues with low employment rates. Under these increasing new social risks and problematic pension structures, the extensive retrenchment pension (ERP) reform cluster retrenched inherited asymmetric pension systems through radical parametric reforms, then means-tested programs were additionally added to compensate low-income groups and impoverished elderly. Each pension reform clusters' socio-economic backgrounds provide insight into the underlying indicators that are correlated with their adoption of different pension reform policies. Using these pension reform clusters as independent variables, this study demonstrates that different pension reforms have diversified the existing architecture of pension effort. According to the Linear Mixed Effect Model (LMM) results, the labor-activated pension reform (LAP) cluster statistically reduced pension expenditure relative to the reference pension reform cluster (extensive retrenchment pension reform cluster). The extended privatization pension (EPP) reform cluster significantly reduced pension generosity relative to the reference pension reform cluster (extensive retrenchment pension reform cluster). While the labor-activated pension (LAP) reform cluster maintained the highest standard pension retirement age and most restrictions on early retirement, the extended privatization pension (EPP) reform cluster created a more direct link between pension benefits and an individual's pension contributions, by shifting to mandatory enrollment in occupational or individual pension programs. This study asserts that pension reforms are the key to understanding pension effort (pension expenditure and pension generosity), and that contractionary and expansionary pension reform policies should be studied together. In addition, existing comparative studies have often excluded East-Asian countries, in particular, China, Japan, and Korea. They should be included in comparative policy analysis that will allow researchers to determine if they are empirically different, and thus compensate or address those differences more effectively in future research. In comparative social policy research, from the new institutionalism perspective, policy classifications should consider the process of policy change, from a dynamic perspective rather than static characteristics. This study suggests that policymakers may need to be concerned about each pension reform's pros and cons in the context of pension expenditure and generosity when adopting a pension reform. In future pension reforms, policymakers need to explicitly design their policies around increasing new profiles who, if not considered more carefully, are at higher risk of poverty in this post-industrialized global economy. The most sensible means of doing this is if policymakers avoid reducing benefits for these groups when legislating future pension reforms. Take Korean pension reforms as an example. Korea adopted an extensive parametric pension (ERP) reforms that may prove to be an effective way of curbing costs, while means-tested incentives provide more generous benefits to the growing population of at-risk individuals. However, extensive retrenchment pension (ERP) reforms have a high risk of providing inadequate pension benefits to at-risk groups without seriously resolving issues with program expenditure. Since extensive retrenchment pension (ERP) reforms do not sufficiently meet the needs of the Korean pension system, the next step is to look at alternative clusters to resolve these issues. Extended privatization pension reforms (EPP) generally supplement pension benefits by adopting a market-based pension component. However, adopting a reform from this cluster will also likely result in stagnated pension coverage, deteriorated pension benefits, and increased gender and income inequality. Adoption of a latecomer structural pension reform (LSP) (e.g. NDC) is also not realistic, because there are a large number of atypical workers in Korea (e.g. self-employed, part-time workers) who are unable to shoulder considerable financial burdens (double payment issues). This study suggests that adopting a labor-activated pension reform (LAP) may be the most effective pension strategy to strengthen Korean public pension system security. This strategy takes into account new career profiles that were previously overlooked by the system; the goal of including these workers to the system would be to reduce the occurrence of old-age poverty. ; 本论文定量比较分析了15个国家在1990-2015 (compound reform period, CRP:1990-2015)综合改革期间的养老金改革轨迹,及其对养老金努力(pension effort)的影响。本文定义了养老金改革包括消减性改革(contractionary pension reform)和扩张性改革(expansionary pension reform),养老金努力(pension effort)包括养老金支出(pension expenditure)和养老金慷慨度(pension generosity)。受"福利国家危机论"的影响,现存的大部分相关学术主要分析了宏观社会・经济因素(包括经济,政治和制度因素)对养老金政策的影响。这些研究集中在研究养老金支出而忽视了对养老金慷慨度的分析. 宏观社会经济背景及制度的遗产(institutional legacy)或历史轨迹等对养老金努力(pension effort)影响效应息息相关,但是本研究认为基于宏观理论并限定于养老金支出的传统文献没有充分的的分析到后工业社会下(post-industrialization)的养老金改革轨迹和特征。尤其是从20世纪末,为了应对新旧社会风险(old and new social risks)的压力,综合型养老金改革(compound pension reform),即消减性改革(contractionary pension reform)和扩张性改革(expansionary pension reform)被纷纷采纳去同时解决养老金财政可持续性和抵御老年贫困的两个问题。本文认为传统文献在研究养老金政策的影响因素中存在两个主要局限性问题:第一,忽视了核心变量-养老金改革对老金支出(pension expenditure)和养老金慷慨度(pension generosity)的影响。第二,现有的定量和定性社会政策比较或聚类研究只从围绕静态角度(static perspective)的政策特征却忽视了政策的动态变化(policy dynamic change)。 本文以Häusermann (2010)的养老金改革理论为基础,分析了包括消减性改革(contractionary pension reform)和扩张性改革(expansionary pension reform)养老金改革的十个变量:保险参数(parametric reform参数改革),市场化(例如: 从DB 改革成 DC),目标化(targeting) (例如: 经济能力审查:means-tested), 再调整(recalibration) (例如:养老金补贴: pension credits)。为了从统计学上评估分析这些养老金改革对养老金努力(pension effort)对影响效应,本文采用了两种分析方法:K均值无监督聚类分析(clustering analysis)和线性混合效应模型(linear mixed effect model, LMM)。根据聚类分析(clustering analysis)结果,15国家在1990-2015期间的养老金改革可分为四个改革类型:劳动激励改革型(labor-activated pension reform, LAP), 扩展私有化改革型(extended privatization pension reform, EPP), 后发结构改革型(latecomer structural pension reform, LSP),和激进消减改革型(extensive retrenchment pension reform, ERP). 基于定量统计数据比较分析,线性混合效应模型(linear mixed effect model, LMM)分析结果发现不同的改革轨迹对养老金支出和养老金慷慨度影响不同。 劳动激励改革型(labor-activated pension reform, LAP)是由发达福利国家组成,这些国家在CRP(1990-2015)之前遭遇过经济衰退和前所未有的失业率增加和人口转变问题,但是在CRP(1990-2015)的过度期间实现了GDP和就业率的总体水平回升。相比于其他的改革类型,这些国家面临着最高水平的社会新风险(new social risks): 女性劳动就业和服务性就业者不断增加。为了应对新旧社会风险(old and new social risks)和减轻养老金财政压力,这些国家采取了大力度的养老金参数改革。主要包括参数改革(例如: 延后退休, 处罚提前退休等),鼓励接近退休等人继续工作或重新加入劳动市场。此外利用扩张性的目标化(targeting)和再调整(recalibration)改革鼓励人们参与劳动市场并通过养老金水平等。 扩展私有化改革型(extended privatization pension reform, EPP)的宏观社会经济结构背景和劳动激励改革型(labor-activated pension reform, LAP)比较相似,但是他们的养老金改革决策却大相径庭。在CRP前期,这些国家也是经历过宏观经济巨变的发达福利国家.低生育率和最高的老年人口比例,这个改革类型的国家面临养老金支出巨大失衡的压力。另外不规则就业者(atypical worker)和服务性就业者的比例不断上升也威胁着养老金政策的长期可持续性。扩展私有化改革型(extended privatization pension reform, EPP)的主要决策是通过强制性策略提高参加职业和商业养老保险并且采取相对应的公共养老金参数改革方案。扩张型改革(expansionary pension reform)主要是为了弥补弱势和底薪群体,例如,对雇主,雇员或个人就行减税并且给以适当的补贴,经济能力审查的(means-tested)养老金补贴改革也是尤为突出。 后发结构改革型(latecomer structural pension reform cluster, LSP)的国家在养老金改革初期经历了市场经济转型独特社会变化。特别是在市场经济转型初期经济增长还没有真正的崛起,养老金制度不仅面临经济转型的挑战,人口转变包括人口老龄化和生育率下降问题更是加剧了养老金制度的财政失衡。另外新社会风险(new social risks)和全球化更激化了服务性劳动者的增加。为了扩大政府财政来源和弥补养老金缺口,这些社会背景推动了这些国家以结构改革(structural pension reform)为主线。为弱势群体也提供一定的社会补助,例如,经济能力审查的(means-tested)养老金补贴,但是后发结构改革型(latecomer structural pension reform cluster, LSP)目前缺乏再调整(recalibration)的扩张型改革(expansionary pension reform)。 激进消减改革型(extensive retrenchment pension reform, ERP)在CRP初期临最严重的老龄化增长和经济危机带来的长期经济困难。人口转变(生育率急剧下降,老龄化进程加速)更是加剧了养老金的经济持续性问题。同时,这些国家更面临着由迅速的现代化进程所带来的挑战:服务性劳动者,女性劳动市场的参与与日俱增,就业率急剧下降等新社会风险(new social risks)。在这种社会背景下,激进消减改革型 (extensive retrenchment pension reform, ERP)采用了大幅度的参数改革(parametric pension reform)为消减现存的养老金财政问题。资格审核(means-tested)的社会救助被采用去补助低收入人群和老人的养老金收入。 本文把以上的四个改革类型作为自变量研究分析了各个改革类型对养老金努力(pension effort: pension expenditure, pension generosity)的影响效果。根据线性混合效应模型(linear mixed effect model, LMM)的分析结果,相对于激进消减改革型 (extensive retrenchment pension reform, ERP), 劳动激励改革型(labor-activated pension reform, LAP)有效的消减了养老金支出; 扩展私有化改革型(extended privatization pension reform, EPP)有效的得降低了养老金的慷慨度。相比之下,劳动激励改革型(labor-activated pension reform, LAP)维持了最高标准的养老金退休年龄和提前退休的最大限制,而扩展私有化改革型(extended privatization pension reform, EPP)则是通过强制参与职业和商业退休金制度加大紧缩养老金和缴费之间的直接关系。 理论层面,第一,本研究强调养老金改革变量是理解养老金努力(pension effort)的关键。第二,1990年以来的养老金改革应该同时考虑消减性改革(contractionary pension reform)和扩张性改革(expansionary pension reform)。第三,从新制度主义的理论角度来看,社会政策比较更应该考虑动态政策变化(pension dynamic change),不应该只限于静态视角(static perspective)的政策特征。第四,传统的社会政策比较研究文献经常忽略了东亚国家,比如,中国,日本和韩国。本文认为,尤其是比较研究更应该把这些国家包括在内因为通过比较可以更有效的分析这些制度改革决策的差异性。 政策层面,在制定养老金改革方案时需要同时考虑改革对养老金支出和养老金慷慨度影响的利弊。考虑到后工业化所带来的新风险和现存的旧社会风险,在未来的养老金改革方案中养老金长期可持续性需要要均衡养老金支出可持续性和慷慨度。以韩国养老金改革为例,激进消减改革型(extensive retrenchment pension reform, ERP)可能有助于控制养老金支出,另外经济审查性的社会补助(means-tested)是可以填充贫穷老人的养老金水平;但是其改革方案很可能让高风险群体(ex. atypical workers, lower-income)面临养老金严重不足的问题。由于激进消减改革型(extensive retrenchment pension reform, ERP)不能充分满足韩国养老金制度的需求,本文总结分析了其他三个改革方案的可取性。扩展私有化改革型(extended privatization pension reform, EPP)方案主要是通过市场养老金组成部分来补充养老金福利慷慨水平,但是此改革方案可能导致韩国养老金覆盖率停滞,并恶化高风险群体(ex. atypical workers, lower-income group)的养老金慷慨度并且加剧性别福利水平不平等等问题。后发结构改革型(latecomer structural pension reform cluster, LSP) (ex. NDC) 方案对于韩国的现状更不现实。由于韩国的独特的工业及劳动市场结构,绝大部分的非典型就业者 (atypical workers) 会很难负担双重付费 (double payment issue) 问题。采用劳动激励改革型 (labor-activated pension reform, LAP) 方案可以加固韩国的公共养老金体系并有效的提高新型职业 (new career profiles) 人员的养老金覆盖率且减少老年贫困。 ; 본 연구는 15개 국가를 대상으로 1990-2015년 사이 발생한 다양한 연금개혁의 궤적을 군집화하고 이러한 연금개혁궤적 군집이 연금노력(Pension Effort)에 미치는 영향에 대해 분석하고자 한다. 본 연구에서 연금개혁은 축소개혁(Contractionary Reform) 과 확장개혁(Expansionary Reform)을 동시에 고려하며 연금노력(Pension Effort)은 연금지출(Pension Expenditure)과 연금관대성 (Pension Generosity)을 나타낸다. "복지국가의 위기론"의 영향으로 기존 대부분의 연구들은 연금노력(Pension Effort)과 관련하여 주로 거시적 관점에서사회・경제・정치 영향 요인이 연금지출에 미치는 영향에 대해서만 분석이 이뤄졌다. 특히 핵심적 연금정책수단인 연금개혁에 대한 연구가 부족했으며 연금노력(Pension Effort)에 연금관대성을 살펴본 연구는 많지 않았다. 또한 실질적으로 전통적인 "복지국가 축소론"을 기반으로 분석한 연구들은 脫산업화로 인해 복지정책의 다양한 변화 및 특징을 충분히 포착하지 못했다. 지난 20세기말부터 舊사회위험(Old Social Risk) 및 新사회위험(New Social Risk)을 동시에 대응하기 위해 많은 국가들은 연금제도의 지속가능성 개선을 위해 축소개혁(Contractionary Reform)뿐만 아니라 확장개혁(Expansionary Reform)도 같이 도입했다. 다시 말해, 기존의 연구들은 크게 두 가지 한계점을 뚜렷하게 나타내고 있었다. 첫째, 거시적 관점에서 분석한 기존연구들은 사회・경제・제도적 영향 요인이 연금노력(Pension Effort)에 미치는 영향과 연금관대성에 대해 연구가 부족하다. 또한 가장 중요한 영향요인 변수인 연금개혁에 대해 분석하지 못했다. 둘째, 기존의 질적 및 양적 비교정책연구들은 주로 연금제도의 정태적(靜態的) 특성만 포착했으며 동태적(動態的) 개혁과정에 대한 연구가 부족했다. 따라서, 동태적(動態的)인 연금개혁이 연금지출과 연금관대성에 대해 어떤 영향을 미치는가에 대한 연구가 시급하고 중요하다. 본 연구는 Häusermann (2010)의 연금개혁을 이론적 기반으로10가지 연금개혁 변수를 포함하며 15개 국가를 대상으로 26년 동안 연금개혁궤적에 대해 분석하고자 한다. 구체적으로 연금개혁 변수는 주로 보험(Insurance), 적립화(Capitalization) (예: DB에서 DC로 전환), 표적화(Targeting) (예: Means-Tested)과 再조준화(Recalibration) (예: 연금크레딧 혹은 교육크레딧)를 포함한다. 우선, 군집분석(Cluster Analysis)을 통해서 다양한 축소 및 확장 연금개혁을 연금개혁궤적으로 규명하였고, 선형혼합효과모형 (Linear Mixed Effect Model, LMM)을 통해 각 연금개혁궤적이 연금노력(Pension Effort), 즉 연금지출(Pension Expenditure)과 연금관대성(Pension Generosity)에 대한 영향을 분석하였다. 분석결과에 따라, 4가지 연금개혁 궤적 유형으로 구분할 수 있다: 노동활성화개혁(Labor-Activated Pension, LAP), 민영화확장개혁(Extended Privatization Pension, EPP)개혁, 후발구조적개혁(Latecomer Structural Pension, LSP) 그리고 긴축연금개혁(Extensive Retrenchment Pension, ERP). 노동활성화개혁(LAP)은CRP(1990-2015) 기간 이전의 매우 높은 실업률과 급진적인 인구학적 변화를 겪은 선진 복지국가로 구성되어 있다. CRP(1990-2015)기간에 진입하여 GDP 성장과 고용률 증가세를 점차적으로 확인할 수 있지만 新사회위험(New Social risk)에 가장 심각한 국면을 직면하고 있었다. 예를 들어, 높은 여성의 노동시장 참가율, 높은 세계화 지수 및 서비스업의 증가 등 있다. 이러한 舊사회위험(Old Social Risk) 및 新사회위험(New Social Risk)을 대응하기 위해 대부분 국가들은 다양한 모수적연금개혁을 실시했다. 특히 은퇴에 근접한 연령인 개인들은 계속 노동시장에 남을 수 있도록 많은 연금개혁을 노력해왔다. 예를 들어, 은퇴연령을 높이고 조기은퇴 연령 축소 및 조기은퇴의 감액을 강화하여 노동시장 참여를 유발하기 위한 많은 연금개혁을 했다. 동시에 표적화(Targeting)와 再조준화(Recalibration)등 확장개혁(Expansionary Reform)을 통해 연금 수급여건을 낮춤으로써 서비스업을 비롯한 저임금 노동자들의 노동시장 참여를 장려하기 위한 개혁을 실시하였다. 민영화확장개혁(EPP)은 거시적 사회경제 변화를 경험한 선진국으로 노동활성화개혁(LAP) 클러스터와 비슷한 거시적 사회변화 구조를 경험하였다. 이 클러스터는 CRP(1990-2015) 기간에 높은 서비스업 취업률과 더 높은 경제적 개방성을 나타낸다. 또한 65세 이상 인구 비율이 가장 높고 저출산 문제를 함께 경험하고 있다. 연금개혁 전략은 노동활성화개혁(LAP)의 채택 전략과 뚜렷한 차이가 존재하고 있다. 민영화확장개혁(EPP)은 직업 또는 개인연금의 가입을 자발적 가입에서 강제가입으로 확정하며 기존 공적연금시스템에 대한 축소개혁을 함께 진행해왔다. 저임금 노동자를 보상화기 위하여 자산조사 (Means-Test)를 통해 연금 혜택이나 연금 크레딧 (Pension Credit)과 같은 다양한 확장연금개혁(Expansionary Reform)도 이뤄졌다. 후발구조적개혁(LSP)은 기존의 연금제도는 중앙계획경제에서 광범위한 시장경제로의 이행을 경험한 국가들로 이루어졌다는 독특한 성격을 지닌다. 이러한 국가가 시장경제로 전환한 초기에는 비교적 느리게 경제가 성장하였으며 거시 경제적 전환뿐만 아니라 인구 구조적인 변화도 같이 직면하고 있었다. 또한 빠른 시장경제개방과 脫산업화로 인해 산업구조도 급격한 변화를 겪고 있기 때문에 기존의 연금제도의 골격을 유지하기 힘든 조건에 직면하고 있다. 후발구조적개혁(LSP)은 이처럼 다양한 거시 사회경제적 구조변화로 인해 급등한 연금비용 지출에 대한 대책으로 구조적개혁을 선택하였다. 취약한 집단을 보상하기 위해 여러 표적화(Targeting)와 같은 확장 연금개혁(Expansionary Reform)을 했지만 再조준화(Recalibration) 개혁은 아직 도입되지 않았다. 긴축형연금개혁(ERP)은 가장 빠른 고령화를 겪었으며 출산율이 급격히 하락한 것을 경험하고 있는 국가로 구성되었다. 新사회위험(New Social Risk) 역시 비정규직 노동자, 여성 노동시장 참여율 그리고 낮은 취업률을 포함하는 심각한 사회 및 경제적 어려움을 겪고 있다. 긴축형연금개혁(ERP)은 이처럼 점차 늘어나는 新사회위험 (New Social Risk)과 전통적인 '고급여, 저분담' 연금구조의 어려움에 직면하기 때문에 포괄적인 모수개혁을 통해 기존의 관대한 연금시스템을 축소하려고 한다. 저소득 집단과 고령 빈곤층에 대한 자산조사 (Means-test) 와 같은 표적화 (Targeting) 개혁을 통해 노후소득보장의 보조적 역할을 추가하였다. 본 연구는 위에 도출한 4가지 연금개혁 클러스터를 독립변수로 혼합효과모형(Linear Mixed Effect Model, LMM)에 투입하여 각 연금개혁이 연금노력 (Pension Effort)에 대해 통계적으로 분석하였다. 분석결과, 긴축형연금개혁(ERP)에 비해 노동활성화개혁(LAP)은 통계적으로 연금지출(Pension Expenditure)을 감소시켰으며, 반면에 민영화확장개혁(EPP)은 연금관대성(Pension Generosity)을 통계적으로 감소시켰다. 노동활성화개혁(LAP)의 연금개혁 특징을 보면 은퇴연령과 조기은퇴에 대해 가장 많이 강화했고, 한편 긴축형연금개혁(ERP)은 직업 또는 개인연금 가입을 강제가입으로 확장하여 연금 기여와 혜택 간의 더 직접적인 연결고리를 강조했다. 본 연구의 이론적 함의는 다음과 같다. 첫째, 본 연구는 연금개혁이 연금노력 (연금 지출 및 연금 관대성)에 대한 영향의 가장 핵심적인 변수라고 강조하며 또한 연금개혁은 축소형과 확장형 연금개혁을 함께 연구해야 한다고 주장한다. 둘째, 대부분 기존의 비교연구는 중국, 일본과 한국 등 동아시아 국가들을 제외해왔다. 하지만 비교정책에서 이러한 국가들을 실증적분석을 통해 차이점을 도출하여 미래 연구에서 더 효과적으로 다룰 수 있도록 해야 한다. 셋째, 이 연구는 비교사회정책 연구의 복지정책 및 제도를 분류에 대한 정태적(靜態的)인 관점이 아닌 정책변화를 반영할 수 있는 동태적(動態的)인 관점으로 보는 것을 더 타당하며 심층적으로 분석할 수 있다고 주장한다. 정책적 함의는 다음과 같이 제시하였다. 개혁 클러스터마다 각 장단점이 존재하며 정책 입안가들은 연금개혁 정책을 도입할 때 연금지출과 연금관대성을 모두 고려해야 한다. 특히 脫산업화로 인해 일시적・장기적 실업의 증가, 비정규직고용과 여성고용의 증가 등 新사회위험 및 舊사회위험을 고려해서 미래 연금개혁에서 연금지출과 연금 관대성을 동시에 고려해야한다. 이를 신중하게 고려하지 않으면 脫산업화 이후의 저소득 및 취약계층은 더 높은 노인 빈곤에 직면할 수 있다. 한국 연금개혁의 예를 들면, 긴축형연금개혁(ERP)은 장기적으로 연금지출을 낮추고 또한 자산조사(Means-Test)와 같은 표적화(Targeting)개혁을 통해 사회부조형 연금으로 노인빈곤을 해소할 수 있지만 이러한 포괄적인 축소 개혁은 특히 미래 세대의 저소득층의 심각한 연금부족의 문제를 초래할 수 있다. 또 다른 세 가지 한국의 연금개혁에 대한 시사점을 다음과 같이 제시한다. 민영화확장개혁(EPP)은 주로 개인연금 및 직업연금의 강제가입을 통해 연금의 관대성을 제고하기 때문에 이와 같은 개혁전략을 채택하면 한국의 연금의 보장성을 악화시킬 가능성이 매우 크다. 특히 비전형 노동자와 저소득층의 연금수준을 악화시킬 가능성이 매우 크다. 또한 후발구조적개혁(LSP)은 한국의 연금제도의 현황에 현실적이지 않다고 본다. 한국의 독특한 산업구조 및 脫산업사회적 요구와 수요로 인해 비정규직 노동자의 증가로 많은 가입자가 이중부담(Double Payment)을 직면해야 하는 실정이다. 노동활성화개혁(LAP)은 한국의 공적연금제도를 강화하며 한국의 노인 빈곤 및 新사회위험(New Social Risk) 등 문제를 완화하는데 있어 도움이 될 수 있다고 판단한다. ; Chapter One: Introduction 1 1.1 The Purpose of this Study 1 1.2 Limitations of Contemporary Literature 7 1.3 Identifying Dynamic Pension Reform and Pension Effort 13 1.4 Research Scope and Research Questions 15 Chapter Two: Theoretical Framework and Literature Review 18 1.1 Pension Reform Background 19 1.1.1 Demographic Pressures 19 1.1.2 Macro-economic Pressures 24 2.1 Pension Reforms Trends and Pension Structures 27 2.1.1 Trend 1: Convergence between Bismarckian and Beveridgean Structures 28 2.1.2 Trend 2: Retrenchment of Inherited Pension Systems 41 2.1.3 Summary 43 3.1 What Influences Changes in Pension Effort? Existing Arguments 45 3.1.1 Socio-economic Factors 46 3.1.2 Institutional Factors 50 3.1.3 Political Factors 52 4.1 Pension Reform Implementation - The Linchpin of Pension Effort 59 5.1 Characterizing Pension Reform – Four Pension Reform Dimensions 63 5.1.1 Insurance 69 5.1.2 Capitalization 70 5.1.3 Targeting 71 5.1.4 Recalibration 72 6.1 Empirical Research Overview 73 7.1 Analytical Framework 79 Chapter Three: Research Methodology 81 1.1 Data and Scope 81 2.1 Operational Definition of Variables 82 2.1.1 Dependent Variables 84 2.1.2 Independent Variables 87 2.1.3 Control Variables 98 3.1 Methodology 107 3.1.1 Part One: Pension Reform Classification 110 3.1.2 Part Two: Evaluation for Pension Effort - Linear Mixed-effect Model (LMM) 114 Chapter Four: Empirical Analysis 119 1.1 Descriptive Analysis 120 1.1.1 Data 120 1.1.2 Macro-socio-economic Changes 122 1.1.3 Tendencies of Pension Expenditure and Pension Generosity 127 1.1.4 Pension Reform across Countries from 1990 to 2015 132 1.1.5 Summary 151 2.2 Cluster Analysis Results 152 2.1.1 Identifying Pension Reform Clusters 152 2.1.2 Pension Reform Cluster Descriptive Statistics 156 2.1.3 Pension Expenditure and Pension Generosity 164 3.1 Pension Reform Characteristics in Four Pension Reform Clusters 166 3.1.1 Labor-activated pension (LAP) Reforms 166 3.1.2 Extended Privatization Pension (EPP) Reforms 175 3.1.3 Latecomer Structural Pension (LSP) Reforms 190 3.1.4 Extensive Retrenchment Pension (ERP) Reforms 198 3.1.5 Summary 207 4.1 Mixed Effect Model Analytical Results 211 4.1.1 Pension Expenditure 218 4.1.2 Pension Generosity 226 Chapter Five: Conclusion 232 1.1 Research Summary of Findings 232 1.2 Theoretical Implications 235 1.3 Policy Implications 239 1.4 Research Limitations 244 References 248 Appendix A. 267 Abstract (Korean) 272 Abstract (Chinese) 278 ; Doctor
학위논문 (박사) -- 서울대학교 대학원 : 사회과학대학 사회복지학과, 2020. 8. 홍백의. ; This study characterizes 15 countries' pension reform trajectories and statistically examines how these pension reform trajectories affect pension effort during the CRP (Compound Reform Period 1990-2015). This study defines pension reform are either contractionary and expansionary reforms; pension effort refers to both pension expenditure and pension generosity. Conventionally, studies have often examined how socio-influential factors (e.g. socio-economic, institutional, and political factors) affect pension effort. However, these discourses have heavily emphasized contractionary pension reforms and pension expenditure, but have overlooked expansionary pension reforms and pension generosity. This study argues that the traditional retrenchment-focused approach to pension policy research is rooted largely in inherited theories of the 'Welfare State Crisis' and macro-socio-economics, that are not reflective of the recent post-industrial policy shifts occurring in the world. In particular to pension policy, in response to the 20th century old and new social risks, traditional Bismarckian and Beveridgean countries have implemented a mix of contractionary and expansionary reforms. These reforms were designed to deal with pension financial sustainability and adequacy against old-age poverty. Consequently, two primary limitations of previous studies have become apparent. The austerity-oriented and macro view of pension effort using socio-influential factors overlooks an important building block within the dynamic pension reform process. In addition, existing quantitative and qualitative studies have centered around institutions that examine pension policies from a static perspective - overlooking pension policy dynamic changes. During the CRP, pension systems have experienced two interconnected components - retrenchment and expansionary reforms - that ultimately define pension effort. Accordingly, it is necessary to comprehensively investigate how these components of dynamic pension reform affect pension effort in the context of both pension expenditure and pension generosity. This study organized expansionary and retrenchment pension reforms using ten pension reform variables based on the work Häusermann (2010): insurance (e.g. parametric pension reforms), capitalization (e.g. DB to DC shifts), targeting (e.g. means-tested), and recalibration (e.g. pension credits). In order to evaluate how these pension reforms affected pension effort, this study utilized two analytical methods: unsupervised clustering characterizes pension reform trajectories, and an LMM (Mixed Effect Model) statistically evaluates their effectiveness with respect to pension expenditure and pension generosity. Pension reforms were categorized into four pension reform clusters: labor-activated pension (LAP) reforms, extended privatization pension (EPP) reforms, latecomer structural pension (LSP) reforms, and extensive retrenchment pension (ERP) reforms. The labor-activated pension reform (LAP) cluster is generally composed of advanced welfare states that experienced the highest unemployment rates and most pressing demographic changes prior to the CRP. However, their transition into the CRP has been met with significant GDP growth and high employment rates. At the same time, this cluster is facing the highest level of new social risks in regions like women's labor participation, employment in services, and economic openness. In response to both old and new social risks, most of the countries in this cluster made significant reforms meant to mitigate their effects. Various parametric pension reforms (e.g. increasing the retirement age, penalizing early retirement, etc.) encourage individuals near retirement to continue working or re-enter the workforce, thus increasing labor supply. In addition, targeting and recalibration reforms incentivize participation in the labor market by lowering pension eligibility requirements. The extended privatization pension reform (EPP) cluster is very similar in its Marco-socio-economic structure to the labor-activated pension reform (LAP) cluster, in that it is defined by developed nations that experienced drastic macro-socio-economic changes before the CRP. However, in the CRP this cluster has the highest levels of aged 65 years and older individuals, coupled with a moderately high economic growth. Growth compared to the labor activated pension reform cluster may be lower due to this aging. When a higher proportion of a total population is elderly, a larger proportion of economic expenses must be spent on retirement care. However, another additional feature of this cluster's socio-economics is lower birth rates. Some new social risks of interest that have had a particular effect on this cluster are increasing service sector employment rates and higher economic openness. However, pension reform strategies are vastly different from the labor-activated pension reform (LAP) reform strategies. This reform cluster shifts enrollment in occupational or individual pension programs from voluntary to mandatory and these programs then work in conjunction with existing public pension systems. However, in order to compensate disadvantaged groups and unpaid workers, various expansionary pension reforms were also implemented in tandem; for example, means-tested pension benefits, tax reductions or earnings-related subsidies to employers, employees or individuals. The latecomer structural pension reform cluster (LSP) is uniquely composed of countries that had transitioned from centrally planned economies to widespread market-based economies at the inception of their original pension programs. Their transition to market based-economies was not smooth and this was reflected in their relatively slow economic growth. Structural changes are not the only facet that describes the struggles these countries have had during the CRP; demographic issues have also played an outsized role in their economies. Not only had their relative population aged, but at the same time, there was a dramatic drop in their fertility rates. New social risks have been reflected in their rising proportion of service sector employment and the swift opening of their economies. This cluster turned to structural-based reforms as a countermeasure to the ballooning pension expenditures that ensued, because of these different macro-socio-economic hardships. In order to compensate disadvantaged groups and unpaid workers, various expansionary pension reforms were also implemented in tandem with contractionary reforms (ex. targeting reform), but recalibration reforms were not implemented. The extensive retrenchment pension reform cluster (ERP), is composed of countries that demographically aged the most, and experienced the greatest long-term economic hardships because of economic crises during the CRP. Another critical issue was the decline of birth rates in these countries. New social risks have also added stress to their economic hardships with increases in atypical workers, women's labor participation rates, and serious issues with low employment rates. Under these increasing new social risks and problematic pension structures, the extensive retrenchment pension (ERP) reform cluster retrenched inherited asymmetric pension systems through radical parametric reforms, then means-tested programs were additionally added to compensate low-income groups and impoverished elderly. Each pension reform clusters' socio-economic backgrounds provide insight into the underlying indicators that are correlated with their adoption of different pension reform policies. Using these pension reform clusters as independent variables, this study demonstrates that different pension reforms have diversified the existing architecture of pension effort. According to the Linear Mixed Effect Model (LMM) results, the labor-activated pension reform (LAP) cluster statistically reduced pension expenditure relative to the reference pension reform cluster (extensive retrenchment pension reform cluster). The extended privatization pension (EPP) reform cluster significantly reduced pension generosity relative to the reference pension reform cluster (extensive retrenchment pension reform cluster). While the labor-activated pension (LAP) reform cluster maintained the highest standard pension retirement age and most restrictions on early retirement, the extended privatization pension (EPP) reform cluster created a more direct link between pension benefits and an individual's pension contributions, by shifting to mandatory enrollment in occupational or individual pension programs. This study asserts that pension reforms are the key to understanding pension effort (pension expenditure and pension generosity), and that contractionary and expansionary pension reform policies should be studied together. In addition, existing comparative studies have often excluded East-Asian countries, in particular, China, Japan, and Korea. They should be included in comparative policy analysis that will allow researchers to determine if they are empirically different, and thus compensate or address those differences more effectively in future research. In comparative social policy research, from the new institutionalism perspective, policy classifications should consider the process of policy change, from a dynamic perspective rather than static characteristics. This study suggests that policymakers may need to be concerned about each pension reform's pros and cons in the context of pension expenditure and generosity when adopting a pension reform. In future pension reforms, policymakers need to explicitly design their policies around increasing new profiles who, if not considered more carefully, are at higher risk of poverty in this post-industrialized global economy. The most sensible means of doing this is if policymakers avoid reducing benefits for these groups when legislating future pension reforms. Take Korean pension reforms as an example. Korea adopted an extensive parametric pension (ERP) reforms that may prove to be an effective way of curbing costs, while means-tested incentives provide more generous benefits to the growing population of at-risk individuals. However, extensive retrenchment pension (ERP) reforms have a high risk of providing inadequate pension benefits to at-risk groups without seriously resolving issues with program expenditure. Since extensive retrenchment pension (ERP) reforms do not sufficiently meet the needs of the Korean pension system, the next step is to look at alternative clusters to resolve these issues. Extended privatization pension reforms (EPP) generally supplement pension benefits by adopting a market-based pension component. However, adopting a reform from this cluster will also likely result in stagnated pension coverage, deteriorated pension benefits, and increased gender and income inequality. Adoption of a latecomer structural pension reform (LSP) (e.g. NDC) is also not realistic, because there are a large number of atypical workers in Korea (e.g. self-employed, part-time workers) who are unable to shoulder considerable financial burdens (double payment issues). This study suggests that adopting a labor-activated pension reform (LAP) may be the most effective pension strategy to strengthen Korean public pension system security. This strategy takes into account new career profiles that were previously overlooked by the system; the goal of including these workers to the system would be to reduce the occurrence of old-age poverty. ; 本论文定量比较分析了15个国家在1990-2015 (compound reform period, CRP:1990-2015)综合改革期间的养老金改革轨迹,及其对养老金努力(pension effort)的影响。本文定义了养老金改革包括消减性改革(contractionary pension reform)和扩张性改革(expansionary pension reform),养老金努力(pension effort)包括养老金支出(pension expenditure)和养老金慷慨度(pension generosity)。受"福利国家危机论"的影响,现存的大部分相关学术主要分析了宏观社会・经济因素(包括经济,政治和制度因素)对养老金政策的影响。这些研究集中在研究养老金支出而忽视了对养老金慷慨度的分析. 宏观社会经济背景及制度的遗产(institutional legacy)或历史轨迹等对养老金努力(pension effort)影响效应息息相关,但是本研究认为基于宏观理论并限定于养老金支出的传统文献没有充分的的分析到后工业社会下(post-industrialization)的养老金改革轨迹和特征。尤其是从20世纪末,为了应对新旧社会风险(old and new social risks)的压力,综合型养老金改革(compound pension reform),即消减性改革(contractionary pension reform)和扩张性改革(expansionary pension reform)被纷纷采纳去同时解决养老金财政可持续性和抵御老年贫困的两个问题。本文认为传统文献在研究养老金政策的影响因素中存在两个主要局限性问题:第一,忽视了核心变量-养老金改革对老金支出(pension expenditure)和养老金慷慨度(pension generosity)的影响。第二,现有的定量和定性社会政策比较或聚类研究只从围绕静态角度(static perspective)的政策特征却忽视了政策的动态变化(policy dynamic change)。 本文以Häusermann (2010)的养老金改革理论为基础,分析了包括消减性改革(contractionary pension reform)和扩张性改革(expansionary pension reform)养老金改革的十个变量:保险参数(parametric reform参数改革),市场化(例如: 从DB 改革成 DC),目标化(targeting) (例如: 经济能力审查:means-tested), 再调整(recalibration) (例如:养老金补贴: pension credits)。为了从统计学上评估分析这些养老金改革对养老金努力(pension effort)对影响效应,本文采用了两种分析方法:K均值无监督聚类分析(clustering analysis)和线性混合效应模型(linear mixed effect model, LMM)。根据聚类分析(clustering analysis)结果,15国家在1990-2015期间的养老金改革可分为四个改革类型:劳动激励改革型(labor-activated pension reform, LAP), 扩展私有化改革型(extended privatization pension reform, EPP), 后发结构改革型(latecomer structural pension reform, LSP),和激进消减改革型(extensive retrenchment pension reform, ERP). 基于定量统计数据比较分析,线性混合效应模型(linear mixed effect model, LMM)分析结果发现不同的改革轨迹对养老金支出和养老金慷慨度影响不同。 劳动激励改革型(labor-activated pension reform, LAP)是由发达福利国家组成,这些国家在CRP(1990-2015)之前遭遇过经济衰退和前所未有的失业率增加和人口转变问题,但是在CRP(1990-2015)的过度期间实现了GDP和就业率的总体水平回升。相比于其他的改革类型,这些国家面临着最高水平的社会新风险(new social risks): 女性劳动就业和服务性就业者不断增加。为了应对新旧社会风险(old and new social risks)和减轻养老金财政压力,这些国家采取了大力度的养老金参数改革。主要包括参数改革(例如: 延后退休, 处罚提前退休等),鼓励接近退休等人继续工作或重新加入劳动市场。此外利用扩张性的目标化(targeting)和再调整(recalibration)改革鼓励人们参与劳动市场并通过养老金水平等。 扩展私有化改革型(extended privatization pension reform, EPP)的宏观社会经济结构背景和劳动激励改革型(labor-activated pension reform, LAP)比较相似,但是他们的养老金改革决策却大相径庭。在CRP前期,这些国家也是经历过宏观经济巨变的发达福利国家.低生育率和最高的老年人口比例,这个改革类型的国家面临养老金支出巨大失衡的压力。另外不规则就业者(atypical worker)和服务性就业者的比例不断上升也威胁着养老金政策的长期可持续性。扩展私有化改革型(extended privatization pension reform, EPP)的主要决策是通过强制性策略提高参加职业和商业养老保险并且采取相对应的公共养老金参数改革方案。扩张型改革(expansionary pension reform)主要是为了弥补弱势和底薪群体,例如,对雇主,雇员或个人就行减税并且给以适当的补贴,经济能力审查的(means-tested)养老金补贴改革也是尤为突出。 后发结构改革型(latecomer structural pension reform cluster, LSP)的国家在养老金改革初期经历了市场经济转型独特社会变化。特别是在市场经济转型初期经济增长还没有真正的崛起,养老金制度不仅面临经济转型的挑战,人口转变包括人口老龄化和生育率下降问题更是加剧了养老金制度的财政失衡。另外新社会风险(new social risks)和全球化更激化了服务性劳动者的增加。为了扩大政府财政来源和弥补养老金缺口,这些社会背景推动了这些国家以结构改革(structural pension reform)为主线。为弱势群体也提供一定的社会补助,例如,经济能力审查的(means-tested)养老金补贴,但是后发结构改革型(latecomer structural pension reform cluster, LSP)目前缺乏再调整(recalibration)的扩张型改革(expansionary pension reform)。 激进消减改革型(extensive retrenchment pension reform, ERP)在CRP初期临最严重的老龄化增长和经济危机带来的长期经济困难。人口转变(生育率急剧下降,老龄化进程加速)更是加剧了养老金的经济持续性问题。同时,这些国家更面临着由迅速的现代化进程所带来的挑战:服务性劳动者,女性劳动市场的参与与日俱增,就业率急剧下降等新社会风险(new social risks)。在这种社会背景下,激进消减改革型 (extensive retrenchment pension reform, ERP)采用了大幅度的参数改革(parametric pension reform)为消减现存的养老金财政问题。资格审核(means-tested)的社会救助被采用去补助低收入人群和老人的养老金收入。 本文把以上的四个改革类型作为自变量研究分析了各个改革类型对养老金努力(pension effort: pension expenditure, pension generosity)的影响效果。根据线性混合效应模型(linear mixed effect model, LMM)的分析结果,相对于激进消减改革型 (extensive retrenchment pension reform, ERP), 劳动激励改革型(labor-activated pension reform, LAP)有效的消减了养老金支出; 扩展私有化改革型(extended privatization pension reform, EPP)有效的得降低了养老金的慷慨度。相比之下,劳动激励改革型(labor-activated pension reform, LAP)维持了最高标准的养老金退休年龄和提前退休的最大限制,而扩展私有化改革型(extended privatization pension reform, EPP)则是通过强制参与职业和商业退休金制度加大紧缩养老金和缴费之间的直接关系。 理论层面,第一,本研究强调养老金改革变量是理解养老金努力(pension effort)的关键。第二,1990年以来的养老金改革应该同时考虑消减性改革(contractionary pension reform)和扩张性改革(expansionary pension reform)。第三,从新制度主义的理论角度来看,社会政策比较更应该考虑动态政策变化(pension dynamic change),不应该只限于静态视角(static perspective)的政策特征。第四,传统的社会政策比较研究文献经常忽略了东亚国家,比如,中国,日本和韩国。本文认为,尤其是比较研究更应该把这些国家包括在内因为通过比较可以更有效的分析这些制度改革决策的差异性。 政策层面,在制定养老金改革方案时需要同时考虑改革对养老金支出和养老金慷慨度影响的利弊。考虑到后工业化所带来的新风险和现存的旧社会风险,在未来的养老金改革方案中养老金长期可持续性需要要均衡养老金支出可持续性和慷慨度。以韩国养老金改革为例,激进消减改革型(extensive retrenchment pension reform, ERP)可能有助于控制养老金支出,另外经济审查性的社会补助(means-tested)是可以填充贫穷老人的养老金水平;但是其改革方案很可能让高风险群体(ex. atypical workers, lower-income)面临养老金严重不足的问题。由于激进消减改革型(extensive retrenchment pension reform, ERP)不能充分满足韩国养老金制度的需求,本文总结分析了其他三个改革方案的可取性。扩展私有化改革型(extended privatization pension reform, EPP)方案主要是通过市场养老金组成部分来补充养老金福利慷慨水平,但是此改革方案可能导致韩国养老金覆盖率停滞,并恶化高风险群体(ex. atypical workers, lower-income group)的养老金慷慨度并且加剧性别福利水平不平等等问题。后发结构改革型(latecomer structural pension reform cluster, LSP) (ex. NDC) 方案对于韩国的现状更不现实。由于韩国的独特的工业及劳动市场结构,绝大部分的非典型就业者 (atypical workers) 会很难负担双重付费 (double payment issue) 问题。采用劳动激励改革型 (labor-activated pension reform, LAP) 方案可以加固韩国的公共养老金体系并有效的提高新型职业 (new career profiles) 人员的养老金覆盖率且减少老年贫困。 ; 본 연구는 15개 국가를 대상으로 1990-2015년 사이 발생한 다양한 연금개혁의 궤적을 군집화하고 이러한 연금개혁궤적 군집이 연금노력(Pension Effort)에 미치는 영향에 대해 분석하고자 한다. 