The political contradictions of second modernity
In: Futures of modernity: challenges for cosmopolitical thought and practice, S. 95-106
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In: Futures of modernity: challenges for cosmopolitical thought and practice, S. 95-106
In: European Cosmopolitanism in Question, S. 64-85
In: The Cult of the Modern, S. 247-254
Globalization is used to spatialize modernity in two senses. First, the globalization problematique enunciates that about which the previous temporal notion of modernity was suspiciously silent, that it is spatial, Western, & white. Modernity is not about the spread of ideas, but is fundamentally structural & world systemic. Second, modernity is also spatial in that it happens in cities, especially global cities. Urban & global modernity is that where "all that is solid melts into air." Modernity is no longer in metropolitan but in colonial space, where the solid is melting into air at the greatest speed. The most frantic development of migrant & finance flows takes place in colonial space. The global colonial cities have long ago undergone the sort of class polarization that core global cities have just begun to experience. There is no need for a concept of postmodernity when modernization on a world scale (& global colonial cities) has only been with us in the last quarter century. 47 References. V. Rios
(Originally published in John A. Hall & Ian C. Jarvie's [Eds], Transition to Modernity, 1992 [see abstract 93c01707].) Ernest Gellner's specification of the uniqueness of modern industrial-capitalist civilization (1975, 1988) is criticized for relying too heavily on a rigid philosophy of history. Gellner identifies the ascendancy of rationality as the first marker of modernity; the second is the artificial separation of the institutions of kinship, politics, religion, & economics. An explanation of the origin of these particular features of modern society eludes Gellner, who describes the transition to modernity as a series of near-miraculous accidents. Gellner's model of human history, based on the three stages of human development (hunting-gathering, agrarian, & industrial), fails to account for the differences between societies that fall within the same stage. Once this model is abandoned, the wholly contrived or accidental separation of institutions emerges as the crucial element of modernity. 6 References. H. von Rautenfeld
An introduction to this compilation of papers (see related abstracts in IRPS No. 83) explains that the book is constructed around two major themes. The first organizing theme is social theory. The extent to which the rise of the globalization problematique represents the spatialization of social theory is explored throughout the book. This is in line with postmodern theory, which has privileged the spatial over the temporal mode of analysis. In this context, globalization represents an important shift in transmuting this temporality into a spatial framework. The second organizing theme is the concern with social change. Here, the question revolves around the sociocultural processes & forms of life that are emerging as the global begins to replace the nation-state as the decisive framework for social life. It is important to become attuned to the nuances of the process of globalization & to develop theories sensitive to the different power potentials of the different players participating in global struggles. 27 References. V. Rios
In: Elite und Exzellenz im Bildungssystem. Nationale und internationale Perspektiven., S. 95-112
Schulen bieten eine ausgezeichnete Möglichkeit zur Betrachtung und zum Verständnis der breiteren Gesellschaft, in welcher sie hervorgebracht und repliziert werden. Die Untersuchung der Art und Weise, in welcher Schulen strukturiert, positioniert, finanziert, verwaltet, wertgeschätzt, kritisiert, gepflegt und vernachlässigt werden, eröffnet uns - jenseits nationalstaatlicher Rhetorik - eine Sicht auf die von den Bürgern erlebten Realitäten. In diesem Artikel soll die Entwicklung der australischen Bildungspolitik zu Veränderungen in der soziokulturellen Theorie und Praxis, welche die mobile Moderne reflektieren und reproduzieren, in Beziehung gesetzt werden. Besonderes Interesse gilt dabei den Strategien zur Schulfinanzierung mit ihrem Bezug zum privaten bzw. nichtstaatlichen Bildungssektor von der späten Kolonialzeit bis in die sogenannten neoliberalen/spätmodernen Zeiten. Die vorgestellten Aspekte bewegen sich in einem Komplex wechselseitig verbundener Bereiche, vom Urbanen bis zum Ländlichen, vom Öffentlichen bis ins Private sowie in den primären, sekundären und tertiären Schichten von Bildungsangeboten. Die Periodisierung offenbart ein nachlassendes Engagement für eine säkulare, staatszentrierte und am Gemeinwohl orientierte Moderne zugunsten einer "zweiten Moderne" der Individualisierung und Privatisierung. Mit Bezug auf eine Bandbreite verschiedener empirischer Studien zur Schulwahl werden die sich wandelnden Ideen und Praktiken der in die Reproduktion von öffentlichen und privaten Schulen Involvierten hervorgehoben. Im Fokus stehen dabei einerseits die Fachleute und Angestellten des Systems und andererseits die "Konsumenten" der auf den "Quasi-Bildungsmärkten" angebotenen Produkte. (DIPF/Orig.).;;;Schools offer powerful scope for viewing and comprehending the wider society in which they are produced and replicated. The ways in which schools are structured, positioned, funded, managed, appreciated, critiqued, cared for and neglected, presents us with a means for seeing beyond the rhetoric of a nation state to the lived realities faced by its citizens. In this paper the author wants to link the development of Australian educational policies to shifts in socio-cultural thought and practice that reflect and reproduce a mobile modernity. He is interested in school funding policies as they relate to the private, or non-government education sector from the late colonial period to these so-called neo-liberal/late modern times. The interrogated scenes shift about amongst a complex of interrelated fields, from the urban to the rural, the public and the private, as well as the primary, secondary and tertiary layers of educational "offerings". The periodization reveals a loosening of commitments to a secular, state-centred, welfare-focused modernity, towards a privatizing, individualizing "second modernity". Drawing from a range of empirical studies of school choice the author highlights the shifting ideas and practices of those involved in the re-production of both public and private schools either as professionals/workers in the system, or as "consumers" of the products available in education's "quasi-markets". (DIPF/Orig.).
In: Soziale Ungleichheit, kulturelle Unterschiede: Verhandlungen des 32. Kongresses der Deutschen Gesellschaft für Soziologie in München. Teilbd. 1 und 2, S. 509-512
Der Beitrag beschreibt und illustriert einen spezifischen Entwicklungstrend, der als Übergang von der Logik des "Entweder-Oder" zur Logik des "Sowohl-als-auch" bezeichnet wird. In der Ersten Moderne ging es darum, binäre Schematisierungen und eindeutige Grenzen nach dem Modell der Differenzierung einzuüben und zu etablieren. Etwas ist entweder Natur oder Gesellschaft, entweder Arbeit oder Nicht-Arbeit, entweder rational oder emotional usw., wobei es darauf ankam, die Grenzen immer klarer und eindeutiger zu machen. Unter den Bedingungen reflexiver Modernisierung hingegen werden die "Entweder-Oder" Grenzziehungen unscharf. Die Dinge lassen sich nicht mehr einfach binär schematisieren, sondern sie können sowohl das eine als auch das andere sein. So leben wir sowohl in Deutschland als auch in Europa, wobei es zunehmend schwieriger wird, diese Sphären voneinander abzugrenzen. So ist der Nationalstaat nicht die einzige Möglichkeit der institutionellen Umsetzung des Prinzips der Staatlichkeit; es gibt nicht die Familie, sondern höchst unterschiedliche Möglichkeiten familialer Vergemeinschaftung, und die Realisierung der Arbeitsgesellschaft läuft nicht auf eine Homogenisierung, sondern auf eine Heterogenisierung der Arbeit hinaus. (ICA2)
In: Soziale Ungleichheit, kulturelle Unterschiede: Verhandlungen des 32. Kongresses der Deutschen Gesellschaft für Soziologie in München. Teilbd. 1 und 2, S. 1687-1695
In seinem Einführungskapitel zur ersten großen familiensoziologischen Nachkriegsuntersuchung "Wandlungen der deutschen Familie in der Gegenwart" (1953) setzte sich Helmut Schelsky mit einigen Thesen der US-amerikanischen Familiensoziologie auseinander, welche auch später die Richtung der deutschen Familiensoziologie bestimmt haben. Aus seiner Kritik an diesen Thesen entwickelte Schelsky eine eigene Perspektive auf den Zustand der Familie in modernen Gesellschaften, welche Anregungen für die gegenwärtige Familiensoziologie geben kann, wie die Autorin in ihrem Beitrag näher ausführt. Sie zeichnet zunächst die modernisierungstheoretisch fundierten Argumente der amerikanischen Familiensoziologie nach, um danach auf Schelskys Position und die sich hieraus ergebenden Impulse für die heutige Familiensoziologie einzugehen. Das Verdienst Schelskys liegt ihrer Ansicht nach vor allem darin, dass er die Grundbegriffe der Desintegration und Desorganisation von René König mit denen der Stabilität bzw. Elastizität im Sinne von Bewegung und Gegenbewegung zusammenführte - ein Konzept, dass auch in der gegenwärtigen Familiensoziologie von Nutzen sein kann. (ICI2)
The author presents a political analysis of violent conflict in Africa, focusing on two theoretical explanations. The first suggests that violence is part of the political & social development of a nation. The second focuses on features of modernization that might make Africa more "prone" to violence than other continents. Within this discussion the author focuses on: the nature of power in Africa, the links between politics & violence, & issues related to rationality & modernity. Adapated from the source document
