Suchergebnisse

Issue 43.6 of the Review for Religious, November/December 1984. ; General Government and Leadership The Benedictine Prayer of Beauty A°n Annotation 19 Retreat Experience Volume 43 Number 6 Nov./Dec., 1984 R~-:v~l~v,' l:or R~!~.~(;~otJs (ISSN 0034-639X). published every two months, is edited in collaboration with the faculty members of the Department of Theological Studies of St. Louis University. The editorial offices are located at Room 428:3601 Lindell Blvd.: St. Louis. MO 63108. Rt.'.v~;w ~:or R~.~(~otJs is owned by the Missouri Province Educational Institute of the Society of Jesus. St. Louis. MO. © 1984 by Rev~w ~:or R~.~(~otJS. Composed. printed and manufactured in U.S.A. Second class postage paid at St. Louis. MO. Single copies: $2.50. Subscription U.S.A. $10.00 a year: $19.00 for two years. Other countries: add $2.00 per year (postage). For subscription orders or change of address, write R~,vl~:w voR R~:H(;~ol~s: P.O. Box 6070; Duluth, MN 55806. Daniel F. X. Meenan, S.J. Dolores Greeley, R.S.M. iris Ann Ledden, S.S.N.D. Joseph F. Gallen, S.J. Jean Read Editor Associate Editor Review Editor Questions and Answers Editor Assistant Editor Nov./Dec. 1984 Volume 43 Nttmber 6 Manuscripts, books for review and correspondence with the editor should be sent to REw~:w I.oR Rl-:lol(;~otJs; Room 428; 3601 Lindell Blvd.; St. Louis, MO 63108. Queslions for answering should be sent to Joseph F'. Gallen, S.J.; Jesuit Community; St. Joseph's University; City Avenue at 54th St.; Philadelphia, PA 19131. Back issues and reprints should be ordered from REWEW I-'OU R~.:t.tGious; Room 428; 3601 Lindell Blvd.; SI. Louis, MO 63108. "Out of print" issues and articles not published as reprints are available from University Microfilms International; 300 N. Zeeb Rd.; Ann Arbor, MI 48106. The Spiritual Exercises and Preferential Love for the Poor Peter-Hans Kolvenbach, S.J. Father Kolvenbach was elected General Superior of the Society of J~sus in September, 1983. This article is based on an address he delivered, on February 7, 1984, to the "VII Ignafian Course." an annual program of study/reflection sponsored by Rome's Centrum Ignatianum Spiritualitatis, and was first published in its bulletin, CIS: Vol. XV. no. I (1984), pp. 77-90. Fathgr Kolvenbach, as well as the Center, may be addressed at: C.P. 6139:00195 Roma, Italy. lain very pleased to be here this evening to offer my contribution to the VII Ignatian Course. Not being a specialist, what I shall share with you will be a simple meditation on a theme that is both relevant and important: the link between the Spiritual Exercises and' our preferential love for the poor. Clearly, if not necessarily dramatically, a preferential love for the poor~is contained in the spirituality of the Spiritual Exercises. We find, for example, in the section entitled "Mysteries of the Life of Our Lord"---a text in which the personal comments of Ignatius are rare and thus all the more significant--that a preferential love for th~ poor finds indirect expression in Ignatius' emphatic reference to the situation Of those chosen to be apostles; that they were men "of humble condition" [275]. Likewise the only discourse Iogion explicitly offered for contemplation in the course of the Exercises i.s the Sermon on the Mount, which in the text'begins with.the beatitude concerning the poor [278]. Ignatius also comments that, while Jesus overturned the tables and scattered the money of the wealthy money-changers, "to the poor vendors of d6ves he spoke kindly" [277], asking them'to respect the prayerful purpose of the temple, his Father's house. But these references evidence only an indirect connection with our theme, .the preferential love of the poor. "Rules for the Distribution of Aims": A Forgotten Text There is to be found in the Exercises, however, a much mor6 direct 801 1~09 / Review for Religious, Nov.-Dec:. 1984 connection between the spiritual urge to follow the Lord and the help that must be offered to the poor. The classic means of giving assistance to the poor had always.been alms-giving. And it is in the treatment of this subject that we shall find the most explicit link between the spirituality of the Exercises and an effective love for the poor, in an oft-forgotten section of the text entitled: "Rules for the Distri-bution of Aimsr' [337-344]. Why has this passage been so often forgotten? Above all because of the very concrete and specific application it makes to a single situation. In fact, ~he document is explicitly addressed to almoners, those who by virtue of their office are supposed to look after the poor, to clerics who practiced charity as their .function. Thus the tone of the text is very. clerical, very priestly. But despite the text's heavy emphasis on ~institutionalism with its many references to ministry, condition, office and function, Ignatius also points to Christ the high priest as the one who is the model and norm for all charitable activity. This particular reference to Christ the high priest [344] expands the horizon of an otherwise purely clerical document, calling every Christian to become a sharer in Christ's ministry through the exercise of almsgiving. In fact, in this document Ignatius takes the office of almoner for granted thus also implic-itly recognizing that not every Christian is called to the direct and immediate exercise of this task in regard to the poor nevertheless he exhorts almoners not to be content to work as mere functionaries, but to be inspi~red by the ministry on behalf of the poor that was exercised by Christ himself. Such an attitude ought to be t.he concern of every Christian without exception, each according to his vocation and state of life. Ig0atius, then, clearly intends this document directly, for a specific group of persons, At.the same time, however, he makes it clear that all Christians ought to have a special bond with the poor. There is another reason why this document is so often overlooked. It is the fact that the practice of aim sgiving no longer has today the honored p lace that this preeminent exercise of charity had in the time of Ignatius. In an older economic order it was principally by means of alms that the good will of the rich helped to correct excessive social inequality--th6ugh of course in a very imperfect.way. Saint Francis. the poor man of Assisi. had his brethren pray every day so that. thanks to therich, they could continue to be poor. Modern persons, however, even if they be poor. are no longer willing to be under anv kind of demeaning economic dependency. They expect and demand to receive from the state the means of a suitable livelihood as their right, not as something subject tb arbitrary distribution, nor dependent upon the mere '~good will" of the "good rich"--an attitude that is the very opposite of what is involved in the practice of almsgiving. Too. the modern untrammeled esteem for the value of work tends to bring almsgiving into disfavor, not just because ¯ the practice is seen as an affront to human dignity, but also because it could so easily,,encourage idleness and sloth. Preferential Love for the Poor / 803 Ignatius and Help for the Poor in his day Ignatius had to face squarely this problem of helping the poor. When in 1535, hating just finished his studies in Paris. he was resting in his native air of Azpeitia. he found himself perforce involved in the overall spiritual renewal of the townspeople. The reform of, charitable works in the area could not but form a part of this general program of renewal. F~r Ignatius. there was a self-evident connection between the two. o On the one hand (and this was to be true of him later in Rome)~ Ignatius did not want to see the poor obliged to beg: all must 'simply be helped according to their need. On the other hand he positively ,encouraged-that all alms from whatever source, whether civic authorities,~'the clergy or the laity, be given to the official almoners (see MI Fontes Docum. 88: De Azpeitiaepaupe-ribus sublevandis: 1535-1542: MI Epp L 161-165, addre~s.ed tO the townspeople of Azpeitia). To avoid abuses, then. the poor ought not to have to seek alms or beg. Rather, the almoners should receive alms to be distributed to the poor. not in their own names, but "for the love of God" (MI Epp Xll, 656: lnsfruction of November, 1554). ~' In reflecting on the m, eamng of this text. there is another facet that is important for understanding the spirituality of the Exercises. It consists in.the fact that for Ignatius himself the significance of aims had gradually taken on differing forms and purposes over the years. The "pilgrim" who in 1523 had wandered about the alleyways of Venice was a solitary mendicant who lived exclusively from alms. But the "companion" who in ! 537 lodged with some of his friends in a Venetian hospice for the poor. and who wished "to preach in poverty." also sought alms for the sake of being able "to help the poor." Heno longer sought alms only for himself, but also in order to help others. From 1540 on. Ignatius the "founder" gradually came to establish two coexisting but radically different regimens of community poverty for the na-scent Society of Jesus. without ever confusing them either in. theory (a relatively easy matter) or in practice (always a more delicate affair). In terms of. this twofold approach to ~community poverty, the "formed fathers." those whose training and incorporation into the Society were complete, would continue to live only from alms. while the colleges for the training of scholastics were tO have stable and~secure incomes in order to respond better to what the Church desired of them. Only in cases of extreme necessity wouM the seeking of alms become the last resort for the colleges, and then all the companions withoul exception would be "ready to beg from door to door" to meet the need. This is still our rule today. Material and Spiritual Poverty Once the "Roman" and "German" colleges had been started in 1550, Ignatius did all in his power to Search out suffi(ient and stable sources ofalms~ what we might call in the parlance of today's economy, "to establish founda- 1~04 / Review f~r Religious, Nov.-Dec., 1984 ¯ tions." However he was able to find nobody willing to give money liberally: neither princes, nor civic authorities, nor bishops. Even in those days, it seems, money was being squandered on wars--often in the name of religion. In fact Ignatius once wrgte: "After spending so much on material arms to support religionin Germany, it wouldnot be too great a burden if the emperor spared something for spiritual arms which could more effectively gain what is intended" (14 Sept., 1555, to Francis Borgia: MI Epp IX, 614). Considerable sums were being sought and here one sees a further devel-opment in the Ignatian concept of poverty, for these funds were being sought no longer for the sake of those who were economically poor, but for the formation of future priests who were called to help the spiritually poor. The Ignatius who dreamed in 1522 of living off alms alone, like the Egyptian hermit, Onophrius, thirty years later came to discover "God in all things," even in "Egypt"--his expression for the "business dealings" connected with almsgiving that were so necessary to meet the Church's needs. In his spiritual pilgrimage, Ignatius learned to take se.,riously the admoni-tion of the Lord: "He who does not gather with me, scatters" (Lk 1 !:23). For him, alms meant "gathering" with the Lord on behalf of his brothers, the poor. It is no wonder, then, that the Spiritual Exercises should include Rules for the Distribution of Alms. through which their whole, rich spiritual doctrine is applied to the very practical and relevant necessity to help the impoverished and suffering through almsgiving and indeed through the giving of one's very self. The Spiritual Exercises and Aims for the Poor ~ The mere presence of this text On the. distribution of alms in the book of the Spiritual Exercises witnesses to the fact that the Exercises are indeed geared to "the saJvation of souls," but this spirituality faces up to poverty .of whatever sort. Thus material poverty is addressed in these Rules for the Distribution of Alms. [337-344], as is spiritual poverty, for instance in Some Notes Concerning Scruples [345-351]. The contents of the rules on almsgiving also clarifies for us the motivation that led the Society of Jesus from its earliest days to become involved in helping the poor. Already during,the bitter winter of 1538-39, Rome's sole Jesuit house sheltered 400 poor people, Ignatius himself, although utterly absorbed in the government of the young Society, and while still continuing to give the Exer-cises, .also did all he could for the poor and oppressed of Rome. In other words, if its version of the Good News is not proclaimed and expressed in a practical way for the poor, the message of the Spiritual Exercises will rightly be seen as futile and lacking in authenticity. There is yet another document which bears out this characteristic of his spirituality, namely Ignatius' letter to the Patriarch. of Ethiopia. Against the backdrop of Ethiopian asceticism with its .innumerable and excessive penitential practices, Ignatius instructed the Jesuits to work toward lessening the popular Preferential Love for the Poor / 805 esteem for these excessive corporal penances in order to draw more attention to the need of working for the poor. In a nation where social concern was so minimal, Ignatius wanted to found hospitals,.to provide help for the poor by the exhortation to almsgiving both privately and in public, to ransom prisoners, to educate the abandoned, and to help young men and unwanted girls to se.ttle down in marriage. "Thus," he wrote, "the Ethiopians will seein a palpable way that there are better works than their own fasts and suchlike" (MI Epp VIII, 680-690, April, 1555). Such distortions have often been a problem, and not just in the Eastern churches. Aims "for the Love of God" Finally, the pertinence of these rules to the text of the Spiritual Exercises is explained by the simple formula which sums up the only basis for almsgiving that is acceptable to the spirituality of the Exercises: "for the love of God." Jesuits, and all who seek or give alms, should do so "for the love of God." Alms are a way of giving concrete expression to the beatitude ~vhich Was so lovingly addressed to the poor. As they appear in the text, then, these norms guide one's process of discernment for the practice of this concrete e~pression of the love of God. ' ~ Recent commentaries on the Exercises generally judge severely any retreat centered exclusively on a prayer experience that is turned in on the person of the exercitant in some narcissistic fashion. The exp,ression solus cum solo is not meant ,to isolate a person with a solitary God. Rather it is intended to express the appropriate relationship that ought to prevail between a "self" who has received everything from others, who is also called to be for. others, and a God who reveals himself precisely as "God with us~" Despite the frequent use of the first person in the text ofthe Exercises-- which always points to personal responsibility and involvement~the com-mentaries stress the profoundly communitarian character of the Exercises, character which is clearly in evidence right from the Principle and Foundation. Any person's authentic search for God necessarily entails that person's insertion into the human community. Conversely, any person's total commitment to hu .manity could only be the result of that person's discovery of the love of God. The First Rule for the Distribution of Alms Love "from Above . After these reflections on the historical and spiritual contexts of the Riales for the Distribution of Aims, let us now examine the first of these rules: If I distribute alms to my relatives or friends or persons to whom I am attached, there are four things that must be considered: Some of these were mentioned in treating the Choice of a Way of Life. The first is that the love that moves me and causes me to give the alms must be "from above," that is, from the love of God our Lord. Hence I should be conscious within myself that Gbd is the motive of the greater or less love that I bear towa~:d these persons, and that God is manifestly the cause of my loving them more [338]. 80B / Review for ~Religious, Nov.-Dec., 1984" This rule immediately situates any gift of alms within agape, the love that, in Ignatius' terms, comes '"from above." In no way, then, should this text be seen as intending to provide merely a psychological preparation for, or .a religious exhortation to, charitable acts. It is not a pep talk for generous giving, nora way of spiritualizing the fundamental human instinct for solidarity. We should also avoid interpreting this rule in a way that merel3i invites to "purity of intention," Taking up anew an Augustinian inspiration which had previously appeared in the First Rule for Making a Good Choice of a Way of Life [184], this norm for distributing alms, while it does not in any way exclude philia (see the reference to "affection for relatives and friends"), does urge that phil[a be caught up and transformed by agape, "the love that,., must descend "from above" [184]. ~ . The expression "from above" also recalls the fourth point from the Con-templation to Attain the Lov.e of God [237]. God, the infinite ~treasury of all good, is in his trinitarian mystery both Gift and Giver of Gifts (see [237]). If, then, the giving of alms is to be divine--and therefore true and authentic--it must find its rationale within the dynamic of this mutual exchange of gifts, this loving movement of the gifts which "descend from above" [237]. There are a number of examples illustrative of this principle in Ignatian literature, Even in the most complicated of business affairs Ignatius kept his vision, of the lov~e ''from above" alive. Thus, for example, he exchanged some ten letters, with a certain Bernardino' Taro from Naples who had offered to sell his house in a complex deal involving some suspicious price fluctuations. A charitable work was involved, the payment was difficult, the Society sought a discount, and the benefactor became irritated. In all the correspondence, though, even while dealing with the complicated finances involved, Ignatius kept the whole transaction within the horizon of the loving movement that comes "from above," as when he wrote: "Let us pray that the Divine Goodness may grant us 'all the grace to be sensitive to his most holy will" (May 17, 1556, MI Epp X1, p, 411). It was not just by chance, then~ that Ignatius wrote on September 16, 1553 tO the, royal treasurer of Aragon, who had generously acted to convey mes-sages between the Jesuits of Spain and of Rome: "May God our Lord, whose love should be the foundation and norm of all love, repay you by increasing his love in your soul to just such an extent . For as there is nothing good witho, ut this love, so no!hing is lacking where it is present" (MI Epp V, pp. 488-489). The norm, then, for the appropriate distribution of alms is not, per se, our human solidarity, certainly it is not just philanthropy, but the agap~ of God himself, which takes flesh, in our human capacity to give and to forgive. The effort expended in undergoing the Spiritual Exercises so as "to rid oneself of all inordinate attachments" [1], is aimed precisely a,! allowing the divine t;gapP to take possession of our capacity to love. Thus t,he Rules for the Preferential Love for the Poor / 1107 Distribution of Alms have no other purpose than to put into practical effect what the Apostle John says in his First Letter: the man who does not love his brother most surely cannot be said to love God; and no one truly loves his brother unless it be with the love of God who first loved us (see l Jn 4:19-21). In this Ignatian concepiion, then, the principal criterion by which to judge one's preferential love for the poor is decidedly on the basis of .whether that love truly comes "from above," and does not rest on the simple fact that one is giving aid to one's poor brother. In other words, thee value of such a charitable act is to be judged in the measure in which me_re philanthropy has been taken up and transformed by divine agape: Service of the poor, to be sure! But before all else, service ,in my name," if it is to be true and authentic. Love "from Above"." for the Poor This first of the Rules for the Distribution of Alms, then, bringsphilia and agape.face to face with each other. "To give to those to whom one is attached by relationship or friendship" is not. automatically "ordered towards the love~ of God that comes from above"~except insofar as such a gift would actually reflect a preferential loye for the poor even in being given to oneYs own. We can find the interplay betweenphilia and agap~ that is evoked by this first rule applied in a realistically practical way in a letter from Ignatius to the Archdeacon of Barcelona, Jaime Cassador (February 12, 1536): "I mean, it. would be better to give to the poor when our relatives are not as poor as those, who are not relatives. But, other things being equal, I have more obligations to my relatives thar~':to others Who are not relatives" (MI Epp I, pp. 93-99). In other words, attachment even to relatives and friends must be caught up into the divine agape: the poor are to be preferred even above relatives unless these are themselves poor. . ' Love 'from Above"." for All the Poor The collection of Ignatian texts we have cited with r6gard to the first of the Rules for the Distribution of Alms raises a delicate question. The preferential love. for the materially poor is quite clearly a manifestation, an "epiphany" of the love that comes "from above," going as it does beyond philanthropy or the love (phil¢a) tha,~t is exercised towards one's relatives and friends. The well-ordered practice of this~ divine love (agape) clearly makes possible many social initiatives in the service of the economically po0~r. The fact that this love is not to be directed exclusively to the economically poor and socially marginalized springs from the Ignatian conviction th.at, in the last analysis, almsgiving is not meant to enable persons merely to become economically rich, but to enable persons to become rich in God's eyes~ to use the expression of St. Luke. Our free response to the love of God makes us deeply sympathetic toward the hopes of poor people under every form and at every level of genuinely human choice, but not in the pursuit of any and every messianic drehm, nor of any and every political or social option. Review.for Religious, NOv,-Dec., 1984 If in the text of the Spiritual ExerHses the use of the word "poor" is quite rare~ it is only at the end of the doc~aments on Election and in the Rules for the Distribuiion,,of"Alms that the term "poor" appears in its strictly social and economic sense (see [344] as an.application of [189]: Directions for the Amendment and Reformation of One's Way of Living in His State of Life). There.is no doubt at all that, after the example of the Gospel, the primary concern of the Spiritual Exercises is the conversion of hearts to the love that is "from bove ;~'w~thout such a conversion, all social activity, even the most generous, would already be found lacking, for its aim would not be "the human person taken as a whole." Why was there already urged insistently in the Old Testament the obligation to help the poor? It was not to make the poor economically rich, but because a person without money--in this sense "poor"--is not a "complete person" in the image of the love of God. A social revolution undertaken without agap~ means, and cannot but rlaean, death and hatred. As is well known, the Old Testament prophets;and finally'John the Baptist, expri~ssed themselves on social and economic matters in radical, even literally violent fashion. On this point, compared to the invec-tives of the prophetS, Christ's message seems like a comedown. And yet his "new Commandment," which should, according to Ignatius [338], be the root s'ourceoof the human love that finds its expression in almsgiving, possesses a r~adicality and an unprecedented newness that are quite capable of tra~nsfoi'ming humanity. In other words, Ignatius affirms in the Exercises that the human search for God is not authentic if it does not express itself in a loving commitment to the world of the poor: but. conversely, there is no perfect commitment to the cause of humanity, and concretely to the cause of the poor, unless it' be the fruit of one's personal discovery of the love of God that comes "from above." Love "from Above"." Opposed to All Poverty The cri/icisms offered in regard to theologies of social justice and of libera-tion do not call into question the urgency of the political, social and economic concerns that inspire these theologies. But the whole of God's revelation to the world cannot ~ever be restricted to a merely political, gocial and economic liberation, nor even to the gen'eral idea of freedom as such. Thes+ theologies do righily present one aspect of theology taken iri its entirety. In practice, theology ought to demand that the Church 'strive to reform the whole wbrld under every aspect according to the spirit of Christ. But the Church's option for the poor:should not be intended in a~way that would jeopardize the offer of salvation to all persons, the offer of that liberation which is the gratuitous gift of God proffered to all humanity. In struggling for liberation and justice, the Christian is called, not to curse those who have possessions, but to encourage theha also toward conversion to Christ. The Exercises ought never be limited to a single apostolic objective, To speak~ for purposes of illustration, of the time of Ignatius,' the Exercises were Preferential Love for the Poor / 809 never .focused exclusively upon the struggle against emerging Protesiantism alone, n6r upon the evangelization of the European masses alone, nor upon the refor~n of a corrupt 'clergy alone, nor upon missionary efforts overseas alone. In the same way in our own day, the Exercises should not be used only to arouse zeal for the social betterment of the oppressed, nor only for the better-ment of peoples who live in subhuman conditions. The Exercises are meant to stir each person who enters upon them to a radical gift of self, and it is going to be through this radical gift of oneself that the Lord is going to be perceived as calling that person "by name." This is the overall vision that Ignatius had. Like the Lord, he too had an evident preference for the poor, but he saw the poor as "persons" rather than as just ',the poor." We shall find in him no trace of any kind of paternalistic pity--itself a subtle but real form of domination. And without this kind of respectful regard for persons, one has no right to approach the poor. The Second Rule I will only make a few brief comments on the Other rules contained in this passage from .the Spiritual Exercises. The second rule to be observed in regard to the distribution of alms [339]:draws ~its inspiration from the second rule for . making a good election [185]. Here again, it is proposed that one abstract from one's :own individuality, .that one c6nsider oneself as an unknown, a person who is met for the first time, but who is esteemed, and for whom there is the desire for all perfection in the exercise of his or her office or state of life. In fact, all the rules to be observed for a suitable distribution of alms contain this same positive and rich outlook on all other persons, on our neighbors. The perfection that we ought to desire for others' as well as our-selves in distributing alms and in the exercise of our preferential love for the poor consists really:Sin wanting us and them to become other Christs. While one can makelife hell forthe neighbor, one can also be a source of living hope as well.! Ignatius' love for poverty was really and wholly a love for the person of the poor Christ (see [ 167]). Ignatius longed to be poor himself because Christ was poor. He longed to be poor as Christ was poor. In the same way, then, he proposes that Jesus must be the one who inspires us in the way that we go about distributing aims and serving the poor. To put it another way, we need to enter into Jesus' own way of exercising his preferential 10ve for the poor. Here the distinction between poverty and riches in the Spiritual Exercises becomes important: Spiritual poverty in the Exercises readily takes on the form of gratuity as opposed to greed. The gratuity urged by Ignatius for Jesuit ministries, for :instance, contrasts, and is intended' to contrast, with even the ¯ appearance of"business" or of the "marketplace'~in our approach to ministries, to ecclesiastical~offices and benefices, to the distribution of alms themselves. Powerful or rich persofls who always have others at their beck and call do 8"10 / Review for Religious, Nov.-Dec., 1984 not expect.anyLhing in return beyond a calculated, response based on quidpro quo. TheLord in the Gospel, however, is portrayed as being poor. His:service is always freely given, without a hint of such calculating expectation. To remove the ministry ofalmsgiving, then, from every suspicion of interestedness, to decline gifts 'which automatically elicit gifts in return, to prefer to give .freely to those who count.for little in the world of vested interests--this is to be poor with and for the Lord who was poor. ~Gratuity, then, is a sign expressi~,e ~f the potential for radical change in human societythat could be created~--but only by the love that~is "fromabove." In the Old Testament, the paschal mystery of the Exodus had already given evidence of our human incapacity to chang.e society through our own resour-ces alone, of the impossibility of ever really convening Pharaoh, of ever becoming satisfied with any mere social teaching~that is aimed at bettering the lot of human beings. Only God, through his gratuitous gifts, can create a new humanity, a humanity "without poor people" (Ac 4:34), a society where the "poor~' of the ExoduS will live the "new commandment" of God's free self-giving. The Third and Fourth Rules The third [340] and fourth [341] rules for distributing alms present yet another characteristic of the Lord who is poor. If a person were to consider himself or herself in the light of eternity, the realization would soon dawn that, of all the riches he~ld: nothing really belongs to the~person, that the person is forever receiving, in order then to be able to give, and, in keeping with-the Judgment of the Trinitarian God, ultimately to give oneself t'o others with and through his or her gifts. This ',eternal Judgment" is actually the Lord of the Cross who died stripped of all, in the utter poverty not just the poverty of one who dies bereft of all possessions, but the poverty of one who dies~as a complete failure. , , , Here, then, is another Characteristic of the divine agapP:' a way of giving to another that ultimately comes even to the giving of one's life. It is at this point in the Spiritual Exercises that Ignatius increasingly uses the words "humble," "humility; . humiliation." It is impossible to love divinely in a possessive or domineering way. A preferential love for the poor couM be ideological, patti, san, selective, paternafistic. But as a passage in the Treatise on the .Election (1541) by Pedro Ortiz~explains, Ignatian "humility" is the divine way~ of loving. And the divine way of loving, revealed in Christ Jesus,,(onsiSts inthe humble offering of oneself for others that they may live. It is in this more profound sense that the rules for distributing alms urge a person to "imitate as closely as he can our great High Priest, model and guide, Christ~our Lord" [344]. Our preferential love .for the poor, if authentic, will move .through inevitable humiliations toward a love that refuses to be either condescending or domi-neering, that refuses to imp.ose itself by power or violence. The desire of humble love, of "humility" in the lgnatian sense, is,~then, the prayer toincar-nate the Paschal Mystery in a way that will arrive at this kind of radical Preferential Love for the Poor ] 811 poverty with Christ poor, whether this relates just to desire--the readiness to give oneself as the Lord wants, or to the realization of desire the actual giving of o~eself to those specific poor persons to whom the Lord sends one. The Remaining Rules The rest of the rules proposed by Ignatius for distributing alms explain still more clearly the practice of almsgiving which, in the terms of St. John Chrys- 9stom. was to be the human e?~pression of God's compassion. Ignatius encourages the kind of generous and unstinting distribution of resources that would inevitably require a simplification in the lifestyle of the almsgiver [344]. In this way there is no room in the asceticism proposed by the Rules for the Distribution of Aims for the kind of spiritualizing that would permit an abstract definition of personal spiritual poverty. That person is not poor who shuns the thought of death. Nor is the person poor who ensures his or her own security by storing up provisions for the future. It is rather the person who opts for insecurity through gratuitous giving, who offers out of his or her own necessity personal goods to others, and who giyes, himself or herself in them. "To be poor," then, means not just giving what is superfluous, but the ceaseless calling into 'question, both at the personal and at the community level, one's habits in' the matter of food~ dres~s~: living quarters, en!ertainment-- not just for the sake of thrift,' but in order to be able to, give to others--to the poor. Conclusion In a letter to Father Lorenzo of M6dena (May 16. 1556) Ignatius wrote: "You must understand that our Society, in its ~ractice of a umversal charity towards all nations and classes of men. does not approve cultivating particular affection for one people or for any.individual person.~except in the measure that well-ordered love.requires" (MI Epp XL pp. 408-409). " Guided by such well-ordered love--the love which looks to "the spiritual" works which are more important'~ (Constitutions, [650]), because the goal is the whole human pers, on-~we are to dedicate ourselves to thecorporal works of mercy, among which commitment to the poor takes pride of place. And so in a ~single movement of love. Ignatius,~is both attached a.nd detached. He lives a humble love which, as we have translated it here. is the love that comes "from above." The Exercises. a school of Christian freedom, in leading beyond "philan-thropy," gives to the preferential love for the poor for all the poor_--its truly Christian dimension. It is seen as our free response to that love, for the poor which God revealed in the poor Christ. who is himself rich in the Spirit To Divest or Not to Divest: Moral Investments and Immoral Purposes Michael H. Crosby, O F.M. Cap. Of this present article, Father Crosby writes: "A growing number of Catholic and Protestant groups are deciding to divest from their shares in companies involved in the nuclear armaments ch~iin. The process [utilized by] the Midwest Capuchin Franciscans serves as a case study." This experience can certainly serve as occasion for reflection on the difficult and complex task of bringing spiritual conviction to bear on actual life situations. Father Crosby, author of Spirituality of the Beatitudes, is Project Coordinator of the National Catholic Coalition for Responsible Investment. He is also Corporate Responsibility Agent for the Midwest Capuchin Province. Father Crosby may be addressed at Beatitude Program; 10i6 North Ninth Street; Milwaukee, WI 53233. Durin _the last two weeks of April and the first weeks of May, more corporate shareholder meetings are held than at any other time of the yeai'. High on the list of concerns by church-related groups of shareholders is .the issue of nuclear weapons production. This year, as in the past, the church groups" concerns were coordinated through the New York based Interfaith Center on Corporate Responsibility (ICCR), the action arm of Protestant church,Catholic diocesan, and religious order investors concerned about the social impact 0f'business corporations and the application of social criteria to their own investments. For this spring's annual meetings, eight companies involved in different stages 'of the fiuclear weapons chain received shareholder resolutions from groups affiliated with ICCR. Some resolutions were subsequently disallowed by th'e Securities. and Exchange Commission, but several were to be debated on the floor of the annual meetings. For last year's meeting of AT&T, at least sixty-five groups filed a resolu-tion requesting the company not to renew its contract with the U.S. Govern- 812 To Divest or Not to Divest / 813 ment to manage the Sandia National Laboratories which carries out research and.development on nuclear weapons systems. Yet this year only forty groups filed witli AT&T calling for the company to establish criteria for military contracts and to terminate its nuclear weapons contracts. Similarly, for .the 1983 annual meeting of Geheral Electric, over forty groups, asked GE to consult with experts about and to support the nuclear freeze by declining to accept or to renew contracts involv!ng the development or production of nuclear'weapons~ Yet this year only thirty-one groups filed with GE asking the company to develop criteria for acceptance of military contracts. Why has there bee~ such a decline in the number of fliers in just one year? Has the U.S. Catholic Bishops statemeht The Challenge of Peace: God's Promise and Our Response fallen on 'deaf ears? Is it due to a lack of resolve and follow-through? Or is it becausethe new SEC rules make it more difficult to return to companies on an issue when the previou~ year's voting has been small? According to Ursuline Sister Valerie Heinonen, ICCR's Military Work Group Coordinator, it is hone of the above. It is, she believes, "primarily because the Roman Catholic agencies in particular carried out divestment statements or were working on divestment positions and were in the process of implementing them." My Midwest Capuchin Franciscan Provinceis one of those groups that filed with 'AT&T and GE (along with Tenneco, Dupont and Rockwell Interna-tional) last year but did notdo so this year because of our newly-inaugurated divestment posture. In rearhing this decision, we joined such Protestant denominations as the United' Presbytbrians and th6 United Church 6f Christ as well as many Catholic dioceses and 'orders, including the Salvatorian Sisters of Milwaukee and th~ Franciscan Sisters of Philadelphia. As early as April, 1982 the Adrian (MI) Dominican Sisters' general congregation declared: The c~ngregation will take a public stand for peace-making by di'.vestin~ itself, within ¯ one year. of stock currently held in the top one hundreff~diffense contractors. The portfolio managers will be instructed by the general council not to invest in these companies unless some stock is requested by the Portfoli6 AdvisofyBoard in anticipa-tion of filing a shareholder resolution. A few years ago, as Corporate Responsibility Agent for my Province, I was against divestment; yetl was concerned about the issue. I recall being part of a discussion group that struggled to define the many complex issues that must be considered in dealing with divestment: How can we balance the "peace statements" of our bishops and congregations with nuclear holdings? How do we distinguish between'.direct and indirect involvement via our stocks? Should we have stock in an), company that is part of a system that many believe is doing so much harm to so many? If we:are to do "good" via our ministries, to what degree can we do so because of "evil" returns' from questionable corporations? Should we distinguish between nuclear and con-ventional arms? Is capitalism morally evil? Or is it inorally neutral, but with some practices that are evil? Why pick on the nuclear armaments companies? 814 / Review for Religious, Nov.-Dec., 1984 How do we deal with the balance of terror? How does the Nuremberg princi-ple of .culpability apply that all citizens are responsible, for their govern-ment's decisions, and will be held liable by humanity? Divestment has no impact on companies, except for a one-hour press c0nference~, so why not stay in and fight? Have we exhausted alternatives? If we do divest,.should it be total or should we keep a few shares to "keep the pressure on?" While no papal or episcopal statements tn the Catholic Church have called for divestment in companies involved ih the nuclear armaments chain, there are many pronouncements that touch the issue. In Pacem ~in Terris, John XXIII said, "the arms race should cease." Paul Vlsaid at the UN, "let the weapons fall from .your a os, and, in Populorum Progressio, "every exhausting armaments race becomes an intolerable scandal." John Paul II said at Hir0shima. in 1981, "let us promise our fellow h~man beings that we will work untiringly for disarmament and the banishing of all nuclear wea-pons." In March, 1984, a top Vatican spokesperson warned an international conference on European disarmamgnt that a poli~y of nuclear deterrence (the backbone of the U.S. bishops justificatio, n of the U.S.nuclear arsenal) leads to mistrust and escalation of Lthe arms race. Meanwhi!e, in their pastoral leiter, the U.S. bishops called upon Catholics at every level of defense industries. [to] use th~ moral principles of this letter to form their consciences~. . .°. Those who m conscience decide that they should no longer be associated with defense activities should find support in the Catholic commumty. Those who remain in these industries or earn a profit from the weapons industry should find in the Church guidance and support for the ongoing evaluation of their work. From my reading 9f the bishops' statement, "ongoing evaluation" of involvement in the production of such weapons ultimately should lead to disassociation from-the companies. But what about those dioceses, religious orders and lay investors tha.t are "making a profit from the weapons industry" via their stocks and bonds? What about our "ongoing evaluation" leading to possible disassociation? Stich statements nudged me to begin rethinking my position about possible divestment. The issue, it seems, is not whether churches, dioceses, or congregations support or. don't support unilateral disarmameht on the part of the United States. Divestment has little or nothing to do with disarmament. More and more the question is: Should we be involved in producing more weapons, especially since each side. has enough weapons to kill the other scores of times over?.How can more.weapons be produced when the arms race has been condemned. So on this issue we're not talking about disarmamenti just about not building more. We~'re talking about the three additional bombs built each day, and the ,ever-more sophisticated delivery systems being created. I was beginning to ask questions like these when the provincial council of my Midwest Capuchin Provinc.e ~asked its Justice and Peace Committee, of which 1 am a member, to prepare a position paper on the subject of. our holdings in nuclear armaments manufacturers so that it could determine how To Divest or Not to Divest / ~115 to deal with the provincial portfolio. Some might wonder why the followers of the Poor Man of Assisi should even have a portfolio. Their concern is shared by many of us, yet we find ourselves m a predicament. The Province has almost three hundred men. Because of decisions in the past, it now owns and operates fiv~ retreat houses which need ~provincial maintenance. It owns and operates the largest minor seminary in the United States. While it has many men in white, middle-class parishes, a large number also serve in Black, Hispanic and Native American areas, including the Cheyenne and Crow reservatiohs in Montana. From three of its inner-city locations in Wisconsin and Michigan, it runs meal programs, including Detroit's famous "Capuchin Soup Kitchen." Besides having preachers and hospital chaplains and campus ministers, our members serve in Central America, the Pacific, Australia and the Near East. The dividends from the portfolio, along with salaries and donations, constitute the arinual provin-cial income budget. Since the province is highly involved in work among the poor and for social justice (on.ly one hundred or so members actually draw salaries), the portfolio's dividends are currently needed to meet normal operating expenses. All annual revenues beyond the budget are allocated to the poor or for social justice causes--unless some extraordinary expense'needs to be,met, such as helping to repair a leaking roof in one of our inner city parishes in Milwaukee (which, .by historical happenstance, is incorporated in the name of the pro-vince rather than of the diocese). Two members of.the Justice and Peace Commission developed a position paper on divestment for the provincial council: Francis Dombrowski, who was trained as a moral theologian; l, the second author, have background in Franciscan spirituality and corporate responsibility. We were to investigate the ethical issues and our Franciscan charism to,determine what we might recomm(nd to the provincial council. It was decided that, rather than leave the decision to the council, (which earlier had divested from Upjohn.because of its manufacture of an abortifacient), ~his time the province's membership at large would be asked to become involved in making the decision. The paper was divided into four major sections: I) The facts behind th~ dilemma presented by the province's shareholdings; 2) Basic principles to be used to determine continued participation in the. manufacture of nuclear-re-lated weapons; 3) An application of the Franciscan charism to the signs of our times; and 4) A proposal for action by the province. The Facts The first section outlined the situation of. the. arms race, our participation in it via our stocks and bonds~ plus the fact that the companies at issue also did much good: , Our province has invested over a quarter of a million tlollars in some of these compan-ies with government contracts for nuclear weaponry. Thus we°'~re receiving income ~116 / Review.[br Religious, Nov.-Dec:, 1984 precisely because these weapons are being built at a profit to the company and to us as~ shareholders. Iris true that these companies'make many products and items that promote good for others; For instance, G,~neral Electric is a company in which our Province has 210 . shares (worth $19,924.00 as of December 31, 1982). We also.have $~0,000 in bonds in General Electric Credit Corporation. GE makes a body scanner which hospitals have found invaluable in saving lives; yet GE is one of the seven companies that actually makes components for the hydrogen bomb and is also involved in building the MX missile system. In 1981 GE received $3 billion in military contracts from .the United States government, accounting for I I% of its sales. This, means, in actual fact, that our province is cooperating in the production of nuclear weapons by investing money in the companies that build them. ~ The paper went on to explaiwthat holding shares does not make stock-holders proximate cooperators nor principal agents in the actioi~'s of the companies. Yet it made it clear that "we are remote cooperators in'a very.real way as owners who receive dividends from our investments and interest on ou~ bonds to sustain our way of life. Because we are shareholders and partial owners, we have s6me responsibility to make surethe companies in which we invest are not involved inactivities that counter our Franciscan vision of life." The province has adapted the steps outlined in Mt 19 (go and talk, on the word of two or three; take itto the court)in trying to get companies to change "activities that counter our way of.life,:' especially through its membership in ICCR. Since 1976 it either voted its proxies, filed resolutions, or s~oken at, annual meetings of companies involved in nuclear armaments. It bought ten shares of Rockwell International to dialogue with the company which, along with Allied (Bendix), AT&T, GE, Dupont, Monsanto, Pentax and Union Carbide (at that time), actually produced those components which would " make the nuclear weapons operational. 1 was one of three or four on a negotiating team which has,engaged in ongoing dialogue with Dupont.about its involvement. So, as a province, we had been trying to make our concerns known to the corporations. Having reviewed the way we had tried to bring the Gospel. of Peace to the "~houses" of these corporations (see Mt 10:12-15); we now had to ask ourselves: "Since these companies give no indication of change in policy and ciSntinue to accept defensb contracts that will further build up our nuclear arsefials, the question israised: What is the next step in dealing with these companies: more dialogue -- or divestment? Basic Principles 2) The second section of our position paper developed principles to be used in determining our continued participation in the manufacture of nuclear weapons~ It distinguished nuclear weapons from conventional weapons, and singled out "top" defense contractors because of the difficulty in determining the degree of involvement. Can a company like Exxon or Mobil, which provides gas for military trucks, be put in the same category as General To Divest or Not to Divest Dynamics, which makes airplanes and nuclear submarines that can deliver nuclear bombs? The principles included a lengthy treatment of just-war defense and the. -attitude of non-violence. The next area taken up dealt with deterrence. The paper shared why its ~position differed from that of the bishops by not accepting deterrence as a viable rationale. In this difference~,with the bishops' ,approach, the. paper reiterated the position of the leadership of the Conference of Major Superiors of Men, The paper noted: There is also a moral question as to whether or not we can threaten to use nuclear weapons against a country to keep it under control. It is morally wrong to use such weapons even against a limited target because the effects of radiation would be deadly , for many beyond the target. There is no proportion between any good achieved and the untold destruction in the aftermath. If it is immoral to use these weapons, it is also immoral to in'tend to use them as a threat. The mere verbal threat to use them against ~ another nation with the secret intent not to actually use them is unrealistic. The threat is effective only if the intention to use them is real. The position the paper took seems to differ little from the way the Vatican thought seems to have been evolving, especially given its recent, March statement at the European disarmament conference. The final part of the "Principles" section considered principles for cooperation and "non-cooperation in evil. The two traditional points were made quite clear: One who by his/her approval, vote~ consent, together with others causes harm knowingly is guilty of i,njustice~and is obliged to make restitution in proportion to the efficacy of his/her consent. Cooperation means helping or assisting another in the performance of an~ injustice. Whoever takes an active part in an unjust action is guilty of the injustice if his/her efficacious cooperation is formal, that is, intended and deliberate. Material cooperation means not really wanting the injustice, but helping in it or contributing to it without a sufficient reason. Ordinarily, materia, I cooperation is morally wrong. According to traditional Catholic teaching, however, material cooperation is per-mitted if (and only if) two conditions are fulfilled: . a. The manner of one's cooperation is not a morally evil'act in itself, but only some participation or contribution to the evil or injustice done by another. b. The reason for one's cooperation is sufficiently important and proportionate to the ~:vil involved. By the time I r~ad the r~aterial presented by Francis Dombrowski, especially the principles related to (non)cgoperation, I had begun to believe that it would b,e difficu!t, if not impossible, for us t6 justify crntinued holdings in ,n~uclear armaments companies. This growing conviction was reinforced when I realized our portfolio could be diversified without any serious financial loss. We had. no "sufficient reason" to continue material cooperation. When I was definitely leaning this way, it was my research into the Franciscan charism that finally made me convinced that we could no longer hold stock in such companies. 81B / Review for Religious, Nov.-Dec., 1984 Application The third section of the paper noted that the times when Francis lived in Assisi vis~-vis wars and preparation for war were similar to our own era. According to Arnoldo Fortini, a biographer of Francis.and former mayor of° Assisi, war was "a condition of life for every city?: A militaristic way 'of thinking and acting became normative of the way opposing groups settled their differencesl Groups armed themselves to threaten their enemies, and were ready to use those arms to destroy their enemies in order to preserve their way of life, Fortini notes of the Christians of that era that they were so controlled by such an attitude that ?they could~not even imagine a faith that was not sustained by military skill." Within such an environment, Francis began to imagine a f~ith that did not need to be buttressed through armaments. It would be a way that society would p~erceive as totally alien to its way of operating and dealing with opposition. The paper noted: In the face of the militarism of his fellow citizens, Francis realized they were not about to change their ways: So he and his followers had to "divest" themselves of those ways. Thus the friars were not to acquire property, lest they take up arms to protect it. For their part, the laity ~fellow citizens as well) would bring the Franciscan charism to beai upon their lives and society through non-cooperation. They would not be able to bear any ii~thal weapons if they were to be faiihful to Frdncis' vision of life in that militaristic" milieu . it seems quite clear that his society shrouded in faith and religion the manufacture, use and deployment of lethal~ weapons. Francis' "No" must be applied to our day'as well. If Francis said no, and if Jesus said "No" to Peter who wanted to use a weapon of violence for self-protection, our response too can only be "no more of this" (Lk 22:51). What other response can we make, not as citizens of Assisi, but of the United Stfites, but to separate ourselves from this way of settling disputes and dealing with our enemies? We have been born as citizens of~the United States; we have unknowingly accumulated shares in companies manufacturing nuclear weapons. But we can choose now to respond to these realities with the,charism of Francis. ~ Proposal for Action 4) The final part of the paper presented a "Proposal for Action 'by the Province" which built on the previous three sections. After a summary of the main issues, the paper concluded that a nuclear war of defense cannot be morally justified because it,,does not discriminate between combatants and non-combatants, and' damage inflicted would be greater~than the good to be obtained. It noted that the Gospel of Peace and nonviolence, combine~d with the Franciscan call for peacemaking in a way that refused the'~bearing of arms, called us to a stance of nonviolence and nbncooperation. Next, the'~,paper countered '~the present position justifying deterrence on the grounds that it lacked solid moral underpinnings, as well as the evident fact that the possession of weapons did not help ,negotiations, but had instead increased the arms race. Th~ next point called for a freeze of further production of~veapons. ThissuEport for a nuclear freeze was followed by noting that a threat of"first To Divest or NOt to Divest ] 819 strike" is incompatible with the just-war theory and a nonviolent position and "has been directly condemned in the U.S. bishops' pastoral on war and peace." Finally, the paper again presented the dilemma of having stock in nuclear armaments companies and reached the conclusion: Since these nuclear weapons and their systems are being produced by corporations in which we have investments and since we, as a province, are making money on the production of these weapons, we feel it is an unjustified form of material cooperation to continue our investments. The good products these same companies manufacture and sell in no way can compensate for the incalculable destruction these weapons can inflict and forthe tremendous fear, mistrust and intrigue that the possession of such weapons causes between nations and peoples, not to mention the misuse of natural resources. technology and money that could be used for jobs and for the poor and hungry of the World. Given the paper's rationale, the provincial council recommended to the. province's membership a "clear decision of divestment from corporations that have major nuclear weapons contracts from the government." A criteria to determine "major" was fixed at $10 million. . Furthermore, the,council recommended that there should be total divest-ment rather than to keep a few token shares to continue to pressure the companies, as groups like the Adrian Dominicans have decided to do. Whether there should be total divestment or'whether a few token shares should be held to continue to pressure companies can certainly be debated. Sr. Valerie Heinonen believes those divesting should h~ld on to some shares~,or else "we're losing a forum. I don't see how we can reach corporate manage-ment if.we don't have at least some stock." When the position paper was presented to the province along with the recommendations of the Council. a large percentage (77%) of the membership responded, two-hundred and ten in all. Three choices had been offered: 1) we should divest for the reasons indicated in the paper; 2) we should not divest but continue our present corporate responsibility efforts; and 3) we should not divest and not continue our corporate responsibility efforts. One-hundred fifty-four (73.33%) voted for divestment, fo.rty-nine (23.33%) said there should be continued corporate responsibility efforts and a small number, seven (3~.33%), said we should do neither. ¯ The fact that over 96% of the respondents felt Jomething had to be done indicated, a deep concern about .this issue . Given the evolution of thinkin~g about this issue by many of us in the province, plus the growing number of groups th.a,t are beginning to divest, it is clear that this is an issue which won't be going away. In many ~vays, our Franciscan charism might have helped make our corporate decision as one, sided as it turned out to be. Y~t. whether other groups decided to divest or not to divest demands a ~erious investigation, given their charism and/or mission staterfients. All will have to face the dilemma squarely; it is a matter of si .mply bringing our faith to bear on the modern world. General Government: Its Leadership Role Today Gerald A. Arbuckle, S.M. Father Arbuckle's last article was "Planning the Novitiate Process: Reflections of an Anthro-pologist" (July/August, 1984). His duties in the general administration of his congregation keep him on extended journeys, but he may be addressed at his generalate headquarters: Padri Maristi; Via Alessandro Poerio, 63; 00152 Roma, Italy. any general administrations of religious congregations in the turbulent times of the 1960s and 1970s must surely have hoped that the decade of the 1980s would be marked by the tranquillity, security and growth that seemed so obviously to characterize their histories prior to Vatican 1I. But these hopes will never be realized. Religious life, like the Cht~rch itself, was challenged in Vatican II to serve the needs of people in a world that would continue to be in rapid, even turbulent, technological,'econoniic, political and cultural change. The niore religious seek to live up tO their vocation, the more in fact will they be drawn to share the hope~, anxieties and frustrations of people caught up in a world of change,~ with all the consequent stresses and strains of adjustment that this involvement brings. A further reason why the status quo of the pre-Vatican II era will n'ot be reinstated is the fact that many religious congregations ale discovering that their very future is in doubt. In view of the oft-heard prediction that "a reason.able expectation would seem to be that most religious communities the Church today~ will eventually become extinct,"2 religious in increasing numbers are askingthemselves questions ~uch as: Will the apostolate to which I dedicated my life survive when so few professed are entering my congregation? Will my province survive? Who will look after me when I am too old to work? Will my congregation itself survive? 820 General Government Toda.v / 1~21 Viewing these realities and questions from the "center," many of those involved in thework of general administration often find themselves at a loss to know what to do. On the one hand, these administrators would agree with the management expert, Peter Drucker, that all organizations (including religious local com-munities, provinces and congregations) will "become slack, easygoing, diffuse" unless challenged, and that: in turbulent tir~es the enterprise has to be kept lean and muscular, capable of taking strain but capable also of moving fast and availing itself of opportunity. This is particu-larly important if such times follow long years of comparative calm, ease and , predictability.~ Administrative: personnel may also have come to accept the harsh reflection that: when survival depends on change, human institutions often tend perversely towards suicide, in times of social upheaval, clinging to yesterday's images providessolace,a 'But, for religious congregations to su~ive and grow, more than solace is necessary. "It will take l~rave and visionary change, not just solace." On the other hand, the same general administrators may feel thoroughly' inadequate to do the type of brave and visionary "challenging for ch~ange"that~ is necessary. They feel that successive general chapters since Vatican II have so weakened their administrative authority that they have little or no effective authortty and power .to challenge the congregat~ion .or even prrvinces "tO become lean and muscular." In fact, some may even fear to do anything at all, lest tha_t result in a still further whittling away of whatever administrative authority is left them by general ch~ipters. Little wonder, therefore, if such administrations are experiencing frustra-tion, adr~inistrative identity crises, a sense of helplessness. They may even"feel somewhat .marginalized, unwanted, Within the veu congregation they have been elected to serve. Some administrations accept without question a mere figurehead role, feeling that any constructive effrrts'at challenging will achieve nothing at all. Others may initiate a spree of feverish activity, but if they lack dearly worked out goals and strategies based on sound information, then such activity is without value and only serves to intensify a feeling of frustration in all i:oncerned. ~ Unfortunately, a major reason~for the feeling of helplessness and frustration is the failure of'many persc, ns to understand that the obvious exercise of administrative authority or bureaucratic direction i~ not the only form of leadership that is opeh to administrators. In fact, while varying degrees of bureaucrati~ authority are essential in organizations, nonetheless such author-ity will be ineffective if at key points in the administration prophetic leadership is laeking~ No matter how little administratix~e authority general governments have, they can and they must exercise prophetic leadership within their.con-gregations. Paradoxically the lack of bureaucratic or administrative authority can even be an advantage. General administrations should be able to give ~129 / Review for Religious, Nov.-Dec., 1984 mgre time to the demands of future planning, to the design of carefully planned visitations of provinces, if they do not have to be involved in the day-to-day turmoil of dealing with special-interest groups and "congregational power politics.". . In this paper, I will set out some ways in which, general administrations can exercise this crucial prophetic leadership. By way of background, I ~will also summarize relevant insights of management experts into the difficulties and challenges that confront administrations of secular organizations and businesses in the 1980s. Religious administrators can learn much from such writers--not the least being that secular administrators have to :face some major issues which are very similar to those which confront the genei~al admin-istrations of religious congregations. Secular organization~ themselves cannot survive and grow without a type of "prophetic" leadership! Models of Contemporary General Administrations Three model~ of general administrations can be distinguished on the basis of a continuum where centralization and decentralization of administrative authority are the two poles of reference. The Maximum DecentraliZi~tion Model The central administration of congregations organized in this fashion have onl); afigurehead role. The superior general and councilors merely symbolize the internationality ot~ tl~e congregation. Whatever administrative powers are left to them are of no real significance at all. The Maximum Centralization Model' Organized with a minimum of decentralization, all important matters in these congregations relat.ing to policies and appointments of key administrators (for example, provincials, formation personnel) are controlled by°the central administration: Delegation of authority to lower levels i~ minimal, only in matters .of little importance. ~ This model may characterize newly founded congregaiions, or congrega-tions which are small in membership and/or have a single, clearly defined apostolic activity, such as missionary activity. The In-betwedn Model: Mininial Centralization with Maximal Decentralization The choice of major administrators and personnel (fdr example provin-cials, formation, personnel) belongs to the~provinces. The role of the general administration in such appoin~tments is of no r~eal significance. However gen-eral administration does retain important supervisory powers, the significance ¯ of Which may.develop only in time. For example, the,superior general in such congregations may have ov~erall direction in matters relating to initial formation, without the legislation spell- General Government Today / 823 ing out precisely what this is to mean in practice. The general council may have authority to approve or reject provincial chaptbr~de~zisions according to guidelines set by the general chapter'decrees. It may have the power to control levels of expenditure within provinces. It may h~ix;e thai power,to stop a hou~;i~ being Opened or closed. The~h~ in ~hich a general administration might use these powers could at times effectively influence policy within provinces. SpecifiE instances of general administration, of course, may not fit precisely . into one or other of these models. But they will tend to approximate one rather than another. The type of frustration and malaise 1 described in the opening paragraphs will be found more particularly in the first and third models. These are the models which are the special concern of this article. Leadership Challenges in rSeculal" Organizations Today In a recent article, Ronald Lippitt stated that, for most leaders and follow-ers in the 1980s, three assumptions must be eradicated.: The first assumption whichmust disappear is that success depends on a vertical model of leadership, acc6rding to which decisions are to be made at the top, and people are to obey without contributing to the decision-making. The second assumption to be removed is the belief that "doing it by yourself" is a sign of strength. The spirit of' rugged individualism must give way to the spirit of ihterde~pendence'and collegiality at all levels of an organization. The third assumption which~has no'place in a "lean and muscular"~organi-zation is the belief that "competition is a necessary motivation for achieve-ment." This assumption,' claimsLippit~ "blocks seeking help, sharing resources, and pooling' complementary abilities--all requirements for survival, growth and development in the decades ahead."5 Sociologist Amitai Etzioni, in his recent analysis of the future of American so~iety,.says very much the same thing: The attribtites we Americans need most for the next generation is an enhanced com-mitment to othei:s and to shared concerns., l say "enhanced" because the commitment has not vanished but waned, and because a larger,measure is required~if.Americans are to do with less government and yet sustain themselves as a community. "rl3e commit-ment required., is for both ego and otl~er to attend to each other and to their shared world. 1 hence refer to it as ~mutuality.TM Again, he states that American society has become caught up with exces-sive individualism: We were affluent and had a sense that we could do anything. This attitude was fed by the pop-psychology idea of self-actualization--that everyone's first obligation was personal fulfillment.7 Taking these insights into account, .we can conclude that for survival and growth, leadership must have the ability to inspire in staffs an.effective will- 1~94 / R. eview for Religious, Nov.-Dec., 1984 ingness to share ideas, skills, in a spirit of interdependence and .collegiality. Goal setting, the commitment to evaluate performance in light of these goals, will take place effectively because managements and.their staffs feel an atmo-sphere of mutuality or interdependence. No command from above will necessarily effect goal-setting, collegiality or a ~spirit of interdependence. This point is stressed by R. K. Greenleaf: "The very essence of leadership, going out ahead .to show the way, derives from more than usual openness to inspiration."8 He asks the question: "why would anybody accept the leadership of another except that the other sees more clearly where it is best to go?" Significantly he comments: "Perhaps this is the current problem: too many who presume .to lead do not see more clearly and, in. defense of their inadequacy, they all the more strongly argue that the ,system' must be preserved--a fatal error in this day of candor.", So the one who aspires to leadership must have the knowledge necessary "to see more clearly." But still moi'e-is required than knowledge. There is needed the spark of drive, of initiative, the call to follow: "A.leader ventures to say: 'I will go; come with me!''9,, ~., The leadership exemplified here is not the monarchical or hierarchical type--types closed to opinions and information of.others--but the type we call charismatic or prophetic. The prophet is a future-oriented person. He has an-acute.understanding of new needs and new opportunities, He opposes the. tendency in all ,human organizations ~t0 treat established institutions or methods of Ol~eration, at a given point in history, as though they were definitive.~0 Leadership of the prophetic type can see beyond the present problems, even temporarY s.uccesses, and can inspire others with a vision for change and with the courage to become involved in. realizing the vision in practice. The leader, says: "'I will go; follow me!' while knowing that the path is uncertain, even dangerous." i i Leaders of this type are rare, but the harsh reality is that unless organiza-tions of all kinds can find them and place them at various key levels so that their talents can be used, the organizations and their administrations will not survive. The organizations will die, for they will cease to b6 relevant. These leaders will, inter alia, help establish the values explained by Lippitt and others as essential for the survival and growth of organizations in the 1980s and beyond. It is not necessary for those in official control of organizations to have to a high degree all the qualities depicted by Greenleaf, but what is the sine qua non of success is the ability to spot people who do have the necessary creative and ~innovative skiils~ and then place these people in the right positions in which they can effect!vely inspire change. This is What Drucker means when he writes that "in turbulent times, my organization. '. needs to control the assignment of its resources. It needs to think through Where !the results are likely to be. It needs to know the performing and productive people." General Government Today But, to utilize such people to their full potential, there needs to be on the part of those in charge a firm discipline. Potential change-agents can easily be pushed aside because people are uncomfortable with their prophetic and innovative voices. There is also the danger that change-agents will dissipate their strengths and abilities over too wide an area. But the use of firm discipline will not be~ popular, for it will demand a "systematic withdrawal of resources--money, but above all, people--from yesterday's efforts,"12 that is, withdrawal from projects that are no longer relevant and/or productive, and the systematic encouragement Of change-agents, who can guarantee the survival and growth of the organization. Patience and courage are key virtues in leadership. In recent years some researchers into how effective leadership emerges in organizations have explicitly turned to cultural anthropology for insights into the nature, purpose and necessity of culture. This has produced some very challenging studies and conclusions. The leader who ignores basic:human needs for meaning, for symbols, for clearly articulated values and goals, for identity, as these are expressed in culture, will fail to achieve a following---even in business. o Hence, A. Pettigrew, reflecting on the interrelationship between leadership and culture, believes that the process of ghaping culture is the first task of management: "The [leader] not only creates the rational and tangible aspects of organizations, such as structure and technology, but also is the creator of symbols, ,ideologies, language, beliefs, rituals, and myths."13 J. MacGregor Burns distinguishes two types of leadership. There is first what he calls "transactional leadership." This type of leadership is concerned with the day-to-day smooth running of the organization. No organization can do with6ut this type. But no organization can survive for long if there is also lacking what Burns calls "transforming leadership:" This kind of leadership is a response to the fact that all people have need of a sense of purpose, of meaning, for a vision that helps to raise them in,their work above the daily grind. Inspired by this leadership people are moved to become more active themselves, more creative in their own work.14 T. E. Deal and A. A. Kennedy in their 1982 publication, Corporate Cul-tures: The Rites and Rituals of Corporate Life, assert that every business has a culture which has a major effect on the success of the business. In what they call "strong cultures" everyone knows the goals of the corporation, and every-one is working for them.~s People know clearly what is expected of them. This makes them feel i~ strong sense of belonging and of being valued. In conse-quence, according to Deal's and Kennedy's research, people are more likely to work harder. In companies that have strong cultures, managers "take the lead in supporting and shaping the culture," They give considerable time and energy to ,thinking about the values, heroes, and rituals of the culture," for their primary task is to manage "value conflicts that arise in the ebb and flow of daily events." 16 Such companies have bright futures. They have the resilience 1~96 / Review for Religious, Nov.-Dec,, 1984 to adapt to changing circumstances.~ When difficulties arise they can "reach deeply into their shared values and beliefs for the truth and courage to see them through."~7 In 1982 also, T.J. Peters and R. H. Waterman produced their best-selling book, In Search of Excellence: Lessons from America's Best-Run Compan-ies. ~8 This study also draws heavily on the insights of cultural anthropologists. The authors list the three qualities that make for excellence in the compan-ies they researched: bias for action, closeness to the customer, and high pro-ductivity through people. By "bias for action" they mean the ability of the companies.to move very quickly in changing policy and action, "and, more important, to be continuously innovative both in making the product.and providing services.''