본 연구에서 연금개혁은 축소개혁(Contractionary Reform) 과 확장개혁(Expansionary Reform)을 동시에 고려하며 연금노력(Pension Effort)은 연금지출(Pension Expenditure)과 연금관대성 (Pension Generosity)을 나타낸다. "복지국가의 위기론"의 영향으로 기존 대부분의 연구들은 연금노력(Pension Effort)과 관련하여 주로 거시적 관점에서사회・경제・정치 영향 요인이 연금지출에 미치는 영향에 대해서만 분석이 이뤄졌다. 특히 핵심적 연금정책수단인 연금개혁에 대한 연구가 부족했으며 연금노력(Pension Effort)에 연금관대성을 살펴본 연구는 많지 않았다. 또한 실질적으로 전통적인 "복지국가 축소론"을 기반으로 분석한 연구들은 脫산업화로 인해 복지정책의 다양한 변화 및 특징을 충분히 포착하지 못했다. 지난 20세기말부터 舊사회위험(Old Social Risk) 및 新사회위험(New Social Risk)을 동시에 대응하기 위해 많은 국가들은 연금제도의 지속가능성 개선을 위해 축소개혁(Contractionary Reform)뿐만 아니라 확장개혁(Expansionary Reform)도 같이 도입했다. 다시 말해, 기존의 연구들은 크게 두 가지 한계점을 뚜렷하게 나타내고 있었다. 첫째, 거시적 관점에서 분석한 기존연구들은 사회・경제・제도적 영향 요인이 연금노력(Pension Effort)에 미치는 영향과 연금관대성에 대해 연구가 부족하다. 또한 가장 중요한 영향요인 변수인 연금개혁에 대해 분석하지 못했다. 둘째, 기존의 질적 및 양적 비교정책연구들은 주로 연금제도의 정태적(靜態的) 특성만 포착했으며 동태적(動態的) 개혁과정에 대한 연구가 부족했다. 따라서, 동태적(動態的)인 연금개혁이 연금지출과 연금관대성에 대해 어떤 영향을 미치는가에 대한 연구가 시급하고 중요하다. 본 연구는 Häusermann (2010)의 연금개혁을 이론적 기반으로10가지 연금개혁 변수를 포함하며 15개 국가를 대상으로 26년 동안 연금개혁궤적에 대해 분석하고자 한다. 구체적으로 연금개혁 변수는 주로 보험(Insurance), 적립화(Capitalization) (예: DB에서 DC로 전환), 표적화(Targeting) (예: Means-Tested)과 再조준화(Recalibration) (예: 연금크레딧 혹은 교육크레딧)를 포함한다. 우선, 군집분석(Cluster Analysis)을 통해서 다양한 축소 및 확장 연금개혁을 연금개혁궤적으로 규명하였고, 선형혼합효과모형 (Linear Mixed Effect Model, LMM)을 통해 각 연금개혁궤적이 연금노력(Pension Effort), 즉 연금지출(Pension Expenditure)과 연금관대성(Pension Generosity)에 대한 영향을 분석하였다. 분석결과에 따라, 4가지 연금개혁 궤적 유형으로 구분할 수 있다: 노동활성화개혁(Labor-Activated Pension, LAP), 민영화확장개혁(Extended Privatization Pension, EPP)개혁, 후발구조적개혁(Latecomer Structural Pension, LSP) 그리고 긴축연금개혁(Extensive Retrenchment Pension, ERP). 노동활성화개혁(LAP)은CRP(1990-2015) 기간 이전의 매우 높은 실업률과 급진적인 인구학적 변화를 겪은 선진 복지국가로 구성되어 있다. CRP(1990-2015)기간에 진입하여 GDP 성장과 고용률 증가세를 점차적으로 확인할 수 있지만 新사회위험(New Social risk)에 가장 심각한 국면을 직면하고 있었다. 예를 들어, 높은 여성의 노동시장 참가율, 높은 세계화 지수 및 서비스업의 증가 등 있다. 이러한 舊사회위험(Old Social Risk) 및 新사회위험(New Social Risk)을 대응하기 위해 대부분 국가들은 다양한 모수적연금개혁을 실시했다. 특히 은퇴에 근접한 연령인 개인들은 계속 노동시장에 남을 수 있도록 많은 연금개혁을 노력해왔다. 예를 들어, 은퇴연령을 높이고 조기은퇴 연령 축소 및 조기은퇴의 감액을 강화하여 노동시장 참여를 유발하기 위한 많은 연금개혁을 했다. 동시에 표적화(Targeting)와 再조준화(Recalibration)등 확장개혁(Expansionary Reform)을 통해 연금 수급여건을 낮춤으로써 서비스업을 비롯한 저임금 노동자들의 노동시장 참여를 장려하기 위한 개혁을 실시하였다. 민영화확장개혁(EPP)은 거시적 사회경제 변화를 경험한 선진국으로 노동활성화개혁(LAP) 클러스터와 비슷한 거시적 사회변화 구조를 경험하였다. 이 클러스터는 CRP(1990-2015) 기간에 높은 서비스업 취업률과 더 높은 경제적 개방성을 나타낸다. 또한 65세 이상 인구 비율이 가장 높고 저출산 문제를 함께 경험하고 있다. 연금개혁 전략은 노동활성화개혁(LAP)의 채택 전략과 뚜렷한 차이가 존재하고 있다. 민영화확장개혁(EPP)은 직업 또는 개인연금의 가입을 자발적 가입에서 강제가입으로 확정하며 기존 공적연금시스템에 대한 축소개혁을 함께 진행해왔다. 저임금 노동자를 보상화기 위하여 자산조사 (Means-Test)를 통해 연금 혜택이나 연금 크레딧 (Pension Credit)과 같은 다양한 확장연금개혁(Expansionary Reform)도 이뤄졌다. 후발구조적개혁(LSP)은 기존의 연금제도는 중앙계획경제에서 광범위한 시장경제로의 이행을 경험한 국가들로 이루어졌다는 독특한 성격을 지닌다. 이러한 국가가 시장경제로 전환한 초기에는 비교적 느리게 경제가 성장하였으며 거시 경제적 전환뿐만 아니라 인구 구조적인 변화도 같이 직면하고 있었다. 또한 빠른 시장경제개방과 脫산업화로 인해 산업구조도 급격한 변화를 겪고 있기 때문에 기존의 연금제도의 골격을 유지하기 힘든 조건에 직면하고 있다. 후발구조적개혁(LSP)은 이처럼 다양한 거시 사회경제적 구조변화로 인해 급등한 연금비용 지출에 대한 대책으로 구조적개혁을 선택하였다. 취약한 집단을 보상하기 위해 여러 표적화(Targeting)와 같은 확장 연금개혁(Expansionary Reform)을 했지만 再조준화(Recalibration) 개혁은 아직 도입되지 않았다. 긴축형연금개혁(ERP)은 가장 빠른 고령화를 겪었으며 출산율이 급격히 하락한 것을 경험하고 있는 국가로 구성되었다. 新사회위험(New Social Risk) 역시 비정규직 노동자, 여성 노동시장 참여율 그리고 낮은 취업률을 포함하는 심각한 사회 및 경제적 어려움을 겪고 있다. 긴축형연금개혁(ERP)은 이처럼 점차 늘어나는 新사회위험 (New Social Risk)과 전통적인 '고급여, 저분담' 연금구조의 어려움에 직면하기 때문에 포괄적인 모수개혁을 통해 기존의 관대한 연금시스템을 축소하려고 한다. 저소득 집단과 고령 빈곤층에 대한 자산조사 (Means-test) 와 같은 표적화 (Targeting) 개혁을 통해 노후소득보장의 보조적 역할을 추가하였다. 본 연구는 위에 도출한 4가지 연금개혁 클러스터를 독립변수로 혼합효과모형(Linear Mixed Effect Model, LMM)에 투입하여 각 연금개혁이 연금노력 (Pension Effort)에 대해 통계적으로 분석하였다. 분석결과, 긴축형연금개혁(ERP)에 비해 노동활성화개혁(LAP)은 통계적으로 연금지출(Pension Expenditure)을 감소시켰으며, 반면에 민영화확장개혁(EPP)은 연금관대성(Pension Generosity)을 통계적으로 감소시켰다. 노동활성화개혁(LAP)의 연금개혁 특징을 보면 은퇴연령과 조기은퇴에 대해 가장 많이 강화했고, 한편 긴축형연금개혁(ERP)은 직업 또는 개인연금 가입을 강제가입으로 확장하여 연금 기여와 혜택 간의 더 직접적인 연결고리를 강조했다. 본 연구의 이론적 함의는 다음과 같다. 첫째, 본 연구는 연금개혁이 연금노력 (연금 지출 및 연금 관대성)에 대한 영향의 가장 핵심적인 변수라고 강조하며 또한 연금개혁은 축소형과 확장형 연금개혁을 함께 연구해야 한다고 주장한다. 둘째, 대부분 기존의 비교연구는 중국, 일본과 한국 등 동아시아 국가들을 제외해왔다. 하지만 비교정책에서 이러한 국가들을 실증적분석을 통해 차이점을 도출하여 미래 연구에서 더 효과적으로 다룰 수 있도록 해야 한다. 셋째, 이 연구는 비교사회정책 연구의 복지정책 및 제도를 분류에 대한 정태적(靜態的)인 관점이 아닌 정책변화를 반영할 수 있는 동태적(動態的)인 관점으로 보는 것을 더 타당하며 심층적으로 분석할 수 있다고 주장한다. 정책적 함의는 다음과 같이 제시하였다. 개혁 클러스터마다 각 장단점이 존재하며 정책 입안가들은 연금개혁 정책을 도입할 때 연금지출과 연금관대성을 모두 고려해야 한다. 특히 脫산업화로 인해 일시적・장기적 실업의 증가, 비정규직고용과 여성고용의 증가 등 新사회위험 및 舊사회위험을 고려해서 미래 연금개혁에서 연금지출과 연금 관대성을 동시에 고려해야한다. 이를 신중하게 고려하지 않으면 脫산업화 이후의 저소득 및 취약계층은 더 높은 노인 빈곤에 직면할 수 있다. 한국 연금개혁의 예를 들면, 긴축형연금개혁(ERP)은 장기적으로 연금지출을 낮추고 또한 자산조사(Means-Test)와 같은 표적화(Targeting)개혁을 통해 사회부조형 연금으로 노인빈곤을 해소할 수 있지만 이러한 포괄적인 축소 개혁은 특히 미래 세대의 저소득층의 심각한 연금부족의 문제를 초래할 수 있다. 또 다른 세 가지 한국의 연금개혁에 대한 시사점을 다음과 같이 제시한다. 민영화확장개혁(EPP)은 주로 개인연금 및 직업연금의 강제가입을 통해 연금의 관대성을 제고하기 때문에 이와 같은 개혁전략을 채택하면 한국의 연금의 보장성을 악화시킬 가능성이 매우 크다. 특히 비전형 노동자와 저소득층의 연금수준을 악화시킬 가능성이 매우 크다. 또한 후발구조적개혁(LSP)은 한국의 연금제도의 현황에 현실적이지 않다고 본다. 한국의 독특한 산업구조 및 脫산업사회적 요구와 수요로 인해 비정규직 노동자의 증가로 많은 가입자가 이중부담(Double Payment)을 직면해야 하는 실정이다. 노동활성화개혁(LAP)은 한국의 공적연금제도를 강화하며 한국의 노인 빈곤 및 新사회위험(New Social Risk) 등 문제를 완화하는데 있어 도움이 될 수 있다고 판단한다. ; Chapter One: Introduction 1 1.1 The Purpose of this Study 1 1.2 Limitations of Contemporary Literature 7 1.3 Identifying Dynamic Pension Reform and Pension Effort 13 1.4 Research Scope and Research Questions 15 Chapter Two: Theoretical Framework and Literature Review 18 1.1 Pension Reform Background 19 1.1.1 Demographic Pressures 19 1.1.2 Macro-economic Pressures 24 2.1 Pension Reforms Trends and Pension Structures 27 2.1.1 Trend 1: Convergence between Bismarckian and Beveridgean Structures 28 2.1.2 Trend 2: Retrenchment of Inherited Pension Systems 41 2.1.3 Summary 43 3.1 What Influences Changes in Pension Effort? Existing Arguments 45 3.1.1 Socio-economic Factors 46 3.1.2 Institutional Factors 50 3.1.3 Political Factors 52 4.1 Pension Reform Implementation - The Linchpin of Pension Effort 59 5.1 Characterizing Pension Reform – Four Pension Reform Dimensions 63 5.1.1 Insurance 69 5.1.2 Capitalization 70 5.1.3 Targeting 71 5.1.4 Recalibration 72 6.1 Empirical Research Overview 73 7.1 Analytical Framework 79 Chapter Three: Research Methodology 81 1.1 Data and Scope 81 2.1 Operational Definition of Variables 82 2.1.1 Dependent Variables 84 2.1.2 Independent Variables 87 2.1.3 Control Variables 98 3.1 Methodology 107 3.1.1 Part One: Pension Reform Classification 110 3.1.2 Part Two: Evaluation for Pension Effort - Linear Mixed-effect Model (LMM) 114 Chapter Four: Empirical Analysis 119 1.1 Descriptive Analysis 120 1.1.1 Data 120 1.1.2 Macro-socio-economic Changes 122 1.1.3 Tendencies of Pension Expenditure and Pension Generosity 127 1.1.4 Pension Reform across Countries from 1990 to 2015 132 1.1.5 Summary 151 2.2 Cluster Analysis Results 152 2.1.1 Identifying Pension Reform Clusters 152 2.1.2 Pension Reform Cluster Descriptive Statistics 156 2.1.3 Pension Expenditure and Pension Generosity 164 3.1 Pension Reform Characteristics in Four Pension Reform Clusters 166 3.1.1 Labor-activated pension (LAP) Reforms 166 3.1.2 Extended Privatization Pension (EPP) Reforms 175 3.1.3 Latecomer Structural Pension (LSP) Reforms 190 3.1.4 Extensive Retrenchment Pension (ERP) Reforms 198 3.1.5 Summary 207 4.1 Mixed Effect Model Analytical Results 211 4.1.1 Pension Expenditure 218 4.1.2 Pension Generosity 226 Chapter Five: Conclusion 232 1.1 Research Summary of Findings 232 1.2 Theoretical Implications 235 1.3 Policy Implications 239 1.4 Research Limitations 244 References 248 Appendix A. 267 Abstract (Korean) 272 Abstract (Chinese) 278 ; Doctor
Breast cancer (BC) risk for BRCA1 and BRCA2 mutation carriers varies by genetic and familial factors. About 50 common variants have been shown to modify BC risk for mutation carriers. All but three, were identified in general population studies. Other mutation carrier-specific susceptibility variants may exist but studies of mutation carriers have so far been underpowered. We conduct a novel case-only genome-wide association study comparing genotype frequencies between 60,212 general population BC cases and 13,007 cases with BRCA1 or BRCA2 mutations. We identify robust novel associations for 2 variants with BC for BRCA1 and 3 for BRCA2 mutation carriers, P < 10-8, at 5 loci, which are not associated with risk in the general population. They include rs60882887 at 11p11.2 where MADD, SP11 and EIF1, genes previously implicated in BC biology, are predicted as potential targets. These findings will contribute towards customising BC polygenic risk scores for BRCA1 and BRCA2 mutation carriers. ; BCAC acknowledgements. We thank all the individuals who took part in these studies and all the researchers, clinicians, technicians and administrative staff who have enabled this work to be carried out. ABCFS thank Maggie Angelakos, Judi Maskiell, Gillian Dite. ABCS thanks the Blood bank Sanquin, The Netherlands. ABCTB Investigators: Christine Clarke, Deborah Marsh, Rodney Scott, Robert Baxter, Desmond Yip, Jane Carpenter, Alison Davis, Nirmala Pathmanathan, Peter Simpson, J. Dinny Graham, Mythily Sachchithananthan. Samples are made available to researchers on a non-exclusive basis. BBCS thanks Eileen Williams, Elaine Ryder-Mills, Kara Sargus. BCEES thanks Allyson Thomson, Christobel Saunders, Terry Slevin, BreastScreen Western Australia, Elizabeth Wylie, Rachel Lloyd. The BCINIS study would not have been possible without the contributions of Dr. K. Landsman, Dr. N. Gronich, Dr. A. Flugelman, Dr. W. Saliba, Dr. E. Liani, Dr. I. Cohen, Dr. S. Kalet, Dr. V. Friedman, Dr. O. Barnet of the NICCC in Haifa, and all the contributing family medicine, surgery, pathology and oncology teams in all medical institutes in Northern Israel. The BREOGAN study would not have been possible without the contributions of the following: Manuela Gago-Dominguez, Jose Esteban Castelao, Angel Carracedo, Victor Munoz Garzon, Alejandro Novo Dominguez, Maria Elena Martinez, Sara Miranda Ponte, Carmen Redondo Marey, Maite Pena Fernandez, Manuel Enguix Castelo, Maria Torres, Manuel Calaza (BREOGAN), Jose Antunez, Maximo Fraga and the staff of the Department of Pathology and Biobank of the University Hospital Complex of Santiago-CHUS, Instituto de Investigacion Sanitaria de Santiago, IDIS, Xerencia de Xestion Integrada de Santiago-SERGAS; Joaquin Gonzalez-Carrero and the staff of the Department of Pathology and Biobank of University Hospital Complex of Vigo, Instituto de Investigacion Biomedica Galicia Sur, SERGAS, Vigo, Spain. BSUCH thanks Peter Bugert, Medical Faculty Mannheim. CBCS thanks study participants, co-investigators, collaborators and staff of the Canadian Breast Cancer Study, and project coordinators Agnes Lai and Celine Morissette. CCGP thanks Styliani Apostolaki, Anna Margiolaki, Georgios Nintos, Maria Perraki, Georgia Saloustrou, Georgia Sevastaki, Konstantinos Pompodakis. CGPS thanks staff and participants of the Copenhagen General Population Study. For the excellent technical assistance: Dorthe Uldall Andersen, Maria Birna Arnadottir, Anne Bank, Dorthe Kjeldgard Hansen. The Danish Cancer Biobank is acknowledged for providing infrastructure for the collection of blood samples for the cases. CNIO-BCS thanks Guillermo Pita, Charo Alonso, Nuria alvarez, Pilar Zamora, Primitiva Menendez, the Human Genotyping-CEGEN Unit (CNIO). The CTS Steering Committee includes Leslie Bernstein, Susan Neuhausen, James Lacey, Sophia Wang, Huiyan Ma, and Jessica Clague DeHart at the Beckman Research Institute of City of Hope, Dennis Deapen, Rich Pinder, and Eunjung Lee at the University of Southern California, Pam Horn-Ross, Peggy Reynolds, Christina Clarke Dur and David Nelson at the Cancer Prevention Institute of California, Hoda Anton-Culver, Argyrios Ziogas, and Hannah Park at the University of California Irvine, and Fred Schumacher at Case Western University. DIETCOMPLYF thanks the patients, nurses and clinical staff involved in the study. The DietCompLyf study was funded by the charity Against Breast Cancer (Registered Charity Number 1121258) and the NCRN. We thank the participants and the investigators of EPIC (European Prospective Investigation into Cancer and Nutrition). ESTHER thanks Hartwig Ziegler, Sonja Wolf, Volker Hermann, Christa Stegmaier, Katja Butterbach. GC-HBOC thanks Stefanie Engert, Heide Hellebrand, Sandra Krober and LIFE - Leipzig Research Centre for Civilization Diseases (Markus Loeffler, Joachim Thiery, Matthias Nuchter, Ronny Baber). The GENICA Network: Dr. Margarete Fischer-Bosch-Institute of Clinical Pharmacology, Stuttgart, and University of Tubingen, Germany [HB, Wing-Yee Lo], German Cancer Consortium (DKTK) and German Cancer Research Center (DKFZ) Partner Site Tubingen [[HB], gefordert durch die Deutsche Forschungsgemeinschaft (DFG) im Rahmen der Exzellenzstrategie des Bundes und der Lander - EXC 2180 - 390900677 [HB], Department of Internal Medicine, Evangelische Kliniken Bonn gGmbH, Johanniter Krankenhaus, Bonn, Germany [YDK, Christian Baisch], Institute of Pathology, University of Bonn, Germany [Hans-Peter Fischer], Molecular Genetics of Breast Cancer, Deutsches Krebsforschungszentrum (DKFZ), Heidelberg, Germany [Ute Hamann], Institute for Prevention and Occupational Medicine of the German Social Accident Insurance, Institute of the Ruhr University Bochum (IPA), Bochum, Germany [Thomas Bruning, Beate Pesch, Sylvia Rabstein, Anne Lotz]; and Institute of Occupational Medicine and Maritime Medicine, University Medical Center Hamburg-Eppendorf, Germany [Volker Harth]. HABCS thanks Michael Bremer. HEBCS thanks Kirsimari Aaltonen, Irja Erkkila. HUBCS thanks Shamil Gantsev. KARMA and SASBAC thank the Swedish Medical Research Counsel. KBCP thanks Eija Myohanen, Helena Kemilainen. kConFab/AOCS wish to thank Heather Thorne, Eveline Niedermayr, all the kConFab research nurses and staff, the heads and staff of the Family Cancer Clinics, and the Clinical Follow-Up Study (which has received funding from the NHMRC, the National Breast Cancer Foundation, Cancer Australia, and the National Institute of Health (USA)) for their contributions to this resource, and the many families who contribute to kConFab. LMBC thanks Gilian Peuteman, Thomas Van Brussel, EvyVanderheyden and Kathleen Corthouts. MARIE thanks Petra Seibold, Dieter Flesch-Janys, Judith Heinz, Nadia Obi, Alina Vrieling, Sabine Behrens, Ursula Eilber, Muhabbet Celik, Til Olchers and Stefan Nickels. MBCSG (Milan Breast Cancer Study Group): Mariarosaria Calvello, Davide Bondavalli, Aliana Guerrieri Gonzaga, Monica Marabelli, Irene Feroce, and the personnel of the Cogentech Cancer Genetic Test Laboratory. The MCCS was made possible by the contribution of many people, including the original investigators, the teams that recruited the participants and continue working on follow-up, and the many thousands of Melbourne residents who continue to participate in the study. We thank the coordinators, the research staff and especially the MMHS participants for their continued collaboration on research studies in breast cancer. MSKCC thanks Marina Corines, Lauren Jacobs. MTLGEBCS would like to thank Martine Tranchant (CHU de Quebec - Universite Laval Research Center), Marie-France Valois, Annie Turgeon and Lea Heguy (McGill University Health Center, Royal Victoria Hospital; McGill University) for DNA extraction, sample management and skilful technical assistance. J.S. is Chair holder of the Canada Research Chair in Oncogenetics. NBHS and SBCGS thank study participants and research staff for their contributions and commitment to the studies. For NHS and NHS2 the study protocol was approved by the institutional review boards of the Brigham and Women's Hospital and Harvard T.H. Chan School of Public Health, and those of participating registries as required. We would like to thank the participants and staff of the NHS and NHS2 for their valuable contributions as well as the following state cancer registries for their help: A.L., A.Z., A.R., C.A., C.O., C.T., D.E., F.L., G.A., I.D., I.L., I.N., I.A., K.Y., L.A., M.E., M.D., M.A., M.I., N.E., N.H., N.J., N.Y., N.C., N.D., O.H., O.K., O.R., P.A., R.I., S.C., T.N., T.X., V.A., W.A., and W.Y. The authors assume full responsibility for analyses and interpretation of these data. OFBCR thanks Teresa Selander, Nayana Weerasooriya. ORIGO thanks E. Krol-Warmerdam, and J. Blom for patient accrual, administering questionnaires, and managing clinical information. PBCS thanks Louise Brinton, Mark Sherman, Neonila Szeszenia-Dabrowska, Beata Peplonska, Witold Zatonski, Pei Chao, Michael Stagner. The ethical approval for the POSH study is MREC /00/6/69, UKCRN ID: 1137. We thank staff in the Experimental Cancer Medicine Centre (ECMC) supported Faculty of Medicine Tissue Bank and the Faculty of Medicine DNA Banking resource. RBCS thanks Jannet Blom, Saskia Pelders, Annette Heemskerk and the Erasmus MC Family Cancer Clinic. We thank the SEARCH and EPIC teams. SKKDKFZS thanks all study participants, clinicians, family doctors, researchers and technicians for their contributions and commitment to this study. SZBCS thanks Ewa Putresza. UCIBCS thanks Irene Masunaka. UKBGS thanks Breast Cancer Now and the Institute of Cancer Research for support and funding of the Breakthrough Generations Study, and the study participants, study staff, and the doctors, nurses and other health care providers and health information sources who have contributed to the study. We acknowledge NHS funding to the Royal Marsden/ICR NIHR Biomedical Research Centre. We acknowledge funding to the Manchester NIHR Biomedical Research Centre (IS-BRC-1215-20007). The authors thank the WHI investigators and staff for their dedication and the study participants for making the program possible. CIMBA acknowledgments. All the families and clinicians who contribute to the studies; Catherine M. Phelan for her contribution to CIMBA until she passed away on 22 September 2017; Sue Healey, in particular taking on the task of mutation classification with the late Olga Sinilnikova; Maggie Angelakos, Judi Maskiell, Gillian Dite, Helen Tsimiklis; members and participants in the New York site of the Breast Cancer Family Registry; members and participants in the Ontario Familial Breast Cancer Registry; Vilius Rudaitis and Laimonas Grikeviius; Drs Janis Eglitis, Anna Krilova and Aivars Stengrevics; Yuan Chun Ding and Linda Steele for their work in participant enrollment and biospecimen and data management; Bent Ejlertsen and Anne-Marie Gerdes for the recruitment and genetic counseling of participants; Alicia Barroso, Rosario Alonso and Guillermo Pita; all the individuals and the researchers who took part in CONSIT TEAM (Consorzio Italiano Tumori Ereditari Alla Mammella), in particular: Bernard Peissel, Dario Zimbalatti, Daniela Zaffaroni, Alessandra Viel, Giuseppe Giannini Liliana Varesco, Viviana Gismondi, Maria Grazia Tibiletti, Daniela Furlan, Antonella Savarese, Aline Martayan, Stefania Tommasi, Brunella Pilato and the personnel of the Cogentech Cancer Genetic Test Laboratory, Milan, Italy. Ms. JoEllen Weaver and Dr. Betsy Bove; FPGMX: members of the Cancer Genetics group (IDIS): Marta Santamarina, Miguel Aguado and Olivia Rios; IFE - Leipzig Research Centre for Civilization Diseases (Markus Loeffler, Joachim Thiery, Matthias Nuchter, Ronny Baber); We thank all participants, clinicians, family doctors, researchers, and technicians for their contributions and commitment to the DKFZ study and the collaborating groups in Lahore, Pakistan (Noor Muhammad, Sidra Gull, Seerat Bajwa, Faiz Ali Khan, Humaira Naeemi, Saima Faisal, Asif Loya, Mohammed Aasim Yusuf) and Bogota, Colombia (Ignacio Briceno, Fabian Gil). Genetic Modifiers of Cancer Risk in BRCA1/2 Mutation Carriers (GEMO) study is a study from the National Cancer Genetics Network UNICANCER Genetic Group, France. We wish to pay a tribute to Olga M. Sinilnikova, who with Dominique Stoppa-Lyonnet initiated and coordinated GEMO until she sadly passed away on the 30th June 2014. The team in Lyon (Olga Sinilnikova, Melanie Leone, Laure Barjhoux, Carole Verny-Pierre, Sylvie Mazoyer, Francesca Damiola, Valerie Sornin) managed the GEMO samples until the biological resource centre was transferred to Paris in December 2015 (Noura Mebirouk, Fabienne Lesueur, Dominique Stoppa-Lyonnet). We want to thank all the GEMO collaborating groups for their contribution to this study: Coordinating Centre, Service de Genetique, Institut Curie, Paris, France: Muriel Belotti, Ophelie Bertrand, Anne-Marie Birot, Bruno Buecher, Sandrine Caputo, Anais Dupre, Emmanuelle Fourme, Marion Gauthier-Villars, Lisa Golmard, Claude Houdayer, Marine Le Mentec, Virginie Moncoutier, Antoine de Pauw, Claire Saule, Dominique Stoppa-Lyonnet, and Inserm U900, Institut Curie, Paris, France: Fabienne Lesueur, Noura Mebirouk. Contributing Centres: Unite Mixte de Genetique Constitutionnelle des Cancers Frequents, Hospices Civils de Lyon - Centre Leon Berard, Lyon, France: Nadia Boutry-Kryza, Alain Calender, Sophie Giraud, Melanie Leone. Institut Gustave Roussy, Villejuif, France: Brigitte Bressac-de-Paillerets, Olivier Caron, Marine Guillaud-Bataille. Centre Jean Perrin, Clermont-Ferrand, France: Yves-Jean Bignon, Nancy Uhrhammer. Centre Leon Berard, Lyon, France: Valerie Bonadona, Christine Lasset. Centre Francois Baclesse, Caen, France: Pascaline Berthet, Laurent Castera, Dominique Vaur. Institut Paoli Calmettes, Marseille, France: Violaine Bourdon, Catherine Nogues, Tetsuro Noguchi, Cornel Popovici, Audrey Remenieras, Hagay Sobol. CHU Arnaud-de-Villeneuve, Montpellier, France: Isabelle Coupier, Pascal Pujol. Centre Oscar Lambret, Lille, France: Claude Adenis, Aurelie Dumont, Francoise Revillion. Centre Paul Strauss, Strasbourg, France: Daniele Muller. Institut Bergonie, Bordeaux, France: Emmanuelle Barouk-Simonet, Francoise Bonnet, Virginie Bubien, Michel Longy, Nicolas Sevenet, Institut Claudius Regaud, Toulouse, France: Laurence Gladieff, Rosine Guimbaud, Viviane Feillel, Christine Toulas. CHU Grenoble, France: Helene Dreyfus, Christine Dominique Leroux, Magalie Peysselon, Rebischung. CHU Dijon, France: Amandine Baurand, Geoffrey Bertolone, Fanny Coron, Laurence Faivre, Caroline Jacquot, Sarab Lizard. CHU St-Etienne, France: Caroline Kientz, Marine Lebrun, Fabienne Prieur. Hotel Dieu Centre Hospitalier, Chambery, France: Sandra Fert Ferrer. Centre Antoine Lacassagne, Nice, France: Veronique Mari. CHU Limoges, France: Laurence Venat-Bouvet. CHU Nantes, France: Stephane Bezieau, Capucine Delnatte. CHU Bretonneau, Tours and Centre Hospitalier de Bourges France: Isabelle Mortemousque. Groupe Hospitalier Pitie-Salpetriere, Paris, France: Chrystelle Colas, Florence Coulet, Florent Soubrier, Mathilde Warcoin. CHU Vandoeuvre-les-Nancy, France: Myriam Bronner, Johanna Sokolowska. CHU Besancon, France: Marie-Agnes Collonge-Rame, Alexandre Damette. CHU Poitiers, Centre Hospitalier d'Angouleme and Centre Hospitalier de Niort, France: Paul Gesta. Centre Hospitalier de La Rochelle: Hakima Lallaoui. CHU Nimes Caremeau, France: Jean Chiesa. CHI Poissy, France: Denise Molina-Gomes. CHU Angers, France: Olivier Ingster; Ilse Coene en Brecht Crombez; Ilse Coene and Brecht Crombez; Alicia Tosar and Paula Diaque; Drs.Sofia Khan, Taru A. Muranen, Carl Blomqvist, Irja Erkkila and Virpi Palola; The Hereditary Breast and Ovarian Cancer Research Group Netherlands (HEBON) consists of the following Collaborating Centers: Coordinating center: Netherlands Cancer Institute, Amsterdam, NL: M.A. Rookus, F.B.L. Hogervorst, F.E. van Leeuwen, S. Verhoef, M.K. Schmidt, N.S. Russell, D.J. Jenner; Erasmus Medical Center, Rotterdam, NL: J.M. Collee, A.M.W. van den Ouweland, M.J. Hooning, C. Seynaeve, C.H.M. van Deurzen, I.M. Obdeijn; Leiden University Medical Center, NL: C.J. van Asperen, J.T. Wijnen, R.A.E.M. Tollenaar, P. Devilee, T.C.T.E.F. van Cronenburg; Radboud University Nijmegen Medical Center, NL: C.M. Kets, A.R. Mensenkamp; University Medical Center Utrecht, NL: M.G.E.M. Ausems, R.B. van der Luijt, C.C. van der Pol; Amsterdam Medical Center, NL: C.M. Aalfs, T.A.M. van Os; VU University Medical Center, Amsterdam, NL: J.J.P. Gille, Q. Waisfisz, H.E.J. Meijers-Heijboer; University Hospital Maastricht, NL: E.B. Gomez-Garcia, M.J. Blok; University Medical Center Groningen, NL: J.C. Oosterwijk, A.H. van der Hout, M.J. Mourits, G.H. de Bock; The Netherlands Foundation for the detection of hereditary tumours, Leiden, NL: H.F. Vasen; The Netherlands Comprehensive Cancer Organization (IKNL): S. Siesling, J.Verloop; the ICO Hereditary Cancer Program team led by Dr. Gabriel Capella; the ICO Hereditary Cancer Program team led by Dr. Gabriel Capella; Dr Martine Dumont for sample management and skillful assistance; Ana Peixoto, Catarina Santos and Pedro Pinto; members of the Center of Molecular Diagnosis, Oncogenetics Department and Molecular Oncology Research Center of Barretos Cancer Hospital; Heather Thorne, Eveline Niedermayr, all the kConFab research nurses and staff, the heads and staff of the Family Cancer Clinics, and the Clinical Follow-Up Study (which has received funding from the NHMRC, the National Breast Cancer Foundation, Cancer Australia, and the National Institute of Health (USA)) for their contributions to this resource, and the many families who contribute to kConFab; the investigators of the Australia New Zealand NRG Oncology group; members and participants in the Ontario Cancer Genetics Network; Leigha Senter, Kevin Sweet, Caroline Craven, Julia Cooper, Amber Aielts, and Michelle O'Conor; HVH: acknowledgments to the Cellex Foundation for providing research facilities and equipment. Dr Juliette Coignard was supported by a fellowship of INCa Institut National du Cancer N degrees 2015-181, la Ligue Nationale contre le Cancer IP/SC-15229 and Olga Sinilnikova's fellowship (2016). BCAC Funding. BCAC is funded by Cancer Research UK [C1287/A16563, C1287/A10118], the European Union's Horizon 2020 Research and Innovation Programme (grant numbers 634935 and 633784 for BRIDGES and B-CAST respectively), and by the European Communitys Seventh Framework Programme under grant agreement number 223175 (grant number HEALTH-F2-2009-223175) (COGS). The EU Horizon 2020 Research and Innovation Programme funding source had no role in study design, data collection, data analysis, data interpretation or writing of the report. Genotyping of the OncoArray was funded by the NIH Grant U19 CA148065, and Cancer UK Grant C1287/A16563 and the PERSPECTIVE project supported by the Government of Canada through Genome Canada and the Canadian Institutes of Health Research (grant GPH-129344) and, the Ministere de l'Economie, Science et Innovation du Quebec through Genome Quebec and the PSRSIIRI-701 grant, and the Quebec Breast Cancer Foundation. The Australian Breast Cancer Family Study (ABCFS) was supported by grant UM1 CA164920 from the National Cancer Institute (USA). The content of this manuscript does not necessarily reflect the views or policies of the National Cancer Institute or any of the collaborating centers in the Breast Cancer Family Registry (BCFR), nor does mention of trade names, commercial products, or organizations imply endorsement by the USA Government or the BCFR. The ABCFS was also supported by the National Health and Medical Research Council of Australia, the New South Wales Cancer Council, the Victorian Health Promotion Foundation (Australia) and the Victorian Breast Cancer Research Consortium. J.L.H. is a National Health and Medical Research Council (NHMRC) Senior Principal Research Fellow. M.C.S. is a NHMRC Senior Research Fellow. The ABCS study was supported by the Dutch Cancer Society [grants NKI 2007-3839; 2009 4363]. The Australian Breast Cancer Tissue Bank (ABCTB) was supported by the National Health and Medical Research Council of Australia, The Cancer Institute NSW and the National Breast Cancer Foundation. The work of the BBCC was partly funded by ELAN-Fond of the University Hospital of Erlangen. The BBCS is funded by Cancer Research UK and Breast Cancer Now and acknowledges NHS funding to the NIHR Biomedical Research Centre, and the National Cancer Research Network (NCRN). The BCEES was funded by the National Health and Medical Research Council, Australia and the Cancer Council Western Australia and acknowledges funding from the National Breast Cancer Foundation (JS). For the BCFR-NY, BCFR-PA, BCFR-UT this work was supported by grant UM1 CA164920 from the National Cancer Institute. The content of this manuscript does not necessarily reflect the views or policies of the National Cancer Institute or any of the collaborating centers in the Breast Cancer Family Registry (BCFR), nor does mention of trade names, commercial products, or organizations imply endorsement by the US Government or the BCFR. The BREast Oncology GAlician Network (BREOGAN) is funded by Accion Estrategica de Salud del Instituto de Salud Carlos III FIS PI12/02125/Cofinanciado FEDER; Accion Estrategica de Salud del Instituto de Salud Carlos III FIS Intrasalud (PI13/01136); Programa Grupos Emergentes, Cancer Genetics Unit, Instituto de Investigacion Biomedica Galicia Sur. Xerencia de Xestion Integrada de Vigo-SERGAS, Instituto de Salud Carlos III, Spain; Grant 10CSA012E, Conselleria de Industria Programa Sectorial de Investigacion Aplicada, PEME I + D e I + D Suma del Plan Gallego de Investigacion, Desarrollo e Innovacion Tecnologica de la Conselleria de Industria de la Xunta de Galicia, Spain; Grant EC11-192. Fomento de la Investigacion Clinica Independiente, Ministerio de Sanidad, Servicios Sociales e Igualdad, Spain; and Grant FEDER-Innterconecta. Ministerio de Economia y Competitividad, Xunta de Galicia, Spain. The BSUCH study was supported by the Dietmar-Hopp Foundation, the Helmholtz Society and the German Cancer Research Center (DKFZ). CBCS is funded by the Canadian Cancer Society (grant # 313404) and the Canadian Institutes of Health Research. CCGP is supported by funding from the University of Crete. The CECILE study was supported by Fondation de France, Institut National du Cancer (INCa), Ligue Nationale contre le Cancer, Agence Nationale de Securite Sanitaire, de l'Alimentation, de l'Environnement et du Travail (ANSES), Agence Nationale de la Recherche (ANR). The CGPS was supported by the Chief Physician Johan Boserup and Lise Boserup Fund, the Danish Medical Research Council, and Herlev and Gentofte Hospital. The CNIO-BCS was supported by the Instituto de Salud Carlos III, the Red Tematica de Investigacion Cooperativa en Cancer and grants from the Asociacion Espanola Contra el Cancer and the Fondo de Investigacion Sanitario (PI11/00923 and PI12/00070). The CTS was initially supported by the California Breast Cancer Act of 1993 and the California Breast Cancer Research Fund (contract 97-10500) and is currently funded through the National Institutes of Health (R01 CA77398, UM1 CA164917, and U01 CA199277). Collection of cancer incidence data was supported by the California Department of Public Health as part of the statewide cancer reporting program mandated by California Health and Safety Code Section 103885. The University of Westminster curates the DietCompLyf database funded by Against Breast Cancer Registered Charity No. 1121258 and the NCRN. The coordination of EPIC is financially supported by the European Commission (DG-SANCO) and the International Agency for Research on Cancer. The national cohorts are supported by: Ligue Contre le Cancer, Institut Gustave Roussy, Mutuelle Generale de l'Education Nationale, Institut National de la Sante et de la Recherche Medicale (INSERM) (France); German Cancer Aid, German Cancer Research Center (DKFZ), Federal Ministry of Education and Research (BMBF) (Germany); the Hellenic Health Foundation, the Stavros Niarchos Foundation (Greece); Associazione Italiana per la Ricerca sul Cancro-AIRC-Italy and National Research Council (Italy); Dutch Ministry of Public Health, Welfare and Sports (VWS), Netherlands Cancer Registry (NKR), LK Research Funds, Dutch Prevention Funds, Dutch ZON (Zorg Onderzoek Nederland), World Cancer Research Fund (WCRF), Statistics Netherlands (The Netherlands); Health Research Fund (FIS), PI13/00061 to Granada, PI13/01162 to EPIC-Murcia, Regional Governments of Andalucia, Asturias, Basque Country, Murcia and Navarra, ISCIII RETIC (RD06/0020) (Spain); Cancer Research UK (14136 to EPIC-Norfolk; C570/A16491 and C8221/A19170 to EPIC-Oxford), Medical Research Council (1000143 to EPIC-Norfolk, MR/M012190/1 to EPIC-Oxford) (United Kingdom). The ESTHER study was supported by a grant from the Baden Wurttemberg Ministry of Science, Research and Arts. Additional cases were recruited in the context of the VERDI study, which was supported by a grant from the German Cancer Aid (Deutsche Krebshilfe). The GC-HBOC (German Consortium of Hereditary Breast and Ovarian Cancer) is supported by the German Cancer Aid (grant no 110837, coordinator: Rita K. Schmutzler, Cologne). This work was also funded by the European Regional Development Fund and Free State of Saxony, Germany (LIFE - Leipzig Research Centre for Civilization Diseases, project numbers 713-241202, 713-241202, 14505/2470, 14575/2470). The GENICA was funded by the Federal Ministry of Education and Research (BMBF) Germany grants 01KW9975/5, 01KW9976/8, 01KW9977/0 and 01KW0114, the Robert Bosch Foundation, Stuttgart, Deutsches Krebsforschungszentrum (DKFZ), Heidelberg, the Institute for Prevention and Occupational Medicine of the German Social Accident Insurance, Institute of the Ruhr University Bochum (IPA), Bochum, as well as the Department of Internal Medicine, Evangelische Kliniken Bonn gGmbH, Johanniter Krankenhaus, Bonn, Germany. The GESBC was supported by the Deutsche Krebshilfe e. V. [70492] and the German