Examines two distinct movements among Roman Catholics in the US, traditionalism & conservative Catholicism, which represent the fallout of the church's encounter with modernity, in particular as expressed in the changes brought on by the Second Vatican Council (Vatican II). The negative response of Catholic traditionalism to the decisions of Vatican II, centering on the power & authority to define Catholic identity, is analyzed, focusing on the schism caused by the excommunication of Archbishop Marcel Lefebvre. The central ideas & forms of dissent of his followers, along with organizations that arose to preserve & spread these ideas, are discussed. Catholic traditionalism & Protestant fundamentalism are compared, as are the educational & political activities & direct actions pursued by conservative Catholics. Interpretations of church history; attitudes toward Vatican II concerning the nature of the church, its doctrines, activities, & role in the modern world; & member actions are presented. The difficulties presented by separatism, roots of the movement's social & cultural positions, & new organizations that have emerged are described. It is concluded that, unlike the traditionalists, who sought to preserve or recreate the pre-Vatican II church, conservative Catholic activists have reshaped the US religious landscape. Bibliog. T. Arnold
In: Perspective demografice, istorice şi sociologice. Studii de populaţie, S. 151-181
Divorce, common-law marriage and illegitimacy (irrespective of its forms) were, no matter the society typology as the phenomenon is approached, forms of social deviation that entailed the dilution of the family image and norms. We do not discuss here about a dilution of the traditional norms concerning family, as someone might misunderstand, it was an erosion of the idea of family in general. The "family" could acquire different forms as compared to the "official" one. Paradoxically, all these were not only the result of personal emancipation, when the youth broke from the traditional norms, which were strongly influenced by religious norms and values, and would have got involved in "dangerous and shameful relationships". The peasant "forgot" to marry his woman not out of emancipation. The theory of personal emancipation leading to the erosion of the idea of family through the dilution of traditional norms, which was valid from the urban perspective (here, due to the affirmation of modernity, the alterity of religious norms led to such relationships), was not supported in the peasant countryside.
The Church fought all these. In fact, the bishopric sent guidelines to priests to take steps against common-law marriages very often. Despite priests' endeavours, the results were not considerable. Few priests could boast (after the first recommendation) in their subsequent parish report to have significantly contributed to diminishing the number of common-law marriages in their parish. The Church faced another issue brought about by its long debate with the State to control the act of marriage. The marriage laws set out in 1894 were the most complex laws regulating the political-religious relations in the matrimonial field in the second half of the 19th century. Due to their clarity, they managed to put an end to the conflicts between the lay and church authorities. Moreover, the debate concerning matrimonial issues for different confessions ended, too, in favour of the State. The State managed to impose its authority in the matrimonial field. The Church was thus compelled to accept the increased competence of the State by introducing the civil documents. All these caused mutations that triggered very different behaviours. Nevertheless, the Church kept imposing religious marriage, divorce and re-marriage for all its parishioners. In such a situation, by analysing the evolution of common-law marriages from the perspective of the Church, we may notice that, on the level of the whole area we focused on, there was a greater easiness in approaching religious marriage after 1895, once the compulsory civil marriage was imposed. The perception of the divorce also changed when the civil matrimonial law was introduced at the end of 1894. Through a last effort, as the Church did not acknowledge lay divorce, they did not grant the right to a second marriage to the individuals. Moreover, from the perspective of the Church, the possible future marriage was considered as a mere common-law marriage, although the State approved of the divorce and the second marriage in which a divorced partner was involved.
In: Green politics three, S. 9-37
Does the result of the discussion that there is more than one rationality at stake in environmental policy-making imply a relativistic methodological conclusion? There are three reasons that could pull us toward a relativistic notion of rationality: (1) The existence of competing cultural models of nature forces us to abandon the idea of nature as something outside society. Nature exists for us only through culture. To the extent that we have to accept that nature is a cultural construction, the notion of 'hard facts' vanishes. Nature is - like all social facts - a soft fact. This will open our way of 'regulating nature' through environmental politics and policies to moral claims and moral discourse. (2) Environmental policy cannot be based on the authoritative nature of 'hard facts'. Nature as a collective good is a soft fact that will increase communication and argumentation about what should be done because of the possibility of competing claims of these facts. A political culture of communicating 'as-if-facts' develops. Groups begin to argue as if there were 'hard facts'. To free political communication from 'hard facts' will accelerate communication - and the remaining problem is to guarantee communicability and solve the problem of emerging communicative power. (3) Cultural analysis leads us to question the very basis of modern rationality: the idea of bare facts. Policy analysis as the most advanced form of rationalizing the reproduction of modern societies has given us the possibility to explore the cultural basis of this advanced form of formal rationality. When environmental policy analysis can no longer be based upon this type of rationality we are forced to base the rationality of policy decisions on soft facts. Thus policy-making will be drawn into the communication of 'as-if-facts' (which are soft facts) using institutional power to validate them. That there are no hard facts, that we can talk about everything, that everything is a social construction: all these claims come close to a relativistic position. We do not, however, have to draw such a relativistic conclusion from these arguments. There are again at least three reasons that limit this potential relativism: (1) As long as there is a struggle over 'as-if-facts', rationality lies in the process of communicating such soft facts. The institutionalization of procedures of negotiating and communicating interpretations of facts contains the possibility of procedural rationality. This does not imply a return to absolutism, but rather an 'anti-antirelativism' (Geertz 1984). The purity model is not only a second type of rationality developed within the European tradition that competes with others but also creates the conditions of arguing about the relative weight of each. (2) The observation of two traditions in one culture is an argument against the hegemonic role of one culture and also an argument against relativism. Therefore the purity model becomes the key to an understanding of new and so far suppressed elements of rationality in environmental policy-making. Since this model is the dominated one its thematization not only lays bare the suppressed model but also lays the bare fact of suppression as such which has repercussions on the legitimacy of the dominant model. (3) To conceive nature - in line with what we have called the Jewish model - as an indivisible, holistic entity justifies the construction of nature as a collective good to be shared equally by all. Thus a new ground for fairness and justice can be laid in the modern discourse of a just and fair society. The reconstruction of cultural traditions regulating the relationship of man to nature allows us to identify the forms of symbolically mediated relationships between the two. We do not only use nature for instrumental purposes, we also use it to 'think' the world (to use an expression of Tambiah (1969)). We use natural differences to make sense of social differences, which in turn gives meaning to natural differences (Douglas 1975). Nature, in a sense, gives lessons on how to conceive differences. Moving our focus from justice to purity gives us a better understanding of the differences underlying the emerging modern European culture of environmentalism. The analysis of cultural movements carrying counter cultural traditions thus forces us not only to broaden our theoretical notion of the cultural 'code' underlying European culture, it also forces us to see the carriers of counter cultural traditions as more than movements of protest against modernity and modernization. I claim that the two competing models relating man to nature have become the field of a new emerging type of social struggle over two types of modernity in advanced modern societies. It is my contention that the culture of environmentalism contains the elements for an alternative way of organizing social relations in modern society.
Blog: Theory Talks
Alexander Dugin on
Eurasianism, the Geopolitics of Land and Sea, and a Russian Theory of
Multipolarity
IR has long been regarded as an
Anglo-American social science. Recently, the discipline has started to look
beyond America and England, to China (Theory Talk
#51, Theory Talk
#45), India (Theory Talk
#63, Theory Talk
#42), Africa (Theory Talk #57, Theory Talk
#10) and elsewhere for non-Western
perspectives on international affairs and IR theory. However, IR theorists have
paid little attention to Russian perspectives on the discipline and practice of
international relations. We offer an exciting peek into Russian geopolitical
theory through an interview with the controversial Russian geopolitical thinker
Alexander Dugin, founder of the International
Eurasian Movement and allegedly an important
influence on Putin's foreign policy. In this Talk, Dugin—among others—discusses his Theory of a Multipolar
World, offers a staunch critique of western and liberal IR, and lays out
Russia's unique contribution to the landscape of IR theory.