~9 Their findings on the qualities of the leadership present in the most suc-cessful companies are interesting. Common to all leaders is what the authors call the "hands-on, value-driven style." Such leaders have the ability to articu-late and transmit to others the essential values of their companies. In this they effectively create a strong corporate culture:. "Clarifying the value system and breathing life into it are the greatest contributions a leader can make."~° In order to transmit values the leaders must be mobile, constantly in touch with the grassroots of the company. In order to keep the leadership team active and unhindered by bureaucratic pressures at the tenter, the leadership at the top is kept surprisingly small, lean. The leaders the authors studied had lofty visions which could evoke excitement and enthusiasm for thousands of employees. But they were also people committed to practical detail: "In this role, the leader is a bug. for detail~ and directly instills values through deeds rather than words; no oppor-tunity is too small. So it is at once attention to ideas and attention to detail.TM The leaders of the Successful companies did not depend on a charismatic personality for success. Rather, they made themselves into effective leaders through hard work, sustained perso.nal commitment to the values they believed in, and a certain stubbornness in their efforts to build up a strong corporate culture based on these values.22 By "high productivity through people," the authors mean "the ability top companies have of treating employees with dignity and expecting them to contribute in innovative ways on a day-to-day basis.''23 For the 'researchers this quality appeared critical. New ideas and contented customers would result only when all in the organization--not just the people at the top--were motivated by the right, values.24 In the top quality firms, in consequence, those who innovate are treated as heroes, "even though those employees are occasionally a little bit at odds with the corporate bureaucracy,"2~ The authors refer to successful cdmpanies as having "simultaneous loose-tight properties." By this they mean: that at the same time there is .very firm central direction and maximum decentralization (in fact, some of the firms are radically decentralized). General Government Today / 1127 Firm central direction is achieved by the "hands-on, value-driven" ap-proach. 'The leadership sees its task as one of stressing values crucial to the firm's culture, for example, closeness to the customer, innovation, quality. The more these values are emphasized the more certain it is that they will be realized in practice. Values which are clearly articulated and emphasized them-selves act as the control mechanism.26 Within the clear framework of these values, individuals throughout all levels of the company feel encourage.d to innovate. Leadership and Authority in Periods of Cultural Change All the above authors stress the role of leadership if "weak cultures" are to become "strong cultures." However, no author sufficiently clarifies the rela-tionship between leadership and bureaucratic authority. For example, what role, if any, has authority in cultural change? ~ John R. Sheets. S.J., provides the precision necessary for this key question to be answered. He sees a common denominator in all expressi0.ns of leader-ship. It is an ability "to draw others beyond the point where they presently find themselves to a point of greater realization of their common aspirations. It is a power to draw others toward a center of closer unity."27 He sees the role of the leader very much as Greenleaf has described it or as MacGregor Burns views transforming leadership: "While he stands within the group, he has at the same time a certain transcendence, being ahead of the group, as one who has already realized the goal to a large'extent, and who now acts as a focal point drawing others to the realization of the same goal."28 But, unlike these authors, Sheets pinpoints three fundamental qualities of leadership~ ethos, pneuma and logos. Ethos is that quality o~f leadership that is concerned with values. The leader has interiorized within himself a .set of values, and the living out of these values in his own life draws others to follow and seek the same interiorization. Pneuma refers to the power conveyed by the leader and the power that is aroused in the group. It is characterized by inspiration, enthusiasm, energy. Logos is that quality of leadership related to judgment. It is described in various ways: reason, balance, discretion~ prudence, intelligence, knowledge. Where there is logos the leader has the power of judgment how to give a "constant and consistent shape to the aspirations of the group."~9 As Sheets says, genuine l~adership involves all three of these qualities. Within any one person, the qualities are to be found in varying degrees, "very oftenowith one of the characteristics assuming a particular prominence to the point where one might be designated according to one of these, as a moral or ethical leader, a charismatic leader, an intellectual leader.''3° A genuine leader will build on the particular aspect in which he is strong and call on others to complement his efforts with other qualities in which he is deficient. True leadership then aims to evoke teamwork. "Leadership," as described here, differs from "authority." Whereas leader- ~121~ / Review for Religious, Nov.-Dec., 1984 ship aims to motivate people to interiorize new values and attitudes freely, authority commands people,to act in certain ways. Rather than aiming to attract people to respond freely, authority imposes an obligation on people to act. In periods of cultural change, when people undergo deep value and atti-tudinal alterations, authority is to be used very infrequently, and then only with caution and considerable sensitivity. In-depth and lasting change can occur in and through leadership, but such change is rarely the result of author-ity commanding action. Support at key points, however, may have to come from authority. For example,~the actual placement of a person withleadership or change-agent qualities within a group may require the official use of author-ity. So also would the removal of an ineffective leader be an ffct of authority. In strong business cultures, authority is used very sparingly, but with effectiveness and according to definite criteria. Thus, for example, the selec-tion and appointment of key national, regional and local managers is gener- .ally the prerogative of central administration. Such people are chosen because they have the leadership qualities described. Without people of leadership gifts at key levels of management, the future growth and even survival of the business would be in danger. In brief, therefore, leadership aims to motivate people freely tO change by accepting new values, new attitudes. The new values and attitudes, together with the conseqt~ent alteration in behavior patterns, effect cultural changes. Leadership also aims to develop teamwork, to involve the whole group in ¯pr°blem-s°lving' George Foster concludes his fine analysis of why develop-ment projects in. the Third World succeed or fail, With a description of the qualities needed in ¯a community change-agent: The ethic of helping people change involves restraint and caution in missionary zeal. It means that developmental personnel should be careful not to plan for people, but to work with them in searching for realistic answers to their problems . It means learnirig to be humble, to be willing to lear.n . It means a genuine . desire to help in a realistic way based on full understanding of the nature of culture and culture change . a~ Foster's research findings, and his concluding description of the qualities ~'equired in a community change-agent; confirm the.universal validity of the clarifications provided by Sheets and the other authors above. "Strong, and "Weak, Cultures in Religious Life A religious congregation is not a business organization. The fundamental aim of a religious congregation is not monetary profit to satisfy investors, nor is it to supply the material needs of customers. Neither can a religious congregation, unlike a business enterprise, fully gauge its success or failure by whether or not its "products" are being "sold." Nor ought we to consider a religious congregation to be definable only in terms of a social grouping--one, for example, designed to serve the human-welfare needs of its members. General Government Today / 829 A religious congregation has meaning only in relationship to the kingdom of God. Its members consecrate themselves to God in the Church to offer ¯. to the world visible proof of the unfathomable mystery of Christ, inasmuch as in themselves they really present "Christ in contemplation on the mountain, or proclaiming the kingdom of God to multitudes, or healing the sick and the maimed and converting sinners to the good life, or blessing children and doing good to all men, always in obedience to the will of the Father who sent him" (LG 46).32 Effective consecration demands of religious that they keep on discerning how best to serve the Church with "boldness of initiatives" in accordance with the particular and unique charism of their congregation, being prepared to drop this or that form of apostolate which is no longer responsive to the real pastoral needs of people.33 This does not mean that religious cannot, and must not, learn from all kinds of social organizations---even from business enterprises--about how to improve their efforts to give "to the world proof of the unfathomable mystery of Christ." With St. Paul, we religious believe that "we are only the earthen-ware jars that hold this treasure [our Christian faith].34 Our faith is incarnated in and through people, groups, customs, cultures. On the sociological level at least, our religious congregations, like the Church itself, do show "organizational traits which in many respects resemble those of secular organizations.TM The way our religious congregations or communities are organized may well either hinder or facilitate our efforts to give "the world proof of .the unfathomable mystery of Christ." Discernment, after all, does not consist just in zealous and constant prayer. It also consists in being open to whatever way the Holy Spirit may speak to us--including the. way that ordinary folk live and organize their lives. We should not be startled to learn that the Holy Spirit has something to teach us from what happens in the. mundane actions of the marketplace. Perhaps the Lord is. also telling us to be open to. contemporary research in business methods when he said: ,For the children of this world are more astute in dealing with their kind than are thechildren of light."~6 In businesses which, have strong cultures, goals, objectives, values, are clearly .articulated and interiorized by all concerned. People are accountable for their actions because they know what is expected of them, and they are motivated so to act. There is constant contact with customers, making it possible to see how best to respond to their needs. Business leaders are value-oriented. They value service, not just to the customer, but also to their employees with whom they are in frequent contact. Written communications are acceptable, but personal .presence to staff.at key levels by leaders is far more emphasized. Finally, innovators are 'vigorously encouraged, despite the risks involved, for innovation that is a response to customer needs is seen as ultimately the guarantee of survival and growth: If we look at those religious congregations that are actually moving into a 1~30 / Review for Religious, Nov.-Dec., 1984 stage of revitalization, we see that they are developing strong cultures. Mutatis mutandis, these congregations have many of the marks that we have seen characterize strong cultures. There is the rediscovery of key religious-life and congregational values, together with their interiorization and their expression in innovative apostolic action.37 Apostolic innovators are valued and en-couraged as congregational "culture heroes." Leaders have articulated their values, including the values that particularly relate to the charism of the founder. In variou~ ways, and with risks taken in faith, they have communi-cated these insights and values to the others, drawing them also to do the same. They have done this not by multiplying the ~number of documents and letters of exhortation, but by going directly~ to key°groups and personnel in .the congregation, and drawing them by their presence to accept the same values and convictions.38 Through~: cooperative teamwork, these leaders have encouraged a new sense of spiritual purpose to develop in the members of the congregation. A heightened, sense of morale emerges, because clarified and interiorized values and goals give a renewed sense of meaning and direction~to members~ lives. Those congregations that are not revitalizing have weak cultures. There is confusion about values, uncertainty about goals and objectives. Those who ought to be the leaders because they hold official positions in thecongregation are lacking in the know-how and/or the spiritual courage to give leadership. Many of their religious, mainly because leadership is lacking, cannot agree on what values should be retained and acted on. This leads to more and more ¯ frustration. Often the attitude of these religious to authority is ambivalent, On the one hand, there is a cynical or angry rejection of authority in the congrega-tion because it is seen as irrelevant and powerless. On the other hand, there is a hankering ~ifter authority to give direction--but when officials do attempt to use authority they are quickly rejected. There is a failure to recognize the fact that change cannot come through the bare use. of authority, but only through leadership. Since few religious have been trained in the exercise of leadership, it is difficult for members to. understand the distinction between authority and leadership. Potential change-agents or. innovators in the congregation are frequently marginalized, Sometimes this marginalization takes place because those in authority consider them "disloyal" or "troublemakers," for they Question the status q.uo.39 General administrators may maintain a schedule of visitations in the pro-vinces, but' unless the visitations are done with goals based on real needs of the congregation, then the visits only intensify feelings of frustration among members. The exhortations of the general administrators,~and their follow-up letters to the visited provinces, come across as irrelevant, out of touch with real issues, and thus reinforce the view that general administrations have no longer any role of importance in religious congregations. Religious congregations with weak cultures thus described have reached General Government Today what is now called the "breakdownstage." If the situation is left unchecked, these congregations will die--not because the Holy Spirit has failed, nor because the charisms of the congregations have become irrelevant, but because key people in the congregations have not "read the signs of the times" and acted accordingly.~° "Hands, On, Value-Driven" Leadership For several centuries prior to Vatican I1, general administrations often obtained their identity and role-definition from the authority they could exer-cise: the power, to appoint key people, such as provincials and formation staffs; the power to visit and check on whether or not age-old and universally accepted congregational customs were being maintained. The more adminis-trative positions became institutionalized, the more the faithgospel vision of the founding persons became obscured, together with their innovative ability to discern and react to often unattended pastoral needs of the peop!e of their times. General administrations became far more comfortable with their authority roles than with the challenges of leadership. Theologically, the emphasis was often on the need for the changing world to adapt to the unchanging Church. In similar vein, the world had also to adapt to the unchanging cultures 'of religious eongregations~ The stress by administrators, far from encouraging departures from what was done in the past; was to insist on conformity to the tried ways of the congregational culture-heroes of former times.41 With the coming of Vatican II, two interconnected emphases in particular undermined the clarity of this role-definition, and thus the traditional security o~f general administrations. The first was a renewed stress on the mission of the Church to enter and influence a world in rapid change. The second was the move to decentralize the government of religious life. The Church recognized once more that it had a mission to a world in change. Yesterday's methods were not necessarily adequate for new pastoral needs.42 The Church is called to be Christ to the world. Since religious are "to be more radical Christians, in the sense of trying to live the life and holiness of the Church in all its radicalness~''"3 they must seek to excel in cohtfibuting to the pastoral and apostolic innovation that was needed. Now the task of general governments is determined primarily by the mission which religious life and each eongregatiori has within the Church, and not by the authority they may have because the constitutions say so. The role of a general administration is to call the entire corporate body to the realization of its two-fold aim: union with Christ and service to the neighbor according to the particular faithgospel vision of the founding person. The decentralization of religious-life government left many general admin-istrations at a loss to know what to do in administration.On the one hand, the theology of Vatican II insisted that religious should be pastorally innovative and open to change. On the other hand, general administrations had no 839 / Review for Religious, ~lov.-Dec., 1984 experience of how to stimulate and lead such innovation. Especially adminis-trations belonging tO the first and third models above particularly felt con-fused and anxious since, without authority, they could not see what they should do to facilitate this revitalization. Many provinces also seemed quite willing to ignore their general adminis-trations, seeing them merely as innocuous and vague symbols of the interna-tionality of the community. In quite recent years, however, an awareness seems to be growing in some provinces that decentralization has not produced the miraculous renewal or revival that it was expected to evoke. There is a vague, ill-defined turning toward "the center." But unless central governments act with genuine leadership, the opportunity thus given them will be lost. To transform a weak business culture into a strong one there must bea radical change in values, with a consequent and effective commitment to action. And if a religious congregation is to move from a weak to a strong culture, there must likewise be a radical reconversLon to a new set of values, or a return to the original values of the founder. Founders of religious congregations laad the faith and courage to enter on a journey. They attracted others to join them in showing "the Church and the world a quality of life that calls them back to the design of God in Christ Jesus."~ The outcome of the journe~ was never certain. Each religious and each congregation which accepts this new challenge of reconversion begins, as it were. another spiritual journey. This will involve, like the first journey, "an anguished and sometimes perilous exploration,"45 an adventure in faith, hope and love. Similarly, general administrations which summon their congregations to a second journey, to a process of refounding, must expect periods of darkness, misunderstanding, even rejection. Like their founders before them, they will need far more than human expertise or ingenuity to maintain the dynamism and creativity of their leadership. A feeling of identity and security in their leadership will come, not from any authority they may still have nor from any authority newly obtained from their general chapters, but from union with Christ in his life, death and resurrection. In order to utilize resources to the best possible advantage, I believe that these general administrations must concentrate their leadership efforts on four categories or groupings of persons within their congregations: -on themselves as leaders; -on the congregation as a whole; -on groups tha.t hold, or potentially hold, leadership positions; -on all who are involved in the preparation of the general chapter. 1 will no~w take each.category in,turn. Leadership Directed at Themselves "The Church is an evangblizer; 'but she begins by being evangelized her-self." So wrote Paul VI. "She is the community of believers, the community of General Government Today hope lived and communicated, the community of brotherly love; and she needs to listen unceasingly to what she must believe, to her reasons for hoping, to the new commandment of love . [The Church] is evangelized by constant conversion and renewal, in order to evangelize the world with credibility.''~6 These words apply with equal force and validity to general administrations, for these are called to evangelize their own congregations. They can do so only by first evangelizing themselves. General administrators themselves form a group which mirrors the congregation as a whole in that they come from different cultural backgrounds, have different prejudices, both cultural and personal, which interfere with communication, have different formative and educational training, hold different theological orientations. If these adminis-trators are to be welded into a leadership team in which each is encouraged by the rest to use his leadership qualities, one of ethos, another of pneuma, another of logos, then they must face the cold reality that they themselves will have to undergo a culture change. They will have to move from being a "weak dultural group" of the congregation, with each being an individualist, to become a "strong cultural group" in which each person is in fact a ,team member. Each member will have to become increasingly and personally ope~, " not just. to changes in knowledge, information, or the intellectual rationale for action and practice, but to new attitudes, values, skills, the .removal of preju-dices, and the development of mature relationships within the team itself,47 The courage and the honesty to be open as individuals to such radical changes is needed, so that a genuine administration community for evangelizing emerges, one that is credible to the congregation. This will come only if administrators are prepared to commit themselves to deep prayer and asceticism: Only in prayerful discernment will the team members be~able to discover what the Holy Spirit is asking of them and how they can help to disentangle the pure charism of the founder from the accretions of time. Faced with the demands of the contemporary Church and world, they will experience the same sense of shock as the founder did in his day. It is true that there must be serious commitment to study and to scientific methods of obtaining factual informa-tion relating to the works of the congregation and the needs of the apostolate. But such information will be of little value, will be merely "a noisy gong or a clanging bell,"48 if the uses to which it is put are not discerned in an atmo-sphere of brotherly love and prayer. In brief, if general administrators expect to enable their entire congregation to move from weak to strong religious-life cultures, they must themselves first, individually and as a group, undergo the same cultural transformation. The top priority for each administration, there(ore, is to set aside definite periods of the year in which administrators can all be present for planning, for praying together, for sharing personal and corporate faith experiences, for discerning how the Holy Spirit wishes to use them in the service of the congregation. Nothing should interfere with this priority. At times a skilled facilitator may be an invaluable adjunct in helping team members to become 834 ] Review for Religious, Nov.-Dec., 1984 yet more vitally involved in their own and their team's religious-life cultural change. ~, Leadq'ship Directed to the Congregation as a Whole Superiors general and their administrations, when confronted by the stark reality ofa weak congregational culture, are tempted to react with a strongly worded pastoral letter (or even a series of them) about the need for the members to undergo conversion. Normally, this temptation must be vigor-ously~ resisted. Historically, such letters seem to have little or no effect.49 Generally th6 letters are ignored, or if read, they may evoke yet further cynicism, even anger, directed toward central government. In successful business operations in which the "hands-on, value-driven" style of leadership is used, 'leaders avoid frequent and lengthy communications from the center to subordinates. Theyl prefer to improve communication by personalizing the process on a one-to-one basis or on a one-to-group basis. However, a general administration team, after lengthy and prayerful dis'- cernment, may conclude that a prophetic communication in letter form to the whole congregation is necessary, even though there are good grounds to a~ssume the message will be rejected, even by the vast majority of the congrega-tion. Out of great love for the Church and for the congregation, the adminis, trati0n may feel the need to speak out loudly and clearly, "to uproot and to pull down, to destroy and to overthrow, to build and to plant."50 The decision to write such a prophetic challenge should not be. taken lightly: If it is done, then, as far as possible, it should be followed up with personal contact by means of general administrators in touch with key groups in the congregation. Explanations of the letter can be given, and reactions received, in a discerning atmosphere. Leadership Directed to Key Groups ,qt is at the level of key groups within the congregation that the central government's efforts at "hands-on, value-~lriven" and "loose-tight" leadership should be concentrated. In most congregations the following groups would be important to concentrate on: .-p~ovincial councils -formation staffs -provincial chapters -other interest groups ,of various kinds, such as justice and peace commit-tees or spirituality and mission seminars (some of the groups may be of an inter-provincial or international nature). It may, be necessary, particularly in the early stages, to spend considerable time with provincial councils. The aim should be to create a discernment atmosphere similar to the one needed at the general administration level, in which~provincial¢council goals are established, and objectives and strategies worked out to .realize these goals. Considerable prudence and patience are General Government Today required since provincial councils may well consider that the initiation of change is primarily the function of authority, not leadership. Or, despite information to the contrary, the councils may even deny that there are prob-lems confronting their provinces. And they may consider the discernment process simply a waste of time, "something that only general administrations have time for!", Where these _views exist, general administrators may find the challenge to act as catalysts in culture change extremely demanding. George Foster's advice quoted above needs to be recalled: leadership to be effective requires a "full understanding of the nature of culture and culture change." Those of us who take for granted the computer age, and assume cultural changes can occur with the same speed that characterizes computerized travel arrangements and purchasing, will find it very hard to appreciate the fact that radical cultural change is always a very slow process. General administrators, when faced with negative responses from provincial councils, may be tempted, like all change-agents when confronted by rejection or lack of interest, to find escape routes. They may be tempted to return to the generalate in order to "write a report" for the benefit of.the particular provincial council that is hesitant or refuses to respond. This process of writing the report will console the administrator, encouraging the belief that "something is hap-pening." But it is very unlikely that anything at a!! is happening if the adminis-trator still refuses to implement a "hands-on~ leadership approach by being present to the difficult provincial council--with the report in hand if necessary. Prior to working with the provincial council, the general administrator may well need to visit various people or groups in the. province in order to assess the level of cultural weakness or strength of the membership at large. But g~neral administrators should avoid doing what provincials or local super-iors should do. namely, the pastoral, personal interviews of members. The more general administrators become involved on the personal level, the less time they will have to concentrate on leadership at the level of key groups. The general administration's concern should be primarily for the welfare of the congregation as a whole. Normally, whatever is undertaken by general administrators must have this overall aim in mind. I believe the failure of general administrations to be clear about their primary aim has resulted in the administrators suffering from overwork, stress, even burnout. Again. the advice of George Foster makes sense: "The ethic of helping p~ople change involves.restraint and caution in missionary zeal." Formation staffs in the post-Vatican Church are under particular pressure to work out goals and methods for initial formation. The general administra-tor responsible for formation must be prepared to spend considerable time with formation personnel, encouraging them and working with them to clarify what should be done in light of definite criteria. It might also be necessary to work with provincial councils, of several 836/ Review for Religious, No'v.:Dec., 1984 provinces in an effort to develop something like an interprovincial or interna-tional training center where the best formation staff available can be concen-trated. It is increasingly impossible for congreg~.tions with declining numbers of religious and student candidates to have many formation houses. At the same time, the quality of initial formation will be a major influence on the future health of any congregation. If a reasonable development of the forma-tion program is to take place, the general administrator will.~need to exercise considerable patience, all the while being careful never to give up on the "hands-on, value-driven" approach. The closure of a formation house which has existed for a very long time, for:example, can be a traumatic experience for members of a province. The general administrator may well have to be available for a protracted period to enable their passage through this. difficult time. As regards provincial chapters, it is important for the general administra-tion to be involved, not because it wants to use whatever authority it might still have to insist on changes in legislation, but because chapters, if rightly prepared, provide an entire province with the chance to participate in a com-munal discernment process. The general administration's task will be to encourage provincial councils to adopt the discernment process both by way of preparation and during the actual chapter.S~ If some provinces have uged only parliamentary debating and 16bbying systems, it will not be° easy to convince them' of the advantages of communal discernment processes.52 General administrations have the chance also of bringing to the provinces at such times an overview of religious life in general and of the state of,their own congregation in particular, which provinces are m danger of forgetting their discernment processes. General administratoi's, when presefit at chapters, can help to counter narrow nationalistic or parochial attitudes whiizh can so easily develop in provinces to the detriment of their work of evangelization. Meetings of religious from particular interest groups often attract many of thoseoinvolved in apostolic reflection and innovation. These religious can encourage one another at such meetings, and stimulate the prophetic people among them to new forms of apostolic action. At times, the general administration itself can sponsor regional or interna-tional gatherings of concerned religious to reflect on subjects of fundamental importance for cultural change of the congregation, for example, the charism of the congregation, and its history and relevance for the work of evangeliza-tion, the relationship between the congregation's charism and the Church's call for more involvement in justice and peace issues. There is every chance that from these gatherings will emerge individuals with the type of leadership necessary for the survival and growth of the congregation. Leadership in Preparing the General Chapter The general chapter of a congregation is meant to ~:enew and protect the spiritual patrimony of the institute. It should be ~ moment of grace, of the General Government Todqy ] 837 action of the H01y Spirit in a congregation provided there is adequate prepa-ration, an atmosphere of communal prayerful discernment during the chapter itself, and a planned follow-up after the chapter.53 The task of the general chapter is to challenge the congregation to face the future. For this purpose the goals of the institute must be evaluated (and if necessary, reformulated) in ligh! of changing pastoral needs, of the theology of mission, of the charism of the congregation and its human and spiritual resources. The means to realize these goals must be evaluated and, if necessary, changed. ~For example, the chapter must decide whether or not a congregation of the first or third models described above can realize its apostolic and religious life goals if the central government has little or no authority to complement its leadership role. For the sake of the overall good of the congre-gation, should central government have an important role in the choice of provincials and formation staffs--that is, in the appointment of key change-agents in the congregation? Remember, of course, that in successful business operations the leadership rarely uses authority. But it does use authority to appoint key staff throughout the organization, after considerable consultation of those who know the candidates. But a more fundamental question must be answered by the general chap-ter. What form of government and what kind of authority should it have if t.he congregation is to realize its primary purpose of service to the People of God? No general chapter can face such questions, nor do what it is supposed to do~ without thorough preparation. Too often general chapters are considered the work only of the capitulants, not of the congregation as a whole. When this happens, the general chapter will have little or no practical impact on the religious-life cultural change of the institute. There is' little sense in having a chapter if the whole congregation does not own it from beginning to end, that is, from the time of preparation through to and including the implementation stage. The general administration has a most crucial role to play in stimulating the whole congregation to become involved in preparing for the chapter t~hrough prayer, study, reflection, and dialog.54 This will be a demanding and time-consuming task, especially if the failure of previous general chapters has left people feeling cynical, apathetic, even angry about being invited to be involved in preparatory work. For this reason, it may be necessary for the general administration to initiate the planning of the chapter many months, even a year or two, before the chapter is due to ~begin. The follow-through after the chapter has ended is as important as the preparation, though this stage is likely to be overlooked for two reasons. Capitulants may feel the enthusiasm of the chapter experience itself will be enough to guarantee an automatic post-chapter follow-through by the con-gregation as a whole. But enthusiasm alone at a chapter will ensure, nothing. Secondly, an entirely new general administration may be elected at the chapter. It may not immediately have the skills or the coherence for teamwork 838 / Review for Religious, Nov.-Dec., 1984 even to see that the follow-through stage must be planned and implemented immediately after the chapter. Hence, as a service to the whole congregation, the outgoing administration, drawing on its own experience, could,suggest to the chapter itself or to the new administration several alternative plans for the post-chapter follow-through. , The purpose of religious government is "the building of a united commun-ity in Christ in which God is sought and loved before all things, and the mission of Christ is generously accomplished."55 With this purpose in mind~ the general chapter must elect the superior general and ~the assistants~ The election is a dramatic moment in the cultural-change process of a general congregation, the process in which the institute is trying to deepen its religious-life values. The outgoing general administration cannot, and must not, seek to influence capitulants to vote for certain people. But, if its evangelizing presence has had an.impact over its years of government, then the capitulants will be aware:of what they should expect to find in members chosen for the new administration~ The primary question for the voters should be: Who ,has the leadership qualities necessary to be of service to the whole congregatio, n?°A .person may be able to speak many languages, but if he or she lacks leadership qualities, then voters should automatically consider other candidates. Since general administrators are to be at the service of the whole congregation, the folio.wing question should not even be considered: Will he or she better represent my province? Summary By way of summary, what particular points should general administra-tions be sensitive to if they are to exercise effective leadership? Firstly, culture change is a complex, slow and often painful process, requiring new values, attitudes and behavior patterns. Since revitalization of a religious congregation involves a cultural change, one in which the institute moves from a weak to a strong culture, the process will be slow and painful. The pain will be salvific if individuals and communities approach change in a prayerfully discerning way. Secondly, general administrations are called to lead their congregations to revitalization. They do this by articulating and communicating the values which form the foundation of the religious-life culture change of the congrega-tion. This means that in implementing the "hands-on, value-driven" and '~loose-tight" principles of leadership, general administrators must .resist the temptation to solve problems for people~ Their overriding task is to communi-cate the values in light of which the congregations' members themselves decide ¯ freely what to do. Thirdly, in order to communicate values and to guarantee that they tak+ deeper and deeper roots within the congregation,general administrators must be in as frequent personal contact with provincial administrations and key General Government Today / 839 groups in the provinces as is possible. They cannot lead by remaining in the generalate. Strong administrative discipline is required to prevent central governments from assuming administrative responsibilities that would hinder or prevent general administrators from being in the field. Planned follow-up visits are required by general administrators to provincial councils and other key groups at various stages after important planning sessions have been held. This would help the development of an accountability process. The more successful, over time, that the communication of values is, the less frequent will the visits have to be. Fourthly, implicit in all that has been said is the assumption that the primary concern of the general administrators is the corporate well-being of the congregation. General administrators should not normally take over the personal, pastoral visitations of each religious by the provincials. The more they become personally involved in this type of ministry, themselves, the less time and energy they have for their primary task. Fifthly, general administrators should constantly be on the lookout for potential or actual innovators, prophetic figures, congregational "heroes," who, ~f rightly placed, would have the ability to summon others to reconversion. Conclusion Many general administrations today are confused about how to lead their congregations through the processes of revitalization. It is true that "leader-ship styles of the past will no longer be functional or useful.''56" But the challenges that general administrations face today are not unique to them. Survival and growth are not automatic for secular organizations and busi-nesses either. General administrations of .religious congregations, especially those which need revitalization or reconversion, can learn much from the style and methods of the leaders of successful businesses and other secular organizations¯ ~ General administrators are to lead, not by taking more and more respon-sibilities from the provinces, nor by trying to coerce people into reconversion through the use of some form of authority, but by clarifying, articulating and transmitting the congregation's values and goals to all members. Their task is to build strong religious-life cultures, in which congregational "heroes," inno-vators, refounders, prophets, are valued people. The stress is on working with, not for members of the congregation. The basic and primary skill required of general administrators as leaders is the ability to work with others, first and most of all with each other, so that teamwork emerges, and then with key groups and personnel in the provincesP7 They will be evangelizer~ to their own congregation to the degree that they, as a team and as individuals, are open to evangelization themselves. They must strive to be specialists in their own congregation "in the sense of expe-riencing God more vividly in the following of Christ and making that expe-rience the basis" for the evangelization of their fellow religiousP8 I]40 / Review for Religious, Nov.-Dec., 1984 General administrators need insights from research into leadership, skills and expertise. But we need to be reminded that, as Paul VI notes, while "techniques of evangelization are good, [nonetheless] even the most advanced ones could not replace the gen.tle action of the Spirit. The most perfect prepa-ration of the evangelizer has no effect without the Holy Spirit. Without the Holy Spirit the m.ost convincing dialectic has no power over the heart of man. Without him the most highly developed schemas resting on a truly sociglogi-cal or psychological basis are quic, kly seen to be quite valueless."59 NOTES ~See The Church in the Modern World, I. 2See Raymond L. Fitz, S.M. and Lawrence J. Cada. S.M., ~The Recovery of Religious Life" in REVIEW FoR RELIGIOUS, Vol. 34, No. 5, 1975, p. 706. 3Managing in Turbulent Times (London: Pan, 1980), p. 43. 4E. Ward, "Christian Missions--Survival: in What Forms" in International Bulletin of Mission-ary Research. 1982, p. 8. 5Ronald Lippitt, "The Changing Leader-Follower Relationships of the 1980s" in The Journal of Applied Behavioral Science, Vol. 18, No. 3, 1982, p. 397. 6Amitai Etzioni, An Immodest Agenda: Rebuilding America Before the21st Century (N.Y.: McGraw-Hill, 1983), p. 26f. 7Amitai Etzioni, "U.S. Needs a 'Moral and Social Recovery'" in U.S. News & Worm Report, 9 Jan. 1984, p. 591- SRobert K. Greenleaf, Servant ~Leadership: A Journey into the Nature "of Legitimate Power and Greatness (N.Y.I Paulist Press, 1977). p. 15. 91bid. ~0See Roger Aubert (Ed). Prophets in the Church (N.Y.: Paulist Press, 1968), p. 2. ~Robert K. Greenleaf, op. cit., p. 15. ~2Peter Drucker. op. cit., p. 43. ~3Cited by Thomas~ J. Peters and Robert H. Waterman Jr: In S~arch of Excellence: Lessons from America's,Best-Run Companies (N.Y.: Harper & Row, 1982), p. 104. ~4See James MacGregor Burns, Leadership (N.Y.: Harper & Row, 1978)., ~5(Reading. Mass.: Addison-Wesley, 1.9~2), p. 15f. ~Ibid. p. 141. ~71bid, p. 196. A Similar cultural approach to management analysis is to be found in Richard Tanner Pascale and Anthony G. Athos. The Art of Japanese Management (l:ondon: Allen Lane. 1982). ~sOp. cit. ~gThomas J. Peters, "Well-Run Companies: The Secret of Success" in U.S. News & Worm Report, 10 Oct. 1983, p. 74. -'0Thomas J. Peters and Robert H. Waterman. Jr. op. cit., p. 291. e :qbid. p. 287. ~-'See op, cit., p. 288. -'3Thomas J. Peiers. "Well-Run Companies: The Secret of Success," p. 74. 24See Thomas J. Peters and Robert,H, Waterman, Jr. op. cit., p. 310. ¯ ~-5Thomas J. Peters, "Well-Run Companies: The Secret of Success," p. 75. -'6See T.homas J. Peters and Robert H. Waterman, Jr. op. cit. p. 318. 27"A Discussion on Leadership and Autfiority" in Studies in the Spirituality of Jesuits (St. Louis: American Assistancy Seminar on Jesuit Spirituality; 1972), Vol. IV. No. 2~, p. 55. ~Slbid, p. 56. -'91bid. p. 58. -~01bid. 3~ Traditional Cultures: And the Impact of Technological Change (N.Y2 ~Harper. 1962), p. 269. This text is further explained by Gerald A. Arbuckle in The Role of Change-Agents in Devel- General Government Today / 1141 opment (Sydney: Action for World Development, 1972). a2Mutuae Relationes (Rome: S.C. for Religious and for Secular Institutes & S.C. for Bishops. !978): par. 10. ~lbid. par. 12 -~2 Co 4:7. 3~Mady A. Thung, The Precarious Organization." Sociological ~cplorations of the Church's Mission and Structur~ (The Hague: Mouton, 1976), p. I. For relevant sociological analyses of Church structures and management, see: Alvin J. Lindgren and Norman Shawchuck, Manage-ment for Your Church: How to Realize ),our Church's Potential Through a Systems Approach (Nashville: Abingdon, 1977); Lyle E. Schaller, Effective Church Planning (Nashville: Abifigdon, 1979); Peter E Rudge, Ministry and Management." The Stud), of Ecclesiastical Administrations (London: Tavistock. 1968). -~6Lk 16:18. 37See Lawrence Cada, 'S.M., Raymond Fit~., S.M., Gertrude Foley. S.C. Thomas Giardino, S.M., and Carol Lichetenberg, S.N.D. de N. Shaping the Coming Age of Religious life (N.Y.: Seabury Pr~ess, 1979), p. 60. ~SFor helpful historical insights ~ee Raymond Hostie, S.J., The Life and Death of Religious Orders: A Psycho-Sociological Approach (Washington: Cara, 1983), pp. 276-281. 39See J. P. Donero, F.S.C. and T. D. Frary, New Responses in Religious Life (N.Y.: Alba House, 1979), pp. 20-22. 4°See Raymond L. Fitz, S.M. and Lawrence J. Cada. S.M., "The Recovery of Rdligious Life." 4~For relevant comments see Thomas More Page, C.F.X., "Managing and Planning Change in Religious Institutes" in REvIEw I:OR REI:~G~OUS, Vol. 31, No. 3, 1972, pp. 386-401. 42The most challenging restatement of this emphasis is to be found in the Apostolic Exhortation of Paul VI, ten years after Vatican II, Evangelii Nuntiandi, 1975, nn. 18, 20, 63. 43Leonardo Boff,,O.F.M~:, God's Witnesses in the Heart of the WorM(Chicago: Claret Center for Resources in Sl~irituality, 1981). p. 226. '~F. J. Moloney, S.D.B., Disciples and Prophets: A Bibfical Model for the Religious Life (London: Darton, Longman and Todd, 1980), p. 169. 45Quoted by Paul V. Robb, S.J. in "Conversion as a Human Experience" in St.udies in the Spirituality of Jesuits (St, Louis: American Assistancy Seminar on Jesuit Spirituality, 1982), p. 4. ~Op. cir., par. 15. ~TSee for helpful comments.'John Adair, Effective Leadership: A Modern Guide to Developing Leadership Skills (London: Pan Books, 1983). pp. 159-186. ~Sl Co 13:1': 49See Raymond Hostie, S.J., op. cit., p. 277. 5°Jr I:10. ~ For an explanation of the lg.natian method of deliberation, see John C. Futrell, S.J., "Commu-nal Discernment: Reflections on Experience" in Studies in the Spirituality of Jesuits (St. Louis: American Assistancy Seminar on Jesuit Spirituality, 1972). ~2Two studies by W. Biddle and L. oBiddle will be helpful to leaders in cultural change: 7~te Community Development Process: The Rediscovdry of LoCal Initiative (N.Y.: Holt, Rinehart and Winston, 1965) and Encouraging Community Development: A Training Guide for Local Workers (N.Y.: Holt, Rineh

Unlike much of the secondary literature on Shakespeare, "Immanent Shakespeares: Politics, Performance, and Pedagogy" labors less to determine what Shakespearean texts might mean than to explore the cultural work these texts do while working in conjunction with contemporary institutions of learning and technologies of performance. Shakespeare studies too often takes the determination (or destabilization) of meaning as its telos, even when it's largely informed by performance criticism. This project sets meaning aside to focus on how Shakespeare's textuality gets mobilized through performance in order to produce material effects--effects that exceed and shape semantic meaning. Semantic and hermeneutic vocabularies leave performance scholars very few terms with which they might interrogate performance's most salient features: duration, embodiment, light, discipline or affect. Making and coming to terms with what Shakespeare can do inevitably involves refiguring the relationship between Shakespeare's text and performance practices. In the dissertation, I argue that the field of Shakespeare studies too often figures the difference between textuality and performance spatially . These spatial models figure performance in prepositional relation to textuality: performances arise from the text or are interpretations of textuality. Performance has largely been understood as an interpretation of a Shakespearean meaning residing within a static (albeit polysemic) textuality. On stage or on screen, performance is continually represented as exterior to--and is considered over-determined by--textuality. My project, instead, figures the difference between stage/screen and page in terms of time. This move, from figures of space to figures of time, forces a reconsideration of many disciplinary assumptions (in literary, film and performance studies). Cultural studies' spatializing tendency, inseparable from the way it often figures difference (as "difference between" two discrete identities), is rooted in a long history of transcendental dialectics. Textuality and performance are framed, spatially, in terms of transcendence (even when stage-centered criticism tries to invert this relation, prioritizing performance, it nevertheless continues to understand difference within a transcendental relation). My project moves from a transcendental, spatial understanding of difference to one rooted in immanent, temporal duration. Giorgio Agamben recently identified "two different trajectories in contemporary French philosophy, both of which pass through Heidegger: a trajectory of transcendence , which includes Levinas and Derrida and goes back through Hussurl to Kant; and a trajectory of immanence , which includes Foucault and Deleuze, and goes back through Nietzsche to Spinoza." The dissertation works throughout to illustrate how this shift--from transcendental, spatial constraint to immanent, temporal production--allows for more nuanced discussions of elements constitutive of performance. The project considers Shakespearean performance within a variety of institutional arenas; different chapters consider reading practices, teaching practices, student performance, theatrical enactment, and new (and old) media engagement. This approach entails a series of interlocking, close, rhetorical readings of particular performances, theatrical/filmic/video/digital media technologies, arts/educational legislation, as well as the institutional discourses accompanying each. These close readings work to refigure the problem of textuality and performance in civic, aesthetic and pedagogical discourses; each chapter, subsequent to this refiguration, ends by proposing innovative, practice-based solutions. In Chapter One, I build on the critique of spatialized understandings of text and performance outlined in the introduction in order to argue that the humanities' figuration of difference and power (alongside attendant assumptions about the relationship between self and structure) continues to hide more than it reveals about culture, history, power and performance. In the chapter, I argue for and illustrate what an alternative, immanent critique might look like. The chapter focuses on two "objects" (a methodological term which seems to point to how performance is always already spatialized): 1) a "radical" or "transgressive" performance of Macbush , a contemporary re-imagining of Macbeth , and 2) a seemingly co-opted, official, "normative" performance of Macbeth sponsored by Boeing, the "right-wing" NEA, and the US Department of Defense. The chapter examines these two ostensibly opposed productions by rehearsing a dialectical or "transcendental" critique and using a common (hackneyed) reading of de Certeau's strategy/tactic distinction--one which emphasizes and prioritizes de Certeau's interest in space. I then complicate this reading by showing how de Certeau's figuration of power and performance within the panoptic city already includes an inclination towards an immanent understanding of power's circulation--one that emphasizes time and complicates the spatial cartographies upon which dialectical movement finds its ground and proper "identity." Through this immanent reading, I argue that dialectical understandings of culture and power rely upon a particular way of understanding the priority of space, one strengthened by Cold War discourses of cultural fronts and quantitative, incursive movements through homogenous space (both Macbeth and Bush, in prioritizing the stability of space over the contingencies of time, make this same tragic flaw in different ways). Ultimately, I argue that an immanent understanding of culture and power corresponds with contemporary changes in the shape of Empire and new ways of conceptualizing the flows of global capital, ways rooted in performance's duration and affect. Further, this immanent reading (and the shape of Empire and history correlative to this approach) highlights the dangers of the Left's reliance upon historical analogies that flatten important differences between Vietnam and Iraq or between Bush and Macbeth. Chapter Two develops the notion of immanent critique by revisiting dualistic notions of self and structure in film theory and performance studies. In this chapter, I look at the spatial arrangement of spectators, specific media, and apparatuses of projection. Through a reading of Prospero's Books , a 1991 "new media" film using proto-HDTV technologies and bourgeoning CGI graphics software, this chapter looks at film's ability, through these technologies, to trouble film theory's traditionally spatial understanding of filmic semiotics and the spectator's relation to the (transcendent) filmic apparatus. This chapter introduces an immanent performance theory to film theory by offering a new reading of the latter's key texts--from Munsterberg and Armheim, to Balazs and Metz, to Benjamin's Artwork essay--highlighting along the way each theorist's relation to the "immanent turn" in cultural studies. Key here will be the role each theorist gives to temporal relations. Particularly useful in rethinking the spectator's relationship to the (new or old media) apparatus is Benjamin's notion of "creative innervation"--a term he uses to show how the spectator's body is productively enlivened, rather than negatively determined, by a technological apparatus which becomes, for him or her, a prosthesis. This chapter puts Benjamin into contact with Deleuze to sketch out what an immanent model of reception might entail once traditional notions of the filmic apparatus' (over-) determinism have collapsed. This immanent understanding of filmic reception--a productive reception modeled in Prospero's Books --builds upon various notions of "pseudopresences" and theories of "affective faciality/physiognomy" sketched out by twentieth century film theorists in order to rethink the presence/absence binary and the various ways in which this binary gets unevenly mapped onto the disciplines of theatre and film. Chapter Three looks at how changing technologies continue to reconstitute the disciplinary gulf between film and theatre. In this chapter, I look at two interlocking performances: Richard Burton's 1964 Electronovision Hamlet and the Wooster Group's "new media" Hamlet . Working with Deleuze's idea of "the theatre of repetition," and continuing to work with Walter Benjamin's notion of "creative innervation," this chapter examines the technologies of repetition each Hamlet employs in order to read, write, and perform with the pre-recorded yet affective and "pseudopresent" specters of history. In July of 1964, three performances of the Burton-Gielgud Hamlet were recorded and edited together thanks to "miracle of Electronovision." The resulting "Theatrofilm" was then screened for two days in over one thousand theaters in order to give audiences the "liveness" of a Broadway show right in their own local theater. Recently, the Wooster Group has been staging another version of Hamlet , one that utilizes the Isadora and Final Cut Pro platforms to digitally remix and reframe the Burton-Gielgud production as an historical background upon which the company acts. Onstage, The Wooster Group imitates the 1964 Hamlet gesture for gesture in what the group likens to an archeological reconstruction, but I argue for an alternate figuration, one that is less spatial and more temporal in its figuration of history. This chapter uses these two performances (and their contemporary technologies) to ask how the so-called "new" media differently mediate our relationship with the past. I argue that new technological interfaces enable us to engage in historiographical research on stages and screens in ways that are singularly durational and within registers that are incommensurate to the textual historiographies of journals and monographs. Each of the Hamlet productions I treat figures a relation to history, treating the past as an interactive ensemble of images that are engageable yet immutably scripted. Chapter Four begins my engagement with critical pedagogy as I attempt to rework Freirean accounts of the classroom as a space of cultural contradiction and potential "liberation." The chapter asks how we might instead see classroom practices as productive of political, economic and ethical behaviors. Since the 1980s, critical pedagogy has rallied for the inclusion of "hip hop in the classroom" as part of a culturally relevant, Freirean model of connecting language with the lived experience of inner-city youth. But the movement begins to achieve success at the very moment hip hop begins losing its geographic specificity. Recently, a number of programs ("Shakespeare is Hip Hop," "Shakespeare: the Remix," and "Shakespeare in Urban Slang") have sought to connect Shakespeare and hip hop as a way of bridging the divide between the spaces of high and low culture. In this chapter, I examine the strange effects of local, culturally specific pedagogical practices fusing Shakespeare and hip hop which--like the music itself--have been removed, practiced and copied outside of what was once their "proper" space. What happens when suburban youth are asked by their teachers to perform Macbeth in hip hop vernacular? YouTube abounds with blackface Shakespeare. More importantly, though, the chapter rethinks intercultural borrowing and how the logic of "appropriation" falsely frames culture as private property at the same time that young people who identify with remix culture increasingly strive for a "creative commons" and continually challenge the spatial proprieties of culture. This chapter puts the "culture wars" into dialogue with the "copyright wars" and argues that, in a world where the line between public and private properties and spaces is increasingly blurred by virtual glocalities, digital rights management software and copyleft legal theories, cultural studies needs to rethink the spatial logic of cultural appropriation. Chapter Five brings immanent critique to the space of the classroom by examining another the Shakespeare teaching docudrama. These films, both fictional and documentary, chronicle "successful" pedagogues and the at-risk students whose lives they transform. In this chapter, I look at a few of these films alongside the No Child Left Behind Act's legislation on "character education." Performing a genealogy of the "character education movement" from the Greeks to 21st century US contexts, this chapter looks at the way in which Shakespearean repetitions operate to construct both a particularly American Shakespeare as well as a particularly American characterization of the student body. Centering on Prince Hal's Saint Crispin's Day speech, this chapter also explores the way in which discourses of national "character" and their corresponding pedagogies rely upon a particularly vertical (patrilineal, spatial, transcendental) notion of repetition and differentiation, one which might be refigured by Hardt and Negri's notion of how the immanent multitude operates in time. This chapter moves from the performance of character to a notion of "performing character." Much as earlier chapters refigured text/performance or apparatus/performance oppositions, this chapter shows how dialectical pedagogies might give way to durational, embodied performance pedagogies. The dissertation's concluding chapter, its post-script, uses the pedants of Love's Labour's Lost to engage in an interdisciplinary genealogy of the geek. I focus on three figures of the student body's relation to technology (the bookworm, the computer nerd, and the drama queen) in order to better understand how the "geek" has gained increased importance as a category of social difference and exclusion. The conclusion asks: How does the alterity of the geek historically produce and trouble the mutual exclusivity of love and labor , humans and machines, males and females, the curricular and the extracurricular, and/or the physical and the metaphysical? As a means of overcoming learning's alienation from the social, the dissertation concludes by introducing a "geek chic" performance pedagogy. This pedagogy uses training in digital video editing to include the social, and often virtual, extracurricular lives of students. Through editing their own performances (as they often already do within the world of social networking sites), students will rehearse the behaviors, gestures, expressions and temporal movements that constitute what we perceive as character. By examining these "character effects," students are trained to understand character differently--less as an originary space or cause of performance and more as a legible effect of performative behavior.

La identificación de problemas de salud en la comunidad y la implementación y monitoreo de estrategias de intervención suelen chocar con la dificultad de presentar datos claros, fiables y sobre todo fácilmente aprehensibles por los tomadores políticos de decisiones, y es en este sentido que los sistemas de información geográfica pueden ser de gran utilidad. La tecnología de la georeferencia ya es aceptada como una herramienta esencial para el uso efectivo de la información. Teniendo en cuenta además que en cualquier entidad que medie y/o provea servicios de salud la información relativa al uso (y costos) de los mismos, así como las características de los usuarios debería articularse con la incorporación y desarrollo organizacional de sistemas de información, empleando el raciocinio epidemiológico a la administración de servicios de salud. Nos pareció sustantivo efectuar un análisis critico del uso de servicios y sus patrones a lo largo del tiempo sobre una población de referencia. Se encaró un trabajo observacional - analítico, retrospectivo, sobre un período quinquenal y una población cautiva de 57000 personas de una cobertura de salud de buen nivel socio económico de la Ciudad de Bs. As., para definir el patrón de consumo de servicios entre ellos y cuantificar y cualificar su demanda y variación a lo largo del tiempo, realizándose además análisis georeferencial de la misma. Se estratificaron las tasas de uso para diversos servicios usuales como consultas, radiología, análisis de laboratorio, ecografías y alta complejidad diagnóstica y terapéutica, e internación, según hábitat de residencia del beneficiario (Ciudad deBs. As., GBA, interior de la Pcia. Bs. As. y tres ciudades principales: La Plata, Mar del Plata y Bahía Blanca), grupo de edad (mayor o menor de 60 años como primer criterio de agrupación y franjas etáreas de a 10 años como segundo criterio) y sexo. Accesoriamente se subagruparon en el GBA según una de 3 regiones (Sur, Norte y Centro Oeste) y en la Ciudad de Bs. As. según barrio o fracción censal. Para cada una de las variables se procedió al ploteo georeferencial de la misma usando como herramental informático el soft SPSS para análisis estratificado y multivariado y el MAP INFO para análisis SIG. En el presente trabajo se presentan los resultados más notorios de un análisis que admite varios estratos de lectura, los cuales no se abordan íntegramente en esta ocasión y serán objeto de otras comunicaciones. Entre los hallazgos destacados mencionamos las relaciones significativas entre grupo de edad y sexo, y uso de servicios, siendo evidente que aquéllos inciden positivamente en la utilización (p<0.05) siendo siempre mayor entre mujeres que entre varones (p<0.001) (salvo en el primer año de vida en que la relación se invierte) y aumentando progresivamente a medida que aumenta el decenio de edad, para cualquiera de los servicios considerados. Este hecho no es en sí novedoso y ya ha sido comentado por varios autores, que comprobaron que buena parte del gasto sanitario es empleado en atender a un pequeño número de personas, siendo las variables que más gravitan la edad, el tipo de enfermedad, típicamente las crónicas y la muerte. En este sentido, nuestra población presenta un claro proceso de ancianización. Se generaron constantes vinculantes entre servicios princeps (consultas y egresos) y el resto. Así, por ejemplo, el servicio consulta es utilizado ampliamente por entre un 75% y un 85% de la población de acuerdo a la zona considerada pero ordenando los consumos por grupo etáreo y zona en un contínuo de mayor a menor vemos que el servicio es usado tan poco como un 53% en los varones en general o del interior entre los 21 y 30 años, o tanto como un 91% en los varones omujeres de CF o las mujeres de GBA a partir de los 70 años. La tasa promedio de consultas (porafiliado de padrón) de la población es de 5,4 por beneficiario/año pero varia ampliamente entre 1,83 para los varones del interior entre los 21 y 30 años (p<0.01) y 13,64 (p<0.001) para las mujeres de CF entre los 81 y 90 años). El otro servicio princeps de atención de la salud, la internación, también se mostró claramente asociado a edad, sexo y región geográfica considerada. Esta asociación se dio tanto para las tasas de internación en sí, como para los ALOS, el montoerogado por internación, por día y por paciente/año, en general y para la discriminación efectuada en internaciones clínicas y quirúrgicas. Las tasas aumentaron de acuerdo al decenio en ambos sexos, siendo mayor para las mujeres hasta el 5to. o 6to. decenio, en que la relación se invierte. Nuevamente, la combinación de factores como sexo, decenio de edad y zona de residencia conformaron una suerte de función polinómica más sensible para detectar "riesgo" de internación que cualquier variable considerada aisladamente. Tanto las tasas, los ALOS y los importes por evento y por caso fueron mínimos entre varones de los dos primeros decenios con residencia en el interior de la provincia de Bs.As. (salvo ciudades importantes) y fueron máximos entre mujeres añosas en la CABA. En efecto, el costo por beneficiario/año varió 2.28 veces entre interior masculino y CABA femenino (p<0.01) y el costo por internación 1.85 veces entre estos mismo grupos (p<0.05). Se evidenció una cierta tendencia además al aumento en la tasa de utilización (si bien sin alcanzar niveles de significación) dentro de un determinado radio de influencia de un prestador preferencial en la Ciudad de Bs. As., lo cual indicaría de confirmarse que efectivamente los pacientes que vivenen las inmediaciones del centro lo utilizan más que sus contrapartes más alejados, lo cual sería coherente con lo que marca la literatura en este sentido y pone sobre la liza interesantes cuestiones fundamentales sobre equidad, accesibilidad y distribución geográfica de los prestadores en coberturas de salud que tienen oferta en zonas muy amplias. En este sentido fue muy clara la utilización casi absoluta de un centro obstétrico de renombre de esta CABA que capitaliza prácticamente la totalidad de nacimientos en la propia Ciudad de Bs. As. y gran parte del GBA, indicando la preferencia de las gestantes hacia él e ilustrando el papel central que ejerce la mujer, tanto como "triagge" en la búsqueda de atención como cuña de inserción de la familia en el sistema de salud.La distribución y características de los beneficiarios y su grado de utilización de servicios pueden representar en lo operativo y práctico del día a día piezas de información de gran valor a la hora de planificar la logística de recursos locales, como por ejemplo la implementación de programas de médicos de familia con población a cargo, o la selección de un sistema de redes con prestadores preferenciales, o incluso la contratación de una amplia variedad de servicios capitados. Creemos que se trata ésta de un área de investigación en franca expansión prometedora. ; The identification of health problems in the community and the implementation of intervention strategies usually collides with the difficulty of presenting clear, reliable data and mainly useful and intuitive to political decision makers, and it is in this sense that the geographical information systems (GIS) can be of great utility. The technology of the georeference is already accepted as anessential tool for the effective use of the information. Also keeping in mind that in any organization that provides health services the information about use (and costs) of them as well as the characteristics of the user population should be articulated with the organizational development of information systems, using the so called epidemiological reasoning onto the administration of health services, it seemed to us of the most importance to make a critical analysis of the use of services and its patternsalong a five year period on a reference population. So we carried out an analytic observacional study, with a retrospective design, on a five-year period and over a captive population of 5700 people belonging to a health care provider of good socioeconomic level of the City of Buenos Aires, to define the consumption patterns and service usage among them, and to quantify and qualify their demand and variation along time, being also carried out a georeferencial analysis. The usagerates were stratified for diverse usual services as medical consultations, radiology, laboratory analysis, ecography tests and high diagnostic and therapeutic complexity tests, and hospitalizations, accordingto the reference habitat of the people (City of Bs. As., boundaries of the city (the so called Great BA), province of Bs. As. and three main cities: La Plata, Mar del Plata and Bahía Blanca), age group (younger or older than 60 years like first grouping criterion and age categories (10 years) as second grouping criterion, and sex. Accessorily we sub grouped in the Great BA according to one of 3 regions (South, North and Center West) and in the City of Bs. As. according to neighborhood or censal fraction. For each one of the variables we proceeded to the georeferencial plotting using the soft SPSS for stratified and multivariate analysis and the MAP INFO for SIG analysis. We present and comment here the most notorious results of our work, but it admits several other interpretations trata, which are not approached entirely in this occasion and will be object of other communications. Among the outstanding results of our work we mention the significant relationship among age group and sex, and use of services, being evident that those impact positively in the use (p <0.05) being always greater among females than among males (p<0.001) (except in the first year of lifewhen the relationship is inverse) and increasing progressively as the age decade increases, for anyone of the considered services. This fact is not really a new one and it has already been commented by several authors that observed that good part of health expenses is used in giving careto a small number of people, being the variables that more gravitates the age, the illness type, typically the chronic ones and the death. In this sense, our population presents a clear aging process. Linkage constants were generated among key services and the rest. For instance, medical consultations is used thoroughly between 75% and 85% according to the belonging area but if weorder the consumptions for age group and area in a continuum from maximum to minimum we see that the service is used as little as 53% in the males in general or in the males of the province between 21 and 30 years, or as much as 91% in the males or women of the city or the women of Great BA starting from 70 years. The rate average of medical consultations of the population is of 5.4 for user / year but it varies thoroughly among 1.83 for the males of the interior between the 21 and 30 years (p <0.01) and 13.64 (p <0.001) for the women of the city between the 81 and 90 years. The other key service, the hospitalization, was also clearly associated to age, sex and geographical region. This association was clear for the usage ratio, like for the ALOS, and also the expenditure for hospitalization event, per day and for patient/year, in general and for the discrimination made in clinical and surgical hospitalizations. The rates increased according to the decade in both sexs, being greater for the women up to the 5th. or 6th. decade, when the relationshipis inverted. Again, the combination of factors like sex, age decade and residence area conformed a more sensitive polynomial function to detect "risk" of hospitalization that any variable considered alone. Both the rates, ALOS and expenditures for event and for case were minimum among males of the first two decades with residence inside the province of Bs.As. (except in great cities) and were maximum among old women in the city of BA. Indeed, the cost for patient/year varied 2.28 times between masculine interior and feminine city of BA (p <0.01) and the expenditure for hospitalization 1.85 times among these same groups (p <0.05). A certain tendency was also evidenced to the increase in the use rate (although without reaching significance levels) inside a defined influence area of a preferential care giver in the City of Bs. Ace., which would indicate that patients living in the boundaries of this center would use it more than others, being this consistent with what the literature remarks in this sense and lighting fundamental questions on equity, accessibility and geographical distribution of facilities among health care providers that cover wide areas. In this sense it was very clear the almost absolute use of an obstetric center of great fame of this city that captates almost all births in the city of Bs. As. and great part of those from the Great BA, indicating the preference of women and illustrating the central rol that women exercises, as muchas "triagge" in the search of attention like wedge of insertion of the family in the health system. The distribution and characteristic of the beneficiaries and their grade of use of services can represent in operative and practical senses pieces of information of great value when planning the logistics of local resources, like the implementation of family doctors' programs with population in charge, or the selection of a net system with preferential providers. We think that this is a field and investigation area in frank promising expansion.