Cancer Research Center (DKFZ). The HABCS study was supported by the Claudia von Schilling Foundation for Breast Cancer Research, by the Lower Saxonian Cancer Society, and by the Rudolf Bartling Foundation. The HEBCS was financially supported by the Helsinki UniversityHospital Research Fund, the Finnish Cancer Society, and the Sigrid Juselius Foundation. The HUBCS was supported by a grant from the German Federal Ministry of Research and Education (RUS08/017), and by the Russian Foundation for Basic Research and the Federal Agency for Scientific Organizations for support the Bioresource collections and RFBR grants 14-04-97088, 17-29-06014 and 17-44-020498. Financial support for KARBAC was provided through the regional agreement on medical training and clinical research (ALF) between Stockholm County Council and Karolinska Institutet, the Swedish Cancer Society, The Gustav V Jubilee foundation and Bert von Kantzows foundation. The KARMA study was supported by Marit and Hans Rausings Initiative Against Breast Cancer. The KBCP was financially supported by the special Government Funding (EVO) of Kuopio University Hospital grants, Cancer Fund of North Savo, the Finnish Cancer Organizations, and by the strategic funding of the University of Eastern Finland. kConFab is supported by a grant from the National Breast Cancer Foundation, and previously by the National Health and Medical Research Council (NHMRC), the Queensland Cancer Fund, the Cancer Councils of New South Wales, Victoria, Tasmania and South Australia, and the Cancer Foundation of Western Australia. Financial support for the AOCS was provided by the United States Army Medical Research and Materiel Command [DAMD17-01-1-0729], Cancer Council Victoria, Queensland Cancer Fund, Cancer Council New South Wales, Cancer Council South Australia, The Cancer Foundation of Western Australia, Cancer Council Tasmania and the National Health and Medical Research Council of Australia (NHMRC; 400413, 400281, 199600). G.C.T. and P.W. are supported by the NHMRC. RB was a Cancer Institute NSW Clinical Research Fellow. LMBC is supported by the 'Stichting tegen Kanker'. The MARIE study was supported by the Deutsche Krebshilfe e.V. [70-2892-BR I, 106332, 108253, 108419, 110826, 110828], the Hamburg Cancer Society, the German Cancer Research Center (DKFZ) and the Federal Ministry of Education and Research (BMBF) Germany [01KH0402]. MBCSG is supported by grants from the Italian Association for Cancer Research (AIRC; IG2014 no.15547) to P. Radice. The MCBCS was supported by the NIH grants CA192393, CA116167, CA176785 an NIH Specialized Program of Research Excellence (SPORE) in Breast Cancer [CA116201], and the Breast Cancer Research Foundation and a generous gift from the David F. and Margaret T. Grohne Family Foundation. The Melbourne Collaborative Cohort Study (MCCS) cohort recruitment was funded by VicHealth and Cancer Council Victoria. The MCCS was further augmented by Australian National Health and Medical Research Council grants 209057, 396414 and 1074383 and by infrastructure provided by Cancer Council Victoria. Cases and their vital status were ascertained through the Victorian Cancer Registry and the Australian Institute of Health and Welfare, including the National Death Index and the Australian Cancer Database. The MEC was support by NIH grants CA63464, CA54281, CA098758, CA132839 and CA164973. The MISS study is supported by funding from ERC-2011-294576 Advanced grant, Swedish Cancer Society, Swedish Research Council, Local hospital funds, Berta Kamprad Foundation, Gunnar Nilsson. The MMHS study was supported by NIH grants CA97396, CA128931, CA116201, CA140286 and CA177150. MSKCC is supported by grants from the Breast Cancer Research Foundation and Robert and Kate Niehaus Clinical Cancer Genetics Initiative. The work of MTLGEBCS was supported by the Quebec Breast Cancer Foundation, the Canadian Institutes of Health Research for the CIHR Team in Familial Risks of Breast Cancer program - grant # CRN-87521 and the Ministry of Economic Development, Innovation and Export Trade - grant # PSR-SIIRI-701. The NBHS was supported by NIH grant R01CA100374. Biological sample preparation was conducted the Survey and Biospecimen Shared Resource, which is supported by P30 CA68485. The Northern California Breast Cancer Family Registry (NC-BCFR) and Ontario Familial Breast Cancer Registry (OFBCR) were supported by grant UM1 CA164920 from the National Cancer Institute (USA). The content of this manuscript does not necessarily reflect the views or policies of the National Cancer Institute or any of the collaborating centers in the Breast Cancer Family Registry (BCFR), nor does mention of trade names, commercial products, or organizations imply endorsement by the USA Government or the BCFR. The Carolina Breast Cancer Study was funded by Komen Foundation, the National Cancer Institute (P50 CA058223, U54 CA156733, U01 CA179715), and the North Carolina University Cancer Research Fund. The NHS was supported by NIH grants P01 CA87969, UM1 CA186107, and U19 CA148065. The NHS2 was supported by NIH grants UM1 CA176726 and U19 CA148065. The ORIGO study was supported by the Dutch Cancer Society (RUL 1997-1505) and the Biobanking and Biomolecular Resources Research Infrastructure (BBMRI-NL CP16). The PBCS was funded by Intramural Research Funds of the National Cancer Institute, Department of Health and Human Services, USA. Genotyping for PLCO was supported by the Intramural Research Program of the National Institutes of Health, NCI, Division of Cancer Epidemiology and Genetics. The PLCO is supported by the Intramural Research Program of the Division of Cancer Epidemiology and Genetics and supported by contracts from the Division of Cancer Prevention, National Cancer Institute, National Institutes of Health. The POSH study is funded by Cancer Research UK (grants C1275/A11699, C1275/C22524, C1275/A19187, C1275/A15956 and Breast Cancer Campaign 2010PR62, 2013PR044. The RBCS was funded by the Dutch Cancer Society (DDHK 2004-3124, DDHK 2009-4318. SEARCH is funded by Cancer Research UK [C490/A10124, C490/A16561] and supported by the UK National Institute for Health Research Biomedical Research Centre at the University of Cambridge. The University of Cambridge has received salary support for PDPP from the NHS in the East of England through the Clinical Academic Reserve. The Sister Study (SISTER) is supported by the Intramural Research Program of the NIH, National Institute of Environmental Health Sciences (Z01-ES044005 and Z01-ES049033). The Two Sister Study (2SISTER) was supported by the Intramural Research Program of the NIH, National Institute of Environmental Health Sciences (Z01-ES044005 and Z01-ES102245), and, also by a grant from Susan G. Komen for the Cure, grant FAS0703856. SKKDKFZS is supported by the DKFZ. The SMC is funded by the Swedish Cancer Foundation and the Swedish Research Council (VR 2017-00644) grant for the Swedish Infrastructure for Medical Population-based Life-course Environmental Research (SIMPLER). The SZBCS and IHCC were supported by Grant PBZ_KBN_122/P05/2004 and the program of the Minister of Science and Higher Education under the name Regional Initiative of Excellence in 2019-2022 project number 002/RID/2018/19 amount of financing 12 000 000 PLN. The TNBCC was supported by: a Specialized Program of Research Excellence (SPORE) in Breast Cancer (CA116201), a grant from the Breast Cancer Research Foundation, a generous gift from the David F. and Margaret T. Grohne Family Foundation. The UCIBCS component of this research was supported by the NIH [CA58860, CA92044] and the Lon V Smith Foundation [LVS39420]. The UKBGS is funded by Breast Cancer Now and the Institute of Cancer Research (ICR), London. The UKOPS study was funded by The Eve Appeal (The Oak Foundation) and supported by the National Institute for Health Research University College London Hospitals Biomedical Research Centre. CIMBA Funding. CIMBA: The CIMBA data management and data analysis were supported by Cancer Research - UK grants C12292/A20861, C12292/A11174. GCT and ABS are NHMRC Research Fellows. iCOGS: the European Community's Seventh Framework Programme under grant agreement no 223175 (HEALTH-F2-2009-223175) (COGS), Cancer Research UK (C1287/A10118, C1287/A 10710, C12292/A11174, C1281/A12014, C5047/A8384, C5047/A15007, C5047/A10692, C8197/A16565), the National Institutes of Health (CA128978) and Post-Cancer GWAS initiative (1U19 CA148537, 1U19 CA148065 and 1U19 CA148112 - the GAME-ON initiative), the Department of Defence (W81XWH-10-1-0341), the Canadian Institutes of Health Research (CIHR) for the CIHR Team in Familial Risks of Breast Cancer (CRN-87521), and the Ministry of Economic Development, Innovation and Export Trade (PSR-SIIRI-701), Komen Foundation for the Cure, the Breast Cancer Research Foundation, and the Ovarian Cancer Research Fund. The PERSPECTIVE project was supported by the Government of Canada through Genome Canada and the Canadian Institutes of Health Research, the Ministry of Economy, Science and Innovation through Genome Quebec, and The Quebec Breast Cancer Foundation. BCFR: UM1 CA164920 from the National Cancer Institute. The content of this manuscript does not necessarily reflect the views or policies of the National Cancer Institute or any of the collaborating centers in the Breast Cancer Family Registry (BCFR), nor does mention of trade names, commercial products, or organizations imply endorsement by the US Government or the BCFR. BIDMC: Breast Cancer Research Foundation. CNIO: Spanish Ministry of Health PI16/00440 supported by FEDER funds, the Spanish Ministry of Economy and Competitiveness (MINECO) SAF2014-57680-R and the Spanish Research Network on Rare diseases (CIBERER). COH-CCGCRN: Research reported in this publication was supported by the National Cancer Institute of the National Institutes of Health under grant number R25CA112486, and RC4CA153828 (PI: J. Weitzel) from the National Cancer Institute and the Office of the Director, National Institutes of Health. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health. CONSIT TEAM: Funds from Italian citizens who allocated the 5x1000 share of their tax payment in support of the Fondazione IRCCS Istituto Nazionale Tumori, according to Italian laws (INT-Institutional strategic projects '5x1000') to S. Manoukian. Associazione Italiana Ricerca sul Cancro (AIRC; IG2015 no.16732) to P. Peterlongo. DEMOKRITOS: European Union (European Social Fund - ESF) and Greek national funds through the Operational Program Education and Lifelong Learning of the National Strategic Reference Framework (NSRF) - Research Funding Program of the General Secretariat for Research & Technology: SYN11_10_19 NBCA. Investing in knowledge society through the European Social Fund. DKFZ: German Cancer Research Center. EMBRACE: Cancer Research UK Grants C1287/A10118 and C1287/A11990. D. Gareth Evans and Fiona Lalloo are supported by an NIHR grant to the Biomedical Research Centre, Manchester. The Investigators at The Institute of Cancer Research and The Royal Marsden NHS Foundation Trust are supported by an NIHR grant to the Biomedical Research Centre at The Institute of Cancer Research and The Royal Marsden NHS Foundation Trust. Ros Eeles and Elizabeth Bancroft are supported by Cancer Research UK Grant C5047/A8385. Ros Eeles is also supported by NIHR support to the Biomedical Research Centre at The Institute of Cancer Research and The Royal Marsden NHS Foundation Trust. FCCC: A.K.G. was in part funded by the NCI (R01 CA214545), The University of Kansas Cancer Center Support Grant (P30 CA168524), The Kansas Institute for Precision Medicine (P20 GM130423), and the Kansas Bioscience Authority Eminent Scholar Program. A.K.G. is the Chancellors Distinguished Chair in Biomedical Sciences Professorship. A.Vega is supported by the Spanish Health Research Foundation, Instituto de Salud Carlos III (ISCIII), partially supported by FEDER funds through Research Activity Intensification Program (contract grant numbers: INT15/00070, INT16/00154, INT17/00133), and through Centro de Investigacion Biomedica en Red de Enferemdades Raras CIBERER (ACCI 2016: ER17P1AC7112/2018); Autonomous Government of Galicia (Consolidation and structuring program: IN607B), and by the Fundacion Mutua Madrilena (call 2018). GC-HBOC: German Cancer Aid (grant no 110837, Rita K. Schmutzler) and the European Regional Development Fund and Free State of Saxony, Germany (LIFE - Leipzig Research Centre for Civilization Diseases, project numbers 713-241202, 713-241202, 14505/2470, 14575/2470). GEMO: Ligue Nationale Contre le Cancer; the Association Le cancer du sein, parlons-en! Award, the Canadian Institutes of Health Research for the CIHR Team in Familial Risks of Breast Cancer program and the French National Institute of Cancer (INCa grants 2013-1-BCB-01-ICH-1 and SHS-E-SP 18-015). GEORGETOWN: the Non-Therapeutic Subject Registry Shared Resource at Georgetown University (NIH/NCI grant P30-CA051008), the Fisher Center for Hereditary Cancer and Clinical Genomics Research, and Swing Fore the Cure. G-FAST: Bruce Poppe is a senior clinical investigator of FWO. Mattias Van Heetvelde obtained funding from IWT. HCSC: Spanish Ministry of Health PI15/00059, PI16/01292, and CB-161200301 CIBERONC from ISCIII (Spain), partially supported by European Regional Development FEDER funds. HEBCS: Helsinki University Hospital Research Fund, the Finnish Cancer Society and the Sigrid Juselius Foundation. HEBON: the Dutch Cancer Society grants NKI1998-1854, NKI2004-3088, NKI2007-3756, the Netherlands Organization of Scientific Research grant NWO 91109024, the Pink Ribbon grants 110005 and 2014-187.WO76, the BBMRI grant NWO 184.021.007/CP46 and the Transcan grant JTC 2012 Cancer 12-054. HEBON thanks the registration teams of Dutch Cancer Registry (IKNL; S. Siesling, J. Verloop) and the Dutch Pathology database (PALGA; L. Overbeek) for part of the data collection. ICO: The authors would like to particularly acknowledge the support of the Asociacion Espanola Contra el Cancer (AECC), the Instituto de Salud Carlos III (organismo adscrito al Ministerio de Economia y Competitividad) and Fondo Europeo de Desarrollo Regional (FEDER), una manera de hacer Europa (PI10/01422, PI13/00285, PIE13/00022, PI15/00854, PI16/00563 and CIBERONC) and the Institut Catala de la Salut and Autonomous Government of Catalonia (2009SGR290, 2014SGR338 and PERIS Project MedPerCan). INHERIT: Canadian Institutes of Health Research for the CIHR Team in Familial Risks of Breast Cancer program - grant # CRN-87521 and the Ministry of Economic Development, Innovation and Export Trade - grant # PSR-SIIRI-701. IOVHBOCS: Ministero della Salute and 5x1000 Istituto Oncologico Veneto grant. kConFab: The National Breast Cancer Foundation, and previously by the National Health and Medical Research Council (NHMRC), the Queensland Cancer Fund, the Cancer Councils of New South Wales, Victoria, Tasmania and South Australia, and the Cancer Foundation of Western Australia. MAYO: NIH grants CA116167, CA192393 and CA176785, an NCI Specialized Program of Research Excellence (SPORE) in Breast Cancer (CA116201),and a grant from the Breast Cancer Research Foundation. MCGILL: Jewish General Hospital Weekend to End Breast Cancer, Quebec Ministry of Economic Development, Innovation and Export Trade. Marc Tischkowitz is supported by the funded by the European Union Seventh Framework Program (2007Y2013)/European Research Council (Grant No. 310018). MSKCC: the Breast Cancer Research Foundation, the Robert and Kate Niehaus Clinical Cancer Genetics Initiative, the Andrew Sabin Research Fund and a Cancer Center Support Grant/Core Grant (P30 CA008748). NCI: the Intramural Research Program of the US National Cancer Institute, NIH, and by support services contracts NO2-CP-11019-50, N02-CP-21013-63 and N02-CP-65504 with Westat, Inc, Rockville, MD. NNPIO: the Russian Foundation for Basic Research (grants 17-00-00171, 18-515-45012 and 19-515-25001). NRG Oncology: U10 CA180868, NRG SDMC grant U10 CA180822, NRG Administrative Office and the NRG Tissue Bank (CA 27469), the NRG Statistical and Data Center (CA 37517) and the Intramural Research Program, NCI. OSUCCG: Ohio State University Comprehensive Cancer Center. PBCS: Italian Association of Cancer Research (AIRC) [IG 2013 N.14477] and Tuscany Institute for Tumours (ITT) grant 2014-2015-2016. SMC: the Israeli Cancer Association. SWE-BRCA: the Swedish Cancer Society. UCHICAGO: NCI Specialized Program of Research Excellence (SPORE) in Breast Cancer (CA125183), R01 CA142996, 1U01CA161032 and by the Ralph and Marion Falk Medical Research Trust, the Entertainment Industry Fund National Women's Cancer Research Alliance and the Breast Cancer research Foundation. UCSF: UCSF Cancer Risk Program and Helen Diller Family Comprehensive Cancer Center. UPENN: Breast Cancer Research Foundation; Susan G. Komen Foundation for the cure, Basser Research Center for BRCA. UPITT/MWH: Hackers for Hope Pittsburgh. VFCTG: Victorian Cancer Agency, Cancer Australia, National Breast Cancer Foundation. WCP: Dr Karlan is funded by the American Cancer Society Early Detection Professorship (SIOP-06-258-01-COUN) and the National Center for Advancing Translational Sciences (NCATS), Grant UL1TR000124. HVH: Supported by the Carlos III National Health Institute funded by FEDER funds - a way to build Europe - PI16/11363. MT Parsons is supported by a grant from Newcastle University. Kelly-Anne Phillips is an Australian National Breast Cancer Foundation Fellow. ; Sí
XA VOL. IX. NO. 2 APRIL. 1900 ooTheO O Oettysbuf! Mercury CONTENTS. Arbor Day Hymn 35 Our Country's Safety 36 Miscellaneous Column 39 Duties of an Alumnus to His College 43 An Evening- Reverie 44 The Duties of an American Citizen 45 A Strange Apparition 47 The Healing- Influence of Time 48 Editor's Desk 49 A Science Unfriendly to Sensi-bilities 53 An Outing- 55 Chief Incentives to Higher Edu-cation 57 Destruction of Forests and Ex-tinction of Wild Eife 59 Railroads in Turkey 61 Leaving- the Nest 64 Exchanges 65 FAVOR THOSE WHO FAVOR US. TkJ. For Fine. Printing go to CARLISLE ST. GETTYSBURG, PA. C. B. Kitzmiller Dealer in Hats, Caps, Boots and . Douglas Shoes GETTYSBURG, PA. R. M. ELLIOTT Dealer in Hats, Caps, Shoes and. Gents' Furnishing Goods Corner Center Square and Carlisle Street GETTYSBURG, PA. EDGAR 5. MARTIN, ^CIGARS AND SMOKERS' ARTICLES. t^" f^F? ^F* Chambersburg St., Gettysburg. Have you got to ■■■■ speak a piece? Well, we don't know of any kind of " effort," from the schoolboy's "recitation" or the schoolgirl's "rend- S ing," and along through the whole school and college career, down to the " response to toasts " at the last m "claee dinner," that ia not provided for among t— Commencement Parts, including "efforts" for all other occasions. (1.50. Pros and Cons. Both sides of live questions. $1.50. JBJ Playable Plays, For school and parlor. $1.50. ™ College Men's Three-Minute Declamations, $1.00. _ College Maids' Three-Minute Readings. $1.00. B Pieces for Prize-Speaking Contests. $1.00. Acme Declamation Book, Paper, 30c. Cloth, 50c. | Handy Pieces to Speak. 108 on Depurate curda. 60c. _ List of "Contents" of any or all of above free on re- ■ quest if you mention thin ad. ■ HUfDS & NOBLE, Publishers 4-5-13-14 Cooper Institute K. T. City Schoolbooks ofallpublishers at one store. .THE. GETTYSBURG MERCURY. VOI,. IX. GETTYSBURG, PA., APRIL, 1900. No. 2 ARBOR DAY HYMN. TUNB—"America." [By PROF. S. F, SMITH.] Joy for the sturdy trees, Fanned by each fragrant breeze, Lovely they stand ! The song- birds o'er them thrill; They shade each twinkling- rill ; They crown each swelling- hill; Lovely or grand. Plant them by stream and way, Plant them where children play And toilers rest. In every verdant vale, On every sunny swale— Whether to grow or fail, God knoweth best. Select the strong and fair ; Plant them with earnest care ; No toil is vain. Plant in a fitter place, Where like a lovely face, Let in some sweeter grace, Change may prove gain. God will his blessing send, All things on earth depend, His loving care Clings to each leaf and flower, Like ivy to its tower, His presence and his power Are everywhere. 36 THE GETTYSBURG MERCURY. OUR COUNTRY'S SAFETY—THE PUBLIC SCHOOL. IT has been said: '' The wars of the world are the mile-stones of history.'' Our country has just passed the mark of another mile, a mile which has proved a glorious epoch in her career. Battles have been fought and victories won, and our nation is the conqueror, and, at the close of the recent Spanish-Ameri-can war, our people find themselves possessed of an increase of the same feeling which has always characterized our nation. It is not the triumphant feeling which the conqueror has over his vanquished foe. It is not the exultation of a successful combat-ant. It is a deeper feeling and one which brings more real pleasure to the hearts of our people than the mere gratification of the desire for victory. It is the feeling of safety. Who can have more pleasure than the little child as he plays within sight of his parent, and knows that any attempt to harm him will surely be resented ? How well the tired soldier enjoys his sleep when he knows that trusty guards surround him. Few of us ever allow fear to detract from the pleasure of a trip on the railroad; we feel perfectly safe. likewise, how much the citizens of our great Union enjoy our prosperity when possessed of that same feeling of safety. And what is the cause of our great confidence ? Is it our strength of arms ? Russia is one of the mightiest of all nations in military and naval strength ; yet if she were deprived of her pres-ent efficient corps of ever-watchful civil officers and her complete secret service, internal strife would instantly cause her downfall. Does the cause of this feeling lie in our great numbers? No. China, the most thickly peopled country in the world, has been imposed upon for centuries, and is still being imposed upon, by countries which have much less population. Perhaps it is in our possession of large amount of territory. But Spain, our late opponent, at one time possessed of vast amounts of territory, has not been safe. It may be because of our present sound financial condition. But our financial condition has not alwa}'s been sound, and although at times our country has been plunged into great distress thereby, in no case has that feeling of security disappeared. This sense of safety which prevails in the United States to-day does not spring from external causes. It arises from an internal cause, and that is the superior mental development ofour populace, THE GETTYSBURG MERCURY. 37 brought about through free education. Our safety is the public school. The frequent crises through which our government has passed have taught us that no matter how perilous the circumstances, our people are equal to the occasion. They have true patriotism, which can only be inspired in those who have had some mental training. It is true that many who have not used the advantages which have been offered are, nevertheless, loyal citizens and devoted servants of their country. But the highest love of country can only be conceived by one who has enough mental training to comprehend reasonably well the workings of his own government. And when our people use—as they have been using—these oppor-tunities for free education, and by this means are able to cast their votes intelligently, we cannot help believing that the public school is our safety; for it is the votes of our common people that control our government. One of the greatest perils of any country is the ease with which the votes of the illiterate man can be influ-enced, but the educated citizen very seldom allows his opinion to be changed. It requires only a glance at modern history to see that those nations that have had the best free educational systems have the truest citizens, are most prosperous, and are possessed ofthe highest degree of safety ; that those whose intellectual standards are lowest are the ones who have had the least success in governing, have lost the most territory, and are now either in peril of downfall or in a state of entire subjection. The stability of the German and English governments is un-doubted, and their excellent schools are unrivaled. Free educa-tion is offered to all in France, Norway, Sweden, and Italy; and these governments are safe. On the other hand, the average Spaniard's lack of mental capacity is the result of the failure of his government to provide him with sufficient free schooling, and the feeble condition of the Spanish nation is only too evident. Only about three per cent, of Russia's immense population are able to read and write, and she is totally devoid of the feeling of do-mestic safety. China has no free schools. The government of Hindustan has given way to a more highly cultured conqueror. Not one out of a hundred Filipinos has ever examined the contents of a book. And the fall of the illiterate Turk is not far distant. The security of a nation is in direct proportion to the efficiency 38 THE GETTYSBURG MERCURY. of its public school system. And in this respect our nation stands among the highest. Our people are among the most enlightened of the world. They know how to run our government. It is not necessary that that work be left in the hands of a few intelligent despots. Our proportion of illiteracy, as compared with others, is extremely low. What a rare thing it is to find a young man now in these United States who cannot read the names on his ballot. And why is this ? It is not only because all over this land the doors of the public schools stand wide open, ready to receive him, but also many of our states have adopted laws which compel him to enter, and to spend a portion of his life in the school-room. With such a beneficial system of schools as this, it is no wonder that a feeling of safety prevails. And if we feel safe for this reason now, we have great cause to believe that our country is destined to be still more secure. Our nation is yet young. England and Germany have existed for many centuries, but we are not much more than one century old. Yet, our common school S3Tstem bids fair to rival that of either of these countries. Give us time and we shall excel both. And while we are growing in this respect, we are growing also in security. And this security shall increase, for our government recognizes the importance of increased mental training for her people, and her intention is to enlarge the facilities for obtaining it. We shall surely prosper; our foundations shall remain firm, because we have come to realize that our security does not lie in force of arms, in numbers, in possession of territory, or in a sound financial condition, but in the education of our people, and that the safety of the United States is the public school. —"NESCIO." " "Tis better far to win a heart That's loyal, kind and true, Than take a city from the foe, As mighty warriors do. For city walls are battered down— Such triumphs have an end ; But heaven and eternity Encompass friend and friend." It is better to inspire the heart with a noble sentiment than to teach a truth of science. —EDWARD BROOKS. THE GETTYSBURG MERCURY. 39 "MISCELLANEOUS COLUMN." Scientific American, February 2nd, 2900 A. D. [Read at "Junior Special," rendered in Phrena Hall, February 2nd.] THE editorial management wishes to apologize to its readers for the lateness of the present issue and to offer in explana-tion, that the auto-feediiig-electro-hypopueumatic printing-press to-day refused to turn out over twelve thousand copies per second, and despite the most careful investigation by our best machinists the trouble was not located until late this afternoon. The perpetual motion-motor, it was finally discovered, had a cog broken out of the main epicycloidal wheel, of course lessening its working power very much. In the future we hope nothing will interfere with our usual prompt issue of the paper. A report has just been received at our office that great conster-nation is rampant at the central station of planetary communica-tion, because of the failure of the receiver of the wireless 'phone in the metropolis of our neighbor planet, Mars, to record the message sent by our Transportation Syndicate, regarding the proposed scheme of establishing a line of aerial transportation be-tween these two sister and friendly planets. The cause of the trouble in Mars cannot be imagined. It is earnestly to be hoped that their long distance receiving instrument which in delicacy, certainty, and accuracy of impres-sion is far superior even to our own, will soon be in working order again, and negotiations between these two syndicates be resumed. If an agreement can be made the line will run straight through from Mars to Chicago where the terminal will, in all probability be built, with no intermediate stations except a fifteen minute stop at the Moon for luncheon, provided the climate of that celectial orb does not prevent. VIVIFACTION PROCESS IN HISTORICAL INVESTIGA-TION. The electro-galvanicpropozone process of vivifaction for the restoration of life in deceased bodies in which decomposition has not too far progressed, one of the century's greatest inventions, is now employed by historical associations in their researches. The Boston association monopolizes this new application of the process by patent in America and is using it to great advantage on Egyptian mummies, which, in case the memory has not been too seriously impaired by prolonged inactivity, will, in answer to 4o THE GETTYSBURG MERCURY. properly directed questions, give very tolerable verbal accounts of the life and times of the dim ages in which they formerly lived. Professor Sage, of this fortunate association organized for the purpose of original research, after patient efforts with the mummy of Rameses II, succeeded in bringing the renowned king of tyr-anny and persecution to consciousness, and by a rigid examination conducted in the ancient Egyptian tongue, secured many facts of the greatest historical importance. When Rameses was asked what he had been doing since he left this mundane sphere so many centuries ago, he gasped and cried out in great terror, "Xege ! Xege!" which being translated into English is "water ! water !," and falling back would have fainted, had the professor not promptly applied smelling salts to his nostrils, thus making further exami-nation possible. Conservative theologians who yet adhere to the superstition of less rational ages, viz., that there is another world where oxi-dation, chemically speaking, continues interminably, have attached a great deal of imaginary significance to his exclamations calling for water, confidently asserting that had Rameses known of the progress the world has made in invention he would have called for a Babcock fire-extinguisher. To discuss this question, however, does not lie within the province of a scientific journal. BY SPECIAL ETHERO-GRAM FROM PHILADELPHIA. ' 'The government medical board was puzzled last evening by a queer case of disease discovered among the south tenants of this city. The city physicians in special meeting determined that it was a reappearance of a malady known to earlier ages as consump-tion." This is the first case on record since the twenty-third century, when that dread disease was conquered by the celebrated medical discover}'of A. D. Ketterman, an obscure chemist, the great grandson of the renowned and eloquent preaching evangelist P. H. Ketterman, of the twentieth century. Thus is called to mind the achievements and genius of the chemist's great grandfather, who we find by reference to the encyclopaedia, converted the entire population of Gleuville, the "Babylon" of the world in that century. The destined pulpit-orator early showed religious inclinations. By reliable chroniclers it is asserted that even during his college course he would burst THE GETTYSBURG MERCURY. 