Print version of this Talk (pdf) Russian version
What, according to you, is
the central challenge or principle debate within IR and what would be your
position within this debate or towards that challenge?
The field of IR is extremely interesting and multidimensional.
In general, the discipline is much more promising than many think. I think that
there is a stereometry today in IR, in which we can distinguish a few axes
right away.
The first, most traditional axis is realism – the English school
– liberalism.
If the debates here are exhausted on an academic level, then on
the level of politicians, the media, and journalists, all the arguments and
methods appear new and unprecedented each time. Today, liberalism in IR
dominates mass consciousness, and realist arguments, already partially
forgotten on the level of mass discourse, could seem rather novel. On the other
hand, the nuanced English school, researched thoroughly in academic circles,
might look like a "revelation" to the general public. But for this to happen, a
broad illumination of the symmetry between liberals and realists is needed for
the English school to acquire significance and disclose its full potential.
This is impossible under the radical domination of liberalism in IR. For that
reason, I predict a new wave of realists and neorealists in this sphere, who,
being pretty much forgotten and almost marginalized, can full well make
themselves and their agenda known. This would, it seems to me, produce a
vitalizing effect and diversify the palette of mass and social debates, which
are today becoming monotone and auto-referential.
The second axis is bourgeois versions of IR (realism, the
English school, and liberalism all together) vs. Marxism in IR. In popular and
even academic discourse, this theme is entirely discarded, although the
popularity of Wallerstein (Theory
Talk #13) and other
versions of world-systems theory shows a degree of interest in this critical
version of classical, positivistic IR theories.
The third axis is post-positivism in all its varieties vs.
positivism in all its varieties (including Marxism). IR scholars might have
gotten the impression that postmodern attacks came to an end, having been
successfully repelled by 'critical realism', but in my opinion it is not at all
so. From moderate constructivism and normativism to extreme post-structuralism,
post-positivistic theories carry a colossal deconstructive and correspondingly
scientific potential, which has not yet even begun to be understood. It seemed
to some that postmodernism is a cheerful game. It isn't. It is a new
post-ontology, and it fundamentally affects the entire epistemological
structure of IR. In my opinion, this axis remains very important and
fundamental.
The fourth axis is the challenge of the sociology of international
relations, which we can call 'Hobson's challenge'. In my opinion, in his
critique of euro-centrism in IR, John M. Hobson laid the foundation for an
entirely new approach to the whole problematic by proposing to consider the
structural significance of the "euro-centric" factor as dominant and clarifying
its racist element. Once we make euro-centrism a variable and move away from
the universalistic racism of the West, on which all systems of IR are built,
including the majority of post-positivistic systems (after all, postmodernity
is an exclusively Western phenomenon!), we get, theoretically for now, an
entirely different discipline—and not just one, it seems. If we take into
account differences among cultures, there can be as many systems of IR as there
are cultures. I consider this axis extremely important.
The fifth axis, outlined in less detail than the previous one,
is the Theory of a Multipolar World vs. everything else. The Theory of a
Multipolar World was developed in Russia,
a country that no one ever took seriously during the entire establishment of IR
as a discipline—hence the fully explainable skepticism toward the Theory of a
Multipolar World.
The sixth axis is IR vs. geopolitics. Geopolitics is usually
regarded as secondary in the context of IR. But gradually, the epistemological
potential of geopolitics is becoming more and more obvious, despite or perhaps
partially because of the criticism against it. We have only to ask ourselves
about the structure of any geopolitical concept to discover the huge potential
contained in its methodology, which takes us to the very complex and
semantically saturated theme of the philosophy and ontology of space.
If we now superimpose these axes onto one another, we get an
extremely complex and highly interesting theoretical field. At the same time,
only one axis, the first one, is considered normative among the public, and
that with the almost total and uni-dimensional dominance of IR liberalism. All
the wealth, 'scientific democracy', and gnoseological pluralism of
the other axes are inaccessible to the broad public, robbing and partly
deceiving it. I call this domination of liberalism among the public the 'third
totalitarianism', but that is a separate issue.
How did you arrive at where
you currently are in your thinking about IR?
I began with Eurasianism, from which I
came to geopolitics (the Eurasianist Petr Savitskii quoted the
British geopolitician Halford Mackinder) and remained for a long
time in that framework, developing the theme of the dualism of Land and Sea and
applying it to the actual situation That is how the Eurasian school of
geopolitics arose, which became not simply the dominant, but the only school in
contemporary Russia. As a professor at Moscow State University, for six years I
was head of the department of the Sociology of International Relations, which
forced me to become professionally familiar with the classical theories of IR,
the main authors, approaches, and schools. Because I have long been interested
in postmodernism in philosophy (I wrote the book Post-philosophy on the subject), I paid special attention to
post-positivism in IR. That is how I came to IR critical theory,
neo-Gramscianism, and the sociology of IR (John Hobson, Steve Hobden, etc.). I came
to the Theory of a Multipolar World, which I eventually developed myself,
precisely through superimposing geopolitical dualism, Carl Schmitt's theory of the Grossraum, and John Hobson's critique of
Western racism and the euro-centrism of IR.
In your opinion, what would
a student need in order to become a specialist in IR?
In
our interdisciplinary time, I think that what is most important is familiarity
with philosophy and sociology, led by a paradigmatic method: the analysis of
the types of societies, cultures, and structures of thought along the line
Pre-Modernity – Modernity – Post-Modernity. If one learns to trace semantic
shifts in these three epistemological and ontological domains, it will help one
to become familiar with any popular theories of IR today. Barry Buzan's (Theory
Talk #35)
theory of international systems is an example of such a generalizing and very
useful schematization. Today an IR specialist must certainly be familiar with
deconstruction and use it at least in its elementary form. Otherwise, there is
a great danger of overlooking what is most important.
Another very important competence is
history and political science. Political science provides generalizing,
simplifying material, and history puts schemas in their context. I would only
put competence in the domain of economics and political economy in third place,
although today no problem in IR can be considered without reference to the
economic significance of processes and interactions. Finally, I would earnestly
recommend to students of IR to become familiar, as a priority, with geopolitics
and its methods. These methods are much simpler than theories of IR, but their
significance is much deeper. At first, geopolitical simplifications produce an
instantaneous effect: complex and entangled processes of world politics are
rendered transparent and comprehensible in the blink of an eye. But to sort out
how this effect is achieved, a long and serious study of geopolitics is
required, exceeding by far the superficiality that limits critical geopolitics
(Ó Tuathail et. al.): they stand at the beginning of
the decipherment of geopolitics and its full-fledged deconstruction, but they
regard themselves as its champions. They do so prematurely.
What
does it entail to think of global power relations through a spatial lens ('Myslit prostranstvom')?
This is the most important thing. The
entire philosophical theme of Modernity is built on the dominance of time. Kant
already puts time on the side of the subject (and space on the side of the
body, continuing the ideas of Descartes and even Plato), while Husserl and Heidegger
identify the subject with time altogether. Modernity thinks with time, with
becoming. But since the past and future are rejected as ontological entities,
thought of time is transformed into thought of the instant, of that which is
here and now. This is the basis for the ephemeral understanding of being. To
think spatially means to locate Being outside the present, to arrange it in
space, to give space an ontological status. Whatever was impressed in space is
preserved in it. Whatever will ripen in space is already contained in it. This
is the basis for the political geography of Friedrich Ratzel and subsequent geopoliticians. Wagner's Parsifal ends with the words of
Gurnemanz: 'now time has become space'. This is a proclamation of the triumph
of geopolitics. To think spatially means to think in an entirely different way
[topika]. I think that postmodernity has already partly arrived at this
perspective, but has stopped at the threshold, whereas to cross the line it is
necessary to break radically with the entire axiomatic of Modernity, to really
step over Modernity, and not to imitate this passage while remaining in
Modernity and its tempolatry. Russian people are spaces [Russkie lyudi prostranstva],
which is why we have so much of it. The secret of Russian identity is concealed
in space. To think spatially means to think 'Russian-ly', in Russian.
Geopolitics
is argued to be very popular in Russia nowadays. Is geopolitics a new thing,
from the post-Cold War period, or not? And if not, how does current
geopolitical thinking differ from earlier Soviet (or even pre-soviet)
geopolitics?