The identification of health problems in the community and the implementation of intervention strategies usually collides with the difficulty of presenting clear, reliable data and mainly useful and intuitive to political decision makers, and it is in this sense that the geographical information systems (GIS) can be of great utility. The technology of the georeference is already accepted as anessential tool for the effective use of the information. Also keeping in mind that in any organization that provides health services the information about use (and costs) of them as well as the characteristics of the user population should be articulated with the organizational development of information systems, using the so called epidemiological reasoning onto the administration of health services, it seemed to us of the most importance to make a critical analysis of the use of services and its patternsalong a five year period on a reference population. So we carried out an analytic observacional study, with a retrospective design, on a five-year period and over a captive population of 5700 people belonging to a health care provider of good socioeconomic level of the City of Buenos Aires, to define the consumption patterns and service usage among them, and to quantify and qualify their demand and variation along time, being also carried out a georeferencial analysis. The usagerates were stratified for diverse usual services as medical consultations, radiology, laboratory analysis, ecography tests and high diagnostic and therapeutic complexity tests, and hospitalizations, accordingto the reference habitat of the people (City of Bs. As., boundaries of the city (the so called Great BA), province of Bs. As. and three main cities: La Plata, Mar del Plata and Bahía Blanca), age group (younger or older than 60 years like first grouping criterion and age categories (10 years) as second grouping criterion, and sex. Accessorily we sub grouped in the Great BA according to one of 3 regions (South, North and Center West) and in the City of Bs. As. according to neighborhood or censal fraction. For each one of the variables we proceeded to the georeferencial plotting using the soft SPSS for stratified and multivariate analysis and the MAP INFO for SIG analysis. We present and comment here the most notorious results of our work, but it admits several other interpretations trata, which are not approached entirely in this occasion and will be object of other communications. Among the outstanding results of our work we mention the significant relationship among age group and sex, and use of services, being evident that those impact positively in the use (p <0.05) being always greater among females than among males (p<0.001) (except in the first year of lifewhen the relationship is inverse) and increasing progressively as the age decade increases, for anyone of the considered services. This fact is not really a new one and it has already been commented by several authors that observed that good part of health expenses is used in giving careto a small number of people, being the variables that more gravitates the age, the illness type, typically the chronic ones and the death. In this sense, our population presents a clear aging process. Linkage constants were generated among key services and the rest. For instance, medical consultations is used thoroughly between 75% and 85% according to the belonging area but if weorder the consumptions for age group and area in a continuum from maximum to minimum we see that the service is used as little as 53% in the males in general or in the males of the province between 21 and 30 years, or as much as 91% in the males or women of the city or the women of Great BA starting from 70 years. The rate average of medical consultations of the population is of 5.4 for user / year but it varies thoroughly among 1.83 for the males of the interior between the 21 and 30 years (p <0.01) and 13.64 (p <0.001) for the women of the city between the 81 and 90 years. The other key service, the hospitalization, was also clearly associated to age, sex and geographical region. This association was clear for the usage ratio, like for the ALOS, and also the expenditure for hospitalization event, per day and for patient/year, in general and for the discrimination made in clinical and surgical hospitalizations. The rates increased according to the decade in both sexs, being greater for the women up to the 5th. or 6th. decade, when the relationshipis inverted. Again, the combination of factors like sex, age decade and residence area conformed a more sensitive polynomial function to detect "risk" of hospitalization that any variable considered alone. Both the rates, ALOS and expenditures for event and for case were minimum among males of the first two decades with residence inside the province of Bs.As. (except in great cities) and were maximum among old women in the city of BA. Indeed, the cost for patient/year varied 2.28 times between masculine interior and feminine city of BA (p <0.01) and the expenditure for hospitalization 1.85 times among these same groups (p <0.05). A certain tendency was also evidenced to the increase in the use rate (although without reaching significance levels) inside a defined influence area of a preferential care giver in the City of Bs. Ace., which would indicate that patients living in the boundaries of this center would use it more than others, being this consistent with what the literature remarks in this sense and lighting fundamental questions on equity, accessibility and geographical distribution of facilities among health care providers that cover wide areas. In this sense it was very clear the almost absolute use of an obstetric center of great fame of this city that captates almost all births in the city of Bs. As. and great part of those from the Great BA, indicating the preference of women and illustrating the central rol that women exercises, as muchas "triagge" in the search of attention like wedge of insertion of the family in the health system. The distribution and characteristic of the beneficiaries and their grade of use of services can represent in operative and practical senses pieces of information of great value when planning the logistics of local resources, like the implementation of family doctors' programs with population in charge, or the selection of a net system with preferential providers. We think that this is a field and investigation area in frank promising expansion. ; La identificación de problemas de salud en la comunidad y la implementación y monitoreo de estrategias de intervención suelen chocar con la dificultad de presentar datos claros, fiables y sobre todo fácilmente aprehensibles por los tomadores políticos de decisiones, y es en este sentido que los sistemas de información geográfica pueden ser de gran utilidad. La tecnología de la georeferencia ya es aceptada como una herramienta esencial para el uso efectivo de la información. Teniendo en cuenta además que en cualquier entidad que medie y/o provea servicios de salud la información relativa al uso (y costos) de los mismos, así como las características de los usuarios debería articularse con la incorporación y desarrollo organizacional de sistemas de información, empleando el raciocinio epidemiológico a la administración de servicios de salud. Nos pareció sustantivo efectuar un análisis critico del uso de servicios y sus patrones a lo largo del tiempo sobre una población de referencia. Se encaró un trabajo observacional - analítico, retrospectivo, sobre un período quinquenal y una población cautiva de 57000 personas de una cobertura de salud de buen nivel socio económico de la Ciudad de Bs. As., para definir el patrón de consumo de servicios entre ellos y cuantificar y cualificar su demanda y variación a lo largo del tiempo, realizándose además análisis georeferencial de la misma. Se estratificaron las tasas de uso para diversos servicios usuales como consultas, radiología, análisis de laboratorio, ecografías y alta complejidad diagnóstica y terapéutica, e internación, según hábitat de residencia del beneficiario (Ciudad deBs. As., GBA, interior de la Pcia. Bs. As. y tres ciudades principales: La Plata, Mar del Plata y Bahía Blanca), grupo de edad (mayor o menor de 60 años como primer criterio de agrupación y franjas etáreas de a 10 años como segundo criterio) y sexo. Accesoriamente se subagruparon en el GBA según una de 3 regiones (Sur, Norte y Centro Oeste) y en la Ciudad de Bs. As. según barrio o fracción censal. Para cada una de las variables se procedió al ploteo georeferencial de la misma usando como herramental informático el soft SPSS para análisis estratificado y multivariado y el MAP INFO para análisis SIG. En el presente trabajo se presentan los resultados más notorios de un análisis que admite varios estratos de lectura, los cuales no se abordan íntegramente en esta ocasión y serán objeto de otras comunicaciones. Entre los hallazgos destacados mencionamos las relaciones significativas entre grupo de edad y sexo, y uso de servicios, siendo evidente que aquéllos inciden positivamente en la utilización (p<0.05) siendo siempre mayor entre mujeres que entre varones (p<0.001) (salvo en el primer año de vida en que la relación se invierte) y aumentando progresivamente a medida que aumenta el decenio de edad, para cualquiera de los servicios considerados. Este hecho no es en sí novedoso y ya ha sido comentado por varios autores, que comprobaron que buena parte del gasto sanitario es empleado en atender a un pequeño número de personas, siendo las variables que más gravitan la edad, el tipo de enfermedad, típicamente las crónicas y la muerte. En este sentido, nuestra población presenta un claro proceso de ancianización. Se generaron constantes vinculantes entre servicios princeps (consultas y egresos) y el resto. Así, por ejemplo, el servicio consulta es utilizado ampliamente por entre un 75% y un 85% de la población de acuerdo a la zona considerada pero ordenando los consumos por grupo etáreo y zona en un contínuo de mayor a menor vemos que el servicio es usado tan poco como un 53% en los varones en general o del interior entre los 21 y 30 años, o tanto como un 91% en los varones omujeres de CF o las mujeres de GBA a partir de los 70 años. La tasa promedio de consultas (porafiliado de padrón) de la población es de 5,4 por beneficiario/año pero varia ampliamente entre 1,83 para los varones del interior entre los 21 y 30 años (p<0.01) y 13,64 (p<0.001) para las mujeres de CF entre los 81 y 90 años). El otro servicio princeps de atención de la salud, la internación, también se mostró claramente asociado a edad, sexo y región geográfica considerada. Esta asociación se dio tanto para las tasas de internación en sí, como para los ALOS, el montoerogado por internación, por día y por paciente/año, en general y para la discriminación efectuada en internaciones clínicas y quirúrgicas. Las tasas aumentaron de acuerdo al decenio en ambos sexos, siendo mayor para las mujeres hasta el 5to. o 6to. decenio, en que la relación se invierte. Nuevamente, la combinación de factores como sexo, decenio de edad y zona de residencia conformaron una suerte de función polinómica más sensible para detectar "riesgo" de internación que cualquier variable considerada aisladamente. Tanto las tasas, los ALOS y los importes por evento y por caso fueron mínimos entre varones de los dos primeros decenios con residencia en el interior de la provincia de Bs.As. (salvo ciudades importantes) y fueron máximos entre mujeres añosas en la CABA. En efecto, el costo por beneficiario/año varió 2.28 veces entre interior masculino y CABA femenino (p<0.01) y el costo por internación 1.85 veces entre estos mismo grupos (p<0.05). Se evidenció una cierta tendencia además al aumento en la tasa de utilización (si bien sin alcanzar niveles de significación) dentro de un determinado radio de influencia de un prestador preferencial en la Ciudad de Bs. As., lo cual indicaría de confirmarse que efectivamente los pacientes que vivenen las inmediaciones del centro lo utilizan más que sus contrapartes más alejados, lo cual sería coherente con lo que marca la literatura en este sentido y pone sobre la liza interesantes cuestiones fundamentales sobre equidad, accesibilidad y distribución geográfica de los prestadores en coberturas de salud que tienen oferta en zonas muy amplias. En este sentido fue muy clara la utilización casi absoluta de un centro obstétrico de renombre de esta CABA que capitaliza prácticamente la totalidad de nacimientos en la propia Ciudad de Bs. As. y gran parte del GBA, indicando la preferencia de las gestantes hacia él e ilustrando el papel central que ejerce la mujer, tanto como "triagge" en la búsqueda de atención como cuña de inserción de la familia en el sistema de salud.La distribución y características de los beneficiarios y su grado de utilización de servicios pueden representar en lo operativo y práctico del día a día piezas de información de gran valor a la hora de planificar la logística de recursos locales, como por ejemplo la implementación de programas de médicos de familia con población a cargo, o la selección de un sistema de redes con prestadores preferenciales, o incluso la contratación de una amplia variedad de servicios capitados. Creemos que se trata ésta de un área de investigación en franca expansión prometedora.

En las últimas dos décadas especialmente, la atención de los científicos hacia trabajos de campo, geofísica y geoquímica, ha servido para el estudio de la estructura profunda de la corteza y del manto y su relación con la génesis y evolución de las cuencas sedimentarias. Es claro que estos resultados no son sólo de valor académico, sino que tienen importancia práctica ya que el mejor conocimiento de la geología y la geofísica profunda llevan a un entendimiento acabado de los fenómenos geológicos y las condiciones de formación y distribución de los espacios de acomodación para alojar depósitos minerales de interés económico. Consecuentemente, parece lógica la decisión de intentar reunir la mayor parte de los datos geofísicos disponibles tanto a escala de detalle como regional, y proveer una síntesis de la evolución de la cuenca Neuquina en su contexto geodinámico. La investigación presentada es un esfuerzo dirigido a hacia esos objetivos. Como un método geofísico en particular ilumina sólo una parte del problema, el empleo de técnicas combinadas ha permitido encontrar soluciones más cercanas a la realidad, teniendo en cuenta sus relaciones, semejanzas y diferencias. Debido a que los relevamientos geofísicos para estudios regionales y de detalle han sido ejecutados mayormente por organismos gubernamentales o privados y muchas veces no son accesibles para docentes e investigadores universitarios, una de las contribuciones de esta tesis es la cooperación entre la universidad y la industria, tomando las fortalezas de ambas vertientes. La premisa fundamental en esta tesis ha sido examinar la relación existente entre elementos que condicionan el régimen tectónico por medio de observaciones geofísicas. El ambiente tectónico de tipo andino de la cuenca Neuquina está controlado por tres factores fundamentales: estado térmico, volcanismo y apilamiento tectónico. El régimen térmico está regido por el flujo de calor, el cual muestra como cuadro de primer orden un sector norte alineado entre la localidad de Chos Malal y el volcán Auca Mahuida que exhibe un gradiente promedio mayor al resto de la cuenca Neuquina, especialmente respecto al sur de la dorsal de Huincul donde el flujo es el menor. Simultáneamente, el régimen térmico es el principal responsable de la existencia de tres escenarios nítidos de rigidez flexural, que han condicionado la deformación a escala cortical pero transmitiendo su impronta en la deformación del basamento: la dorsal de Huincul se comporta como un elemento de elevada resistencia mecánica relativa, que limita la propagación de la deformación hacia el sur de la comarca; la faja plegada del Agrio – Chos Malal y el volcán Auca Mahuida son las zonas más propensas a la deformación pues es la de menor rigidez relativa; y por último, el sector oriental o de plataforma, el cual presenta una rigidez flexural intermedia. Una observación muy importante es la anisotropía de la rigidez que se comporta en dirección oeste – este al norte de la dorsal de Huincul, para transformarse casi norte – sur desde la dorsal de Huincul hacia abajo. Como resultado de los cambios en la distribución de rigidez, la partición de la deformación asociada a un régimen de convergencia oblicuo que cambia su trayectoria en el tiempo, no ha permanecido invariable, sino que se ha resuelto de dos formas: al norte de la dorsal de Huincul la deformación se propaga casi sin partición, dando origen a la existencia de la faja plegada y corrida del Agrio y Chos Malal, a la deformación de arco y antearco, y a una zona sismogénica más amplia y trabada que ha ocasionado dos megasismos recientes en la región. Mientras, al sur de la dorsal de Huincul, el vector de convergencia andino se descompone en segmentos aproximadamente perpendiculares entre sí y sometidos a transpresión y transtensión, que dan origen a dos megaestructuras con mecanismo dominante de transcurrencia: la zona de falla de Liquiñe – Ofqui con dirección preferencial norte – sur y la dorsal de Huincul oeste – este. Acerca del volcanismo al cual hicimos referencia como un factor de control tectónico, en esta investigación se ha prestado especial atención al aparato volcánico del Auca Mahuida. Se postula aquí que por su edad pliocena – pleistocena, el control isostático que ejerce actualmente es casi exclusivamente local, pero aún así, sus consecuencias son fundamentales: debilita la corteza, eleva las transiciones frágil– dúctiles y permite la propagación de la deformación a sectores de borde de cuenca, relativamente retirados del frente orogénico. En cuanto al volcanismo de arco propiamente dicho, este coincide regionalmente con una zona de baja rigidez flexural para su emplazamiento, lo cual ha facilitado los mecanismos de acortamiento orogénico, el debilitamiento de la litosfera, y la migración del magmatismo por empinamiento y horizontalización de la placa subducida, procesos que se retroalimentan en sí. Con respecto al apilamiento tectónico, la faja plegada y corrida del Agrio – Chos Malal se halla emplazada sobre una zona de muy baja rigidez flexural y al menos su influencia como carga topográfica de superficie, habría facilitado la propagación de la deformación hacia el antepaís de la cuenca Neuquina por mecanismos básicamente flexurales, si bien se reconoce a partir del análisis de subsidencia en pozos, que la componente térmica es más importante que la tectónica, prevaleciente en la mayoría de las cuencas del Subandino. La cuenca Neuquina posee descompensación isostática residual positiva asociada a anomalías magnéticas corticales negativas localizadas en su depocentro sedimentario, que avalan la hipótesis de adelgazamiento cortical. El mecanismo de apertura de la cuenca Neuquina en su etapa de rifting localizado, se puede explicar satisfactoriamente y de forma coherente a las observaciones si se recurre a la hipótesis de cizalla simple, con una falla maestra de enraizamiento cortical que trae como consecuencia la distribución asimétrica de flujo de calor. Este modelo, que además predice atenuamiento cortical confirmando las anomalías observadas, no necesariamente coincide con la zona de levantamiento térmico, y por tanto, el área por debajo no acomoda toda la subsidencia térmica. La distribución de la deformación y la fábrica del basamento, que condiciona la existencia de espacios de acomodación sedimentarios, está íntimamente sujeta a los cambios del flujo de calor, la rigidez flexural y el estado isostático, como elementos de primer orden. La cuenca Neuquina conserva un gradiente geotérmico ligeramente mayor al promedio mundial de regiones continentales, cuyo origen se atribuye esencialmente a fenómenos de refracción térmica del basamento y volcanismo reciente, los cuales afectan las condiciones reológicas de la corteza, favoreciendo la deformación de intraplaca en el antepaís. Entre tanto, los cambios en la rigidez flexural, se interpretan fundamentalmente como cambios en la resistencia mecánica a la deformación. A pesar de la abundante información recopilada en esta tesis, la correlación de las anomalías geofísicas y de los datos provenientes de perforaciones y afloramientos está en una etapa inicial, por lo cual sigue existiendo ambigüedad en las interpretaciones, especialmente cuando se trabaja con métodos potenciales no ajustados con datos independientes. La fortaleza de esta tesis está basada en la interpretación geofísica interdisciplinaria sobre un marco de referencia generalizado, que se espera contribuya en la comprensión de la evolución geodinámica de la región, y más importante aún, estimule el desarrollo de nuevas investigaciones para mitigar las incertezas encontradas. ; The attention of scientists working in the fields of geology, geophysics and geochemistry was very much attracted during the last two decades, to the study of the deep structure of the earth's crust and mantle and their relationships to the genesis and evolution of sedimentary basins. Obviously, these results are not only of pure scientific value, but also have practical significance since the best knowledge of geology and geophysics lead to a better understanding of geological phenomena and the conditions of formation and distribution of mineral resources. Consequently, it seems logical the decision to try collecting most of the geophysical data available, for understanding the Neuquén Basin evolution in a geodynamics framework. This thesis is an effort towards these goals. Due to that if we use exclusively one geophysical method it illuminates only one part of the problem; the use of combined techniques has allowed us to find solutions closer to reality, taking into account their relationships, similarities and differences. Because geophysical surveys have been carried out mostly by government and private agencies, seldom these data are straightforward available to academic researchers. One character of this thesis is the link between universities and industry, trying to mitigate the weaknesses of both sides. A primary principle was to study the relationship between the factors that determine the tectonic regime throughout geophysical observations. Geophysical data indicate that the crust is not a homogeneous rigid layer over the Neuquén Basin. The crucial reason for crustal in homogeneity is that Neuquén Basin is in an Andean-type tectonic regime that is controlled by three factors: thermal state, volcanism, and tectonic load. It has been suggested that thermal state is governed by current heat-flow. In the study-case a first-order feature, a lineament between Chos Malal and Auca Mahuida volcano, has a higher average thermal-gradient at the northern zone, mainly when compare with the south Huincul system where the heat-flow is lower. Likewise, it has been argued from this thesis that thermal regime has conditioned the crustal and basement deformation, due to rigidity is strongly dependent on temperature and deformation rate. Consequently, lithosphere rigidity is expected to vary laterally as a function of geothermal gradient; a cold lithosphere is probable to be stronger and/or thicker and a hot lithosphere is expected to be weaker and/or thinner. This is the main reason for the existence of three scenarios of flexural rigidity: 1) the Huincul-system as a regional edge limiting the develop of basement ductile deformation to the south of the Neuquén Basin; 2) the Agrio - Chos Malal fold thrust belt and Auca Mahuida volcano with lower rigidity values, predisposed to thin–skinned deformation and structural control of volcanism respectively, and 3) the Eastern Platform with an intermediate flexural rigidity value. I propose two non-exclusive processes that take into account the play between crustal and basement deformation in Neuquén Basin: response to changes in distribution of flexural-rigidity, and divergence in plate convergence vector related to an oblique subduction against the plate boundary. As a result, there are two background-structural scenarios connected with the partition of the deformation: − A low partition-system north of the Huincul-axis, associated with the deformation in the arc, forearc, fold and thrust belt, and a wider locked seismogenic zone. − A high partition-system from the Huincul-trench to the south, a place where the vector of convergence splits in two perpendicular movements: the north - south Liquiñe - Ofqui fault zone, and the west - east Huincul high structural feature, both with dominant mechanisms of strike-slip displacement. Therefore, rigidity layering has the largest effect on horizontal deformation under the Andean type subduction system. A key observation in this context was the congruity with a next aspect; it is referred to the nature of the relationship between volcanism as a control factor in the tectonic regime and deformation. In this particular case, a key role plays the interaction between crustal structures of the basement and ongoing regional stress field on the Pliocene – Pleistocene Auca Mahuida volcanic complex. This effect is followed by crustal weakening, raise of the limits of brittleductile zones, and expansion of the deformation far away from the Andean orogenic front. On the other hand, a third aspect is connected with tectonic load. As we have affirmed, the influence of surface topography in the Agrio - Chos Malal fold and thrust belt have facilitated the foreland region deformation by flexural mechanisms, although it is recognized from borehole subsidence analysis time-depths cross plots that thermal component is besides tectonics, prevailing in most Sub-Andean basins. In this context, the development of geophysical methods to determine the lithospheric structure gave direct evidence from the pair associated positive residual isostatic anomaly - negative crustal magnetic anomaly, that Neuquén Basin has a thinned crustal structure in the deepest sedimentary alignment. During the rifting stage, the opening mechanism of Neuquén Basin can be adequately explained by the simple shear model, with a crustal master fault like Entre Lomas – Estancia Vieja and an asymmetric heat-flow array. The distribution of deformation patterns and basement fabrics play a key role in relation to changes in heat-flow and flexural rigidity. These changes in rigidity, can be attributed to variations in the geochemical properties of rocks, or differences in temperature and pressure conditions between the upper and lower crust, but here are interpreted as changes in the mechanical strength. The correlation of geophysical anomalies and outcrops or boreholes examples are at early stage, therefore there is still ambiguity in some of the interpretations, especially when working with potential methods. ; Fil:Sigismondi, Mario Emilio. Universidad de Buenos Aires. Facultad de Ciencias Exactas y Naturales; Argentina.

Issue 50.2 of the Review for Religious, March/April 1991. ; Review for Religious Volume 50 Number 2 March/April 1991 Beyond the Liberal Model Exiting from Religious Life Thoughts about Science and Prayer The Death of Dearly Loved~Friends 50/~INIVERSARY VOLUME REVIEW FOR RELIGIOIJS (ISSN 0034-639X) is published bi-monthly at St. Louis University by the Missouri Province Educational Institute of the Society of Jesus; Editorial Office: 3601 Lindell Boulevard, Room 428: St. Louis, MO 63108-3393. Telephone: 314-535-3048. Second-class postage paid at St. Louis, MO. POSTMASTER: Send address changes to REVIEW I:Oa REI.IGIOUS; |~.O. Box 6070; Duluth, MN 55806. Subscription rates: Single copy $3.50 plus mailing costs. One-year subscription $15.00 plus mailing costs: two-year subscription $28.00 plus mailing costs. See inside back cover for subscription informa-tion and mailing costs. © 1991 REVIEW FOR REt,mloUS. David L. Fleming, S.J. Philip C. Fischer, S.J. Michael G. Harter, S.J. Elizabeth McDonough, O.P. Jean Read Mary Ann Foppe Editor Associate Edito'rs Canonical Counsel Editor Assistant Editors David J. Hassel, S.J. Iris Ann Ledden, S.S.N.D. Wendy Wright, Ph.D. Advisory Board Mary Margaret Johanning, S.S.N.D. Sean Sammon, F.M.S. Suzanne Zuercher, O.S.B. March/Api'il 1991 Volume 50 Number 2 Manuscripts, books for review, and correspondence with the editor should be sent to RF:\'mw FOR RF:LtGtOt~S; 3601 Lindell Boulevard; St. Louis, MO 63108-3393. Correspondence about the department "Canonical Counsel" shnuld be addressed Io Elizabeth McDonough, O.P.; 5001 Eastern Avenue; P.O. Box 29260; Washington, D.C. 20017. Back issues should be ordered from REVtEW ~'o~ REt.mto~Js; 3601 Lindell Boulevard; St. Louis, MO 63108-3393. "Out of Print" issues are available from University Microfilms International: 300 N. Zeeb Road; Ann Arbor, MI 48106. A major portion of each issue is available on cassette recordings as a service for the visually impaired. Write to: Xavier Society for the Blind; 154 East 23rd Street; New York, NY 10010. PRISMS. When we Christians refer to the centrality of the paschal mystery, we mean that Jesus' passion, death, and resurrection somehow remain the necessary pattern for our human living in relation to God. In the gospels, Jesus often uses nature images or parables of human activity to point us towards the pattern of his dying and rising--a pat-tern in which we all who are his followers profess to share. Today it seems that we easily turn to the seed dying to bring forth life or to the metamorphosis of caterpillar to butterfly to gain insight into our way of human growth or maturity. Yet we find it hard to go from the dark beauty of nature imagery to the stark reality of Christ on a cross. So, too, the contemporary patterns of various psychological growth models can be-come so enlightening for our understanding of human development that they seem to transfix our gaze. We may stop short of viewing our mod-els through the stronger lens of a Christian optic. We should not be ungrateful that we can make use today of helpful imagery from nature and models from psychology in order that we may better understand and respond to a particularly confusing time in our world and in our Church, in religious life and in priesthood, in the fam-ily and in the parish. But the pattern of Christ--with his presence en-abling us to enter once again into his paschal mystery--remains central to our Christian focus on life issues. Rather than being confronted with a transition darkness relieved only by images and metaphors, we as Chris-tians believe that we are always being summoned into the mystery of God's transforming action breaking into the vagaries of our natural and human worlds. We struggle neither as victims nor as "Rambo" fight-ers. Instead, we are invited once again to ally ourselves with the Lord in bringing about God's reign more fully into our own lives and into the world we affect. Because our God is a God always actively working with our created world, we live and pray and work in a loving relationship with God--always developing and being purified, in sickness and in health, in good times and in bad. The elements of passion, death, and resurrection are touched upon in various ways by various articles in this issue. Our first article, "A Personal Memoir: The Arrupe Years," by Roland Faley, T.O.R., is a unique tribute to the former Jesuit superior general Pedro Arrupe, who died on February 5, 1991. Arrupe provided leadership and gave hope to 161 162 / Review for Religious, March-April 1991 many religious congregations through much of the paschal-mystery times for religious life following upon Vatican II; he himself suffered his own paschal mystery through a debilitating stroke in 1981, then through the difficult time when a papal delegate was imposed upon the Jesuits, and finally through his lingering half-life over.the past seven years since his resignation as general. In the darkness of religious-life renewal, an image of reweaving has captured the imagination of many. From her perspective of working with many religious groups in renewal efforts, Elizabeth McDonough, O.P., in "Beyond the Liberal Model: Quo Vadis?" assesses some of the strands of reweaving efforts and makes her own effort to suggest ways towards deeper faith realities that remain unrealized at present. Grappling with the reality of the paschal mystery in the hard deci-sions about existence facing some religious congregations is the subject of the article by.Marie Beha, O.S.C. Eileen O'Hea, C.S.J., considers the dying process of the individual who considers leaving a religious com-munity and the needed response of the community. Renee Yann, R.S.M., reflects on the power of community in the special moment of the death of dearly loved friends. Three articles on pray,.: may shed some light as we move through some dark passages in our ever developing love-life with God. Benedict Auer, O.S.B., expands the Benedictine lectio approach with some in-sights into the use of videos. Edgar Bourque, A.A., inculturates an Augustinian way of praying into our American context. Some refresh-ing ways of understanding prayer are presented through the medium of science by Dennis Sardella. Helpful and comprehensive describe the treatment of vocation min-istry by Jeanne Schweickert, S.S.S.F., in her "Co-creators of History: United States Vocation Ministry." The same words apply equally well to the article by Kenneth Davis, O.F.M.Conv., "U.S. Hispanic Catho-lics: Trends and Recent Works." May the Lenten and Easter season~ guide us all further into the pas-chal mystery which focuses our life with the Lord. David L. Fleming, S.J. A Personal Memoir: The Arrupe Years Roland J. Faley, T.O.R. Father Roland J. Faley lived in Rome as vicar general of the Third Order Regular of St. Francis, i 971 - 1977, and superior general 1977- i 983. In December 1990 he completed his term as executive director of the Conference of Major Superiors of Men (CMSM). His mailing address is St. Thomas More Friary; 650 Jackson St., N.E.; Washington, D.C. 20017. The time was the early seventies. Rome was still caught up in a spirit of postconciliar excitement. Pope Paul VI's inherent caution in the face of the untried was tempered by an unfettered spirit in the air which wanted to let things happen. The present writer was returning to Rome after an absence of more than a decade, having been elected to the general gov-ernment of his Franciscan Order. I had been a student in Rome at the time of John XXIII's election. Those had been heady days of great prom-ise, at that time more a hope than anything else. It was only after the council, years later, that the real struggle of aggiornamento could be felt. Pedro Arrupe was the general of the Jesuits. Vibrant and spirited are adjectives that hardly do him justice. He was also president of the Un-ion of Superiors General (USG), the organization made up of the heads of men's religious institutes in the Church: It was a job for which Ar-rupe was ideally suited although one always wondered how he found the time. It was often said that the first time he was elected to the office by his peers, it was because he was general of the Jesuits. His subsequent reelections (and there were at least four) were because he was Pedro Ar-rupe. The story says a great deal about the man, quite apart from his of-fice. It was not long after I became active in the USG that Arrupe asked me to serve on the Justice and Peace Commission and later named me 163 164 / Review for Religious, March-April 1990 to be the press officer for the Union. It was in the latter capacity espe-cially that I came to know Arrupe the man. The Justice Agenda Arrupe steered the Society of Jesus through a very difficult period in its history. The thirty-first and thirty-second general congregations had set the concerns of the world's neediest at the center of the Society's mis-sion. A strong emphasis on social justice permeates the documents of these general congregations. The passage from documents to im-plementation was marked by an inevitable reaction, not all of it positive, within the Society itself. Arrupe was undaunted. The new direction reso-nated with his whole life as a missionary. The evil of the arms race was eminently clear to one who had survived the first use of the atomic bomb in Japan, 1945. For Arrupe this postconciliar direction of his institute was not a ques-tion of personal choice. It had been mandated by the Society's highest authority, a general congregation; for the general of the institute, im-plementation was simply not an option. In that spirit of obedience, he charted a new course which made strong demands on the whole Society of Jesus. On the level of general government alone it required personnel and resources not easily commandeered. He never wavered in the pur-suit of a course that for him bore the faces of countless deprived and suf-fering people. In responding to any issue, Arrupe's enthusiasm was infectious. He was the idea man, the animator, willing to leave details and implemen-tation to others. At times he seemed unrealistic, but he never left one un-inspired. The great picture was always there. An unforgettable moment occurred during the refugee crisis of the late seventies. The movement of peoples was felt in many parts of the world, with Rome affected by a large influx of people from Ethiopia. A visit to Arrupe from Robert McNamara, then president of the World Bank, proved to be a real catalyst in moving the refugee project forward. An urgent response was called for by the sheer volume of people arriv-ing in Rome after the revolution in Ethiopia. The greatest need was for housing and food. The Jesuits opened their own refugee office to address the problem internationally and in Rome. At the same time Arrupe gal-vanized the forces of men and women general superiors. Through the built-in network of the two Unions of Superiors General, housing was found for the Ethiopians throughout the city, especially in the genera-lates themselves. A hot meal was served each evening to hundreds of per-sons in the basement of the GesO, the main Jesuit church in the heart The Arrupe Years of the city. It was always interesting to meet religious leaders of interna-tional congregations ladling soup or serving pasta at the refugee center. Arrupe took an active interest in the work of the USG's Justice and Peace Commission. He urged its members to respond to known viola-tions of human rights anywhere on the world scene, to become involved in the Year of the Woman (1976), and to sensitize members of religious institutes on the role of justice in religious life, especially in the wake of the 1971 Synod of Bishops. His leadership in social justice was firm and steady, but never abrasive or confrontational. He had, for example, an unusual sensitivity for diplomatic concerns and was a strong believer in the power of persuasion. But his commitment to the thesis of justice as a constitutive element of the Gospel message was total. This was jus-tice in the service of faith, an idea integral to Arrupe's thinking. There was no divorcing faith and justice; it was, moreover, a justice rooted in love. For Arrupe, it was unthinkable to speak of a struggle for justice apart from a belief in that justice for all people willed by God himself. Christian Unity Ecumenism was still a fledgling enterprise on the Roman scene when Arrupe moved the USG toward a better understanding of men and women religious of the other churches. In the early seventies, Michael Fisher, provincial of the Anglican Franciscans from England, and Ar-rupe decided to initiate a permanent consultation on religio,us life among religious of the Catholic, Reformed, and Anglican communions. The con-sultation continues to meet on a biannual, basis and is now in its second decade of life. During those Roman years it became common to have non- Catholic religious present for the assemblies of the USG; on many lev-els, the participation was reciprocal. This was a new venture, largely un-tested, the success of which was by no means guaranteed. To a great ex-tent it was Arrupe's breadth of vision and the warmth of his personality that carried the day. There was an immediacy and directness about him that broke down resistance. In the ecumenical field, he was willing to leave the doctrinal differences to others; it was the faith that was shared which excited him. In the area of religious life, the understanding of the vows, community, and prayer differed little from one denomination to the other. I remember vividly the bonding that quickly developed among the participants of those early years. When discussion centered on the nu-merical difference in the size of the communities, it was often very amus-ing. It was fascinating to see Arrupe, whose religious institute numbered close to 35,000, engaged in intense conversation with an Anglican su- 166 / Review for Religious, March-April 1991 perior of some forty religious. Numbers mattered little; it was the mean-ing of the life that counted. Conversation with the World Vatican II's Church in the Modern World fit perfectly with Arrupe's sense of church. While not unmindful of the dangers present in the meet-ing between faith and culture, he remained a strong proponent of incul-turation. A spirit of withdrawal or disengagement from the world, or even worse, a siege mentality, was alien to Arrupe. Nowhere was this more evident than in his dealing with the media. It was during these same Roman years that Donald Campion, S.J., had been named the Jesuit gen-eralate's chief communications officer. Arrupe had long been keenly aware of the necessity for a high-level spokesman and worked to make it possible. Campion was privy to discussion and decision-making at all levels and, therefore, in the best position to deal effectively with the me-dia. Such openness was a quantum leap forward from the spirit of reti-cence, even fear, which was so much a part of religious officialdom. The latter was a spirit well symbolized by the small sliding window at the por-ter's office of the Jesuit generalate and countless other Roman headquar-ters. It was a far cry from an "open door" policy. As press officer for the USG, I enjoyed the same latitude. I was en-couraged to be present for all meetings, even when the most sensitive issues were being discussed. I was free to share the views and activities of the Union with both the secular and religious press. If discretion was called for, I was expected to exercise it, but the prevailing climate was one-of as much openness as possible. This was Arrupe's style, and it proved right more often than not. By the same token, he expected a sense of responsibility from a well-informed media. He was both angered and offended by unfounded specu-lation or an inordinate interest in the sensational or controversial. This was very evident at the time of the 32nd General Congregation, at which he presided. What seemed like a concerted effort to magnify conflicts between the Jesuits and the Vatican caused him no small measure of pain. And yet it never soured him or changed his basically positive out-look. For him the best way to deal with such a situation was through con-tinued efforts at supplying accurate and intelligible information. It was a Church in progress, moving through history, aided and abet-ted by the world around it, that fashioned Arrupe's thinking. If the mes-sage of the Church were to be heard, it would only be through outreach and dialogue. In the important position which he held, he lent the full weight of his office to obtain that goal. The Arrupe Years / 167 The Man of God It is hard to speak of a person's spirituality. In its intensely personal character it remains ultimately untouchable. And yet it becomes trans-parent in a person's life. In having a certain closeness to Arrupe and lis-tening to the views of others who were his peers, I noted certain quali-ties that mirrored a remarkable spirituality. He comes to mind im-mediately as a man of hope and faith-filled action. It is small wonder that he had such close personal ties with Cardinal Edward Pironio, the Argentinian head of the Vatican Congregation for Religious and Secular Institutes. There were any number of reasons why relations between the Jesuits and the Vatican department responsible for religious life might well have been strained at that time. But Pironio's sense of hope and his very open and warm personality matched Arrupe's. They became close personal friends. Hindsight has led many people to comment favorably on Rome in the seventies. Religious life was being fashioned by an interesting trio. There were the challenges to religious given by Paul VI, coupled with the positive leadership bf Pironio and Arrupe. It was an exciting decade; for some of us, unforgettable. Arrupe's spirituality was marked by a deep sense of history and tra-dition. He was part of a Church and a religious institute whose patrimony truly humbled him. The picture of Arrupe as a man wed only to the pre-sent and largely indifferent to the values of the past is caricature at best. He knew that new wine required new skins and articulated that vision well. But he linked that vision with a real sense of the importance of con-tinuity. Some examples come quickly to mind. He had a profound es-teem for the insights of his institute's founder, St. Ignatius Loyola. While some argued that many of those insights were time-bound and no longer valid, Arrupe would be the last to be convinced. He said repeatedly that the longer he lived the more he appreciated the spiritual genius of his foun-der. In those years there was considerable discussion about the need for greater democracy in religious life. The question of the appropriateness of electing superiors, rather than appointing them as was the custom in many religious congregations, was very much to the fore. Arrupe re-mained throughout a strong proponent of the appointment method, fixed so strongly in Jesuit tradition. He was never persuaded that democracy produces the best leadership, and many of those who belonged to orders or congregations of a more democratic bent could recognize a certain va-lidity in his position. 161~ / Review for Religious, March-April 1991 His understanding of the vow of obedience was not rigidly tradi-tional; his thinking had been enhanced by contemporary theological in-sight into the Gospel sense of the vow. And yet he was deeply imbued with appreciation for the ascetical value inherent in accepting the deci-sions of those placed in authority. A case in point. When Arrupe com-municated to Robert Drinan, S.J., the decision that the latter would have to relinquish his seatin the U.S. House of Representatives, it was a very difficult moment in the life of both men. But it made a lasting impres-sion on Arrupe. The priority that Drinan gave to his Jesuit calling in ac-cepting that decision was, in Arrupe's mind, as important for the Soci-ety and the Church as anything Drinan might have otherwise accom-plished. It was an example to which he would repeatedly return. In retrospect, however, one would have to say that it was the man's openness that remains so vivid to the present day. He was never threat-ened by new ideas, even if he found them ultimately unacceptable. He could see the value in some elements of a Marxist social analysis, even though he was against its use. He could espouse~the Jesuits' new social ministries and still be a strong believer in the traditional ministry of edu-cation. He was a champion of legitimate pluralism, almost by instinct. While mindful of the importance of magisterial teaching, he wanted theo-logians to have as much freedom as possible in the pursuit of their task. It was his deep-rooted faith that lent him serenity in facing [he contem-porary scene. Not intimidated by the risk of possible failure, he realized that all was ultimately in God's hands. And then there were the trials, known best by those who worked with him closely. A number of those he shared with me. In his later years, the media was asking hard questions. Was Arrupe going to resign? Was he under pressure from the Vatican to do so? Was a dissatisfied segment of the Jesuits pressing for his resignation? Was his relationship with Paul VI as strained as rumored? Were there conflicts with John Paul II? Arrupe was always candid. He respected the media and realized that there was much to be gained through cooperation. But he was disturbed by attempts to exacerbate situations and exaggerate differences. There were certainly very difficult issues which he faced in the latter years of his term of office. He was fully aware that there was a conservative seg-ment of the Society which opposed him. In addition, during the thirty-second General Congregation, his was the task of interpreting the mind of that worldwide assembly to the pope, and vice versa. It was a sensi-tive and often painful task. That he did it so well is a tribute to his con-ciliatory gifts. But he was beset by rumors, which, like a room full of The Arrupe Years / 169 gnats, gave him no peace. That there were differences between the gen-eral congregation and the pope in certain areas, he never denied. Yet his personal relationship with Paul VI was never the question. He was sym-pathetic to the concerns of the pope and realized the weight of his cross. Moreover, he hailed the pope's social teaching as a landmark in the Church's life. But the perception of a wall of conflict between the "black" and "white" pope persisted, even though it was inaccurate. Arrupe was the first to admit that the sentiment among the Jesuits for the direction .taken after the thirty-second Congregation was not unani-mous. He was acutely aware of a vocal conservative opposition. But he saw the implementation of the general congregation's decisions as an obe-dience and there was no turning back. He always stressed the strong sup-port that came from so many quarters, the enthusiasm which the con-gregation's decisions had generated, especially among the young, and the fact that the Holy See had given its approval. But the fact is that the positive is just not that newsworthy, and so he would be inevitably ques-tioned about the "dark side" of any given situation. This always caused a certain measure of dismay, but it was followed by a remarkable resil-ience. In the wake of any setback, there was always his eventual phone call with a new idea or project. Early in the summer of 1981, Arrupe, his trusted vicar and confi-dant Vincent O'Keefe, and I talked at length about a possible article on the burning question of Arrupe's resignation. There was extensive specu-lation in the press, and we were discussing the best way to deal with it. However, it was more than a public question; it was a matter internal to the Jesuits at a time in which any public communication would have been inappropriate. Arrupe looked upon his eventual resignation in a very posi-tive light, as setting an important precedent for the future of the Soci-ety. His thinking was centered on the good of the religious institute to which his own interests were completely subservient. We decided to do nothing at that time. But that evening he assured me that once he was no longer in office and had the freedom to speak more openly, he would do an extensive interview with me and answer the questions that I felt should be addressed. That proved to be our last conversation. Upon his return from a trip to the Philippines some weeks later, he suffered the stroke from which he never recovered. The rest is history. I subsequently left Rome upon completion of my term of office. My occasional return visits were always marked by a brief visit with the man who had affected my life so deeply. Few words were exchanged. It was 170 / Review for Religious, March-April 1991 usually a prayer and a blessing; he would then kiss my hand before I left. His sufferings proved to be one of the most powerful messages of his life. As one of his confreres put it: "He led us in life and has offered himself for us in death." His immolation was total. It has been an un-usual life. To have been touched by it is a rare gift. Father Pedro Arrupe was superior general of the Jesuits, 1965-198J~. He died on Tuesday, February 5, 1991, in Rome. Beyond the Liberal Model: Quo Vadis? Elizabeth McDonough, O.P. Sister Elizabeth McDonough, O.P., J.C.D,, Canonical Counsel Editor of REVIEW FOR RELIGtOUS and author of Religious in the 1983 Code, writes and consults extensively about consecrated life. She is a canonical consultant and tribunal judge for the Arch-diocese of Washington, where she may be contacted at P.O. Box 29260; Washing-ton, D.C. 20017. For background information on this article, see endnote i. ]t is no secret that active religious life for women in America has experi-enced progressive decline in the quarter century since Vatican II. Evi-dence of the decline is clear and overwhelming, and its effects are felt and observed in the entire Church. When one looks for causes, one real-izes that distinguishing them from the effects is both complicated and deli-cate. Nevertheless, from my experience as a woman religious during the last quarter century and as a canonical consultant for numerous women's communities over the last decade, I have come to the conclusion that many religious have not recognized or have not acknowledged some clear causes and effects of the current decline for what they really are. Effects of progressive decline are there to be seen in the current po-larization within and among women's communities along conservative and liberal ideological lines. The decline is also evident in most com-munities in their relative inability to attract or to keep vocations, as well as in their related inability to maintain significant institutional commit-ments. It is manifest in the near invisibility of women religious in con-temporary apostolic works, as well as in the frequent reluctance of clergy and laity alike to work with women religious in various apostolates. Pro-gressive decline is experienced by religious themselves as the uninten-tionally created and uncomfortably experienced loss of identity follow- 171 Review for Religious, March-April 1991 ing early and rapid postconciliar abandonment of traditional symbols and services, customs and norms. And, to those who are not religious, its ef-fects are all-too-obvious in the polarized, apparently directionless, plu-ralistic potpourri of ministries and attire, lifestyles and mindsets among women religious today. The progressive decline stems in part from the pervasive sociology of liberal individualism in America and in part from the cultural preva-lence of a psychology of selfism. But causes of the decline are also evi-dent in the predominantly social-justice agenda that has been adopted by most women's institutes, as well as in the revisionist versions of vowed life and in the generally antiauthority and often feminist stances currently espoused by not a few active women religious. Again, a major cause of decline can be traced to the reality that, in seeking their roots after the council, many women's institutes dating their foundations to frontier America discovered--but probably did not admit--that they actually had no genuine, unique charism to renew and adapt. The decline can also be traced to the systematic and progressive de-construction or deliberate abandonment of fundamental juridic structures and roles during the postconciliar constitutional revision processes. In most women's institutes, general chapters have now abandoned legisla-tion in favor of direction-setting, with their goals programmed by pre-chapter steering committees and subsequently adopted through member-ship participation in consensus formation that is shaped by outside facil-itators. In most women's institutes, lower-level superiors are now either nonexistent or nonfunctional, while major superiors have abandoned gov-ernment in favor of business management and have surrounded them-selves with middle-level, appointed, administrative personnel whose num-bers have steadily increased over the years in bureaucratic disproportion to the continuing decrease in membership. Functionally, the net effect of juridic deconstruction has been the crea-tion of business-management-style bureaucracies which filter informa-tion upward and decisions downward, from and to members of women's institutes, primarily by means of bulletins, newsletters, special-interest mailings, and occasional phone calls or visits. As a result individual re-ligious deal almost exclusively with middle-level personnel over a long period of time and even in personal and sensitive matters. Many would prefer to describe this reality quite differently by saying that communi-cation (not mere information) is facilitated inward and outward (not up and down) between the empowered membership and the visionary lead-ership in the concentric circles of participative government that have re- Beyond the Liberal Model / 173 placed the hierarchic pyramid of authority. Whatever the terminology, the following experiences are common: (1) Individual members or groups of members can seldom effect change in policies and agendas that are programmed and prepackaged at upper (or inner) levels of the struc-ture; (2) religious are both structurally and functionally more removed from their elected, responsible superiors than previously; and (3) the right of individual religious to personal privacy is, at times, not ade-quately protected. Most women religious would admit that, in the quarter century since Vatican II, the rather short-lived euphoria of the "nun in the world" has been replaced by a long-suffering, quiet frustration at the lurking possi-bility of permanent extinction. While increased relevancy and effective-ness were focal points for altering lifestyles and practices during renewal, many wonder now if women religious in America have ever been more irrelevant and less effective. To be frank, most clergy and laity and male religious have been thinking for quite some time that religious life for women in America is "going nowhere fast," even if few have verbal-ized this publicly. More recently, at least some--if not many--women religious have cautiously begun to acknowledge the same apparent real-ity to themselves and others. A haunting, unresolved question about the entire experience of re-newal is: How did all this ever happen to us? In seeking answers, con-servatives seem tempted to respond: "Surely an enemy has done it!" In kind, liberals seem inclined to say: "I am making all things new!" From the perspective of experience, my response to the question looks to what might be a deeper problem, namely: "All this did not just happen, We did it to ourselves." Indeed, I would suggest that, on the part of women religious, major factors contributing to the current decline have been a certain lack of knowledge of both theology and history, as well as a cer-tain lack of maturity in responding to newly discovered postconciliar re-alities. And, from current experience, I would suggest that an apparent lack of humility in admitting previous mistakes and an apparent lack of honesty regarding present reality or future prospects are probably has-tening the permanent demise of many active institutes of women reli-gious in this country. Lack of Vocations An obvious sign of the progressive decline of women's institutes is the staggering decrease in their membership since Vatican II. In 1965 there were slightly more than 180,000 members in active communities in America, but by 1990 that number had fallen to slightly more than 174 / Review for Religious, March-April 1991 100,000-~a decrease of nearly 45%. Simultaneously, since few women have entered while many have been departing at a slow but steady pace, the median age in women's institutes has risen rapidly and is now com-monly sixty-five or higher. Marie Augusta Neal, in her recent book From Nuns to Sisters, sug-gests that the "radical risks" involved in the Church's new mission to the poor may be the prime factor limiting the response of women to a call to religious life. She thus inadvertently trivializes that call--which, on practical and theoretical as well as human and theological levels, has its appeal within risk or without any particular concern about risk. Neal does not seem to recognize that there is---~r ought to be--a substantive difference between a vocation and a career. And, if experience tells us anything in the matter, it tells us that--with rare exception--the single, most compelling human reason why anyone responds positively to a re-ligious vocation is her (or his) direct, personal awareness of religious who are happy together doing something that they perceive as worth-while and who are clearly motivated by and committed to the love of Je-sus Christ. Currently, many not-yet-retired women religious have become increas-ingly absent or invisible in apostolic activities of the local Church. In other words, for the most part they simply are no longer seen. Moreover, many no longer live in community, even when they live in geographic proximity, sometimes even when they exercise the same ministry or work in the same place. In other words, they are no longer seen together except possibly at work. Again, perhaps too few women religious are to-day perceived as being genuinely happy, and perhaps even fewer as be-ing happy together. Further, the current wide diversification of minis-tries seems sometimes to have led to trivial apostolates ~hile simultane-ously rendering institutional apostolic, witness unsustainable. And, though many may reject the suggestion, perhaps love of Jesus Christ is simply not perceived as the underlying or determining factor in the life of many women religious in America. In short, perhaps because the posi-tive image that women religious tend to have of themselves bears little resemblance to the not-so-positive image that others have of them, it may be unrealistic--if not grandiose--to expect vocations to increase in the near or distant future. Pluralism and Polarization An initial cause and increasing consequence of decline in religious life for women is the currently a~knowledged division into conservative and liberal categories both within and among most congregations. Beyond the Liberal Model / 175 In general, conservative-model institutes tend to favor external authorities, institutional endeavors, traditional theologies, and hierarchi-cal structures; liberal-model institutes generally favor inner freedom, in-dividual endeavors, postconciliar theologies, and collaborative struc-tures. Liberal institutes are inclined to accuse conservative ones of at-tracting emotionally immature candidates, while conservative institutes are inclined to accuse liberals of having nothing that attracts. Conservative religious are often summarily categorized as oppressed, unrenewed, and psychologically dependent; liberal religious are just as often summarily categorized as progressive, feminist, and pseudosophis-ticated. Conservatives seem to read history and Scripture in so selective and so polemical a fashion as to render them an inadequate basis for or-dinary discourse. Conversely, liberals seem to read history and Scripture in so simplistic and so revisionist a fashion as to render them insignifi-cant. From my experience, liberals and conservatives alike seem to have worked very diligently at destroying whatever common symbols they had, so that now they possess no common language for constructive com-munication. Each side seems to have been mutually successful in trans-forming both the concept of God and the experience of worship into sources of division. And neither side seems able to lay untainted claim to any "moral high ground," any bridgehead that addresses the ever wid-ening chasm between them. Currently the majority of women's institutes in America express or espouse a liberal model of religious life. However, it is becoming more and more evident that many religious themselves do not ascribe to the tenets or direction of that model, while many religious also have at least some (and sometimes serious) concerns about its functioning and future. As conservatives attempt to build a future by returning to the past and liberals attempt to build a future by rejecting the past, the categories are becoming increasingly distant and distinct. Most religious realize that any previous potential "middle ground" is fast disappearing, thus leav-ing little hope for future cooperation or reconciliation in or among insti-tutes. Mary Jo Leddy in her recent book, Reweaving Religious Life, ac-knowledges that the current liberal model of religious life is not adequate for facilitating and sustaining genuine adaptation and renewal, even though she has previously been both a proponent and facilitator of that model. Leddy suggests that the liberal model of religious life has become "unraveled" and that it should be replaced by a choice for "creative 176 / Review for Religious, March-April 1991 disintegration" in favor of even more radical pluralism. She suggests, further, that liberal-model institutes might take as an example of her "reweaving" thesis Teresa of Avila's reform of Carmelite monastic life in the sixteenth century. But Leddy seems not to recognize that her sug-gestion for the future is humanly problematic and that her analogy from the past is historically inaccurate. As regards "creative disintegration" for a more radical pluralism, the current experience of most American women religious is that the de-gree of pluralism already present in their institutes is straining the limits of not just the weave but also the inner fiber of religious life itself, indi-vidually and collectively. In short, Leddy seems unaware that going be-yond present degrees of pluralism in ministries and lifestyles will most likely be more destructive than creative, both in the beginning and in the end. Regarding Teresian reform of Carmelite life, I.eddy does not recog-nize that Teresa's version of "reweaving" was actually a return to ba-sic structures and religious observance from an "unraveling" that oc-curred precisely because fundamental elements of the original charism had been abandoned or abused. In short, she seems oblivious to this his-torical fact: that Teresa accomplished the genuine renewal of Carmelite religious life not through programmed disintegration but rather through a concerted effort by all to embrace its fundamental structures and heri-tage in order to live them and preserve them in a pristine manner. Deconstruction of Structures and Elimination of Distinctions The current deconstructed functioning of general chapters as parti-cipative consensus-formation assemblies in most women's institutes has engendered both a feeling of members' being "empowered" for gov-ernance and a strong sense of "ownership" of chapter decisions. On the other hand, the new style of general chapters also tends to lessen critical assessment of options and to avoid substantive decisions that distinguish delegates from participants. Simultaneously, such chapters commonly en-act global, carefully crafted, blandly diluted statements whose content can hardly be opposed in theory and can scarcely be assessed in implemen-tation. Currently some women's institutes have so little sense of their own identity and of the role of chapters that they involve nonmembers extensively in chapter proceedings, and some have even suggested that nonmembers may be elected to governance roles. The distinction between major superiors and councils, as well as dif-ferentiation of their roles, has also undergone postconciliar deconstruc-tion. With the advent of collaborative decision-making, major superiors Beyond the Liberal Model / 177 and councils are commonly referred to as leadership teams: their mem-bers share equally the governance/management of the religious institute and are functionally distinguished, if at all, only at the infrequent mo-ments of final decision.,required by law. In relation to actual decision-making, in most institutes there has been a concomitant radical limita-tion or complete elimination of instances in which a supreme moderator or major superior can act without the consent of the council. Most of these alterations seem related to questioning the possession of personal authority by superiors, combined with an all too real (and often all too painful) remembrance of abuse of authority by superiors in the past. The deconstruction of juridic structures and the blurring of gov-ernmental functions apparently meet a need to limit the authority of su-periors through "leadership" language and apparently also reinforce the new participative consensus-niodel chapters in a stance of visibly and ver-bally rejecting whatever has been perceived as hierarchic or patriarchal. Overall, however, the new bureaucratic, business-management model of governance operated by middle-level appointees and committees seems to have produced no overwhelmingly positive verifiable results other than the fact that many members feel very good about it. In other words, it does appear that most people like the feeling of having a part in run-ning the business even if business is not getting any better. Obedience and Mission Closely related to juridic deconstruction and elimination of distinc-tions are postconciliar views espousing dialogical obedience and justice-oriented missions. The seed for a dialogical understanding of obedience was firmly planted by the affirmations of Perfectae Caritatis 14 that superiors should foster an active and responsible obedience in addition to listen-ing to and promoting cooperation among the members of the institute. But after twenty-five years that seed has produced, in many religious in-stitutes of women, a strong undergrowth of resistance to any exercise of personal authority by any superiors. As a result, some prevalent revision-ist versions of vowed obedience consider it to be so personal and dialo-gical that it apparently can never involve a decision made by someone else which must be obeyed. In this framework, attributing final decision-making power to a superior is simply rejected as representing an archaic, unjust sacralization of hierarchic notions about authority, commitment, and obligations, all of which are now considered as negotiable. Action on behalf of justice and participation in the transformation of the world were affirmed by the 1971 Synod of Bishops as "constitutive 171~ / Review for Religious, March-April 1991 dimension[s] of preaching the Gospel" and "of the Church's mission for redemption of the human race and its liberation from every oppres-sive situation." And these affirmations quickly became a mandate for religious to work with new or renewed vigor in justice-and-peace endeav-ors throughout the world. However, many religious who recognize action on behalf of justice as a constitutive element of the Gospel appear to have fallen into the er-ror of thinking that action on behalf of justice is also exhaustive of it. There is ample indication that some religious erroneously assess the Church's mission as only or primarily one of unbridled activity in the marketplaces of contemporary society. They frequently quote as a source the document Religious and Human Promotion, but one seldom hears any mention of the document on The Contemplative Dimension of Re-ligious Life. In addition, a selective reading of conciliar texts and post-conciliar documents seems to have created for some religious an urgent mandate for political action and systemic change to the exclusion or ne-glect of any other manner of transforming the world or of preaching the Gospel. In connection with contemporary views of authority and obedi-ence, the mandate for systemic change of oppressive structures seems to be directed increasingly to the internal structures of the Church and of one's own religious institute rather than to the wider world. The social-justice orientation in the revised constitutions of most in-stitutes is primarily the result of an ongoing series of sociological sur-veys initiated in 1965 by the Leadership Conference of Women Relig-ious to provide an information base for resources on renewal. The sur-veys were formulated, distributed, interpreted, and implemented by Marie Augusta Neal, who has written numerous articles and books in the last two decades in order to explain, expound, expand, and defend her work. In her writings Neal admits that the entire purpose of the research surveys had a social-justice orientation. She also acknowledges that con-troversy over the surveys contributed directly to splintering of the (then) Conference of Major Superiors of Women in the early 1970s. And she herself states that