41 forth in pious exclamations, quoting Scriptural names as if by inspiration, especially, it is said, after examinations, very much to the astonishment and edification of his companions. It will be remembered that the great preacher was the last master of the L,atin language in the world's history, whose style possessed in every respect the polish and purity of the Augustan age. Although the authorship is much disputed, it is generally believed by scholars that he wrote that celebrated epic, depicting the trials of a student on his weary pilgrimage through the muddy realms of learning. This sublime poem seems to have burst from the heart and experience of the poet-preacher. What school-boy is not familiar with the well-known couplet beginning this famous poem: " Greekibus—cramit, Flunkibus—damit!" The remainder of the poem can be found in any library of stand-ard literature. THE LATEST INVENTION. A machine christened the hypoelecto-chronogxaphic indicator for the accurate measurement of the energy and rapidity of the vibrations of the cerebal nerve-fibres, and exact determination of the algebraical formulae corresponding to the chemical reactions in nerve tissue changes during process ol thought and feeling, has recently been patented by a young inventor named McCarney. The machine is to be used in testing the qualifications of students for admission to colleges instead of entrance examinations, since it will not only more accurately indicate the capacity and attain-ments of the applicant as well as show whether he shall be a poet, orator, mathematician, or philosopher, but it will prevent cheat-ing, a practice which has been growing for many centuries. When the machine was applied to the head of the inventor, the indicator whirled around on the dial, coming to a standstill at the formula A s S. In order to test the machine as to whether it would always register with uniform accuracy, the inventor had it applied to his head several times but every time the pointer turned round with marvelous promptness and rapidity to the above mentioned formula, obstinately refusing to move the thousandth part of an inch, no difference to what part of the inventor's head the instrument was applied. The inventor is a lineal descendent of the famous Irish orator McCarney, a school fellow of the evangelist Ketterman at the 42 THE GETTYSBURG MERCURY. National University, known in his day as Gettysburg College, and possesses all the mental characteristics of his illustrious progenitor. MUSICAL COMPOSITION UNEARTHED. A musical composition of the first order has been discovered in an old cannon, unearthed on the ancient battle-field of Gettys-burg, which is causing much discussion as to its authorship in music circles. The name is somewhat obscured and although the first three letters Moz— are distinctly legible it cannot be deter-mined whether the remaining letters are —art or —er. The fact that it was found on the scene of the latter's early training and the high quality of the production incline us to the belief that it is the work of the later and more brilliant genius. ADVERTISEMENTS. All aerial machinery, flying machines, storm preventers, cyclone traps, rain producers, etc., etc., repaired promptly and to order. Terms moderate. Work satisfactory. Respectfully soliciting your patronage, ALUMINUM FOUNDRY CO., Pittsburg, Pa. RELICS FOR SALE. Bicycles, automobiles, phonographs and many other quaint and curious remains of the dark ages. ARCHAEOLOGICAL ASSOCIATION AND SYNDICATE, Boston, Mass. TO STUDENTS I ! ! Auto-Greek and Latin-translator; easiby concealed in vest pocket; runs two hours with one winding and will meet the requirements of any ordinary examination. Price $2.00. Satis-faction guaranteed. Also LATE SPECIALTY ! Auto-essay-writer ; easy to manipulate ; will write any thing but poetry and love letters. Correspondence strictly confidential. Price $2.00. For sixty days we will mail in plain package both the auto-Greek and Latin translator and the auto-essay writer to any address for $3.00. HINDS & NOBLE, (Incorporated 1887,) New York City. {In answering advertisements kindly mention the "Scientific American." mm THE GETTYSBURG MERCURY. DUTIES OF AN ALUMNUS TO HIS COLLEGE. HEINTZELMAN, '01. 43 MORE and more are educational institutions beginning to see the importance of keeping in close touch with their alumni, and recognizing the fact that their success and growth depend upon these former students. The world judges the worth of a college by the sort of men it turns out. Athletics may and do advertise a college, but a long list of able and honorable alumni gives standing to any institution and commands for it the respect of all men. This assertion needs no other proof than that afforded by the older universities of our country. Their lasting glory is not in football and baseball teams but in the long line of illustrious sons to whom they point with just pride. To particularize, we would state, so must it be with our own Gettysburg. When the glory of the athletic field long since shall have faded, the world will look to the men who delight to call her Alma Mater, and in them see the true worth of Gettysburg. We cherish the memory of those who have gone before us from these walls, and rejoice that there are those who are to-day reflect-ing honor upon our college. Thus we see to what a great extent the prosperity of a college depends upon its alumni; and, as this is the case, certainly every alumnus should regard it as his bounden duty to do all in his power to uphold the honor and dig-nity of his Alma Mater. Often do we hear of colleges complaining of a lack of interest, as manifested on the part of the alumni in showing their utter dis-regard and unconcern for all college affairs. The all-absorbing and important question is, " How the alumni may best be made to retain his interest for his Alma Mater." The alumnus, if left entirely to himself is apt to forget the color of the desires, purposes and ambitions of his college days ; and as he becomes more engrossed in the details of business or the anxieties of professional life, to denominate as boyish and foolish the very things which made up the best part of his college life. But if he were put there again, under like conditions, he would be as enthusiastic as the best of the modern students. On the other hand, the undergraduate often fails to appreciate properly the attitude which the great majority of alumni are forced to assume after they have been out a few yearsi Affairs of \ V 44 THE GETTYSBURG MERCURY. profession, business, church, society, and home create their sev-eral diverging interests among alumni and make demands on their time which cannot be evaded ; so that it is only here and there one is found who can control his engagements, money and time to allow anything more than occasional indulgences in the revival of the old college associations. While the warmest recollections may remain, and the most devoted regard for the college may still be found, yet these things make him seem a very indifferent al-umnus in the eyes of the undergraduate. In no other way is the interest of alumni more revived than in the alumni associations. Where alumni are numerous a small per cent, can be depended upon to form a body large enough to support monthly, bi-monthly or quarterly reunions. The duties of an alumnus to his fostering mother are not com-pulsory, but must be prompted by a spirit of love for the institu-tion that did so much for him. In times of distress and need he should come to her. assistance as he would to his natural mother. Thus we see the duties of an alumnus to his college are many and varied—all converging to this general principle, " to do all in his power to uphold the honor and dignity of his Alma Mater, and thereby continually keep pushing her to the front rank among the best educational institutions of the country." AN EVENING REVERIE. As I sit by the open window, When the toil of day is done, And gaze on the far off hillsides Enclosing the setting sun ; O'er me creeps a lonely feeling, But contentment fills my breast As I see the day declining And the approaching hour of rest. My thoughts are my sole companions, What happy thoughts are they ; For in my mind I see my friends, So near, yet far away. Oh ! what a happy moment, When sorrow flees away, And sadness has no place, In the closing hours of day. —" LAH.," '01. wm ■n I THE GETTYSBURG MERCURY. THE DUTIES OP AN AMERICAN CITIZEN. E. C. RUBY, '02. 45 WE often hear people expatiating about the glorious rights and privileges of the American citizen, especially those rights and privileges to which he is entitled under our form of government. With respect to these the American citizen may well be proud ; for he holds within his grasp powers for which citizens of other countries have long been contending. The citizens of every country have moral, social, and political rights. The American citizen differs from all other citizens in his political rights. This is due to the kind of government under which he lives. In America the citizen is guaranteed the right to worship God as he will; the right to assemble when and where he will ; freedom of speech, press, and petitions ; the right to keep and bear arms. Nor is this all. His house is preserved in-violate from search and seizure, and everywhere in all his rela-tions the shield of the law is thrown over his person and possessions. But the American citizen has likewise duties corresponding to his inestimable rights and privileges. Only in proportion as he recognizes and performs the duties devolving upon him are his rights and privileges of value to him. The citizen has his own destiny to work out consistent with the moral order of the world. All he can realize is made possible to him by his own nature, and he is responsible for the exercise of his own powers. Every American citizen has duties which pertain to the nation, the state, and whatever political division of the state he may choose as his residence. The duties toward the nation are true of all its citizens ; the duties toward the state are true strictly of the people who comprise that state ; so with regard to the smaller political divisions of the state. As the nation is the power that alone realizes the ends and purposes of government, it is by understand-ing the nation that the rights and dicties of American citizenship are learned. Foremost among the duties of the American citizen is patriot-ism— unselfish devotion to his country. If Americans will but catch the fire of patriotic zeal for their own country, there is room enough in history for the future generations to refer to their lives and their services as memories to be linked with those of Wash-ington and Franklin and Hamilton, of Lincoln and Grant and Garrison. Even at this present time the American citizen has an 46 THE GETTYSBURG MERCURY. excellent opportunity to show his patriotism by refusing to give encouragement or to lend aid and support to our enemy in the Philippine Islands. It is to be regretted that the American citizen sometimes loses sight of the true meaning of patriotism. It would be well for that one to put on his glasses and carefully study the following words from Henry Clay : " The high, the exalted, the sublime emotions of a patriotism which, soaring toward Heaven, rises far above all mean, low, or selfish things, and is absorbed by one soul-transporting thought of the good and glory of one's country, are never felt in the bosom of him who with-draws from his on account of his pride, vanity and egotism, and cannot see beyond the little, petty, contemptible circle of his own personal interests. That patriotism which, catching its inspira-tion from on high, and leaving at an immeasureable distance be-low all lesser, groveling, personal interests and feelings, animates and prompts to deeds of self-sacrifice, of valor, of devotion, and of death itself, is the noblest, the sublimest of all public virtues." Another very important duty of the American citizen is obedi-ence to the laws. Sometimes a law may seem to the individual cit-izen unnecessary or trivial, or may prove inconvenient. Never-theless, no one has any right to put his personal preference or con-venience before the laws which serve the public good. The government which guarantees to its subjects rights and privileges must be dependent upon another duty of the citizen— the payment of the taxes levied for the necessary expenses in main-taining that government. It would plainly be unfair that citizens should enjoy the benefits of a government without making any return. To vote may be considered as a right or a privilege. But it is also a duty, and one which ought to require as much faithfulness on the part of the citizen as that of obeying the laws, or of pay-ing the taxes. The duty of the right use of the elective franchise still needs to be learned by many American citizens. This is a duty which is required of every American citizen at some time or other. Finally, it is the duty of every American citizen to know his rights and to perform his duties ; to understand the privileges of his own government; to carry out its humane principles ; and to eradicate, by lawful means, all influences injurious to the peace and welfare of his native land. THE GETTYSBURG MERCURY. 47 A STRANGE APPARITION. CLARENCE MOORE, '02. A TERRIBLE night it was. The rain which had fallen in-cessantly for twelve hours had about ceased, but the wind had risen, and was blowing a perfect gale, causing sign-boards to creak and shutters to rattle. The streets of Gettysburg were deserted. Not even was a dog found wandering around on such a dismal night. The clock in the tower of the old court house had just struck the hour of midnight, when a man stepped out of the Eagle Hotel and started towards the Square, leaving behind a group of jolly friends. Turning up the collar of his great coat, and pulling his hat down over his eyes, to shield himself from the gale, he hurried along the deserted streets, eager to reach his home, just south of town. Sorry, indeed, did he feel for having ventured forth on such a night as this. Once, before he reached the top of Balti-more Hill, he had almost resolved to turn back, but thoughts for the one who he knew was anxiously awaiting his return drove away his fear, and he hastened on. As he passed the gates of the National Cemetery he thought that he saw some object moving ahead of him, but the arc light in front of the gate kept swinging violently in the gale, and he could discern little of the appearance of the object. A sudden fear came over the mind of the traveler, and he wished himself at home. Mustering sufficient courage to make a full investigation, he slowly moved towards this object of interest, and discovered that which made him shiver from fright, for the object before him was that of a large, broad-shouldered man, dressed in mili-tary attire, crouching beneath the branches of the overhanging pine trees, to shield himself from the terrible tempest. Seeing no means of avoiding an encounter, our midnight traveler cautiously approached the stranger, and in a voice that portrayed his feeling, thus addressed him : '' Who are you that dares to cross my path on such a night as this?" The tall figure straightened to his full height, and in tones commanding, but gentle, made reply : " Don't you know me ?" "No." " I am General Hancock." 48 THE GETTYSBURG MERCURY. '' You General Hancock ? What are you doing here ? Why are you not over there on your horse where you belong ?" The figure advanced a few steps and thus spoke : " When The Smith Granite Co. erected yonder monument to my memory some few years ago, they did their work well, but about two years ago a flash of lightning struck the monument, shattering the base and rendering it unsubstantial. In every storm my position is perilous, yet, through all this time, I have never offered to leave my seat. To-night, however, the shaking was more than I could endure. I have always tried to be a fear-less man, but to-night the thoughts of being tossed over by the raging winds, and hurled down over yonder hill, were more than I could endure, so I have left my steed to seek shelter beneath these lofty pines." " My dear General," exclaimed the belated traveler, in a ner-vous manner, " I have just come from the Eagle Hotel, and whom did I see there but Col. John P. Nicholson, Chairman of the Battlefield Commission. He'll give you both thunder and lightning if he catches you off your horse." At this reply the General, without another word, sprang across the road, leaped the high iron fence with a single bound, and hastily remounted the steed which he had left only a short time before. Though storms have since swept over Cemetery Hill, never again has the General offered to leave his seat. This weird tale may seem incredible to you, dear reader, and far be it from us not to offer an explanation of the whole affair. Our friend who beheld this scene had evidently tarried long at the wine, which caused his imagination to become aroused and his vision obscured. THE MEALING INFLUENCE Of TIME. C M. A. STINE, '01. AS we stand in the light of the present and look down the long vistas of history we see, here, the ruined city, the overthrown statue, the ravaged temple and the countless tiny hillocks which are graves ; there prosperity smiled upon a nation, and all was beautiful and peaceful; yet while we look, the broken columns vanish amid the grasses, the tall pillars of the empty temple become the tale of the mighty, empty vastness THE GETTYSBURG MERCURY. 49 which we call the past; the graves have vanished into the bosom of the earth, and the happy and the sad become alike in the dim, mellowing light. The shadowy, silent aisles of time present no glaring contrasts. Time, the destroyer, is also Time, the healer. There have been great revolutions, terrible massacres, convulsions of nature which have wiped out cities, but they are forgotten utterly or, if not yet forgotten, are spoken of without the emotions of bitter passion that they once held. The terrible suffering has long since passed from the recollection of men. How much emotion is ex-cited to-day by the narration of the lives and property destroyed, or the suffering entailed by the wars of a Rameses, an Alexander of Macedon, or a Napoleon ? Or take, for example, two more recent events in our own country. How much of the bitter hos-tility of the war of the rebellion still remains? Even the South-erners themselves have in many cases utterly changed their views. No one is ignorant of the destruction of the Maine. Only one short year has passed and yet we no longer feel the shock of sor-row and indignation which the mention of this event at first ex-cited in our breasts. Time changes our opinions, even as it soothes regrets. What once, we may have regarded as an unmitigated evil we can to-day look upon rather as a blessing. It is sure that the monastic system of the middle ages was regarded as a great evil, yet it is also true that it was the monks who kept alight the feeble spark of learning, preserving the priceless treasures of the literature of the past to us. Consider our own Washington. How men clamored for action, for a general who would do something, that winter at Valley Forge ! He had few admirers then. Yet how men have changed their opinions ! Listen to the sentiments of Lincoln. He said : "To add brightness to the sun, or glory to the name of Washington, is alike impossible. Let none attempt it. In solemn awe pronounce the name, and in its naked, death-less splendor leave it shining on." Of this changing of our opinions the civil war affords an excellent example. As we have already said, the change has been so great as to be almost incon-ceivable. Having seen that time certainly does exert so beneficient an influence, we naturally inquire for the causes. Let us first con-sider new associations. As we hasten on, busy with our life 50 THE GETTYSBURG MERCURY. work, we constantly come into new associations. People think differently, and we are influenced by their views. Our own views are broadened and we look at an event from many standpoints, whereas heretofore we may have regarded it only on the light of our own selfish interests. Thus our views are modified and changed, and what we heretofore have regarded as an evil may now appear to us as a great good. Again ; a higher system of education, as our store of learning grows with the centuries, makes itself felt. It, too, broadens us and widens our field of vision, and, in the case of individual sor-row especially, it furnishes us other matters with which to occupy our minds, and other thoughts to take the place of a great sorrow. As a third cause let us consider one of the facts which we know to be true of the human mind. We are so constituted that we have the power to forget. It is a psychological truth that parox)'sms of grief or of joy will return each time with less force and with less frequency. Gradually we are able to forget even our greatest losses, our most poignant sorrows. Whether we will it or no, such is the case. Longfellow says: "Time has laid his hand upon my heart, gently, not smiting it, but as a harper lays his open palm upon his harp, to deaden its vibrations." So it is that Time deals with mortals, smoothing our cares and helping us to live on. It furnishes us new interests, new employments and causes us to forget our losses and disappoint-ments. As with the marble statue, at first its lines are sharp and clean cut, and the draperies stand in rigid folds, but gradually the lines soften, the draperies flow in gentler curves and the figure is doubly beautiful. We are not then heartless creatures that we do not grieve forever over the ruin of the past. It is rather one of the wisest provisions of an all-seeing Father that the present should crowd out the past, and that our griefs should be lulled and our mistakes corrected by the hand of Time. Imagine for a moment a dreary world, without a smile, where only there is mourning, and grief that cannot be forgotten. If it were not for this healing influence of time it is certain that the world would be uninhabitable; life could not be endured. Truly, "A wonderful stream is the River Time, As it runs through the realms of tears, With a faultless rhythm, and a musical rhyme, And a broader sweep, and a surge sublime, As it blends with the ocean of years." mm .THE. GETTYSBURG MERCURY. Entered at the Postoffice at Gettysburg as second-class matter. VOL. IX. GETTYSBURG, PA., APRIL, 1900. No. 2 Editor-in- Chief, ' S. A. VAN ORMBR, '01. Assistant Editors, W. H. HETRICK, W. A. KOHl.KK. Easiness Manager, H. C. HOFFMAN. Alumni Editor, REV. F. D. GARLAND. Assistant Business Manager, "WILLIAM C. NEY. Advisory Board, PROF. J. A. HIMES, LIT. D. PROF. G. D. STAHLEY, M. D. PROF. J. W. RICHARD. D. D. Published monthly by the students of Pennsj-lvania (Gettysburg1) College. Subscription price, Oue Dollar a year in advance; single copies Ten Cents. Notice to discontinue sending- the MERCURY to any address must be accompanied by all arrearages. Students, Professors, and Alumni are cordially invited to contribute. All subscriptions and business matter should be addressed to the Business Manager. Articles for publication should be addressed to the Editor. Address THE GETTYSBURG MERCURY, GETTYSBURG, PA. EDITOR'S DESK. THE Y. M. C. A. is heartily to be congratulated on the suc-cess and high quality of the entertainments presented under its auspices, this year, in Brua Chapel. The audiences were large, considering the unfortunate inclemency of the weather on two different evenings, and likewise, were always apprecia-tive, as manifested not only by repeated encores during the per-formances, but as well by the high terms of praise with which all who attended expressed their opinions regarding them afterward. Mr. Kellogg's entertainment, entitled " The Grand Bird Car-nival," was first on the list. Exhibiting by the aid of a stereop-ticon the birds in their natural haunts and environments, Mr. Kellogg produced, with the appearance of each bird upon the screen, its peculiar song and call by means of the art, or rather gift, of warbling, which he has cultivated with the most gratify-ing success. I 52 THE GETTYSBURG MERCURY. He was accompanied and assisted by Miss Octoria Stuart, a vocal soloist, and Mr. Gouhler, a pianist, both of whom were well received. The entertainment was highly interesting and in-structive. Elias Day, characterist, furnished the second evening of en-joyment. Mr. Day is graceful in delivery, unctious in humor, unique in personality, and, above all, a born entertainer, possessed of that versatility and originality necessary to sustain unaided the unbroken enthusiasm of an audience throughout an entire even-ing. The Patricolo Grand Concert Co. was in every particular highly satisfactory, giving us a musical treat such as only the best in talent and most proficient in art could furnish ; but it was by no means scandalized by being associated in the same series with The Franz Wilczek Concert Co., which fully, if not more than fully, satisfied the expectations created by the former. The next and last number will be a lecture. The committee expects to procure a speaker of acknowledged ability and wide repute ; and thus to complete a course of entertainments, which will not only reflect most favorably upon the association and com-mittee in its service, but will recommend similar courses in the future to the patronage of college and town. IN accordance with custom, and in compliance with law, Gov-ernor Stone recently designated and proclaimed Friday, April 6th, and Friday, April 20th, to be observed as Arbor Days throughout the State. Since 1885 days have been set apart annually by Governor's proclamation for the planting of trees and shrubbery; and in compliance therewith thousands of trees are planted annually. Public roads are being shaded, school grounds and college campuses are being beautified, and waste lands are being made to serve a purpose. The tree beautiful and symmetrical, the tree growing and ex-panding, the tree comforting and cheering, and finally, the tree towering aloft and wrestling with the storms, is emblematic of a true college class. Would not the planting of trees by the several classes have a tendency to unite more closely the several mem-bers to one another and to Alma Mater ? Perhaps in future years THE GETTYSBURG MERCURY. 53 class reunions may be held beneath the shade of trees planted in college days. " A tree is a nobler object than a prince in his coronation robes." So FAR we have had an abundance of material for publication, but stories and poems are lacking. We need stories and poems, and we believe that there are those in college who can produce these, if they but try. It is desired that students write articles, solid and humorous, and verse, specially ior publication. A few articles have been mailed to us, unsigned; these do not appear. The editors should know the authors of all articles, whether or not the name is to appear in print. IS SCIENCE UNf RIENDLY TO SENSIBILITIES ? HOPE DILL, 01. SCIENCE and humanity go hand in hand for the reason that science is in itself human. In studying the lives of scientists it has been my rare fortune to find none of whom the kindly and affectionate nature has not been spoken of as a general characteristic. And although humanity is said to be a natural and innate quality, that scien-tists all have been born human, would seem unlikely, indeed. It seems preferable to lay the blame on their careful and culti-vated study of the sciences, in which they see so distinctly the value of humanity. A great many facts illustrative of this could be related of the different scientists, such as Darwin's giving up his favorite pastime, shooting, as a sport which inflicted too great pain. Such illustrations could be multiplied, and would be very interesting, if space would permit their being brought in here. There is a story told by Mr. Dana in one of his lectures on "Coral Islands," which brings us a true idea of his nature. I shall give it in his own words : "During my rambles over the island I came across a noble bird, as white as snow and nearly as large as an albatross. In 54 THE GETTYSBURG MERCURY my zeal for science I began to contemplate it as a fine specimen —indeed, a magnificent specimen—and although it was not in my line of research, it seemed a failure of duty to neglect the oppor-tunity to secure it. By a scientific process the work of death is easily accomplished. I went up to him ; he stood still, not offer-ing to fly. I commenced to carry out my plan—a slight point of blood soiled the white plumage, and my zeal gave out. It was another's duty to play the executioner, not mine; and after strok-ing down his feathers and wishing him well, I walked away. But as I glanced back from time to time there was that bird still looking at me in mute appeal, and I see him yet as on that day." The more animals become the object of scientific study the better; for the scientific spirit is essentially a spirit of benevolence and mercy, and a minister of good toward the lower world. It is by scientists that measures have been taken to secure merciful treatment for animals in their transportation, and for the prevention of various forms of cruelty and neglect, which animals have suffered at the hands of man. The question of vivisection is a much-disputed one as to its value; of course, the practice of vivisection is liable to abuse in indifferent hands; but the feeling of the scientific world in gen-eral is strongly opposed to needless infliction of suffering on lower animals. The diseases which afflict man and the animal world can only be known through these means. But after a time the need of vivisection will pass away, and the truths which it has established and taught will form a body of knowledge available for the pre-vention of suffering to animals, and also to the human race. It's the humanity in man which prompts him to risk his own life to prevent suffering among his fellow-men. We all have read of the late scientist who, in investigating the Bubonic plague, ex-perimented on himself for the good of science and to relieve the suffering among others. The wonderful treatment in similar dis-eases, what were formerly deadly, is due to scientific discover)^, and many of the scientists, imagining this knowledge, have lost their own lives. So let us think well if we are going to interfere in any way with scientific investigation, and let us endeavor to entertain correct views toward the lower animals, which in certain ways are even superior to ourselves. THE GETTYSBURG MERCURY. 55 AN OUTING. ONE OF THE "CROWD." IT was iii the month of August in the summer of ninety-nine that " the crowd," as we termed ourselves, assembled to talk over the proposed camping party. We had talked over the same thing every year as the season came 'round, and, so far, it had not been realized. This time we were determined to make our actions suit to our words ; and, as each girl declared she would go if she were the only one to go, the way looked very clear, for us to spend a part of our vacation under the airy (?) roofs of tents. After much discussion and many suggestions from all, it was arranged that we should take extra blankets, jackets, lanterns, frying-pans, hammocks and bakers, for it was said, " afterweget there we will need loads of things which we haven't along." When "the crowd" separated that evening it was with the thought that on the morrow we would go to spend a short time healthfully and happily beneath the shelter of the leafy boughs by the side of the beautiful Dunning's Creek. On that memorable day, on which we started to the camping grounds, the sun came up in all his glory, much to the delight of us all, for we were trembling with fear, lest we should be delayed a few hours on account of rain. Part of the crowd went ahead with the tents and cooking apparatus, while the others of us were transported thither on the most comfortable (?) kind of conveyance—a hay wagon. We all wore hats that were broad in the brim, And in them I'm sure we looked very prim ; If you could have seen us that very day, That's what you would have had to say. It was certainly a jolly crowd, and must have been a very en-viable sight for the ones who were to remain at home. When we arrived at our destination, the tents were already go-ing up, and it seemed to us very much like " gypsying." Many were heard to exclaim, "Oh! girls, isn't this jolly ? " "It'sperfect-ly delightful ! " etc., but alas ! night changed our feelings some-what. As some of the girls were given to talking and laughing, rather than to sleeping and dreaming, until the wee sma' hours, we did not get a large amount of sleep. Just as we fell asleep we were awakened by a most terrific peal of thunder. The rain 56 THE GETTYSBURG MERCURY. came down in torrents, and the lightning was something awful. It was one of the worst storms we had ever witnessed ; and our first night in camp, too ! We felt the chill creeping into our bones and the edges of our pillows getting wet. We were very glad then to reach down and pull over us the heavy comforters which we thought were a burden to us. To make things worse, the boys had forgotten to dig a trench around the tent. That night as they silently performed their duty they looked, from the inside of the tent, like so many brownies hard at work, trying to finish before the break of dawn. Towards morning we fell asleep, and when we next awoke we heard sighs and groans from all parts of the tent; the following expressions were oft repeated : " Oh, girls, it's raining yet! " and "oh, girls, what shall we do? " In the absence of a cook the girls, all excellent cooks (as all girls are), took turns at the cooking. The cooks of the morning assured us breakfast and sunshine at eight o'clock, and, true to their prophecy, we had an excellent meal and glorious sunshine. During the week we spent our time fishing, boating, bathing, cooking, eating, drinking and reading. One of the most delightful things was the camp-fire at night, and the roasted corn and potatoes. Have you ever heard of setting eel-bobs for roasting ears ? Well, we sawsome boys who did it—and they caught thecorn, too. We had a delightful trip into " Italy "; it is not every camp-ing party that can take a trip into that beautiful country—and on a hand car, too. If you have ever had the pleasure of riding on a hand car, you can have some idea of what pleasure we had on that trip. After visiting many old ruins and taking souvenirs from them, we returned to our '' old camp grounds '' for the night. We were much pleased with the fine scenery, and much invigorated by the delightful breezes from the mountains. We spent Sabbath at camp. As we nearly all belong to the Christian Endeavor Society, we held a very delightful and inter-esting meeting on Sabbath evening on the grounds. We all thoroughly enjoyed our outing, and are all anxious to go camping again as soon as the season comes around; but when we returned to our homes we were fully able to appreciate what a sweet place is home, and what good things we have there. THE GETTYSBURG MERCURY. 