It is an entirely new form
of political thought. I introduced geopolitics to Russia at the end of the 80s,
and since then it has become extremely popular. I tried to find some traces of
geopolitics in Russian history, but besides Vandam, Semyonov-Tyan-Shansky, and a few
short articles by Savitskii, there was nothing. In the USSR, any allusion to
geopolitics was punished in the harshest way (see the 'affair of the
geopoliticians' of the economic geographer Vladimir Eduardovich Den and his group).
At the start of the 90s, my efforts and the efforts of my followers and
associates in geopolitics (=Eurasianism) filled the worldview vacuum that
formed after the end of Soviet ideology. At first, this was adopted without
reserve by the military (The Military Academy of the General Staff
of the Armed Forces of Russia), especially under Igor Rodionov. Then,
geopolitics began to penetrate into all social strata. Today, this discipline
is taught in the majority of Russian universities. So, there was no Soviet or
pre-Soviet geopolitics. There is only the contemporary Eurasian school, which
took shape at the end of the 80s. Foundations
of Geopolitics was the first programmatic text of this school, although I had
published most of texts in that book earlier, and some of them were circulated
as texts in government circles. Recently, in 2012, I released two new
textbooks: Geopolitics and The Geopolitics of Russia, which
together with The War of Continents
are the results of work in this field, along four axes.
In
your book International Relations, not
yet published in English, you set out your Theory of a Multipolar World as a
distinct IR theory. What are the basic components of the Theory of a Multipolar
World—and how is it different from classical realism?
In order to be understood
and not get into the details, I can say that the Theory of a Multipolar World
seriously and axiomatically adopts Samuel Huntington's thesis about the
plurality of civilizations. Russia has its own author, who claimed the same
thing more than a hundred years ago: Nikolay Danilevsky, and then the Eurasianists.
However, everything starts from precisely this point: civilization is not one,
but many. Western civilization's pretension to universalism is a form of the
will to domination and an authoritarian discourse. It can be taken into account
but not believed. It is nothing other than a strategy of suppression and
hegemony. The following point follows: we must move from thinking in terms of
one civilization (the racism of euro-centric versions of IR) to a pluralism of
subjects. However, unlike realists, who take as the subject of their theory
nation-states, which are themselves products of the European, bourgeois, modern
understanding of the Political, the Theory of a Multipolar World proposes to
take civilizations as subjects. Not states, but civilizations. I call them
'large politeiai', or civilizations, corresponding to Carl Schmitt's 'large
spaces'. As soon as we take these civilizations—'large politeiai'—as subjects,
we can then apply to them the full system of premises of realism: anarchy in
the international system, sovereignty, the rationality of egoistic behavior,
etc. But within these 'politeiai', by contrast, a principle more resembling
liberalism, with its pacifism and integration, operates, only with the
difference that here we are not talking about a 'planetary' or 'global' world,
but about an intra-civilizational one; not about global integration, but about
regional integration, strictly within the context of civilizational borders.
Post-positivism, in turn, helps here for the deconstruction of the
authoritarian discourse of the West, which masks its private interests by
'universal values', and also for the reconstruction of civilizational identity,
including with the help of technological means: civilizational elites,
civilizational media, civilizational economic algorithms and corporations, etc.
That is the general picture.
Your
theory of multipolarity is directed against the intellectual, political, and
social hegemony of the West. At the same time, while drawing on the tools of
neo-Marxist analysis and critical theory, it does not oppose Western hegemony
'from the left', as those approaches do, but on the basis of traditionalism (Rene
Guenon, Julius
Evola), cultural
anthropology, and Heideggerian phenomenology, or 'from the right'. Do you think
that such an approach can appeal to Anglo-American IR practitioners, or is it
designed to appeal mainly to non-Western theorists and practitioners? In short,
what can IR theorists in the West learn from the theory of multipolarity?
According to Hobson's
entirely correct analysis, the West is based on a fundamental sort of racism.
There is no difference between Lewis Morgan's evolutionistic racism
(with his model of savagery, barbarism, civilization) and Hitler's biological
racism. Today the same racism is asserted without a link to race, but on the
basis of the technological modes and degrees of modernization and progress of
societies (as always, the criterion "like in the West" is the general measure).
Western man is a complete racist down to his bones, generalizing his
ethnocentrism to megalomaniacal proportions. Something tells me that he is
impossible to change. Even radical critiques of Western hegemony are themselves
deeply infected by the racist virus of universalism, as Edward Said showed with the
example of 'orientalism', proving that the anticolonial struggle is a form of
that very colonialism and euro-centrism. So the Theory of a Multipolar World
will hardly find adherents in the Western world, unless perhaps among those
scholars who are seriously able to carry out a deconstruction of Western
identity, and such deconstruction assumes the rejection of both Right
(nationalistic) and Left (universalistic and progressivist) clichés. The racism
of the West always acquires diverse forms. Today its main form is liberalism,
and anti-liberal theories (most on the Left) are plagued by the same
universalism, while Right anti-liberalisms have been discredited. That is why I
appeal not to the first political theory (liberalism), nor the second
(communism, socialism), nor to the third (fascism, Nazism), but to something I
call the Fourth Political Theory (or 4PT), based on a
radical deconstruction of the subject of Modernity and the application of
Martin Heidegger's existential analytic method.
Traditionalists are brought
in for the profound critique of Western Modernity, for establishing the
plurality of civilizations, and for rehabilitating non-Western (pre-modern)
cultures. In Russia and Asian countries, the Theory of a Multipolar World is
grasped easily and naturally; in the West, it encounters a fully understandable
and fully expected hostility, an unwillingness to study it carefully, and
coarse slander. But there are always exceptions.
What
is the Fourth Political Theory (4PT) and how is it related to the Theory of a
Multipolar World and to your criticism of the prevailing theoretical approaches
in the field of IR?
I spoke a little about this in the
response to the previous question. The Fourth Political Theory is important for
getting away from the strict dominance of modernity in the sphere of the
Political, for the relativization of the West and its re-regionalization. The
West measures the entire history of Modernity in terms of the struggle of three
political ideologies for supremacy (liberalism, socialism, and nationalism).
But since the West does not even for a moment call into question the fact that
it thinks for all humanity, it evaluates other cultures and civilizations in
the same way, without considering that in the best case the parallels to these
three ideologies are pure simulacra, while most often there simply are no
parallels. If liberalism won the competition of the three ideologies in the
West at the end of the 20th century, that does not yet mean that
this ideology is really universal on a world scale. It isn't at all. This
episode of the Western political history of modernity may be the fate of the
West, but not the fate of the world. So other principles of the political are
needed, beyond liberalism, which claims global domination (=the third
totalitarianism), and its failed alternatives (communism and fascism), which
are historically just as Western and modern as liberalism. This explains the
necessity of introducing a Fourth Political Theory as a political frame for the
correct basis of a Theory of a Multipolar World. The Fourth Political Theory is
the direct and necessary correlate of the Theory of a Multipolar World in the
domain of political theory.
Is
IR an American social science? Is Russian IR as an academic field a
reproduction of IR as an American academic field? If not, how is IR in Russia
specifically Russian?
IR is a Western scientific discipline,
and as such it has a prescriptive, normative vector. It not only studies the
West's dominance, it also produces, secures, defends, and propagandizes it. IR
is undoubtedly an imperious authoritarian discourse of Western civilization, in
relation to itself and all other areas of the planet. Today the US is the core
of the West, so naturally in the 20th century IR became more and
more American as the US moved toward that status (it began as an English
science). It is the same with geopolitics, which migrated from London to
Washington and New York together with the function of a global naval Empire. As
with all other sciences, IR is a form of imperious violence, embodying the will
to power in the will to knowledge (as Michel Foucault explained). IR in Russia remains purely
Western, with one detail: in the USSR, IR as such was not studied. Marxism in
IR did not correspond to Soviet reality, where after Stalin a practical form of
realism (not grounded theoretically and never acknowledged) played a big
role—only external observers, like the classical realist E.H. Carr, understood
the realist essence of Stalinism in IR. So IR was altogether blocked. The first
textbooks started to appear only in the 90s and in the fashion of the day they
were all liberal. That is how it has remained until now. The peculiarity of IR
in Russia today lies in the fact that there is no longer anything Russian
there; liberalism dominates entirely, a correct account of realism is lacking,
and post-positivism is almost entirely disregarded. The result is a truncated,
aggressively liberal and extremely antiquated version of IR as a discipline. I
try to fight that. I recently released an IR textbook with balanced (I hope)
proportions, but it is too early to judge the result.