the pre- and post-Vatic~in II belief scale contained in the "Sisters' Survey" involving 139,000 women religious in the mid- 1960s "became the most controversial and most discriminating variable, which accounted for the pace and direction of changes in structures of the religious congregations involved in the study."2 Yet Neal has con-sistently defended the soundness of her survey instrument as well as the accuracy of her interpretations, and has increasingly extended her find- Beyond the Liberal Model / 17'9 ings beyond the realm of sociology. Critics of Neal's work point to survey questions formulated in quali-tative language, to information reported in questionable categories, and to Neal's apparently subjective interpretations expressed in her follow-up. memos as being especially problematic. The surveys engendered even more controversy as findings originally proposed as an information base on resources for renewal began to function instead as LCWR's single, central source for pursuing social-justice agendas, for questioning eccle-siastical authority, and for picking up the the pace of renewal. Indeed, the quarter-century survey project that coincided with the postconciliar constitutional revision in women's institutes may arguably be the single most significant factor that can account for the systematic and progres-sive deconstruction evident among so many institutes of women religious today. Abandonment of Common Symbols and Practices Regardless of whether one recognizes or acknowledges an underly-ing internal juridic deconstruction in religious institutes of women, the visible, gradual, and progressive alteration of attire for women religious since Vatican II cannot be denied. The transition in habits has been a pain-ful and emotionally charged issue and is a prime example of the whole-sale abandonment of symbols and symbol systems by women religious since the council. No one is at liberty to argue about whether or not the external identity symbol of the habit has been fundamentally abandoned by numerous women religious, and most agree that whatever has hap-pened is irreversible. Moreover, the "habit issue" represents a nexus of sociological, psychological, behavioral, historical, and theological fac-tors that relate directly to the progressive decline of religious life in Amer-ica. Transformation in the attire of women religious from outdated and unhealthy medieval costumes, to makeshift modified habits, to bought and borrowed secular clothes, to contemporary business suits with com-munity logos, to the stylish garb of modern professionals is reflected in and among women's institutes today. The visible choice of attire, though not completely indicative ofa conservative or liberal model as such, is a somewhat reliable sign of the institute's (and person's) location and di-rection on the spectrum of post-Vatican II transition. The attire worn by the major superior and council of an institute tends to indicate both whether attire choices are possible within the institute and what the most progressive of possible choices might be. These indications, along with when the attire choices became operative, rather accurately reflect 1~10 / Review for Religious, March-April 1991 whether the institute operates primarily from a liberal or conservative model (or somewhere in between) and tend to show a transition towards the liberal model. Be that as it may, my reason for discussing the choice of attire is that it is never the only issue being addressed. The attire issue also places in sharp relief a functional distinction between institutes of men and of women. That is, for members of nonmonastic institutes of men, the habit--if they had one--was traditionally a significant form of clothing occasionally donned for community and liturgical exercises or for pro-fessional and pastoral services. In .contrast, for all institutes of women-- with rare exception--the habit was traditionally their primary identifi-cation symbol and was also often the only clothes they had to wear. Ad-ditionally, the habit issue highlights a significant difference in response to legal norms on the part of men and of women, namely: The 1917 code required that habits be worn by all members of all institutes at all times, both inside and outside the religious house; women consistently did what the law said, while men rather consistently did not. Thus, ~the almost vis-ceral reaction (of some) to the matter of the habit should not be surpris-ing. More fundamentally, however, numerous other unifying and mean-ingful symbols and practices disappeared along with the habit in religious institutes of women after Vatican II. Common meals and lodging, com-mon prayers and songs, common recreation and study, as well as com-mon moments of joy and suffering, were generally minimized, mildly disdained, or summarily abandoned in a veritable onslaught of Ameri-can, postconciliar, egalitarian, pluralistic individualism and activism. Some would suggest that in this process women religious have become less oppressed, more mature and free for service. Many others would sug-gest, in contrast, that the primary result of abandoning symbol systems and common practices has been a pervasive and overwhelming experi-ence of inner emptiness and outer loneliness made more acute by recog-nition that there simply is no longer any "common glue" to hold insti-tutes of women religious together at simple, fundamental, indispensable levels of human relationship. Transformations in Community Life and Ministry Additional consequences Of postconciliar deconstruction in women's institutes concern: (1) how members live together and relate to one an-other, or--in other words--the change in what was formerly referred to as common life or community; and (2) how members happen to arrive in a particular place doing a particular job, or--in other words--the Beyond the Liberal Model / 1~11 change in what was formerly referred to as receiving an assignment or being missioned. Without detailing here the canonical requirements for common life and its broad and strict interpretation, it was obviously common prac-tice in.the past for religious to live with other members of their commu-nity in the same residence with at least relatively equal access to food, clothing, shelter, and furnishings. Exceptions to common life were al-ways possible and sometimes actual but generally remained just that: ex-ceptions. Since the council, however, more religious now live "outside a house" of the institute for extended periods of time and for a variety of reasons, including apostolate, health, and study. Moreover, it is cur-rently common for a woman religious to live outside a house of her in-stitute either (1) because she cannot find a house in which she is collec-tively "accepted" by sisters already in the house according to their es-tablished expectations of community, or (2) because the sister herself can-not find a house in which she feels she can live comfortably and con-structively according to her already established expectations. Since Vatican II, members of religious institutes have been forced to deal regularly with high degrees of constant uncertainty, and simulta-neously they have had great demands for intense interpersonal relating placed on them. Religious institutes and individual women religious have devoted varying amounts of time, energy, and resources to bemoaning or extolling postconciliar relational developments and demands. And at present many institutes and their members are so caught up in personal relational issues and self-help programs as to convey the impression that, if only every sister would study her Myers-Briggs profile and identify the consequences of her Enneagram number and join the appropriate recov-ery or codependency program, then community life would irreversibly begin to get out of the present morass of personal malaise and interper-sonal dysfunctionality. Meanwhile, however, most members of liberal-model institutes no longer live in community, but merely relate to it functionally. It is usu-ally easier for major superiors to allow members to live outside a house of the institute than to deal constructively with problems in houses of the institute. Those members who continue to live in community seem, in most institutes, to have circumstantially or preferentially sorted them-selves into relatively permanent subgroups by age differentiation or work relations or ideological orientations or dyad/triad dependencies. And quite a few women religious depend regularly--and sometimes exten-sively--- on professional colleagues or family members for ongoing per- 1~12 / Review for Religious, March-April 1991 sonal support and meaningful human interaction rather than on their re-ligious community. Related to changes in community living is the alteration since Vati-can II of how most women religious arrive in a particular place doing a particular job. A process of "open placement" now predominates, which usually means that the religious works with the institute's person-nel director or board in following previously established community cri-teria for seeking apostolic involvement or other gainful employment. Fre-quently in this system contracts are negotiated between the sister and the employer and are then submitted to the personnel director or board for review and informal approval. Eventually, finalized arrangements are rati-fied by the competent major superior, and the sister is missioned or as-signed to her new apostolate or job with, if possible, some form of rit-ual solemnization of the process. Some provision for housing is neces-sarily connected to the missioning, but living in community is not usu-ally a priority among the criteria for seeking employment, and so excep-tions to common life proliferate. The Sociology of Liberal Individualism Recently Robert Bellah and several other sociologists published a re-vealing analysis of the phenomenon and failure of liberal individualism in America, entitled Habits of the Heart. Among other things, this analy-sis suggests that American culture reflects a radically liberal society of psychologically sophisticated but morally impoverished individuals who demonstrate a "narcissism of similarity" by associating in "lifestyle enclaves." These enclaves are composed of the like-minded who share comparable desires for leisure, recreation, and consumer goods and who, by their self-chosen values, have been freed from traditional ethnic and religious boundaries while simultaneously justifying their own prefer-ences. Further, Bellah and his colleagues suggest that, in American so-ciety, people's felt need for personal fulfillment---ever elusive--has re-sulted in their substituting short-term "therapeutic relationships" be-tween "self-actualized" individuals for the genuine, creative relation-ship of love. This, in turn, has resulted in replacing obligation and com-mitment with a new "virtue": open and honest communication in which everything at all times is considered negotiable except the individual's self-chosen objectified values. The study suggests, further, that American society lacks the identity which should have or could have emerged from the ordered freedom of practical rituals and moral structures which it has abandoned. Moreover, it seems unable to return to the "constitutive narrative" of its tradition, Beyond the Liberal Model because that would be perceived as opting for once-jettisoned oppressive structures. Consequently, the lonely, self-actualized, rugged individuals of the late, great American Empire--still not comprehending what it is that might assuage their longings--have taken collective refuge in a cor-porate bureaucracy of professional managers, therapists, and other ex-perts whose task it is to foster administrative centralization, to facilitate reciprocal tolerance, and to "empower" all citizens for institutional par-ticipation and creative innovation. The problem is, however, according to Bellah and his colleagues: It simply has not worked, and the seriously ill "social ecology" of American culture is very much in danger of per-manent demise. There are striking similarities between this sociological analysis of American culture and the current liberal model of active religious life for women. Tradition has been abandoned, and the past is perceived as op-pressive. Institutes have become business corporations, and governance has become collaborative administration. Structures have become parti-cipative, and superiors are now primarily managers. Formation person-nel and spiritual directors now function primarily as therapists. Facilita-tors are experts for achieving consensus formation, as well as catalysts for creative innovation. All members are becoming empowered for de-cision- making, although not many members claim responsibility for any particular decision. Obedience is increasingly negotiable, and personal fulfillment dominates most choices. Communities have become lifestyle enclaves composed of occasionally present, like-minded individuals. Eve-ryone is now somehow accountable, but few (if any) religious are called to accountability by anyone for anything. Communication is the cardi-nal virtue, and everyone is progressing towards greater self-actualization. The problem is, of course: It all simply does not work. American women religious today still seem not to have discovered what it is that might as-suage their longings, and the seriously ill social ecology of their lives is very much in danger of p~rmanent demise. The Psychology of Selfism Directly related to the sociological phenomena that seem to parallel the deconstruction of religious life is the psychological phenomenon that contemporary American culture, according to Bellah, is basically impov-erished by an insatiable preoccupation with self. In most cultures reli-gion is considered a primary source for character formation and for the development of social mores. However, in the psychology of selfism which seems to permeate American culture, the primary reality is the self that one's own unique choices have created. The isolated, self-created 1 ~14 / Review for Religious, March-April 1991 individual then commits himself or herself to self-defined and self-defining decisions. In this ambiance, personality development and be-havior modification replace the character formation and the social mo-res that are ordinarily provided by traditional religion, because preex-isting principles for character or mores are perceived as either non-existent or unimportant. For selfism in America, the psychological myth of the intrinsically good Utopian self parallels and supports the social and political myths of the intrinsically perfect Utopian state, while the psychological ten-dency to self-indulgence both rationalizes and celebrates the consumer society. When the interior fiber for duty, patience, suffering, and self-sacrifice is absent or wanting in the individual, the psychology of selfism conveniently shifts a locus of responsibility for the vacuum or the defi-ciency to the failures and foibles of parents, siblings, associates, and cir-cumstances. Selfism also legitimizes and perpetuates the late-adolescent attitudes of routine rebellion, rejection of authority, and preoccupation with sex. In short, it appears to be a ready-made, perfect internal sup-port for the sociology of American liberal individualism. Obviously, in relation to religious life, the once-hidden issues of psy-chological development and emotional maturity have been a rather pub-lic part of the transition in institutes of women (and of men) since Vati-can II. It may be that women religious really were not emotionally well-prepared for so many drastic, rapid-fire changes in their lives and, fur-ther, that they have not handled them all that well in the long run. To be sure, the recent deluge of books, articles, programs, and apparent pana-ceas produced by religious and for religious on topics of maturity related to religious is overwhelming. Patently, the popularity of this genre among women religious is not indicative of merely occasional light read-ing for the already self-actualized and emotionally mature. Thus, it seems reasonable to suggest that American women religious might be suf-fering not only from the effects of American liberal individualism but also from some lack of maturity as a consequence of its underlying psy-chology of selfism. Absence of Charism Genuine charisms for consecrated lifeforms are windows on the Gos-pel that provide a vision So clear that founders and foundresses --and then their companions--seem compelled to "do likewise" and follow Jesus. Or, again, charisms might be described as good seeds growing in fertile ground in a particular time and place and having the capacity to Beyond the Liberal Model multiply and bear fruit and also to be transplanted successfully to other ages and other cultures. True charisms of religious life are founded on sound but supple structures, are surrounded by long-standing and forma-tive customs, are nourished by deep-rooted and healthy spirituality, are manifest in valuable and long-term ecclesial service, and are--most es-pecially-~ expressions of a meaningful and compelling way of following Jesus. Charisms are not constituted merely by being a particular-apos-tolic expression of a particular corporal or spiritual work of mercy, how-ever necessary and valuable such endeavors may be; nor can charisms be humanly built by "refounding" or personally manufactured by "reweaving." They are gifts received, embraced, and lived--with re-ceptive and responsive elements indispensable to their basic rea~].ty---or they are not true charisms at all. Unfortunately, when active institutes of women religious went in search of their roots in the mandated renewal subsequent to Vatican II, most were confronted with the absence of a genuine, unique charism. And most women's institutes apparently either could not or would not recognize that absence for what it really meant, namely: They actually had no sound structures, no formative customs, no deep-rooted spiritu-ality, no long-term ecclesial service, no meaningful and compelling way of life they could call their own. In short, they had no genuine spiritual patrimony or religious heritage to which they could return and from which they could move into the future. The absence of a genuine, unique charism in most women's:institutes explains in part why intercommunity living and common novitiates have been so readily initiated and so successful. One cannot imagine, for ex-ample, Jesuit men and Dominican men opting for total intercommunity living situations and sharing totally common novitiates as if there were no deep and visible, distinctly different elements in their charisms. Yet many women religious whose institutes claim unique charisms share com-munity living and novitiates on a regular basis and consider it a wonder-ful sign of progress in collaboration. Lack of charism in many :women's institutes also explains in part why they have been so readily eclectic in the process of spiritual renewal and why most supposedly pristine house-of- prayer movements have been so short-lived and superficial .3 Further, lack of charism explains in part why it has been so difficult for these in-stitutes to adapt and renew successfully in the postconciliar era. Indeed, the provinces of some men's institutes are actually more distinct in ex-pressions of their charism than are many independent institutes of women who attempted after the council to rewrite constitutions and fashion mis- 116 / Review for Religious, March-April 1991 sion statements unique to them on the basis of their supposedly unique charisms. Though the fault for lack of charism was not theirs, the consequences for these institutes have been nearly fatal. Most--but not all--active in-stitutes of women religious founded in, or transferred to, this country in the eighteenth and nineteenth centuries were either New World adapta-tions of ancient and medieval monastic communities, such as the Bene-dictines and the Dominicans, or groups of dedicated pioneer women re-sponding generously to the practical needs of an immigrant Church in frontier America. Some, such as the Ursulines and the Daughters of Char-ity, had never been allowed to embrace or live the authentic, original ex-pression of their charism, which is now recognized as the forerunner to the consecrated lifeform of secular institutes. All active women's insti-tutes in frontier America were forced by circumstance or mandate to adopt a semimonastic, conventual style of religious life whether or not this was appropriate to their current function or past experience. Struc-tures, as well as theology and spirituality and apostolate and customs, are integral to the authentic expression of a genuine, unique charism. Thus it is not surprising that progressive deconstruction in women's in-stitutes has been so rapid and so complete for those institutes which, when seeking their roots, found only a monastic heritage adapted to the structures of conventual religious life or found no heritage that ever re-ally fit into the structures of conventual religious life in the first place. Possibilities for the Future Suggestions have been made that, in order to survive, women reli-gious should respond more fully to the risks of opting for the poor, or expand their pluralistic polarization even further, or revitalize for the sake of mission, or manage systemic change more constructively, or com-bine judiciously with other institutes of similar heritage. But no degree of social-justice activity, no amount of pluralism, no programmed revitalization, no constructively managed change, and no combined mem-bership will supply for the absence of a charism, which simply cannot be summarily manufactured and without which no institute has any fu-ture. It is possible, however, that active institutes of women religious in America can consciously decide about their future in honest relationship to their past. Some may feel they have actually been successfully grafted into an ancient or medieval charism expressed in conventual form and may wish to continue that expression of religious life. Some may find Beyond the Liberal Model it more realistic to return to what was originally intended by the founder/ foundress even if that choice would place them today in a different ju-ridic category of consecrated lifeform, such as secular institutes. Others may find it more realistic for members to form totally different commu-nities in accord with the prevalent spectrum of conservative and tradi-tional ideologies among their membership. Still others may decide quite honestly that their time of existence and service in and through the Church is actually past and that their greatest present witness might be to go out of existence with dignity and grace. From my experience, those in positions of authority in many women's institutes either do not recognize or simply will not admit the above possibilities, just as they either do not recognize or will not admit that the present course of supposed renewal is toward eventual demise. And, from my experience, the members of most women's institutes either are unaware of what is actually happening or, being aware, sim-ply wish to stay the course because it appears or feels advantageous to them at the moment. In either case, the result is that members tend to choose for leadership only those persons who will perpetuate the status quo, which in turn continues the present direction of programmed decon-struction. Unfortunately, most women's institutes seem deaf to suggestions that current, supposedly great refounding trends are futile, not only because they are based primarily on product-oriented business-management mod-els, but also because there is--in most cases--actually nothing to re-found. Though most seem enthralled by distant visions of supposedly "new forms" of religious life, they seem not to see before their eyes the current practical drift of religious life in America to the practices and lifestyle of the already well-established category of secular institutes. Io fact, opting for secular-institute status might be a more honest way for some institutes to become what they were originally and are meant to be than is their present path of deconstruction under the ~uise of creating "new forms" of religious life. Finally, many women's institutes seem heartened by prospects of increased membership through mergers and un-ions as a recipe for survival. Although combining institutes may be a ju-dicious course of action in view of practical needs, those who look to this for survival should reread carefully the story of Gideon: There is no safety in numbers if you are not doing God's will in God's way; and if you are, numbers really do not matter very much at all. Although, from my experience, most active institutes of women re-ligious in America simply do not have the slightest idea where they are 1111~ / Review for Religious, March-April 1991 going or why, there are many members of many institutes who do want to go somewhere with meaning. While not wishing to return to the past, they also do not wish to abandon it, and they still hope for a future of renewed religious life somehow rooted in it. Unfortunately, current modes of participative consensus-model governance not only edit out such voices but also make it nearly impossible to know about or be in constructive contact with those who have similar desires. Perhaps, then, some hope for the future also can be found in more grassroots, intra- and inter-congregational communication by those who are both weary and wary of the present programmed deconstruction they experience. All that is really necessary for continuation in the present path of increased po-larization and progressive decline to the point of extinction is that enough women religious continue to say or do nothing about it. NOTES i The substantive content of this article is taken from a book chapter of the same ti-tle and is used with permission of the editors. See lus Sequitur Vitam: To Pier Huiz-ing in Recognition of a Life Dedicated to a Living Law in the Church, edited by James Provost and Knut Wall and scheduled for publicatiofl by Peeters of Leuven i.n February 1991. The book chapter is much longer, has a definitely canonical ori-entation, and contains numerous, lengthy, substantive footnotes. 2 See Marie Augusta Neal, From Nuns to Sisters: An Expanding Vocation (Mystic, Conn.:Twenty-Third'Publications, 1990), for her positions in general and pp. 126- 127, n. 9, for this quotation. More detailed comments on the survey are contained in the book chapter cited above, especially at footnotes 12 and 29-34. 3 See J.M.R. Tillard, "Vingt ans de grace?" in Vie Consacr~e 58 (1986): 323- 340. The S.P.E.A.K. Model: An Approach to Continuing Formation Mary Mortz, D.M.J. Sister Mary Mortz, D.M.J., serves as a provincial councilor for her province of the Daughters of Mary and Joseph. With her degree in rehabilitation and religious stud-ies, she teaches mentally and emotionally disturbed children. Her address is 419 East Lancaster Boulevard; Lancaster, California 93535. Continuing formation means that the work of God has begun, and we con-tinue to cooperate with his work in and through us. Many of our consti-tutions state that each of us as a perpetually professed religious is respon-sible for our own continuing formation, though we are accountable to com-munity leadership. We have workshop opportunities extended to us, but there still seems to be a void in terms of specific steps to take to know that we are really growing as much as the Lord is calling us to grow. Many articles written for us today in religious journals seem to re-flect a growing need for focus in this area of continuing formation. They address issues of the compulsions and codependency in our society and in our religious lives. These issues are influencing us spiritually, emo-tionally, relationally, physically, and in our ministry. Many of these ar-ticles conclude with the suggestion that the reader investigate the 12- step programs such as Alcoholics Anonymous. The S.P.E.A.K. model begins where these articles conclude, Many religious men and women are finding the 12-step journey to be a power-ful resource. This model comes from reflecting upon the experiences which many have shared with me--priests, religious men and women, and lay persons. It is a summary of what we have found to be helpful for us. It is offered as a resource tool for anyone looking for more spe-cific help in this deepening journey of spirituality and ministry. 189 190 / Review for Religious, March-April 1991 Summary of the Model There are three parts which serve as the basis for the S.P.E.A.K. model. First, the 12 steps are used as concrete steps or tools for continu-ing growth. Second, it is holistic. It includes the aspects of our lives as people who are Spiritual, Physical, Emotional, Apostolic, and relational (Koinonia). Third, each person selects a formation companion. The reason for basing the model upon the 12 steps is that they have proved to be very effective for thousands of people as a tool for us to use to evaluate our level of trust in God, to examine our lives, to make changes when we see we need to do so, to maintain an abiding attitude of balance and prayer in our lives and in our ministry and relationships with others. As we look at these 12 steps taken as a group, it is very apparent that we are returning to all that has been best for us in our previous routines of the spiritual life: regular daily examen, confession and extraordinary confession, retreats, daily spiritual reading, prayer, community sharing of our growth with each other, and profound dedication to sharing the Good News with a troubled world. The reason for basing the model upon a holistic view is that it is very easy for us to allow one or two areas of life to receive our attention. The challenge of life is to live in such a wholesomely balanced way that we proclaim Jesus, his Spirit~-and his Father's love by being the wonder-fully created person we are called to be spiritually, physically, emotion-ally, relationally, and in our ministry. The reason for basing the model upon having a formation compan-ion is twofold. It is a privileged thing to have someone who loves us un-. conditionally, even when we let the other person really know us. This frees us to grow even more. Secondly, it helps us to become very, very honest with ourselves and with our God when we agree to share what is happening in our lives at a deep and personal level with at least one other human being. This facilitates an attitude of openness and honesty which is an essential prerequisite of continuing formation. The Twelve Steps It is important to remember that even though one of the areas of the S.P.E.A.K. model is the spiritual, all the areas of our life are permeated by the principles of the spiritual journey. We keep taking these steps over and over in all areas of life, and new insights become revealed to us. Per-haps it is no coincidence that there were 12 tribes, 12 apostles, and now the foundation of 12 steps! Sometimes it is said that a coincidence is a miracle when God chooses to be anonymous. The S.P.E.A.K. Model / "191 Orginally there were six steps as part of a spiritual movement called the Oxford movement, but those using these steps in A.A. realized they needed a little more guidance and expanded them to 12. The basic sense of these 12 steps can be divided into three groups. In steps 1-3 we come to a profound sense of what it means to really trust God. In steps 4-11, we clean our house, and continue to keep it clean. In step 12 we work to practice these principles in all our affairs, all as-pects of our lives. It can be a temptation for us to approach the steps rationally, to ana-lyze why they work. This is not the issue for those using the S.P.E.A.K. model. The issue is to walk these steps personally, humbly with heart, gut, and head. An analogy might be that we can read inspirational arti-cles about exercise and walking until the cows come home, but if we do not put one foot in front of the other and go walking, we cannot go very far or get in very good shape. Step One. We admitted we were powerless over life's conditions, that our lives had become unmanageable. (In the A.A. literature, this step reads, "We admitted we were powerless over alcohol--that our lives had become unmanageable." This is the only step that is changed in the S.P.E.A.K. model.) Even though other steps may seem to be more threatening in the be-ginning, it seems that the hardest step for us to take is step one. This is also the first be-attitude (Beatitude). The journey begins when we can finally be at a point in our lives where we are ready to surrender, to let go, to realize that there is something in our lives over which we have no control. Then we are ready to let God in to take over, to begin again in a new and deeper way this thing called his continuing formation. Our "something," our life condition, may be other people who are in our lives, some part of work, our relationships, our predominant com-pulsions, our health, our behavior, our self-perceptions, our resentments, fears, anxiety, our sin, our habits, our way of being "off the mark." There are many resources available to help us see our personal pow-erlessness. Some of these ways are: meditation using available schools of spirituality, or we might just sit, as in Zen guided ways, or use ap-proaches to centering prayer. We might pursue the insight into our par-ticular compulsions through the study of the Enneagram. We also might just listen to our own lives if we are having pain. Pain is a wonderful catalyst to growth! If we really want to take this step honestly, it is much easier if we share our "muddling through it" with another person. Whatever means Review for Religious, March-April 1991 we use, it is important to know that this S.P.E.A.K. model is not possi-ble until we take step one. Step Two. "Came to believe that a Power greater than ourselves could restore us to sanity." Sanity means wholeness. It means balance. Once we find ourselves in real need of change, our challenge is to allow ourselves to "come to," to wake up as if from the slumber or self-delusion we were in. The only assent required at this step is to believe that we are not the center of our universe, that there is a power greater than ourselves, that we are loved, and that we can become powerfully renewed. Ephesians 4:22-24 is one of many texts which comes to mind at this step. You must give up your old way of life; you must put aside your old self, which gets corrupted by following illusory desires. Your mind must be renewed by a spiritual revolution so that you can put on the new self that has been created in God's way, in the goodness and holiness of truth. Step Three. "Made a decision to turn our will and our lives over to the care of God as we understood him." This step leads us to accept God's power in our lives. In step two we may want the revolution to happen. We might believe it possible, but it is in step three that we make a specific decision to let go and to let God take over. Revolution means change, and that is what we give consent to in step three without controlling any part of it. When we speak of such trust, we are using our own words, our own sense of who, at this time, God is for me. We make a prayer of this step and share it with another hu-man being. These steps are not done in the dark, but we bring them to the light and speak them to another. Step Four. "Made a searching and fearless moral inventory of our-selves.". We all have instincts. Most fall into the areas of social instincts, secu-rity instincts, and sexual instincts. Again it seems no coincidence that our vows are in the areas of obedience, poverty, and chastity. In this step, we accept to look at our lives as the beginning of a lifetime prac-tice. We look in a searching way at fears, resentments, harms, and hurts we have done, and which have been done to us. We name the instincts which are threatened, and our responses to them. We come to see our not-so-good patterns, our character defects, and our gifts, our assets as well. We see how we have been growing, and how we have yet to grow. The word, "fearless" is very important~ If we find ourselves resist-ing this inventory, then there is nothing wrong with staying at steps one, The S.P.E.A.K. Model / 193 two, or three. When we have become tired of life's condition, when we can believe that we can change, when we have really taken step three, then step four will follow comfortably without fear. Step Five. "Admitted to God, to ourselves, and to another human be-ing the exact nature of our wrongs." In this step we invite another human being to be with us as we say out loud what we have learned in step four. There are many ways to do this, but as we come to name our patterns, our ways of responding, we gain insights, especially if the other person has taken this step, and truly loves us. To bring awareness before God is one thing, and it is beauti-ful. To bring awareness before God and another human being, to share it, to own it in the light is both beautiful and a blessing. This step helps us to stop isolating, to experience many profound les-sons in humility, to experience a whole new sense of kinship, of one-ness with others and with God. This kinship opens us to a connected-ness with whole new insights into the human condition, our place in the world, and a God consciousness which becomes a personal experience. Step Six. "Were entirely ready to have God remove all these defects of character. ' ' After the insights are gained in step five, more action is required. We do not only gain insight on this spiritual journey, but we use the in-sights. We made a decision in step three to turn our will and our lives over to the care of God as we understood him; now in this step we real-ize that we are still very resistant people. We have worked hard to de-velop the defects we have. We wonder, "Who am I if I let go of them?" We even let ourselves chuckle at how we are as self-centered little chil-dren, and pray to get ready to let go of those defects of our character which we have learned about. Sometimes we say, "Of course I want them taken away," and this step is easy, but if that is not our experience at any given time, we accept to admit this is the step we are taking. Step Seven. "Humbly asked him tO remove our shortcomings." When we feel we are in charge, we try to use willpower, or positive imaging instead of taking this step. This step calls for us again to admit our powerlessness, our need for God. It is ego puncturing because we admit we cannot do this of ourselves. As St. Paul says. "I do the things I do not want to do." This step frees us from the trap of pride and fear. Little by little after we take this step, we find ourselves thinking differ-ently, feeling differently, r.esponding differently. People and situations around us change, if we have prayed our own seventh step prayer out loud with another human being. 194 / Review for Religious, March-April 1991 Step Eight. "Made a list of all persons we had harmed, and became will-ing to make amends to them all." In religious life many of us were trained to forgive., forgive. forgive. This is essential; however, the eighth step helps us to focus on the resentments, the fears, the harms, and the hurts of our lives by paying attention to our responses. We can forgive and fester externally or internally for a long, long time! As we shared our fifth step, we became aware of ways in which our responses might have "needed improvement," or perhaps we were out-and- out vindictive. This step is best taken with another person to help us be thorough, to help ourselves not to hide, to isolate, or to be too hard on ourselves. Again, if this becomes fearful, perhaps there is a need to look at how badly we want this growth, the quality of our surrender and trust, and the reality of our seventh step. But we can also remember we are only making a list in this step. Step Nine. "Made direct amends to such people wherever possible, ex-cept when to do so would injure them or others." This step is also best discerned with another person, both to keep us honest as well as to help us figure out the best way to go about this ac-tion. Sometimes a person has died. Sometimes the person has moved, or we moved away. A letter might be enough, or we might need to wait to see her or him again. Sometimes it is best to let it go, and our forma-tion companion can help us decide when this is really true. Regardless, the freedom which comes inside us as we become ready to take responsibility for the consequences of our behavior is very exhilarating. Step Ten. "Continued to take personal inventory and when we were wrong promptly admitted it." In order for the spiritual revolution to continue, we need to remain ready. Step ten is really a daily, weekly, monthly, and annual review of steps two through nine. There are many ways and resources available to us to use in this step. One way is to allow our dreams to happen, to write them down, to "mull over" their meaning with our formation compan-ion. Another is to be faithful to writing in a notebook of some sort a mini-fourth step, a summary of the good and the not-so-good of the day, to share it, then to do steps six through nine with what we learn. The more we do this, the easier and more comfortable it becomes. Step Eleven. "Sought through prayer and meditation to improve our con-scious contact with God as we understood him, praying only for knowl-edge of his will for us and the power to carry that out." The S.P.E.A.K. Model I 195 As we do the preliminary steps and work this step, we find that every-thing else is also "falling into place." We work this step as humble, empty vessels who know our need for God. We accept to be still, to lis-ten, to receive. Just as we could use the many resources available to us in the Church to take step one, we can also draw upon these resources to help us deepen in step eleven. There are three centers out of which we operate--the gut, the head, and the heart. Our predominant sin is located in there somewhere, and so is our growth. Perhaps centering prayer, the prayer of nothingness, is our vehicle. Perhaps more head-centered meditation on Scripture and spiritual teach-ings is our vehicle. Perhaps contemplation of images and affective re-sponse to them serve as our vehicle. Perhaps being with nature, or litur-gical celebrations, or devotions become our vehicles. The important thing is that we be as we are called to be. We have learned in these steps to let go and let God. If we share how we feel with our formation com-panion, this step becomes a profound and nourishing experience. In this step an awakening happens which leads us to hunger after holi-ness (wholeness) in all areas of our life. Our emotions become balanced. Our bodies seek proper rest, work and play rhythms, food and drink. We hunger for a sharing of peace and reconciliation in our relationships and in the world. We find ourselves led deeply to the roots of our religious lives, to a sense of meaning of sacrament and church, of our community's charism, and we become ready to witness this new sense in our relation-ships and in our ministry. Step Twelve. "Having had a spiritual awakening as the result of these steps, we tried to carry this message to others, and to practice these prin-ciples in all our affairs." We have received a free gift. We can work to keep it alive, but if we hold on to it exclusively, it becomes stagnant. That is the nature of the spiritual journey. As a result of these steps, we have known a spiri-tual awakening. We have known love, a God and Gospel consciousness at a personal level. The irony of this love is that we must let it go if we are to hold on to it. Anything we used to hold on to is constantly chal-lenged by the gift of our new God-relationship. We find ourselves driven to live right attitudes--to develop God attitudes, the be-attitudes, to do his Way in all of our life. Select a Formation Companion We have a long-standing precedent for having a spiritual compan- Review for Religious, March-April 1991 ion within the Church as well as within many of the Oriental religions. However, even though we have been encouraged to avail of spiritual direc-tors, many religious have not availed themselves of these opportunities. This was for a variety of reasons. Some wondered what there was to talk about. Some could not find someone who felt qualified. Some used a con-fessor, and kept the focus more sin-and problem-centered. Some used spiritual directors, but restricted the interactions to areas of the spiritual domain. Others have used a spiritual director as a formation companion without naming the person as such. This latter group knows the power and potential for having a formation companion. The qualification for being someone's companion is that we are also working these steps, and sharing honestly of ourselves with someone. No advanced degrees are required because it is humility found in a relationship with God that we seek. The formation companion could be male or female, priest, religious, or lay person. What is important for us is that our companion understand these steps, and be willing to walk with us as we journey them. The criterion we use to ask someone to serve as our formation com-panion is that we feel this person cares for us, has common sense,~,and is also working a "formation program." Our companion calls us to honesty and celebrates growth with us, but this person does not attempt to fill any need other than serving as the formation companion. As we grow, we may find ourselves broadening and using many others to share our journey. We may use physicians, psy-chologists, a spiritual support group, the people with whom we live, other friends, our superiors, our employers, a confessor. The Areas of the S.P.E.A.K. Model Spiritual The steps lead us completely in this area. As we grow in this spiri-tual revolution and in union through steps one through eleven, we de-velop insights that lead us to hunger for balance in the other areas. We find that as we deepen and grow in this area, if there has been careless-ness in the communal expression of our prayer, even this turns around. We soften. We find time where time was not to be found before. We hun-ger to be with each other in our religious expression as well as in the deeper leadings of the area of Koinonia. Physical The body is essential for us if we are to operate as feeling, relating The S.P.E.A.K. Model / 197 human beings. It is a vital source for information about our lives, and a key support for us to function in all areas. Our bodies can be scream-ing warnings to us if we will pay attention. For example, our bodies tell us if we are suppressing feelings or living relationships in ways that are dishonest to ourselves or to others. We can experience gastrointestinal problems, ulcers, high blood pressure, cancer, and back problems. If there is rigidity in the muscles, there is often rigidity in the emotions and spirit. The challenge of this area is to listen to the cues, to work the steps to learn what is happening, and to develop habits which are life-giving, respectful, and nurturing for the body as well as the other areas of our lives. If we listen to the input of others as well as observe our own lives, we may see that we are making body choices which are harmful to the other S.P.E.A.K. areas. For example, we might be choosing the use of substances such as nicotine, caffeine, alcohol, or sugar as substitutes for feeling, or to fill emotional, spiritual, or relational lack. In addition to life choices which affec( our continuing formation, there are those choices for fast food, for beef, for comfort and conven-ience which have implications for the rest of the world's famine and un-dernutrition. Part of the challenge of this area is the aspect of practicing the physi-cal and spiritual discipline of fasting to detoxify and rebalance the body, to reverse even degenerative illness, and to bring ourselves into a deeper harmony with others. Just as we need to keep working these steps in the other areas where physical inertia is seen, we have a cue that an imbalance is happening, and an opportunity to reflect upon the reason for this shutdown. Inertia is life denying. The body requires regular aerobic movement to increase the circulatory flow, the metabolic rate for heart, skeletal and muscular tone, for body conditioning, and to allow for oxygen to get to the brain. Emotional One of the promises of the awakening which we experience in step eleven is a sense that emotional balance and wholeness are happening. Before we experience this balance, however, we would have taken some serious steps to be ready for inner healing. These steps take time, and as we learn more about who we are, we can continue to share this with another, work with it, work these steps and deepen. Perhaps as we did our inventory, we saw patterns of overinflated or underinflated self-esteem, patterns of overe.ngagement in activity or serv-ice, perfectionism, depression, fear, resentments. Perhaps we saw that 198 / Review for Religious, March-April 1991 we isolate from others, do not share our feelings. Perhaps we give our love and attention to pets, compare ourselves to others, blame others, feel jealous, judge people's motives, interpret others' motives to others, think rigidly either positively or negatively about others, isolate ourselves from others or hide our feelings or practice. Perhaps we use food or drink, work, sex to hide from feelings. The task of these steps is to bring the darkness to light, that the dark-ness may lose its power over us. In the S.P.E.A.K. model, we practice naming our feelings, reflecting upon what happens to trigger them, look-ing at our instincts which we perceive as being threatened and at our re-sponses to these threats. As we practice this and work steps two through nine, we find ourselves growing much stronger, more serene, more pow-erful, and more humble. Apostolic Today's society, the "world" of St. John's gospel, rewards us if we have power. We are encouraged to become specialists. This applies to the areas of medicine, psychology, sbcial work, education, spiritual direction, and pastoral ministry. It is easy for us to be sensitive to our congregational financial pressures, to time demands, and to be seduced by this world. For those walking the Gospel path, working the 12 steps, the value of our apostolic mission is in living out our spiritual awakening and ex-perience. This is why the spiritual, emotional, and koinonia areas are so important as prerequisites to ministry. Our mission is to be the charism of our congregations in deep solidarity with the anguish which is under-neath all the glitter of power and success. If we are not yet comfortable with our own anguish, and with sharing it with others, we cannot con-vey this experience to others. As Nouwen says, our leadership, our value lies in that we dare to claim our irrelevancy in the contemporary world. We are parts of insti-tutions, but our challenge is to be humble, to work these steps, to walk a spiritual path, to reflect the koinonia attitude in how we reflect the mer-ciful love and justice of God with others. Koinonia In the 12 steps, we come to let go of fears or pseudocommunity pre-tenses, self-seeking, and control. The 12 steps help us to relate more hon-estly, more compassionately to the people with whom we live and work, but there is anoiher dimension beyond this. Koinonia is a Greek word meaning "a deep sense of interconnectedness, of communion with oth- The S.P.E.A.K. Model ers at the faith level." Rollo May suggests that our entire culture is schizoid, out of touch, avoiding close relationships, unable to feel, unable to express aggressive feelings directly, seclusive and personally withdrawn. In this koinonia area we measure our lifestyles against the radical demands of the Gos-pel model of Jesus. We contrast it with the dominant values of society, the dependencies, the addictions, the fear, and the lack of touch. Koinonia challenges us to see the whole world as a community. Our new spiritual awakening leads us to hunger to create a new civilization in which war, violence, terrorism, and oppression are banished. We know from our own personal experience that another way is possible. No one of us can do this of ourselves, but just as the early Church persisted, and pervades the earth today, so can we, one small community at a time! For interrelatedness to happen in this world, people have to be in-terrelating; then God takes over and lets the miracles happen. We let go, and let him. The challenge of koinonia is for us to drop pretenses, to leave the door open for others to see us cry, to be with us as we grow, to hear our laughter, to let people see how we love each other. From this koinonia sense, we grow to be able to include others, to let them walk in and touch us so that even more of us are empowered to know and wit-ness to his Good News. Summary The power of the S.P.E.A.K. model lies in our openness to continue to let go, to let God be God in our lives. We use and continue to use the 12 steps and a formation companion so that we deepen in a personal relationship with him. We work and pray to be teachable spiritually, physi-cally, emotionally, relati0nally, and in our ministry, not for ourselves, but so that a troubled world may know what w.e see, and hear, and know. As a direct result of working this program, of walking these steps, we find that we no longer have to hold up masks of spiritual perfection since we are "professional," vowed religious. Instead, we have become free to share our struggle with others as equals in his love. We share our spiritual progress. We do not need to be self-protective anymore, but our arms are open to include others. There is nothing to fear because there is nothing to protect. If there is concern as to how to start with these twelve steps, there are often ready and available resources in each local parish and in many retreat houses and religious communities. Many parishes have good solid parish leaders who are recovering from some compulsive pattern or ad-diction. These people are more than ready to share the Good News with 200 / Review for Religious, March-April 1991 us. Also, many religious communities and retreat houses have members in 12-step programs, or who have learned of these steps by exploring them in their own lives. These people are also usually more than gener-ous in sharing what they have seen and heard with their own eyes and ears. 'RESOURCES Alcoholics Anonymous.Twelve Steps and Twelve Traditions. New York: Alcohol-ics Anonymous World Services, Inc., 1981. Elgin, Duane. Voluntary Simplicity: Toward A Way of Life That Is Outwardly Sim-ple, Inwardly Rich. N.Y.: William Morrow & Co., 1981. Hart, Thomas N. The Art of Christian Listening. N.Y.: Paulist Press. 1980. Main, John, O.S.B. Death: The Inner Journey. Montreal: Benedictine Priory, 1983. Nouwen, Henri. With OutStretched Hands: Reflections on Christian Leadership in the Future. Unpublished paper, 1989. Palmer, Helen. Enneagram: Understanding Yourself and the Others in Your Life. San Francisco: Harper and Row, 1988. Peck, M. Scott. The Different Drum: Community Making and Peace. New York: Si-mon & Shuster, 1987. Schaef, Anne W. Co-Dependence: Misunderstood--Mistreated. Minneapolis, MN: Winston Press, 1986. Sperry, Len. "Daily Decisions About Nutrition." Human Development 9 (Spring, 1988). Pp. 40-46. Subby, Robert, and Fried, John. "Co-Dependence: A Paradoxical Dependency," in Co-Dependency! An Emerging Issue, Pompano Beach, Florida: Hath Communi-cations, 1984. Trungpa, Chogyam. Cutting Through Spiritual Materialism. Boston: Shambala, 1973. In the Valley of Decision Marie Beha, O.S.C. Sister Marie Beha, O.S.C., continues to reside in the Monastery of St. Clare; 1916 N. Pleasantburg Drive; Greenville, South Carolina 29609. In the early days of my religious life, one Sunday a month was set aside as a day of recollection, a retreat day. Out of earshot of the novice di-rector, we called it "dead Sunday," because it featured extra time for a meditation on death. Even though we resisted some of the more mor-bid descriptions following that meditation's first prelude, "Place your-self on your deathbed," the practice did ensure that we were regularly confronted with the realization of personal mortality. Today there are plenty of other reminders: tragedy that shouts in the headlines and is pictured in all its starkness on television or in the news magazines, the alarming statistics of the rising number of adolescent sui-cides, the toll of AIDS, the senseless slaughter of innocent victims in bombing raids, and the torture of random hostages. To this litany we add our more personalized grief over the death of family and friends. We know dying in all of its unexpectedness, its violence, its tragedy, our grief compounded the closer we are to the individuals who have died. And in our world of instant communication death is never very far away. What we are less familiar with is the dying of our institutions, our communities. Not that this is a new phenomenon either. It is as much a fact of life as the death of individuals but less perceptible except with the long look of history. By the time that history notices, however, those with most reason to mourn have already passed th.rough death them-selves. Yet institutional dying is an ever present reality. On the global level we are threatened by almost certain extinction if nation against nation 201 202 / Review for Religious, March-April 1991 ever turns to nuclear war. We face the unknown consequences of our wan-ton destruction of rain forests centuries in the growing. We worry about environmental pollution passing on to the next generation, an earth poi-soned beyond, control. We experience that our technology so outstrips our wisdom that we may be as likely to kill as to cure. On the local level, that of the communities where we live, we con-front death every time a neighborhood is ripped up to make way for prog-ress or a business closes because of obsolescence. Families come to the end of the generations, as they have always done, but now the very in-stitution of the family itself seems doomed to extinction. Divorce, child-less marriages, abortion, weaken it from within, while drugs and the value-system of a consumer society attack it from without. Churches are empty so parishes close, following the demise of the parochial school. Religious communities face not only financial crises of major proportions but also the slow starvation of fewer and fewer vocations. Already some congregations are opting for survival through merger; others have been "suppressed," as the death process is termed, grimly enough, in Church law. Within the foreshortened history of our individual lives, we can no longer deny the mortality of our institutions; we are being invited to en-ter consciously into what is happening all around us. We become aware that some communities simply expire, brought down by their own dis-eased condition or their inability to receive from, or give life to, the world around them. They starve to death. Others die honorably and natu-rally of old age. Some fade away forced by circumstances to accept their growing irrelevance; others are felled by revolution while still in their prime. The question is not "Do institutions die?" but "How do they? And how do we respond to their dying?" Are we aware or do we prefer the apparent safety of denial? When denial is no longer possible, what do we do then? Rage against the inevitable? Give up? Bargain for more time? Or do we face institutional death with courage, living the present to the full, admitting that life's precariousness is part of its preciousness? The choice of response is ours, not only as individuals, but as commu-nities. Instant communication provides information; it does not ensure adequate response nor delay death's inevitability. Institutions must die, but how they die is a matter of decision. Ours! Theological Reflections for a Dying Community On our way north we had stopped overnight, availing ourselves of the gracious hospitality that had suggested, "Come anytime." The build- In the Valley of Decision / 203 ing was 1950-modern, far too large for the eight or so sisters who pres-ently occupied it. The refectory seemed cavernous; it could easily have seated forty. Mercifully the community room was small and cozy, the superior.exp!aining that it had once been the priest's dining room. She also mentioned that the third floor was closed off to save heat, and it was obvious that the second floor was sparsely populated. The situation was depressingly familiar. What was remarkable was the sense of joy that made supper a re-freshment for body and spirit. The sisters welcoming us ranged in age from the superior in her late 40s, who had introduced herself as "the only young sister here," to an octogenarian busily can'ying in dishes from the kitchen. I was seated next to a sister in a wheel chair who had been brought in by another sister who seemed to be using the wheel chair as a substitute walker. Both smiled a sincere welcome, "We are so glad to have you with us." Others gathered and I guessed the average age somewhere in the 70s. The conversation soon revealed that most were active in one way or another. Some spoke of bringing Communion to the sick; others of tutoring kids from the nearby elementary school. One 85- year-old had tales to tell of the black children she helped in a Head Start program; her love for the children was obvious. Another drew her chair closer to mine, saying that she did not hear well anymore and did not want to miss a word; her attentiveness the rest 6f the meal made us all more articulate. Table conversation included convent trivia but it did not stay there. The sisters read widely and well. They ~ere critical of what the~ had heard on TV, exchanged evaluations of VCR programs. And peppered me with good questions in a way that told me why they were so well in-formed about what was happening in the contemporary Church. When they welcomed visitors, these sisters welcomed the wider world. Towards the end of the meal, I deliberately intoned the familiar list of religious-life woes: few recruits, shrinking apostolates, the "greying" of the congregation. The facts were acknowledged. The sisters' response was obviously the fruit of many shared reflections. They were happy with the community they had chosen and the life they shared; now they would see each other through to the end. God was with .them, still at work in his world. As one said to me with a smile that I will never for-get, "Our community may be dying but God is making something new. ' ' As I threaded my way back to the freeway next morning, I found my-self reflecting on what I had heard and seen. There was no denial of 91~4 / Review for Religious, March-April 1991 death. The shrinking number of sisters and their physical limitations were accepted facts of life; they were not neurotic preoccupations. The sisters were too alive for that. Their acceptance was not tainted with hopeless-ness and its equivalent suicide. They were not actualizing their worst fears by giving in to bitterness or despair. Today their community is alive; some tomorrow it might not be. Progression toward an end time is inevitable, whether it is their owndeath, that of the their beloved con-gregation, or the final days of the world. "And after that the judg-ment"., a judgment that is in the making in their response now. Im-plicit in the faith of these few old sisters was a whole theology of the death and dying of institutions. Awareness precedes acceptance. So faith-response to death and dy-ing begins by breaking through denial. Like the middle-aged woman look-ing in the mirror and acknowledging that the first wrinkles are more than shadows caused by poor lighting, all need to admit "We are moving to-ward death." This world is passing away and the institutions that pres-ently shape it will not always do so. Even now all are dying. At times this process accelerates and we experience the diminish-ment. The grace of such periods is that of bringing us into contact with a truth we too easily ignore; its occasion of sin is confusion in our re-sponse. There are seasons when death's approach must be resisted strongly; in fact, this is always our first response. "Choose life." But there comes a time when resistance is useless; surrender is called for. The difference between may be difficult to recognize but it is critically im-portant. Faith's response balances "choose life" with "accept death." For the believer, for the community of believers, the ultimate answer is not biological, nor sociological, but Christological. "Am I alive in Christ? Is my dying a going to the Father in and with Christ Jesus?" If so, my death is a coming alive. "Or am I mortally, morally, and spiritually sick unto eternal death?" Then my living and my dying are both lost forever. Responding to this question that all death and dying puts before us forces freedom's choice. Our answer rises out of life; it is the last sylla-ble in the sentence we have been phrasing in all the pronouncements of life, all individual or institutional decision-making. Only in death will we become finally free to speak the word that is Self. Only in the act of dying will we, individuals and communities, be capable of that con-summation of freedom which is total, absolute, commitment. In dying, the mystery of living stands revealed; dying-rising are one whole mystery, one continuous process, one word, even though our ex- In the Valley of Decision / 205 perience, as well as our orthography, spells it with a hyphen. Dying is a breakthrough into life; at least, it can be. That is freedom's choice; we determine the meaning. Just as Jesus did. Dying: Christological Implications. How did Jesus die? The answer has been repeated so often that the cross has lost its power to say anything; it is decoration more than real-ity. Yet redemption, becoming free, growing into holiness, are only pos-sible when we as individuals, as communities, enter into the passion and death of Jesus. So again, how did Jesus die? As we do, moving through the process of realizing it, being angered by it, bargaining with it, feeling blackness of depression, and, finally, coming to an acceptance that transforms death into fuller life. Particularly in the gospel of Luke, we see the whole life of Jesus as a moving toward his death. We read, "He set his face toward Jerusa-lem" (Lk 9:51). This was where he was going, the call of his Father's .love, the motivation for his every redemptive act. Death and dying were important concerns he spoke about to those who were closest to him. Not that they understood or appreciated such reminders of mortality. They denied the facts, even protested. They were for kingdom building here, now, in their world. And Jesus rebuked them sharply, "Get behind me, satan" (Mk 8:33). Jesus acknowledged death's inevitability; he knew that his way of liv-ing would lead to the cross. What he chose was life, a life that would climax in death. He freely accepted the fatal consequences of choosing to live, to teach, to act as he did. Aware and able to choose, in the free-dom that rose from who he was before the Father, he embraced the dy-ing that went with the living. Knowing and accepting did not rule out protest. Jesus' response to the pharisees who were seeking to put him to death (Jn 8:40) was clear and unequivocal. They were doing the work of the devil, whose sons they were! Even at the end, Jesus protested the injustice of his being con-demned to death. He refused to cooperate with Herod's court of inquiry, remaining silent when lifesaving prudence might have dictated at least a minimum of cooperation. Before Pilate, his protest became vocal. "Do you ask this of your own accord. ? . My kingdom is not of this world" (Jn 18:35). Previous to this, the power of his self-assertion directed against the soldiers sent to arrest him had set them back on their heels. Jesus was angry; he did not deserve death. "If I have done good why do you seek 206 / Review for Religious, March-April 1991 to kill me?" Why die? Why me? That is the protest life addresses to death. Ultimately it becomes a question addressed to the Lord of life. Why suffering? Why dying? The answer does not come easily. The healthier the person, the more wrench-ing the acceptance. Jesus sweat blood before his will could speak out its central commitment, "Not my will but yours be done" (Mk 14:37). The struggle, the bargaining, were finished. The passion continued. The dying of Jesus moved toward completion, each stage bringing him down, deeper into "the pit of death." Betrayal, abandonment, physi-cal and emotional abuse would take their terrible toll. Fastened to the cross Jesus would drink death's cup to the bitter dregs. He would express heartbreak in a cry of desolation, "My God, My God, why have you forsaken me?" (Mk 15:34). "He who did not know sin had been made sin" (2 Co 5:21) for our sake, and Jesus felt the oppression of slavery and alienation. He accepted, "It is accomplished" (Jn 19:30). His last word summed up his life's orientation. He would die as he had lived into the hands of his Father, his trust redeeming the horror of death by cruci-fixion, transforming passion's suffering into self-offering. The acceptance of Jesus' surrender opened out into the new life of resurrection. What he gave up, he received back; rather, his resurrection was a "making new." Through dying, he went beyond death. This is now clear to us with the evidence of something accomplished. But for Jesus, as for us, surrender into death was an act of faith, an experience of letting go with only trust to justify the risk. Death must come first, before new life is possible. Jesus had to lose his life. So must we. Mortality Denied The passion and death of Jesus is invitation, something we can freely enter into or can refuse and resist. Whatever our choice, the process ton-tinues but its effectiveness depends radically on our response to this fact of life, our mortality as individuals and as communities. We can opt to live through our dying or we can choose to deny death and so die to life. Denial is the first of our resistances. A community, for example, can refuse to face what is happening, as the number of new members de-creases and average age rises. Data are challenged; the credentials of the statistician questioned. Others are blamed for the crisis; "they" are no longer generous, interested, concerned. These are obvious forms of de-nial and they do nothing to stop the progress of decline. Less obvious is the denial that refuses to face, not only the symp-toms, but the cause of the illness as well, its seriousness, the rate of pro-gression, its effect on others. Why is community dying? Is it diseased, In the Valley of Decision / 207 brought down by "infection" from surrounding culture or by a lifestyle that is no longer functional? Or is it simply succumbing to old age, the inevitable decline that is the underside of history's progress? Is this pro-cess reversible, something that a group needs to pass through and then go on with life as before? Or does it require a change of direction, a new and different way of living? Is this illness terminal? If so, how much time is left? How rapid the progression of present rates of decline? Howare others affected by our dying as community? Are they suffering too, and what can be done to alleviate their pain? The questions are stark; no one asks them lightly. Unwillingness to even look at them is denial made possible through the use of those de-fense mechanisms with which we are all too familiar. We rationalize, pre-senting specious reasons to explain present experience: we are not dy-ing, just "indisposed." The whole problem is temporary; things will turn around soon. Besides we are not to blame. The reverse side of this stance.is: some-body must be. We blame other people, including God! Our dying is the will of God and so must be accepted. Perhaps. "God willing" may ex-press surrender but it may also attribute to God something that we have not yet faced. The very rightness of our reasoning is all the more dan-gerous because it cloaks denial with religious ritual, an especially safe form of repression. Paradoxically, community may also deny responsibility by giving too much credence to those who are predicting its demise; it lacks the inner freedom to reply, "The reports of our death are greatly exagger-ated!" While the prophets of doom may be correct, they may also be mis-taken. The accuracy of their prophecies will only be revealed when the future becomes present. All we know now is that attitude makes a dif-ference. While refusing to acknowledge the seriousness of the situation will not cure it, giving up hope will surely condemn us to death. Another inappropriate response attempts to ignore the whole ques-tion and continues, doggedly, to do what "we have always done." We may call this fidelity but it is not. Fidelity is creative response incorpo-rating past into present and moving on into the new of the future. Denial condemns to fruitless repetition that goes nowhere. Preoccupation with safety and security needs is a rather accurate index of a group's mori-bund condition. Overreliance on what has worked in the past may simu-late faith, but it really is presumption. "God will take care of us" may be just another attempt to manipulate God into doing what we neglect to do for ourselves. 2011 / Review for Religious, March-April 1991 Denial is failed responsibility; it violates the delicate line of balance between doing all that we can but not more than we ought. So commu-nity that is experiencing some of the symptoms of approaching death errs either by ignoring the situation or by exaggerating solutions. It can, for example, refuse assistance, since accepting help involves admitting a need for it. It can also erupt in a flurry of poorly planned activity, lis-tening to every guru who promises gilt-edged salvation. Fund-raisers can be a preferred way for Americans to refuse responsibility while appear-ing to assume it. Community Anger The hidden blessing of denial is its inevitable failure. When facts can no longer be avoided, they must be faced. Anger follows. Unfortunately, it too can be denied, hidden, buried under heaps of inappropriate behav-ior, deflected in projections; or it can rage out of control, leaving devas-tation in its wake. Anger denied is dangerous; anger accepted and appropriately ex-pressed is powerful energy for good. It can move a community deeper into the paschal mystery; it can lead to life. The question is how? The first answer: by acknowledging what is happening. Are we as commu-nity angry? What are we angry about? Community anger, like that of individuals, is often misplaced. It looks for some convenient target; so we kick the dog because we cannot face its owner. Seeking some scapegoat we may even turn against our own. If our predecessors had only been wiser. If present membership were less selfish, recruitment more effective, formation better planned. What may have been only contributing factors are made to bear the whole weight of adequate causes. The same projection of anger can be vented on persons and groups outside community. The more helpless the victim, the safer the outrage. An angry community becomes increasingly critical. Its spirit grows sour; its activity strained and harsh. It asks too much of members and of others. Aggressivity swallows up joy, dissolves compassion. Dying is always pain-filled, difficult. Anger is a "messy" emotion. Commu-nity at this stage will be broken wide open, all its wounds and weak-nesses revealed. Members will leave, pursued by the fury of those who remain and feel abandoned. Those who stay may wallow in unattractive self-pity, becoming entrenched in the very symptoms of the dying. Underneath this storm of pain, community is most of all angry at it-self. We cannot live "on our own"; mortality strikes a vital blow at the myth of .self-sufficiency. The length of our days is not something we con- In the Valley of Decision / 209 trol. Our raging against this will not change its truth. Acceptance is the only way through and out. Grief Work But first community needs to mourn. We are losing our life. We may not know yet whether what we are facing is the final test of death and burial or only the call to pass through another cycle of dying. In either case we must enter into the pain. Grievir~g community needs both time and distance. Some members can let go of the.past more quickly than others, the rate being determined by such variables as temperament and degree of attachment. Mourning demands patience; it is not just linear but cyclic. Going through requires repetition, reexperiencing and reexpressing the grief. Things will not be the same . . . ever., this is an ending. Community needs to provide itself with space and time for the griev-ing. When members leave, for example, those who are left behind may have as much adjusting to do as those who face the transition into new beginnings. The anger of the community may even be increased by the fact---characteristic of all our dying--that it has been confronted with a decision not of its own choosing. Healthy grieving not only takes time; it has its own timing. How long it lasts and how often the cycle of anger., depression., anger. must be repeated cannot be determined from outside community. But, finally, a group, as well as the individuals who compose it, need to make a decision to move on. We will never be the same. The past cannot be reconstructed; nor those who have been part of us, returned. As much as we might like to remember past glory-days, they no longer offer the satisfaction of present reality. Now we have to live., or not live. in the present. Unhealthy grieving fails this reality test. It can be so prolonged that all one's life energy goes into it; dying is all that remains of life. That is not grief but defeat. Even in the pain the option remains to "choose life." So a community that is dying can continue to model attitudes of openness and concern for others. It can choose to serve as long and as much as it is able. In doing so it affirms the ultimate value of life even in the midst of death. Community can avoid the withdrawal, the turning in on self, that threatens to allow dying to become a form of being buried alive. De-pression risks just such introversion. Granted that the temptation to al-low pain to become preoccupation can be great, it is also self-defeating. It only intensifies and prolongs the suffering. Depression that is indulged 910 / Review for Religious, March-April 1991 in grows bitter and that is the worst kind of death; in the end, the natural aloneness of dying becomes enforced isolation. To avoid this, outside support is almost necessary to assist groups working through depression. Their greater objectivity enables com-munity not to get stuck in the process. Perhaps all that others do is to name what is going on and this already frees energies. While ac-knowledgment is one service others render, appreciation is still more thera-peutic. ApFreciation of what has been, yes, but also gratitude for the im-mediate gift that the dying community continues to offer, its participa-tion in the paschal mystery. Acceptance of Death Acceptance should not image supine submission to what can no longer be avoided. It is an attitude of strength that kno