57 CHIEF INCENTIVES TO HIGHER EDUCATION. J. R. STONKK, '01. THE great elements in human nature that tend to incite to higher education are intense love of knowledge and the desire to see human nature brought into a closer relation with the Divine Nature by the holy influences of pure and rightly directed knowledge. These are the highest and truest incentives. All other worthy incentives, directly or indirectly, owe their origin to these. There are incentives cherished by some who are of a narrow and somewhat ungenerous nature, which stimulate an ambition to pursue a course of higher education in order to enter the sphere of high intellectuality merely for selfish ends and not for the noble purpose of using the power acquired through careful intellectual discipline to give to the world some new and elevating ideas along the line of enlightenment, and to bring it into more perfect har-mony with the plans of its creator. Incentives like these, tending to selfish ends and embodied in narrow concepts of what is true greatness, are cast into the deep shadow of contempt when contrasted with the truer and higher incentives with their glorious terminations in careers that have risen to the zenith of the intellectual sphere, illuminated the realms of learning and left their records in letters of fire, eternally upon the pages of history. Thus in order that men may be stimulated to take a course of higher education, in a true sense, a state of intense longing of the soul to drink deep of the fountain of knowledge must exist. If it does not exist as a psychical condition it may be culti-vated by a rightly-chosen course of reading, in which the indi-vidual is brought face to face with the greatest and most noble-minded authors; authors who .instill into the minds of their readers their own high ideals and lofty ambitions. The love of knowledge comes with reading and grows upon it. The influence of books upon man is remarkable ; they make the man. The young man who reads of deeds of manliness, of bravery, and of noble daring feels the spirit of emulation growing within him, and the seed is planted which will bring forth fruit in heroic endeaver and exalted life. Carlyle saw the influence of books many years ago, when he I 58 THE GETTYSBURG MERCURY. said : "Of all the priesthoods, aristocracies—governing classes at present extant in the world—there is no class comparable for importance to the priesthood of th» writers of books." Books are the soul of actions, the only audible, articulate voice of the accomplished deeds of the past. The men of an-tiquity are dead; their fleets and armies have disappeared ; their cities are ruins ; their temples are dust; yet all these exist in magic preservation in the books they have bequeathed us, and their manners and their deeds are as familiar to us as the events of yesterday. " A reading people will soon become a thinking people, and a thinking people must soon become a great people." As the mind is thus, by reflective reading, introduced into the sphere of philosophy and filled with an insatiable desire for ever increasing knowledge, it is destined to rise above the common modes of life, and to seek a course of thorough training in the higher institu-tions of learning in order that it may be more fully equipped for the vocation of life, whether it be along the line of philosophic or scientific investigation or of philanthropical work. The love of knowledge is not only the highest and truest in-centive to higher education and the principle that stimulates man to spend his energy in trying to bring his fellowmen into a higher sphere of morality and culture, but when created and fostered in the young mind, it is almost a warrant against the inferior excite-ment of passions and vices. It will cultivate a refined taste for all that is best and noblest in literature, and the culture of all that is purest and noblest brings scorn upon whatsoever is low, coarse and vulgar. Ivet the love of knowledge be created early within the soul of man, and let the principle be cherished throughout all stages of life ; and human nature will soon reach a stage of more perfect harmony with the Divine Nature, whose attributes are infinite knowledge and wisdom. "What a superb face," said a Boston girl as she stood before a marble head of Minerva. "Yes," said another, "what a nose for spectacles." THE GETTYSBURG MERCURY. 59 DESTRUCTION Of FORESTS AND EXTINCTION OF WILD LIFE. WILLIAM FBEAS, '01. THIS is a subject which has agitated many minds for many years, and one well worthy of study. The forest problem is one that must soon be considered, whether we will or not, because forests all over the country are rapidly disappearing. For the proper treatment of this subject, a retrospective view is necessary. When the Pilgrims came to America they found the Atlantic coast covered with a large belt of forests, mostly pine. They cleared small places for their settlements and for agriculture. It was with almost indescribable toil that this was accomplished. The forests seemed to spring up as soon as they were cut down. But our forefathers succeeded in preparing a great portion of land for agricultural purposes, as their number steadily increased. Gradually the drift of population was westward, and the country beyond the Alleghenies was opened up. It was a trackless wil-derness, inhabited by hostile Indians and wild beasts. The population of America has been steadily increasing, and with it the demand for lumber, which our forest supplies. The Atlantic coast has been made almost destitute of forests by the lumbermen making inroads into them. First, the New England States, then New York, then Pennsylvania were de-spoiled of their covering of forests, which at one time were thought inexhaustible. The Southern States have a forest sup-ply which is likely to last for some years yet, but those bordering the great lakes are rapidly losing their trees. It might be well to touch upon the uses and benefits of our forests. There is an old saying that " The tree is father to the rain," but with greater truth it might be said, "The rain is father of the tree." For the forests do not produce the rain, but the rain the forests, and without a certain amount of rain they can-not exist. We can easily see that where the rainfall is copious, and evenly distributed, forests thrive very well; and where it is light, and unevenly distributed, they cannot thrive at all. In California there are immense tracts of timber land, and in fact, west of the Alleghenies there are vast forests, which, under proper care, will produce lumber for an indefinite length of time; but if these be removed, or treated with negligence, the laud will soon be destitute. 6o THE GETTYSBURG MERCURY. There are two great evils which threaten the life of the Ameri-can forest. The first is the forest fire, which is allowed unchecked to ravage large forests, and in a day destroy the work of perhaps five hundred years. This is either through negligence on the part of lumbermen, or pure wantonness of some vandal spirit. After the Winter cutting, the loose limbs become as dry as tin-der, and serve as an excellent field for such a fire. The fire de-stroys not only the young seedling, but the tree ready for the axe, and so affects the ground that it takes generations of enriching the soil to give suitable ground for a forest. The second evil is the cattle allowed to browse in the forests in most localities where they abound. They eat up every green thing, and thus only the old trees remain in a forest, the cutting of which at once means the extinction of the forest. The forests are mostly owned by private individuals, and thus the General Government could do nothing, but the State govern-ment should pass fencing laws and also laws in regard to forest fires, to inflict the severest punishment upon the one or ones starting them. They could easily be apprehended, since public sentiment would not shield those who do it, as it endangers their own life and property. Private owners might claim that it would not pay them to spend their money now, that their successors be richer, and there is truth in this. The forests are of benefit in restraining the mountain torrent, in preventing mountain springs from drying up, and in keeping the moisture in the ground for a length of time. So, if the forests are destroyed, perhaps large tracts of land watered by rivers having their sources in the moun-tain regions may be made barren and unproductive. The rail-road has had something to do in destroying forests, by cutting them in two, as it were, and perhaps sometimes in starting fires. The Government and the railroads should combine in the protec-tion of the forest. There has been a scheme considered by the "powers that be" to buy up waste land, and plant forests on it. They can plant them, but they cannot make them grow. The soil for anything of this kind must be sufficiently enriched. So we may arrive at the conclusion that if the destruction of the forests is to cease, something must soon be done to prevent the destruction of the seedling. There is another subject right in line with this, and also of THE GETTYSBURG MERCURY. 61 great importance, namely, the extinction of wild life. At one time the forests and prairies were full of game, which has grad-ually disappeared as civilization has advanced. Recently game laws have been passed which, to a large degree, protect the wild life of our country during certain periods of the year. The Ameri-can bison has almost entirely disappeared from our plains, being driven off by the Indian, white man, prairie fire, and railroad. Indeed, the railroad has as much as anything else to do with the gradual but sure extinction of wild life. Another example which should be mentioned is the birds which used to frequent our wooded lands, and especially forests on marshy ground. Many an object lesson we might gain from them, and profit by having learned them. Laws have been passed which, to a certain extent, protect them, and already there can be noted a cessation of their rapid removal. The destruction of our forests and the extinction of wild life must soon cease on account of public sentiment. RAILROADS IN TURKEY. ARDASHES H. MERDINYAN,'01, KONIA (ANCIENT ICONIUM). THERE is not any country which is more distinguished in her opposition to improvements than Turkey. It is well said, that the Turk does not understand progress, and like a dog in the manger, he has hitherto neither developed his realm himself nor allowed others to do it for him. The country comprises the most magnificent spot upon this great sphere, and stands forth as the most beautiful relic of the past centuries. Her civil and geo-graphical history have undergone many changes ; yet she kept herself far back in civilization and progress. As her usurpers were the haters of progress and reformation, it is not strange to see her destitute of many tokens of civiliza-tion; one of which may be considered railroads. They are the means by which a country enters into closer intercourse with na-tions, and people rise to a higher standard in ever}' phase. But Turkey has been one of the slowest countries in this respect, and she is even more fanatical than China in her opposition to im-provements. The Sultan has thrown every possible obstacle in the way of the opportunities for improvements which presented I 62 THE GETTYSBURG MERCURY. themselves by many foreign capitalists; so that old fashioned traveling prevails in the country even at the present time. There are not very many trains to abolish that old fashioned traveling, which is, indeed, subject to many hardships and dangers. Ten or fifteen years back the railroad systems were introduced into the country, but not fully yet. At the present time there are over i,800 miles of lines built by Europeans. During the last few years there has been great enthusiasm to establish railroads by European capitalists in different sections of those most important and historic cities, and some have been able to obtain the royal concession of the Sultan. Eately the Euphrates Valley railroad, which was for a longtime discussed, seems to be completed, run-ning from Constantinople to the Persian Gulf, giving a new and eas}r route to the far East. In 1878 English capitalists tried to get a franchise for their road, but they were refused. Then Russia tried to cut off British ambitions by getting the privilege herself; but the Sultan fearing to displease England said no. In 1888 the German Bank of Ber-lin and allied syndicates secured a concession from Turkey, and a railroad was built from Constantinople to Angora, and later— in 1897—to Konia (ancient Iconium). The precise arrangement with the Sultan was that after a time he was to buy back the rail-road, but as the Turkish treasury never has a surplus, the day of redemption has been put off and put off until the road is perma-nently in German hands. Now the same German capitalists, with some British interests in sympathy, have secured another conces-sion whereby they are permitted to extend their line to Bagdad, and thence to Bassorah, at the head of the Persian Gulf. This railroad is to be extended from Konia terminus on through the pass of the Taurus mountains to Aleppo, thence direct to the Euphrates ; down that great valley to Bagdad (about i,ooomiles from Konia), and finally to Bassorah, about 400 miles further. This route will lead through lands illustrious with early traditions. The moun-tains, too, are rich in minerals ; and the building of railroads will surely open up many sources of wealth. The rich mountains of Asia. Minor will open up their treasury for humanity, which, under Turkish power, had been out of existence. There are now rail connections from western Europe to the Bosporus. You can go from Paris to Constantinople on the Oriental express without change of cars. Thence the Anatolian railroad will now set you THE GETTYSBURG MERCURY. 63 down at Konia—nearly 400 miles to the east—and the extension will leave you at Bassorah, 1,400 miles farther. By this route, when it is in operation, the journey from London to Bombay will probably take 12 days. Russia put in her application for permission to construct a line of railroad from Karo in Trans Caucasus, a strong Eussian fort-ress, to Ergerum in Armenia, a Turkish stronghold. Russia's policy is to push this line on west until it connects with the Ana-tolian road at Angora, and also east by way to Tehron. These roads when connected will reduce to hours the journey which now requires days. They will do much to civilize the county, to re-move the barbarism, and will promote peace and bring prosperity to the country. At the present the condition of the country is very uncomfortable on account of the lack of trains. The recent enthusiasm of foreign capitalists is tending to introduce railroads in every section of the country, bringing to that country many blessings which have been excluded for a long time. A few more words may be interesting concerning the trains and the way of running. The trains are very far from being com-fortable. There are three classes of cars, and three grades of tickets. The fare is about 3-4 cents a mile. The first-class car is not equal to the regular passenger car of Pennsylvania. There are no excursion tickets, no smoking cars, no closets ; neither is there any water ; passengers generally carry a pitcher or tumbler to get a drink at the depots, which are provided with wells—nor even do they have stoves to heat the cars in winter. Cars are divided into four or five compartments, each having two seats cross ways, so that passengers sit facing one another. The doors are on both sides of these compartments ; conductor asks for tickets from these doors. There is no connection between two cars. A narrow platform extends on both sides of the car upon which now and then the conductor goes and comes from one car to another for the tickets. The arrival and departure of trains are made known to the people five minutes before by the ringing of a bell in the depots. After the signal of the bell the ticket window is open, and you see passengers, after getting their pass-port examined by the police, which are always in the depots, hastily buy their tickets and run to the cars. When a train ar-rives at a town or city all passengers are taken into the waiting room, where their pass-ports and trunks are examined, then they are left out. 64 THE GETTYSBURG MERCURY. LEAVING THE NEST. M. R. RABY, '01. THE subject suggests to our mind a nest in which there are some young birds. They have been under the care and protection of the mother bird up till this time ; shelter and food have been provided for them, and now they have grown to maturity and are about to leave the nest. When they do this they must take care of themselves ; hunt their own shelter, seek their own food and be prepared to protect themselves against dangers. As soon as the bird has strength enough to get to the top of the nest it will jump from branch to branch, and after a few unsuccessful attempts, will be able to fly. Rooking at the subject in a different light we can apply it to mankind. We may ask the question, " Why does the young man seek to leave home?" It is instinct with the bird; but man is endowed with an intellect, and different reasons may be given, which will answer the question. Sometimes he begins to feel the responsibility of life. He looks about, sees that those older than himself have all left the homes of their childhood and are now busy with life's duties. He feels that each one is put here for some purpose; there is some work for each one to do, so when he comes to the full attainment of his powers he is ready for life's work. The influences and surroundings at home determine largely whether he will make a start early or later in life. If his parents are hard working people, he will see this and will lighten their burden when he can, perhaps by leaving home and relieving them of the care of himself. On the other hand, if his parents are well-to-do, he will not likely leave home so soon. Sometimes there is a spirit of wandering which seizes the young man. He becomes unsettled, and perhaps discontented with the quiet, uneventful life at home, and wishes to see some-thing of the world. This is the most critical period in his life ; this is where he ought to pause and think. I cannot suggest any one better as an ideal man of character than Abraham Lincoln—one who left his nest thoughtfully aim-ing at something higher than simply remaining in the log cabin and not making use of his talents. He attained true greatness through his own efforts ; and, by making use of every oppoitun-ity, at the time of his death he held the highest office which a nation could bestow upon him. THE GETTYSBURG MERCURY. 65 Who can tell on looking at the head and face of a child what his future will be? Look at the eye, nose and mouth of the boy at school and you will not fail to perceive from Lhe very outlines of his countenance that his destiny depends upon the influences by which he may be surrounded. On the one band you see him choosing his profession and contemplating a settled life, wedding himself to a virtuous and loving woman. "In another case you seethe man emerging from the scenes of brutal intoxication to plunge into deeper and darker vices, until life becomes a burden and he goes down to the grave forsaken and alone." "How different this from the career of the upright man, whose happiest hours are spent in the home with his loving family and who grows old amid the most genial influences, honored and loved, and who goes to his last resting place amid the tears of friends and loved ones, cheered by the hope of a happy reunion where life is perfect and joy complete." EXCHANGES. THE Oratorical Contest Number (February) of The Midland is the best exchange that has reached us to date. It contains eight orations that are worthy of a second reading. The March number is at Normal, which is good. AMONG the March journals, another special number appears ; it is the Poetry Number of The College Student, F. and M. It con-tains several rather carefully written and interesting poems by students. THE Marchjuniata Echo contains a high-grade story, A Legend of Alfarata and the Arbutus, by W. L,. Shafer. It is especially interesting to those familiar with the fabled Onojutta (Juniata). TIME'S Warning, in St. John's Collegian; Debating as a Fac-tor in Education, in The Bucknell Mirror, and The Use of the Dictionary, in The Roanoke Collegian, are worthy of notice. 66 THE GETTYSBURG MERCURY. WE welcome to our list of exchanges The Georgeionian. It is a bright, cheerful journal, containing weighty matter, with an abundance of foil. A DOWNFALL. c. w. w., 'oi. As I was going' down the street, I met a charming- girl ; She was so pretty and so sweet— My head was in a whirl. I wished to pass her dandy like, I wished to cut a swell, When I a cellar-door did strike, And lo ! behold !—I fell. I picked me up—a silly goose ; I heard a little laugh— A merry giggle, and—the deuce— I heard her say—" the calf." c$p THE DAY OF REST. There is a day of peace and rest For every troubled mind ; A day of joy supremely blest, Where strife is left behind. Grief comes to man as comes the night Upon the fading day ; But joy comes with the morning light, And dawn dispels the gray. The soul of each one seems to him So torn and bruised by woe, Unlooked for things with visage grim, Than ever man did know. But though the heart be bruised and torn, The future may seem dark ; The night will yet burst into morn More bright than heavens arc. Have courage, then, while yet 'tis night And storms seclude the stars; A fairer day more sunny, bright Shall greet your morning hours. -W. THE GETTYSBURG MERCURY. 67 THE BRAVE AT HOME. T. BUCHANAN REED. The maid who binds the warrior's sash With smile that well her pain dissembles, The while beneath her drooping- lash One starry tear-drop hangs and trembles ; Though Heaven alone records the tear, And fame shall never know her story, Her heart has shed a drop as dear As e'er bedewed the field of glory. The wife who girds her husband's sword, 'Mid little ones who weep or wonder, And bravely speaks the cheering word, Although her heart be rent asunder; Doomed mightily in her dreams to hear, The bolts of death around him rattle, Hath shed as sacred blood as e'er Was poured upon the field of battle. The mother who conceals her grief While to her breast her son she presses, Then breathes a few brave words and brief, Kissing the patriot brow she blesses, With no one but her secret God To know the pain that weighs upon her, Sheds holy blood as e'er the sod Received on Freedom's field of honor. ' PATRONIZE OUR ADVERTISERS. C. R. SOLT MERCHANT TAILOR Masonic BIdg., GETTYSBURG Our collection of "Wooleus for the coming- Fall and."Winter season cannot be surpassed for variety, attractive designs and general completeness. The latest st3'les of fashionable novelties in the most approved shades. Staples of exceptional merit, value and wearing" durability. Also altering, repairing, dyeing and scouring at moderate prices. .FOR UP-TO-DATE. Clothing, Hats, Shoes, And Men's Furnishing Goods, go to I. HALLEM'S MAMMOTH CLOTHING HOUSE, Chambersburg St., GETTYSBURG, PA. ESTABLISHED 1867 BY AEEEN WALTON. ALLEN K. WALTON, President and Treasurers ROBT. J. WALTON Superintendent. flammelstoian Broom Stone Company Quarrymen and Manufacturers of Building Stone, Sawed Flagging and Tile Waltonville, Dauphin Co., Pa. Contractors for all kinds of Telegraph and Express Address. Cut Stone Work. BROWNSTONE, PA. Parties visiting- the Quarries will leave cars at Brownstone Station on the P. & R. R. B. For a nice sweet loaf of Bread call on J. RAJHER Baker of Bread and Fancy Cakes, GETTYSBURG. PA. ELMER & AMEND, Manufacturers and Importers of Chemicals and Chemical Apparatus 205, 207, 209 and 211 Third Avenue, Corner 18th Street NEW YORK. Finest Bohemian and German Glassware, Royal Berlin and Meissen Porcelain, Pure Hammered Platinum, Balances and Weights. Zeiss Mic-roscopes and Bacteriological Apparatus; Chemical Pure Acids and Assay Goods. SCOTT PAPER COMPANY MAKERS OF FINE TOILET PAPER 7th and Greenwood Ave. PHILADELPHIA PATRONIZE OUR ADVERTISERS. The Century Double-Feed Fountain Pen. Folly Warranted 16 Kt. Gold Pen, Iridium Pointed. GEO. EVELER, Agent for Gettysburg College PRICE LIST. No. 1. Chased, long- or short $2 00 No. 1. Gold Mounted 3 00 No. 3. Chased 3 00 No. 3. Gold Mounted 4 00 Spiral, Black or Mottled $2 50 Twist, " " 2 50 Hexagon, Black or Mottled 2 50 Pearl Holder, Gold Mounted 5 00 THE CENTURY PEN CO., WHITEWATER, WIS Askyour Stationer or our Agent to show them to you. Agood local agent wanted in every school. vmmwmwmwmimwmmwmmL I Printing and Binding We Print This Book THE MT. HOLEY STATIONERY AND PRINTING CO. does all classes of Printing- and Binding-, and can furnish you any Book, Bill Head, Letter Head, Envelope, Card, Blank, or anything pertain-ing to their business in just as good style and at less cost than you can obtain same elsewhere. They are located among- the mountains but their work is metropolitan. You can be convinced of this if you give them the opportunity. Mt, Holly Stationery and Printing Co. t**wkk7**. 3 H. S. BENNER, .DEALER IN. Groceries, Notions, Queensware, Glassware, Etc., Tobacco and Cigars. J7 CHAMBERSBURG ST. 1 WE RECOMMEND THESE BUSINESS MEN. Pitzer House, (Temperance) JNO. E. PITZER, Prop. Rates |1.00 to $1.25 per day. Battlefield a specialty. Dinner and ride to all points of interest,including the three days* fig'ht, (1.25. No. 127 Main Street. MUMPER & BENDER Furniture Cabinet Making, Picture Frames Beds, Springs, Mattresses, Etc. Baltimore St., CIETTYSBURa, PA. You will find a full line of Pure Drugs and Fine Sta-tionery at the People's Drug Store Prescriptions a Specialty. .GO TO. f?ote! (Gettysburg Barber Sfyop. Centre Square. B. M. SEFTON J. A. TAWNEY ,. Is ready to furnish Clubs and Bread, Rolls, Etc. At short notice and reasonable rates. ■Washington & Midde Sts., Gettysburg. W.RCODORI, Sin^TSXl Dealer in Beef, Pork, Lamb, Veal, Sausage. Special rates to Clubs. York St., GETTYSBURG. Davib Croxel, Dealer in ^tne groceries anb Hotiorts *_{-c4}orfc Street. .GO TO. CHAS. E. BARBEHENN, Barber In the Eagle Hotel, Cor. Main and Washington Sts. YOHN BROS Agents for the Keystone State, Waldo, Washburn, Groupner & Meyer. Highest Grade Mandolins, Guitars, Banjos, Mandollas and Mandocellos. Headquarters for Phonographs, Graphophones and supplies. Trimmings of every description. All sheet music one-half off. Earge discounts on Books and studies. 326 Market St., Harrisburg, Pa. FAVOR THOSE WHO FAVOR US. Spalding's OFFICIAL Athletic Goods Officially adopted by the leading Colleges, Schools and Athletic Clubs of the Country. Every requisite lor Baseball, Football, Golf, Tennis, Athlet-ics, Gymnasium. Spalding-'s Offi-cial League Ball is the Official Ball of the Na-tional League and all the lead-ing college asso-ciations Handsome cata-logue of Athletic Sports free to any address. Spalding's Baseball Guide for 1900,10 cts. A. Q. SPALD1NG & BROS. New York Chicago Denver ROWE. YOUR GROCER Carries Pull Line of Groceries, Canned Goods, Etc, Best Coal Oil and Brooms at most Reasonable Prices. OPPOSITE COLLEGE CAMPUS. S. J. CODORI, *# Druggists Dealer in Drugs, Medicines, Toilet Articles, J> Stationery, Blank Books, Amateur Pho-tographic Supplies, Etc., Etc. BALTIMORE ST. R. H. CULP PAPER HANGER, Second Square, York Street. COLLEGE EMBLEMS. EMIL ZOTHE, ■ ENGRAVER, DESIGNER AND MANUFACTURING JEWELER. 19 S. NINTH ST. PHILADELPHIA, PA. SPECIALTIES: Masonic Marks, Society Badges, College Buttons, Pins, Scarf Pins, Stick Pins and Athletic Prizes. All Goods ordered through A.N. Bean. To Repair Broken Arti-cles use Remember MAJOR'S RUBBER CEMENT, MAJOR'S LEATHER CEMENT. Meneely Bell Co. TROY, N. Y. MANUFACTURERS OF SUPERIOR BELLS The 2000 pound bell now ringing in the tower of Pennsylvania Col-lege was manufactured at this foundry. PATRONIZE OUR ADVERTISERS. You can't expect to create the im-pression that you are well dressed unless your clothes are MADE FOR YOU. Equivocate as you may, the fact remains that ready-made garments lack that air of exclusiveness which custom work possesses. J. O. LIPPY, Merchant Tailor 39 Chambersburg- St., Gettysburg1, Pa. G. E. SPANGLER, Dealer in Pianos, Organs, Music, Musical Instruments, Strings, Etc. YORK STREET. 1ST SQUARE. GETTYSBURG. L. D. Miller, GROCER Confectioner and Fruiterer. Ice Cream and Oysters in Season. 19 Main St. GETTYSBURG City Hotel, Main St. Gettysburg. J* Free 'Bus to and from all Trains Thirty seconds' walk from either depot Dinner with drive over field with four or more, $1.35 Rates $1.50 to $2.00 per day John E. Hughes, Frop. ^WlLLlNSUREYOUR^ FAMILYONEYEAR/ i AGAINST ILLNE5S. 1 PHY5ICIAN5& PLUMBERS' BILLS.DUETO IMPURE AIR, To/itrPstPfR agrnrW-tsi* ,N. flew York, Bos/on. PA//d