Stephen
Walt argued in a September
article in Foreign Policy that Russia 'is nowhere near as threatening as the old Soviet
Union', in part because Russia 'no longer boasts an ideology that can rally
supporters worldwide'. Do you agree with Walt's assessment?
There is something to that. Today, Russia
thinks of itself as a nation-state. Putin is a realist; nothing more. Walt is
right about that. But the Theory of a Multipolar World and the Fourth Political
Theory, as well as Eurasianism, are outlines of a much broader and large-scale
ideology, directed against Western hegemony and challenging liberalism,
globalization, and American strategic dominance. Of course, Russia as a
nation-state is no competition for the West. But as the bridgehead of the
Theory of a Multipolar World and the Fourth Political Theory, it changes its
significance. Russian policies in the post-Soviet space and Russia's courage in
forming non-Western alliances are indicators. For now, Putin is testing this
conceptual potential very gingerly. But the toughening of relations with the
West and most likely the internal crises of globalization will at some point
force a more careful and serious turn toward the creation of global alternative
alliances. Nevertheless, we already observe such unions: The Shanghai Cooperation Organization, BRICS, the Eurasian Union—and they require a new
ideology. Not one like Marxism, any universalism is excluded, but also not
simple realist maneuvers of regional hegemons. Liberalism is a global
challenge. The response to it should also be global. Does Putin understand
this? Honestly, I don't know. Sometimes it seems he does, and sometimes it
seems he doesn't.
Vladimir
Putin recently characterized the contemporary world order as follows: 'We have entered a period of differing interpretations and
deliberate silences in world politics. International law has been forced to
retreat over and over by the onslaught of legal nihilism. Objectivity and
justice have been sacrificed on the altar of political expediency. Arbitrary
interpretations and biased assessments have replaced legal norms. At the same
time, total control of the global mass media has made it possible when desired
to portray white as black and black as white'. Do you agree with this
assessment? If so, what is required as a response to this international
situation?
These are true, but rather
naïve words. Putin is just indignant that the West establishes rules in its own
interests, changes them when necessary, and interprets allegedly 'universal
norms' in its own favor. But the issue is that this is the structure of the
will to power and the very organization of logo-phallo-phono-centric discourse.
Objectivity and justice are not possible so long as speech is a monologue. The
West does not know and does not recognize the other. But this means that
everything will continue until this other wins back the right to recognition.
And that is a long road. The point of the Theory of a Multipolar World is that
there are no rules established by some one player. Rules must be established by
centers of real power. The state today is too small for that; hence the
conclusion that civilizations should be these centers. Let there be an Atlantic
objectivity and Western justice. A Eurasian objectivity and Russian justice
will counter them. And the Chinese world or Pax Sinica [world/peace: same word
in Russian] will look different than the Islamic one. Black and white are not
objective evaluations. They depend on the structure of the world order: what is
black and what is white is determined by one who has enough power to determine
it.
How
does your approach help us understand Russia's actions on the world stage
better than other IR approaches do? What are IR analyses of Russia missing that
do not operate with the conceptual apparatus of multipolarity?
Interesting question. Russia's behavior
internationally is determined today by the following factors:
First,
historical inertia, accumulating the power of precedents (the Theory of a
Multipolar World thinks that the past exists as a structure; consequently, this
factor is taken into account from many sides and in detail, while the
'tempocentrism' (Steve Hobden, John Hobson) of classical IR theories drops this
from sight. We have to pay attention to this especially taking into
consideration the fact that Russia is in many ways still a traditional society
and belongs to the 'imperial system' of IR.) There are, besides, Soviet inertia
and stable motives ('Stalinism in IR');
Second,
the projective logic of opposition to the West, stemming from the most practical,
pragmatic, and realist motivations (in the spirit of Caesarism, analyzed by
neo-Gramscians) will necessarily lead Russia (even despite the will of its
leaders) to a systemic confrontation with American hegemony and globalization,
and then the Theory of a Multipolar World will really be needed (classical IR
models, paying no attention to the Theory of a Multipolar World, drop from
sight the possible future; i.e., they rob themselves of predictive potential
because of purely ideological prejudices and self-imposed fears).
But if an opponent underestimates you,
you have more chances to land an unexpected blow. So I am not too disturbed by
the underestimation of the Theory of a Multipolar World among IR theorists.
In
the western world, the divide between academia and policy is often either
lamented ('ivory tower') or, in light of the ideal of academic independence,
deemed absent. This concerns a broader debate regarding the relations between
power, knowledge and geopolitics. How are academic-policy relations in Russia
with regards to IR and is this the ideal picture according to you?
I think that in our case both positions
have been taken to their extreme. On one hand, today's authorities in Russia do
not pay the slightest attention to scholars, dispatching them to an airless and
sterile space. On the other hand, Soviet habits became the basis for servility
and conformism, preserved in a situation when the authorities for the first
time demand nothing from intellectuals, except for one thing: that they not
meddle in socio-political processes. So the situation with science is both
comical and sorrowful. Conformist scholars follow the authorities, but the
authorities don't need this, since they do not so much go anywhere in
particular as react to facts that carry themselves out.
If
your IR theory isn't based on politically and philosophically liberal
principles, and if it criticizes those principles not from the left but from
the right, using the language of large spaces or Grossraum, is it a fascist theory of international relations? Are scholars who characterize your thought as 'neo-fascism',
like Andreas Umland and Anton Shekhovstov, partially correct? If not, why is that characterization
misleading?
Accusations of fascism are simply a
figure of speech in the coarse political propaganda peculiar to contemporary
liberalism as the third totalitarianism. Karl Popper laid the basis for this in
his book The
Open Society and its Enemies, where he reduced the critique of
liberalism from the right to fascism, Hitler, and Auschwitz, and the criticism
of liberalism from the left to Stalin and the GULAG. The reality is somewhat
more complex, but George
Soros,
who finances Umland and Shekhovstov and is an ardent follower of Popper, is
content with reduced versions of politics. If I were a fascist, I would say so.
But I am a representative of Eurasianism and the author of the Fourth Political
Theory. At the same time, I am a consistent and radical anti-racist and
opponent of the nation-state project (i.e. an anti-nationalist). Eurasianism has
no relation to fascism. And the Fourth Political Theory emphasizes that while
it is anti-liberal, it is simultaneously anti-communist and anti-fascist. I
think it isn't possible to be clearer, but the propaganda army of the 'third
totalitarianism' disagrees and no arguments will convince it. 1984 should be
sought today not where many think: not in the USSR, not in the Third Reich, but
in the Soros Fund and the 'Brave New World'. Incidentally, Huxley proved to be
more correct than Orwell. I cannot forbid others from calling me a fascist,
although I am not one, though ultimately this reflects badly not so much on me
as on the accusers themselves: fighting an imaginary threat, the accuser misses
a real one. The more stupid, mendacious, and straightforward a liberal is, the
simpler it is to fight with him.
Does
technological change in warfare and in civil government challenge the
geopolitical premises of classical divisions between spaces (Mackinder's view
or Spykman's) heartland-rimland-offshore continents)? And, more broadly
perhaps, does history have a linear or a cyclical pattern, according to you?
Technological development does not at all
abolish the principles of classical geopolitics, simply because Land and Sea
are not substances, but concepts. Land is a centripetal model of order, with a
clearly expressed and constant axis. Sea is a field, without a hard center, of
processuality, atomism, and the possibility of numerous bifurcations. In a
certain sense, air (and hence also aviation) is aeronautics. And even the word
astronaut contains in itself the root 'nautos', from the Greek word for ship.
Water, air, outer space—these are all versions of increasingly diffused Sea.
Land in this situation remains unchanged. Sea strategy is diversified; land
strategy remains on the whole constant. It is possible that this is the reason
for the victory of Land over Sea in the last decade; after all, capitalism and
technical progress are typical attributes of Sea. But taking into consideration
the fundamental character of the balance between Leviathan and Behemoth, the
proportions can switch at any moment; the soaring Titan can be thrown down into
the abyss, like Atlantis, while the reason for the victory of thalassocracy becomes the source of its
downfall. Land remains unchanged as the geographic axis of history. There is
Land and Sea even on the internet and in the virtual world: they are axes and
algorithms of thematization, association and separation, groupings of resources
and protocols. The Chinese internet is terrestrial; the Western one, nautical.