Translations of press articles, letters, commentary, memorandums and unrelated documents, that are gathered in a file title "Classified information". Its content is about politics, critiques to the government of President Cárdenas, relations between Mexico and the United States and speeches. Letter from Gen. Agustín Olachea, delegate of Tijuana, Baja California to Gen. Plutarco Elías Calles who is in Honolulu, Hawaii. He informs that he was in Mexico City and that President Cárdenas dismissed him from his appointment. He will be replaced by Gen. Gilgardo Magaña. He also informs that he transmited Gen. PEC's message to the President but he replied that he had already ordered to stop the "chismografía" campaign (gossip). He expresses that he does not know if the situation is due to a government policy to eliminate his friends or due to his friends' attitude. Either way, the situation is worsen. Finally, he informs that he visited the children and that they miss him but they are fine. He is leaving to Tehuacán to have a break and then work on his mining business. Bill sent by President Gen. Lázaro Cárdenas and Secretary of Finance Eduardo Suárez to the Congress, so it can be added a law for national assets. Said law establishes the assets for public services and buildings assigned by the President for public works, although private institutions carry the works out. Article without date nor place, signed by Luis del Toro and titled "Calles and his Work", in which the author exposes the campaign against Gen. Plutarco Elías Calles. Within the campaign they praised his works but also condemned him as a person without considering that those two aspects cannot be separated. He considers irrational the attitude of many individualx who say they are engaged with Calles' project, such as the Six Year Plan and organizations created by him like the PNR, but at the same time, they denigrate and persecute Calles and his supporters. Translation of the letter publish in the Los Angeles Examiner on October 27, 1935 sent by Reverend Charles L. Brooks from the First Methodist Church in Mangum, OK to President Roosevelt and that is titled "The New Program is infested with Socialism". According to the translator, this document is written with biblical language and reveals a deep knowledge of the economic issues. Reverend Brooks thanks for the good things during Roosevelt's administration but warns against socialism, which is getting more supporters. He recognizes that Roosevelt's intentions are not socialist but his actions indeed are. He lists some of the actions like the taxes on industrial management, the Guffey Bill on coal and the Wagner-Connery labor Bill that privileges majorities. He points out the ineptitude, mismanagement and waste of political advisers. He tags the social security legislation as complicated and socialist. He attributes the disaster to the economic policy installed. Letter with illegible signature that could belong to Abelardo L. Rodríguez. It does not include the recipient and is dated on Mexico City on November 1935. It is a reply to a letter sent regarding "President Van Beuren" with opinions about the recipient's trips to China and Japan. The author informs the recipient of personal matters and the progress of public affairs in the country. Regarding the personal matters, he mentions the trial of Díaz and the judicial process. He informs about paperwork with the Secretariat of Communications for the itineraries of "El Sauzal" and the annulation of the contract for not meeting the requirements established in the law of roads of communication. He mentions that Secretary Múgica gave instructions to the Department of Navy to pass the affairs with Gaxiola to the court, which shows hostility and partiality. Regarding the national situation, he expresses that it is increasingly worse and anarchic. The President is ill of brucellosis and is very weak. Portes Gil is inciting agrarian movements and is apparently allied with Cedillo. Múgica, committed to demagogic excesses, informs that Melchor spoke in Washington with Ambassador Castillo Nájera, who recently had been invited by President Roosevelt to the White House. He was informed that the U.S. government would take measures to solve the religious conflict in Mexico, since many foreigners had asked the U.S. government to define its position. In view of this threat, Cárdenas ordered to reopen the temples in Sonora. Regarding the land grant, the U.S. government is suspicious, according to what was informed to Castillo Nájera. It is known that a group of generals is upset with the president's policy, so dissatisfaction is extended and divisions are evident. He advises to be careful and offers to see him in New York. He informs that he is sending a copy of the letter to Gen. Plutarco Elías Calles who is in San Diego. He says goodbye and sends greetings to Lalo and … (it continues in the next record) / Traducciones de artículos de prensa, cartas, comentario, memorándums, documentos sin relación entre sí, reunidos en un archivo titulado "Confidencial" cuyo contenido es en general sobre política, críticas al gobierno del Presidente Cárdenas, relaciones México-Estados Unidos, discursos. Carta del Gral. Agustín Olachea, delegado del gobierno en Tijuana, Territorio Norte de Baja California al Gral. PEC que se encuentra en Honolulu, Hawaii, informándole que estuvo en la ciudad de México y que el Presidente lo relevó del cargo que desempeñaba y que lo va a sustituir el Gral. Gildardo Magaña; que trasmitió al Presidente su mensaje y que él le dijo que ya había ordenado se suspendiera la campaña de chismografía. Le manifiesta que no sabe si la situación se deba a una política de gobierno para eliminar a todos sus amigos o la actitud de sus amigos, pero que la situación empeora. Por último le comunica que visitó a los niños, que lo extrañan pero que están bien y que él se va a Tehuacán a descansar para después dedicarse a su negocio de minas. Iniciativa que el Presidente Gral. Lázaro Cárdenas y el Secretario de Hacienda Eduardo Suárez envían al Congreso de la Unión para adicionar la ley de bienes inmuebles de la nación, del 18 de diciembre de 1902, por la cual se quedan equiparados a los bienes destinados a un servicio público los predios o edificios que el Ejecutivo Federal destine a una obra de interés social, aunque la misma esté a cargo de entidades privadas. Artículo sin fecha ni lugar, firmado por Luis del Toro y titulado "Calles y su obra" en el que el autor denuncia la campaña emprendida contra el Gral. PEC, ya que si bien alaban su obra pública condenan a su persona sin tomar en consideración que el hombre es indivisible de su obra; por ello es irracional la actitud de muchos individuos afines al régimen que se dicen comprometidos con los proyectos de Calles como el Plan Sexenal y las organizaciones por él creadas como el PNR; pero lo denigran como persona y lo persiguen a él y a sus partidarios y amigos. Traducción de carta publicada en LOS ANGELES EXAMINER, el 27 de octubre de 1935, que le dirige el Rvdo. Charles L. Brooks de la First Methodist Church de Mangum, Oklahoma al Presidente Roosevelt y que se titula "El nuevo programa está plagado de socialismo". Este documento, según hace constar el traductor, está escrito en lenguaje bíblico y revela un profundo conocimiento de los problemas económicos; agradece todo lo bueno que ha dado la administración de Roosevelt pero le previene contra el socialismo que cada vez gana más adeptos; reconoce que sus intenciones no son socialistas pero insiste en que sus acciones sí lo son y enumera algunas de ellas como el impuesto sobre procedimientos industriales; la iniciativa Guffey sobre el carbón; la iniciativa laboral Wagner-Connery que privilegia a las mayorías para contratar colectivamente en perjuicio de las minorías; acusa la ineptitud, mala administración y desperdicio de algunos consejeros políticos, al Presidente; tacha de complicada y socialista la legislación del Seguro Social; augura el desastre por la política económica instaurada. Carta cuya firma es ilegible, que pudiera ser de Abelardo L. Rodríguez, sin nombre de destinatario, fechada en México, D.F. el 9 de noviembre de 1935, que es contestación de una enviada a bordo del "Presidente Van Beuren" con observaciones sobre los comentarios del viaje del destinatario a China y Japón, que difieren de las hechas por Bojórquez; el autor de la carta informa al destinatario sobre sus asuntos personales y sobre el desarrollo de los acontecimientos públicos en el país; en cuanto a los asuntos privados comenta el juicio de Díaz y cómo va el procedimiento judicial sobre el cual se dictaminará sentencia proximamente. Trámites ante la Secretaría de Comunicaciones sobre los itinerarios de El Sauzal y declara la caducidad del contrato por no haberse cumplido algunos requisitos que exige la Ley de Vías Generales de Comunicación; comenta que el Ministro Múgica dio orden al Departamento de Marina, para que todos los asuntos de Gaxiola pasarán al jurídico con lo que se demuestra animadversión y parcialidad. En cuanto a la situación del país comenta que es cada vez más grave y más anárquica, que el Presidente está enfermo de fiebre de malta, que está muy débil, que Portes Gil está dedicado a agitar a los elementos agrarios, aparentemente aliado con Cedillo; Múgica entregado a excesos demagógicos; comenta que Melchor (?) habló en Washington con el Embajador Castillo Nájera quien recientemente había sido invitado por Roosevelt a la Casa Blanca para informarle que el gobierno de Estados Unidos iban a tomar medidas para resolver el problema religioso en México ya que eran muchos los requerimientos que extranjeros le habían hecho para que la administración norteamericana definiera su postura, ante esta amenaza Cárdenas ha ordenado que se abran los templos en Sonora; en cuanto al reparto agrario, la Casa Blanca también está muy recelosa y así se lo han informado a Castillo Nájera; se sabe que un grupo de generales está muy molesto con la política del Presidente, con lo que el descontento está muy extendido y la dispersión de fuerzas evidente; le aconseja obrar con cautela y se ofrece a esperarlo en Nueva York; le informa que envía copia de la carta al Gral. Calles a San Diego, se despide y envía saludos a Lalo y . (Continúa en el siguiente registro)

Comentario del artículo de John J. Mearsheimer, "Imperial by Design", The National Interest, No. 111 (Jan/Feb 2011), pp. 16-34.Desde el fin de la Guerra Fría, Estados Unidos se ha visto envuelto en un continuo proceso de búsqueda, re-definición, y autocrítica con respecto a los lineamientos fundamentales de su conducta internacional. En un mundo ya sin la presencia de la Unión Soviética, la identificación de las amenazas a la seguridad nacional estadounidense se ha vuelto una tarea mucho más compleja, aunque aún muy necesaria. En paralelo a todo este proceso, las diversas perspectivas teóricas de nuestra disciplina juegan un rol fundamental en tanto que brindan herramientas analíticas no sólo para quienes debaten los asuntos políticos internacionales, ya sea en un aula o públicamente, sino también para aquellos que deben diseñar políticas y tomar decisiones en nombre del estado. Por medio de la colocación de ciertos acentos y de diversos niveles de enfoque, cada una de las grandes teorías de relaciones internacionales permite navegar el turbio mar del día a día de los asuntos internacionales; y en definitiva, ayudan a separar la hojarasca y lo anecdótico, de aquello que es más relevante.En el último número de The National Interest, John J. Mearsheimer, profesor de la Universidad de Chicago en los EE.UU. y exponente destacado de la vertiente más dura del realismo estructural, realiza una muy necesitada revisión, actualización y crítica del tradicional debate sobre las opciones estratégicas futuras de EE.UU. En principio, Mearsheimer logra captar magistralmente los aspectos centrales fundamentales de cada estrategia y relacionarlas con las distintas corrientes teóricas de la disciplina. Más importante aún, consigue destilar en cada caso las implicancias políticas a largo plazo de perseguir o no ciertas estrategias y explicaciones teóricas. Esto constituye, luego, la materia prima con la cual Mearsheimer moldea sus críticas al liberalismo y al neoconservadurismo estadounidense.En su artículo, John J. Mearsheimer plantea una lectura mordaz y contundente sobre el debate en torno a cada una de estas preguntas. Haciendo eco de sus credenciales realistas, Mearsheimer dedica gran parte de su trabajo a desbancar el "profundo sentimiento de optimismo acerca del futuro" (p.16) que ha llegado a predominar en EE.UU. desde el fin de la Guerra Fría. Este optimismo, Mearsheimer explica, puede verse con claridad tanto en el discurso político de estadistas como Clinton o Albright, como también en la prédica de pensadores, escritores y académicos como Francis Fukuyama y Charles Krauthammer. Ambos grupos por igual, según Mearsheimer, son los responsables por la instauración de un "consenso" liberal político y económico que, además de un "peligroso optimismo", buscan implantar de la democracia por el mundo, la profundización del proceso de globalización y la consolidación definitiva de un sentido de "fin de la historia". Según el autor, sin embargo, "los resultados han dejado al país en una situación desastrosa" (p.16).En lo que respecta a la política exterior estadounidense, Mearsheimer sostiene que existe un ya conocido conjunto de opciones estratégicas o diseños de "grand strategy" (Posen & Ross 1996/97; Kohout III et al. 1995; Nacht 1995) que emanan de la rica historia política del país, que se entremezclan con elementos de su cultura política, y que alimentan el actual debate sobre qué rumbo debe tomar el país de cara al siglo XXI (cfr. Russell-Mead 2002; Jentleson 2010; Dueck 2006). En resumidas cuentas, sostiene el autor, existen tres grandes tipos de estrategias identificadas por la literatura especializada: en primer lugar, y tal vez la más venerada por quienes ven en los Padres Fundadores valores y principios aún aplicables a la actualidad, existe la opción del aislamiento. Los elementos principales de esta primera alternativa son, según algunos de sus exponentes actuales (Tucker 1972; Nordlinger 1995; Gholtz et al. 1997), la concentración casi exclusiva en el Hemisferio Occidental como la zona prioritaria de los intereses vitales estadounidenses y la adopción de una actitud neutral y prudente frente a las posibilidades de expansión más allá de estos límites, en busca de ganancias económicas o poder. Una segunda opción estratégica es el involucramiento selectivo, la cual incorpora (además del Hemisferio Occidental) a Europa, Noreste de Asia y al Golfo Pérsico como áreas vitales donde EE.UU. debiera mantener una presencia militar clara y contemplar el uso de la fuerza llegado el caso extremo de ser ello necesario (Art 1991; Chase et al. 1995).En tercer lugar, la favorita de casi todos los realistas en EE.UU. (incluyendo a Mearsheimer): el equilibrio extra-continental. Esta tercera opción estratégica también pone el énfasis en las regiones de Europa, Noreste de Asia, Golfo Pérsico y, por supuesto, el continente Americano, pero con la importante diferencia de que la presencia militar en tales regiones debe hacerse de una manera más indirecta. En otras palabras, mientras que el involucramiento selectivo plantea para los EE.UU. un rol de sheriff o "policía internacional", patrullando estas regiones estratégicas y manteniendo una presencia vigilante constante "en las calles" de la política mundial, por su parte el equilibrio extra-continental plantea un rol ya no de policía sino algo más cercano al de "bombero internacional". A diferencia de un rol de policía mundial, un bombero no patrulla sino que permanece preparado en su cuartel de bomberos a la espera de la llamada de auxilio. Gracias a esta analogía, es posible observar que este otro rol planteado por la estrategia del equilibrio extra-regional, no obstante, demanda dos elementos cruciales: uno, que en cada una de las regiones consideradas vitales haya "tomas de agua" listas para ser utilizadas (es decir, presencia de aliados, bases militares, despliegue de flotas en los océanos cercanos, etc.), y dos, vecinos dispuestos a intentar "apagar el fuego" por sí solos de forma que, sólo una vez agotados todos sus recursos regionales, sea EE.UU. quien recurra a solucionar los problemas en dicha región. Puesto en términos más académicos, EE.UU. actuaría sólo como equilibrador de último recurso. Como se puede notar, la diferencia entre ambos roles no es menor ya que generan consecuencias políticas muy disímiles.Las tres opciones estratégicas mencionadas hasta aquí han sido comúnmente identificadas y discutidas en profundidad durante los últimos quince o veinte años por quienes estudian la política exterior estadounidense. En su artículo, sin embargo, Mearsheimer incorpora a la discusión dos nuevas estrategias: por un lado, la búsqueda de la construcción de un orden liberal internacional, y por el otro, la búsqueda de la construcción de un "imperio" norteamericano. La primera estrategia, netamente liberal, plantea una alternativa más viable y "americana", acentuando la promoción de la democracia (sobre todo en el Oriente Medio) y la defensa de las instituciones internacionales liberales. Dentro de este esquema, EE.UU. juega un rol central en tanto que representa el primer estado hegemónico en la historia de corte liberal, lo cual lo convierte, según el argumento, en un líder internacional benévolo y más pacífico. A su vez, y dado esto último, se vuelve posible la construcción de un orden mundial apoyado en el liderazgo estadounidense, a través de instituciones globales, que limiten y amplifiquen según el caso el poder de los estados. También central para esta corriente es la idea más reciente de la conformación de una "coalición de democracias" que aceleren y comanden la construcción de este orden liberal global (Ikenberry 2001; Slaughter 2004; Ikenberry & Slaughter 2006).La segunda de estas otras estrategias, la del "imperio", que en realidad posee una larga historia, durante los últimos años ha tomado una nueva relevancia gracias al resurgimiento del pensamiento neoconservador en EE.UU. durante la última administración Bush (Halper & Clarke 2004). Compartiendo ciertas premisas elementales con el liberalismo, como por ejemplo la idea de la promoción de la democracia (Kagan 2008), o el foco en Oriente Medio como objetivo central de aplicación (Kaplan & Kristol 2003), pero distanciándose principalmente en temas concernientes al rol y uso de las instituciones y del poder militar (Kagan & Kristol 2000), los neoconservadores proponen que EE.UU. haga uso directo de su preeminencia militar para pacificar la política internacional, construyendo una suerte de pax americana que solidifique este status quo particular en el tiempo. En definitiva, mientras la visión liberal de orden coloca a EE.UU. en el rol de líder, dentro de una coalición de potencias liberales, bajo un contexto de promoción de la democracia y con una autolimitación al poder emanada de instituciones internacionales estables; la visión neoconservadora, en cambio, coloca a EE.UU. en un rol más bien de imperio benévolo, ávido y listo para hacer uso de su preeminencia militar, y en total descreimiento de la utilidad de las instituciones internacionales en la consecución de este tipo de orden global.Al incorporar estas dos "nuevas" estrategias, debe reconocerse que Mearsheimer no sólo ha logrado enriquecer el debate sobre las opciones estratégicas estadounidenses, ampliándolo y actualizándolo aún más, sino que también ha permitido hacer una más clara y honesta (re)evaluación sobre los elementos teóricos detrás de cada una de ellas, y sobre las implicancias políticas reales de seguir ciegamente uno u otro camino. Frente a las más cruciales interrogantes de momento para quienes deben tomar decisiones en EE.UU., como por ejemplo: ¿Cuál es la mejor manera de solucionar el problema del terrorismo internacional?; ¿Cómo reaccionar política y económicamente al raudo ascenso de China en la escena internacional?; ¿Cómo administrar los vastos intereses globales estadounidenses con la actual crisis económica nacional e internacional?, Mearsheimer sugiere que la opción del equilibrio extra-continental u off-shore balance es la mejor manera no sólo de dar una respuesta a estas cuestiones, sino también al más acuciante dilema de cómo sostener el rol de preeminencia global de cual goza EE.UU. desde el derrumbe soviético. Y es aquí desde donde, tal vez, se pueda criticar a Mearsheimer desde una perspectiva sudamericana, si se quiere.Para Mearsheimer, la opción del equilibrio extra-continental se encuentra en una categoría única en sí misma, separado del resto de las demás (inferiores) estrategias. En principio, permitiría minimizar costos, maximizar beneficios, y volver más segura (y no más insegura) la actual posición de primus inter pares de EE.UU. Sin embargo, en palabras de Mearsheimer y de otros realistas contemporáneos (Posen 2007, Walt 2005), pareciera ser como si el equilibrio extra-continental realizara proclamas de superioridad tanto prácticas como morales en lo que respecta a la política exterior de la superpotencia que, en realidad, son altamente debatibles. A los ojos de Mearsheimer, esta estrategia permitiría no sólo solucionar el problema del terrorismo internacional, sino también los profundos desequilibrios fiscales estructurales del país y –más sencillo aún– la cuestión de la mala imagen estadounidense en el mundo. No obstante, existe un conjunto de serios problemas con la magnitud de estos alegatos: el caso de China y la paradoja del declive hegemónico.En lo que concierne al ascenso de China en la escena internacional, tanto Mearsheimer como otros realistas (Mearsheimer 2006; Layne 2008) se ven enfrascados en un dilema. Por un lado, son conscientes que China puede, o puede que no, llegue a desafiar la preeminencia estadounidense. En parte, uno u otro resultado se deberán a las decisiones de los líderes y estados involucrados en el proceso histórico. Sin embargo, como buenos neorrealistas, el particular énfasis que estos académicos ponen en la estructura no les deja muchas opciones a elegir más allá de la "inevitabilidad estructural" de un conflicto con China (Mearsheimer 2010). Esto, entonces, plantea una suerte de profecía de auto-cumplimiento desde la cual es difícil escapar desde el neorrealismo duro, y que, conjugado con la idea del equilibrio extra-continental, genera serias dudas sobre realmente cuán seguro haría a EE.UU. el perseguir tal camino. Asimismo, en lo que respecta a la durabilidad de la hegemonía estadounidense, la estrategia de equilibrio extra-continental plantea grandes ambigüedades.En su versión original (Layne 1997), el off-shore balancing era visto como la mejor estrategia para "administrar el declive hegemónico". Después de todo, la idea misma de esta estrategia fue repensada a partir de la experiencia británica en el siglo XIX y de cómo ésta potencia "administró" su propio declive con maestría y pericia. En manos de Mearsheimer, sin embargo, el equilibrio extra-continental es presentado como la mejor estrategia para prolongar la primacía de EE.UU. En otras palabras, para Mearsheimer esta estrategia se vuelve no una suerte de receta para superpotencias de la tercera edad, sino más bien una píldora para permanecer siempre joven. Con esto, también, Mearsheimer genera no sólo que sus enérgicas críticas a los "imperialistas liberales" y a los "imperialistas neoconservadores" se tornen más ambiguas, sino que también el respeto por la venerable tradición realista hacia el equilibrio extra-continental se esfume rápidamente, si no por desencanto, entonces por impracticabilidad. Si el foco más duro de la crítica de Mearsheimer hacia las demás estrategias se centra en que, al defender una forma de "imperio americano" éstas generan todos los problemas de seguridad actuales (como el terrorismo, la bancarrota financiera por el excesivo gasto de sostener un involucramiento activo permanente en el mundo, etc.), pierde sentido el proponer una estrategia "alternativa" que, de fondo, posee los mismos objetivos: permanecer en la cumbre. Al final del día, pareciera ser que no hay tantas diferencias entre liberales y "liberales con esteroides" (o neoconservadores), y quienes se dicen "realistas". En manos de Mearsheimer, el realismo deja de apoyarse en la idea del equilibrio como una herramienta de estabilidad internacional, y adquiere el potencial de convertirse en un medio alternativo para el mismo fin liberal y neoconservador de congelar la historia. En definitiva, la interpretación de Mearsheimer convierte la discusión en algo más banal; en un simple debate sobre distintos medios para alcanzar un mismo fin.En conclusión, la gran pregunta, que atraviesa transversalmente a toda la discusión sobre las opciones estratégicas de EE.UU. luego del fin de la Guerra Fría, al parecer sigue siendo ¿cómo pretender sostener una posición de preeminencia internacional sin devenir en un proyecto imperial en el largo plazo? Si la idea del equilibrio extra-continental ha de retener cierto valor y utilidad, es sólo en su versión moderada, proponiéndose un único y simple rol, más humilde y prudente, de ayudar a las superpotencias a declinar con dignidad. Es, en última instancia, una receta para las potencias en declive; una forma suave, gentil y honorable de dar paso a la historia. En cualquiera de sus otras formas, el equilibrio extra-continental no es más que la búsqueda de perpetuar la primacía estadounidense por otros medios. *Profesor, Universidad Abierta Interamericana (UAI), Buenos Aires.Maestría en Estudios Internacionales,Universidad Torcuato di Tella.Referencias bilbiográficas:Art, Robert (1991): "A Defensible Defense: America's Grand Strategy After the Cold War", International Security, Vol. 15, No. 4 (Spring), pp. 5–53.Chase, Robert S.; Emily B. Hill & Paul Kennedy (1996): "Pivotal States and U.S. Strategy," Foreign Affairs, Vol. 75, No. 1 (January/February), pp. 33-51.Dueck, Colin (2008): Reluctant Crusaders: Power, Culture, and Change in American Grand Strategy (Princeton University Press).Gholtz, Eugene; Daryl G. Press & Harvey M. Sapolsky (1997): "Come Home America: The Strategy of Restraint in the Face of Temptation", International Security, Vol. 21, No. 4 (Spring), pp. 5-48.Halper, Stefan & Jonathan Clarke (2004): America Alone: The Neo-Conservatives and the World Order (Cambridge University Press).Ikenberry, G. John & Anne-Marie Slaughter (2006): Forging a World of Liberty Under Law. U.S. National Security in the 21stCentury, Final paper of the Princeton Project on National Security, September 27, pp. 1-96.Ikenberry, G. John (2001): After Victory (Princeton University Press).Jentleson, Bruce W. (2010): American Foreign Policy: The Dynamics of Choice in the 21st Century (W. W. Norton & Company, 4th edition).Kagan, Robert & William Kristol (2000): Present Dangers: Crisis and Opportunity in America's Foreign and Defense Policy(Encounter Books).Kagan, Robert (2008): The Return of History and the End of Dreams (Alfred. A. Knopf).Kaplan, Lawrence F. & William Kristol (2003): The War Over Iraq: Saddam's Tyranny and America's Mission (Encounter Books).Kohout III, John J.; Steven J. Lambakis; Keith B. Payne; Robert S. Rudney; Willis A. Stanley; Bernanrd C. Victory & Linda H. Vlahos (1995): "Alternative Grand Strategy Options for the United States", Comparative Strategy, Vol. 14, No. 4, pp. 361-420.Layne, Christopher (1997): "From Preponderance to Offshore Balance. America's Future grand Strategy", International Security, Vol. 22, No. 1 (Summer), pp. 86-125.Layne, Christopher (2008): "China's Challenge to U.S. Hegemony", Current History, Vol. 107, No. 705 (January), pp. 13-18.Mearsheimer, John J. (2006): "China's Unpeaceful Rise", Current History, Vol. 105, No. 690 (April), pp. 160-162.Mearsheimer, John J. (2010): "The Gathering Storm: China's Challenge to U.S. Power in Asia", The Chinese Journal of International Politics, Vol. 3, pp. 381–396.Nacht, Alexander (1995): "U.S. Foreign Policy Strategies", The Washington Quarterly, Vol. 18, No. 3, pp. 195-210.Nordlinger, Eric A. (1995): Isolationism Reconfigured (Princeton University Press).Posen, Barry R. & Andre L. Ross (1996/1997): "Competing Visions for U.S. grand Strategy", International Security, Vol. 21, No. 3 (Winter), pp. 5-53.Posen, Barry R. (2007): "The Case for Restraint", The American Interest, Vol. 3, No. 1 (November/December), pp. 6-33.Russell-Mead, Walter (2002): Special Providence: American Foreign Policy and How It Changed the World (Routledge).Slaughter, Anne-Marie (2004): A New World Order (Princeton University Press).Tucker, Robert W. (1972): A New Isolationism: Threat or Promise? (Universe Books). Walt, Stephen M. (2005): "In the National Interest. A grand new strategy for American foreign policy", Boston Review, Vol. 30, No. 1 (February/March), pp. 6-23.

Esta Semana: Comunicado de Departamento del Tesoro de los EE.UU. El 13 de julio el titular del Departamento del Tesoro de Estados Unidos, Henry M. Paulson, Jr, emitió un comunicado sobre la caída y rescate de los gigantes inmobiliarios Fannie Mae y Freddy Mac. Les acercamos el comunicado extraído del Departamento de Prensa del Tesoro americano. El pasado 25 de julio se produjo la Cumbre Unión Europea - Sudáfrica. En la oportunidad y como resultado de la misma los participantes emitieron una declaración conjunta. Véala aquí Les acercamos este informe del Alto Comisionado de Derechos Humanos de la ONU sobre Derechos Humanos y Terrorismo que nos pareció de gran interés. Véalo aquíRadovan Karadzic en La Haya.Responsable por uno de los genocidios mas sangrientos de la historia reciente, Radovan Karadzic, el ex jefe político de los serbobosnios comparecerá ante el Tribunal Penal Internacional para ex Yugoslavia. Karadzic fue trasladado en la noche del pasado martes a La Haya. Horas antes del traslado, tenía lugar una manifestación organizada por la oposición nacionalista serbia en el centro de Belgrado, que degeneró al final en altercados entre unos centenares de jóvenes y la policía. Varios medios informan al respecto: "El Mercurio" de Chile: "Masiva protesta antes de su traslado en las calles de Belgrado: Karadzic fue extraditado a La Haya":http://diario.elmercurio.com/2008/07/30/internacional/internacional/noticias/B46C4AF2-02E3-4C90-823E-ECC1FC5E98D2.htm?id={B46C4AF2-02E3-4C90-823E-ECC1FC5E98D2}"El País" de Madrid: "Karadzic llega al Tribunal de La Haya: Serbia envía de noche al presunto criminal de guerra a las dependencias penitenciarias internacionales.- Será juzgado por genocidio y otros crímines por el Tribunal Penal Internacional para la ex Yugoslavia": http://www.elpais.com/articulo/internacional/Karadzic/llega/Tribunal/Haya/elpepuint/20080730elpepuint_4/Tes"New York Times": "Karadzic Arrives in Hague After Protest by Loyalists":http://www.nytimes.com/2008/07/31/world/europe/31hague.html"CCN": "Karadzic set to make first court appearance":http://edition.cnn.com/2008/WORLD/europe/07/30/karadzic.deportation/index.html"Karadzic appeal not received by court"http://edition.cnn.com/2008/WORLD/europe/07/28/karadzic.deportation/index.html"Karadzic to defend himself in war crimes court":http://edition.cnn.com/2008/WORLD/europe/07/23/serb.arrest/index.html"Thousands protest Karadzic arrest":http://edition.cnn.com/2008/WORLD/europe/07/29/karadzic.deportation/index.html"Time":"Karadzic Wants No Lawyer":http://www.time.com/time/world/article/0,8599,1827424,00.html"Le Monde": "Radovan Karadzic comparaîtra jeudi devant le TPI"http://www.lemonde.fr/europe/article/2008/07/30/radovan-karadzic-est-arrive-a-la-haye_1078522_3214.html#ens_id=1075781"Los Ángeles Times": "War crimes suspect Karadzic extradited to The Hague":http://www.latimes.com/news/nationworld/world/la-fg-serbs30-2008jul30,0,2903253.story"MSNBC": "Karadzic in U.N. custody in Netherlands: Ex-fugitive flown to the Netherlands following violent protest in Belgrade":http://www.msnbc.msn.com/id/25887949/"Thousands protest in Belgrade for Karadzic: U.S. Embassy warns Americans to avoid protest amid fears of violence":http://www.msnbc.msn.com/id/25890371/"Paper: Karadzic lawyer tries to stop extradition: Appeal meant to prevent war-crime suspect from being sent to U.N. court":http://www.msnbc.msn.com/id/25859649/"Times":"Radovan Karadzic extradited to The Hague":http://www.timesonline.co.uk/tol/news/world/europe/article4427730"La Nación": "Está acusado de genocidio: Radovan Karadzic, a disposición de La Haya. El ex líder serbio llegó a Holanda para ser juzgado en el Tribunal Penal Internacional":http://www.lanacion.com.ar/nota.asp?nota_id=1034845"Avanza su extradición: Karadzic será llevado a La Haya en secreto": http://www.lanacion.com.ar/nota.asp?nota_id=1034388"El Tiempo" de Colombia: "Radovan Karadzic fue llevado a La Haya, Holanda, para ser juzgado por crímenes de guerra":http://www.eltiempo.com/mundo/europa/home/radovan-karadzic-fue-llevado-a-la-haya-holanda-para-ser-juzgado-por-crimenes-de-guerra_4416080-1"The Economist":"Arrest of a bearded man": http://www.economist.com/world/europe/displaystory.cfm?story_id=11792314"El Universal" de Méjico: "Karadzic queda en poder de la ONU en Holanda":http://www.eluniversal.com.mx/notas/526234.htmlAMERICA LATINA"El Mercurio" publica: "Reclaman la restitución del Ejército: Ex militares haitianos ocupan un antiguo cuartel":http://diario.elmercurio.com/2008/07/30/internacional/internacional/noticias/B0B07BB4-211D-4F05-9FEB-6704AF47278D.htm?id={B0B07BB4-211D-4F05-9FEB-6704AF47278D}"La Nación" publica: "Uribe pide "discreción"":http://www.lanacion.com.ar/nota.asp?nota_id=1034424"MSNBC" informa: "Woman suspected of being FARC's Europe link: Maria Remedios Garcia Albert, 57, was the alleged rebel liaison":http://www.msnbc.msn.com/id/25873981"The Economist" analiza: "Energy reform in México: Crude and oily. A controversial referendum and the future of the state oil company":http://www.economist.com/world/americas/displaystory.cfm?story_id=11791596"MSNBC" anuncia: "Mexican military losing drug war support: Border residents report abuse, violence by soldiers sent to curb narcotics": http://www.msnbc.msn.com/id/25851906/"El País" de Madrid publica: "El presidente electo de Paraguay ya no es sacerdote: El Papa ha suspendido definitivamente a Fernando Lugo porque las profesiones de obispo y gobernante de un país no son compatibles http://www.elpais.com/articulo/internacional/presidente/electo/Paraguay/sacerdote/elpepuint/20080730elpepuint_8/Tes"El País" de Madrid informa: "Chávez: "Bush quiere revivir la guerra fría". El presidente venezolano dice, en una carta enviada a Fidel Castro, que EE UU planea agredir a Cuba http://www.elpais.com/articulo/internacional/Chavez/Bush/quiere/revivir/guerra/fria/elpepuint/20080728elpepuint_14/Tes"The Economist" anuncia: "Argentina: Et tu, Julio? :The president suffers a heavy defeat at the hands of her number two":http://www.economist.com/world/americas/displaystory.cfm?story_id=11791614"La Nación" informa: "Bolivia: ratifican el referéndum. Pese a los pedidos de suspensión, la Corte Electoral dijo que se celebrará el 10 de agosto":http://www.lanacion.com.ar/nota.asp?nota_id=1034389ESTADOS UNIDOS / CANADA"New York Times" informa: " U.S. Military Says Soldiers Fired on Civilians":http://www.nytimes.com/2008/07/28/world/middleeast/28iraq.html?ref=world"El País" de Madrid anuncia: "La Casa Blanca pronostica un déficit presupuestario récord para 2009: Sería de 482.000 millones de dólares, aproximadamente el 3,5% de la economía": http://www.elpais.com/articulo/economia/Casa/Blanca/pronostica/deficit/presupuestario/record/2009/elpepueco/20080728elpepueco_8/Tes"La Nación" publica: "La economía enfrenta a Obama y McCain: El candidato demócrata advirtió que Estados Unidos está en "emergencia económica"; fuertes críticas de su rival republicano":http://www.lanacion.com.ar/nota.asp?nota_id=1034414"The Economist" analiza: "It's the economy again, stupid.John McCain and Barack Obama are offering profoundly different prescriptions, though economic and political realities will limit their ambitions": http://www.economist.com/world/unitedstates/displaystory.cfm?story_id=11792500"El País" de Madrid informa: "Republicanos y demócratas se enfocan en la economía: Barack Obama convoca a un panel de lujo para revisar sus propuestas.- John McCain mantiene contactos con las autoridades monetarias": http://www.elpais.com/articulo/internacional/Republicanos/democratas/enfocan/economia/elpepuint/20080728elpepuint_13/Tes"El Mercurio" de Chile anuncia: "Le queda menos de un mes antes de ser proclamado oficialmente en la Convención Demócrata: Obama entra en la recta final para decidir quién será su candidato a Vicepresidente":http://diario.elmercurio.com/2008/07/30/internacional/_portada/noticias/CAE4A8B7-3485-4112-8844-D31E89023938.htm?id={CAE4A8B7-3485-4112-8844-D31E89023938}"Time" informa: "Obama's Vice-Presidential Dilemma":http://www.time.com/time/politics/article/0,8599,1827714,00.html"Time" publica su sitio con links sobre las elecciones en los Estados Unidos: http://thepage.time.com/EUROPA"El País" de Madrid informa: "Erdogan llama a la unidad tras los atentados de ayer en Turquía: La explosión consecutiva de dos bombas sacude un barrio obrero de Estambul.- La cifra de muertes sube a 17 y hay unos 150 heridos, una decena de ellos de gravedad.- La policía sospecha de los independentistas kurdos": http://www.elpais.com/articulo/internacional/Erdogan/llama/unidad/atentados/ayer/Turquia/elpepuint/20080728elpepuint_4/Tes"New Yorrk Times2 anuncia: "Police Investigate Istanbul Bombings":http://www.nytimes.com/2008/07/29/world/europe/29turkey.html?ref=world"Time" publica: "Fatal Bombings in an Edgy Turkey":http://www.time.com/time/world/article/0,8599,1827056,00.html"El País" de Madrid informa: "Comienza el proceso para ilegalizar el partido de Erdogan": http://www.elpais.com/articulo/internacional/Comienza/proceso/ilegalizar/partido/Erdogan/elpepuint/20080728elpepiint_6/Tes"El País" de Madrid anuncia: "El Tribunal Constitucional de Turquía rechaza ilegalizar al partido de Gobierno":http://www.elpais.com/articulo/internacional/Tribunal/Constitucional/Turquia/rechaza/ilegalizar/partido/Gobierno/elpepuint/20080730elpepuint_9/Tes"Le Monde" publica: "Turquie : la justice n'interdit pas le parti au pouvoir":http://www.lemonde.fr/europe/article/2008/07/30/turquie-la-justice-n-interdit-pas-le-parti-au-pouvoir_1078861_3214.html"Time" analiza: "Who Was Behind the Turkish Blasts?":http://www.time.com/time/world/article/0,8599,1827398,00.htmlEl País" de Madrid informa: "Las peores inundaciones en Ucrania en 100 años se cobran la vida de 13 personas. Las fuertes lluvias han destruido más de 21.000 casas y 20.000 hectáreas de cultivos, y han dejado inutilizadas 2.020 kilómetros de carreteras y más de un centenar de puentes": http://www.elpais.com/articulo/internacional/peores/inundaciones/Ucrania/anos/cobran/vida/personas/elpepuint/20080728elpepuint_5/Tes"MSNBC" publica: "Ukraine floods kill 22, force 20,000 to flee: Damages estimated at $800 million, but few funds available to clean up":http://www.msnbc.msn.com/id/25887744/"Time" informa: "Thousands of British Passports Stolen": http://www.time.com/time/world/article/0,8599,1827501,00.html"La Nación" publica: "Los que huyen de la miseria. Actos desesperados de los ilegales en España para no ser deportados: Viajes riesgosos y casamientos arreglados":http://www.lanacion.com.ar/nota.asp?nota_id=1034426"MSNBC" informa: "7 jailed for genocide over Srebrenica massacre. War crimes court orders Bosnian Serbs to serve sentences of up 42 years":http://www.msnbc.msn.com/id/25908708/"The Economist" analiza: "France: The reformist president. Quietly but determinedly, Nicolas Sarkozy is pressing ahead with reforms in France-all without provoking huge strikes and street protests":http://www.economist.com/world/europe/displaystory.cfm?story_id=11792306ASIA – PACÍFICO /MEDIO ORIENTE"New York Times" informa: "Bomb Attacks in Baghdad and Kirkuk Kill Dozens": HTTP://WWW.NYTIMES.COM/2008/07/29/WORLD/MIDDLEEAST/29IRAQ.HTML?REF=WORLD"El País" anuncia: "Tres mujeres suicidas causan al menos 28 muertos en Bagdad. Miles de peregrinos llenan Bagdad con motivo de una importante festividad chií.- En Kirkuk, otro atentado suicida deja 22 muertos": HTTP://WWW.ELPAIS.COM/ARTICULO/INTERNACIONAL/MUJERES/SUICIDAS/CAUSAN/28/MUERTOS/BAGDAD/ELPEPUINT/20080728ELPEPUINT_9/TES"La Nación" publica: "Cuatro mujeres suicidas atacaron en Irak:: Hicieron detonar los explosivos que llevaban y mataron a 57 personas; hay por lo menos 300 heridos":http://www.lanacion.com.ar/nota.asp?nota_id=1034419"MSNBC" informa: "Female suicide bombers kill 57, wound dozens. Attackers target Shiite pilgrimage in Baghdad, Kurdish rally in Kirkuk": http://www.msnbc.msn.com/id/25880699/"New York Times" anuncia: "Olmert to Resign After September Vote": HTTP://WWW.NYTIMES.COM/2008/07/31/WORLD/MIDDLEEAST/31MIDEAST.HTML?_R=1&HP&OREF=SLOGIN"CNN" publica: "Ahmadinejad: The big powers are going down":HTTP://EDITION.CNN.COM/2008/WORLD/MEAST/07/29/IRAN.AIDS.AP/INDEX.HTML"Time" informa: "Ahmadinejad: 'Powers' Going Down": HTTP://WWW.TIME.COM/TIME/WORLD/ARTICLE/0,8599,1827377,00.HTML"The Economist analiza: "Iran: Who runs it?": http://www.economist.com/world/mideast-africa/displaystory.cfm?story_id=11792348"La Nación" anuncia: "Irán criticó a la ONU ante los Países No Alineados. Ahmadinejad aseguró en la cumbre de cancilleres que el organismo actúa "a favor de las grandes potencias"; pidió crear un fondo para financiar proyectos del bloque":http://www.lanacion.com.ar/nota.asp?nota_id=1034530"CNN" informa: "Pakistani militants abduct 30 police": http://edition.cnn.com/2008/WORLD/asiapcf/07/29/pakistan.abductions/index.html"Time" anuncia: "Cambodia Reelects Longtime Leader": http://www.time.com/time/world/article/0,8599,1827054,00.html"MSNBC" publica: "Typhoon slams Taiwan, triggering floods, slides: At least one killed, air traffic disrupted; Typhoon Fung Wong heads to China": http://www.msnbc.msn.com/id/25881000/"The Economist" analiza: "The Beijing Olympics:Five-ring circus": http://www.economist.com/world/asia/displaystory.cfm?story_id=11792915"El Mercurio" publica: "Denuncias a días de la inauguración de los Juegos Olímpicos: China no cumple promesas y mantiene censura a la prensa y faltas a DD.HH.": HTTP://DIARIO.ELMERCURIO.COM/2008/07/30/INTERNACIONAL/_PORTADA/NOTICIAS/CB8049AE-EDCE-4C33-AF25-F7337A8C08B6.HTM?ID={CB8049AE-EDCE-4C33-AF25-F7337A8C08B6}"El País" informa: "Ni los Juegos Olímpicos pueden con la censura en China: El COI no logra convencer al país asiático para que los periodistas tengan acceso libre a Internet": HTTP://WWW.ELPAIS.COM/ARTICULO/INTERNET/JUEGOS/OLIMPICOS/PUEDEN/CENSURA/CHINA/ELPPGL/20080730ELPEPUNET_3/TES"New York Times" anuncia: "China to Limit Web Access During Games":HTTP://WWW.NYTIMES.COM/2008/07/31/SPORTS/OLYMPICS/31CHINA.HTML?HP"China Daily" publica: "WTO talks collapse amid farm row": HTTP://WWW.CHINADAILY.COM.CN/CHINA/2008-07/30/CONTENT_6887475.HTM"CNN" informa: "China rebuffs human rights report":http://edition.cnn.com/2008/WORLD/asiapcf/07/29/china.humanrights/index.html"CNN" publica: "India: Police defuse 18 bombs at market":http://edition.cnn.com/2008/WORLD/asiapcf/07/29/india.bombs.ap/index.html+"Time" anuncia: "India: The Terrorists Within": http://www.time.com/time/world/article/0,8599,1826950,00.htmlAFRICA"New York Time" informa: "Sudan Rallies Behind Leader Reviled Abroad":http://www.nytimes.com/2008/07/28/world/africa/28sudan.html?ref=world"CNN" publica: "U.S. expands Zimbabwe sanctions":http://edition.cnn.com/2008/WORLD/africa/07/25/zimbabwe.sanctions/index.html"MSNBC" publica: "Officials say Zimbabwe talks break off: Mugabe insists he remain president":http://www.msnbc.msn.com/id/25887595/"MSNBC" informa: "Cash crisis, inflation worsen in Zimbabwe: Bank chief plans new currency reforms to tackle inflation and shortages":http://www.msnbc.msn.com/id/25869792/"CNN" anuncia: "Nigerian militants: We'll destroy oil pipelines":http://edition.cnn.com/2008/WORLD/africa/07/23/nigeria.oil/index.htmlECONOMIA"The Economist" analiza: "World trade: Dried up. Talks over the Doha round of global trade talks have collapsed":http://www.economist.com/finance/displayStory.cfm?story_id=11831960&source=features_box_main"The Economist" publica su informe semanal: "Business this week":http://www.economist.com/displaystory.cfm?story_id=11793527&CFID=15321684&CFTOKEN=24001901"New York Times" informa: "Stock Indexes Continue to Slip":http://www.nytimes.com/2008/07/29/business/29stox.html?_r=1&ref=business&oref=slogin"El País" de Madrid informa: "El FMI alerta del empeoramiento de la crisis crediticia: La institución internacional achaca este empeoramiento a la ralentización de la economía mundial.- Subraya la caída de los precios de la vivienda en España": http://www.elpais.com/articulo/economia/FMI/alerta/empeoramiento/crisis/crediticia/elpepueco/20080728elpepueco_7/Tes"CNN" publica: "Global trade deal falls apart":http://edition.cnn.com/2008/BUSINESS/07/29/wto.collapse.ap/index.html"CNN" informa: "High oil price boosts BP profit":http://edition.cnn.com/2008/BUSINESS/07/29/bp.profit.ap/index.html"La Nación" publica: "La liberalización del comercio mundial. Anunciaron el fracaso de la Ronda de Doha. El director general de la Organización Mundial del Comercio, Pascal Lamy, confirmó que las negociaciones quedaron truncas; declaró estar "profundamente consternado"":http://www.lanacion.com.ar/nota.asp?nota_id=1034531La caída del crudo impulsa a Wall Street: "La Bolsa de Nueva York muestra fuertes avances; el petróleo bajó más de tres dólares y se negocia en US$ 121 el barril en el mercado estadounidense": http://www.lanacion.com.ar/nota.asp?nota_id=1034574OTRAS NOTICIAS"Time" publica: "Beijing Cites Many Olympic Threats": http://www.time.com/time/world/article/0,8599,1827353,00.html"MSNBC" publica: "Olympic threats fuel unease about security: China says heavy defense will secure Games, but clampdown is smothering":http://www.msnbc.msn.com/id/25890371/"Time" informa: "A Video Threat to the Olympics?":http://www.time.com/time/world/article/0,8599,1826953,00.html"The Economist" analiza: "Global Islam: Unusual guests, a most unusual host. A new breeze may be blowing very softly from the Saudi sands":http://www.economist.com/world/international/displaystory.cfm?story_id=11792340

Issue 45.3 of the Review for Religious, May/June 1986. ; REVIEW FOR RELIGIOUS (ISSN 0034-639X), published every two months, is edited in collaboration with the faculty members of the Department of Theological Studies of St. Louis University. The editorial offices are located at Room 428:3601 Lindell Blvd., St. Louis, MO 63108-3393. REview ~oR RELIGIOUS is owned by the Missouri Province Educational Institute of the Society of Jesus, St. Louis, MO. © 1986 by R~v~w ~oR RELiGiOUS. Composed, printed and manufactured in U,S.A. Second class postage paid at St. Louis, MO. Single copies: $2.50. Subscription U.S.A. $11.00 a year; $20.00 for two years. Other countries: add $4.00 per year (postage). Airmail (Book Rate) $18.00 per year. For subscription orders or change of address, write REVtEW FOIt RELIGIOUS: P.O. Box 6070; Duluth, MN 55806. Daniel F. X. Meenan, S.J. Dolores Greeley, R.S.M. Iris Ann Ledden, S.S.N.D. Richard A. Hill, S.J. Jean Read Editor Associate Editor Review Editor Contributing Editor Assistant Editor May/June, 1986 Volume 46 Number 3 Manuscripts, books for review and correspondence with the editor should be sent to REVIEW I~UGtOUS; Room 428; 3601 Lindell Blvd., St. Louis, MO 63108-3393. Correspondence about the department "Canonical Counsel" should be addressed to Richard A. Hill, S.J.; J,S.T.B.; 1735 LeRoy Ave.; Berkeley, CA 94709. Back issues and reprints should be ordered from REVIEW Folt RELIGIOUS; Room 428; 3601 Lindell Blvd.; St. Louis, MO 63108-3393. "Out of print" issues and articles not published as reprints are available from University Microfilms International; 300 N. Zeeb Rd.; Ann Arbor, MI 48106. A major portion of each issue is also available on cassette recordings as a service for the visually impaired. Write to the Xavier Society for the Blind; 154 East 23rd Street; New York, NY 10010. Our Lady of Wisdom Donald Macdonald, S.M.M. ,, Father Macdonald's "The Price of Poverty" appeared in this year's January/February issue. Last May/June saw another Marian article by Father Macdonald entitled "Mary: Our Encouragement in Christ." Father's address rdmains: St. Joseph's: Welling-ton Road: Todmorden: Lancashire OLI4 5HP: England. ~ recall being kindl~, received in a convent, but the longer I stayed there the more uncomfortable I felt, because for apparently aesthetic and liturgical reasons ~there was no room in the chapel for a statue or picttire of Our Lady. It was frankly embarrassing to pass Our Lady presiding over a hymn-board ~n the corridor outside while i was free to go into the chapel without a blush. It°made no sense. One should not exaggerate the place of Our .Lady but neither should she be underrated. So, in a generally compli-mentary book-review, the reviewer remarked that while the author rightly spol~e of devotion to Our "Lady as inseparably part of Christian life he "rather overstresses the idea of Marian m'~sticism." One wonders how he knows that, since mysticism touches levels of e~perience much of which must be left unsaid. Can anyone throw a tight ring around personal expe-rience particularly at those depths? On the day his engagement was announced, G. K. Chesterton wrote the woman he was to marry that "I think it is no exaggeration to say that I never s~iw you in my life without thinking that I underrated you the time before." t This is a superb compliment for anyone to receive, especially from a mindsas rich as Chesterton's. Clearly he saw depths in the girl 321 ~122 / Review for ReligiouMs, ~Iiy-June, 1986 unseen by her butcher or dressmaker. Lo~,e, presumably,' gave him the necessary insight: Such God-gi~en insight is needed to understand anything of Our Lady in the providen.~e of God, particularly if we accept that "insight is an attempt to think in the present a. .breakthrough requiring much intellectual d~smanthng a, nd dislocationa .c.c.ompanied by a sense of surprise., genuine perception . He who thinks that we can see the same object twice has never seen. Paradoxically, insight is knowledge at first sight." 2 This is surely borne out by experience. Father Peyramale, the parish priest of Lourdes, knew more ,of the faith than Bernadette Soub~rous, just ¯ as the superiors of the novice Catherine Labour+ had a wider experience of religiouslife than did she. NO ldoubt, too, biblical scholars in the time of Th~r'ese Martin knew more al6out Scripture than she did, but who today among the contemporaries of!those three girls could claim to approach their insights into the ways of God? Can anyone quantify their subsequent influence for God and for g~od? One spoke patois, another not 9t all publicly .u.ntil shortly before she died; while the third wrote of what she knew in three note-books onl~ because she was as.ked to. Eacti of these women's lives was illumined by a vision of Our Lady who left her distinctive mark on all three, not least in their wholly sane, understated, selfless lives. What Bernadettelsaid of herself could be said of all of them including Our Lady "When 3~ou have finished with the brush you put it behind the door"--except th~at God has other plans. Their influence widens. The risk for thee c,ontempor~ry religious might be in leaving "the brush behind the door." What has been called "chronological snobbery" can obtain here to3. The insights of the latter part of the twentieth century are assumed to be superior to thos~ of peasant, country or middle-class ,y, oung women in nineteenth~entury France. Following the sam~ ~qogic, Our Lady can be dismissed as possil inevitably~limited by her lack today, and by her geographical God is present in each life. It is tliese women are to be conside ~ly a Galilean peasant girl whose insight was of formal ~ducation,~as this is understood locafion~ That assumption should be tested. this that makes the difference and by which red. Of each of the four women it could be said: "She was a woman uprig, ht, outright." "Her will was bent at God'](G. M. Hopkins, "Margaret Clither'ow" an unfinished poeo). The strengthl,.vulnerability and powerful pulse httracting them can be felt in that last monosyllabic line. There is no need of any Cultural baggage in order to sl~are what they see. Neither the water-tables feeding the wells of Nazareth n~or the politics of nineteenth-century France m.atter. Anyone in the company of these~ women may.be drawn by what Our-l_ady of Wisdom / 323 they see, glimpsing in each cage~perhaps "the Christ-ed :beauty of her mind" (G. M. Hopkins op. cir.). They travel light. The will of God is the point: "Let it be done to me according to your word" (Lk 1:38). Perhaps we cannow consider Our Lady as a reflection of the presence of God. The Gift of Wisdom It has always been difficult to speak of the presence of God not least because a finite mind is trying to express an awareness of transcendence. One biblical, tradition which attempted this was the ~Wisdom literature (includihg Job, Proverbs, Qoheleth, Ben Sira, Wisdom and some Psalms), Beginning in cultures outside Israel as basically advice to the young man Who would make his way in the world (a "Young, Upward Mobile Man's Guide to the Galaxy" perhaps), when taken into Israel it was inevitably recast through belief in the underlying presence of God as the basis of reality. So "the fear of God is the beginning of wisdom" (Ws 9:10), that is putting God first as against the practical atheism .of the person for whom '~'there is no fear of God before his eyes" (Ps 36). From this standpoint, God's presence was seen in creation, the history of Israel and in individual lives under the guise of wisdom, latterly personified'in a. female figure. God's presence as expressed in Wisdomwas to be seen everywhere:' "She herself walks about looking for those who are worthy of.her . in every thought of theirs coming to meet the~m" (Ws,6:16-17). "Wisdom is quicker to move than any motion; she is so pure, shepervades and.perrfieates_all things. She is a breath of the power of'God . untarnished mirror of God's power, image of his goodness . Herself unchanging, she makes all things new" (Ws 7:24-27). "l resolved to have her as my bride, I fell in love with her beauty" (Ws 8:2). "My counselor in prosperity, my comfort in care and sorrow. I love those who love me; those who seek me,eagerly shall find me" (Ws~9:17). Slowly to reflect on those lines is to glimpse the intimacy and reality of God's presence in a sacramental world. Such insight is a personal possession. They know of whatthey speak. So in the creation of the universe by God: "I was by his side, a master ~craftsman delighting him day by day, ever at play in his presence, at play everywhere in his world, delighting to be with the sons of men" (Ws 8:30-31). Such a universe, then, is no alien, monolithic force hostile to mankind but a place in which God is present, delighting to be with his creation. Experiencing life in this way, God's presence is seen as delightful, as life now obviously has meaning since it is underwritten by God. "I came forth from the mouth of the Most .High and I covered the earth like mist . Then the creator of all things instructed me . He said, 'Pitch your tent in Jacob'. I have breathed out a scent like choice myrrh. I am like a 324 / Review for Religious, May-June, 1986 vine putting out graceful shoots. ApprOach me you who desire me, and take your fill of my fruits, for memories of me are sweeter than honey, inheriting me is sweeter than the honeycomb. They who eat me will hunger for more., they who drink me will thirst for more. Whoever listens to me will never have to blush, whoever acts as I dictate will never sin" (Si 24:38, 13, :17, 19-30). Again, such reflection on life in the light of faith findsGod's presence everywhere awesome and mysterious, yet beautifully attractive. As the figure of Wisdom is now personified it might be dismissed as yet another imperfect image, a crutch to lean on when looking for God's presence in the mystifying world. But surely there is no need nor is it intended to imagine anything at all. This is no television commercial with a female figure ,cavorting across the screen advertising some product. The insight given by Wisdom and remember, following Abraham Heschel, that insight is to see for the first time--is so much richer and nuanced and is to be understood on another plane: Insight not eyesight, and imagination is wanted now, to see beyond and above the imagery. The gift of Wisdom is meant to give just this taste for and insight into the presence of God in every aspect of reality. God is there in every moment eager to make his presence known. Having "pitched" his tent among us, his presence is such that once tasted one can only "hunger for more." Obviously:for the Christian this. speaks of Christ in every line, particu. larly as Paul and John present him, but, traditionally this was seen too in the person of Our Lady of Wisdom. Such Wisdom writings were to be found in the liturgy of her feasts. The personified figure of Wisdom was seen in'her, and as expressed in the liturgy, the faithful were invited to delight in her as a. supreme expression of God's presence among us. Cen-turies of meditation on the Wisdom writings instinctively suggested Our Lady. It was a delightful, pleasant, accessible world combining the world of transcendence with the encouraging familiarity of a faithful mother. God's presence as reflected in her indicated that potentially there were no heights we could not scale even though our insight was at best imperfect. It was a lovely atmosphere she brought with her as she was seen among us as one of us, rejoicing in God her Savior (Lk 1:47), and we with her. Few would deny that that is less so now. The atmosphere has changed. In Catholic liturgical, literary and devotional life the lovely, wondering, ever reiidy to be surprised insight of an earlier time seems to have been replaced by the prim, puritan regimentation of an old-fashioned school-room. Instead of an ever-deepening insight needing all the resources of Wisdom literature to try and express what was felt and experienced, today one has the impression that not afew of our pastors, teachers and cate- Our Lady of Wisdom / 325 chists who occupy the commanding heights and lower slopes of everyday teaching in the Church, have seen Mary once--and seen her "plain." They might have come ashore from The Mayflower yesterday. The approach to Our Lady today reeks of the catechical-center and schoolroom. It is all reminiscent of a certain type of teacher so accurately sketched by Charles Dickens, who asked a girl who had spent her young life with horses and knew and loved them, to describe one. She was incapable of coming up with the only answer he would accept: "Quadruped. Gramini-vorous. Forty teeth~ namely twenty-four grinders, four eyeteeth, and twelve incisive. Sheds coat in the spring . Hoofs hard, but requiring to be shod with iron. Age known by marks' in mouth. Thus (and much more).''~ How many of those who flock each year to the Kentucky Derby would recog-nize that either? Though the teacher is perhaps overdrawn, it does not mean that the point is overplayed. The issue was real and perhaps still is. To present Our Lady chiefly in terms of Model Christian or Model of Believers is not wrong but deadens a relationship. To speak of anyone in such categories isolates them from the rest' of us. Models automatically distance themselves. They are to be looked up to, rarely made part of oneself. To speak principally of Our Lady in such terms is to put her on a pedestal in a most damaging way: apart from, static, of yesterday rather than today; whereas traditionally within the Catholic community she was of God and of us, truly a present inspiration as we delighted in her com-pany. So Mary, Model of the Church, while true, is of the classroom not of life. It is, too, not unfair to remark that when she is spoken of as "Woman of~Faith" or "Model of Believers," this carries strong overtones of the contemporary defeatism wherein faith, before it can~be reckoned as authentic, is laced with a strong solution of doubt. None really sees, so the best that can be done is to pool. insecurities, as even the best of us are in the dark. Our Lady, by association, is correspondingly diminished. Yet faith in biblical terms was never the vague hope that Someone might be there to make sense of life in an at times frighteningly puzzling world. Rather was it the bedrock assurance that God is there and we are real to him, even though often unfelt and unknown by us. Trust, therefore, is at the heart of the biblical reality, and on this the Jewish and Christian communities were built. The best of both communities enfleshed it. Our Lady too embodied the prophetic vocation, helping us in the task .of realizing that ~we live in the universe of His [God's] knowing, in the glory of attachment" (Jr 1:5).~ So the community enjoyed her company, welcomed her and delighted to hear anyone speak well of her. She could appeal to anyone, whether from the cachot of Bernadette, the countryside ~126 / ReviewJ'or Religious, May-June, 1986 of Catherine, :or the middle-class household of Th6r~se. Today the colors are subdued, a pale reflection of what they once were. The use of the 'W, isdom writings to express what was felt about her has given way to such warmth as there is to a winter's sunlight. Now she is almost exclusively spoken of as "Mary," and one cannot help feeling that much has been lost in the contemporary would-be organized Church that was freely available to everyone in an earlier, possibly more untidy home. The wonder of insight is missing. ~.It is, of course, explained that one owes it to non,Catholics to be careful in the way we speak of/to her. This is true. Yet it should be recognized that there are real differences between .us both in faith and atmosphere, stemming from faith as a way of life not an academic code. The ethos of the evangelical Protestant, for example, is not easily expressed in terms of Greek Orthodoxy's devotional life. Both are valid traditions, but they are undeniably different. Yet if one has the good fortune of belonging to The Ecumenical Society of.the Blessed Virgin Mary it may prove a revelation to see and hear how easily Christians of every denomi-nation speak of her. I, too, very much value the invitation given me some years ago to belong to the Methodist Preachers' Fellowship, and find within its integrity, respect and support that it is possible to speak of Our Lady. (The Methodist Neville Ward, it will be remembered, wrote in Five for Sorrow, Ten for Joy, a very fine book on the rosary). It is "megaphor~e diplomacy"---publicly shouting at one another--tliat is to be feared, not in expressing how one genuinely bdieves and lives within a context of respect and understanding: I wasat a Protestant school until I was twelve and have,the highest regard .for what I was taught there, The local minister would drive us in his car to Mass, unasked, on really_wet wintry Sundays--and he later became moderator of the Church of Scot-land. So perhaps I may claim first-hand experience of the Protestant ethos and .am far from unsympathetic to it. It is a strange paradox.that while the eighth chapter of Lumen Gentium and the later Marialis Cultus, to say nothing of the present Holy Father, express a recognizably Catholic feeling and continuity, so unlike much of current teaching and. devotional life, somehow there has been a break from what once was, and the person of Our Lady has been almost lost in the concept. To see Our Lady then reflected in the feminine figure of Wisdom is to see in her a transparent reflection of the transcendence and immanence of God's presence, She is n6where and she is everywhere. This may puzzle some who consider in so broadening her significance that it may somehow Our Lady of Wisdom / 327 lessen her value in the'community. This might be so if she is seen as just. one specific piece on the chessboard, somehow .to be welded into aft'overall strategy. But the reality of theoChurch, of course, is of a community created and indwelt by the Spirit of the living God. It is a living organism in which we each relate to'one another in 12hrist through grace-enlightened knowl-edge and love. Our Lady; supremely orie with the will of God, is therefore an influential channel of ttiat life: "And when Elizabeth heard the greeting of Mary, the babe leaped .in her womb; and Elizabeth was filled with the Holy. Spirit" (Ek 1:41). Seen in this light; therefore, coming from the heart of the Christian community, she is never an inquisitive aunt, obtrusive neighbor nor cling-ing friend. Nor is she a static figure with. her own particular niche in the wall, to be referred to now and agai'n. As th6 lovely feminine figure of Wisdom Owing more to insight than eyesight or imagination is lost in the wonder of what she suggests, so too Our Lady. Sowhen G. M. Hopkins in a well-known poem comparing her to the air we breathe, spoke to her as, World-mothering air. a'ir wild . Fold home. fast hold th3~i'child. he is talking of life and limitless freedor~ not limitation. He is not-advocat-ing a stranglehold distancing one from God, caught up in Mary's apron strings in'a state of permanent adolescence. Rather does she, as ~lid Wis-dom, mediate the presence of God that perhaps has to be experienced to be understood. The traditional prayer, "Virgo respice, Mater, adspice, audi nos, O Maria. " perhaps.puts it at its simplest. One scarcely needs a translation to feel that prayer convincingly suggesting on her part atten-tion, anticipation, concern, fellow feeling, x+hich, while relishing her company, is at the same time an act of faiih in the underlying reality that "He who is mighty has done great things for me. and holy is his name"(Lk 1:49). Gift of The Spirit Perhaps the °point may~be further underlined by considering God's presence as expressed in the experience of Spirit,, A thesaurus could find many words to 'express it life, breath, wind describing an intangible reaiity. As an expression-of God's presence it indicates that it can be experienced everywhere but never held. The Spirit of God brought this universe into being, and the: same creative Spirit was responsible for the existence of the community of Israel, inspiring within it particular individ-uals to, perceive the presence and guidance of God~ So "God would speak with Moses face to face, as a man ~peaks to his 'friend" (Ex 33:11). As a result of this intimacy he was instrumental in helping to build the commun- ~121~ / Review for Religious, May-June, 1986 ity. Similarly, on receiving the prophetic spirit, "Elijah arose like a fire his word flaming like a torch" (Si.48:1), empowering.,him almost single-handed to hold ca'fly Israel together against colossal! odds. This influence of the Spirit of God suggests that a man is taken out of himself, often despite himself. As Amos, probably the first of the writing prophets, put it: "The lion roars: who can help feeling afraid? The Lord God, speaks: who can refuse to prophesy?" (Am 3:8). Enlightened by the Spirit of God .withinthe community of Israel, such people were given such insightSnto their own age that in the name of God they felt compelled to speak and act. The eyesight of most of their contemporaries was blind to what their God-given insight enabled them to see in a world illumined by~ God's spirit. As the Spirit of God dwelt within the heart-,of Israel so no less emphati-cally says St.