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Mit der Verabschiedung der Agenda 2030 wurden im Jahr 2015 siebzehn Ziele für eine nachhaltige Entwicklung, die sogenannten Sustainable Development Goals (SDGs), festgelegt. Da die SDGs auf alle Ebenen der Regierung anwendbar sind, bilden diese Ziele auch für Kommunen einen wichtigen Rahmen zur Orientierung. Eine nachhaltige Entwicklung gewinnt somit auch auf kommunaler Ebene zunehmend an Bedeutung. Dies zeigt sich unter anderem anhand des Engagements, das in vielen Kommunen zu erkennen ist. Durch die SDGs haben auch Kommunen einen strategischen Orientierungsrahmen und können konkrete Ziele und Maßnahmen leichter festlegen. Nachhaltigkeit kann somit vor Ort wirkungsvoller in die Realität umgesetzt werden.Effektiver Klimaschutz und Nachhaltigkeitsmanagement auf kommunaler Ebene ist essenziell. Neben dem notwendigen Beitrag zur nationalen und internationalen nachhaltigen Entwicklung können Kommunen klare Vorteile aus einer Nachhaltigkeitsstrategie ziehen: Beispielsweise können Gebäude energieeffizienter gebaut und genutzt und das Verkehrssystem kann effizienter und umweltfreundlicher gestaltet werden und gleichzeitig die CO2-Belastung und Verkehrsdichte im urbanen Raum reduzieren. Was zum Klimaschutz beiträgt, kann demnach gleichzeitig die Attraktivität von Kommunen steigern. Des Weiteren schützen sich Kommunen so vor Wetterextremen und können sich an den Klimawandel anpassen.Nach wie vor bestehen Unterschiede. Während einige Kommunen bereits seit mehreren Jahrzehnten an einer möglichst nachhaltigen Stadtentwicklung arbeiten und bereits viele Erfahrungen sammeln und Erkenntnisse gewinnen konnten, haben andere Städte vergleichsweise spät damit begonnen. Weiterhin schlagen Kommunen teils sehr unterschiedliche Wege ein, um die festgelegten Nachhaltigkeitsziele zu verwirklichen. Dies kann beispielsweise an den örtlichen Gegebenheiten oder an unterschiedlichen Ziel- und Schwerpunktsetzungen liegen. Übergeordnet stellen sich die Fragen, wieso gerade auf kommunaler Ebene viel für den Klimaschutz und Nachhaltigkeit getan werden muss und seit wann dies konkrete Formen annimmt.Ziel dieser Ausarbeitung ist es, zwei europäische Großstädte bezüglich ihrer bisherigen Nachhaltigkeitsentwicklung zu untersuchen. Die Schwerpunktsetzung liegt dabei sowohl beim Bereich Mobilität als auch bei ausgewählten Maßnahmen im Bereich einer nachhaltigen Stadtplanung. Weitere Aspekte werden bei Bedarf hinzugezogen. Ein Vergleich zwischen beiden Städten soll anschließend erfolgen. Bei diesem Vergleich müssen die Besonderheiten der jeweiligen Stadt berücksichtigt werden. Auch wenn nicht alle Parameter berücksichtigt werden können und ein direkter Vergleich möglicherweise nicht in allen Bereichen zielführend ist, können dadurch Erkenntnisse, beispielsweise bezüglich des Fortschritts der jeweiligen Stadt, gewonnen werden.Bei den zu untersuchenden Kommunen handelt es sich um Kopenhagen und München. Beide Städte weisen unterschiedliche Ausgangslagen, Besonderheiten und geografische Gegebenheiten auf, was darauf schließen lässt, dass divergente Befunde auftreten. Dies macht einen Vergleich interessanter und aufschlussreicher als beispielsweise einen Vergleich auf nationaler Ebene. Es handelt sich um internationale Städte innerhalb der Europäischen Union. Weiterhin sind beide Städte Großstädte, die ihre jeweilige Region prägen. Trotz der verschiedenen Gegebenheiten werden dabei exemplarisch ähnliche Bereiche beleuchtet. Dies soll die Vergleichbarkeit gewährleisten. Neben der Mobilität werden die Bereiche der Energieversorgung und Extremwetter- beziehungsweise Klimaanpassung beleuchtet.Bevor die Kommunen untersucht werden, werden im Vorgriff die für diese Ausarbeitung notwendigen Grundlagen thematisiert. Hier werden zentrale Elemente untersucht, zum Beispiel, wie Nachhaltigkeit definiert wird, welche Rolle eine nachhaltige Stadt spielt, was eine nachhaltige Stadt ausmacht und wie der urbane Raum überhaupt zentral für internationale Klimaschutz- und Nachhaltigkeitsbestrebungen werden konnte. Da es sich hierbei um zentrale Aspekte handelt, die es auf dem Weg zu einer nachhaltigen Stadtentwicklung zu verstehen gilt, fällt dieser Teil verhältnismäßig umfangreich aus.GrundlagenIn diesem Kapitel werden relevante Grundlagen betrachtet. Dazu gehört neben Grundbegriffen und Faktoren, die sich auf nachhaltige Mobilität und Stadtplanung beziehen, ein kurzer Überblick, der beschreibt, wie das Thema Nachhaltigkeit historisch betrachtet für die kommunale Ebene relevant wurde. Darüber hinaus muss der Begriff Nachhaltigkeit vorab definiert werden, womit nachfolgend begonnen wird.Begriff NachhaltigkeitDer Begriff Nachhaltigkeit existiert seit mehr als drei Jahrhunderten und wurde ursprünglich in der Forstwirtschaft verwendet. Nachhaltigkeit stammt aus einem Bereich, in dem ressourcenschonendendes Wirtschaften äußerst relevant ist. Bezeichnend für das damalige Verständnis von Nachhaltigkeit ist die Vorgabe, innerhalb eines Jahres nicht mehr Holz zu fällen, als in derselben Zeitspanne nachwachsen kann (vgl. Weinsziehr/Verhoog/Bruckner 2014, S. 3). Die Forstwirtschaft arbeitete demzufolge dann nachhaltig, wenn der Verbrauch der Ressourcen und somit die Abholzung die Menge des nachwachsenden Holzes nicht übersteigt. Die heutige Auffassung von Nachhaltigkeit ist mit diesem Ursprungsgedanken eng verknüpft. Dies zeigt sich auch anhand der folgenden Definition:"Nachhaltigkeit oder nachhaltige Entwicklung bedeutet, die Bedürfnisse der Gegenwart so zu befriedigen, dass die Möglichkeiten zukünftiger Generationen nicht eingeschränkt werden" (vgl. Bundesministerium für wirtschaftliche Zusammenarbeit und Entwicklung 2023c, o.S.).In der heutigen Zeit bezieht sich der Begriff Nachhaltigkeit jedoch auf alle Wirtschaftsbereiche und beinhaltet einen weiteren Aspekt, die sogenannte "Triple Bottom Line" (TBL), welche drei Dimensionen einer nachhaltigen Entwicklung benennt (vgl. Weinsziehr/Verhoog/Bruckner 2014, S. 3f.): Die wirtschaftliche Effizienz, die soziale Gerechtigkeit und die ökologische Tragfähigkeit müssen gleichberechtigt betrachtet werden, und möglichst alle politischen Entscheidungen sollten Nachhaltigkeit als Grundlage beinhalten (vgl. Bundesministerium für wirtschaftliche Zusammenarbeit und Entwicklung 2023c, o.S.).Der Begriff Nachhaltigkeit wird heute teilweise inflationär verwendet (vgl. Aden 2012, S. 15). Im weiteren Verlauf dieser Arbeit spielt vor allem das Verständnis einer nachhaltigen Entwicklung eine Rolle, was wie folgt definiert werden kann:"Politik und menschliches Verhalten sollen sich an der langfristigen Erhaltung der Lebensgrundlagen orientieren" (ebd., S. 15).Nachhaltige Stadt: Eine ArbeitsdefinitionEs gilt, eine adäquate Arbeitsdefinition von Nachhaltigkeit im Sinne einer nachhaltigen Stadtentwicklung zu formulieren. Ziel dieser Arbeit ist es, vor allem den Bereich Mobilität innerhalb von München und Kopenhagen zu beleuchten. Nachhaltigkeit im weiteren Verlauf bezieht sich somit vermehrt auf eine ressourcenschonende und emissionsarme Verkehrsplanung. Neben der Verkehrsplanung sind jedoch weitere Elemente interessant. Eine in der Gesamtheit nachhaltige Stadt lässt sich wie folgt definieren:" […] ein gut ausgebautes Netz des Öffentlichen Personennahverkehrs, eine regelmäßige Müllentsorgung sowie architektonische Innovationen, die es der städtischen Bevölkerung erlauben, einen nachhaltigen Lebensstil zu pflegen" (Bildung für nachhaltige Entwicklung 2023, o.S.).Ein nachhaltiger Lebensstil wiederum bedeutet, dass Menschen durch ihren eigenen Lebensstil und den Verbrauch ihrer Ressourcen nachfolgenden Generationen dieselben Möglichkeiten bieten (vgl. Aachener Stiftung Kathy Beys 2015, o.S.). Eine nachhaltige Stadt ist gleichzeitig eine für ihre Bewohner:innen ansprechende Stadt, die eine saubere Umwelt, ein intaktes Verkehrssystem, erschwingliche Energie und ein gutes gesellschaftliches Miteinander gewährleistet (vgl. Dütz 2017, S. 15).Eine nachhaltige Stadtentwicklung kann somit eine Vielzahl verschiedener Themenbereiche beinhalten (vgl. Firmhofer 2018, S. 10). Aufgeteilt in zwei Oberbereiche muss sich eine Stadt bezogen auf die städtische Infrastruktur und auf das städtische Leben verändern. Die städtische Infrastruktur beinhaltet zum Beispiel das Transportwesen sowie die Energie- und Wasserversorgung. Das städtische Leben enthält unter anderem wohnliche, arbeitstechnische, soziale und kulturelle Elemente (vgl. ebd., S. 10). Der Begriff Stadtentwicklung selbst bezeichnet"die Steuerung der Gesamtentwicklung von Städten und Gemeinden und erfordert eine integrierte und zukunftsgerichtete Herangehensweise, die durch Stadtplanung […] umgesetzt wird" (Koch/Krellenberg 2021, S. 19).Folgende Handlungsfelder sind besonders relevant für eine nachhaltige Stadtentwicklung: Die Dekarbonisierung, die Förderung möglichst umweltfreundlicher Mobilität, das Ziel einer baulich und räumlich kompakten sowie sozial durchmischten Stadt, die Klimawandelanpassung und die Bekämpfung von Armut (vgl. ebd., S. 22).Diese Eingrenzung dient als Fokus dieser Ausarbeitung. Das Augenmerk liegt neben der städtischen Verkehrsinfrastruktur auf weiteren ausgewählten Aspekten, beispielsweise auf der Energieversorgung und baulichen Maßnahmen. Diese Aspekte werden hinsichtlich der Frage betrachtet, ob und in welchem Maße die städtische Bevölkerung dadurch einen nachhaltigen Lebensstil erreichen kann. Somit ist ebenso das städtische Leben relevant.Entwicklung nachhaltiger KlimaschutzzieleUm zu verstehen, wie sich ein Nachhaltigkeitskonzept auf kommunaler Ebene entwickeln konnte, wird ein historischer Überblick gegeben, der die Entwicklung nachhaltiger Klimaschutzziele von der globalen bis hin zur kommunalen Ebene zusammenfasst. Dabei werden vor allem relevante Eckpunkte benannt.Im Jahr 1997 wurde das Kyoto-Protokoll beschlossen und trat acht Jahre später in Kraft. Durch diese Vereinbarung verpflichteten sich die meisten Industriestaaten inklusive der damaligen EU-Mitgliedsstaaten dazu, die Emissionen von bestimmten Treibhausgasen innerhalb von vier Jahren um mindestens fünf Prozent, verglichen mit dem Jahr 1990, zu senken (vgl. Eppler 2023, o.S.).Im Jahr 2000 verständigten sich die Vereinten Nationen (UN) auf die Millennium Development Goals (MDGs) (vgl. Koch/Krellenberg 2021, S. 6). Durch diese Erklärung verpflichteten sich die Staats- und Regierungschefs der jeweiligen Staaten neben der Bekämpfung von Armut, Hunger und Krankheiten auch gegen Umweltzerstörung vorzugehen. Um die Fortschritte messbar zu machen, wurden Zielvorgaben für das Jahr 2015 formuliert (vgl. Weltgesundheitsorganisation 2018, o.S.). Der Fokus lag auf der supranationalen, also auf der überstaatlichen Ebene. Eine nachhaltige Stadtentwicklung stand nicht im Fokus, war durch einige Zielformulierungen dennoch indirekt betroffen (vgl. Koch/Krellenberg 2021, S. 6).Im Jahr 2009 fand die Weltklimakonferenz in Kopenhagen statt. Das Ziel, die Erderwärmung auf weniger als zwei Grad Celsius im Vergleich zum vorindustriellen Niveau zu begrenzen, wurde als Absichtsziel erklärt, jedoch fehlten verpflichtende Regelungen (vgl. Schellnhuber u. a. 2010, S. 5). Der festgelegte Wert von zwei Grad Celsius kommt durch die Wissenschaft zustande. Diese geht davon aus, dass dieser Wert nicht überschritten werden darf, um drastische Konsequenzen zu vermeiden (vgl. Buhofer 2018, S. 83).Mit dem Pariser Klimaabkommen wurde das Zwei-Grad-Celsius-Ziel festgelegt (vgl. Edenhofer/Jakob 2017, S. 39). Dieses Mal handelt es sich um ein völkerrechtlich bindendes Abkommen, welches das Kyoto-Protokoll ablöste und zur Erreichung der Eckpunkte verstärkt die kommunale Ebene miteinbezieht (vgl. Landeszentrale für politische Bildung Baden-Württemberg 2023, o.S.). Weitere Ziele des Pariser Klimaabkommens, das Ende 2016 in Kraft trat, sind die Senkung von Emissionen und die Klimawandelanpassung (vgl. Watjer 2023, o.S.). Nationale Klimaschutzkonzepte sind in der Regel als Folge des Pariser Klimaabkommens entstanden (vgl. ebd. 2023, o.S.). Die Vereinten Nationen brachten im Jahr 2015 die Agenda 2030 auf den Weg, die klare Ziele für eine nachhaltige Entwicklung benennt (vgl. Koch/Krellenberg 2021, S. 7).Agenda 2030 und die Sustainable Development Goals"Transforming our world" (Koch/Krellenberg 2021, S. 6) - diese Formulierung verdeutlicht die ambitionierten Ziele, die mit der Agenda 2030 durch die Ziele für nachhaltige Entwicklung, die Sustainable Development Goals (SDGs) festgelegt wurden. Die Agenda 2030 ist für alle Mitgliedsstaaten der Vereinten Nationen gültig. Kern der Agenda ist das Ziel einer nachhaltigen globalen Entwicklung auf allen dazugehörigen Ebenen, was durch die 17 Ziele erreicht werden soll (vgl. Bundesministerium für wirtschaftliche Zusammenarbeit und Entwicklung 2023a, o.S.). Diese Ziele ergänzen sich gegenseitig, haben den gleichen Stellenwert und beinhalten jeweils zwischen acht und zwölf Unterziele (vgl. Koch/Krellenberg 2021, S. 9). Auch wenn die Agenda 2030 von allen UN-Mitgliedsstaaten beschlossen wurde, ist diese rechtlich nicht bindend, was ebenfalls für die SDGs gilt (vgl. ebd. 2021, S. 12).Im Vergleich zu den MDG-Zielen sind die SDG-Zielsetzungen umfangreich formuliert und mit SDG-Ziel elf wird erstmals die regionale und lokale Ebene in den Blickpunkt genommen. Dieses Ziel betrachtet ausdrücklich die Entwicklung von Städten und Gemeinden mit dem Anspruch, diese neben einer nachhaltigen Gestaltung sicherer, inklusiver und widerstandsfähig zu gestalten (vgl. Koch/Krellenberg 2021, S. 7f.).Nachfolgend werden die wichtigsten Unterziele dargestellt. Neben der Sicherung von bezahlbarem Wohnraum soll das Verkehrssystem nachhaltig, sicher, zugänglich und bezahlbar ausgebaut werden (vgl. Vereinte Nationen 2023b, S. 24). Siedlungspläne sollen auf eine nachhaltige Entwicklung ausgerichtet werden (vgl. ebd., S. 24). Ziel hierbei ist es, die Verstädterung bis 2030 nachhaltiger und inklusiver zu organisieren. Ebenfalls bis 2030 soll die Zahl der durch Klimakatastrophen bedingten Todesfälle und Betroffenen deutlich gesenkt werden (vgl. Koch/Krellenberg 2021, S. 10). Von Städten ausgehende schädliche Umweltauswirkungen sollen verringert, die Luftqualität verbessert und Grünflächen als öffentliche Räume geschaffen und inklusiv, also für alle Menschen, zugänglich gemacht werden (vgl. Vereinte Nationen 2023b, S. 24).Weitere SDGs lassen sich nur durch städtische Maßnahmen verwirklichen und sind daher eng mit der urbanen Entwicklung verbunden. Ein Beispiel ist SDG 7, das auf nachhaltige beziehungsweise erneuerbare Energien fokussiert ist und nicht entkoppelt von der zukünftigen Energieversorgung in den Städten betrachtet werden kann (vgl. Koch/Krellenberg 2021, S. 11).Durch die Festlegung dieser Ziele ist Nachhaltigkeit ein zentraler Aspekt der Städteplanung und -entwicklung. Städte stehen somit spätestens seit der Agenda 2030 auch formell vor großen Herausforderungen und Transformationsprozessen. Die Zuspitzung von Umweltkatastrophen und Extremwetterereignissen zeigt, dass Städte darüber hinaus dazu gezwungen sind, Klimaanpassungsmaßnahmen und eine nachhaltige Stadtentwicklung zügig umzusetzen.Klimaschutz in der Europäischen Union, in Deutschland und in DänemarkWas haben diese internationalen Abkommen bewirkt? Da München und Kopenhagen im Fokus dieser Ausarbeitung stehen, müssen diese Städte betreffende Beschlüsse bezüglich der gesetzten Ziele einer nachhaltigen Stadtentwicklung auf weiteren Ebenen betrachtet werden. Trotz der Ähnlichkeit der festgelegten Klimaschutzprogramme in der EU, in Dänemark und in Deutschland, werden diese separat zusammengefasst. Im Jahr 2007 betrug der Anteil der EU an globalen CO2-Emissionen ein Sechstel und der Anteil der Treibhausgasemissionen der Industrieländer ein Fünftel (vgl. Dröge 2007, S. 2). Dies untermauert den Handlungsbedarf.Das Klimaschutzprogramm der aktuellen Fassung des deutschen Klimaschutzgesetzes hat an den ehrgeizigen Zielen nichts geändert. Nach wie vor soll Deutschland bis 2045 treibhausgasneutral sein und den Ausstoß von Treibhausgasen bereits bis 2030 um 65 Prozent gesenkt haben (vgl. Presse- und Informationsamt der Bundesregierung 2023, o.S.).Dänemark hat eine Klimastrategie vorgelegt und sich das Ziel gesetzt, eine Vorreiterrolle einzunehmen. Bis 2030 will Dänemark seine Treibhausgasemissionen um 70 Prozent senken. Klimaneutralität soll bis 2050 erreicht sein (vgl. Außenministerium Dänemark 2020, S. 27). Ebenso will Dänemark dazu beitragen, die globalen Anstrengungen voranzutreiben. Hierfür soll mit anderen Ländern und mit nichtstaatlichen Akteur:innen zusammengearbeitet werden (vgl. Außenministerium Dänemark 2020, S. 6).Auf EU-Ebene sind die Zielsetzungen ähnlich, was sich durch den "Green Deal" der EU zeigt. Demzufolge sollen die Netto-Treibhausgasemissionen bis 2030 um 55 Prozent reduziert werden, bis 2050 soll Treibhausgasneutralität herrschen (vgl. Europäische Kommission 2023, o.S.). Ziel ist es, durch diesen europäischen "Grünen Deal" der erste klimaneutrale Kontinent zu werden und dementsprechend die Verpflichtungen umzusetzen, die sich aus dem Pariser Klimaabkommen ergeben (vgl. Europarat 2023, o.S.). Folglich sind die Ziele von Deutschland und Dänemark bezüglich der Erreichung und der Höhe der Einsparungen teilweise höher angesetzt, als auf EU-Ebene beschlossen.Nachhaltige StadtentwicklungEs stellt sich die Frage, aus welchen Gründen gerade der urbane Raum eine zentrale Größe für Nachhaltigkeitsziele einnimmt. Aktuelle Berichte, Daten und Prognosen können dabei helfen, diese Frage zu beantworten.Relevanz einer nachhaltigen StadtentwicklungDer jüngste SDG-Fortschrittsbericht wurde im Mai 2023 veröffentlicht. Die Vereinten Nationen kommen darin zu dem Ergebnis, dass über die Hälfte der Weltbevölkerung momentan in städtischen Gebieten lebt. Dieser Anteil könnte bis 2050 auf etwa 70 Prozent steigen (vgl. Vereinte Nationen 2023a, S. 34). Verglichen mit dem Jahr 2020 wird die urbane Bevölkerung in Mitteleuropa und somit auch in Deutschland und Dänemark im Jahr 2050 um acht Prozent steigen (vgl. Bundesministerium für wirtschaftliche Zusammenarbeit und Entwicklung 2023b, S. 4).Im Vergleich zu anderen Kontinenten stellt dies einen geringen Anstieg dar. So wird die städtische Bevölkerung in Nordafrika im gleichen Referenzzeitraum voraussichtlich um 79 Prozent steigen (vgl. ebd. 2023b, S. 4). Zwei Aspekte dürfen jedoch nicht unbeachtet bleiben: Zum einem ist es eine globale Herausforderung, diesem Anstieg gerecht zu werden. Die Auswirkungen werden für viele mittelbar und unmittelbar spürbar sein. Weiterhin stehen bei einem Bevölkerungsanstieg von acht Prozent auch dicht besiedelte mitteleuropäische Städte vor einer Vielzahl an Aufgaben, was sich auch für Städte wie München und Kopenhagen bemerkbar machen wird. Beispielsweise lebten bereits im Jahr 2017 drei von vier Menschen in Deutschland innerhalb von Städten (vgl. Dütz 2017, S. 14). Dementsprechend sind auch europäische Städte zentral, was die Implementierung der Klimaschutzziele angeht (vgl. ebd., S. 13).Städte verbrauchen mit knapp 80 Prozent bereits heute einen Großteil der weltweiten Energie und Ressourcen, beispielsweise durch die großen Abfallmengen, das Heizen und den Schadstoßausstoß der vielen Fahrzeuge (vgl. Bundesministerium für wirtschaftliche Zusammenarbeit und Entwicklung 2023d, o.S.). Gleichzeitig sind Städte für bis zu 76 Prozent der CO2-Emissionen weltweit verantwortlich (vgl. Climate Service Center Germany 2015, S. 1). Städte gehören somit zu den Hauptverursachern des Klimawandels, was durch folgende Worte deutlich wird:"Der Klimanotstand ist auch ein Notstand der Stadt" (Chatterton 2019, S. 275).Durch den prognostizierten Bevölkerungsanstieg wird die Relevanz von Städten bezogen auf die Realisierung von Klimaschutzzielen weiter steigen. Nicht zuletzt, da Städte bereits heute für den Großteil der CO2-Emissionen und des Energieverbrauchs verantwortlich sind. Städte nehmen eine zentrale Rolle in der Verwirklichung einer nachhaltigen Zukunft ein. Gleichzeitig sind gerade Städte durch den Klimawandel in erhöhtem Maße gefährdet (vgl. Climate Service Center Germany 2015, S. 1f.). Auch aus Gründen des Selbstschutzes sind Städte daher gezwungen, Strategien und Maßnahmen zur Klimaanpassung zu entwickeln. Nur so kann der urbane Raum dem Klimanotstand gerecht werden. Entwicklung einer nachhaltigen und klimaneutralen Stadt"Wie lässt sich die Entwicklung der Städte so steuern, dass diese den notwendigen Beitrag zu einer globalen nachhaltigen Entwicklung leisten können?" (Koch & Krellenberg 2021, S. 2).Diese zentrale Frage stellt sich in diesem Kapitel. Konkret wird der Frage nachgegangen, wie eine Stadtentwicklung aussehen muss, um notwendige Nachhaltigkeitsziele hinreichend zu erfüllen und den Erfordernissen einer nachhaltigen Stadt gerecht zu werden.Der aktuelle SDG-Fortschrittsbericht bilanziert die Hälfte der Zeit seit Inkrafttreten der SDG-Ziele. Die Halbzeitbilanz der Agenda 2030 liest sich bezogen auf die Fortschritte einer städtischen Nachhaltigkeitsentwicklung insgesamt ernüchternd: Lediglich die Hälfte der städtischen Bevölkerung hatte im Jahr 2022 annehmbaren Zugang zu öffentlichen Verkehrsmitteln, auch die Luftverschmutzung und der Mangel an Freiflächen sind anhaltende Probleme in Städten (vgl. Vereinte Nationen 2023a, S. 34).Gleichzeitig hält der Bericht fest, dass in Ländern mit hohem Einkommen viel für die Bekämpfung der Luftverschmutzung getan wurde, was dennoch nicht ausreichend ist. Darüber hinaus wird angemerkt, dass es sich bei der Luftverschmutzung um kein rein städtisches Problem handelt (vgl. ebd., S. 35). Allerdings muss sich gerade der Autoverkehr in der Stadt ändern. Paul Chatterton spielt dabei auf ein neues Mobilitätsparadigma an und fordert eine autofreie Stadt, da nur dies dem Klima wirklich gerecht werden und soziale Ungleichheit reduzieren kann (vgl. Chatterton 2019, S. 278).Ebenso muss der Aspekt berücksichtigt werden, dass Menschen in Großstädten häufig verschiedene Verkehrsmittel nutzen, um an ihr Ziel zu kommen (vgl. Kallenbach 2021, S. 33). Selbst wenn klimafreundliche Mobilität zur Verfügung steht, wird diese somit nicht ausschließlich genutzt. Hieran anknüpfend stellt sich die Frage, wie sich dies ändern lässt. Hierfür besteht bereits eine Vielzahl an Lösungsvorschlägen, unter anderem die Abkehr von der Vorstellung einer autogerechten Stadt, die effizientere Nutzung der vorhandenen Infrastruktur, die Verbesserung des Öffentlichen Personennahverkehrs (ÖPNV) zur Schaffung einer wirklichen Alternative oder eine kilometerabhängige Gebühr für die Nutzung von Straßen (vgl. Edenhofer/Jakob 2017, S. 101f. ).Ein Großteil des Energiebedarfs in Städten kommt durch die Verbrennung fossiler Brennstoffe, den Transport und die Heizung beziehungsweise Kühlung von Gebäuden zustande (vgl. Climate Service Center Germany 2015, S. 2). Sollen die Einsparziele gelingen, so ist eine Verkehrswende unumgänglich (vgl. Jakob 2023, S. 1). Gleichzeitig stehen durch den Klimawandel auch städtische Verkehrssysteme vor enormen Herausforderungen. Gerade in urbanen Gebieten hängen viele Infrastrukturnetze, die zum Funktionieren des städtischen Systems beitragen, mit dem Verkehrssystem zusammen (vgl. Climate Service Center Germany 2015, S. 6).Dabei bestehen mehrere Möglichkeiten, städtische Verkehrsnetze zu verbessern und gleichzeitig zukunftsfähig und nachhaltig zu gestalten: Die Fokussierung auf Fußgänger und nicht-motorisierten Verkehr sowie auf den ÖPNV kann einige Vorteile, wie zum Beispiel eine Reduzierung von Emissionen und wirtschaftlichen Wohlstand, bieten (vgl. ebd. 2015, S. 6). Die Verbesserung des öffentlichen Nahverkehrs und anderer emissionsarmer Infrastrukturen kann darüber hinaus zu Energieeinsparungen, Zeitersparnis und einer besseren Luftqualität beitragen (vgl. ebd., S. 6). Die Zukunftsgestaltung der städtischen Verkehrsinfrastruktur spielt daher in mehrfacher Hinsicht eine zentrale Rolle. Neben dem Verkehrsbereich sind weitere Sektoren, unter anderem das Abfallsystem und der Umgang mit Gebäuden entscheidend (vgl. ebd. 2015, S. 2).Der Energiesektor ist enorm wichtig, da hier das größte Potential für eine Reduzierung von Emissionen liegt. Parallel mit einer steigenden Energienachfrage, beispielsweise in Strom oder Brennstoffen, werden Treibhausgasemissionen ansteigen. Gerade Städte sind dazu gezwungen, den Energiebedarf zu senken, die Energieerzeugung sowie den -verbrauch effizienter zu gestalten, auf erneuerbare Energiequellen umzusteigen und gleichzeitig eine sichere Versorgung zu gewährleisten (vgl. Climate Service Center Germany 2015, S. 6).Im weiteren Verlauf werden nun die Städte Kopenhagen und München in Bezug auf ihre Anstrengungen untersucht. Fokus dabei bleibt der Bereich Verkehr und Mobilität. Ebenso wird exemplarisch der Bereich der Extremwetteranpassung sowie, für den Bereich der Energieversorgung, die kommunale Wärmeplanung untersucht.KopenhagenKopenhagen ist Sitz des dänischen Königshauses (vgl. Heidenreich 2019, o.S.). Die Stadt liegt auf der Insel Seeland (vgl. Britannica 2023, o.S.) und ist an der Meerenge Öresund gelegen, welche die Ost- und die Nordsee miteinander verbindet (vgl. Heidenreich 2019, o.S.). Gegründet wurde die Stadt im frühen zehnten Jahrhundert, seit 1445 ist Kopenhagen Dänemarks Hauptstadt (vgl. Britannica 2023, o.S.). Die Einwohnerzahl Kopenhagens ist in den letzten zehn Jahren um knapp 100.000 Einwohner:innen gewachsen Mit aktuell etwa 653.000 Einwohner:innen ist Kopenhagen die größte Stadt Dänemarks (vgl. Dyvik 2023, o.S.). Sie hat eine Fläche von ungefähr 88 Quadratkilometern, ist damit vergleichsweise klein und liegt 24 Meter über dem Meeresspiegel (vgl. Kallenbach 2021, S. 34).Grundlegende Informationen und BesonderheitenDie Stadt Kopenhagen hat eine bewegte Geschichte. Beispielsweise wurde die Stadt im Laufe der Jahrhunderte mehrmals von Großfeuern zerstört, war sehr umkämpft und im Zweiten Weltkrieg von deutschen Soldaten besetzt (vgl. Findeisen/Husum 2008, S. 146ff.). Damals blieb die Stadt jedoch überwiegend unbeschädigt, was sich auch heute im Stadtbild bemerkbar macht. Ein Beispiel hierfür ist Schloss Rosenborg (vgl. Heidenreich 2019, o.S.). Im Jahr 1996 wurde die Stadt zur Kulturhauptstadt ernannt (vgl. Findeisen/Husum 2008, S. 149).Das Klima in Kopenhagen ist mild und gemäßigt. Die durchschnittliche Jahrestemperatur beträgt 8,9 Grad Celsius (vgl. climate-data.org 2023, o.S.). In Kopenhagen fällt insgesamt viel Regen. Selbst in den trockenen Monaten ist die Niederschlagsmenge erheblich (vgl. ebd. 2023, o.S.). Aufgrund der Lage am Meer können Sturmfluten zu Überschwemmungen mit gravierenden Auswirkungen führen. Dieser Gefahr und der sich daraus ergebenden Notwendigkeit zu handeln, ist sich auch die Stadtverwaltung Kopenhagens bewusst (vgl. Stadtverwaltung Kopenhagen 2023, o.S.).Verkehr und MobilitätBetrachtet man die Verkehrsplanung Kopenhagens, so muss zwingend auf die Fahrradinfrastruktur eingegangen werden. Der Autoverkehr sowie der ÖPNV dürfen dennoch nicht außer Acht gelassen werden. Ziel dieser Betrachtung ist es, Aufschlüsse über die Beweggründe und konkreten Vorgehensweisen der Verkehrsplanung und -infrastruktur in Kopenhagen zu erhalten. Dabei soll eine Bestandsaufnahme der aktuellen Situation erfolgen.Regelmäßig liegt Kopenhagen auf dem ersten Platz der weltweit besten Fahrradstädte und dennoch wurden im Jahr 2021 knapp ein Drittel aller Fahrten mit dem Auto bewältigt (vgl. Kallenbach 2021, S. 5). In den 1950er und 1960er Jahren war die Verkehrsplanung auf das Auto ausgerichtet, was zu einer deutlichen Verringerung der Radfahrenden in den darauffolgenden Jahrzehnten führte. Während 1949 an der Nørrebrogade, einer zentralen Hauptstraße in Kopenhagen, an einem Tag durchschnittlich mehr als 62.000 Radfahrende gezählt wurden, waren es im Jahr 1978 nur etwa 8.000 (vgl. ebd. 2021, S. 5f.).In den 1970er Jahren kam es zu umfangreichen Fahrradprotesten und Forderungen nach mehr Fahrradwegen. Trotz der damals bereits vorhandenen Relevanz war der Umweltaspekt jedoch nicht ausschlaggebend. Vielmehr stand die Verkehrssicherheit für die Radfahrenden im Fokus der Fahrradproteste (vgl. ebd., S. 30f.). Im Jahr 2019 gab die deutliche Mehrheit aller Fahradfahrenden in Kopenhagen an, aufgrund der Zeitersparnis gegenüber anderen Verkehrsmitteln (46 Prozent) und aus praktischen Aspekten (55 Prozent) mit dem Fahrrad zu fahren. Ein deutlich geringerer Anteil von 16 Prozent gab Umweltschutzaspekte als Beweggrund an (vgl. ebd., S. 31). Ein weiterer Faktor war die Ölkrise in den 1970er Jahren, welche die Notwendigkeit alternativer Verkehrsmittel untermauerte und in der Folge die Anzahl der Fahrradfahrenden in Kopenhagen stark anstiegen ließ (vgl. Kallenbach 2021, S. 35).Trotz dieser Faktoren sind gerade die nicht-diskursiven, also die bereits vorhandenen Faktoren wesentlich für den Weg Kopenhagens zur Fahrradmetropole und für die Umsetzung entsprechender Maßnahmen. Zum einem sind es geographisch vorteilhafte Gegebenheiten, die Kopenhagen vorteilhaft für den Fahrradverkehr machen, was durch die geringe Größe und die flache Lage der Stadt sichtbar wird (vgl. Kallenbach 2021, S. 34). Dadurch bedingt ist auch die Geschichte Kopenhagens, in welcher der Radverkehr einen relevanten Teil einnimmt (vgl. ebd. 2021, S. 36). Der Sicherheitsaspekt beim Fahrradfahren ist sehr relevant. In Kopenhagen setzte man dementsprechend bereits früh auf vom Autoverkehr separierte Fahrradwege, was parallel zu einem Anstieg der Fahrradfahrenden führte (vgl. Søholt 2014, S. 1f.).Ein weiterer Faktor ist die ununterbrochene politische Richtung hinsichtlich der Mobilität in Kopenhagen, die durch Sozialdemokrat:innen und linke Parteien seit den 1970er Jahren besteht. Diese Kontinuität wirkte sich ebenso auf Investitionen für den Fahrradverkehr und die Fahrradinfrastruktur aus (vgl. Kallenbach 2021, S. 36f.). Zusammengesetzt aus solchen Faktoren konnte sich in Kopenhagen eine Kultur des Fahrradfahrens herausbilden. Neben den Umweltschutzaspekten ist Kopenhagen dadurch attraktiver für Menschen, aber auch für Unternehmen geworden (vgl. Søholt 2014, S. 1).Auch negative Effekte können auftreten. Beispielsweise kommt es vermehrt zu Staus auf den stark befahrenen Fahrradwegen. Die Stadt reagiert darauf mit dem Ausbau der Fahrradspuren und dementsprechend der Verkleinerung von Fahrbahnen für Autos (vgl. Søholt 2014, S. 2). Auch das Sperren von Straßen für den Autoverkehr wird in Erwägung gezogen. Ziel dabei ist es, mehr Platz für die Radfahrenden und den ÖPNV zu schaffen (vgl. ebd., S. 2). Kopenhagen versucht weiterhin umweltfreundliche Kraftstoffe und den Anteil von Elektroautos, auch unter den Taxen der Stadt, voranzutreiben (vgl. Stadt Kopenhagen 2020, S. 41).Der Klimaschutzplan der Stadt benennt den Bereich der Mobilität als eine von vier zentralen Säulen (vgl. Stadt Kopenhagen 2020, S. 13). Im Bericht aus dem Jahr 2020 wird festgestellt, dass CO2-Emissionen nach wie vor deutlich reduziert werden müssen. So sind trotz der Bemühungen und einiger Erfolge die Kohlenstoffemissionen im PKW-Bereich zwischen 2012 und 2018 um zehn Prozent gestiegen (vgl. ebd. 2020, S. 39f.). Parallel mit dem Bevölkerungsanstieg ist die Zahl der Autobesitzer:innen gestiegen. Dennoch sind die Pro-Kopf Emissionen im Straßenverkehr von 2010 bis 2018 um 16 Prozent gesunken (vgl. ebd. 2020, S. 41).Kopenhagen eröffnete im Herbst 2019 den "Cityring" und baut diesen nach und nach aus. Der damit verbundene Ausbau der U-Bahn soll die verschiedenen Stadteile an den öffentlichen Nahverkehr anbinden und effiziente öffentliche Verkehrsmittel gewährleisten (vgl. Stadt Kopenhagen 2019, S. 26). Langfristig soll der Ausbau immer weiter vorangetrieben werden, um auch während der Rushhour eine attraktive Alternative zum Autoverkehr darzustellen (vgl. ebd., S. 26).Die Stadt Kopenhagen zeigt, wie Mobilität in einer nachhaltigen Stadt der Zukunft aussehen kann. Im gleichen Zug müssen dabei jedoch die vorteilhaften Gegebenheiten berücksichtigt werden, beispielsweise die flache Lage und die geringe Größe der Stadt. Aus diesem Grund muss in größeren und hügligeren Städten beispielsweise der ÖPNV als Alternative gedacht werden und mit ähnlicher Entschlossenheit verbessert werden.Dennoch gibt es Faktoren aus Kopenhagen, die eine grüne Mobilität begünstigen und theoretisch in jeder Stadt umsetzbar sind. Ein Beispiel ist die politische Kontinuität bezogen auf die Förderung des Fahrradverkehrs. Umwelt- und Klimaschutz muss nicht zwingend die ausschlaggebende Motivation für den Beginn einer Verkehrswende sein. Trotz aller positiven Aspekte und der Vorreiterrolle der Fahrradstadt Kopenhagen wurden auch im Jahr 2021 noch einige Fahrten mit dem Auto zurückgelegt.Die dauerhafte Förderung der Alternative Fahrrad konnte das enorme Wachstum des Autoverkehrs jedoch eindämmen. Es liegt auf der Hand, dass durch die Verkleinerung beziehungsweise Sperrung von Fahrbahnen und Straßen für den Autoverkehr auch strittige Debatten entstehen können. Die Stadt Kopenhagen verfolgt jedoch den klaren Plan, das Rad und den ÖPNV als Mobilitätsmittel der Wahl weiter voranzutreiben. Bereits zur Mitte des vergangenen Jahrzehnts nutzen 45 Prozent der Einwohner:innen Kopenhagens das Fahrrad für den Schul- beziehungsweise Arbeitsweg (vgl. Diehn 2015, o.S.). Dennoch halten aktuelle Ergebnisse fest, dass die Anstrengungen bei weitem nicht genügen.Weitere Maßnahmen und HerausforderungenZiel dieses Kapitels ist es, weitere Maßnahmen in Kopenhagen zu untersuchen. Aufgrund des Umfangs handelt es sich dabei jedoch um Beispiele, die kompakt dargestellt werden. Dabei werden Beispiele aus dem Bereich der Extremwetteranpassung und der kommunalen Wärmeplanung untersucht. Mit der Stadt München wird ähnlich vorgegangen, die Kategorien werden gleich gewählt. Ziel dabei ist festzustellen, welche Anstrengungen in der jeweiligen Kommune unternommen werden, um Nachhaltigkeitsziele voranzubringen.Durch die örtlichen Gegebenheiten muss Kopenhagen Extremwetterereignisse bewältigen, die sich durch den Klimawandel verstärken. So gab es in der dänischen Hauptstadt allein zwischen 2010 und 2015 sechs Starkregenereignisse, die Straßen und Gebäudekeller überfluteten und für einen enormen finanziellen Schaden sorgten (vgl. Kruse 2016, S. 669). Dementsprechend ist vor allem die Anpassung der Stadt an solche Starkregenereignisse ein wichtiger Bestandteil, der im Klimaanpassungsplan festgehalten ist.Um das Überflutungsrisiko zu verringern und dieser Herausforderung gerecht zu werden, arbeitet die Stadt an der Verwirklichung fünf zentraler Aspekte. Dazu zählen Maßnahmen, die einen Beitrag zur Verringerung des Überflutungsrisikos leisten können, zum Beispiel eine qualitative und quantitative Erhöhung des städtischen Grünflächenbereichs (vgl. ebd. 2016, S. 669f.).Ein konkretes Beispiel ist der Kopenhagener Ortsteil Skt. Kjelds Kvarter, der nach und nach in einen klimagerechten Stadtraum der Zukunft umgewandelt werden soll. Zum einem soll sich die Natur in diesem Quartier weiter ausbreiten, gleichzeitig wird die Regulierung von Regenwasser verbessert (vgl. Technik- und Umweltverwaltung Kopenhagen 2023, o.S.). Konkret dienen die Grünflächen als Versickerungsbecken, wodurch das Wasser unabhängig von der Kanalisation zum Hafenbecken geleitet wird. Hierfür wurde auch die Straßenführung angepasst (vgl. Kruse 2016, S. 270). Neben der Risikoreduzierung durch Extremwetterereignisse wird die Stadt durch solche Projekte nachhaltiger. Zugunsten von Grünflächen wird die Verkehrsinfrastruktur verändert und der Natur wird mehr Raum innerhalb der Stadt gegeben.Die Gefährdung der Stadt durch Extremwetterereignisse soll durch weitere Maßnahamen reduziert werden. Dazu zählen beispielsweise die Bereitstellung von Pumpen und die Ausrüstung von Kellern, um gegen Überschwemmungen vorbereitet zu sein. Gleichzeitig macht der Klimaanpassungsplan deutlich, dass die Entwicklung eines grünen Wachstums gewünscht ist und parallel zur Klimaanpassung vollzogen wird (vgl. Stadtverwaltung Kopenhagen 2011, S. 5). So sollen Grün- und Freiflächen verbessert und ergänzt werden. Dort wo gebaut wird, ist dies entsprechend zu berücksichtigen (vgl. ebd. 2011, S. 12).Neben dem Schutz vor Extremwetterereignissen sollen diese grünen Maßnahmen dazu führen, den Energieverbrauch der Stadt zu senken, die Luftqualität zu verbessern und die Lärmbelästigung zu bekämpfen. Durch die Schaffung von Freiflächen kann beispielsweise die Temperatur gemäßigt und für Luftzirkulation gesorgt werden (vgl. ebd. 2011, S. 12).Kopenhagen benennt in seinem aktuellen Klimaschutzplan neben der Mobilität drei weitere Bereiche: Den Energieverbrauch, die Energieproduktion und Initiativen der Stadtverwaltung (vgl. Stadt Kopenhagen 2020, S. 13). Laut eigenen Worten will sich Kopenhagen, neben der Konzentration auf den öffentlichen Verkehr, auf den Energieausstoß, die kohlenstoffneutrale Fernwärme und Maßnahmen zur Verringerung von Kohlenstoffemissionen fokussieren (vgl. Stadt Kopenhagen 2019, S. 25).2014 wurde Kopenhagen von einem unabhängigen und internationalen Expertenteam zur Umwelthauptstadt ernannt. Es gibt eine Reihe von Kriterien, die hierfür erfüllt sein müssen. Neben dem Nahverkehr wird die Luftqualität, der Anteil sowie die Qualität des grünen Stadtgebietes und der Umgang mit dem Klimawandel berücksichtigt (vgl. Diehn 2015, o.S.).Dementsprechend wurden früh weitere Anstrengungen unternommen. Gerade das weit ausgebaute Fernwärmenetz Kopenhagens muss hierbei erwähnt werden. Dieses versorgt den Großteil der Gebäude und trägt damit maßgeblich zur Einsparung von C02-Emissionen in Kopenhagen bei (vgl. Burckhardt/Tappe/Rehrmann 2022, o.S.). Gleichzeitig bieten sich auch Vorteile für die dortigen Bewohner:innen: Die Preise werden staatlich kontrolliert und die Infrastruktur der Fernwärme ermöglicht einen einfachen und für Verbraucher:innen kostengünstigen Umstieg auf erneuerbare Energien, was ermöglicht, dass Kopenhagens Fernwärme bereits zu 80 Prozent aus erneuerbaren Energien erzeugt wird (vgl. ebd. 2022, o.S.).Das Fernwärmenetz der Stadt hat unter anderem mehrere Müllverbrennungsanlagen und Blockheizkraftwerke, die von verschiedenen Versorgungsunternehmen betrieben werden (vgl. Harrestrup/Svendsen 2014, S. 296). Dies gewährleistet die Nutzung von Abwärme als Heizquelle. Eine dieser Müllverbrennungsanliegen