You
have translated a great number of foreign philosophical and geopolitical works
into Russian. How important is knowledge transaction for the formation of your ideas?
I recently completed the
first release of my book Noomachy,
which is entirely devoted precisely to the Logoi of various civilizations, and
hence to the circulation of ideas. I am convinced that each civilization has
its own particular Logos. To grasp it and to find parallels, analogies, and
dissonances in one's own Logos is utterly fascinating and interesting. That is
why I am sincerely interested in the most varied cultures, from North American
to Australian, Arabic to Latin American, Polynesian to Scandinavian. All the
Logoi are different and it is not possible to establish a hierarchy among them.
So it remains for us only to become familiar with them. Henry Corbin, the French
philosopher and Protestant who studied Iranian Shiism his entire life, said of
himself 'We are Shiites'. He wasn't a Shiite in the religious sense, but
without feeling himself a Shiite, he would not be able to penetrate into the
depths of the Iranian Logos. That is how I felt, working on Noomachy or translating philosophical
texts or poetry from other languages: in particular, while learning Pierce and
James, Emerson and Thoreau, Poe and Pound I experienced myself as 'we are
Americans'. And in the volume devoted to China and Japan, as 'we are
Buddhists'. That is the greatest wealth of the Logos of various cultures: both
those like ours and those entirely unlike ours. And these Logoi are at war;
hence, Noomachy, the war of the
intellect. It is not linear and not primitive. It is a great war. It creates
that which we call the 'human', the entire depth and complexity of which we
most often underestimate.
Final
question. You call yourself the 'last philosopher of empire'. What is
Eurasanism and how does it relate to the global pivot of power distributions?
Eurasianism is a developed worldview, to
which I dedicated a few books and a countless number of articles and
interviews. In principle, it lies at the basis of the Theory of a Multipolar
World and the Fourth Political Theory, combined with geopolitics, and it
resonates with Traditionalism. Eurasianism's main thought is plural
anthropology, the rejection of universalism. The meaning of Empire for me is
that there exists not one Empire, but at minimum two, and even more. In the
same way, civilization is never singular; there is always some other
civilization that determines its borders. Schmitt called this the Pluriverse
and considered it the main characteristic of the Political. The Eurasian Empire
is the political and strategic unification of Turan, a geographic axis of history
in opposition to the civilization of the Sea or the Atlanticist Empire. Today,
the USA is this Atlanticist Empire. Kenneth Waltz, in the context of neorealism
in IR, conceptualized the balance of two poles. The analysis is very accurate,
although he erred about the stability of a bipolar world and the duration of
the USSR. But on the whole he is right: there is a global balance of Empires in
the world, not nation-States, the majority of which cannot claim sovereignty,
which remains nominal (Stephen Krasner's (Theory
Talk #21) 'global hypocrisy'). For
precisely that reason, I am a philosopher of Empire, as is almost every
American intellectual, whether he knows it or not. The difference is only that
he thinks of himself as a philosopher of the only Empire, while I think of
myself as the philosopher of one of the Empires, the Eurasian one. I am more
humble and more democratic. That is the whole difference.
Alexander Dugin is a Russian philosopher,
the author of over thirty books on topics including the sociology of the
imagination, structural sociology, ethnosociology, geopolitical theory,
international relations theory, and political theory, including four books on
the German philosopher Martin Heidegger. His most recent books, only available
in Russian at the moment, are Ukraine: My
War and the multi-volume Noomachia:
Wars of the Intellect. Books translated into English include The Fourth Political Theory,
Putin vs. Putin: Vladimir Putin Viewed
From the Right, and Martin Heidegger: The Philosophy of
Another Beginning.
Related links
Who is Alexander Dugin? Interview with Theory Talks editor Michael Millerman (YouTube)
TheFourth Political Theory website (English):
Evrazia.tv
(Russian)
Evrazia.tv
(English)
Geopolitics.ru
(English version)
InternationalEurasian Movement (English version)
Centerfor Conservative Studies (Russian)
Print version of this Talk (pdf) Russian version
Blog: Theory Talks
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Ned
Lebow on Drivers of War, Cultural Theory, and IR of Foxes and Hedgehogs
Drawing
on classical political theories, International Relations is dominated by
theories that presuppose interests or fear as dominant drivers for foreign
policy. Richard Ned Lebow looks further back into the history of ideas to conjure up a
more varied set of drives that underpin political action. In this Talk, Lebow, among others, elaborates on
the underpinnings of political action, discusses how war drives innovations in
IR theorizing in the 20th century, and likens himself to a fox,
rather than a hedgehog.
Print version of this Talk (pdf)
What
is, according to you, the biggest challenge / principal debate in current IR?
What is your position or answer to this challenge / in this debate?
Well, the big challenge in international politics is always
how do we keep from destroying one another and that's the negative question.
But it is mirrored by a positive question which is, how do we build community
and tolerance and peace? And that's not exactly the flip side, but that's
always been the big question in IR. And part of that, I think, is how we learn
to manage threatening change. Because in my perspective, that's the driving
force of conflict: ultimately, both World Wars can be attributed to
modernization and its destabilizing consequences. That is also the reason why
it is a falsehood to base theory on that little select slice of history during
the World Wars, extrapolate it, and try to think its universal. Yet that is
what IR theory does: so many theorists, and so many of the people you recently
interviewed, are guilty of doing that. So that's the big question and
certainly, that's what drove me to study IR in the hope that I could make some
small contribution to figuring out some of the answers or partial answers to
these questions.
If we turn to what the central debate should be in
International Theory, well, I would frame this in two parts: the first should
be 'what are the different ways in which we can conceive of international
theory and how, by all of us pursuing it the way we feel comfortable with, we
can enrich the field without throwing bric-a-brac at each other and find ways
of learning from each other?'
A few years ago, I edited a book with Mark Lichbach (Theory and Evidence in Comparative Politics
and International Relations) as a rejoinder to King, Keohane and Verba's
book, which we found deeply offensive. It has the narrowest framework and then
they base their understanding on the Vienna school yet they seem to have forgotten
that Hempel and Popper would disavow the positions that King, Keohane and Verba
(KKV) are anchoring themselves in as epistemologically primitive. And the very
examples they give to illustrate 'good science'—Alvarez and his groupaddressing the problem of dinosaur extinction—they fail to see that what
these people did was in fact code on the dependent variable, which is the big
no-no for KKV! And the reason why Alvarez et al were taken seriously, was not because they went through the order
of research that KKV promoted, but rather because they came up with an
explanation for a phenomenon that people have long known about—yet explanations
don't figure at all in KKV's take; they had no interest in mechanisms, it was
all narrow correlations. It's absurd! So we edited the book, and we invited
people who represented different perspectives, but all of whom had evidence and
struggled to make sense of the evidence, to talk to one another and to look at
the problems they themselves find in their positions and how one could learn
broadly from considering this. That's the kind of debate that seems to me is a
useful one. Not who is right or wrong, but how can we learn collectively. And
secondly, I think maybe we need fewer debates, and more good research.
How did you arrive
at where you currently are in your thinking about IR?
I suppose it's a combination of people, books, and events, and
being a dog that constantly gnaws on bones and works it through. Very clearly the
Second World War and the Cold War were what brought me to the study of IR. I'm sure
in their absence, considering the counterfactual, I would have gone into Astrophysics,
which was the other field that really interested me.
I think the first concrete influence was as an undergraduate
and then as a graduate, being struck by certain individuals whose minds seemed
to sparkle; and I admired them for that and they became role models. And I
would make myself, intellectually, a little Hans Morgenthau, a little Karl
Deutsch; see the world through their eyes, and play with it. I never really wanted
to make myself into them, but rather to benefit by seeing what the world was
like when seen through their eyes. So in this sense, let me go back and draw on
Boswell, Hughes, and Mill for my answer. They all conceived of identity as
something that's a process of self-fashioning in which we mix and match the
characteristics that we observe in other people. And the purpose of society is
to throw up these role models and provide interaction with them so that we can
constantly be engaging in self-fashioning. And ultimately, we create something
that's novel that other people want to emulate or reject, as the case may be.
And I think that mixing and matching, and ultimately creating a synthesis of my
own, I developed my own approach to things.