~-Paul. was the Spirit present within the Christian cgmmunity. As God was present in the Holy of Holies of the Jerusalem temple so Paul tried to open the eyes of the Corinthians to the° wonder of his presence among .them: "Do you not know that you are God's temple and that God's Spirit dwells in you. God's temple is holy, and that temple you are" (1 Co 3:16-17). God present among s~uch people individually and collectively points the wonder of it all in view of who they we?e: "not many of you were wise according to worldly standards, not many were powerful., of noble birth" (I Co 1:26). Nondescript, marginal people for ~he most part--as was said of the unfortunate boxer. '~not even a household name in his own house'--God evidently "chose what is foolish . . . weak . . . low and despised" (I Co 27-28). Enlightened by the wisdom and Spirit of God as a member of that community, Paul does not apologize for its surface crudi-ties as his insight enables him to see within to the Spirit's indwelling presence. It is a creation of God, and like all his gifts "can only be under-stood by means of the Spirit" (1 Co 2:14). Reflecting long and often as he must have done on what was being created in and around himself, Paul comes to see that "the Spirit reaches the depths of everything, even the depths of God . . . Now. " . fie have received the Spirit that comes from God, to teach us to understand the gifts that he has given us" (1 Co 2:10-12). This is a phenomenal insight as Paul wrestles with the almost inexplicable to aid the Corinthians' self-under-standing. Their lives are radically touched and empowered by God, mo~Jing from the depths of his Spirit to theirs. Meaning little to others in view of their lack of status, they mean everything to God. And it was this same Spirit. which enabled Paul never to be quite beaten by the constant bread and butter inconsistencies, and. to see the reality beneath._ It is all, Paul reflects,, ~eminiscent of the wisdom of God which so often seems to stand logic on its head. lts linchpin is the crucified and risen Christ "whom God Our Lady of Wisdom / 329 made our wisdom" (1 Co 1:30) in the face of a disbelieving world. Such insight~does not come from the schoolroom or marketplace. It is a gift from God enabling "those'who are called. [to see] Christ thepbwer of God and the~visdom of God. For the foolishness of God is wiser than men" (I Co 1:24-25). This same pattern is true of Our Lady. She is to be understood ihen from within the community. An ostensibly nondescript person from unre-markable Nazareth if one considers the circumstances of her calling, yet the inner reality can only be gauged insofar as one is given to see what is meant when "The Holy Spirit will come upon 'you, and the power of the Most Highs:will 6ve'rshadow you" (Lk 1:35-36). The creative spirit of God which once brought this universe'into existence, now through her willing co6per-ation (see Lk'l:38), brings to birth a new creation in her Son. Such is the effect of the Spirit's power and presence that "the child to b~ born will be called holy, the Son of God" (Lk 1:35). This is the defining feature of her life: Mother and Son are inseparably linked. One with him at birth, home and crucifixion, she is found within the early Christian community pray-ing. So it has been for centuries as she ~is seen among us preeminently lovable and faithful, empowered by wisdom and the Spirit. The Christian community has responded accordingly, as in every nation under heaven all generations have called her blessed (see Lk 1:48). Today in much contemporary .teaching and practice, the brush appears to have been put back behind the door. It is not without significance that this has happened at a time when the values of the numinous, transcend-ence, silence and worship are under severe pressure. Mainstream liturgy, teaching and devotion have virtually nothing to say of the contemplative. Such a need is fostered from the edge, not the center. When influential numbers of our pastors, teachers and opinion-formers generally, seem to lack any obvious feeling for the contemplative, it may beno surprise that they display or encourage little warmth for Our Lady, Seat of Wisdom. ~Vhen meaning has to be on the surface and immediately comprehended, it is perhaps inevitable that so rich and varied traditions of the Church, not least as regards Our Lady, have given way to a subdued monochrome world. : Let Your Gaze Become My Prayer Perhaps all of this may be finally summarized in a few lines from a prayer of St. Anselmto St. John the Evangelist, asking for the love of God: "Ifthen, sir, your gaze has more good in it than my prayer has devotion, let your gaze become my prayer."5 This is a very fine expression of the role of Our Lady, the saints and our fellow-Christians in the Church, one person 331~ / Review for Religious, May-June, 1986 in Christ. with ourselves (see Ga. 3:25-28). The individual Anselm asks the aid of the evangelist .John, whom he sees in faith to be now wholly caught up in G6d:.So he asks th~it his own self in his prayer be taken up into sharing what St, John sees. °He speaks to John but looks beyond him following the evangelist's gaze. Love has been described as two people looking in the same direction. What they see draws them togetherenabling them to live as one in a new reality. This we have here. Anselm's prayer is felt to be inferior to John's vision so he asks that "your gaze become my prayer." This, inthe main, is what is meant by Our Lady's patronage. Filled from her conception with the ~,isdom and Spirit of God in vieW of her voc~ition as Mother of God, her whole being reflects the Orie who has mad~ her who she is as she rejoices in God her Savior (see Lk 1:47)i One person in Christ with her, the Christian; and anyone genuinely.asking her he!.p._;'_w.a.n._t.s_t_.o~be taken into her being and held by what she sees "Let your gaze become my prayer." So easy to relate to, inviting, the individual to come in his or her own way, her life is givenomeaning by her Unflinching attachment to the will of God in good days and bad. Such a person is no obstacle between us and God if her gaze becomes our prayer, as the words and images drop away before the holiness of God. One can, of course, with the apophatic tradition, which maintains that it is impossible to say anything of God other than that he is, try to put everything that is not God into a "cloud .of forgetting" leaving only a naked intent for God. So our Lord, sacraments, Our Lady, Scripture, saints--:-~ everything must go. "If you see the Buddha kill him." Well yes, but even the Engiish mystic who expressed this so supremely well, giving as the bottom line between oneself and God, "Worship God with all you have got. All-that- you-are-as,you-are worshipping ail-that-he-is-as-he-is," has his reality first defined in Christ, and must recognize therefore that "it is God for his own loving purpose who puts both. the will and the action into you" (Ph 2:13):6 Whether he adverts to it or not, the ontological reality underpinning his:every movement and prayer is Christ in whom "all things were created. :. He isb(fore all things and in him all things hold together. He is the head of the body, the Church,' (Col. 1:16-18). Reality is thus held in the overarching Christ who reconciled us to God by "making peace by the blood of his cross., by his death" (Col 1:20-22): Blood and death together are irrevocable, costly and messy (so much so that the sensitivities of the Jerusalem Bible translators cause them to omit "blobd"), ~butit was precisely in Christ's crucifixion and resurrection that he can now "present you holy and blameless and irreproachable before him [God]"(Col 1:22)? We are unforgettably marked with the sign of the cross, In Christ, therefore, is found 'the very oxygen enabling us to breathe the air Our Lady of Wisdom/~ 331 of God. One admires the climber attempting Everest, but one knows that he could not set foot on the lower slopes, far less reach the summit without-oxygen. It is never seen but it is always there, and in Christ we are sup-ported by a whole ~loud of ~vitnesses, prophets, apostles, saints among whom is preeminently the Mother of God. They interact with us in Christ in every moment of every day whether we are conscious of it or not. There is no need of mental images of Paul, Our Lady, or even Christ himself. Attachment to Our Lady in this context should not be seefi as a limiting form of prayer. To see her so is possibly to have a fixed, static view of Christian reality not unlike the wooden, materialist outlook of popular nineteenth-century science. The truth of science as glimpsed today is so wonderful and mobil~ that much of it cannot even be imagined, yet its beauty clearly enthralls many, light years away from the earlier approach. Immaturity ~s the problem. We are, for the most part, too pedestrian. But in this lies our salvation. Everyone in Christ is for us. It may be a sign of the times that in an .age full of self-assertion we find it hard to believe that anyone can be self-effacing. But the GOspel reality is just that, "For all things are yours." whether Paul, Bernadette, Catherine, Th~rEse or Mary, "or the world or life or death or the present or the future, all are yours; and you are Christ's; and Christ is God's" (1 Co 3:21-23). We are, perhaps most of us, infants in Christ, with at best an.imperfect, grasp of God loving us i.n Christ, unable without wisdom and the Spirit to see the simplicity of ,Paul's insight, holding all of reality in the present moment in-Christ. But we know the claim that the child has on Christ. And in this above all, surely he is at one with his mother. NOTES tMaisie Ward, Return to Chesterton, Sheed and Ward, 1952, p. 34. 2A. Heschel, The Prophets Vol. 1, Harper and Row, 1971, p.x6. 3C. Dickens, Hard Times, Chap. 2. 4A. Heschel, op. cit. Vol. 2, p. 267. 5B. Ward, The Prayqrs and Meditations of St. Anselrn--Pfayer to St. John the Evan- 'gelist (2), Penguin, 1975. ~ 6C. Woltors, The Cloud of Unknowing and Other Works and The Epistle of Privy Counsel, chap. 4, Penguin, 1978 . 7C. A. Anderson Scott's plausible observation with regard to St. Paul in general is instructive: "The allusion to the blood of Christ, here (Rm 3:25) as in other passages~in Paul, is probably connected with.the overwhelming impression which Paul had received as a spectator of the Crucifixion." Footnotes to St'. Paul (CUP, 1935): Personality, and Religious Adjustments in Older Candidates Matthias Neuman, OS.B. Father Neuman, well known to our readers, whose latest contribution, "The Holiness of Saint Francis: Spiritual Vision and' Lived Suffering,, ~appeared in the issue of September/October, 1985, contin'u6s to teach at Saint Meinrad Seminary; Saint Mein-rad, lndiana :47577. For the past four years my primary occupation has involved directing the pre,theology program in our s.,eminary. This special year-long program ffims to prepare a certai:n group of young men for entrance into a regular course of theological studies for priesthood. These are candidates who already possess their college degrees but who have had no course work in philosophy or theology--or any exposure to a regular spiritual formation program, The very existence of college-graduate or pre-theology years in seminaries bears witness to a significant shift in recent vocational patterns. Fifteen years ago my first-year theology course would have had one or two "older" individuals; they were routinely mixed in with the students who had graduated from various college seminaries. In a decade and a half those one or two have swollen to better than half the first-year classes in many theologates around the United States. This means that a significant portion of today's priesthood candidates are waiting to "test" their possible ~voca-tions until after the college years and after some significant work and societal experience, A similar phenomenon appears among applicants for religious orders of women and men. Almost any meeting of formation personnel deals with some issue or problem concerning "older vocations." Indeed it is not uncommon for a formatiOn directress to be younger than several, of her charges. 332 Adjustments in Older Candidales / 333 While many observers applaud this shift in vocational process, and both priestly and religious recruiters have begun to plot ways of casting their nets in these newly-discover6d waters, the formidable challenges of providing a solid and effective regimen of formation should not be glosse~l over quickly. These men and women come to seminaries and religious houses at a considerably different stage in life than do graduates right out of high school or college. It will not suffice to merel~ ~transfer previous spiritual, academic and social formational methods to ~this new wave, for they bring quite different problematics for spiritual formation, academic programs and general adjustment to religious institutional life. The first year of formation in particular needs to pay.close attention to: l) the backgrounds of these people, 2) the life transitions they are experiencing, and 3) the adjustment problems they will most likely encounter. The first three sections of this article ~ill address these topics in more detail,~and the concluding section will offer some suggestions for helping the candidates themselves to manage this initial transition period more effectively. Backgrounds The ages of these older vocations may range from the mid-twenties to the mid-seventies. (Several were even ordained irf their 80s!) However the bulk of such callings has been in the 25-45 age bracket and I will focus most of my comments on that group. *~- ' 0 Perhaps the first major item format.ion personnel should~-~recognize is that these people-~'even at age twenty-five generally possess a somewhat. solidified personality structure. This doesn't necessarily imply that their personality structures are well-shaped oreven healthy, but simply that they have been hardened to an extent by the pressures of work, societal survival and recreational interactions. Educational research has tended to show that the first two years after college exert, a significant hardening, and even. a temporary halt, to attitudinal and conceptual growth. This can be seen as a natural result of mov~ngfrom the more fluid world of college into a societal context where work-pressures demand a~more fixed cast to one's goals, plans and attitudes. Thus, these individuals differ from the far more malleable candidates trained in the seminary or academy systems of years past. Even though they are obviously considering a major career shift by investigating a priest-ly or religious calling, they usually retain a good deal of .their solidified personality structure. They may not-even be aware of how habitual they have become in. patterns 9f relationship, daily routines and general atti-tudes. Those who have lived alone for even two or three years have devel-oped private habits of socializing and personal recreation which mayclash 3~14 / Review for Religious, May-June, 1986 strongly with the regular demands of community living. These st~rongly formed !ife-patterns also emerge in the realm of spiritu-ality,. It is not unusual for these men and women to have already expe-rienced in a variety of ways a verY powerful presence of Godin their lives, a Eresence that has been both sustaining and nourishing, a divine presence that has been greatly responsible for calling them to a switch of life-tasks. Many older candidates attest to some kind of "conversion experience" that brought them to this new way .of life even if they had been "possibly considering it." for years. This conversion experience and presen~c.e of God usually has shaped.their personal .spiritualities to a great extent. In particu-lar, the styl~es o.f prayer they favor are generally associated.with the qualities of that particular presence of God, e.g., God in nature~and an individual mystical prayer, God° in a conversion from sinfulness and a prayer of penance, God in~ .familial tradition and a structured devotional prayer. Without. being reflectively aware of it,osuch reasong have usually con-jured up an image of either priesthood or religious life that is primarily an intensification of their personal spirituality. (For example, one young man, age 30, who was converted by his reading of the New Testament~defined the primary task of the priest as teaching the Bible to people.) A formation direct_or may find these candidates to have imperceptibly meshed together~a particular style of prayer, a favored presence of God, and an implicit image of priesthood or religious life. The tight interweaving, of these factors .can cause average to severe problems in the adjustment to a formation pro-gram; the tampering with one item (e.g., teaching different prayer styles or a v.ariant image of religious life) may be perceived by candidates as a threat to the spiritual background and religious experience that gave them their new spiritual impulse. Perhaps the most-common example of the above dynamic occurs in trying to instill a sense of the value and importance of common prayer. Few of my priesthood candidates come with much appreciation or experience of the Liturgy of the Hours. Living as individuals in society, they have usually forged strong patterns of private prayer. Introducing them into the common morning and evening prayer of the semin.a.ry occasions a crisis for some each year. Common prayer does not,meet their "personal needS"; it co~mpetes with private prayer; their former sense of closeness to God gets worn away. Some begin to feel very hostile toward the seminary for ruining their intimacy ,with God:and thus threatening their vocation. It will have to be a sensitive formation program that can "deconstruct" a. person's reli-gious background, i.e. break it into its compon.ent parts, so that the indi-vidual may assimilate'in a healthy~way.the spiritual components of a sound priestly, or religious-order spirituality. Adjustments in Older Candidates 335 People who have worked for even a few years at a competitive job in the societal labor force will accumulate some, highly fixed patterns of routine daily life. The schedule of most jobs mandates some regularity. Daily and weekly habits of work, r~creation and friendships give rise to a network of personal supports that soften the challenges of life. These supports, or "strokes" in the recent psychological lingo~ help to carry a person°through ~the down times of regtilar living. Similarly persons who in an-intefise occupational setting, such as a social case worker, personnel rfianag~r or teacher, may have silently linked part of their adult identity to these supports. - One of the standard planks for a personal identity is the positive affir-mation we receive from the,. significant individuals in our lives (family, friends, mrntors, students).We call on this affirmation regularly~if the pressures ~of our job consistently erode bur well-being and identity. The entranize into a seminary or religious house removes persons from both the comforts of their habitual routines and the necessary strokes of signifi-cant others. This abse~ce may give rise'to a profound gense of loneliness or even abandonment. Perirds of confusion and depression soon compliote matters even more. An insightful formation program needs to be con-stantly alert to these possibilities, and d~velop ways of ?egularly informing and assisting candidates to understand and' process these and similar experiences. A report from a meeting of Midwest seminary rectors in 1981 summa~i"- ized nicely a g,bbd numbef of additional background issues which these priestly candidates bring to the seminary (and religious life). ,. Experience indicates that the can~didate who has made applicatipn for theology school without previous seminary experience possesses all or some of tile following characteristics: he has little or~' no experiefice, in community living; he has not had or.has had little experience of spiritual direction and is concerned about his ability to use the direction offered him; he perceives' himself as very much an outsider in the seminary com-munity; he is unfamiliar with the special language employed both in the professional life of the seminary, e.g., academics and liturgical practice, as well as commufiity living experiences; often he is a man of practical expe-rience. with varying ability to deal with issues on a speculative level; if he is older, he might well have an exaggerated sense of his age; he is more conservative in his spirituality particularly if a recent "conversion expe-rience" has led him to ~hear the call to priesthood; he has high anxiety conceriaing the de~cision which he has recently made to enter the seminary.1 Although much more could be said about background, I will limit my observations to the preceding comments. Formation personnel should 356 / Review for Religious, May-June, 1986 remember that these older candidates may be more mature and worldly-wise than ~th0se fresh .o~ut of college: but they bring their ~unique bevy of problems with them. Many of these difficulties are frequently connected to a hardened personal and religi6us identity and the unconscious manner in which various factors get meshed (e.g., prayer style, validity of conversion, and expectations). Frequently these problems boil to the surface when candidates get fitted into the regulated worlds of the ~eminary or religious community. (NB. Seminaries and religious houses may ~be psychologically highly regulated even without minute daily schedules. Long periods of the day may be free and unstructured, but those hours are also 7"filled" .with pow.erful academic, ministerial and spiritual expectations. Such a day is regulat.ed not by schedule but by official expectation.) None of the above.problems should be considered insoluble. In my experience the great majority of candidates can successfully negotiate these personal and religious challenges. But the formation program as such needs to positively assist.,these men and women to identify accurately what is happening in their lives. These transitional adjustments are not usually vocational crises, and sudden hostility toward the seminary, religious community or individual superior is not always a problem with authority. To understand what is happening emotionally a clear presentation to them of the range of personal transition going on needs to be conveyed. Multiple Transitions As the previous section mentioned, a young man or woman coming to seminary or religious community after several years of work and societal experience will confront a variety of transitions. Usually the candidates are somewhat aware and a bit apprehensive about the challenges ahead and they are ~bgnizant Of what they have "given up." Howeverl up6~ arrival at their new place of r~sidence they can be overwhelmed with the thrill of a new religious start.Having left the world where one struggled to survive religiously in a secular and cynical culture, they begome exhilarated in the environment of a supportive, like-minded community. Even the most dis, tant hopes of spirituality and ministry suddenly seem possible. (Every year each new group ,of candidates within .the first two weeks wants to add even ¯ more prayer services to the school's. Eucharist, morning rand evening prayer.) Thus the man~, transitions of life get forgotten ina tidal wave of religious fervor, but the transitions are still going on silently and relent-lessly. In time they frequently turn that tidal wave into a scorched desert of barren feeling. The transitions' are frequently more complicated and subtle than the Candidate realizes. The first transition is the move from a secular world Adjustments in Older Candidates / 337 with its pockets of popular religiosity into an encompassing ecclesiastical religious world. In the former situation faith and religious practice have served as powerful, value-laden forces ttiat supported, protected and nour-ished the individual; in the latter situation religious practice is :a constant, pervading element of almost every waking activity. An ecclesiastical reli-gious world often fails to separate the trivial and the important, the special and the ordinary, the cynical and the solemn. It's religion twenty'four hours a day! One ~young man said, "I've talked more God-talk in the last six months than in my previous twenty~six years combined. It's blowing my mind!" This religious overload takes its toll on the psychic system: the young man or woman may begin to feel he or she has lost that "something special" which faith provided. When all'is religious, nothing is religious! They may become distressed by their first in-close dealings with religious practices that are, routine, cynical and sometimes blatantly hypocritical. Their inexperience at differentiating motives and practices within a total ecclesiastical world can make them feel that the only way out is global rejection. The formation program needs to regularly help the candidates express and process their feelings towards the total religious community. Individuals obviously vary, but my students generally show signs in three weeks to a month of inner turmoil over their newfound ecclesiastical world. ,The transition to an ecclesiastical world will slowly induce other nega-tive ramifications. Young ,adult candidates begin the initial year with an amount of confidence they have built up in maintaining their faith com-mitment against diverse social presst]res. It is not unusual for some to have had to justify their vocational change to family, friends and coworkers; repeated justifications build in them a certain sense of well-being about their commitment. Other people publicly acknowledge them to be more religiously oriented for going to a seminary or convent. But upon entering the total ecclesiastical world, they soon perceive themselves as complete novices in more.ways than~one, They listen to conversations or classes filled with" church jargon and they soon judge themselves to know practically nothing about faith or religion. Liturgical customs befuddle them and they are embarrassed to ask names of objects, vestments or devotions that ¯ everyone else seems to know"intimately. Three months ago they were explaining many aspects of the Catholic faith to' coworkers; now they can easily perceive themselves as religiously dumb or incompetent. This partic-ular transition may contribute to their conservative stance, which is really a means of salvaging some vestige of religious dignity from their past. This transition, likeo all of them, can be jolting, but it can also be worked through. ~i31~ / Review for Religious, May-June, 1986 Another key transition is the movement from one fixed social setting to another. Seminaries and religious communities tend to be enclosed, regu-lated societies (by laws or general expectations or both). Daily schedules and societal routines, such as meals, common prayers and social relation-ships can be vastly different from the social style that older candidates have become accustomed to. The-predominance,of same-sex relationships causes real hardships to some; the absence of children or family settings may be bothersome; the lack of free, unstructured evenings or weekends or the lack of a car and its freedom disrupt.the previous.ways that individuals had dissipated tension. That tension now accumulates and begins to boil within. ¯ I have found that on6 of the largest and most troubling transitions for young adults is the entrance into a trainin.g'program where theend is preparation for a. public role, along with the public evaluation that role requires. The priesthood as public leadership in the Chtirch and the eccle-sial witness of a religious community both demand evaluations of, persons seeking to enter those positions. Many older candidates have never thought of their religious pursuit through this lens,~-having confined their religious practice to a predominantly interior, individual and privatized realm (as is the fashion ofmost religious practice in the United States).2 The communal environment of seminaries and religious communities is saturated by the air of evaluation. Evaluation procedures are everywhere in current practice: academic, personal, spiritual, and so forth. All individuals must evaluate themselves (and others).on an annual basis. Each priesthood candidate will undergo an overall evaluation by faculty, and formation personnel on such matters as intellectual competence, social skills, pastoral abilities and spiritual growth. Externalization of what has often been a highly privatized religious realm can be terribly upsetting for the young adult. Some simply cannot see that,such matters should be evaluated publicly; the intense individualism of their religious background and expe-riences reacts strongly. Others become oversensitized, fearful. They worry about expulsion for unknown: reasons or accusation .by some Grand Inquisitor. Still others .may become hesitant because they°'fail to separate the realm of public behavior and standards from interior faith and direc-tion. A criticism about their lack of social abilities~can be "understood" as a criticism about °the integrity of theif~faith. A good. formation program should work with candidates to help them both understand and interiorize the meaning and demands of assuming a public leadership role, or the public demands of community~belonging. One young man said, "I just don't ~want to. be ste.reotyped~." I responded. "Sorry, it comes with the job." Many of these young adults who grew up in Adjustments in Older Candidates / 339 the age when traditional Catholic distinctions had slipped into shadows do not know the distinctions between "internal" and "external" forum. This must be carefully spelled out, and repeated from time to time. Even with all this, the appreciation of what a public religious leadership role demands does not occur without prayer, struggle and guidance through spiritual direction. The appreciation and interiorization of a public religious respon-sibility (beyond that of a private, personal spirituality) possesses all the elements of a significant conversion experience in life.~ To truly recognize the priestly ministry or the vowed religious life as constituting an ecclesial figureis also to accept thgse lifestyles as embodying~a responsibility to the whole Catholic world and Catholic tradition; this reaches considerably beyond a personal arid private" religious obligation. It requires an accep-tance and interiorization of public behavior, skills and attitudes which relate as much to the community of the Church as to my personal relatiom ship with God. Life transitions do pile up on the young adult who arrives at a seminary or religious community and seeks to discern a prssible calling to priest-hood or vowed life. We have considered several of the major ones: into an encompassing ecclesiastical world, from one fixed social setting into a quite different one, arid into a ~climate of higlfiaiablic evaluation. The anxieties generated by these transitioris can become severe, as the rii~xt section will show. For the l~resent fie simply need to note them and recognize that a Victic of directly addressing these transitions needs ~to be a constant com-ponent of both the formational and spiritual-direction program for these young adults. The Trauma of Transition For more than a decade the Alban Institute in Washington, D.C.I has studied the dynamics of "transition technology" in ministerial situations (e.g. from seminary to par!sh; from associate to pastor,,from one parish to another)) Leaders of the°institute recognized that those occasions when a person moves from one "known" social setting into a new and relatively unknown social setting constitute some of the most ~vulnerable periods in an individual's life. Although many organized-church traditions have fre-q uently moved, individuals from place to place as a matter of policy, little has been.done to help them make effective transitions to their new ministry or enable them to manage the sometimes severe traumas which may occur. (Th'e "grace of obedience"~was thought to effect the desired rebalancing:) The research of the Alban Institute has shown tl~at beginmngs in a pastoral situation are important; that the first months of adjustment frequently determine one's long-range adaptation and effectiveness in a new setting. 340/ Review for Religious, May-June, 1986 (In fact, more and more dioceses and religious houses are coming, to recognize the incredible influence of the first full-time placement.) Much of this research on transition technology becomes extremely relevant to young adults entering seminaries and religious communities for the first time. My particular seminary program deals with about thirty youngmen a year. l.would say it is.common for better than half of each group to feel some uncomfortableness over the transitions the$, experience. Their dis-comfiture may range from mild annoyance to severe personal upheaval. It is not unusual for an enthusiasm of the first weeks to slowly diminish and give wayto a growing diso'rientation. Some begin to.worry that they made a mistake, and the seminary .becomes a fearsome, t~rapping situation because their previous job has.been discontinued and their housing sold or leased. Others just ask over and over, "Why am 1 here?" and can't seem to find a satigfactory answer. A few may worry that their entire faith is crumbling; they can't explain sudden doubts which appeared where only months before there was absolute conviction. This time of doubt and dejection is frequently accompanied~by physical symptoms. Nagging illnesses like colds or upset stomachs pop up; physical weariness becomes the order of the day. Changes in bowel habits or sleep-lessness can increase anxiety. A transition experience cuts across all dimen-sions of life: physical, psychological, social and spiritual. We must understand the effects of social transitions on all these human areas,,and be ready to help people negotiate them. Psychologically, in a period of transition, by definition a young adult coming from secular societal life to the seminary or religious community, his or her daily patterns of life have all been removed, and new patterns do not immediately emerge. In certain aspects these individuals are like.immi-grants, slowly searching and experimenting for new roots. This time change may cause strong internal feelings to erupt. Some individuals Who previously held positions of authority and responsibility in the societal work force now feel the disorientation and worthlessness that lack of authority and status may bring. And there is no work or service in their new life to compensate. The sudden displacement of responsibilit.y may spark feelings of worthlessness or humiliation. (~Karl Marx had a valid insight in saying that a good deal of our personal identity comes from the socially significant work we do.) Lastly, the h~avy outpouring of psychic energy that goes with meeting new people, places and routines day after day leaves everyone tired and feeling a bit drained, and that weariness usually compounds the other negative feelings. This trauma of transition is not unusual, neither is it .a test that will, Adjustments in Older Candidates / 341 necessarily overwhelm a certain percentage of candidates. If these persons understand the probability of its occurrence at some time ~n their first year, do some preparation, and know some techniques of personal management, they are~able to handle it with a modicum of discomfort. One last point.should be watched: there it a quite normal dynamism of expectation which may w6rk havoc in situations of transitions, and I have frequently noticed it in pre-theology candidates. These young men often come from societal settings where they have been able to exercise some Christian service and engage in personal spirituality projects on a limited scale (perhaps in a parish volunteer setting or a Christian social-action group). When they enter the seminary and begin formal preparation for priesthood, their expectations escalate and they "assume" an immediate increase in Christian serviceand spirituality practices. But with full-time classes and school activities they are soon doing less actual ministry than before, and their personal prayer gets mixed up by the communal obliga-tions mentioned before.4 Psychologically their expectations are "gunning" the spiritual motor, so to speak, but socially they are in Park, and they find that they are grinding themselves down. This dynamic needs to be watched and worked with by formation personnel and spiritual directors. Older candidates need to formulate sl6~vly and patiently a "plan of identification" just as the Alban lfistitute counsels new ministers to work gradually towards formulating a plan of ministry for their new pastoral assignment.5 Just as six months is a recommended period of grace bef6re initiating parish changes, it is p]-obably a reasonable time-allotment for new-candi-dates before they attempt to assess (and escalate) any personal expectations they place o'n themselves. Suggestions for Personal and Spiritual Management The perception that older priesthood and religious candidates require qualitatively different kinds of formation programs is an ,idea that has already taken deep root among vocation and formation personnel. Signifi-cant strides have been made in many areas like course instruction and communityqiviiag requirements. I fiaerely hope to add a bit to this growing body of knowledge b~ suggesting some tactics and strategies to assist these individuals working through their initial adjustment or transition phase. These comments are more often applicable within the first six months of entry into seminary or religious community. The first strategy, in the line of preventive medicine, is quite simply knowledge, an awareness that some transition-anxiety will probably occur no matter how fine and enthusiastic the first weeks may be. There will undoubtedly be a great diversity in how individuals manage transitions; for ~149 / Review for Religious, May-June, 1986 some the adjustments may be slight, but few will have no problems what-ever. Simply to have in one's awareness a basic grasp of the multiple transitions, and how these transitions produce p~rsonal stress will provide guidelines for interpretation and action. To diagnose a difficulty ~icc.urately. is the first essential task in any kind of counseling. In this instance it may offset the further anxiety that can result if the young persgn feel.s that his or her vocation or faith is disintegrating. A second level o.f strategy would articulate a set of tactics that °might assist the young adult inthe midst of transition stresses to cope with these pressures. These tactics are similar to managing any "survival situation.TM They can be briefly summarized: 1) Lowe.rpqrsonal expectations. Instead of escalating their demands upon themselves to pray more fervently, work harder and do more service to others,, efforts should be made to cut back on these eoxpectations temporarily. The key here is to conserve physical and psychological energy for the tasks of psychic self-preservation. These indi-viduals are already operating at a reduced, energy level (due to the drain that social transitions exert), and there is no way they can successfully meet escalatedexpectations. Repeated failures merely compound guilt and nega-tive feelings, 2) Increased rest. The bodily systems are the foundation for psychological and emotional health as well as for making accurate judg- ¯ ments. When emotions are depleted, the body needs rest to coalesce strength and rebuild proper balance. For a time one may have to sacrifice other elements in the daily schedule in order, to get some additional rest time. 3) Pay attention to building daily routines. One of the reasons for high energy drain in transition times is that ever~h.ing is. ne,.w (people, places, schedule, social expectations). An inordinate amount of attentive awareness goes into "meeting" new people and performing even simple daily tasks. Habit or routine is Of value precisely to relieve that constant outpouring. Seek to regularize daily work-times, eating .and rest habits, companions, and so forth. 4) Spiritual direction and counseling. It always helps to talk tlirough problems, especially with a person who can provide a wider frame ~of reference. It does take some humility to asks. for help, particularly when one wanted so much to get off to a fabulous start in a new career. 5) Remind yourself that perserveranc.e is a Christian virtue. The young adult might remember that he or she has ~already made a very significdnt personal decision (to seek a testing of priesthood or religious life) and that decision should be stuck to "in good times and in bad," as any promise ought to be. A third, strategy would be to:recognize that a dynamic similar to the grieving process needs to tran_spire in the person. For many of these older candid~ites there is a break and removal,from friends, supports and joys of Adjustments in Older Candidates living. A sense of loss may strike them~ sharply as the first bloom of seminary or religious-community life wears off. The classic stages of the grieving process denial, anger, bargaining,,depression, acceptance cab find analogues in this context: fighting the onset of discouraging feelings, anger at the institution or superiors, bargaining to find some accomodating way, and so forth. Formation personnel should help candidates to realize that such feelings may be part of the natural adaptive process and not simply a rejection or d~nial of their vocations to priesthood or religious life. At particular moments it helps to say clearly ~hat one must give oneself permission to be discouraged or angry or depressed. That~acceptance may be necessary if an individual is to work the grieving process to a resolution and a newfound balance. Finally, a major theme of the pre-theology or novitiate year, which can be successfully introduced when the candidates are a couple of months into the program, is that of Christian conversion. A goodly number of older candidates arrive at their respective ecclesia~stical institutions as the result of some form of conversion experience, and so they often feel that the major part of the conversion process is behind them. The theological understand-ing of conversion as lifelong, process, with the tougher steps still ahead, becomes more graspable as the first sheen of the year wears off and people settle into the long haul Of personal and ministerial formation, lndeed conversion becomes more challenging the deeper it penetrates into our hearts and souls. Later people may look back and realize-that the expe-rience which brought them to seminary or religious community only cracked the surface. The more difficult and richer stages lie yet in the future. The preceding strategies are some helps I have found in aiding candi-dates to grapple with and conquer the onset of transition anxieties in their first year of seminary or religious community. By no means are they meant to be complete and exclusive. The formation literature that deals with this new form of religious and ministerial candidate grows steadily in breadth and depth; these reflections are intended to be one voice in that continuing conversation. NOTES ~"Candidates Entering Schools of Theology Without Prior Seminary Experie.nce," Report of Midwest Catholic Seminary Rectors (Duplicated Copy-1981), pp. 2-3. 344 / Review for Religious, May-June, 1986 2John Coleman "The Situation for Modern Faith," Theological Studies 39 (1978), pp. 601-632. 3AIban Institute materials 'include a series of pamphlets and workbooks by Roy M. Oswald: Crossing the Boundary Between Seminary and Parish; The Pastor as New-comer; New Beginn(ngs: Pastorate Start-Up Workbook. 4A similar process can transpire in religious community candidates even though they experience common prayer as a part of their ideal. This happens when an individual has so meshed his or her religious self-identity with a particular form of private prayer, that they are perceived as inseparable. It can be more difficult to unravel these situa-tions in religious community settings because of the difficulty of finding some "sabbati-cal time" to do the rettiinking and revaluing. 5Ro3/M. Oswald, New Beginnings: Pastorate Start-Up Workbook (Washington, D.C.: Alban Institute Publications, 1977), pp: 33-65. 61 have dealt with these dynamics further in " 'I'm Just Making It': Survival as a .Spiritual Value," REVlEW FOR R E~.~G~OUS 37 (1978), pp. 277-278. From Tablet to Heart: Internalizing New Constitutions land II Address: by Patricia Spillane, M. S~ C. Price: 151.25 per copy, plus postage. Review for Religious Rm 428 3601 Lindell Blvd. SL Louis, Missouri 63108 Extremism in Ignatius of Loyola Tad Dunne, S.J. Father Dunne, who previously taught systematic theology at Toronto's Regis College, is now Director of Novices for the Detroit Province. He may be addressed at Loyola House: 2599 Harvard Road: Berkley. Michigan 48072. Retreats can be deceptive. Wewithdraw from our daily0meanderings and ascend to some lofty point from which we can see, from a spiritual perspec-tive, where our journey has taken us and where it is going. We may feel a need for an outlook quite opposite to oar culture's, even extremely so in some sense, if we are to live a vibrant spirituality in the midst of the world. From that vantage point, we search the gospels for some absolute ideal against which to test our everyday activities. And usually we come away with a vision simple and uncompromising. Then we come down from the heights, and before long we start work-ing on a balance between these opposites: not too talkative, but not too silent; not a workaholic, but not lazy; don't jump to conclusions, but don't accept everything mindlessly either. We look back on our retreat from quite a different perspective than we had while we were in it. Then we saw ourselves as refusing to com, promise with the world; but now we feel maybe just a little more faithful or a little more loving, and we count that small gain as our humble best. IS this retreat desire for some spiritual extreme an illusion we amuse ourselves with while p.erc.hed far above the harsh realities of the city? Or is the opposite true: that our adaptations to everyday realities compromise something in us that is precious in the sight of God? Ignatius of Loyola was one person, among many others in our history, who pushed for the no-compromise attitude: ~6 / Review for Religious, May-June, 1986 Just as people of the world who follow the world love and seek with such great diligence honors, fame, and esteem for a great name on earth, as the world teaches (hem, so those who are progressing i9 the spiritual life and truly following Christ our Lord love and intensely desire everything oppo-site (GE 101).~ This sounds impressive, but many doubt that we can make such a ¯ black/white distinction today. Unlike Ignatius in his day, we perceive a certain continuity between religious values and secular values. Our society's hospitals, its welfare systems, our efforts to eliminate poverty and to estab-lish political grounds for world peace all point to a growing convergence of what "the world" and what Christians intensely desire. Indeed, a case could be made that it is chiefly because of Christian values that the Secular City is gradually taking on humane, even spiritual goals for the human race. So should we regard Ig.natius' contentious approach to life as just a temporary stance made necessary by the chaos of the Church and of society in his time? I would like to argue a strong "No!" Strong, because unless we see some practical usefulness to an "everything opposite,, attitude, we would lose our sense of what is radidal about being Christian. We would gradually grow accustomed to "the world" as it is, and lose our critical 'sense. We w6uld have no razor-edged criterion for weighing practical alter-natiVes in ourapostolates. But what exactly does Ignatius mean by "everything opposite?"Para-doxically, he also counseled balance in many areas of life. So we can legitimately ask in what sense ought we be spiritual extremists, and in what sense men and women of prudent balance? Although I focus m~inly on Ignatius, I have no doubt that most°of the spiritual giants in human history would know what Ignatius was talking about. A Dialectic of Desires First of all, this "everything opposite" attitude does not refer to external social or cultural realities. It does not mCan that we should be opposed to all modern institutions just because they are "of the world." In any cage, these are always a mixed product of intelligence and ~aliqe, of good will and stupidity, and so in their regard we try not to throw out the baby with the bath. What Ignatius is talking about is rather ~ithe inner realities of consciousness. The "everything" which ought to 15e opposite to the "world" means inner desires. The disciple's desires ought to be completely opposite to the worldly penchant in us to "love and seek with such great diligence honors, fame, and esteem for a great name bn earth,~as the world teaches." Let me explain this more .fully. On the one hand, we revel in praise, we take pains to protect our Extremism ih Ignatius of Loyola/347 reputations, and we easily pour our energies into making a name for ourselves. On the other hand, rebukes chasten us, insults sting us, and injuries humble us. However, even when these humiliations are unjustified, we do have to admit that the shock to our pride does have a therapeutic element in it. In some small way, we need a come-uppance now and then. To be "put in one's pldce" can shatter self-defeating illusions we cherish about ourselves. What is very important to notice here is thatwhat honors do to ore: sense of ourselves, and what put-downs do, "are completely opposite. It is these opposing senses of'ourselves, I believe, that Ignatius means°by "everything opposite." Wl~at Ignatius gives in the General Examen, he expands upon in the meditation on the Two Standards (SE 136-148).2 There he shows how different acquired tastes about lifestyle usually lead to quite deep and quite opposite longings abo~t one's self-awareness. On the one hand. the taste for m0ney'leads to a desire for a great name. On the other, the taste for poverty usually leads to a longing for a certain anonymity the kind that frees a person to live without crippling self-concern. And beyond the great name anti th~ little name lie the r~al objects of one's deepest love what Ignatius calls either a.life of pride or a life of humility. Learning the Dialectic of Desires ~ Now few people recognize that, in faCt, they long either for pride or for humility. In"one's everyday choices,, most things seem morally gray, with-out serious consequefices., And yet they do add up to a direction in one's life, a direction that sooner or later reveals whether a person is self-centered or not. So it takes some reI:le~tion to real'ize for oneself that underneath a great number of apparently harmless concerns there lurks one's fundamen-tal inclination to pride. Likewise it takes some measure of self-reflection to notice the interior movements that in fact are a person's desire for humility. Once both these movements are recognized,° we can see that they are entirely opposite pulls in consciousness. Moreover, we can then begin to recognize that this dialectic of desires fihderlies our every activity, and see how it profoundly determines the person we become and the stamp we leave on our world. Given the'importance of this self-education in inner movements, it is no wonder that Ignatius prescribes more meditations on the Two Standards than on any other in the Exercises. ~ Still, we must admit, despite repeated meditations on the Two Stan-dards and nur~erous exhortations on the value of resisting the pull to ownership and to be held in high esteem, even the spiritually mature do not easily maintain.such a dialectical attitu.de toward their inner movements. And so we must ask why an "everything opposite" attitude is so difficult to 348 / Review.['or ReliL, ious~ May-June, 1986 live out. One reason is that we have failed to see the point of the Two Standards meditation. We may shave "done it" during a retreat and felt we got the point. Perhaps we understood Ignatius' view of the spiritual struggle very well and saw its connection toomaking choices in life. So we act as though it is enough to grasp the concept of spiritual struggle; we sincerely hope to bring the concept to bear in our everyday situations. What we forget is that life is concrete, not abstract. The people and the situations around us are a profoundly mysterious jumble of grace and malice, requiring in-depth reflection every day. Mediiation is .not analysis. Nor is =t simply ar~ appreciation of an abstract vision. Rather, meditation should be an ongoing and strenuous exerc=se in understanding the interac-tion between our concrete surroundings and our inner struggles. Ignatius, in fact, appeals very little to the concept of struggle. By that I mean that he does not analyze the meaning of "acting a, gainst" considered as a principle from which actions can be determined. It is one thing to acknowledge that life is a struggle, but quite another to name exactly what we are struggling with each day. In his practice and teaching of discernment Ignatius seldom appeals to an abstract rule of life. Instead, he appeals to imagination and to history to show that life is essentially a dialectic of desires, because he wants us to realize it in our own lives. For example, in the General Examen, he asks that the candidate for the Society of Jesus "ponder" how helpful it is to imitate the humiliated Christ. Does "ponder" mean conceptualize and ar~.lyze here? Not at all. The candidate is asked to imagine spiritually advanced men and womer~ and to notice how in fact they "intensely desire" to be clothed exactly as Christ, because of the love they bear him. lgnatius does not tell the candidate to imitate Christ humiliated and poor. He directs him only t,~ im.agine what the loyal disciple desires. Likewise in the Two Standards, the retreatant imagines the "servants and friends" of Christ, how they are naturally attracted in the direction opposite to pride, and how they attract others in the direction of h~mility.' I believe that ~Igriatius is trying to help the retreatant distinguis~h between several otherwise nameless, interior experiences. By focusing on the disciple instead of the Master, Ignatius clearly means to have us consider which Of our inner experiences, among the many that occur, corresponds to that particular attraction to Christ which the true disciple experiences. In other words, he wants us to discriminate among inner desires, not apply some facile, clean-cut rules about behavior. I said that Ignatius appeals also to history to teach us about these two pulls in consciousness. He does this in two ways. First, he directs a~tention Extremism in Ignatius of Loyola to the purposes which motivated Jesus in his work on earth so that we might better imitate him. True disciples "desire to resemble and imitate our Creator and Lord Jesus Christ. since it was for our spiritual profit that he clothed himself as he did" (GE.101 ). Notice that lgnatius calls Jesus "our Creator." This makes the choices of Jesus for poverty and humiliations a deliberate revelation of how we can best fulfill the purpose of our creation. Our Creator, Jesus Christ, came with this express purpose--to "give us an example that in all things possible we"might seek., to imitate and follow him, since he is the way that leads us to life" (GE 101). For Ignatius, God desired to enter human history in person, taking on the only condition that truly gives life, a condition of poverty and humility. If there was any doubt which inner desire one can depend on, now we see clearly that Jesus Christ freely and wisely chose .poverty and humiliations. History now has a model-member to guide it~ Jesus Christ, not just Lord but Creator as well, in imitation of whose interior .desires we find real life. Ignatius appeals to history in another manner which;although it is less obvious in the texts, underlies everything in the General Examen and the Exercises. Like St. Paul, he boldly sets his own historical experience and that of his first companions as the measure of what abnegation means in the concrete. In Chapter. Four of the General Examen, which Ignatius wrote with the overall intention that novices accept the idea of abnegation,3 we find this reason given: "For where the Society's first members have passed through these necessities and greater bodily wants, the others who come to it should endeavi~r, as far as they can, to reachthe same point as the.earlier ones, or to go farther in our Lord" (GE 81). In other words, the candidate is told that he is entering a community which is not leading itself; it is being led by God. Like Israel, the Society's founding historical expe-rience is normative for the Society's continuing style.Therefore for the simple reason that God moved the early companions to love poverty and humiliations in order to achieve the humility of Jesus, so too shOuld the later companions, because this is not just human work but the very labor of God nbt only in our psyches but in our history too. Isee two kinds of meditations which these reflections should prompt. First, we should learn for ourselves how to recognize when ~we are pulled toward humility and when towards pride. To do this, it may help to compare our~own inner experience to that of deeply spiritual persons. Their outwardly simple and self-effacing lifestyle is a manifestation of a militant obedience, to a deep and steady love within. Authentic people avoid applause, not because they are shy but because they are courageously maintaining a spirit which is very precious to them. Second, we should meditate on the various stories in which God acted ~ / Review for Religious, Ma.v-June, 1986 for the Church through Ignatius, or through any of the men and women who understood the struggle within. Their story is part of our history, and our story draws its meaning from that shared history. God indeed has entered history permanently, not only in the person of Christ Jesus but also in the hearts of our spiritual ancestors. Ignatius and his companions, in particular, recognized that their experience of begging and mockery gave them great joy. And why? Because they felt a concrete share in the expe-rience of their~Creat0r and Lord. Once they decided to form a community, they wrote constitutions with the purpose of structuring, as far as possible. a continual reenactment by its members of their'often difficult yet greatly joyful desires. We can read Scripture in the same way. By attending to the inner experiences which lay behind the texts of Scripture, we can recognize the two pulls of consciousness and the meamng of each, For example, when Jesus heard the woman cry out, "Happy is the womb that bore you and the breasts that nursedyou!" he replied, "Not as happy as those who hear the Word of God and keep it!" (Lk 11:27-28). As I read it, this text says that the ~hief concern of a happy consciousness is inner obedience, not family loyalty nor pride in the fruits of one's labor.- For another example, we hear the reading from Wisdom, "I esteemed her [wisdom] more than scepters and thrones:. I loved her more than health or beauty" (7:8-10). What else is this wisdom but, the constant desire to live with ,the regular humiliations that come with living in the truth? Once we understand that what we call "salvation" is in fact the outcome of a tension in consciousness, we can read any scriptural stories and recognize familiar inner movements in ourselves. In this fashion, by seeing our pres-ent experience in the light of the gospels, we can grow to love the humble, self-transcending path. An Empirical View of the Dialectic Having said all that, there .still remains a nagging question. Many deeply spiritual men and women in fact have meditated in this way, have lived in actual poverty, have been stung by the insults, and know the joy that can accompany these experiences, but they regard this as a persono! asceticism only. They possess only vague notions of what the humble way has to do with peace in the world and the ongoing struggle of cultural and political leaders, to achieve it. Perhaps they believe in the~principle that pride pulls down nations, but they have no mental frameworkfor under-standing how it does so. Nor do they perceive how anyone~'s humility might everbuild up a nation. As a result, while they may live out a dialectical attitude ih their personal.lives, they can make no connections between it Ertremism in Ignatius of" Loyola / 351 and contemporary political science, psychology, sociology and economics. And so they seem to ache for the world but know nothing about how to improve it. Our world, after all, is thoroughly empirical, unlike Ignatius' world. which it seems, doted more on eternal verities. Were Ignatius alive today, 1 believe that besides appealing to imagination and to history, he would add a functional explanation of how the dialectic of desires underlies social progress and decline. That is, he would seek to explain how an inner penchant for doing without funds or fame works to bring about a redemp-tion in Christ Jesus that would mean something to this world. Or. to use his terms, he would explain what role ',discernment of spirits" plays in "redeeming" the world: To work out that functional explanation of how discernment of spirits facilitates redemption, we have to express the movements of the good and bad angels in terms that the average person can find in experience; °There are two experi.ences in particular which we must point out. each repr_esent-ing a pull or drawing in consciousness on the side of Christ's standard. First- is the experience of intending the truth. This experience relates to an extremely broad range of objects, and yet, as experience, it is quite distinct from many other kinds of inner experience. To "intend the truth" means to want to know reality, to search for answers to questions, and to respect the truth when we find it. This intending, this search, this respect, pulls against a counter-drift in us which settles for simple answers, for impressive words, for tricky, solutions, and for comforting illusions. Second is the experience of intending the good. This too relates to a ¯ broad range~ of objects and yet is quite a distinct feeling in consciousness. We ;'intend the good" when we weigh options for the sake of discovering what is objectively the best choice. In doing so, .we pull against ~ counter-tendency which seeks the merely satisfying, the subjectively comfortable. To want the truly good often means to choose a more painful path, but a better .one. And the criterion we use .to tell which is better is not only an examination of pros and cons.but also and chiefly, I believean expe-rience of fulfilled,or frustrated desire in our hearts. With these two experiences in mind--the intention of truth and the intention of good we can analyze how an "everything opposite" attitude works redemption in concrete situations, and how a failure to be strongly contentious prevents redemption from taking over. Let me illustrate this in several different areas of life. Some Illustrations To a great extent we all have difficulty with our feelings. Speaking for 352 / Review for Religious, May-June, 1986 myself, whenever I meet a stranger at a party, I seem to listen to our conversation with one ear and to my inner apprehensions with the other. It doesn't work very well because I often say things I immediately feel foolish about. Just when I hope to make a good impression, 1 feel I make a bad one. This happens because my mind was not fully on what we were talking about. I was also thinking about how to feel accepted, and so I blurted out things unrelated tothe topic of our conversation. Things are not much better with friends either, particularly when it comes to dealing with anger. When a friend gets angry with 'me, I want to strike back or at least defend myself. But neither reaction helps me under- 'stand what has gone wrong, and this failure to understand only makes it that much harder to work out an amicable solution. The ideal, of course, is to be able to acknowledge the truth of my own feelings and the feelings of others. This means workifig both to name the feelings and to pinpoint what the feelings are focused on--not an easy task for anybody. Negative feelings in particular are often repressed, and yet they are our best indicators that something of value is going ~ wrong. Because they are meant to alert us to harm, we should take them seriously, making every attempt first to acknowledge them and then to understand what they are all about. But this requires a no-compror~ise attitude towards those, pulls inside us which spring to "defend our poor egos. Those pulls create illusions which seduce us and cushion us against taking the sometimes painful responsibility~of facing the truth and doing our real best. For another illustraton of how dedication to reality and to objective worth helps bring order and sense into an ot.herwise ch~aotic situation, consider how communities tend by nature to be self-centered. As a com-munity we may be very realistic and quite responsible where each other are concerned, but this does nothing to prevent us from being aloof and oblivious to outsiders. Every community tends to reinforce its owri biases, to congratulate itself on its victories, and to speak a language full of value judgments 'that no one questions. Members seldom wonder whence its resources come and where its garbage goes. They seldom question whether or not its enjoyments are paid for by the sweat and malnutrition of foreigners. Unfortunately, for all the values inherent in community, there is very little in community itself that directs it beyond itself. These powerful gravi-tational forces toward self-centeredness can be found in communities of all sizes: couples in love, large families, ethnic groups, labor unions, nations-- and even religions. But all such communities live among other communi-ties. They contain subgroups, and they belong to larger groups. Wittiout some cultural commitment to the larger, more common good, subgroups Extremism in Ignatius of Loyola / 353 cut back their good will and limit their creativity to what benefits them-selves alone. So the normal demand for large-scale cooperationis regularly sacrificed for some small-scale gain: first for this and then for that faction. Sadly and ironically, once this game of competition between groups begins, none of the groups benefits as much as each of them might have, had they all shared their wits and their good will with one another. Historically, self-centered communities have enlarged their vision and commitments only when they have been provoked from within by a prophet. Usually.the prophet gathers a select community of like-minded people together to become the leaven in the dough. But before the prophet speaks a single word or calls a single disciple, he or she bbeysan inner pull toward truths and values that run counter to the prevailing attitudes. Prophets have reputations for being contentious. They get that way because they already fight an interior battle between illusions that are familiar and truths that are strange, between old, accepted ways of treating people and new, more dignified ways. So they cry out to the people they love, calling them to realize that they are playing a no-win game with other groups. When prophets are successful, a reform movement will get under, way only insofar as it deals with the community's concrete relations to other groups. The measure of its success will be the degree to which it demolishes any self-centered myths which its own authorities may propagate in the name of community strength or unity. But its members have to wake up intellectually. Only when they recognize these myths in themselves and wage an interior war against them will this peaceful revolution be~in. For my final illustration, I want to highlight the inner struggle that takes place in what we call the deep thinkers--scientists, historians, philo-sophers, and theologians, both the professional and the amateur. Contrary to popular opinion, deep thinkers often do not have an astronomically high I.Q. They work slowly but steadily. Nor are they born "bright;" they become aware of long-range implications and complex problems only by a steady fight against their minds' drift toward the easy answers. Again, you can see my point. On the one hand, we all experience a pull " toward a bogus form of knowing; the kind that relies on memory, rhetoric and bluffing. On the other, we also experience an "entirely opposite" pull towards asking honest questions, and searching for the best explanations, fighting against any worry that someone else .might beat us to a solution. We all have felt the desire to belittle intellectual inquiry and to disregard journals of opinion; even as we secretly wish we had the staying power to work for a more than surface understanding of the world around us. We cannot excuse our anti-intellectualism on the grounds of mental 3~4 / Review for Religious, May-June, 1986 dullness. The so-called "dull" can be extremely bright when it comes to practical and immediate concerns, Here lies the road to pride again. On its own power alone; our intelligence would n~ver stop asking questions about anything, no matter how remote. But when, the fruits of our reflections are not immediate and palpable, then a prideful concern for our own welfare forces its way in and compels our intelligence to surrender. We yield to the forces in our consciousness that move us toward easy answers, silly responses, and. make-believe solutions. While we all recognize these pulls in ourselves, we should notice what happens when psychologists, histbriians, political scientists, economists and the like give in to them. Their shortsighted solutions to human crises 'make life more miserable not just for themselves but for countless other human beings. Yet no jury indicts them for malpractice. No preacher denounces them from the pulpit. Instead, we give them the benefit of the doubt that ~'they did their best." But upon their interior obedience to the canons of truth--an obedience monitored by themselves alone--hangs the future of anyone whom their theories, and policies' touch. From this large-scale perspective, we can see better that every time someone settles for'merely partial answers to problems, he or she usually introduces a solution which itself needs fixing by someone else. Of course, this is only a general explanation of how bad situations get worse, but it does explain how a contentious spirituality can work to better the world we live in. Only an "everything opposite" attitude towards this downhill intel-lectual slide will regularly bring about .intelligent and long-range solutions to the problems that beset God's people. Conversion to the Dialectical Attitude "Everything opposite" means a conversion--one that requires some-times anger but often gentleness to maintain. It means recognizing that oners interior is a battleground of two opposing kinds of movements, whose :outcome has direct manifestations in one's psychic health, one's prophetic spirit, and one's intellectual freedom. These, in turn~, have a direct .effect on:family harmony, social justice and on the broad philosophies and theories that shape out: human institutions. The conversion ought to be total,.because there is no event in our everyday lives which does not derive its meaning from how we responded to it. As Christians, we stand in a peculiar relationship to.