liegt nah am Zentrum Kopenhagens und trägt den Namen Amager Bakke. Das Dach der Müllverbrennungsanlage dient der Bevölkerung gleichzeitig als Skigebiet und steht somit sinnbildlich für die Innovation und entsprechende Nachhaltigkeitsbestrebungen innerhalb der Stadt (vgl. Kafsack 2023, o.S.).Um im Bereich Energie die gesetzten Ziele zu erreichen, setzt Kopenhagen auf eine Vielzahl weiterer Maßnahmen. Dazu zählt neben der Fernwärme der Einsatz erneuerbarer Energietechnologien und die entsprechende Förderung von Heizungspumpen, Erdwärme, Sonnenkollektoren und Windkraftanlagen. Auch Biomasse als Übergangstechnologie wird von der Stadt befürwortet (vgl. Stadt Kopenhagen 2019, S. 54).Kopenhagen wird häufig als grüne Stadt bezeichnet. Viele Maßnahmen der Stadt wurden bereits vor langer Zeit getroffen. Die Pläne der Stadt Kopenhagen sind weit vorangeschritten, äußerst detailliert und durchdacht. Um sich zukünftig besser vor Extremwetterereignissen schützen zu können, arbeitet die Stadt an verschiedenen Lösungen und setzt beispielsweise auf den Ausbau und die Entlastung der Kanalisation. Dass hierbei ebenfalls freie Grünflächen entstehen, ist nicht nur ein nützlicher Nebeneffekt, sondern gewolltes Ziel.Im Bereich der Energieversorgung muss vor allem die Fernwärme genannt werden. Diese wurde in Kopenhagen bereits sehr früh ausgebaut und versorgt dementsprechend fast alle Gebäude. Somit ist dies der wohl wichtigste Bereich der Energieversorgung und gleichzeitig das Hauptaugenmerk des Kopenhagener Klimaplans. Dennoch gibt es auch hier Verbesserungs- und Optimierungspotential. Auch Kritikpunkte sind berechtigt. Beispielsweise ist der Einsatz von Biomasse fraglich. Einen weiteren Rückschlag musste Kopenhagen kürzlich einstecken: Die Stadt gab bekannt, dass sie das Ziel der Klimaneutralität bis 2025 deutlich verfehlen wird (vgl. Wolff 2022, o.S.).MünchenMünchen wurde im Jahr 1158 erstmals urkundlich erwähnt und liegt am Fluss Isar, der im Stadtgebiet eine Länge von 13,7 Kilometern einnimmt (vgl. Stadt München 2023, o.S.). Die Stadt ist bereits seit Beginn des 16. Jahrhunderts die bayrische Landeshauptstadt (vgl. Stahleder 2023, o.S.). Heute hat München mehr als 1,5 Millionen Einwohner und kann damit einen deutlichen Bevölkerungsanstieg verbuchen (vgl. Statistisches Amt München 2023, o.S.). Verglichen mit dem Jahr 2004 stieg die Anzahl der Einwohner:innen um 300.000 Menschen (vgl. Münchner Stadtmuseum 2004, S. 155). München liegt etwa 519 Meter über dem Meeresspiegel und hat eine Fläche von mehr als 310 Quadratkilometern, wodurch die Stadt flächenmäßig zu den größten Städten Deutschlands gehört (vgl. Stadt München 2023, o.S.).Grundlegende Informationen und BesonderheitenAnlass der Gründung Münchens war ein Konflikt zwischen Herzog Heinrich dem Löwen und Bischof Otto I. von Freising (vgl. Scholz 2004, S. 20). Das Bevölkerungswachstum stieg rasch an, was bereits zur Mitte des 13. Jahrhunderts eine deutliche Vergrößerung der Stadt nötig machte (vgl. Scholz 2004, S. 22). Die Isar wurde in München bereits vor mehreren Jahrhunderten als Transportmittel für Waren genutzt und prägte daher die Entwicklung der Stadt maßgeblich (vgl. Scholz 2004, S. 31f.).Im Jahr 1795 begann eine neue Entwicklung. Die bisher genutzten Festigungsanlagen wurden aufgegeben und die dynamische, unbegrenzte Weiterentwicklung der Stadt konnte gelingen (vgl. Lehmbruch 2004, S. 38). Im Laufe der Jahrhunderte kam es zu mehreren Eingemeindungen (vgl. Münchner Stadtmuseum 2004, S. 155). Während des Zweiten Weltkriegs wurden 90 Prozent der historischen Altstadt Münchens zerstört und die Stadt verlor bis zum Ende des Krieges mehr als die Hälfte seiner Einwohner:innen (vgl. Stahleder 2023, o.S.).Münchens Grünanlagen nehmen etwa 13,4 Prozent der gesamten Stadtfläche ein. Den größten zusammenhängenden Teil bildet dabei der Englische Garten mit einer Größe von 374,13 Hektar (vgl. Stadt München 2023, o.S.). Die Jahresmitteltemperatur in München liegt im Durchschnitt bei 8,7 Grad Celsius und der Niederschlag beträgt circa 834 Millimeter im Jahr (vgl. Deutscher Wetterdienst 2023, o.S.). In jüngster Zeit hat München mit einigen Extremwetterereignissen zu kämpfen gehabt, unter anderem mit Starkregen (vgl. Handel 2023, o.S.) und Rekord-Hitzewellen (vgl. Harter 2023, o.S.). Verkehr und MobilitätMünchen arbeitet seit vielen Jahren an seiner Verkehrsstrategie. Der ursprüngliche Verkehrsentwicklungsplan wurde bereits im Jahr 2006 veröffentlicht. Im Sommer 2021 wurde ein neuer Entwurf bezüglich der zukünftigen Mobilitätsplanung beschlossen. Der Stadtrat setzte sich dabei ambitionierte Ziele: Der Verkehr im Stadtgebiet sollte demnach innerhalb von vier Jahren zu mindestens 80 Prozent durch abgasfreie Fahrzeuge beziehungsweise den ÖPNV oder den Fuß- und Radverkehr realisiert werden. Weiterhin soll der Verkehr in München bis 2035 vollständig klimaneutral sein (vgl. Landeshauptstadt München 2023c, o.S.). Der neue Mobilitätsplan der Stadt soll den zukünftigen Herausforderungen gerecht werden. Dazu zählt unter anderem die steigende Bevölkerungszahl und der somit zunehmende Mobilitätsbedarf sowie der Umwelt- und Gesundheitsschutz (vgl. Landeshauptstadt München 2023b, o.S.).Der motorisierte Individualverkehr nimmt in der bayrischen Landeshauptstadt nach wie vor einen hohen Stellenwert ein und wurde 2017 von rund 24 Prozent der Münchner:innen in Anspruch genommen. Die Anzahl der täglich bewältigten Personenkilometer nahm ebenfalls zu, was durch den Anstieg der Bevölkerung und die Zunahme der täglichen Strecken erklärt wird (vgl. Landeshauptstadt München 2022, S. 107f.).Der ÖPNV wurde im Jahr 2017 von 24 Prozent der Münchner:innen genutzt, was verglichen mit dem Jahr 2008 ein leichter Anstieg ist. Verglichen mit dem Jahr 2008 wird das Fahrrad mit 18 Prozent von weniger Münchner:innen genutzt (vgl. ebd. 2022, S. 107f.). Die Stadt kommt in ihrem Nachhaltigkeitsbericht zu dem Ergebnis, dass die Entwicklung in Richtung ÖPNV und des Radverkehrs geht. Durch das starke Wachstum der Stadt und des Umlands kommt es jedoch zu einem Anstieg des Verkehrs insgesamt, was die eigentlich positive Entwicklung aufhebt (vgl. ebd. 2022, S. 107f.). Die Stadt München beschäftigt sich seit einiger Zeit mit sogenannten Radschnellverbindungen."Radschnellverbindungen sind hochwertige Verbindungen im Radverkehrsnetz (von Kommunen oder StadtUmlandRegionen), die wichtige Zielbereiche (zum Beispiel Stadtteilzentren, Wohn und Arbeitsplatzschwerpunkte, (Hoch)Schulen) mit hohen Potenzialen über größere Entfernungen verknüpfen und durchgängig ein sicheres und attraktives Befahren mit hohen Reisegeschwindigkeiten […] ermöglichen" (Landeshauptstadt München 2022, S. 109).Solche Strecken haben somit das Potential, einen nicht zu unterschätzenden Beitrag hin zur grünen Mobilität zu leisten. Radschnellwege können nicht nur für die Freizeit, sondern auch von Berufspendler:innen genutzt werden und sind daher eine Alternative zum Auto. Die Landeshauptstadt München hat bereits mehrere Machbarkeitsstudien in Auftrag gegeben. Die Ergebnisse belegen, dass viele dieser Strecken, beispielsweise die Strecke zwischen der Innenstadt Münchens und Starnberg, technisch machbar und wirtschaftlich gewinnbringend sind (vgl. Landeshauptstadt München/Landratsamt München/Landratsamt Starnberg 2020, S. 29).Die lange Planung der Radschnellwege ist seit diesem Jahr in einer neuen Phase. Im Juni 2023 wurde mit dem Bau der ersten von insgesamt fünf Strecken begonnen, welche die Stadt München mit Unterschleißheim und Garching verbinden soll (vgl. Heudorfer 2023, o.S.). Gleichzeitig müssen die enorm hohen Kosten für den Bau solcher Strecken berücksichtigt werden. Dies ist der Grund, weshalb beispielsweise die Strecke zwischen München und Starnberg nicht realisiert wird (vgl. ebd. 2023, o.S.).München plant die Reduzierung des Autoverkehrs in seiner Altstadt. So soll mehr Platz für Fußgänger:innen, Radfahrende und den ÖPNV geschaffen werden. Die Stadt nennt eine Reihe an Maßnahmen, die das Ziel einer autofreien Altstadt realisieren sollen. Dazu zählen unter anderem das Errichten und die Erweiterung von Fußgängerzonen, die Neuregelung des Parkens, was auch das Erhöhen der Parkgebühren beinhaltet, die Verbesserung des Liefer- und Ladeverkehrs sowie das Erbauen eines breiten Radrings in der Altstadt (vgl. Landeshauptstadt München 2023a, o.S.).Ein Pilotprojekt diesbezüglich befindet sich in der zentral gelegenen Kolumbusstraße. Die Straße wurde für Fahrzeuge gesperrt und mit Rollrasen, Sitzmöglichkeiten und Hochbeeten ausgestattet (vgl. Stäbler 2023, o.S.). Das Projekt hat jedoch nicht nur Befürworter:innen. Der Verlust von knapp 40 Parkplätzen sowie der Lärm durch spielende Kinder wird kritisiert (vgl. ebd. 2023, o.S.).Der ÖPNV hat in München einen hohen Stellenwert. Bereits im Jahr 2010 lag München im Vergleich unter den besten deutschen Städten. Berücksichtigt wurde damals unter anderem die Fahrtdauer, die Informationslage und die Preise (vgl. Wagner 2010, o.S.). Eine ADAC-Studie zeigt, dass München im Jahr 2021 die teuerste Einzelfahrkarte unter 21 deutschen Großstädten mit mehr als 300.000 Einwohner:innen hatte. Die Münchner Monatskarte sowie die Wochenkarte hingegen war mit Abstand am günstigsten. Die Monatskarte kostete im Vergleich zu Hamburg knapp die Hälfte (vgl. ADAC 2021, o.S.). Dieser Aspekt muss hinsichtlich der Einführung des Deutschlandtickets und der damit verbundenen Preisentwicklung des ÖPNV neu bewertet werden, ist jedoch aufgrund der damals fehlenden Alternative des Deutschlandtickets nicht zu vernachlässigen.Langfristig plant München eine Bahnstrecke, die Stadt und Umland miteinander verbindet und das bereits vorhandene Schienennetz ergänzt. Dieses Projekt ist zuletzt aus finanziellen Gründen gescheitert, soll jedoch durch spezielle Buslinien kompensiert und nach Möglichkeit neu geprüft werden (vgl. Landeshauptstadt München 2023d, o.S.). Um die Kapazität des ÖPNV in München und Umland zu erhöhen, werden im Rahmen eines Programms verschiedene Maßnahmen umgesetzt. Dazu zählt unter anderem die Anbindung an den Flughafen und der Ausbau der Schieneninfrastruktur im Nordosten Münchens (vgl. Landeshauptstadt München 2023d, o.S.).Auch das U-Bahn- und Tramnetz soll durch die Münchner Verkehrsgesellschaft (MVG) ausgebaut werden. Vorgesehen ist die Verlängerung beziehungsweise der Neubau verschiedener Strecken (vgl. ebd. 2023d, o.S.). Gleichzeitig wird auf die Problematik verwiesen, dass die Kapazitätsgrenze des Schienenverkehrs in München und der Region bereits erreicht ist (vgl. ebd., o.S.).Die bayrische Landeshauptstadt setzt sich selbst ambitionierte Ziele, was den Verkehr und die Mobilität betreffen. Bereits seit vielen Jahren wurde mit entsprechenden Planungen begonnen. Auf der Webseite der Landeshauptstadt finden sich viele Informationen und Vorhaben bezüglich der Verkehrsplanung. Der Ausbau des Fahrradverkehrs, vor allem die Planungen von Radschnellstrecken sind vielsprechend. Die Machbarkeitsstudien belegen das große Potential. Da jedoch erst vor einigen Monaten mit dem Bau der ersten Strecke begonnen wurde, muss München hier in relativ kurzer Zeit viel erreichen.Gleichzeitig kann somit nicht abschließend festgestellt werden, wie groß das Potential der Radschnellverbindungen in der Praxis ist. Der Zuwachs der Stadt München und des Umlands stellt die Landeshauptstadt vor Herausforderungen in doppelter Hinsicht. Obwohl der Anteil der Radfahrenden und der ÖPNV-Fahrenden deutlich zugenommen hat, steigt der Verkehr insgesamt. Gleichzeitig stellt die Stadt fest, dass der ÖPNV an der Kapazitätsgrenze ist. Dennoch müssen die positiven Aspekte betrachtet werden. Hierzu zählt unter anderem das Potential des Münchner ÖPNV und der verschiedenen Projekte. Auch wenn es von der Planung bis zur Umsetzung viele Jahre dauert, ist München sicherlich vielen Städten, vor allem im deutschen Städtevergleich, voraus, da die Planungen früh begonnen haben.Weitere Maßnahmen und HerausforderungenHier werden nun weitere Maßnahmen untersucht. Dabei wird, wie bei Kopenhagen, in exemplarischer Weise auf den Bereich der Extremwetter- beziehungsweise Klimawandelanpassung und den Bereich der kommunalen Wärmeplanung eingegangen. Gleichzeitig werden Herausforderungen, Chancen und Schwierigkeiten beleuchtet, die sich daraus ergeben.Die bayrische Landeshauptstadt hat im Jahr 2019 den Klimanotstand ausgerufen. Damit verbunden ist das Ziel der Klimaneutralität bis 2035 (vgl. Landeshauptstadt München 2023e, o.S.). Das Klima in der Stadt München weist aufgrund der dichten Bebauung spezifische Besonderheiten auf. Dazu zählt der sogenannte "Wärmeinseleffekt", der dazu führt, dass ein Temperaturunterschied im Vergleich zum Münchner Umland besteht (vgl. Landeshauptstadt München u. a. 2016, S. 8).Im Stadtgebiet ist es deshalb im Durchschnitt zwei bis drei Grad wärmer, wobei der Temperaturunterschied in der Nacht deutlich höher ausfällt: Im Vergleich zum Münchner Umland ist es nachts im Stadtgebiet Münchens bis zu zehn Grad wärmer, was durch den Klimawandel und den damit verbundenen Anstieg der Durchschnittstemperatur noch deutlich ansteigen wird (vgl. ebd. 2016, S. 8).Dementsprechend sieht das Klimaanpassungskonzept verschiedene Maßnahmen vor. Dazu zählt zum Beispiel der Ausbau der Dachbegrünung und Photovoltaikanlagen auf Gebäuden, die Verbesserung des Wärmeschutzes in der Gebäudeplanung und Förderprogramme für Klimaanpassungsmaßnahmen auf privaten Grundstücken (vgl. ebd. 2016, S. 40). In München gründeten sich einige Bewegungen, die sich für mehr Nachhaltigkeit einsetzen. Die Münchner Initiative Nachhaltigkeit (MIN) ist ein Beispiel dafür und setzt sich aus mehrheitlich zivilgesellschaftlichen Organisationen zusammen. Die Ziele der MIN orientieren sich an den SDGs (vgl. Münchner Initiative Nachhaltigkeit 2023, o.S.).Der Münchner Nachhaltigkeitsbericht liefert interessante Aufschlüsse. Der Anteil der erneuerbaren Energien im Gebiet der Stadtwerke München lag 2019 bei insgesamt 6,4 Prozent. Den größten Anteil hat dabei die Wasserkraft, gefolgt von Solar (vgl. Landeshauptstadt München 2022, S. 85). Ökostrom soll in den eigenen Stadtwerken langfristig betrachtet in ausreichender Menge erzeugt werden, um damit die Stadt München selbst versorgen zu können.Daraus ergibt sich für den Leiter der Stadtwerke die politische Aufgabe, die Energiewende voranzubringen (vgl. Hutter 2019, o.S.). Gerade die lokale Erzeugung von Ökostrom kann sich in einer dicht bebauten Stadt als schwierig herausstellen. Hier stellt sich die Frage, wie viel Potential München und das direkte Umland hat. Dabei kann es sich zum Beispiel um den Auf- und Ausbau umliegender Windräder oder Biomassekraftwerke handeln (vgl. ebd., o.S.).München setzt auf Tiefengeothermie und kann einen Anstieg in der Erzeugung und den Anteil der Tiefengeothermie am Fernwärmeverbrauch verbuchen. Jedoch lag der Anteil der Geothermie am Fernwärmeverbrauch im Jahr 2019 lediglich bei 3,8 Prozent (vgl. Landeshauptstadt München 2022, S. 86f.). Aktuell wird in München das größte Geothermiekraftwerk Europas erbaut. Somit ist davon auszugehen, dass der Anteil der Geothermie innerhalb der Fernwärmeversorgung in München weiter zunimmt und diese in der Konsequenz Schritt für Schritt nachhaltiger und regenerativ gestalten (vgl. Schneider 2022, o.S.). In München befinden sich momentan sechs Geothermieanlagen. Durch die Erweiterungen soll das Fernwärmenetz den Wärmebedarf Münchens bis 2040 klimaneutral abdecken (vgl. Stadtwerke München 2023a, o.S.).Die Methode der Kraft-Wärme-Kopplung (KWK), also die gleichzeitige Gewinnung von mechanischer Energie und nutzbarer Wärme (vgl. Umweltbundesamt 2022, o.S.), wird von den Stadtwerken München genutzt und dient als eine Art Zwischenlösung, die intensiver genutzt wird, bis der Ausbau der Geothermieanlagen abgeschlossen ist (vgl. Stadtwerke München 2023b, o.S.). Die durch die Stromerzeugung der KWK-Methode gewonnene Abwärme wird in das Fernwärmenetz der Stadt München eingespeist. Die so erzeugte Fernwärme kann dementsprechend schon heute in einem beträchtlichen Maß umweltschonend bereitgestellt werden und ersetzt laut den Stadtwerken München bereits etwa 400 Millionen Liter Heizöl und spart pro Jahr eine Millionen Tonnen CO2 ein (vgl. ebd. 2023b, o.S.).Die Stromerzeugung selbst funktioniert mit Brennstoffen. Neben erneuerbaren Energien können dabei auch fossile Energieträger zum Einsatz kommen. Die Stadtwerke München selbst setzen sich das langfristige Ziel, fossile Brennstoffe abzulösen (vgl. ebd. 2023b, o.S.). Das Heizkraftwerk Süd der Stadtwerke München arbeitet beispielsweise mit der KWK-Methode. Die Stromerzeugung wird durch Erdgas gewährleistet (vgl. Stadtwerke München 2022, o.S.). Somit wird ein fossiler Brennstoff verwendet.Im deutschen Städtevergleich gilt München oft als Vorreiter, was Nachhaltigkeitsbemühungen betrifft. München hat 2019 den Klimanotstand ausgerufen und sich das Ziel gesetzt, bis 2035 klimaneutral zu werden. Das Ausrufen des Klimanotstands hat eher symbolischen Charakter. Dennoch wird die Dringlichkeit der Sache damit auch auf kommunaler Ebene betont.Bezüglich der Anpassung an Extremwetterereignisse finden sich viele Informationen der Stadt München. Dabei werden auch viele Maßnahmen genannt, die nach und nach umgesetzt werden sollen. Die Stadt ist sich der Relevanz des Themas bewusst. Durch das veränderte Stadtklima wird deutlich, wie wichtig die Anpassung an Extremwetterereignisse ist, um das Leben in der Stadt auch zukünftig zu sichern.Im Fall von München sind die Maßnahmen gegen Hitze besonders relevant. Hier hat München bereits Pilotprojekte und verschiedene Fördermaßnahmen in die Wege geleitet. Im Bereich der Energieversorgung muss vor allem die Tiefengeothermie benannt werden. München setzt verstärkt darauf und erkennt das große Potential. Gleichzeitig müssen die hohen Kosten und der damit verbundene Aufwand berücksichtigt werden.Aktuell kommen auch KWK-Werke zum Einsatz. Dies ermöglicht die umweltschonende Bereitstellung von Fernwärme. Der Einsatz mehrerer Geothermieanlagen kann dieses Potential jedoch beträchtlich steigern. Erdgas wird zur Erzeugung von Strom in München auch aktuell eingesetzt. Langfristig wollen die Stadtwerke jedoch ohne den Einsatz fossiler Brennstoffe arbeiten. Die Fernwärme Münchens ist weit ausgebaut und bietet hohes Potential. Dennoch zeigen erst die nächsten Jahre, wie nachhaltig und flächendeckend das Fernwärmenetz konkret ausgebaut werden kann.ErkenntnisseDie Einwohnerzahl Kopenhagens ist in den letzten Jahren gestiegen. Auch zukünftig muss die Stadt mit einem Bevölkerungswachstum rechnen. In München ist ebenso von einem Bevölkerungsanstieg auszugehen, was auch in den letzten Jahren der Fall war. Der Anstieg der Bevölkerung in Zahlen ist deutlich höher, was sich durch die größere Fläche der bayrischen Landeshauptstadt zumindest teilweise relativieren lässt. Im direkten Vergleich ist München mehr als drei Mal so groß wie Kopenhagen.Kopenhagen gilt als eine der besten Fahrradstädte weltweit. Dies führt neben den positiven Aspekten auch zu vollen Fahrradwegen. Die Stadt reagiert mit der Verbreiterung von Fahrradwegen und der Sperrung beziehungsweise Verkleinerung von Autofahrbahnen und ganzen Straßen. München geht diesbezüglich nicht so konsequent vor, hat jedoch ein vergleichbares Pilotprojekt gestartet, welches eine zentrale Straße zeitweise für den Autoverkehr gesperrt hat.Das Fahrrad als Verkehrsmittel konnte sich in Kopenhagen bereits früh etablieren. Ein zentraler Faktor, der für das Fahrrad in Kopenhagen spricht, ist unter anderem die Zeitersparnis. Eine Reihe nicht-diskursiver Faktoren spielen eine wichtige Rolle für die bedeutsame Rolle des Fahrrads in der dänischen Hauptstadt. Neben der flachen Lage und der geringen Größe zählt dazu auch der politische Wille und die Bereitschaft, das Fahrrad als Verkehrsmittel kontinuierlich zu fördern.In München wurde die Relevanz des Fahrrads ebenfalls erkannt. München kann im Vergleich jedoch auf keine derart ausgeprägte Fahrradkultur zurückblicken. Dennoch stellt sich heraus, dass das Fahrrad in München nicht unterschätzt wird. Die aktuellen Planungen und erste bauliche Maßnahmen der Radschnellverbindungen belegen, dass die Stadt den Radverkehr als Alternative zum Auto etablieren möchte.Dabei sollen, wie es in Kopenhagen bereits der Fall ist, nicht nur Freizeitradler:innen, sondern auch Berufspendler:innen angesprochen werden. Das Münchner Umland soll in den Bau der Radschnellverbindungen zu weiten Teilen integriert werden. Theoretisch könnte München auf diese Weise trotz der deutlich weiteren Distanzen die optimale Infrastruktur für das Fahrrad als grüne Alternative etablieren.Der Autoverkehr spielt in Kopenhagen nach wie vor eine Rolle. Trotz einiger Maßnahmen müssen die CO2-Emissionen weiter reduziert werden. Die Emissionen im PKW-Bereich sind bis vor fünf Jahren noch angestiegen. Auch in München ist der Autoverkehr relevant und wurde im Jahr 2017 von fast einem Viertel der Münchner:innen genutzt. Von der Stadt München werden verschiedene Maßnahmen benannt, die zu einer autofreien Altstadt führen sollen. Dabei soll ähnlich wie in Kopenhagen vorgegangen werden, unter anderem mit der Erweiterung von Fußgängerzonen. Kopenhagen scheint diesbezüglich jedoch weiter fortgeschritten zu sein. Bei der Verkleinerung von Fahrbahnen im Bereich des Autoverkehrs handelt es sich dort um dauerhafte Maßnahmen. In München beschränkt sich dies bislang auf Pilotprojekte und Vorhaben.Beide Städte haben ein gut ausgebautes ÖPNV-Netz. In München ist sich die Stadt der Tatsache bewusst, dass die aktuelle ÖPNV-Infrastruktur an seiner Kapazitätsgrenze angekommen ist. Aus diesem Grund plant München den Ausbau und setzt bereits einige Großprojekte, unter anderem die Erweiterung der Schieneninfrastruktur, in verschiedenen Stadteilen, um. Vor allem das Tramnetz hat sicherlich das Potential, für Münchner:innen eine dauerhafte Alternative zum Auto zu sein. Da das Hauptproblem augenscheinlich die Kapazitätsgrenze des bestehenden Schienennetzes ist, kommt es auf den zügigen und konsequenten Ausbau in den nächsten Jahren an.Kopenhagen hat im Vergleich bereits im Jahr 2019 eine Stadtlinie eröffnet, die immer weiter ausgebaut wird. Kopenhagen will die Attraktivität des ÖPNVs auch während der Rushhour gewährleisten. Dies lässt darauf schließen, dass einer der Hauptfaktoren auch hier die aktuelle Auslastung der vorhandenen öffentlichen Verkehrsmittel ist. In diesem Bereich haben beide Städte somit ähnliche Herausforderungen zu bewältigen. Beide Städte sind aktiv und scheinen den ÖPNV als dauerhaftes Verkehrsmittel fördern zu wollen.Kopenhagen liegt direkt am Meer und 24 Meter über dem Meeresspiegel. Ähnlich wie München sieht sich Kopenhagen mit Extremwetterereignissen konfrontiert. In Kopenhagen regnet es sehr häufig und durch die Lage am Meer und die geringe Höhe über dem Meeresspiegel sind Sturmfluten und Überschwemmungen keine Seltenheit. München hat ebenso mit Starkregen zu kämpfen, wobei Hitzewellen hier auch nicht zu unterschätzen sind. Beide Städte stellen verschiedene Maßnahmen vor, die zur Vermeidung negativer Folgen führen sollen. In der Umsetzung hat Kopenhagen bereits Erstaunliches erreicht, um sich vor Starkregen zu schützen. Beide Städte nehmen die durch den Klimawandel entstehenden Extremwetterereignisse und deren mögliche Folgen ernst und arbeiten an spezifischen Lösungen.Die Energieversorgung ist in beiden Städten ein zentraler Aspekt. Beide Städte nehmen hier in gewisser Weise Vorreiterrollen ein. Sowohl Kopenhagen als auch München fördern den Einsatz erneuerbarer Technologien in verschiedener Hinsicht. Das Fernwärmenetz in Kopenhagen ist bereits sehr gut ausgebaut. Gleichzeitig kann die Fernwärme Kopenhagens bereits zu 80 Prozent aus erneuerbaren Energien gewonnen werden. Die dänische Hauptstadt hat hier einige Vorzeigeprojekte, unter anderem die Müllverbrennungsanlage Amager Bakke.Die Stadt München setzt vermehrt auf Tiefengeothermie und treibt den Ausbau voran. Dies soll die Fernwärme nach und nach nachhaltiger machen. Bis 2040 soll das Fernwärmenetz in München somit klimaneutral arbeiten können. Die KWK-Methode wird in München eingesetzt und spart nennenswerte Mengen an CO2 ein. Fossile Brennstoffe kommen hier aber nach wie vor zum Einsatz. Dennoch hat auch München ein ausgefeiltes Konzept und ist vor allem im deutschen Vergleich weit vorangeschritten und hat bereits früh nach alternativen Wegen gesucht. Daher sind die Fortschritte Münchens in der Wärmeversorgung beachtlich. Im direkten Vergleich kann Kopenhagen jedoch mit noch mehr Innovation und aktuell größeren Fortschritten punkten.FazitEs wurde untersucht, wie eine nachhaltige Stadt gestaltet werden kann. Eine aktuelle Bestandsaufnahme zeigt, dass die Entwicklungen in Städten sehr unterschiedlich sind. Die Abkehr von der Vorstellung einer autogerechten Stadt scheint sinnvoll. Bereits vorhandene ÖPNV-Strukturen und weitere Alternativen zum motorisierten Individualverkehr müssen effizienter genutzt oder geschaffen werden. Der Energiesektor ist besonders relevant, da hier die größten Möglichkeiten hinsichtlich einer Reduzierung von Emissionen bestehen. Städte sollten daher Maßnahmen etablieren, um den Energiebedarf zu senken und auf regenerative Energien umsteigen zu können. In dieser Arbeit wurde bezogen auf den Bereich der Energie die kommunale Wärmeplanung berücksichtigt.Untersucht wurden die Bereiche des Verkehrs und der Mobilität, der Extremwetteranpassung und der kommunalen Wärmeplanung. München und Kopenhagen haben in den untersuchten Bereichen bereits eine Vielzahl an Maßnahmen und Vorhaben vorgestellt und initiiert. Dabei stellt sich heraus, dass die spezifischen Gegebenheiten in Städten stets berücksichtigt werden müssen. Diese unterschiedlichen Gegebenheiten führen dazu, dass ein Städtevergleich nicht in jedem Aspekt einer nachhaltigen Stadtentwicklung zielführend ist. München zeigt jedoch am Beispiel der geplanten Radschnellverbindungen, dass es auch Lösungen für suboptimale Gegebenheiten gibt, in diesem Fall für größere Distanzen beim Radverkehr.Beide Städte sind fortgeschritten, was den Bereich der nachhaltigen Mobilität betrifft. Hier stellt vor allem der erwartete Bevölkerungsanstieg eine Herausforderung dar, da dies zur weiteren Be- beziehungsweise Überlastung der bestehenden Verkehrsinfrastruktur und zur Zunahme des Verkehrs generell führen wird. Dementsprechend finden sich in beiden Städten Projekte, die auch teils in der Umsetzung und bezogen auf die Zukunft der nachhaltigen Mobilität vielversprechend sind. Hier bleiben jedoch die konkreten Fortschritte in den nächsten Jahren abzuwarten, was eine erneute Untersuchung zu einem späteren Zeitpunkt interessant macht. Die Vision beziehungsweise Utopie einer autofreien Stadt scheint für Kopenhagen einen Schritt näher zu sein. München zeigt jedoch, dass zumindest eine autofreie Altstadt in naher Zukunft nicht undenkbar ist.Die Anpassung an die Folgen des Klimawandels ist für beide Städte relevant. Kopenhagen hat hier eine Reihe innovativer Projekte bereits umgesetzt. München stellt viele Maßnahmen vor, die im Detail jedoch noch weiter vorangetrieben werden müssen.Bezogen auf die kommunale Wärmeplanung gehen beide Städte verschiedene Wege und haben bestimmte Visionen. Einen Beitrag zur Energiewende wollen beide Städte und deren ansässige Stadtwerke leisten. Die Fernwärme ist sowohl in Kopenhagen als auch in München der zentrale Faktor. Kopenhagen ist bezogen auf den Anteil erneuerbarer Energien und den Ausbau des Fernwärmenetzes weiter fortgeschritten als München. Ebenso bestehen in Kopenhagen innovative Ideen zur nachhaltigen Erzeugung von Fernwärme und zur Einbettung verschiedener Anlagen in die Kopenhagener Stadt und das Umland. München setzt auf die Nutzung von Geothermie, was zu einer sehr guten CO-2-Bilanz beitragen kann.In den untersuchten Bereichen weisen beide Städte Fortschritte auf. Kopenhagen hat zeitlich betrachtet deutlich früher mit dem Ausbau einer nachhaltigen Stadtentwicklung begonnen. Dementsprechend sind einige Pläne ausgereifter und es finden sich hinsichtlich der untersuchten Bereiche mehr konkrete Umsetzungen. München könnte hier jedoch in den nächsten Jahren ähnlich weit voranschreiten, was unter anderem hinsichtlich des Maßnahmenkatalogs deutlich wird. Auch aus diesem Grund wäre die Betrachtung zu einem späteren Zeitpunkt interessant und würde weitere Aufschlüsse liefern.Durch die Untersuchung der Verkehrsinfrastruktur und der kommunalen Wärmeplanung beider Städte wurden Schlüsselaspekte einer nachhaltigen Stadtentwicklung berücksichtigt. Dennoch muss betont werden, dass bei weitem nicht alle Aspekte einer nachhaltigen Stadt berücksichtigt und untersucht werden konnten. Dies würde den Rahmen dieser Arbeit sprengen. Eine Untersuchung in weiteren Bereichen würde daher eine sinnvolle Ergänzung darstellen.LiteraturverzeichnisAachener Stiftung Kathy Beys (2015): Nachhaltiger Lebensstil (Aachener Stiftung Kathy Beys vom 16.12.2015) < https://www.nachhaltigkeit.info/artikel/nachhaltiger_lebensstil_1978.htm > (11.11.2023).ADAC (2021). 