The second element of this is to pick problems that engage
me, and stick with them. My first book in IR was about international crises and
I worked on this, it must have been 8, possibly even 9 years. I started out initially
convinced that deterrence theory made sense but wouldn't fit the historical evidence. Then one day, while
playing around, I realized the theory was wrong and by reversing it, I could
understand why it didn't work and see there were very different dynamics at
play. So working on a problem constantly and going back and forth between
theory and empirical findings, you gradually develop your own sense of the
field.
It also helps, over the course of an intellectual lifetime, to
work on different kinds of problems: I've just finished a book on the politics
and ethics of identity; I finished a manuscript up for review on the nature of
causation and different takes on cause; and the previous two books were on
counterfactuals and the origins of war. And I learned something theoretically
and methodologically by throwing myself into these problems and also, in some
cases, by going beyond what one would normally consider the domain of IR to look
for answers. I've often done philosophy and literature in the identity book. I
also go to musical texts: I have a reading of the Mozart Da Ponte Operas as a deliberate
thought experiment to test out ancient regime
and enlightenment identities under varying circumstances to expose what's wrong
with them and to work toward a better approach of Così fantutte. And I
read the music, not only the libretti,
to get at an answer. Of course, when you've been doing it a long time, it keeps
you alive and alert when you look at something new. I'm just finishing my 46th
year of University teaching. It's a long time!
Thirdly, there were a few pivotal books. I read George
Orwell's 1984 and Aldous Huxley's Brave New World in the early 50s. Both
of those were very powerful books. I also read in about 1950 - Life Magazine
produced a large volume on WWII and it had fabulous photographs and of course
Life was famous, Robert Capa's photographs, and
the text by John Dos Passos. A big big book that I read and re-read and that
was a powerful influence on me. I'd say the Diary of Anne Frank, when it came
out, which was not all that dissimilar but had a different ending from my own
war experience, and then in high school I read, or struggled to read—I don't
think I understood it—Ideology and Utopia
(full text here) by Karl
Mannheim, and then I read Politics among
Nations and the Twenty Year's Crisis.
And both those books made enormous sense to me at the time. But I think the
book that over the course of my lifetime has had the most influence on me of
anything is Thucydides' The History of
the Peloponnesian War (read full text here).
What would a
student need to become a specialist in IR or understand the world in a global
way?
I am tempted to give you a flippant answer that an expert is
somebody from out of town; what used to be with slides would now be with a PowerPoint
presentation. I think frankly you need to do two things: you need to be
analytically sophisticated and original on the one hand, but to do it well, you
have to have an empirical base. There has to be some problem or set of problems
that you've rolled up your sleeves, looked at the data, talk to the people who
are on the ground doing these things, and you need to go back and forth between
that empirical knowledge and conceptual one. That's success as a social scientist.
And traditionally, there's
always been another key. You must have one foot in society in which you belong
and another foot outside so you can do it as an outsider as well as an insider.
That's terribly important. I think, in this sense, that Americans are more
parochial than other people. They are good insiders but they are not very good
outsiders and they just don't understand the rest of the world and when you
read what they write about the rest of the world, you wonder what planet they
are living on. If you don't see the rest of the world, you can't look at the
America from another perspective. It's like people who take hegemony seriously;
it's like believing in Santa Claus, except Santa Claus is benign. To gain a
deep experience of the world in itself is a pre-requisite. Do a year abroad in
some other culture. Learn a language. Have a relationship with someone from a
different culture—you begin to learn the languages and all the rest will come.
That's the way to start.
You are
most famous to most people for your Cultural
Theory of International Relations (2008). What does it comprise and can you
say something about its classical roots?
I return to classical theory of conflict and cooperation
because I find that in modern theory, all drives of human action have been
reduced to appetite, and reason to mere instrumentality. The Greeks, by
contrast, believed there were several fundamental drives—drives that affected
politics—and while these included appetite, they weren't just appetite. Reason was more than instrumentality; it also had
the goal of understanding what led to a happy life; then, next to reason and
appetite, the third drive was spirit or self-esteem (the Greek thumos), which is very different and
often opposed to appetite. It is about winning the approbation of others to
feel good about ourselves. The difference between honor and standing—two
variants of self-esteem—is that honor is status achieved within a fixed set of
rules, while standing is whenever you achieve status by whatever means.
Now most existing IR theories are either only built on
appetites—as liberalism and Marxism—or fear. And for the Greeks fear is not a
human drive but a powerful emotion which can become a motive. And when reason
loses control over either appetite or spirit, people begin to worry about their
own ability to satisfy their appetites, their spirit, or even protect
themselves physically. That's when fear becomes a powerful motive. Realism is
of course the paradigm developed around fear. I differ in that my theory
recognizes multiple motives, that are active to varying degrees at different
times. They don't blend the way a solution does in chemistry, but they retain
their own characteristics, even if jumbled together. So my theory expects to
see quite diverse and often conflicting behavior, whereas other theories only
pay attention to state behavior that seems to support their theory, and feel
the need to explain away other behavior inconsistent with their theory. I revel
in these variations. Second, I vary in describing what derives from these
motives as (Weberian) ideal types—which means, something you don't encounter in
the real world, but rather, an abstraction, a fictional or analytical
description, that helps to make sense of the real world but never maps onto it
exactly. So, a fear-based world gives you a very nice description of a
foundation of anarchy. But of course this is an ideal-type world. Fear is only
one motive. You have go to a place where civil order has broken down, like
Somalia or the trenches in WWII, to see fear-based models compete.
Starting from these three motives and the emotion of fear, I
argue that each of these generates a very different logic of cooperation,
conflict and risk-taking; and each is associated with a different kind of
hierarchy. And all of them except fear rely on a different principle of
justice. Just to give an example: for actors—whether individuals or
states—driven by self-esteem, they tend to be risk prone (because honor has to
be won by successfully overcoming ordeals and challenges); it leads to a
conflictual logic because you are competing with others for honor; and it can
be rule-based (although the rules can brake down and move into fear); and the
principle is one of fairness, in contrast to interest or appetite which has a
principle of equality. The hierarchy is one of clientelism, where people honor
those at the top, which, in return, provides practical benefits for those on
the bottom. The Greeks called this hegemonia;
the Chinese had a similar system.
But because any actual system is not an ideal type, we have
to figure out what that mixture is and we can begin to understand foreign
policies. And I try to give numerous examples in the book. And the big turning
point, I argue, is modernity, where it becomes more difficult to untangle the
motives and their discourses. Because in modernity both Rousseau and Adam Smith
try to understand why we want material things, so the two become connected. You
could argue that even in Egyptian times they were connected, in the pyramids,
which are nothing if not erections of self-esteem. But it becomes more
difficult and so, rather than saying, using literary texts, artistic works and
political speeches as a way of determining the relationship, I approached the
problem differently with the examples of the World Wars, the Cold War, and the
Anglo-American Invasion of Iraq. I said let's run a test of seeing how
carefully we can explain the origins and the dynamics of these conflicts on the
basis of interest, on the basis of fear, on the basis of self-esteem. And I
think that's methodologically defensible.
Now the interesting point is that the honor or self-esteem
explanation is gone completely from modern IR explanations but does at least
just a good a job—if not better—at explaining these conflicts I mention above. There is an important sense—and this is my latest book—in which going to war was the dominant way to get recognized as a great power, and I feel that the example of the war in Iraq illustrates that that principle is on the retreat.
I obviously use Greek thinking as a source here of—again, I
wouldn't use the word knowledge—but as a source of insight into human nature
and the recurring problems regardless of society. Some of the great writers and
thinkers cannot be surpassed as sources of knowledge that we as social
scientists are shadows on the cave by comparison. And I find the Greeks
particularly interesting for several reasons. One, they had a richer
understanding of the psyche that moderns who have adduced everything to appetite
and reason to a mere instrumentality, this is, to me, an incredibly narrow,
crude way of thinking of the human mind. And, for whatever reason, they were
gifted with tragedians who pierced to the core of things. So I find them as a
source of inspiration but it's by no way limited to the Greeks. You can pick
great authors from any culture, in any century, and read them and learn a lot.
How
should we understand your cultural theory of international relations in
relation to the 'big' paradigms?
My theory is constructivist, at every level. I can go even further and claim that my theory is
the only constructivist theory.