~this conversion to a dialectical .attitude. The functional explanation givrn above, of how dis-cernment of spirits works to create a better world, could stand on its own without any~reference to Christ Jesus. This is an asset insofar as Christians can share a vision, a language, and a praxis with non-Christians--which Extremism in Ignatius of, Loyola we must certainly do if we are to tackle issues of social justice with any seriousness. Such cooperation can even be the beginning of a dialogue about ultimates in truth and goodness leading to the Good News of Christ Jesus. But a functional explanation by itself is also a liability insofar as Christians might forget to name just who it is who moves the soul to face the truth and do one's true best. So it seems incumbent upon theologians and catechists to express the age-old doctrine of redemption in Christ Jesus and the Spirit in functional categories drawn from the dynamic~ of con-sciousness and the workings of history. This is a large order, but fortu-nately one already, being taken up by many today. A final word of caution: Such an "everything opposite" attitude is not learned overnight. It takes time to name which inner experiences corres-pond to "intending the truth" and which to wishful thinking; which to "inte,,nding the good" and which to securing the merely comfortable for ourselves. And we learn by our mistakes. But Without the slightest exag-geration we can say that in this matter there should be no compromise. Only an extremism about our inner movements can give us the day-to-day balanced judgment and love that redeem the world. ~ NO~ES ~ General Examen. This document was written by Ignatius for the purpose of teaching candidates for the Society, of Jesus what Jesuit life Would require. It was meant to be given:in a retreat setting, requiring some serious meditation. See George E. Ganss, ed., The Constitutions of the ~Society of Jesus (St. Louis: Institute of Jesuit Sources, 1970) pp. 75-118. My references above refer to paragraph numbers. 2Spiritual Exercises. See Louis 3. Puhl, ed., The Spiritual~Exercises of St. Ignatius (Wes.tminister, MD: The Newman Press, 1959), References are to paragraph numbers. 3Joseph de Guibert, The Jesuits: Their St~iritual Doctrine and Practice (Chicago: Loyola UniverSity Press; St. Louis: Institute of Jesuit Sources, 1964) p. 141. The Spirit of Holiness Living in Us E. A. Ruch, 0 M.L Father Ruch teaches philosophy, at the National University of Lesotho (P.O. Roma 180; Southern Africa). He has just completed a study leave in France. Spiritual theology distinguishes three stages in our progress towards holiness: The purgative (cleaning) stage which consists essentially in a breaking-away from sin, not merely out of fear of divine punish-ment, but out of a God-given awareness of God's love for us; The illuminative stage in which we grow in a personal understanding of who God is, an awareness which always culminates in the realiza-tion that "God is love"; The unitivestage which is a personal love-response to God's love for us and thus a gradual transformation of ourselves into true children of God sharing in his divine nature. Holiness is infinitely more than just being a good man, someone who meticulously obeys the law of God. We live in a redeemed world, a world already reconciled with God, but in which we are called to "become the goodness of God" (2 Co 5:21). This is why the standards of holiness which Christ sets us are much higher than those of "the Scribes and the Pharisees" (see Mt 5:20-47). Jesu~ has come to complete the law, to raise it io a level which we cannot attain by our human strength. Indeed, he expects us to be "perfect as (our) heavenly Father is perfect" (Mt 5:48). He wants us to become "fully developed, complete, with nothing missing" (Jm 1:4). He wants us to "be holy in all [we] do, since it is the Holy One who has called [us], and Scripture says: be holy, for I am holy" (I P 1:IS). We must not, therefore, confuse a high standard of moral purity with holiness. Moral purity is only the starting poittl on our way to holiness. The Spirit of Holiness / 357 Beyond our human struggle for justice and goodness, there is a gift from God which transcends all human limits. Let me try to exploin this by means of a parable. Let us suppose a diver who, having stripped off his everyday clothing, is preparing tb plunge into the pool. Undressing does not make a diver. It is only when he has left terra firma and confided himself tothe new element, viz. water, that his life as a diver begins; for it is only a beginning. Let us now follow the diver's experience under water. He begins to discover the marvels of the underwater flora and fauna: a truly new world opens: to him. True, he also begins to discover the dangers of this life, but the beauties he discovers are more than a match for the risks incurred. More and more he finds pleasure in diving and in exploring this new world. And yet, every once in a while he has to return to dry land to refill his compressed air cylinders and to take a rest in his own, more familiar world. Let us now imagine such a diver being gradually transformed into an "aquatic animal," i,e, into a kind of new man, capable of living, breathing and working under water in perfect ease, not even wishing to return to his formerly familiar, yet highly toxic atmosphere of nitrogen, oxygen and carbon dioxide. Life under water has become a "second nature": it is now his "real" life and his original one would be considered as "abnormal." He is now a new creature "fully developed, complete, with nothing missing" who no longer wants to leave his newly acquired mode of existence, and who finds "life outside" meaningless, boring, heavy and poisonous. He now "lives and moves and has his being" in God. He has "become like him, because he sees him as he really is" (1 Jn 3:2). We have here a neat image of growth in holiness. First of all, God, through his Spirit living in me, prompts me, urges me to "take the plunge" and to be '~baptized in the Spirit." He then begins the long process of revealing the beauties and risks of life in and with God. Finally he initiates that transformation into his own life which will only be completed in eternal beatitude, but which is already partially shared through faith in the joy of discovering the life of God in us. I would now like to show the role of the Holy Spirit in these three stages. The Purification When John the Baptist preached the metanoia; q.e. the "turning-around," the "about-face" which is required in our sinful life, he strength-ened his preaching with the effective symbol of immersion into the water of the Jordan as a sign of personal cleansing. But John also knows that he cannot achieve more than mere moral purity. He is still a man of the Old ~1511/ Review for Religious; May-June, 1986 Testament ("The least in the kingdom of heaven is greater than he is" (Mt 11:11))~ We are called to much more than moral purity and John proclaims his role as Precursor of the one who will baptize "with the Holy~Spirit and withfire" (Mt 3:11). The symbol of fire a~ an element of purification is well known throughout the Scriptures: More effectively than water, because it goes to the hearvof the matter and not only to its surface, fire cleanses from within. It burns away the impurities as one,burns the chaff after winnowing (Mt 3:11-12).~ .~ Fire as a ~ymbol of the Holy Spirit is, of course, well known from the Pentecost event and the "tongues of fire." Another purifying force in spiritual life is the loneline.ss, suffering and silence of,the "desert experience." Like the people of Israel who have to be purified of their Egyptian habits through their forty years of wandering through the desert, so also Jesus himself was "led by the Spirit out into the wilderness to-be tempted by the devil" (Mr 4::1; Mk 1:12 and ~Lk 4:1). The Spirit will invite us too from time to time to retire into solitude and silence, because this is the precondition for hearing the voice of God which would become inaudible in. the hustle and bustle of our daily, life in our,~nervous and tension-filled world. And just as fire is painful when it burns away impurities, so ~the solitude of the desert is frightening. St. Teresa of Avila insists very strongly on the importance of "the grace of quiet" for spiritual life (Way of Perfection, ch. 33). St.John also points at another necessary purification: to bring the desires of the flesh under th~ control of the spirit: Unless ~ man is borfi through water and the Spirit, he cannot enter the kingdom of heaven. What is born of the flesh is flesh; what is born of the ,.Spirit is spirit (Jn 3:5-6). Thus purification is part of a p(~ocess of acq~iiring a new life (see v. 3). "l:he real life is not the one given by the flesh; only'"the Spirit. gives life" (J~n 6:63). Above all, purification from sin is a condition for receiving the gift of ¯ theo~Holy Spirit. Therefore Peter announces to the people at Pentecost: You must repent .and everyone of you must be baptized in the name of Jesus 'Christ for the forgiveness of your sins, and you will receive the gift of the Holy Spirit (Ac 2:38). In reverse, the Holy Spirit is specifically given to the Apostles to,enable them to forgive sins: Receive~the Holy Spirit. For those whose sins you forgive they are for-given; ofor those whose sins you retain, they are retained (Jn 20:22). ~' We are fighting a running battle against the forces of evil. We are the The Spirit of Holiness / 359 accused in an endless courtcase in which Satan is "the accuser of'our brethren., who accuses them day and night before God"(Rv 12:10). But this a~:cuser has been "thrown down" (ibid) by the Holy Spirit who is our Advocate. Because the Holy Spirit is the Spirit of Truth while the devil is the "spirit of disorder" ( I Jn 4:6) and of "falsehooi:l ~ind murder" (Jn 8:44).~ In our fight with the spirit of evil who tries to turn us away from God. the Advocate "will be with you forever, he will be continually at your. side. he will be m you" (Jn 14:17). ~hus the Holy Spirit appears also as the one who sustains us in our temptations, who provides us with arguments to beat the devil. Even when we fire facing evil earthly powers, we need have no worry, because "ttib Spirit of your Father will be speakir~g in you" (Mt 10:!8-20). Like a good advocate he will prove the "opposition" wrong(see Jn 1~:9-11), by convict-ing the world ofits sinfulness and consequently of the fact that without Christ's victory the world is meaningless and lacks all ultimate purpose. In his epistle to the Romans St. Paulexplains this purifyi~ng role of the Holy Spirit by stating that the Hrly Spirit takes people who are living by "the law of sin and death" which is characterized by "the misdeeds of the body" (Rm 8:1, 13)and he makes them "spiritual": Your ~nterests. however, are not in the unspiritual, but in the spiritual. since the Spirit of God has made his home in you. In 'fact. unless you possessed the Spirit of Christ you would not belong to hire. Tl~ough your ¯ body may be dead it is because of sin; but if Christ is in you, then your spirit is life itself because you have been justified: and if the Spirit of him who raised Jesus from the dead is living in you, then he who raised Jesus from the dead will give life to your own mortal bodies through his Spirit living in you (Rm 8:9-10). The Spirit does not only transform our soul and cleanse our mental habits our thoughts, our feelings, our emotions he also "spiritualizes" our bodies to prepare them for the resurrection. Our bodies became mortal "because of sin"; the cleansing from sin through Christ's "Spirit living in us" is the cause of our immortality.~ What are the spiritual transformations which the Spirit operates in our souls? St. Paul opposes the spirituality and holiness of the Old Testament and that brought about by Christ's Spirit living in us. The Spirit transforms our "spirit of slaves" livingin fear, into a "spirit of.sons" who have been "set free"(Rm 8:14-23; see 1 Jn 4:17-18). It is a new attitude with regard to the law that takes hold of us: we do right not because_ we are afraid, but because we love. On the other hand, and for the same reason, i.e. love, this freedom is never licentiousness, because we are living in the Spirit: If you are guided by the Spirit you will be in no danger of yielding to 360 / Review for Religious, May-June, 1986 self-indulgence, since self-indulgence is the opposite of the Spirit . . (Ga 5:16). In other words: the presence of the Spirit in us does not justify bad behav-ior, but should enable us to avoid bad behavior. Hence also Paul's claim to the Corinthians that no on~ can curse Jesus and be in the Spirit of Jesus (1 Co 12:3). Paul's whole apostolic life was dominated by his struggle to make the new converts realize this new dimension brought about by faith in Christ: an externally imposed Law is replaced by the promptings of the Spirit from within (see Ezk 36:26-27; Jr 31:33). The true Christian is doing good because the Spirit moves him from within his very freedom. Even our faith in the Gospel is the work of the Spirit and it is this faith, rather than outward observances that justify us (Ga 3:2). It is a pagan (or an Old Testament) attitude to do good or to refrain from doing evil out of fear of hell, or in order to curry God's "favors," rather than out of inner convic-tions growihg out of love. A Christian attitude stems from the Spirit within us and from our readiness to let the Spirit become active and effective in us and through us. Since the Spirit is our life. let us be directed by the Spirit. We must stop being conceited,, provocative and envious. (Ga 5:25). The Spirit which he sent to live in us wants us for himself alone (Jm 4:5); (literally: 'The Spirit. yearns, earnestly for our love'). No one who has been begotten by God sins: because God's seed remains inside him. he cannot sin when he has been begotten by God (1 Jn 3:9).2 But God will not sanctify us without us. It is from within our freedom that God acts and lives in us. We must collaborate with his promptings, for God has an infinite respect for our free will. Nor is it sufficient to have received, the Holy Spirit once and for all, like some kind of seal, medal or honorific title. He has to live in us. We have to grow in him by letting his influence in our lives become more and more continuous and pervasive. It is precisely this growth which supposes an inner cleansing. We cannot serve two master~; at the same time: one must diminish if the other is to grow. As long as our life is cluttered with worries, with sins, with ourselves, with the world, with pleasures and so forth, there is little room for God to grow in us. He is not going to sneak into our life, as we gradually clean out the house just ahead of him. We have to make a clean sweep before God arrives. But we are afraid of the apparent spiritual poverty, of the empti-ness, of the echoing hollowness within us. The Spirit gives us the courage to empty ourselves (see Ph 2:7) so.that we might experience God making irruption into our life. The blood of Christ, who offered himself as the perfect sacrifice to God The. Spirit of Holiness / 361 through the eternal Spirit, can purify our inner self from dead actions so that we do our service to the living God (Heb 9:14). In short: the first level of the Spirit's action demands, but also produ-ces an inner cleansing, a reorientation of our lives, an openness to the guidance of the Spirit and a readiness to be transformed. Without this there simply cannot be any.growth in spiritual life, because without it we are not capable of putting ourselves into a listening attitude towards God, and without_ this listening attitude there will not be that inner enlighten-. ment whereby God wants to make' himself personallY known to us. Enlightenment and Learning Si. John presents us the Holy Spirit as the'Spirit of truth: "I shall ask the Father, and he will give you another Advocate3 to be with you forever, the Spirit of truth whom the world cannot receive since it neither sees nor knows him; but you know him, becauSe he is with yo.u, he is in you. [he] will teach you everything and remind you of all 1 have said to you" (Jn 14:15-16, 26). This theme of the "world" which cannot see God ,recurs often in John. The world is blind to God because it is too much concerned with other, rela, tively unimportant things. The Word of God is the true light which many people refused to receive (Jn 1:9-13). But there are also those whb, throughout the history of salvation, have let themselves be enlightened by the Spirit of God. The Holy Spirit inspired the prophets (see Lk 1:67; Ac 21:4; 28:25;.) and the writers of Scripture. He guides the lives of those he inhabits (see Lk 2:25-26) and he leads Jesus himself through his ministry (Lk 4:14, 18)oand makes him,utter prophetic words (Lk 10:21). Indeed it is the Spirit who, in the form of a dove, points at the Messiah as the voice of the Father is heard at.Jesus' baptism (Mt 3:16-17; Mk 2:10; Lk 3:21-22i Jn 1:32-34; ~1 Tm 3:16). It is by the Holy Spirit that Jesus performs his m.iracles (Mt 12:28). In short: the Holy Spirit makes us become aware of Jesus,as the Messiah and of his redemptive role. This is why the Gospels are so 6utspoken against those who "sin against the Holy Spirit" (Mt 12:32; Mk 3:28; Lk 12:10) because this sin blinds us to the revealing and illuminating role of the Holy Spirit without which we cannot reach God nor pr.ogress in holiness. ("No one can say 'Jesus is Lord' except by the Holy Spirit" 1 Co 12:3). In other words, the sin against the Holy Spirit makes God's essential work in our life, viz. our sanctification, impotent. Jesus has proclaimed the Good News to us: he is the Good News, but we are incapable of fully grasping what this means unless the .Spirit opens our eyes: It is for your own good that I am going, because unless I go, the Advocate 369/ Review for Religious, May-June, 1986 will not come t6 you; l~tit if I do go, I will send him to you . I still have many things to say to you, but they would be too' mucfi for you now. But " when'~the Spirit of trt~th comes he will leadyou to the complete truth, since he will not be speaking as from himselfbut will only say what he has learnt . Jn 16:7-15 (passim). ~ " ~- We clearly see the effect of the Spirit on the apostles at the moment of the Pentecost event!~ Now, the coming of the Holy Spiritdoes not imply the revelation of neff doctrines, but the creation of an inner receptivity and capacity for underst~hding the Good N~ws of Christ in a more personal way:. You have been anointed by the Holy One, and have all recei'bed the knowledge'., you do not need anyone to teach you; the anoiming he gave you teaches you everything; you are anointed with truth, not with a lie. (1 Jn 2:20, 27). Thus the Holy Spirit generates faith, the ability to listen and to hear, in us and she convicts the "world" of its basicsin of unbelief (see Jn 8:21, 24, 26; 15:22). In reverse he convinces the believers of Christ's divinity (see Jn 10:33; 19:7) because l~y returning to the Father in his human bo.dy, Jesus shows that his true home is in heaven (see .In 13~ 1; 20:17). Finally the Spirit gives to the believer the unshakable confidence in the power of God who has overcome the empire 6f evil. Thus, by revealing the glory of Christ and enabliiig us to b~elieve in Christ, he makes us listen to him who reveals to us the glory of the Father. The Acts of the Apostles have been called the "Gospel of the Holy spirit." They are full of incidents in which the Spirit illuminates the minds and heart~of~the apostles and of the believers. Let us me~'ely'mention a few of them almost at random. He gives to the believers the gift of speech in foreign tohgues (Ac 2:4), he inspires the words of the apostles (Ac 4:8.31), he gives Stephen an, irresistible power of argumentation against his detrac-tors (Ac 6:10) as Jesus himself had predicted (Mk 13:11; Lk 12:H-12). On several occasions the Spirit gives people the ability of predicting the future (Ac 21i,~; 11:28); he guides the decisions of the Church in admitting pagans (Ac-8:29, 40; ~10:19, 44-47; 11:12-16; 15:8),'in limiting the relevance of the Jewish laff (Ac 15:28) and in determining the mission of Paul to the pagans (Ac 13:2 sq; 16:6-7; 19:1). Occasionally he gives very precise g~uidelines for th~ apostolate (Ac 8:28). But ~bove all the Holy Spirit reveals himself internally to those who receive him, usually in baptism, by giving them the power of praising God in words-inspired by God himself [the gift of tongues](see Rm 8:26-27; Ac 9:31; 10:44; 19:1-7.). Indeed one could say that the Holy Spirit was clearly the power behind the expansion of the ~early Church. The Spirit of Holiness / 363 This power is usually revealed and released in a prayerful atmosphere. Throughout Acts, one gets the impression of a people moving about in an inner spiritual dynamism, open to God, ready to expect any kind of mira-cles. Of course they are_ ordinary human beings like you and me. They sometimes become almost obsessively enthusiastic (like the Corinthians), while others (like the Gala~tians) remain fearfully attached to traditions. In this they do not differ all that much from the Churchof today! But there does seem to be a genuine desire throughout the early Church to let the Spirit rule the life of the faithful. St. Paul himself tells us that he is not bothered by his weakness, precisely because he" knows that he can always let ttie Spirit and the power of God Speak and pray in and through him (Rm 8:26-27). He knows that he is not preaching his own ideas nor by his own power, but by the power of God (1 CO 2:3) and that "the Spirit reaches the' depth of evet:ything, even the depth of God" (1 Co 2:10). This is why he chides Timothy for his timidity: God's gilt was not a spirit of timidity, but the Spirit of power, and love. and self-control (2 Tm 1:7).~ And~just as the Spirit give~'to the preacher the words to preach, to the prophet the message to proclaim and to the teacher the doctrine to teach, so also he gives to the listeners the inner .power to understand with heart and mind, and the wisdom to apply what has been taught in their personal life: May the God of our Lord Jesus Christ, the Father of ~lory, g~ve you a spirit of wisdom and perception of what is revealed, to bring you to full knowledge of him (Ep 1:17,). Out of his infinite glory, may he give'you the power through his Spii'it for your hidden self to grow strong, so that Christ .may live in you through faith, and then, planted in love and built on love. you will with all the saints have strength to grasp the breadth and the length, the height and the depth . (Ep 3:16-19). By thus gradually growing, in God's wisdom, we will be filled with the '~utter fullness of Ggd" (ibid v. l~J). ,, But God ca~ only fill us with his wisdom, !f we have let ourselves be emptied of the wisdom of the "~orld." Hence,the purification stage.must precede and will itself grow in _proportion to the gradual~growth in "enlightenment." We can only grow "little by little" (Ws 12: !-2). Secondly we mus~ play our fa,irt by taking a humble, listening and receptive attitude in sile~ace ~nd. patience. And thirdly, the Holy Spir!t comes to each one of us personally, but always within the context of and for the sake of the whole Church, the Body of Christ (see 1 Co 14), because "God is Love" and v~hatever he does in us and through us,~in on13~ take place within a 364 / Review for Religious, May-June, 1986 love-relationship, This is why love is the greatest commandment, but also the greatest of all gifts of the Spirit: the gift which not only includes all others, but also the only one which is to remain forever (1 Co 13). We 'do not receive the Holy Spirit for our exclusive personal enjoyment, but for sharing him with others through apostolic action. As Jesus says to his apostles: You will r~ceive power when the Holy Spirit comes on you, and t~en you will be my'witnesses (Ac 1:8). More than half the passages in the Acts which speak about the Holy Spirit mention him in a directly apostolic context. This is also why the Holy Spirit is presented in such an intimate relationship with the Church that Peter can say: "It has been decided by the Holy Spirit and by ourselves." (Ac 13:28), while the Book of Revelation affirms: "The Spirit and the Bride [= the Church] say: 'Come'"-(Rv 22:17). A final point worth mentioning in the present context: If it is true that the illumination by the Spirit is proportional to our emptying ourselves of our own ideas, then it is easily understandable why the poor in spii-it are given preference in the kingdom of heaven (Mt 5:3),~ why "these things" have been hidden frrm the worldly wise and revealed to children (Mt 11:25) and why only children can enter the kingdom of heaven (Mt 18: !-4). Union in Love The Christian religion is not merely an ethics, i.e. a list of actions to be done or avoided. Jesus' struggle with the Pharisees (see Mt 5:17 sq and 23:13-32), as well as St. Paul's arguments to show the powerlessness of the Law to save us (e:g. Rm I-7) are proof enough of this. Nor is Christianity merely a beautiful doctrine dogmatically proclaimed a~d faithfully but blindly accepted: If I knew all the mysteries and all science, and if I had the fullness of faith. but without love, lam nothing (! Co 13:2). God wants to call us to a new life. I~e wants to change our identity from within, not merely our mode of external behavior. He wants us to be reborn "through water and the'Spirit'' (Jn 3:5) so as to enable us to enter into the kingdom of heaven. It is through the Spirit of Goal that this "rebirth" as children of God takes place: The Spirit himself and our spirit bear united witness that we are children of God. And if we are children we are heirs as well: heirs of God and coheirs with Christ, sharing his 'suffering so as to share in his glory (Rm 8:!4-17; see Ga 4:6~7). The Spirit is our passport for our new. "ciiizenship," because we have been The Spirit of Holiness / 365 stamped with the seal of the Holy Spirit of the promise, the pledge of our inheritance which brings freedom to those whom God has taken for his own to make his glory praised (Ep 1:13-14). Of course in this life we still know God only "dimly, as in a mirror" (1 Co 13:12), and yet e~,en in this limited way, God already reveals himself to us from within, from his presence in us through the Spirit: We know that he lives in us by the Spirit that he has given us (! Jn 3:24). We can know that we are li~ing in him and he is living in us, because he lets us share his Spirit (! .In 4:13). The Spirit is .an" experienced reality. Even the places and buildings where the early Church was gathering "were shaken" when they were "filled with the Holy Spirit" (Ac 4:3 I) and the Holy Spirit is often described as "falling on" people (Ac 10:44; 11:15). It is like falling in love: it is an experience difficult to explain to someone who has never experienced it. The kingdom of God is therefore not merely something to be expected in the life to come. We are already living in this kingdom, which can be identified with equal right with the Holy Spirit and with the Church, provided the Church is not merely seen as an administrative structure. St. Paul refers to our transformation into children of God as something already realized: We were buried with [Christ] in baptism [and we]'have been raised up with him" (Col 2:12-13). However, this new reality demands, right here and now, a new mode of life: Put off your old nature which belongs to your former manner of life. and be renewed in the spirit of your minds, and put on the new nature, created after the likeness of God iri true righteousness and holiness (Ep 4:22-24). We are incorporated into the Spirit (Rm 8:1, 9. We are "temples of God"( 1 Co 3:16; 6:19). We have been 'Zraised up with Christ" (Col 3:1). It is for this reason that all "Paul's moral instructions are so severe. Moral instructions and calls to holiness are one and the same for Paul, and they center, as .one can expect, on the two commandments of love of God and~ love of neighbor. Because of the Spirit dwelling in us, we are able to love God and to love our neighbor with the same kind of love with which God himself loves us: The love of God is poured out into our hearts by the Holy Spirit who is given to us (Rm 5:5). The first thing that changes in our new, Spirit-filled life, is our relation- ~166 / Review for Religious, May-June, 1986 ship with God in prayer: The book of Genesis tells u.s .of Enoch~ who was livinga life of such 'intimacy with God that he was absorbed into God, that he vanished in him (Gn 5:24). The original familiarity with God as des-cribed in paradise is re,stored. We learn to relate to God truly a~ our Father because ,"God has Se.nt the Spirit of hi~ Son into our hearts crying 'A~bba! Father!'" (Ga 4:6; .see Rm 8:26). Our ~vorship is no longer tied to places, times, rituals, and'words, but becomes "worship in0 spirit a.n~d in truth (b~ecause) God is °soirit" (Jn 4:24). Above' all, our worship ~s no longer dominated by fear because ° love will come ~o perfection in us when we can face the day of judgment without fear; because eVen in this worm we have 'become as he is. In love ~there is no fear', but fear is driven out by perfect love" (1 J'n 4:17-18; she "~ Rm 8~21~29)~ So to pray in the Spirit of God (see Ep 6:18) means to pray in an attitude of fearless love: God is love and anyone who lives in love lives in God and God lives in him (l Jn 4:16).~ This means thaLGod lives in us-and we live in him, but also that as a result weare transformed into God's essentially loving nature. This transforma, tion will not only reveal itself in our relationship with God, but also in our relationship with our fellowman. We are living a lie if we claim to love God, to be a child of God, while not loving our neighbor: We can ,be sure that we are in God only when the one who claims to be living in him is living the same kind of life as Christ lived (1 Jn 2:5-6). Now God's love for us was revealed when God sent into ,the world his' only Son so that we could have life through him . Since God loved us' so much~ we, too should love one another . As long as we love one another, God will live in us ~'nd h~s love will be complete in us. (I Jn 4:10-12). This whole,newdoving relationship is planted inu~ by the Holy Spirit living in us and e.nabling us to grow in him and thus to become more and more ,like Christ whose .Spirii he is. ¯ If we live by the truth .and in love, we shall "grow in all ways into- Christ ~, who is the head by whom:the whole body is fitted and joined together. "~ So the body grows until it has built itself up in love (Ep 4:15-16):~ . This body,,building itself up and. growing in love, is the Church. This is also why the gifts and charisms are to be used for "the common good" (see 1 Co 12:7; 14:3r4, 26) and are of no account without the cha,rity which~gives The Spirit of Holiness / 367 them meaning (1 Co 13). Jesus wanted us to be perfect "as our heavenly Father is perfect" (Mt 5:48) and he summarizes the whole Law and the Prophets in the commandments of love (Mt 22:40). Our growth in perfec, tion can therefore only be a growth in this twofold, love and this growth is essentially God's work because we have been chosen by the prox)ident purpose of God the Father to be made holy by the Spirit, obedient to Jesus Christ and sprinkled by his blood (I P 1:2). The lives of the Saints are beautiful illustrations of this powerful and effective dwelling of the Holy Spirit in the soul. In all their differences, they have struggled through these three stages of growth in holiness. Some have put more emphasis, on their sinfulness and on the need for inner purifica-tion; others have spent most of their life trying to penetrate deeper and deeper into the knowledge of the mysteries of God, not only with their intellect but with their heart and their whole being: All have been led towards a life of intimate

The democratic evolution occurring in South Africa, a country in which there are now eleven official languages, brought us to examine the position of French and to put it into perspective. Initially, our research seemed to indicate that its position was quite weak, leading us to question the relevance of French in the new South African configuration (Chapter 1), beyond its mere status as a « minority » Francophony The research is anchored in Sociolinguistics and Didactics and was built on a critique qualitative empirico-inductive approach, based on working with the stakeholders within the secondary and higher education structures of teaching and learning, through participative observations and comprehensive interviews. These observables are cross-referenced with studies undertaken on texts dealing with educational, linguistic and university reform as well as on political and media discourse on the subject of languages and identity (Chapter 2). Although the way in which the issue of otherness is dealt with in South Africa could have seemed « radical » coming form a partially external point of view, the notion of identity/otherness very quickly became fundamental in interpreting the observables (Chapter 3). It subsequently became clear that it was necessary to contextualise the South African plurality by drawing on cross-references from a variety of scientific fields in order to explicitly reveal ways in which French can be integrated into the challenges and projects facing South Africa. In this environment, there is a certain « laisser faire » which favours English and which presents plurilingualism as merely recognising multilingualism, thus revealing a paradoxical position with regard to that language. Indeed, the diversity of modes in which English is appropriated as an element of identity constitutes a socio-linguistic marker of a type of social democratisation. By the same token, English can also be considered as concealing the real issues around plurality, thereby working against the democratic process which is resolutely turned towards the promotion of « unity in diversity », the country's motto (Chapter 4). In terms of its being an international language, which is often valued alongside English, the validity of French being present in the country is also studied in this light. Though the issue surrounding so-called foreign languages is not officially recognised, practices and representations of French are rapidly evolving, noticeably in terms of the country opening itself to Africa and the rest of the world, leading to other interests arising for the language (Chapter 5). Furthermore, school and university populations are diversifying and the question of plurality now needs to be addressed from within the classroom, where it is difficult to work with it. These major changes have raised questions on the adequateness of course contents and syllabi at the tertiary level, on the direction to be taken with research in French as well as the challenges of this type of education in a fully emerging South Africa (Chapter 6). By contextualising the position of French, these questions have become more far-reaching. South Africa will not be able to move to valorising diversity if it has not questioned and reflected upon the notion of plurality and the language classroom is one of the better spaces in which to do this. Paradoxically, South African languages other than English could become more visible through the promotion of foreign languages because this allows them to rise above the English/Mother Tongue pairing in the school repertoire. In this context French seems to be a privileged language as it opens onto a valorised plurality, embodied in the diversity of the French speaking situations in the world (francophonie). This image meets one of the core values of Institutional Francophony (Francophonie), opening to a potential for developing projects together with local languages (Chapter 7). The proposal of an « à la carte plurilingualism » scenario leads to envisaging the organisation of a flexible plurilingualism at the school level as well as the remobilising of languages in joint projects so as to favour a negotiated plurality. This research develops the potential of policies with regard to French if they are designed within a contextualised framework which not only favours plurilingualism in South Africa but which also, more broadly speaking, promotes the democratic project if the teaching/learning of this language is underpinned by the development of an appropriate didactic method, which implies, in turn, placing an explicitly reflexive focus on the concept of otherness. This makes us question the categorisation of so-called "minority" Francophonie situations: if they are more accurately defined, the specificity of their development could in fact contribute to renewing the dynamics of Francophony, just as it in turn could contribute to the democratic project of these countries. Such questions arise at a time when the construction of research is delicately poised and tertiary education has been weakened by the global trend whereby Human Sciences are losing their popularity. Notwithstanding the fact that it is caught in the dire pragmatic urgencies linked to its development, South Africa, now more than ever, needs its languages to rise above their purely instrumental function. ; Le processus d'évolution démocratique de l'Afrique du Sud, pays désormais doté de onze langues officielles, invite à interroger la position du français et à la mettre en perspective. Au départ de la recherche, cette position semblait fragile, c'est pourquoi il fallait commencer par questionner la pertinence du français dans la reconfiguration sud-africaine (chapitre 1), au delà du cadre d'une « francophonie de diffusion ». Cette recherche, ancrée en sociolinguistique et en didactique, s'est construite à partir d'une approche empirico-inductive qualitative critique, en travaillant avec des acteurs de l'enseignement/ apprentissage du secondaire et du supérieur et en privilégiant l'observation participante et l'entretien compréhensif. Ces observables sont croisés avec l'étude des textes sur les réformes éducatives, linguistiques et universitaires ainsi que des discours politiques et médiatiques produits au sujet des langues et des identités (chapitre 2). La gestion du rapport à l'altérité en Afrique du Sud pouvant apparaître comme « radicale » d'un point de vue en partie extérieur, la notion d'identité/altérité est rapidement devenue une notion nodale de l'interprétation des observables (chapitre 3). Une contextualisation de la pluralité sudafricaine, mobilisant les croisements d'une variété de champs scientifiques, est alors apparue nécessaire, pour permettre d'expliciter les manières dont le français peut s'intégrer aux enjeux et aux projets sud-africains. Dans cet environnement, un certain « laisser-faire » en faveur de l'anglais tend à présenter la promotion du plurilinguisme comme se superposant à la seule reconnaissance du multilinguisme, révélant une position paradoxale de cette langue. En effet, la diversité des modes d'appropriation identitaire de l'anglais est un marqueur sociolinguistique d'une certaine démocratisation sociale. Dans le même temps, cette langue peut être considérée comme contribuant à occulter les problématiques de la pluralité, allant alors à l'encontre du processus démocratique tourné vers le projet de « l'unité dans la diversité », qui est la devise du pays (chapitre 4). En tant que langue internationale, souvent valorisée aux côtés de l'anglais, l'intérêt de la présence du français est alors aussi questionné sous cet angle. Si la question des langues dites étrangères n'est pas officiellement à l'ordre du jour, les pratiques et les représentations à propos du français évoluent rapidement, notamment à la faveur de l'ouverture du pays à l'Afrique et au reste du monde, qui fait naître d'autres intérêts pour cette langue (chapitre 5). En outre, les populations scolaires et estudiantines se diversifient, amenant en classe la question de la pluralité, qu'il est encore difficile de travailler. Ces bouleversements suscitent désormais le questionnement de l'adéquation des contenus et des cursus universitaires, du devenir de la recherche en français ainsi que des enjeux de ce type de formation dans une Afrique du Sud en plein essor (chapitre 6). L'étude contextualisée de la position du français conduit à élargir ces questionnements. L'Afrique du Sud ne passera pas à la valorisation de la diversité sans avoir questionné et réfléchi la notion de pluralité et la classe de langue est un des espaces privilégiés pour ce faire. Paradoxalement, la visibilité des langues sud-africaines, hors de l'anglais, passe notamment par la promotion des langues étrangères, afin de sortir de la dyade anglais/ langue familiale du répertoire scolaire. Le français apparaît à cet effet comme une langue privilégiée par les témoins, ouvrant sur une pluralité valorisée, illustrée par la diversité de la francophonie. Cette représentation rejoint une des valeurs de la Francophonie, dégageant ainsi la possibilité de projets communs avec les langues locales (chapitre 7). La proposition d'un scénario de « plurilinguisme à la carte » permet d'envisager l'organisation de plurilinguismes scolaires malléables et remobilise les langues dans des travaux conjoints en faveur d'une pluralité négociée. Ce travail développe la potentialité des politiques du français si elles s'inscrivent dans une démarche contextualisée de promotion du plurilinguisme en Afrique du Sud et, plus largement, de leur inscription dans le projet démocratique si l'enseignement/ apprentissage de cette langue est accompagné par le développement d'une didactique appropriée, impliquant un travail réflexif explicite sur l'altérité. Cela incite à questionner la catégorisation des francophonies dites minoritaires : mieux identifiées, les spécificités de leurs évolutions pourraient en effet contribuer au renouvellement de la francophonie, tout comme la Francophonie peut concourir au projet démocratique de ces pays. Ces questions se posent dans un contexte où l'équilibre délicat de la construction de la recherche et de l'enseignement supérieur est fragilisé par une tendance mondiale au délaissement des sciences humaines. L'Afrique du Sud, en proie aux urgences pragmatiques liées à son développement, a toutefois plus que jamais besoin que ses langues ne soient pas réduites à leurs fonctions instrumentales.

LANGUAGE SHIFT AND MAINTENANCE AMONG CHINESE COMMUNITY IN SURABAYA: A CASE OF NON-MIGRANT COMMUNITY Rizky Silvia Putri Sastra Inggris, Language and Arts Faculty, State University of Surabaya Rizky2790@gmail.com Drs. Slamet Setiawan, MA, Ph.D English Literature, Faculty of Languages and Arts, State University of Surabaya slametsetia@yahoo.com Abstrak Bahasa Inggris merupakan bahasa Internasional dimana semua orang di dunia mengenal bahasa Inggris. Surabaya, sebagai kota besar di Indonesia menjadikan bahasa Inggris sebagai bahasa yang penting untuk dipelajari dan hal ini juga mempengaruhi area kerja dimana Bahasa Inggris adalah salah satu syarat untuk dikuasai oleh tenaga kerja. Fenomena ini membuat orang-orang mempelajari bahkan bahasa Inggris dipilih sebagai bahasa yang harus mereka kuasai. Penelitian ini berfokus pada komintas Cina di Surabaya yang memilih bahasa Inggris and menunjukan tanda untuk bergeser ke bahasa Inggris dan pemertahanan bahasa Indonesia. Keluarga yang dipilih yang mempunyai potensial untuk berbicara bahasa Inggris dan kemungkinan bergeser ke bahasa Inggris. Penelitian ini mempunyai tiga tujuan: 1.) untuk mendeskripsikan bahasa yang digunakan oleh keluarga-keluarga Cina, 2.) untuk mengetahui factor-faktor yang menyebabkan keluraga-keluarga Cina memilih bahasa Inggris, dan 3.) untuk mengidentifikasi bagaimana keluarga-keluarga Cina mempertahankan bahasa Indonesia. Penelitian lapangan dipilih dalam penelitian ini. Penemuan dalam penelitian ini menunjukan bahwa factor dalam memilih bahasa Inggris dari pada bahasa Mandarin dan Indonesia menunjukkan tanda pergeseran ke bahasa Inggris. Ini karena bahasa Inggris mempunyai peranan yang penting dalam factor pergeseran bahasa: sifat dan nilai, social, demografi, dan ekonomi dan politik. Pemilihan bahasa Inggris karena beberapa factor juga sebuah tanda dari tiga keluraga Cina untuk bergeser ke bahasa Inggris: era modern, komunikasi, pendidikan, kehidupan mendatang, dan bahasa kebiasaan. Walaupun begitu, bahasa Indonesia sebagai bahasa ibu dan bahasa mayoritas yang digunakan oleh orang Surabaya dipertahankan. Sikap yang positif yang ditunjukkan oleh para orang tua dan anak-anak menunjukkan cara dalam mempertahankan bahasa Indonesia. Kata Kunci: pemilihan bahasa, pergeseran bahasa, pemilihan bahasa Abstract English is an international language where people around the world know English. Surabaya as urban and multilingual city in Indonesia put English as an important language to be learnt and it gives affect in working area where English one of language requirements where employees must able to speak it. This phenomena make people learn even choose English as one of language that they must mastered. This study focuses on Chinese community in Surabaya who chooses English and shows the precursor to shifts into English and the maintenance of Indonesian. The families have been chosen as they are potential agent to speak English and show the possibility to shift into English. The study has three goals: 1.) To describe the language is used by Chinese Family in Surabaya, 2.) To find out the factors that contributes Chinese family in choosing English, and 3.)To identify how do the Chinese Family maintain the Indonesian. Qualitative research approach has been chosen in this study. The instruments used were questionnaires and interviews. The findings of the study show that the factors of choosing English rather than Mandarin and Indonesian by three Chinese families as multilingual families show the precursor of shifting into English. This is because English has an important role to the factors of language shift: attitude and values, social, demographic, and economic and politic. The choice of English because of some factors also the precursor of these three Chinese families to shift into English: modern era, communication, education, future life, and language habit. However, Indonesian as mother tongue and majority language that is used by Surabaya people is maintained. The positive attitudes that are shown by parents and children show the way in maintaining Indonesian language. Keywords: Language choice, language shift, language maintenance INTRODUCTION English as an international language is nothing new in this modern world. Sharifi (2009: 2) said in general that English as an international language refers to a paradigm for thinking, research and practice. It marks a paradigm shift in Teaching English to Speakers of Other Languages (TESOL), SLA and the applied linguistics of English, partly in response to the complexities that are associated with the tremendously rapid spread of English around the globe in recent decades English has been categorized as an important language for non-native English speakers and the application of learning English for education even starts from in the very young age, for example in Surabaya. English has been taught in every school and needed almost in every working area. Surabaya is known as urban city which the center of business, industry, trade, and center of education. This is one of the most favorable places where businessman or business woman begin their career, place of education, and for job seeker. Surabaya is the second larger city after Jakarta and the capital of the province of East Java, and with total of population reaching over 3 million which make Surabaya is called as an urban city (http://www.surabaya.go.id/profilkota/index.php?id=22). While Lowenstein (1977:23) said that In general, populations in places of 2,500 or over were urban; those in places of less than 2,500 were rural This makes English become an important language choice by people in Surabaya and perhaps people will try to learn English to get a better future in life because the competition is real in urban areas. Chinese is one of ethnics which exist in Surabaya for a very long time ago. The first language brought in Surabaya was Mandarin because the Chinese at the first time was the result of migration. Meanwhile, the elder did not teach Mandarin as well as language inherited. This is happen because they do not living in China where Mandarin position as first and dominant language spoken. So, the situation is Mandarin does not function as the first language for young generation in Surabaya. In addition, it is considered too difficult with all its grammars, pronunciations, and intonations. It is said by Constance's letter in Liu (2005:140) wrote that English was easier than Chinese because English only had twenty-six letters while Chinese had many characters and did not have a spelling system. So, the language most spoken by Chinese in Surabaya today is Indonesian and it is considered as mother tongue that inherits to the next generation. In this case, Chinese people, who see a future must be a better future and life will think that English is needed to be learnt because there would be a competitor in urban city and must follow the modern era which make English is used almost in every places whether written or oral. Besides getting an English subject at school, parents might also put their children to the course, learning English and use it at home in daily communication. This use of language is chosen and spoken because of some favors. This is leading Chinese community tend to shift Indonesian into English. It is when people use a particular language in a particular area because of some favors. Chaer and Agustina (1995: 190) said that language shift is usually happened in a country or in an area which gives a big hope for the better social economic life. There are three research questions; (1) what language is used by Chinese family in Surabaya, (2) what factors that contribute Chinese family choose English?, (3) how does the Chinese family maintain the Indonesian language?. The purposes of this study are to identify the language used by Chinese family in Surabaya and the factors that contribute the families choose English. This study is expected to be able to enrich linguistics study dealing with phenomena of language shift among Chinese people in Surabaya. This study uses three members of Chinese family in Surabaya and focuses only with non-migrant communities which mean that they have been living for the next of three generation after the first Chinese ethnic who had been migrated in Surabaya. The topic language shift and it is not something new. It was already done by other ethnics who moved in Surabaya as migrants. The situation of choosing a new language in a new domain where they live in right now, make the use that language in order to be able in communicate with people in new domain. This situation makes them shift their ethnic language to other language because of some favors and the ethnic language on the other hand does not use in the new are where the majority of language used is in the place they live in now. This study was conducted by Wijayanti and Windarti about language shift that happen to migrant majorities. The first study was conducted by Wijayanti's (2008) of "language shift and maintenance found in bataknese families in surabaya" indicated that the Bataknese who lives in Surabaya shift to a new and maintain the old one. She also wants to describe the social contexts which are responsible for language shift and language maintenance by Bataknese in Surabaya. Wijayanti divided the informants into two groups: young and old generations of Bataknese in Surabaya which were chosen in random whom might represent their community in Surabaya. The young generation represented language shift while the old generation represented language maintenance. While the second previous study was conducted by Windarti's (2007) of "A Study of Language Shift among Flores People in Surabaya" is concerned about the shift of Flores language because of the speakers' movement to another place (in this case, Flores people move to Java). Although the Flores people have very good ability to master Flores language, they have very positive attitude towards Flores language, and they also have such organization Flores family in Surabaya, most of the Flores people (parents) have never taught Flores language to their children. It is because Flores people think that it is unnecessary to teach Flores language in Surabaya. In addition, Windarti's study took ten Flores families as the informants, who were divided into two categories, original Flores families (OFs), and mixed marriage Flores Families (MMs). Both of previous study above concerned about the language shift which occurs to the speaker who migrate to the another city and shift the language to majority language that is Surabaya language. Migration is the position which showing that most people who migrate to another city will use the language use in the place they migrate to. While in this study is concerned about the choice and the intensity of using English language that make three Chinese families tend to shift into English. The status of English in the world is one of factors that lead them to choose English. The subjects were 3 families consist of parents and children. The children here is represented their community who potential to choose English as language communication. The parents represented the figure that supported the children to use English and maintain Indonesian as mother tongue and majority language spoken by Surabaya people. There are some theories that are used in this study, but there are five main theories that support to answer the three research questions in this study. The first theory is about multilingualism that is said by Quay in Auer and Lie (2007: 45) that with the greater mobility of people and consequent cross-linguistic and cross cultural relationship, an increasing number of children are growing up with early exposure to two languages in the family. Indeed, more than two languages may be in the linguistic repertoire of the family, rendering a case of family multilingualism, the second is about the ability of multilingual that is said by Sridhar in Wardhaugh (2006: 96) who says that Multilinguals develop competence in each of the codes to the extent that they need it and for the contexts in which each of the languages is used. The third is theory about factors of language choice by Setiawan (2013) suggests the certain reasons for language choice in bilingual or multilingual society from the city parent's view: Emblematic value, strategic reason (politeness), pragmatic reason. The fourth is about factors contribute language shift by Holmes (2001) who says that there are several factors that contribute to language shift: Values and attitude, social, demographic, and economic and political. The last is about language maintenance by Chaer and Agustina (1995: 193) who explain that language maintenance is the matter with the attitude to be consistent in using a language among other languages. RESEARCH METODE Qualitative or field research design is used in this study which mean to showing of human phenomena in the social interaction. The qualitative study is based on the quality which means to examine social meanings and grasp multiple perspectives in natural setting. According to Neuman (2007: 278), field research is based on naturalism, which is also used to study other phenomena (e.g. oceans, animals, plants, etc.). It involves observing ordinary events in natural settings, not in contrived, invented, or researcher-created-settings. The subjects in this study were 3 Chinese families in Surabaya who were born in Surabaya and living for the next of three generation for the first migration in Surabaya. The three Chinese families were multilingualism who able to speak three languages: Indonesian, Mandarin, and English. In this case, Indonesia was their mother tongue, not Mandarin. The sources of the data in this study were 3 Chinese families in Surabaya. They were parents and children. The data were information and opinion from each member and its parents. The data of research question number one, two and three are opinion and information about language used, factors contribute language shift, and the way of maintaining the Indonesian. The data are gotten from observation, Interview and questionnaires that are given to the subjects of the study; parents and children. Since the subjects of this study were humans, the writer collected the data in the form of written and oral words from the subjects being observed. Besides that, the instruments and tools were used to support to the data collection technique. There are two kinds of techniques applied in this study; questionnaires, interview. The three instruments were used to answer the three research question; (1) language used by Chinese family in Surabaya, (2) factors contributes language choice, and (3) the maintaining of Indonesian language. After that the data that had been obtained will be transcribed, and then classified the data. The last process is analyzing the data with the theory used in this study. RESULT AND DISCUSSION In this section, it collects all the data findings in result section and to be related with the theories provided. The data has founded is Multilingualism, Factors contribute language choice and the effort in Maintaining the Indonesian Language. Result In this section, it presents all data analyses gotten by related to research question number one, two, and three. In this part, there is no theory to be discussed which relate to the result. It will answer three research questions; language used, factors contribute language choice, and maintain Indonesian language. Then, the result is explained in the following parts: Language Used by Chinese Families in Surabaya The three Chinese families were known as multilingual families because they were able to speak in three languages; Mandarin, Indonesian and English. These languages have its position and function towards these families. The position and function of these languages will be explained below: Mandarin Language Mandarin was one of languages that were used by three Chinese families in Surabaya. Mandarin still considered as minority language and not all people in Surabaya understood and wanted to spoke this language. As the result, Mandarin was only spoken by people who able to speak this language, such us Chinese who worked at international Chinese company and Mandarin teacher who used Mandarin in teaching and learning method in school and Mandarin course places. It had been spoken also by the elder who had been living in Surabaya in past time but it did not now. The children also argued that Chinese was important but they did not speak it because they were not living in country where Mandarin is positioning as Majority. This opinion was gotten from the subject of the study that both children and parents were giving the same opinion about their ethnic language. The conversation is written below: Data 1: Mother A: menurut saya bahasa Mandarin itu penting karena menunjukkan identitas kami sebagai orang Cina. Tapi bahasa Mandarin jarang dipakai jadi saya tidak ngomong dengan bahasa Mandarin. Dan juga menurut saya bahasa Mandarin terlalu ribet dan sulit. Saya cuman bisa sedikit tapi hanya dipakai sama saudara dan temen. (I think Mandarin is important because it shows our identity. But, I also understand that it is not a majority language to be spoken in Surabaya because in here people use Indonesian. And it is also considered to be difficult. I only speak a little with my sibling and my friends). In this case, mother A only used Mandarin with her friends but only a little. This was because she did not speak well and it was too difficult. Mandarin language was only a sign to show her identity. Indonesian Language Indonesian language is the majority language that is spoken by people in Surabaya. Since Mandarin did not inherit to the three Chinese families, Indonesian was known as their mother tongue. Mother tongue is the language that is used and taught by parents to their children in daily activities and the result of mother language usually comes up as the first language of the children and parents. The evidence of Indonesian language as mother tongue for Chinese family can be seen on the information of each parent below. Table 1. The evidence of Indonesian language that is used as mother tongue Mother A Mother B Mother C bahasa indonesia ya bahasa ibu dikeluarga kami. Soalnya dari kecil orang tua ngomongnya ya pakek bahasa Indonesia. (Indonesian is our mother tongue because it inherits by my parents). dari kecil saya pakek bahasa Indonesia, soalnya orang tua kalo ngomong ke kita ya pakek bahasa Indonesia. (I use indonesia since I was a kid because my parents also speak Indonesian to us). I was speaking Indonesian when I was a kid because parents taught that language to me. Meanwhile, we are living in Surabaya, so we must understand about Indonesian. From the table above, it proved that the three Chinese families used Indonesian as mother language because they were living in the area where Indonesian was used by people surrounding. In addition, the old generation also taught them spoke Indonesian. So, Indonesian was recognized as Chinese mother tongue. English Language English was the language that was also used by three Chinese families. English was becoming their language because it had an important role in many aspects: education and job opportunities. It was also known as International language and positioned as foreign language. English was one of foreign languages that are taught at every school since a long time.it was seen that Child C learnt English since she was a child. And it was also her language used. Data 2: Child C: yeah,, My parents taught me English since I was a child. They also sent me to English course. From the information above, English was her language used. It was proven that she her parents taught her English when she was a child and they also sent her to English course. It means that she used English as one of her languages used. On the other hand, English became a dominant language used by three Chinese families in Surabaya. It was argued by Family A and B that English must become the children's dominant language. They are stated as follow: Data 3: Father A: kami sudah terbiasa ngomong pakek bahasa Inggris. Itu sudah terbiasa karena digereja dan tempat kerja ya bahasa inggris yang dpakai. Di rumah kami juga ngomong pakek bahasa inggris. ya biar tambah lancar aja apalagi sama anak saya. Wajib itu mbak, meskipun gak setiap hari. (we used to speak in English. it is so because I speak it in church and working place because English is used there. I also speak English at home. it is because we will be fluent in it, especially with my children. It is a must even not in everyday communication). English became a dominant language to family A because they used to speak English almost in many domains: church, home, and working area. Father A supported his statement that English was also used at home in order to fluent their family English speaking. And it was strongly said that "wajib itu mbk meskipun gak setiap hari (it is a must even not in everyday communication)". So, from the statement above, English is recognized as their dominant language. It was proven that three Chinese families were multilingual families because they were able to speak in three languages; Mandarin, Indonesian, and English. Indonesian was their mother tongue because it is inherited through generations. Mandarin was their ethnic language that is functioned to show their identity, and English was used as their dominant language use. In this case, they are considered as multilingualism, this is the ability of speaking more than two languages Factors of Choosing English Language There were several factors why did three Chinese families choose English as their language communication. The factors are represented in the form of tables which consists of; modern era, communication, education, future carrier, and language habit. Here are some factors why did these families choose English. Modern Era See the advanced of high technology in modern era, it is proven that there so many communication tools with high technology that are used to interact with other people in order to get an easy ways to communicate with them. High technology facilitates the people to interact with people who live in foreign country. The three children were used English to chat with their foreign friends through social media. In this case, high technology helped them to interact with people who had long distance. The table below shows about English as language choice to interact with their foreign friends through social media. Table 2. Language Choice by Child A, B, and C in Modern Era Child A Child B Child C I like to speak in English with my foreign friends in social media. In social media, I am used to speak English with foreign friends. I have chat friends from Singapore. She is the daughter of dad's friend. I am used to talk with her in English. So, I like it. From the information on the table above, high technology was useful for three children to communicate with their foreign friends. English was usually used in high technology. It meant that social media was one of the result of high technology that used English as main language in the display. So, with the ability of speaking English by the children is helping them in using the technology to communicate with their foreign friends through social media. Communication The choice of language in a communication is affected both for speakers and addressees. It means that the language is chosen in order to get an effective ways to communicate with one to another. Three Chinese families used English in some domains and with certain addresses. It means that they used English with people who spoke English too. It was also said that the used of English was chosen because in some domains English was used. In this case, all people used English in church domain. Family B, on the other hand used English in church, working area, and home. This was because English was the language choice in church and working area, while it was their language used at home. Mother B showed that she spoke English in church, home, and working area. Data 4: Mother B: saya ngomong bahasa Inggris di rumah, tempat kerja, sama Gereja. Dirumah saya biasanya bicara sama suami sama anak-anak juga. Kalau ditempat kerja, saya ngomong pakek bahasa inggris sama GM soalnya dia dari India. Jadi bahasa kita ya Inggris sebagai penghubung. Kalau di gereja biasanya ya ngomong bahasa inggris sama head church sama temen-temen aja. (I speak English at home, working area, and church. I speak English with my husband and children. I also speak English at the office with general manager. This is because he is from India and English is our language. If it is at church, I speak English with the head of church and fellows). The intensity of using English language was a precursor for the family to shift into English. This was because English had become their dominant language used. Education Education sometimes becomes a place where English is used in state and public school but it is most used in international school. This was shown by three children of Chinese families who schooled at international language. The use of English was crucial in there and this was an obligation of each student to speak in English. Table 3. Language Choice by Child A, B, and C in Education Child A Child B Child C I speak English at school with teachers and friends. At school, I speak English with my teacher and friends I speak English at schools with teacher and friends The choice of English in school area is obvious. This is because it is the dominant language used in school. The school of three children is international school and English is language used in there. English is used to communicate with teacher and students in the classroom and used with friends outside the class. Future Carrier Future carrier always becomes a crucial part for someone to choose a language that gives a big role to the successful in working area. English is the language that gives a big contribution in future carrier. Most companies use English as one of language requirements for applicants who want to apply and get a job. Consider that Surabaya was urban city, big chance to get a good job in big companies. English must be the language that requires in there. It was argued by mother A that English was one of languages that were needed in big companies. Data 5: Mother A: pasti itu mbak. Karena pekerjaan sekarang banyak yang menggunakan bahasa inggris. Di Surabaya banyak sekali perusahaan-perusahaan yang syarat diterima untuk bekerja salah satunya adalah menguasai bahasa inggris. (ofcourse, this is because there are so many jobs that use English. in Surabaya, there are companies where one of conditions that the applicants can be accepted is able to speak in English). Saw Surabaya as urban city made mother A concerned about choosing English as one of language used in her family. This was because there were big companies that choose English as requirement for applicant who wanted to enter it. It was supported by her child who saw English as an important language for good job carrier in Surabaya. Data 6: Child A: because Surabaya is a big city after Jakarta and it is recognized as urban city where everything is in here. Everything means good education, good job, beautiful house, good technology, etc. It was argued by child A that in Surabaya had everything; good education, good job, beautiful house, good technology, etc. it means that to get all of them she must has a view to pass all of these. By learning English was one of steps to pass it because when she mastered it, she could work wherever she wanted. Language Habit The use of language in everyday communication will make this as language habit. Language habit can be a result of dominant language because it is the language used that is almost spoken. English was spoken at home as daily language because the parents wanted the children fluent their English. Father A showed that the using of English at home would make his family used to speak it. Data 7: Father A: iya. karena dengan memakai bahasa inggris dirumah kami jadi terbiasa untuk berbicara bahasa inggris.