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Transcript of an oral history interview with Richard H. Cummings, conducted by Joseph Cates at Cummings' home in Hanover, New Hampshire, on 31 May 2016 as part of the Norwich Voices oral history project of the Sullivan Museum and History Center. Richard Cummings was a member of the Norwich University Class of 1951. His interview includes discussion of his experiences as a student at Norwich University, his military service in the Korean War, and his family's business, the E. Cummings Leather Company. ; Richard H. Cummings, Class of 1951, Oral History Interview May 31, 2016 Hanover, New Hampshire Interviewed by Joseph Cates JOSEPH CATES: This is Joseph Cates. Today is May 31, 2016. I'm interviewing Richard H. Cummings. This interview is taking place at his home in Hanover, New Hampshire. This interview is sponsored by the Sullivan Museum and History Center, and is part of the Norwich Voices History Project. Mr. Cummings, can you please state your full name? RICHARD CUMMINGS: My name is Richard Haven Cummings. JC: What day were you born? RC: I was born January 19, 1929. JC: Where were you born? RC: I was born in Woburn, Massachusetts. JC: Woburn? RC: W-o-b-u-r-n. JC: What Norwich class are you? RC: Class of 1951. JC: Tell me about where you grew up and what you did as a child. RC: I spent the first ten years in my life in Woburn, Massachusetts, where [sic] we moved to Lebanon, New Hampshire, establishing E. Cummings Letter Company, which we had in Woburn. I worked at D.B. because of the second world war. Labor was very much needed and that's when women started to work in industry. And teenage boys that weren't in the war, or in the service, worked – I worked – after school, three hours from 3:00 in the afternoon to 6:00, Monday through Friday and eight hours on Saturday. All vacation days, holidays, we worked in the factory. Upon my 15th birthday or so, I was registered at Kimball Union Academy where I attended two years in preparation for Norwich. JC: What was is like working in the leather tannery? Is that the right way to say it, "leather tannery?" RC: E. Cummings was a company which was a tannery. You couldn't work overtime and you couldn't work on machinery if you were under 18. It was hard work, 2 particularly, depending on the season, the drying areas in the summer were very uncomfortable. However, the pay was very good. The people in the community benefit from the location of the tannery because of the pay scale. I was fortunate that I could save my money to go toward my education costs. JC: What made you decide to choose Norwich? RC: I think it was probably the recommendation from the faculty at Kimball Union Academy at that time. JC: What was your major when you went there? RC: Government. JC: Government? Why did you choose government? RC: I have always been interested in government. I did well in the courses, and all my adult life I've been involved in local, county and state government. Topping off as being one of the original members of the Public Employee Labor Relation Board in the State of New Hampshire. JC: Who was your roommate and Norwich, and where – what dorm – what barracks did you live in? RC: My first semester, I was in the band, so that's what we called Headquarters Company. And I lived in Hawkins Hall all the time I was at Norwich. My first semester roommate was Bud Moffett from Braintree, Mass. And my second semester roommate was Seth Wiard from Norwalk, Connecticut. My roommate my sophomore year and junior year was Bruce Kenerson from Lynfield, Mass. JC: What was it like being in the band? Describe the band for us. RC: Well, I think it brought, every member, all the band closer together in a military environment which Norwich, the entire school was, at that time. We were always together and never breaking up after freshman year or sophomore year and we practiced together, we lived together, we worked together. JC: What instrument did you play? RC: I played the E flat alto horn, which is an easy way to say French horn. JC: Was there a favorite song you liked to play? RC: "On the Steps of Jackman." JC: (Laughs) 3 RC: And, "The Thunderer." JC: Do you remember "On the Steps of Jackman?" RC: Yes. JC: Can you sing it? RC: (Singing) "On the steps of Jackman, crying like hell, eyes a new born baby…" [0:06:44], and it goes on from there. (Laughs) JC: (Laughs) And what was the other song? RC: "The Thunderer," which was a marching song which we always opened up with in pass and review. JC: Oh, ok. As a member of the band, were you part of any fraternity? RC: Yes, I joined. I was pledged to Phi Kappa Delta. I was the last class to join Phi Kappa Delta. The next year, they became affiliated with the national fraternity Sigma Nu. So, I was the first class to be initiated at Norwich in Sigma Nu. JC: And, what was the fraternity like? RC: Well, at the time, about a third of the population of the cadet corps were in fraternities. At the time, there was Phi Kappa Delta, SAE, Sigma Phi Epsilon, Theta Chi. Shortly after that, two or three other fraternities were brought on campus. But the originals were those first ones I mentioned. It was – it was the only social life we really had and it was necessary because of limited facilities to feed to corps of cadets. So, the fraternities ran dining rooms. In our fraternity, there was a man and wife, and a young daughter and they lived up on the third floor. And they provided all the meals, seven days a week. The cost to belong was $55.00 a month, $5.00 dues, $50.00 for the food. JC: Was the food good? RC: Very good. JC: Good. What company were you in? RC: Headquarters Company. JC: Headquarters Company. You said that. Did you play any sports or did you just – RC: No. 4 JC: No. What did you do to relax when you were at Norwich? RC: Well, as I said, we had the fraternity house, where we had a small library, we subscribed to magazines and living room couches and so we could – that was our [sic] really place to relax. Many times, we brought friends that were not in the fraternity would come, particularly the big weekends of the year, Homecoming, May Day – when we got the ring dance. JC: The ring ceremony? RC: Yes. What'd they call that? There were three major weekends a year. JC: Was there – RC: Homecoming, Winter Carnival, Junior Week. JC: Junior Week. RC: And, we had to sign up if we had a date. We had to find the facilities, rooms in town if the girl came from out of town. But, most of them came from Vermont Junior College. And several of my classmates married girls from Vermont Junior College. JC: Talk about what Homecoming was like back then? RC: Oh, I think it was a – for the cadets. For the alumni, it was a big affair. But for the cadets, it offered no classes on Saturday, which means they were really free Friday late afternoon until Sunday. And, believe it or not, we'd go up to Montpelier. And, there was a restaurant up in Montpelier called The Gardens. I forgot the name of the street, but I can take you to it. It was on the street where – of the state capitol, on the right before you got to the state capitol. A little street, no sidewalk and you could sit at a table and a car would come up to park right by the window because there was no sidewalk, and one spring day, this gets off Homecoming, but one spring day we cut class. Section leader was Russ Todd. He asked me one time not to repeat that. And we asked Russ to cover for us, because we were going to cut that class and go to Montpelier, which he did. While we're sitting there having a pitcher of beer for a dollar, a car pulls up, gets out, and it was Professor Willey, our class professor that we cut. Now, he knew there was no way that we could have cut there and be in that restaurant and also have attended class. JC: (Laughs) RC: But, we used to go up there – at one time, we're talking homecoming, we all sat down at the table and said, "Let's go to Montreal." "Well, first of all, how much 5 money do we got [sic]?" Well, I pulled out my $2.00. Somebody else had a dollar and a half. Somebody else had $3.00. So, we had a two-door 1936 Ford. Ooh. First thing we did was go to the gas station and gassed the car up, and went off to Montreal. Drove up to St. Catherine Street. Went in and had a bottle of beer. In those days, it was – the measurement was probably a liter. One. And passed it around. Got back in the car and drove back to Norwich. That was our outing. JC: (Laughs) Sounds like a pretty good outing. RC: Oh, it – and once again, it isn't – to have a good time and enjoy yourself doesn't necessarily mean you have to have money. You have to have just have ideas and something different. JC: What was Winter Carnival like? RC: Well, it all hinged on the dance and the parties at the fraternities. We would have – we were not supposed to have alcohol in the fraternities. But, we did. I'm sure it was known, but we kind of covered it up. We built a bar in that fraternity house downstairs on a rail. And when it was closed, it was a library (?) [0:15:33]. When we pushed it back, it was a bar. We had a buzzer upstairs, and if any of the faculty members came into the house, they pushed the buzzer. We'd get out from behind it, pull the bar forward and sit down. JC: (Chuckles) RC: And, we had – as I said, we had very good meals. Our entertainment was there. We'd go to the dance and from the dance at the fraternity house. JC: What about Junior Week? RC: Junior Week was probably the highlight of the year. Not only because a long winter season was over, and school was wrapping down, I think we got out somewhere around the 20th of June in those days. Somewhere in the third week of June. And, also it was the highlight of your Norwich career to get your ring. I got my ring when I was stationed at Fort Sill, I made the mistake of going in the latrine to wash and shave and leave my ring on the – by the sink and when I got back, it was gone. JC: Oh, no. RC: I went down, went all through the pawn shops and there are a lot in Oklahoma, trying to find it. I didn't. But, several years later, after I was home and married, my mother got me one for Christmas. But Balfour was a dealer, was in Hanover. I can always tell because my mother's handwriting and printing was terrible. So, it says, my initials are R. H. Cummings and this is R. M. Cummings. 6 JC: Oh! (Laughs) What does the ring symbolize for you? RC: You belong. It still does. It's probably (?) [0:18:11] my choicest [sic] possession, the Norwich ring. I have, I think I had it built up once. It gets a little thin there. And I wear it probably 75 percent of the time. My roommate said when he stationed at Germany, at the officer's club the trick was [taps ring on table three times] and that meant all the West Point guys. JC: (Laughs) RC: So, you went into an officer's club and did that, and all the West Point guys looked up and said, "What's that?" It's Norwich University. (Laughs) JC: (Laughs) What were the instructors that were most influential to you when you were at Norwich? RC: One of the advantages at that time at Norwich was, in your advanced classes, junior and senior year, you had, as actual instructors, the head of the department. And, at that time, we had some very good professors. I had him, but I didn't major in the subject, I think of Shorty Hamilton, professor of chemistry. Under him, was O'Neill who was a, ranked first lieutenant so he was an instructor. He was a recent graduate of Norwich and he stayed there and he went on to head the chemist [sic] department at Norwich. I had K.R.B. Flint was a government professor. Excellent professor. I had Pop Peach, English. Pop Peach was a graduate of Middlebury. K.R.B. Flint graduated Norwich. Shorty Hamilton graduated from Norwich. They all went on and got masters degrees. In my junior year, I mention now (?) (inaudible) [0:21:01] because of the professors. In my junior year, it was suggested that I probably had better take a fifth year towards my degree. I explained this to my father who said that that would be alright, however, after that I would go to Pratt Institute in Brooklyn, New York, which offered, in their engineering department, offered a special course in leather and tanning technology. And he wanted me to take that course, to which I responded, "If that's the way it's going to be, I'd rather go now." So, I went to Pop Peach, K.R.B. Flint, who was my academic advisor, and told him what I wanted to do. And if I could, my second semester of my junior year, if I could take senior courses in comparative government, constitutional law, advanced public speaking and he allowed me to. So, I took all the courses that Norwich offered for a government major. So, in my junior year, the second semester, all my classes were with seniors. I remember once again, Russ Todd was in all those classes with me. So, as the years went by, they always thought I was in their class. But I learned a great deal from – that I carried out all through my life, in my work with the Public Employees Labor Relations Board in the State of New Hampshire. Chairman of the Republican town committee in Hanover, co-chairman of Grafton County Republican Committee, delegate to the state republican conventions three times. I learned a great deal from those men in how to present myself and understand the field that I was endeavored in. 7 JC: What was your favorite class at Norwich? RC: Comparative government. JC: What was your least favorite? RC: Spanish. JC: (Laughs) I was told you had some stories about General Harmon. RC: Well, my stories about General Harmon, are not to criticize the man because he was a fine soldier. And he was a combat commander, as against political generals, Bradley, Eisenhower, Marshall, they were political generals out of the pentagon. Patton and Harmon, they were combat commanders. Harmon took over the university at a time that it was probably, nearly going out of business. For lack of money, lack of endowment, lack of students, the faculty needed to be built up, the student body needed to be built up, the physical plant needed improvement and Harmon accomplished those things in his time and put the school on the road to recovery. Very successfully. He brought in speakers. He got Eisenhower to the university. He brought in a great deal of capital. He built up the endowment. He improved the faculty as I said. Built one new dormitory plus of course he built Harmon Hall. The mess hall was in the White Chapel and that's why, when he moved the mess hall into Harmon Hall, he needed all the student body in that mess hall to make it pay. So, he closed down the fraternities. And the way he closed down the fraternities is a lesson in parliamentary procedure. If you want to get something across, you wait until the chairman closes the meeting, to which he closes the meeting and says, "Is there anything else to brought before this meeting?" That's when you introduce your bombshell, and which Harmon did. He said, "Yes." He said, "I'd like permission to close down the fraternities and sell the property or buy the property to enlarge the facilities of the university. If I do not get a favorable vote, you have my resignation." And whereupon, he got up and left the room. He got what he wanted. As you know, they took Sigma Phi Epsilon as the president's house. And Theta Chi they made into a club or – it was Flint Hall or Flint – it's right there next to the armory. Not SAE, the big one. The little one, across the street from the president's house, I think it's a club. I don't know what it is. JC: Do you think he did the right thing, closing the fraternities? RC: He had to. Yes, yes, he had to. And, he also improved the discipline of the cadet corps. There was (sic) a lot of things he did, he had to do because the school was really sliding. And, I have – my father-in-law, Nancy's (?) [0:28:35] father, was Class of '28. Civil Engineer. And, as he was telling the president at one time, that Norwich engineers built these interstates. Because, when those interstates were being built, what, in the 1960's were they? 8 JC: Yes. RC: The civil engineers were from Norwich. They were in the intra-highway department, and they were in Vermont highway department. He was – in my – I had two nephews who went to Norwich. One, last I knew, was with the FBI in Hartford, Connecticut and the other one owned a dental school and he had a practice in the western part of Connecticut. And they both dropped their affiliation with Norwich because they didn't agree with letting in girls and they didn't agree with letting in civilians, so they dropped their affiliation. I don't say I agree, but I realize that they really had to in order to keep the student body up and fill the classrooms and bring in tuition money. JC: So, is there anything else about General Harmon that you'd like to say? RC: I think I generally said he put the school on its feet. And, he did. But, I think the catalog (?) [0:30:32] put it, he really saved the university. JC: Now, it was after your junior year that you left? RC: Yes. JC: And went to Pratt Institute? RC: Yes. And then of course, I'm out from cover. Up comes the draft board. I got drafted. Well, if you can imagine, I spent three years in military discipline at Norwich University, showing up at Camp Chaffie is a buck private. Teach you how to make a bed. And they didn't like the fact that they could bounce a dime off my bed. JC: (Laughs) RC: So, they tore it apart and made me do it again. To which you're supposed to get mad. Your Norwich training. Yes, sir. Don't do that again. And then, that's where you get your respect. And then I belonged to the Vermont National Guard for five months. I wrote home to my mother, send me my discharge. Which I took to the CP and they went to E1 to E2 immediately, which meant $5.00 or $6.00 a month. And they made me squad leader. And, sometimes the sergeants didn't like that because I could drill better than they could. And then, instead of going overseas to Korea, or far east or Europe, and there was three in Alaska. A few went to Alaska. A lot went to Europe and a lot went to far east. I went to far east. But before that, after I got through basic training they sent me to code school. I took code. And then after code school, at Chaffie, they sent me down to Ft. Soda, radio repair. So, I went into radio repair. Then they shipped me out. So, I had a year here. And, then they shipped me out and assigned me to the 38th Infantry Regiment, the second division. And, I went by ship to Tokyo. And then, 9 down at – then they flew us to Inchon. No, the ship took us there because I remember going over the side of the ship with the bag. And, they put me in as radio operator. Hey, I've been away from radio operator for six months. Code. I'd lost it. So, they were thinking what they were going to do with me. Well, I finally said, "Look, I'm rotating home. Give him my job (which was signal supply)." All signal supply came from division, but division was too far away to make it manageable, so we just took it up by the regiment. It was closer by. So, I set that up. I requisitioned. It was a great job and in other words, another thing is don't ever have a driver's license in the military. Because you might get picked to drive ammo up. And, so I could requisition a vehicle to go to Seoul to get supplies. But, what did that mean? Go to Seoul, have dinner, a few drinks. Trip around for an hour or two and go back up again with the supplies. And, anything you wanted, what you need, I bought a nice bamboo pole, a fishing pole over there in the PX. A big, huge PX in Seoul. I shipped home. Then, I had all those supplies and everything, I was in contact with all of our regiment, including the Dutch, which were assigned to us. And the Dutch had a good deal. They had a – there was a Dutch colonel that was their commander and he was a real nice guy. He always came to shows with his troops and sat with his troops at the shows and things. He was (inaudible) [0:36:39] over the guy. And, in later years, my daughter and her husband lived in Holland and I was over there Memorial Day at the America Cemetery and there were the Dutch that I served with in Korea. And so, we got together much later in life. That's about it. JC: When you landed at Inchon, where did you go from there? RC: (?) [0:37:23] Up to Seoul. JC: Up to Seoul? RC: Yes. JC: I've got us a map. RC: Oh, yes. Went up to here. And this is where I was. JC: And where's that? RC: Pork Chop, Old Baldy. We went up Old Baldy twice. And it literally, we bombed the hell out of them. We'd go up there and they bombed for over an hour. And we pull off and blow it. And then, this was always kept quiet. The ROKs, Republic of Korea soldiers, they were an army of their own. We'd go up Baldy and they'd go with us. On our right flank or our left flank. And we get up there to do our work, and we'd look over and our left flank is not covered. Word came from here. They bugged out. And that's when we very quietly broke up the ROK division and infiltrated them with us. And, it didn't do any more bugging out. If it did, we shot them. That stopped it. And the good side of it is I had a 10 poor boy with me, (?) [0:38:56] in the radio repair tent, he lived with us. We taught him English. We taught him radio repair. We gave him clothes to wear. His mother did all our laundry for us. Ironed our clothes on hot rocks. He was really a great kid. I'm sure when we left, he had a head's up in society because of his training with us. JC: And that was in July '52? RC: Yes. JC: Where did you go after that? RC: Oh, we stayed right here. All the time. JC: Oh, okay. RC: And we'd pull off hill about – I think it was three months. And they'd pull us off. And it was New Year's Eve 1952, New Year's Eve. And we pulled off, off, off and went down. All that means is that you've got to move your communications, you've got to move your mess hall, you've got to move your water, your latrine. Everything you had to do and we moved that day. And a telephone rings from the company that replaced us up there. And there's noise, and I got the phone. "Who's this?" "This is Lt. Swift." I said, "Rollie?" He says, "Yes.' I said, "Dick Cummings." "Oh, for God's sakes! How are you?" I said, "I'm fine. What's your problem?" He says, "We don't have anywhere near enough equipment up here." I said, "Really? I'll tell you what I'll do. It's snowing to beat hell. The roads are slippery. I'll load up a deuce and a half." I go down to the motor pool and find the soberest driver. And in those days, blacks were in either the motor pool or the mess hall. "Go down to the motor pool and find the soberest driver and I'll come up there and you give me a jeep, because I don't want to stay. I'll swap you a truck with equipment and you give me a jeep." "Fine." Now how are you going to take care of this equipment? Battle fatigue. (inaudible) [0:41:51] Boom! Truck gone. (Laughs) JC: (Laughs) RC: That was Rollie. I never saw him. I just talked to him. JC: What did you do after Korea? RC: I came home. And I went to work in the factory. Tanning. My – our company corporate lawyer was an uncle of mine. Ray, his last name, my mother's brother. And he suggested that I, I got discharged the 3rd of July. They got us out for the 4th of July. Really rushed us down (?) [0:42:52] to get us out. Instead of having a hold-over for the 4th of July weekend and wait until like the 6th of July. So, that got us off the 3rd. Discharged. And, my uncle said, "Don't be in a hurry to go to 11 work. Because this is the last time in your life you can do what you want to do. Once you start to go to work, you're plugged in for the rest of your life." (Laughs) So, my roommate and I, he got home from Germany and we got together and went to work August 16, 1953, 2, 3. Yes, '53. That's when I went to work, 1953. And Bruce and I traveled New England. He got new a Chevrolet, I had a new Chevrolet, all paid for. Paid $2,000 for it. Brand new. And, -- with money that I sent home. I made money selling whiskey over in Korea. We had a liquor allocation, particularly if you were in combat. A private got a fifth a week, a month. A corporal got two fifths a month. A lieutenant got three fifths a month. So, and for $2.00 a bottle. And even the liquor was Cadillac, Cadillac Club or something like that. So, you got three fifths a month but you only wanted one. So, I'd give you $4.00 for your two fifths. And, I'd build up, oh, about a dozen bottles of whiskey, and I'd keep it under my bunk. And I had a little dog. And word "little" in Korean is "scosh (?) [0:45:13], so I used to call him Scoshie. He stayed right under my bunk and got into (?) my whiskey. JC: (Laughs) RC: And, so on the 10th of the month I had three bucks and the 15th of the month I'd get maybe 5, 6. 28th of the month or so, 10 bucks, whatever traffic will bear. Ship the money home. $2,000. And so, when I got out, we had the money and Bruce and I went to Montreal together. We went to Eastern State Exposition together. We just played for about six weeks. And he went to work in the family shoe lasts business. I went to work in a tannery. Got up in the morning to go to work. We got to work at 7:00 so we were up and having breakfast at about 6:15. Got up. Put a suit and tie on, jacket. Head down to the office (inaudible) [0:46:35]. Went in a little locker room. Opened the door and says, "There's your clothes." Old wool pants and old wool shirt. "You're not going to wear any suit. You're out there." JC: (Laughs) RC: (Laughs) And that's where I started out, working every department. Doing every job in every department from bundling a green saw hides from cutting the rope off and shaking the sod out and preparing them to get washed and that whole process all the way through to rolling them up, finished leather to go to the shoe factory. All the way through. Then, I became kind of like a shop foreman. And around Christmas time, we had hired a finishing foreman. He's in charge of the black finish, the brown finish and the colors in other words. And we were closing shop up for Christmas weekend and he was drunk. So, I fired him. So, Christmas at my father's house, we were outside, said, "Yes, we've got a problem, we've got to find somebody to replace him." My father says, "I already have." I said, "Yes, who?" "You." Oh, I had to study damn fast! JC: (Chuckles) 12 RC: Like a day! (Chuckles) And I ran that finish room – I think I was running it when we got married. Yes. At least a year. And then my father's health was going. In 1960, I took over as, in those days we called it superintendent, and then I started organizing the staff, and organizing the foremen. I got a letter here somewhere, my nephew found here, a few months ago when my father was in Florida, came home from – (?) [0:49:13] in very poor health. He had colitis all of his adult life. Never weighed over 140 pounds. Never. And he wrote my brother, my older brother that came back and never found the shop in better shape in the 20 years he'd been in Lebanon. And I had taken it, and I really worked hard. And when he died, I really went to town and I borrowed money, which is a no-no. And I got modern equipment in. Like I got one piece of equipment, run by one man, one shift. It would replace four machines that were run two shifts. That's eight men. Pretty soon, paid that thing off in two months. I did start doing that. And we belonged to the Tanners Council, which was housed in, headquarters in New York City. And they called me up one time, he said, "We usually don't do this, because everybody is under a code name." So when they send out asking for information, and your code – your name's not on it. There's a code name only they know who it is. He said, "We usually don't do this, but we thought under the circumstances, we'd call you up and tell you that you have the lowest labor costs per foot in the country." JC: Wow. RC: Well, anyhow, that was – and then of course, Uncle Sam put us out of business, all of us. There's not a tannery in – I believe there's one tannery, and it's Prime Tanning in Berwick, Maine. And I heard a few years ago that a shoe company out in St. Louis bought them. So they could be sure of having a source of leather. JC: So how did the government put them all out of business? RC: Environmental. See, we're on the river and we need – and I used to have those figures, and I really have forgotten what they are – it was thousands of gallons of water a day. And there was no way any municipal water system could supply us. No way. That's why they're on the river. To pump the water out of the river. And, they got a problem there. In the wintertime the water is 30 degrees. You got that 30 degree water you got to raise it to 70 degrees, that's a hell of a lot of steam. And in summertime, the water can get up to 75 degrees. And you got to lower it to 70 degrees. So that's a hell of a problem. How are you going to – this is only a short time, a matter of a few weeks, you know. So, we'd buy ice and dump it in. It took a hell of a lot of ice to do it. That's what we did. That's why – and then you surge. A hell of a surge. Everything, you wash and rinse, wash and rinse. Into the river. Out into the Connecticut, down to Long Island Sound. All the town (?) [0:53:29] sewer system, dumped right into the (inaudible) [0:53:32] lake, up until a few years ago. The woolen mills in Enfield (?) dumped into the lake. The lake went down the river, the woolen mills, and leather and the tanning, dumped into the river. And half the woolen mill, all the way down. 13 What could we do? I mean, that's how the government, you say, put us out of business. JC: Oh, okay. RC: I think the largest producing leather today is Argentina. Because that's where the (inaudible) [0:54:13] cow hides were. Used to ship them by boat. To New York, Boston. JC: So, when did you meet, how did you meet Nancy? When did you meet? RC: I got out of the army. I came home. And, went to church. And coming out of church, Brownie was there. And I spoke to him, I said, "Who's that good-looking daughter of yours, Nancy?" He says, "She's over at Colby Junior College." And I said, "I think I'll go see her." So he gets home and calls her up. (Chuckles) And I went over to see her. That was in the fall. We were married the next September. (Chuckles) JC: And how long have y'all been married now? RC: 62 years in September. JC: Wow. Congratulations. What did you do after the tannery closed? RC: Find a job. Sitting down reading the paper, not knowing what the hell I'm going to do. Big tanneries out in the Midwest. That was a consideration, in some capacity. Night foreman or night shift superintendent, anything. And, reading this paper, department of resources and economic development, officer industrial development needed. Industrial agent for the northern three counties in New Hampshire. Paul Gilderson (?) [0:56:25], telephone number. I knew Paul. He says, "I was hoping you'd call." JC: (Chuckles) RC: Had 60 people call him. He interviewed me about 10:00 in the morning, over in Plymouth, a bank in Plymouth. And, the next day Paul called me up, says, "You got it." So that's – I spent 16 years doing that. And I loved it and I was good at it. I – even today, I see television ads that I'm responsible for. When I ride up country, I see factories that were built by companies that I moved in, from Canada, Sherbrooke, outside out Montreal. Massachusetts. My objective always was not to hit them hard but suggest a branch, suggest a satellite, suggest the reason why. Taxes, labor costs, transportation costs is less expensive and it's offset by your savings on labor. No union. One of my – I picked this up from my father, when he was asked a question about the labor, in New Hampshire against Massachusetts, he says, "All the labor are capitalists. They own a piece of land. They own an animal. They cultivate vegetables. They buy grain. They buy 14 fertilizer. They sell their product. They're all capitalists. And that's exactly right. You just don't get a guy off the street. He's got a reason to where he's really working for cash, supporting himself. JC: Well, let me ask you a couple of questions back about Norwich. What was your favorite part of going to Norwich? RC: Well, if you're talking socially, I'd say membership in a fraternity. If you're talking academically, it's those three professors I mentioned. JC: What was the – is the most important thing that Norwich taught you? RC: I wrote that out somewhere, because I gave that some thought. And I – JC: I think it's on the back. RC: Respect for authority and responsibility. JC: What did the school's motto, "I Will Try," mean to you when you were a student? RC: Say that again. JC: The school's motto, "I Will Try." What did that mean to you as a student? RC: Basically, I'm in college and I will try to finish this course, I will try – and it's been my motto all my life. On my tombstone. JC: I was going to ask you, has it changed any since you were in college? RC: No. JC: No. What about the idea about citizen soldier? RC: I think it's an excellent education. JC: And why is that? RC: Because it teaches you responsibility, authority, respect. You have to – in order to be able to lead, you have to know how to follow. And Norwich teaches you that. I had a classmate whose sons went to the Citadel. Three boys and they all went to Citadel. Because of his experience at Norwich. JC: You think they regretted going to the Citadel instead of going to Norwich? RC: I have no idea why he picked it. 15 JC: (Laughs) How do you think your professional life would have been different had you not been a Norwich graduate? Or had not gone to Norwich? RC: Not as disciplined. JC: It seems like discipline was a very major part. RC: Yes. If you take, in my day and my era and my location, kids went to the University of New Hampshire. First of all, a large percent of them flunked out after the first semester. Another big chunk flunked out after the first year. So, those that really got in to graduate was a lot smaller than those that got accepted to go there. Reason why, they weren't prepared for it. In my era, they came from these little towns throughout New Hampshire down into the more metropolitan area, Portsmouth area, New Market area and open campus and open lifestyle that they weren't used to. And, if affected them. Very few percentage of them really ended up graduating from college, at that time. JC: Do you think going to Norwich has opened some doors for you that might not have been opened otherwise? RC: Oh, yes, I think so. But, particularly in my later line of work. I can remember having a meeting up in Woodsville, New Hampshire. And, I was working on locating a company, it was Bass Shoe as a matter of fact. And, Bass Shoe was a Maine company and I knew that I couldn't deal with the management of Bass Shoe, because they were favored to Maine. Bass Shoe, and I forgot the name, but the parent company was in Greenwich, Connecticut, so I just, on my own, drove down to Greenwich, Connecticut. No appointment. I had a name and an address. And I knocked on the door, and went in and they listened to me. They're located in Haverill, New Hampshire. While I was doing that, talking with local people in the Woodsville/Haverill area, and a ___(?) [1:04:47] sat and he says, "I knew there was a reason why I liked you." So, I said, "Well, yes, you went to Norwich." JC: (Chuckles) RC: And he had gone to Norwich. JC: Do you think Norwich folks have a special bond that other military and civilian institutions lack? RC: Oh, yes. A great deal. The corps of cadets brought that about. And, from my day to this day, wherever we meet, we always, always get together. Homecoming is an uplift, particularly now at my age because all my roommates are gone. All my closest friends are gone. My brothers are gone. My cousins are gone. But, we go up there and Eddie Barrow's (?) [1:05:51] there, always a joke from him. And Louie Swift, all my cousins, great bunch. 16 JC: Have you continued to be involved with Norwich since you left? RC: I have been very interested in the museum. And I contribute to it. Not much, but I do every year. Because I think they're doing a tremendous job of carrying the history of the institution, from when it was almost nothing, on. And I can remember being involved with Todd's wife because she really worked hard on that. And she used to come down to affairs in the town of Norwich, over here, and I'd meet them over there. They dedicated a stone plaque over there in the town of Norwich a few years ago, and she was there. And I think you've all done a wonderful job up there with that. And the improvement on that library was very interesting. By the way, I have it here somewhere and if I can't find it, I was on the committee that resurrected bricks from the barracks in Norwich. JC: Oh, okay. RC: And clean them up. I got a picture here somewhere and I'll mail it to you when I find it. It's a group of us in Hanover, by the field house. What's the name of the field house? (inaudible) [1:07:47] The great big field house there. And we dumped the bricks in there. And literally we cleaned them up, put them on pallets and took them – they all ended up at Norwich. And some when out to national headquarters of Theta Chi and some you have there in the vestibule of the library. I was in that group that worked on that. JC: And the rest of them are downstairs in the museum. RC: Yes. JC: Did you stay in touch with a lot of your classmates? RC: Yes. As much as possible. JC: What advice would you give a rook today on how survive through that first year? RC: Well, it was a hell of a lot tougher my first year than it is today, I'm sure. If you can't survive it, you don't belong there. That's just as simple as that. JC: Was there anything else you'd like to add that we didn't talk about that we should? RC: To run it all up together, the best thing about Norwich was that it was an institution with traditions, small in size, closeness to faculty and classmates. And we acted together, lived together, worked together and played together. That would be Norwich. In my day. JC: Anything else you want to add? 17 RC: No. JC: Well, thank you very much. (end of audio)