(yes, because with using English at home we will use to speak English). English was spoken in home domain where it was a crucial place to the acquiring the language that became the habit. It was supported by his child who used English as language habit because that was the perfect way in practicing of English. Data 8: Child A: Because practice makes perfect and if we think that English is important, we need to use it every day Child A said that the using of English for everyday communication was important. The used of English was showed as the real practice to make it perfect because it was because her daily language. The tendency of choosing and using English make English become the language habit. This is because they want to master English by using it as daily communication which makes English as their language habit. The factors of choosing English language show that English has an important role. The spread of English in many aspects make these three Chinese families choose English over other languages. The intensity of using English language show a precursor for these families to shift into English and it is unavoidable that these families will shift into English when they start to abandon their mother tongue and choose English as their new language. On the other hand, the precursor of shifting into English was also shown by three Chinese families because of some factors; attitude and values, social, demographic, and economic and political. The factors that give these three Chinese families precursor to shift into English will be explained below. Attitude and Values Attitude is one of the factors to occur the language shift. The choice of a language where dominant language is chosen than mother tongue will give a big tendency to them who tended to shift into English. It is show by Family A, B, and C who agreed that English has a high value. Table 4. Father A, B, and C's opinion about the value of English language Father A Father B Father C People will see us as an educated people. Because English is considered as international language and it is important. It will show our family background. It is also the language in the world that is used by various people. The spread of English in the world is admitted. So, at least, people must learn English for better future. See the Value of English and the attitude of each family make English has high status. This is because the important of learning English is no doubt. The tendency of using English is one of ways that will make them look educated which shows their background of family and by seeing the value of English these families showed the positive attitude by teach their children even used it in everyday communication. Children themselves showed the precursor of shifting into English by used in daily. Demographic Demographic is also the one of factors that contributes Chinese family who tended to shift into English, especially for the children. Moreover, English is used in big and international companies. So, people must able to speak English as one of requirements in get in that companies. All families agreed that demographic was one of factors that made them learning English in order to get a better job among other people who come to Surabaya to find a better job too. It was shown by mother A that English was one of ways to compete with other job seekers. Data 9: Mother A: intinya mbak, saya ingin anak belajar bahasa inggris agar bisa mendapat pekerjaan yang bagus. Karena banyak orang yang datang ke Surabaya untuk mencari pekerjaan. Jadi ya, dengan bahasa Inggris kami bisa berkompetisi.(the point is, I want my children to learn English in order to get a good job. There are people who come in Surabaya to get a job, so only with English we can compete with them). From the opinion that was said by mother A, it proved that the competition in urban city was real. This was because there were many people who came from another city to get a good job in Surabaya. So, the only way to compete with them was able to speak in English because in big companies must use English as one of the requirement. If people wanted to be a success people, they must start it from big companies where so many chances could be found. Chinese people, with all their vision and to see the future must being the best future was about a competition in urban city. People who live in urban city with such kind of opportunities will make Chinese people not give up upon everything. Economic and Political Economic and political factors are considered as an obvious factor in language shift. From the data gotten, economic aspect gave a big contribution for three Chinese families who tended to shift into English. Child C went to international school and English course to fluent her English ability. Data 10: Child C: I go international school and having various kinds of friends. I also go to English course to learn English. My parents said that by learning English I will be a successful person and get much money so I can make them proud of me. It was seen that by studying English since the children was a kid will let them ready to the get a better life by having a good job. Social Social gives a big contribution to the shifting of one language to dominant language used. English was used by people in wider community; Church, working area, and environment. All parents and children were used English in church. The communities (addressee) in church were used English too to communicate with others. It happened to family C who tended to shift into English. Besides school and church, environment and working area were the area where family C used English as their daily language. It happened because some of their neighbors were mixed marriage couple. Data 11: Child C: I also speak with my friend, Farah. She lives next two blocks from my house. Her family is from Singapore. The tendency of using English by all families in certain domains and addresses in some situation make them tended to shift from Indonesian into English. The obvious way is showed by the children. The condition where English is used in certain domains and situations see the precursor of language shift where English replaces Indonesian. The choices of English as communication tool and the intensity that are shown by three Chinese families show the precursor of language shift. This is because they use English almost in their daily language. The factors of language shift also become the precursor by three Chinese families to shift into English. Language maintenance towards Indonesian Language by Chinese Family in Surabaya Chinese families were living in Surabaya where Indonesian is the majority language used by people in Surabaya. However English comes to Surabaya and influence all aspects in it, still, the majority language that was spoken in Surabaya was Indonesian. It was shown by family A who cared about Indonesian language as majority language in Surabaya. It was supported a reason given by Mother A: Data 12: Mother A: iya lah mbak. Semua harus bisa bahasa Indonesia, soalnya kita kan tinggal di Surabaya. terus kalo mau kemana-mana ya dominan nya pakek bahasa Indonesia. (Yes, of course. All my family must able to speak in Indonesian because we are living in Surabaya. If we want to go somewhere, the dominant language that is spoken is Indonesian). The positive attitude towards Indonesian was showed by the family. It was shown that Indonesian is important to be learnt and spoken. Chinese family, especially parents inherits Indonesian to their children. This is because they are living in Surabaya. The positive attitude toward Indonesian that is spoken at home makes its language long- maintained. Discussion In Discussion section, it collects all the data findings in result section and to be related with the theories provided. The data has founded is Multilingualism, Factors contribute language choice and the effort in Maintaining the Indonesian Language. Those data that have been related to the theories provided will be discussed below: Language Used by Chinese Families The finding shows that both parents and children of Chinese families were able to speak in three languages; Mandarin, Indonesian, and English. Indonesian was their mother tongue because it inherited to their children. Mandarin was their ethnic language that was learnt in order to show their identity, and English was their dominant language used among three Chinese families because the intensity of using English was more than Indonesian and Mandarin. In this case, they are considered as multilingualism because they able to speak more than two languages. Quay in Auer and Lie (2007: 45) said that with the greater mobility of people and consequent cross-linguistic and cross cultural relationship, an increasing number of children are growing up with early exposure to two languages in the family. Indeed, more than two languages may be in the linguistic repertoire of the family, rendering a case of family multilingualism. Factors of Choosing English Language There were some factors that contributed three Chinese families chose English language in their daily communication. They were modern era, communication, education, future carrier, and language habit. High technology was useful for three children to communicate with their foreign friends. English was usually used in high technology. It meant that social media was one of the result of high technology that used English as main language in the display. So, with the ability of speaking English by the children is helping them in using the technology to communicate with their foreign friends through social media. In communication factor, these families chose English to communicate to because the addressees had the same potential of speaking English and because of some reasons made these families chose English; working area and neighborhood. The intensity of using English language could precursor them tend to shift into English. This was because English had become their dominant language used. In addition, the families chose English to communicate to because the addressees had the same potential of speaking English and because of some reasons made these families chose English; working area and neighborhood. Schooled in international language was the reason by three Chinese children to choice English in education area. This was because it was the dominant language used in international school. English is used to communicate with teacher and students in the classroom and used with friends outside the class. In future life factors, it was said by the three Chinese families in Surabaya that they were trying many ways to prepare their children to have a good quality of life in future. By studying English since the children was a kid, put them in international school and English course will let them ready to the get a better life by having a good job in the future. It was shown by the three Chinese families that the tendency of choosing and using English in certain domains and addresses in some situation make English became the language habit. This was because they wanted to master English by using it as daily communication which made English as their language habit. Setiawan (2013) suggests the certain reasons for language choice in bilingual or multilingual society from the city parent's view: Emblematic value, strategic reason (politeness), pragmatic reason. And the factors of language choice by Chinese families is related with the pragmatic reason that is connected to practical purposes; modern era, communication, education, future carrier, and language habit The intensity of using English is the precursor that is shown these families to shift into English which was also shown by three Chinese families in some factors; attitude and values, social, demographic, and economic and political. The factors that give these three Chinese families precursor to shift into English will be explained below. Attitude and Values Saw the important value of English made Chinese families showed the positive attitude towards English language. This was because English was considered as international language which has high value in the world. The attitude of parents by put their children to the international school showed that the important of English was obvious. It is supported by Holmes (2001:61) that when second language has status of an international language, it can contribute to positive attitude towards the language and it is chosen by the speakers over first language. This positive attitude toward the value of English made these families tended to shift into English. Demographic Consider that Surabaya is urban city, English is used in big and international companies. So, people must able to speak English as one of requirements in get in that companies. It was shown by three Chinese families who learn English to compete with other people in order to get a good job. With many populations and the competition in big city are reasons for these families to learn English. Holmes (2001:59) said that resistance to language shift tend to last longer in rural than urban areas. This is partly the fact that rural groups tend to be isolated from the centers of political power for longer. Economic It was found that three Chinese families in Surabaya were trying many ways to prepare their children to have a good quality of life in future.by studying English since the children was a kid will let them ready to the get a better life by having a good job. It is supported by Holmes (2001:58) that economic is the factor that leads community to shift from using one language to another language by seeing an important reason for learning the second language to get a good jobs. Social The tendency of using English was showed by all families in certain domains and addresses in some situation make them shift the Indonesian into English. It is supported by Myers-Scotton (2006) that in case after case, when a younger generation is exposed to a more dominant language in the nation than the L1 (through schooling and school peers) and it is hard to stop a shift to that second language by the next generation. The effort in Maintaining the Indonesian Language The important figure to maintain Indonesian is parents. And all three Chinese family has already shown the effort to maintain Indonesian by inherit it to their children. And the most obvious effort was that the use of Indonesian in home domain, even only a little. This is one of the ways to maintain Indonesian. Children used it to appreciate the Indonesian speakers and the appropriate ways of language contact with Indonesian speakers. The positive attitude toward Indonesian makes its language long- maintained. It is supported by Chaer and Agustina explain that language maintenance is the matter with the attitude to be consistent in using a language among other languages (1995: 193). CONCLUSION AND SUGGESTION In this chapter, there are two sections that are displayed. Those are conclusion and suggestion. The conclusion is drawn based on the results and discussions that relate to the statement of the problem in this research in the chapter 4 which also presented. In addition, the suggestion is the section to give any information or advice that will lead the further researcher related to the area of language shift and maintenance in specific and sociolinguistic in general. Conclusion Three Chinese families are known as multilingual families because they are able to speak in three languages; Mandarin, Indonesian, and English language. Mandarin is known as their ethnic language because it has a function to show their identity. Indonesian is known as their mother tongue because it inherits through generations. English, on the other hand is known as their dominant language because the intensity of using English was more than Mandarin and Indonesian. Regards to the multilingual family, they use the three languages in different domains and addressees. There are some factors that support these families choose English as language in communication. They are modern era, communication, education, future carrier, and language habit. In addition, the choice of English because of those factors gives a precursor for these three Chinese families, especially for the children. It is also shown that they tend to shift into English. The factors contribute language shift appear in three Chinese families that show the precursor to shift into English. The factors are attitude and values, social, demographic, and economic and political. The choice of English becomes the precursor of these families to shift into English. The shifting may be happen if the children show the negative attitude towards Indonesian which can be said that they abandon their mother tongue and replace it with the new language. The positive attitude that is showed by three Chinese families is the way to maintain Indonesian. Besides, Indonesian language is known as mother tongue of each family, it is considered as the majority language used by Surabaya people. So, these make three Chinese families maintain Indonesian language. Suggestion Through this study, it can be seen language shift can occur to anybody and any situation even the process to become shifting. Language shift and maintenance are the obvious situation that can happen to all people in a city, country, even village. It is just the way and effort of every people to shift or maintain their language from the changing of culture, language, or even economic. The researcher hopes that the study of Language shift and maintenance by non-migrant community; Chinese families in Surabaya who show the precursor of language shift would help the next researchers to find more phenomena about language shift and maintenance that is done by other ethnics who come from non-migrant community in Surabaya. The next researcher may use the theory from Joshua A. Fishman about language shift. REFERENCES Chaer, A., & Agustina, L. (1995). Sosiolinguistik Suatu Pengantar. Jakarta: Rineke Cipta. . Holmes, J. (2001). An Introduction to Sociolinguistics. England: Pearson Education Limited. Liu, H. (2005). The Transnational History of a Chinese Family: Immigrant Letters, Family Business, And Reverse Migration. US: Rutgers University Press. Loewenstain, L. K. (Ed.). (1977). Urban Studies: An Introductory Reader (Second Edition ed.). United States of America: The Free Press. Myers-Scotton, & Carol. (2006). Multiple Voices: An Introduction to Bilingualism: Blackwell Publishing. Setiawan, S. (2013). Children's Language in a Bilingual Comunity in East Java. Germany: Scholars' Press. Sharifian, F. (Ed.). (2009). English as an International Language: Perspectives and Pedagogical issues Great Britain: MPG Books Ltd. Wardhaugh, R. (2006). An Introduction to Sociolinguistic (FIFTH EDITION ed.): Blackwell Publishing Ltd. Wijayanti, R. D. (2008). language shift and maintenance found in bataknese families in surabaya. Universitas Negeri Surabaya, Unpubliced. Windarti, L. (2007). A Study of Language Shift Among Flores People In Surabaya. Universitas Negeri Surabaya, Unpublished. http://www.surabaya.go.id/profilkota/index.php?id=22

ERROR ANALYSIS OF SPOKEN RECOUNT TEXT MADE BY THE EIGHTH GRADERS OF BILINGUAL CLASS AT SMP NEGERI 1 BABAT Muhammad Anwar Habibi English Language Education, Language and Arts Faculty, Surabaya State University anwarhabibi@rocketmail.com Esti Kurniasih, S.Pd., M.Pd. English Language Education, Language and Arts Faculty, Surabaya State University Abstrak Kemampuan berbiara siswa merupakan kemampuan yang alami. Pada satu sisi, siswa mampu menggunakan ilmu kebahasaan mereka dengan berbciara. Pada sisi yang lain, celah dari ilmu kebahasaan yang rendah akan terlihat dari bahasa lisan mereka yang didefinisikan sebagai kesalahan siswa atau Error. Untuk itu, bahasa lisan siswa bisa dijadikan sebagi tolok ukur yang tepat dalam mengukur kemampuan berbahasa mereka. Analisa kesalahan berbahasa siswa adalah salah satu metode yang berarti untuk mengisi celah ilmu kebahasaan siswa. Selanjutnya melalui evaluasi kesalahan berbahasa yang suah mereka buat, mereka mampu meningkatkan kecakapan berbahasa mereka secara bertahap. Studi deskriptif kualitatif ini bertujuan untuk menganalisa dan menjelaskan sebab dari macam-macam error yang telah dibuat oleh subjek penelitian ini dalam teks lisan berbentuk recount. Peneliti menggunakan klasifikasi kesalahan yang diusulkan oleh Hendrickson (1983) dan sebab kesalahan dari James dalam Ellis (2005). Peneliti juga menggunakan teori analisa data kualitaif yang diusulkan oleh Ary et al (2010). Untuk memperoleh data, peneliti merekam dan menuliskan teks lisan siswa berbentuk recount. Dari keseluruhan teks lisan siswa berbentuk recount ditemukan banyak kesalahan yang pada umumnya terjadi pada morphology dan phonology. Peneliti juga menemukan kesalahan yang terjadi pada lexicon dan syntax namun jarang terjadi. Dari keseluruhan kesalahan dalam morphology kebanyakan terjadi pada tense markers dan plural markers. Misanalysis dalam tata bahasa dan kurangnya kesadaran siswa untuk menggunakan tata bahasa yang baik dan benar dalam bahasa lisan merupakan sebab utama dari kesalahan-kesalahan siswa dalam teks lisan berbentuk recount mereka. Kata Kunci: analisa kesalahan, ketrampilan berbicara, teks recount, kelas bilingual, siswa kelas 8. Abstract Students' spoken language is natural. On one hand, through the spoken language the students are going to be able to implement any language knowledge that they have learned. On the other hand, spoken language also provides the students' gaps concern with lack of language knowledge that is referred as an error. Therefore, the students' spoken language could be viewed as an exact object to measure their language ability. Analyzing the errors in learner's language is a significant method to fill the students' gaps. Then they are capable of enhancing their language aptitude through errors evaluation. This descriptive qualitative study is chiefly aimed to analyze the types and causes of errors that were made by the subject of this study on their spoken recount text. In this errors analysis of the students' spoken recount text, error classification by Hendrickson (1983) and causes of error by James in Ellis (2005) are implemented to analyze and describe the errors and their causes. The spoken language data bring the researcher into recording and transcribing the students' spoken recount text before analysis takes place to gain the data of this error analysis study. Theory of qualitative data proposed by Ary (2010) is implemented in analyzing the data of this study. The researcher found very many errors from the entire spoken recount texts. The errors are mostly occurred in morphology, then phonology. Lexicon and syntax are rarely occurred in the students' spoken recount text. Morphological errors mostly occur in tense and plural markers. Misanalysis of the structure rules and lack of consciousness of applying them in oral communication mostly caused those errors occurred. Key words: error analysis, speaking skill, recount text, bilingual class, eighth graders. INTRODUCTION The very heart of using foreign language is able to speak the foreign language (Luoma, 2004). English has been included into the Indonesian education curriculum and taught since Elementary School level and recently young learners are also introduced to English in early age such as in Preschool class. The spoken form has been regarded as the primary form of language (Vachek, 1973 in Hughes, 2002). In fact, oral or written language produced by learners (Ellis, 2005:4) has the same purpose that is as means of communication. In addition, the main point of producing a language is that the speakers or the writers can extend any information they want to share using the senses they have. Learning language and constructing learner strategies (Wenden et al, 1987) are executed by the children through the instruction of the teacher inside the classroom as the continuation of childhood developmental phase in constructing language. Language learners will be curious about the language they are learning (McKay, 2006), so they are willing to accept any feedback that will upgrade their language knowledge. Then they will get into the evaluation part of learning language and the students will be able to use words and phrases fluently without very much conscious thought (Harmer, 2007). It seems rather peculiar to evaluate the students' oral language by showing the errors they have made rather than the right one (Ellis, 1997). Students' oral language is produced by the students naturally as the language features they have learned. Showing the error then noticing the right one will help the students to revise the students' misunderstanding about a certain language feature then their language learning could develop gradually over the time. Yet, to show the students' errors should be extended by the teacher as wise as possible. Ellis (1997) defines the error as reflection of learner's knowledge and it occurs because the learner does not know the correct one. Lack of language knowledge such as pronunciation, accents, words use, vocabulary, and structure can be addressed to the students because of their error occurred. Therefore, they will learn this language knowledge gradually over the time. It means that the students will get their errors at the early moment of learning a new knowledge of a language lesson. Referring to the new lesson of the students in formal language learning level, recount and descriptive text are the new genres text for the 8th graders as in the Basic Competence of Junior High School students in speaking skill of the Badan Standar Nasional Pendidikan (BSNP), 2006. Giving information and sharing an account of what happened is the definition of the recount as the typical genre of Derewianka, 1992 in McKay, 2006. Giving and sharing an account of what happened to each of the students would be a fair topic of this error analysis study. Because, they will tell what in their mind using the represent words, phrase, and sentence rather than describing something because, they are going to have opportunities to cheat their friends' words and it will limit their language knowledge. The spoken recount will refer to one of the genre texts for the 8th graders of Junior High School but it will be extended in the form of oral language not in written form. Based on the Basic Competence of Junior High School students in speaking skill of the BSNP, 2006 recount text is one of the genre texts that should be learned by the 8th graders as a new lesson because it is oriented in the first semester and they do not learn this text at the previous grade. Therefore, the new thing for the students will turn up the error of producing oral language. Therefore, they will be able to evaluate and revise their errors by knowing the errors they have made which are going to be the main data of this spoken recount text analysis study. The students will learn such text in the next semester. Thus, it is important to strengthen their language feature of recount text as oral language foundation. Different skill was analyzed in this study than others that differentiate the following error analysis study. Related to error analysis study, Prastiwi (2013) conducted a written error analysis of the eight graders on the problems of students' competence in writing recount text in terms of its content and organization. In addition, the result of this study is that the content and organization of recount composition written by the 8th graders was categorized into average level. Therefore, this error analysis study is different from others error analysis studies that are mostly conducted in analyzing written language of the students. This error analysis study is chiefly aimed to analyze the errors and their causes that are found in spoken recount text made by the 8th graders of bilingual class at SMP Negeri 1 Babat. The students or the error maker will obtain more luck from this error analysis study because they will know and realize the error they have made when they are learning a new material. Being shown the error they have made sometimes will be brought up next to their mind so that they will be aware of having the similar errors. They will be noticeable about the language features as well and it will possibly help the students to self-correct the errors they have made (Ellis, 1997). Teacher is another one who will obtain the luck from this study; the errors known will be the reflection of some aspects of the teacher that they could be attributed to. For example, the teaching method, practice frequency, pronunciation, production, etc. He or she will know the measurement of the speaking skill mastered by the students from the errors they have made. The teacher will know which material should be emphasized in language teaching activity to cover the errors of the students in speaking skill particularly in spoken recount and recount text. METHOD In this study, the researcher used descriptive qualitative research. The researcher tried to describe and explain the students' spoken recount error objectively and naturally as it existed. The data which are described by the researcher were taken from the students' spoken recount text made by the 8th graders of bilingual class at SMP Negeri 1 Babat. The data of this study are in the form of words. Therefore, the researcher applied qualitative method where qualitative data are in the form of words or picture rather than numbers and statistics (Ary, 2010). The steps underwent by the researcher are collecting the students' spoken recount data then transcribing them into written words. After that, the researcher organized and analyzed the error made by the students. Finally, the researcher extended the error analysis study of the spoken recount in the form of words as the result of this study. In addition, there was no any treatment given to the subjects of this study. The subjects of this study are the 8th graders of bilingual class at SMP Negeri 1 Babat and the researcher chose the A cluster. The researcher chose the 8th graders because they are learning recount text particularly in the first semester and will be continued to the next semester so this grade is the appropriate one to be the subjects of this study. Therefore, the researcher would like to know the errors that usually occur in students' speaking. Ellis (2005) stated that the primary data of oral analysis are the recording of talk. The transcripts of the recording are not the data, but rather a representation of the data. However, the transcript and the recordings should be used together during the analysis. Data of this study are the errors which are found in the students' speaking performance and the motives of the students for doing those errors. In analyzing the students' spoken recount text, the researcher used the theory of Hendrickson (1983). The data source of this error analysis study is the spoken recount text performance made by the bilingual class of the 8th graders at SMP Negeri 1 Babat and the representation of the primary data are the transcript of the spoken recount text recording. The research instruments in this study were used to gain the answer of the research questions. In this study, the researcher used two instruments. The primary instrument used in qualitative research is the researcher himself (Ary, 2010). In fact, the researcher conducted the research, collected data until analyzed the data of the study by himself. So the researcher is the primary instrument of this study that is used to answer the first and second research question. To support the primary instrument gained the data, the researcher used a recording as a tool of instrument because the form of the primary data is in the form of audio recording. Audio recording is now widely used to show the language use occur naturally (Ellis et al, 2005). There are three principle methods of collecting sample, they are: (1). Pencil and paper; (2). Audio recording; (3). Video recording (Ellis et al, 2005). In this study, the researcher used the audio recording because the data of this study are in the form of spoken data. Therefore, the first step done by the researcher was recording the spoken recount text made by the bilingual class of the 8th graders at SMP Negeri 1 Babat. After recording the students' spoken recount text, the researcher transcribed the recording into written transcription to ease the researcher in analyzing the students' spoken recount text to find the type of errors. The recording perhaps eases an analysis to go back to the oral performance repeatedly. It helps to ensure that the transcription is detailed and accurate (Ellis et al, 2005). The next step is analyzing the students' spoken recount text through their transcription. The theory of Hendrickson (1983) was used to classify the students' errors found in their spoken performance. By classifying the categories of errors, the researcher will be able to construct the open questionnaire that was used to know the motives of the students for doing those errors. Then the researcher described the data systematically to get the best understanding based on the research questions. There are some theories which define the stages of qualitative data analysis, for instance, Cresswell (2007), Marshall and Roshman (2006), Maxwell (2005), Wolcott (1994), and Ary (2010). Moreover, they have different stages that should be done by the qualitative researcher in analyzing data. In this study, the researcher applied the theory of qualitative data analysis by Ary et al (2010) that consists of familiarizing-organizing, coding-reducing, and interpreting-representing. Familiarizing and organizing is the first stage of analyzing data of this study. In this study, the researcher familiarized himself with the data (Ary, 2010). Listening repeatedly is one way to familiarize with the data because the data of this study are in the form of spoken data. To ease the researcher, he made the transcription of the recording. After being familiar with the data, the researcher organized the data so that the researcher is capable of analyzing the data through the next stage. The second stage is coding and reducing. Coding itself is not to sum but to break apart the data (Ary, 2010). In this stage, the researcher coded the students' spoken recount transcriptions to separate the data based on the coding. In addition, this was used to ease the researcher in analyzing the error of each student's spoken transcription. After being coded and analyzed in detail based on the theory used, the data were then coded in larger coding. The large code is the part where the students' spoken transcription put into three codes based on the content and the errors found. Excellent, good, and poor are the codes used to divide the data into large group and each group will be represented by certain data to be presented in the finding and discussion part. In this stage, unfortunately the researcher did not reduce any data that had been collected because the researcher intentionally analyzed all the students' spoken recount text transcription. The last stage is interpreting and representing. Ary (2010) stated that interpretation is about emerging the meaning, telling whatever it exists, providing an explanation and developing the reasonable explanations. To interpret the data, the researcher used the theory of error analysis as the set of rule so that the researcher is able to interpret them in detail. In addition, this interpretation will be understandable by the availability of the visual representation of the data. The researcher used the table to explain the errors found in detail and chart to show the percentage of the error frequencies or amount. RESULT AND DISCUSSION After recording the spoken recount text then the researcher transcribed them into words with normal orthography supported with codes that are used to represent the data representation as it is existed. In analyzing the data, the researcher implemented familiarizing-organizing and coding-reducing theory of qualitative data analysis by Ari et al (2010). In this chapter, the researcher implemented the interpreting-representing stage of this theory. The entire errors that are found by the researcher occurred in each error linguistic proposed by Hendrickson (1983). After classifying the errors, the researcher found that the local errors found mostly occurred in morphology, phonology, syntax, and lexicon. While the global errors found by the researcher mostly occurred in lexicon, syntax, and morphology. In addition, the researcher did not find any global errors that occurred in phonology. Type of errors Number of local errors Number of global errors Lexicon 55 5 Syntax 63 2 Morphology 150 1 Phonology 95 - Total 363 8 Interlingual errors are caused by the mother tongue interference in learning either second or foreign language. This interference probably gives not only positive but also negative effects that is commonly called transfer. Ellis (1997) stated that facilitation given by the first language in learning second language is positive transfer. While negative transfer is the first language role as the source of errors. In this study, the researcher found so many negative transfer cases where most of the entire students' spoken recount texts were composed and spoken by applying the first language structure rather than the English structure. Interlingual errors in this study occurred in lexicon, syntax, morphology and phonology in particular as the speech of the language learner that contains the characteristic of transfer in its pronunciation and intonation pattern. The errors that were caused by interlingual are mostly occurred in morphology, phonology, syntax and lexicon. To be exact, the entire errors found in spoken recount text made by the subject of this study are assumed as interlingual errors. As Ellis (1997) stated that transfer is common in second language learners' speech. The second major in explaining errors is intralingual. This major reflects the universal process of learning strategy applied by the learners (Ellis, 1997). The intralingual consists of false analogy, misanalysis, incomplete rule application, exploiting redundancy, overlooking co-occurrence restriction, and system-simplification (James, 1998 in Ellis, 1997). Each error made by the students may have more than one cause (Tarone, 2009). Therefore, the researcher found some errors that have more than one cause that will increase the number of cause of error than the errors itself. The researcher found fewer errors that are caused by the intralingual errors than others that are caused by interlingual. These because of the phonological errors are completely caused by interlingual. An error made by the students that is caused by the system-simplification is rarely occurred among the whole of errors. The cause of this error occurs is when the students simplified the rule of the system in English to communicate rather than use the complete one. In false analogy or a kind of overgeneralization error that are caused by the students' false analogy is higher than system simplification. This false analogy mostly occurs in incorrect chosen words where the speaker or the subject thought it was correct. For example, the subject prefers to use long to show the distance rather than far. Literally, those words have different meaning, but the subject's analogy call it same or similar. The subjects also overgeneralized forms that they have found to be easy to learn and process (Ellis, 1997). The use of 'eated' in the place of 'ate', for instance. The errors of overlooking co-occurrence are in same level as the false analogy errors. The errors caused by overlooking occur in inappropriate words chosen who have similar meaning with others but have different collocation. For example, one of the subjects used 'fourteen p.m.' in place of 'two p.m.'. The researcher found higher errors that are caused by incomplete rule application than the previous ones. Incomplete rule application occurs in inappropriate rules applied by the students. They prefer to restructure the grammatical systems with their own as Ellis (1997) stated that restructuring grammatical rules is prevalent in second language acquisition. Word order errors are mostly caused by the incomplete rule application where the students mentioned the part of speech component of a sentence, but they arranged it in the wrong arrangement that trespassing the grammatical rules of English language in particular. From the entire errors caused by incomplete rule application are mostly occurred in word order. Errors that are caused by exploiting redundancy often occurred in students' spoken recount text. James in Ellis (1997) stated that exploiting redundancy is leaving the grammatical features that do not contribute to the meaning of an utterance, for example, omitting –s in verbs of third person singular. The same case also occurs in plural markers and possessive adjectives errors where most of the students leave the –s in plural markers and –'s in possessive adjective. Learners find difficulties of speaking in full sentences so they often leave the words. In second language acquisition, this case is called propositional simplification that happens in the early second language learner speech (Ellis, 1997). Most of errors found in students' spoken recount text are caused by misanalysis. The errors that are caused by misanalysis mostly occurred in verbs and tense markers. The presence, absence, and inappropriateness of verbs are the consideration of the verb errors that are caused by misanalysis. While inappropriate form of verbs is the consideration of the tense marker errors, for example, the use of present participle verb in past tense verb. CONCLUSION AND SUGGESTIONS Conclusion The researcher found that the entire bilingual students made errors in their spoken recount text. From entire spoken recount texts made by each student of bilingual class, the errors are mostly occurred in morphology, phonology, syntax, and lexicon. The errors of lexicon are mostly occurred in verbs, noun, and adverb. And errors of adjective are rarely occurred. Therefore, from the whole errors of lexicon are mostly occurred in preposition, possessive adjective, articles, word order. Moreover, errors in syntactic class, modals, conjunction, and demonstrative adjective are rarely occurred. The errors of phonology occurred in mispronunciation entirely. Moreover, most of errors found by the researcher occurred in morphology and tense markers are dominants than plural and negative markers. The causes of the errors made by the students were concerned in the second research question of this study. The researcher found that errors made by the bilingual students are dominantly caused by the interlingual errors or the mother tongue interference. The researcher also found fewer errors that are caused by the intralingual errors than interlingual. System simplification rarely caused the production of errors found in intralingual. False analogy and overlooking co-occurrence caused errors production more than system simplification. In addition, the entire errors are mostly caused by misanalysis, exploiting redundancy, and incomplete rule application. Based on the result of this error analysis on the spoken recount text made by the bilingual students, the researcher concluded that the students' speaking ability is weak. It is reflected from the number of errors found by the researcher. On one hand, the advanced number of errors that is caused by the interlingual errors is possible because English language in the students' point of view is a foreign language that is implemented as the medium language in teaching and learning activity in bilingual class. Moreover, they should be aware of the interlingual errors so that they are not in fossilization (Ellis, 1997). In fact, the descending of students' consciousness and awareness in implementing grammatical rules in spoken language to turn up the readers' comprehension toward the content of the spoken recount text affected the errors production in their spoken language. Suggestions After conducting an error analysis on the students' spoken recount text and resulting the finding as above, the researcher suggests not only the teacher but also the students. In fact, the students made very many errors in their spoken recount then the teacher should evaluate the errors found so that the students are able to learn from their errors. From the teacher's evaluation, the students will be able to develop their language capability gradually, especially in speaking ability. The teacher should also emphasize the material where the errors occurred, it could be in the form of review or discussion. Moreover, the teacher should motivate the students to be aware of the grammar rules in speaking and to have self-consciousness in practicing English. Meanwhile, the researcher suggests the students to be able to learn the errors that they have made so that they could enhance their own language ability gradually. Then they also should raise their awareness and consciousness in implementing grammar rules in communication as well to turn up the readers' comprehension, on behalf of bilingual class tittle that requires them so that they are able to use English and Bahasa as means of oral and written communication. REFERENCES Ary, D., Jacobs, L. C., & Sorensen, C. K. (2010). Introduction to Research inEducation (8 ed.). Wadsworth: Cengage Learning. Beeby, C. E. (1979). Indonesian Education, an Experiment in Assessment. Willington: Oxford University Press. Brown, G., & Yule, G. (1983). Teaching the Spoken Language. New York: Cambridge University Press. Brown, H. D. (2000). 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This thesis studies how expectations a ect scal policy transmission. It revisits the empirical evidence on the domestic and cross-border e ects of fiscal policy at the light of scal foresight. Fiscal measures are the result of a complex decision process, entailing long lags be- tween the moment when the decision is taken and when it is e ectively implemented. It follows that scal policy can be easily anticipated, with agents modifying their actions when they receive signals about changes in policy, well before the actual implementation. This anticipation poses non-trivial challenges for the empirical analysis. It implies that economic variables may move well before the policy shocks estimated in macroeconomic models take place. Overlooking the e ects of anticipation can be a major problem in VAR models. The parsimony required to conserve degrees of freedom makes the information carried by the few endogenous variables contained in the model much smaller than the information possessed by private agents. This leads to a problem of non-fundamentalness that might bias estimation results. The predictability of scal actions is likely to in uence their cross-border e ects as well. National scal policies can a ect other countries through a variety of potential channels. First, an increase in public spending could fall on foreign products, stimulating directly the foreign economy. Second, an expansionary policy could stimulate domestic economic activity, leading to more imports from other countries and thus helping to stimulate foreign activity as well. Third, if the scal expansion results in higher public debt, it could push long-term interest rates up in nancial partners, crowding out private investment. Government's nances could even become unsustainable with the risk of a systemic crisis. The innovative contribution of this thesis is to study scal spillovers and scal an- ticipation together. The aim is to estimate how national scal measures a ect foreign economies through an approach that allows to solve the problem of non-fundamentalness in VAR analysis, while at the same time assessing the role of expectations for the inter- national transmission of scal policy. The questions of interest that this analysis aims at answering are the following: are policy shocks estimated in standard scal VAR models really unanticipated? How does anticipation in uence domestic and cross-border e ects? What are the implications for real economic activity of a change in forecasts about policy actions? Should governments consider the implications of their claims and actions for the formation of expectations? Should national scal policies be coordinated at a supra- national level? These questions have important policy implications that encouraged me to delve into these issues further and study them in depth. The thesis comprises three chapters. The rst chapter provides a survey of the VAR models used in the empirical literature. The second and third chapters assess from a 1 di erent perspective and with a di erent focus how the anticipation of future policy regimes changes the transmission of scal shocks. The rst chapter reviews how the econometric model adopted in this thesis -the vector autoregression (VAR) - has been used in the empirical literature on scal policy. First, it illustrates the basic characteristics of the VAR approach, describing the reasons behind its widespread use in applied macroeconomic research. Second, it analyzes the challenges that the VAR approach poses. Standard VAR models need to be identi ed in order to perform structural analysis, giving economic meaning to the shocks estimated in these systems. This chapter reviews the di erent approaches proposed in the literature to solve the problem, classifying them in four main categories. Standard VAR models are also low- dimensional models. The parsimony is imposed in order to conserve degrees of freedom and implies that VAR models can carry only a limited amount of information. The misalignment of the information space between private agents and econometricians may lead to a problem of non-fundamentalness, biasing the estimation of policy innovations. Discussing the solutions to this problem, I describe some innovative speci cations of the basic approach which address this issue by taking advantage of the improvements in computing power and data availability (GVAR, FAVAR, Panel VAR). An ulterior limitation of standard VAR models is linearity. In this regard, this chapter outlines a further enhancement which allows for time-varying relationships among endogenous variable (TVC-VAR). Finally, the rst chapter focuses on reviewing how VAR models have been used to study the international transmission of scal shocks, addressing the issue of cross-border e ects. The second chapter estimates the impact of expectations on scal spillovers. More precisely, the analysis studies how the anticipation of the future scal stance a ects the international transmission of scal measures in the US. To address this challenge use a set of two-country Bayesian VAR models. In each model, the US is the domes- tic economy, considering its leading role in the global economy. As foreign countries, I include Canada, France, Germany and UK because they represent the lion share of US foreign trade. The innovative feature of this contribution is to apply an identi - cation strategy which di erentiates an unanticipated or surprise shock from a foresight or news shock. The former represents a discretionary increase in government spending that was not foreseen by agents. The latter represents news received by agents which a ect their expectations about prospective policy actions. The Philadelphia FED Survey of Professional Forecasters provides the data used to construct the indicators of scal forecast. This approach has a twofold advantage: it allows to address the problem of non-fundamentalness, as well as to assess the international repercussions of both surprise and foresight shocks. Results show the importance of expectations for the international transmission of US scal policies. A surprise scal stimulus has negligible cross-border e ects when it is associated with expectations of spending reversals. Foresight shocks, on the contrary, are associated with expectations of increasing government spending and yield positive spillovers, despite no expansionary action is taken. The sign and magnitude of these external e ects are country sensitive, suggesting an active role of country-speci c factors in a ecting the international transmission of US scal policies. These ndings provide novel evidence in support of the hypothesis that foresight alters scal policy e ects on a national and international level. The third chapter provides further evidence in support of the hypothesis that scal policy is largely anticipated and its e ects depend on expectations. The analysis draws on two-country VAR models between major European economies and applies the same identi cation approach adopted in the second chapter, using this time the o cial fore- casts of the European Commission to construct the indicators of scal forecast. Data refer to Italy, France and Germany over the period 1971-2011. This third contribu- tion rst documents the forecasting accuracy of the European Commission forecasts and shows that they help address the problem of non-fundamentalness in scal VAR models. Then, it identi es surprise and foresight shocks through a recursive ordering in which the realized policy does not react within the year to innovations in any other variable in the system. The expected policy, on the contrary, is allowed to react to innovations in the realized policy, re ecting the revision of expectations upon arrival of news. The ndings show that an unanticipated scal stimulus leads to expectations of strong de cit reversals over the subsequent two to three years. This in turn depresses domestic and foreign activity over the same horizon. Foresight shocks, on the contrary, have positive e ects on domestic activity. Di erences in the responses to surprise and foresight shocks re ect the role of expectations. The evidence is consistent with a regime where de cit reversals are mainly based on taxation alone and suggests that the incentive to reform scal regimes in an uncoordinated way may be small, while incentives for opportunistic behavior may be strong. Final Remarks The thesis has examined how the anticipation of future policy regimes in uence the e ects of discretionary scal actions on a national and international level. The analysis draws on the VAR approach with an identi cation scheme that allows to estimate the e ects of truly unanticipated scal measures as well as changes in expectations about future policies. The results obtained provide support to the hypothesis that foresight a ects signi cantly the response of domestic and foreign economies to scal policy. More in details: Chapter 2 tells us that a scal stimulus in the US produces a temporary boost in domestic output and has no e ects on foreign economies as long as it is associated with expectations of spending reversals. Conversely, the anticipation of an expansionary policy has positive e ects on both domestic and foreign output, despite no scal measure is taken. Chapter 3 tells us that expectations about future policy actions in uence the trans- mission of scal policy in Europe. Expansionary policies associated with previsions of strong expenditure retrenchments over the subsequent two to three years depress domes- tic and foreign activity over the same period. Forecasts of expansionary de cit- nanced measures, on the contrary, have positive e ects on domestic output. The evidence provided in this thesis has non-negligible policy implications. First, it shows that the e ects of scal policy depend strongly on how agents foresee future policy actions. Second, it highlights that scal policy is e ective as long as it succeeds in steering expectations. This revives the debate on the credibility of policy institutions as a necessary prerequisite for optimal policy. Third, it con rms the existence of scal cross-border e ects, providing support to the theory that a coordinated approach to scal policy on an international base could be bene cial. In this regard, it also suggests that the incentive to reform scal regimes in an uncoordinated way may be small. On the one side, the incentives for opportunistic behavior may be strong. The thesis can be extended further in a number of directions. For example, the proposed VAR analysis can be applied to a panel dataset, exploiting the cross-country dimension much further through the analysis of dynamic and static interdependencies. Another direction for extension of this research concerns the possibility to allow for regime-dependent responses. Strong recessions or persistent periods of steady economic growth can in uence the way agents formulate forecasts, changing the e ects that these forecasts have on scal policy transmission.

Au cours des dernières décennies, l'Indonésie a connu des transformations spectaculaires des terres avec une expansion des plantations de palmiers à huile au détriment des forêts tropicales. L'Indonésie est actuellement l'une des régions ayant le plus haut taux de transformation de la surface terrestre dans le monde à cause de l'expansion des plantations de palmiers à huile et d'autres agricultures qui remplacent les forêts à grande échelle. Comme la végétation est un modificateur du climat près du sol, ces transformations à grande échelle ont des impacts majeurs sur les variables biophysiques de surface telles que la température de surface, l'albédo, les indices de végétation (NDVI), sur le bilan énergétique de surface et le partitionnement énergétique. Ce travail de thèse vise à quantifier les impacts des changements d'usage des terres en Indonésie sur les variables biophysiques de surface. Pour évaluer ces changements à l'échelle régionale, des données de télédétection sont nécessaires. Étant une variable clé de nombreuses fonctions écologiques, la température de surface (LST) est directement affectée par les changements de la couverture terrestre. Nous avons analysé la LST à partir de la bande thermique d'une image Landsat et produit une carte de température de surface avec une haute résolution (30m) pour les basses terres de la province de Jambi à Sumatra (Indonésie), une région qui a subi de grandes transformations au cours des dernières décennies. La comparaison des LST, albédo, NDVI et évapotranspiration (ET) entre sept différents types de couverture terrestre (forêts, zones urbaines, terres incultes, plantations de palmiers à huile jeunes et matures, plantations d'acacias et de caoutchouc) montre que les forêts ont des températures de surface inférieures à celles des autres types de couvert végétal, ce qui indique un effet de réchauffement local après la conversion des forêts vers des plantations. Les différences de LST atteignaient 10,1 ± 2,6 ºC (moyenne ± écart-type) entre les forêts et les terres déforestées. Les différences de températures de surface s'expliquent par un effet de refroidissement évaporatif des forêts, qui compense l'effet de réchauffement de l'albédo. Basé sur des différences observées dans les variables biophysiques entre les plantations de palmiers à huile jeunes et matures, nous avons analysé trois images Landsat couvrant une chronoséquence de plantations de palmiers à huile pour étudier la dynamique des variables biophysiques de surface pendant le cycle de rotation de 20-25 ans des plantations de palmiers à huile. Nos résultats montrent que les différences entre les plantations de palmiers à huile à différents stades du cycle de rotation du palmier à huile se reflètent dans les différences du bilan énergétique de surface, du partitionnement énergétique et des variables biophysiques. Au cours du cycle de rotation des plantations de palmiers à huile, les différences de température à la surface diminuent graduellement et se rapprochent de zéro autour du stade mature de la plantation de palmiers à huile de 10 ans. Parallèlement, le NDVI augmente et l'albédo diminue à proximité des valeurs typiques des forêts. Le bilan énergétique de surface et le partitionnement énergétique montrent des tendances de développement liés aux variables biophysiques et à l'âge des plantations de palmiers à huile. Les nouvelles plantations et les jeunes plantations (<5 ans) ont un rayonnement net plus faible que les plantations de palmiers à huile matures, mais ont des températures de surface plus élevées que les plantations de palmiers à huile matures. Les changements dans les variables biophysiques, le bilan énergétique et la répartition de l'énergie au cours du cycle d'une rotation du palmier à huile peuvent s'expliquer par l'effet de refroidissement évaporatif précédemment identifié dans les forêts, qui compense l'effet de réchauffement de l'albédo. L'un des principaux déterminants de ce mécanisme est la couverture végétale au cours des différentes phases du cycle de rotation du palmier à huile. Le NDVI en tant qu'indicateur du couvert végétal a montré une relation inverse cohérente avec LST de différentes plantations de palmiers à huile âgés, une tendance qui est également observée pour différents types d'utilisation des terres dans cette étude. Une analyse régionale et à plus long terme de la tendance LST entre 2000 et 2015 basée sur les données MODIS montre que dans la journée la température moyenne de Jambi a augmenté de 1,05 ºC, suivant la tendance des changements observés et dépassant les effets du réchauffement climatique. Afin d'évaluer les effets de l'expansion du palmier à huile sur le climat, le bilan énergétique de surface, le partitionnement énergétique et les processus biophysiques jouent un rôle important et le cycle complet de rotation des plantations de palmiers à huile doit être envisagé. Basé sur nos résultats, nous construisons le cycle de rotation des plantations de palmiers à huile et les changements qui se produisent au cours du développement de la végétation de palmiers à huile. Cette étude fournit des preuves que l'expansion des plantations de palmiers à huile et d'autres cultures commerciales entraîne des changements dans les variables biophysiques, réchauffant la surface du sol et augmentant ainsi l'augmentation de la température de l'air à cause du changement climatique. En utilisant des données Landsat à haute résolution, nous avons pu inclure les effets du changement d'utilisation des terres sur les variables biophysiques. Comprendre les effets du changement de la couverture terrestre sur les variables biophysiques peut soutenir des politiques concernant la conservation des forêts existantes, la planification et l'expansion des plantations de palmiers à huile et les mesures de boisement possibles. La connaissance des variables biophysiques, du bilan radiatif et de la répartition énergétique au cours du cycle de rotation du palmier à huile peut inclure de nouvelles pratiques de gestion susceptibles de réduire les conditions environnementales et microclimatiques extrêmes dans la phase initiale des plantations de palmiers à huile. ; In den letzten Jahrzehnten hat Indonesien umfassende Veränderungen der Landnutzung mit einer Ausweitung von Ölpalmplantagen auf Kosten tropischer Wälder erlebt. Derzeit ist Indonesien weltweit eine der Regionen mit der höchsten Umwandlungsrate der Landnutzung, die mit der Ersetzung von Wäldern durch Ölpalmplantagen und andere Nutzpflanzen verbunden ist. Da die Vegetation ein Einflussfaktor für das Bodenklima ist, haben diese großflächigen Landtransformationen große Auswirkungen auf die biophysikalischen Variablen wie Landoberflächentemperatur (LST), Albedo, Vegetationsindizes (z.B. der normalisierte Differenzvegetationsindex, NDVI) und auf die Energiebilanz und die verschiedenen Komponenten der ausgetauschten Energie. Trotz des großen Umfangs der bereits vollzogenen und von der Regierung geplanten Landtransformationen in Indonesien hin zu Ölpalmplantagen und anderen Nutzpflanzen, ist dies die bisher erste Studie, welche die Auswirkungen dieser Landtransformation auf die biophysikalischen Variablen in Indonesien quantifiziert. Um solche Veränderungen auf regionaler Ebene zu bewerten, werden Fernerkundungsdaten benötigt. Als einer der Hauptantriebsfaktoren für viele ökologische Prozesse ist die LST direkt von Veränderungen der Landnutzung betroffen. Wir analysieren die LST aus dem thermischen Band eines Landsat-Bildes und erstellen eine hochauflösende Oberflächentemperaturkarte (30 m) für das Tiefland der Provinz Jambi auf Sumatra (Indonesien), eine Region die in den letzten Jahrzehnten eine große Landumwandlung hin zu Ölpalmen und anderen Nutzpflanzen erfahren hat. Der Vergleich von LST, Albedo, NDVI und Evapotranspiration (ET) zwischen sieben verschiedenen Landbedeckungstypen (Wald, städtische Gebiete, Brachland, junge und reife Ölpalmplantagen, Akazien- und Kautschukplantagen) zeigt, dass Wälder niedrigere Oberflächentemperaturen haben als die anderen Landbedeckungstypen, was auf einen lokalen Erwärmungseffekt nach der Umwandlung des Waldes in einen anderen Landbedeckungstyp hindeutet. Die LST-Unterschiede betrugen bis zu 10,1 ± 2,6 ºC (Mittelwert ± Standardabweichung) zwischen Wald und Brachland. Die Unterschiede in den Oberflächentemperaturen lassen sich durch einen Verdunstungskälteeffekt, der den Albedo-Erwärmungseffekt kompensiert erklären. Auf Grundlage der beobachteten Unterschieden in den biophysikalischen Variablen zwischen reifen und jungen Ölpalmplantagen, analysieren wir drei Landsat-Bilder, die eine Chronosequenz von Ölpalmplantagen enthalten um die Entwicklung von biophysikalischen Oberflächenvariablen während des 20-25 jährigen Rotationszyklus der Ölpalmplantagen zu untersuchen. Unsere Ergebnisse zeigen, dass sich die Unterschiede zwischen Ölpalmplantagen in verschiedenen Phasen des Ölpalmen-Rotationszyklus in Unterschieden in der Energiebilanz, Energiepartitionierung und biophysikalischen Variablen widerspiegeln. Während des Lebenszyklus der Ölpalmplantage nehmen die Oberflächentemperaturunterschiede allmählich ab und nähern sich grob den Werten der reifen Ölpalmphase mit einem Alter von 10 Jahren. Gleichzeitig nimmt der NDVI zu und der Albedo ab und beide Größen nähern sich den typischen Werten von Wäldern. Die Energiebilanz und die Energiepartitionierung zeigen einen Entwicklungstrend, der mit den biophysikalischen Variablen und mit dem Alter der Ölpalmplantagen zusammenhängt. Neu etablierte und junge Plantagen (<5 Jahre) haben eine geringere Nettostrahlung als reife Ölpalmplantagen, aber eine höhere Oberflächentemperaturen als reife Ölpalmplantagen. Die Veränderungen der biophysikalischen Variablen, der Energiebilanz und der Energieaufteilung während des Ölpalmen-Rotationszyklus können durch den zuvor identifizierten Verdunstungskälteeffekt erklärt werden, durch den der Albedo-Erwärmungseffekt kompensiert wird. Eine Hauptdeterminante in diesem Mechanismus ist die Vegetationsbedeckung während der verschiedenen Phasen im Rotationszyklus der Ölpalme. Der NDVI als Proxy für die Vegetationsbedeckung zeigt einen inversen Zusammenhang zur LST der Ölpalmplantagen unterschiedlichen Alters; ein Trend, der auch für andere Landnutzungstypen in dieser Studie beobachtet wurde. In einer auf MODIS Daten basierenden regionalen und langfristigeren Analyse des LST-Trends zwischen den Jahren 2000 und 2015 zeigt sich, dass die durchschnittliche Tagesoberflächentemperatur in der Provinz Jambi um 1,05 °C gestiegen ist, was dem Trend der beobachteten Landbedeckungsänderungen folgt und die Auswirkungen der Klimaerwärmung übersteigt. Um die volle Auswirkungen der Ölpalmenexpansion auf das Klima abzuschätzen, spielen die Energiebilanz, die Energiepartitionierung und biophysikalische Prozesse eine wichtige Rolle, wobei der gesamte Rotationszyklus von Ölpalmplantagen berücksichtigt werden muss. Basierend auf unseren Ergebnissen entwickeln wir eine Struktur des Rotationszyklus von Ölpalmplantagen der die während der Entwicklung der Ölpalmenvegetation auftretenden Veränderungen darstellt. Diese Studie belegt, dass die Ausweitung von Ölpalmplantagen und anderen Nutzpflanzen zu Veränderungen der biophysikalischen Variablen führt, die die Landoberfläche erwärmen und somit den Anstieg der Lufttemperatur aufgrund des Klimawandels verstärken. Durch den Einsatz von hochauflösenden Landsat-Daten konnten wir die Auswirkungen von Landnutzungsänderungen auf biophysikalische Variablen in unserer Analyse einbeziehen. Ein besseres Verständnis der Auswirkungen von Landbedeckungsänderungen auf die biophysikalischen Variablen kann Maßnahmen zur Erhaltung der bestehenden Wälder, zur Planung und zum Ausbau von Ölpalmplantagen und zu möglichen Aufforstungsmaßnahmen unterstützen. Wissen über biophysikalische Variablen, Strahlungsbilanz und Energieaufteilung während des Rotationszyklus der Ölpalme können verwendet werden, um neue Managementpraktiken einzubeziehen, die die extreme ökologischen und mikroklimatischen Bedingungen in der Anfangsphase der Ölpalmplantagen reduzieren könnten. ; Over the last decades, Indonesia has experienced dramatic land transformations with an expansion of oil palm plantations at the expense of tropical forests. Indonesia is currently one of the regions with the highest transformation rate of the land surface worldwide related to the expansion of oil palm plantations and other cash crops replacing forests on large scales. As vegetation is a modifier of the climate near the ground these large-scale land transformations have major impacts on surface biophysical variables such as land surface temperature (LST), albedo, vegetation indices (e.g. the normalized difference vegetation index, NDVI), on the surface energy balance and energy partitioning. Despite the large historic land transformation in Indonesia toward oil palm and other cash crops and governmental plans for future expansion, this is the first study so far to quantify the impacts of land transformation on biophysical variables in Indonesia. To assess such changes at regional scale remote sensing data are needed. As a key driver for many ecological functions, LST is directly affected by land cover changes. We analyze LST from the thermal band of a Landsat image and produce a high-resolution surface temperature map (30 m) for the lowlands of the Jambi province in Sumatra (Indonesia), a region which experienced large land transformation towards oil palm and other cash crops over the past decades. The comparison of LST, albedo, NDVI, and evapotranspiration (ET) between seven different land cover types (forest, urban areas, clear cut land, young and mature oil palm plantations, acacia and rubber plantations) shows that forests have lower surface temperatures than the other land cover types, indicating a local warming effect after forest conversion. LST differences were up to 10.1 ± 2.6 ºC (mean ± SD) between forest and clear-cut land. The differences in surface temperatures are explained by an evaporative cooling effect, which offsets an albedo warming effect. Young and mature oil palm plantations differenced in their biophysical. To study the development of surface biophysical variables during the 20 – 25 years rotation cycle of oil palm plantations, we used three Landsat images from the Jambi province in Sumatra/Indonesia covering a chronosequence of oil palm plantations. Our results show that differences between oil palm plantations in different stages of the oil palm rotation cycle are reflected in differences in the surface energy balance, energy partitioning and biophysical variables. During the oil palm plantation lifecycle the surface temperature differences to forest gradually decrease and approach zero around the mature oil palm plantation stage of 10 years. Concurrently, NDVI increases and the albedo decreases approaching typical values of forests. The surface energy balance and energy partitioning show a development patterns related to biophysical variables and the age of the oil palm plantations. Newly established and young plantations (< 5 years) have less net radiation available than mature oil palm plantations, yet have higher surface temperatures than mature oil palm plantations. The changes in biophysical variables, energy balance and energy partitioning during the oil palm rotation cycle can be explained by the previously identified evaporative cooling effect in which the albedo warming effect is offset. A main determinant in this mechanism is the vegetation cover during the different phases in the oil palm rotation cycle. NDVI as a proxy for vegetation cover showed a consistent inverse relation with the LST of different aged oil palm plantations, a trend that is also observed for different land use types in this study. On a regional and longer time scale, the analysis of the LST trend between 2000 and 2015 based on MODIS data shows that the average daytime surface temperature in the Jambi province increased by 1.05 ºC, which followed the trend of observed land cover changes and exceed the effects of climate warming. In order to assess the full climate effects of oil palm expansion the surface energy balance, energy partitioning and biophysical processes play an important role and the full rotation cycle of oil palm plantations need to be considered. Based on our result we construct the rotation cycle of oil palm plantations and the changes that occur during the development of oil palm vegetation. This study provides evidence that the expansion of oil palm plantations and other cash crops leads to changes in biophysical variables, warming the land surface and thus enhancing the increase of air temperature because of climate change. By using high-resolution Landsat data we were able to include the effects of land use change on biophysical variables. Understanding the effects of land cover change on the biophysical variables may support policies regarding conservation of the existing forests, planning and expansion of the oil palm plantations and possible afforestation measures. Knowledge of biophysical variables, radiation balance and energy partitioning during the rotation cycle of oil palm can be used to including new management practices that could reduce the extreme environmental and microclimatic conditions in the initial phase of the oil palm plantations.