Alexander Wendt is not a constructivist. If anything, he's a structural
liberal. It did have preexisting identities and has a teleology as he believes
a Kantian world is inevitable— that's quite a statement to make! And I hope
he's right. On the other hand, I define constructivists in a broader way. Most
constructivists start with identities and identities are certainly an important
feature of my work, but my theory rests on a different premise, and that is the
notion of there being certain core values which are germane to politics, and
they vary in relative importance from society to society, and they find
expression in different ways. So it is constructivist, I think, in the Weberian
sense: we have to understand from within the culture what makes things
meaningful. And, in that sense, you could bring in the notion of
inter-subjective reality, but I go beyond it, because other values are always
present in this mix and therefore there's behavior that appears contradictory
that is often misunderstood if you apply the wrong lens to it. So there's a
lack of interdisciplinary understanding as well: you have to look at both to
see how the world works. So cultural theory is constructivist and it allows us
to reframe and expand what constructivism means.
If I apply this constructivist thinking to one of the core
principles in our approach to world politics: what is a cause? I start by
asking, what does 'cause' mean, in physics? Why physics? Because physics is
always the field that political scientists look at, we have 'physics envy', so
to speak. And interestingly, in physics, there is no consensus about what cause
means. Some physicists think that very notion of cause is unhelpful to what
they do. Others are happy with regularities and subscribe to causal thinking. Still
others thing that you need to have mechanisms to explain anything. Still others,
and here statistical mechanics can be taken as a case in point, invoke Kantian
understandings of cause. Within physics there's no argument between people
adhering to these different understandings of 'cause', because you should do
what works! They don't criticize one another. So if they have this diversity,
why shouldn't we? Why shouldn't we develop understandings of cause that are
most appropriate to what we do? So I develop an understanding I call 'inefficient
causation' (download full paper here),
sort of playing off of Aristotle. And it is a constructivist understanding, but
it also incorporates elements that are distinctively non-constructivist. And
identities are only a small piece of the puzzle.
Is
there any sense to make of the way IR has evolved over the 20th
century?
I think if you look at some of the central figures, it's
quite easy. There are 2 great cohorts of International Relations theorists.
Those born in the early years of the 20th century comprise Hans
Morgenthau, John Hertz, E.H. Carr, Harold Lasswell, Nicholas Spykman, Frederick Schuman, and Karl Deutsch—who was
on my dissertation committee together with Isaiah Berlin and John Hertz. The
second cohort is born between about 1939 and 1945, and it comprises Robert
Jervis (Theory Talk #12), Joseph Nye
(Theory Talk #7), Robert Keohane (Theory Talk #9), Oren Young, Peter
Katzenstein (Theory Talk #15), Stephen Krasner (Theory Talk#21), Janice Steinberg… And I'll tell you what I think the reasons are for
these groups to emerge at these particular moments: the first cohort lived
through World War I. And did so, fortunately, in at an age where they were too
young to be combatants for the most part, but they certainly had to deal
intellectually and personally with its consequences and then watch the horrors
unfold of the 1930s.
And the second, my own, cohort was born at the outset of the
Second World War. I think, in that group, I may be the only one of them born in
Europe (France). The rest of them were born in the US. And we came of age
during the most acute crisis of the cohort. So I was either in university or
graduate school during the Berlin crisis, during the Cuba crisis, and certainly
had an interest first in the consequences of WWII and how something like this
could happen, and then living through the horrors of the Cold War, not knowing
if indeed one would live through
them. And that created a very strong incentive and focus for our group of
people. Now a surprising number of this second group did their graduate studies
at Yale: Janice Stein, I, Oren Young, Bruce Russet, Krasner, later all at Yale
with Karl Deutsch. The rest, Jervis, Keohane and Krasner at Harvard with Samuel
Huntington. I think you have the odd person who's born somewhere in between –
so, Ken Waltz (Theory Talk #40), for
instance, is younger. He must be a 1920 person, almost exactly in between these
two, just as Ernst Haas.
And I wouldn't be surprised now if there is another cohort
emerging, the people of around the age of Stefano Guzinni, Jens Bartelson,
Patrick Jackson (Theory Talk #44).
What ties this third cohort together is that they all watched the end of the
Cold War and are coping with its aftermath. So I believe that it's probably two
things: the external environment and the extent to which you're in an
intellectually nurturing institution. And of course for our cohort, it
certainly helped that there were jobs. That was not true of the earlier cohort.
Almost all of them, except E.H. Carr, ended up in the US as refugees. Did you
know Morgenthau started as an elevator boy in New York? Then he got a job
teaching part-time at Brooklyn College because someone fell ill. His wife
cleaned other people's apartments to supplement their income. Then he got a job
at the University of Kansas City, which was a hellhole, and finally Harold
Lasswell got called to Washington for some war work and got Chicago to hire
Morgenthau to replace him.
What is
the issue with the discipline today if, as you noted before, we fail to ask the
most interesting questions and instead focus on method?
Well, it of course depends on which side of the pond you
sit. On the American side of the pond, positivist or game-theoretical
behaviorist or rationalist modeling approaches dominate the literature; it's
just silly, from my perspective. It's based on assumptions which bear no
relationship to the real world. People like it because it's intellectually
elegant: they don't have to learn any languages, they don't have to read any
history, and they can pretend they're scientists discussing universals.
Intellectually, it's ridiculous. Bruce Bueno de Mesquita (Theory Talk #31) is a classic case in point. He's made a huge
reputation for himself with The War Trap (1981).
That book and the corresponding theory are based on a simple assumption,
namely, that there's a war trap compelling states into war, because initiators
win wars. But just look at the empirical record from 1945 to the present—initiators
lose between 80-90% of the wars they start. And that really depends on the
definition of victory. If you use the real definition, the Clausewitzian one,
you have to ask: do they achieve their political goals through violence? Then
the answer is, even fewer "victories". Well, let's cut them some slack, use a
more relaxed definition: did they beat the other side militarily? Initiators
still lose 78 or 82%—I forget exactly which percentage of their wars. And the
profession right now is so ignorant of history that nobody said 'Wait a
minute!' the day the book came out. Instead IR scholars all focus on this model
and fine-tuning it—it's ridiculous! And well, I don't want to go on with a
critique, but this is a serious problem, for it concerns a huge
misunderstanding regarding one of the most important problems out there.
But what happens now is this kind of thinking metastasizes
throughout the discipline because what students in International Relations or
Political Science more generally are taught are calculus, statistics—and I'm
not against this, one should learn them; I use them myself when I wear my
psychologist hat and do quantitative research and statistical analysis—but they
don't learn languages, they don't learn history, they don't learn philosophy.
They are so narrow! Much of this of course has to do with the reward structure
in the United States. It's clear that the statistical scientists are at the top
of the hill. So, economists transform themselves into scientists; but the
social scientists copy them because there are clear institutional rewards. If
you look at our salaries in comparison to the salaries of anthropologists,
historians—then if you sit at the edge of your chair and look over the abyss
you might see the humanists down there in terms of what they get. So very
clearly, there are strong institutional rewards. Once the positivist crowd got
a lock on various foundations and journals, if you want a job, if you want to
rise up through the profession, students tell me you have to do this stuff. IR
graduate students are bricklayers that get turned out of these universities.
That's the tragedy! It's no longer a serious intellectual enterprise. It's not
connected to anything terribly meaningful.
And mind you, I must say, while on the other, European, side
of the pond there is more diversity (one of the reasons I feel more comfortable
here), at the same time there is a strong tendency to go for a certain
heavy-handed brand of post-modernism. If you don't start an article with a
genuflection to Foucault or De Saussure or Derrida, you don't get published.
And by not looking beyond these 20th century thinkers, people in
Europe are often given credit for inventing things which were common knowledge
for hundreds and hundreds of years. Utterly ridiculous. But in between, there
are of course people who are trying to make sense of the world, including many
people in the positivist tradition who are doing good quantitative research and
trying to address serious problems in the world. The difficulty is that these
two extremes are often people who approach IR as a religion and they think that
their way of doing research is the only way
and they have no respect for others. And that's a kind of arrogance to which,
to me, is a violation of what the university is all about.
Ultimately, what is good theory? One approach would be to
say that a good theory is one that appears to order a domain in a way that is
conceptually rigorous - to the extent that that's even possible - that is
original and that raises a series of interesting questions which haven't been
asked before, but which are amenable to empirical research and finally it
should have normative implications. This is what Hans Morgenthau meant when he
said that the purpose of IR theory is not to justify what policymakers did, but
to educate them to act in ways that would lead to a better and more peaceful
world. And that, I think, is the ultimate goal of IR theory that we should not
lose sight of.
You
indicated that Isaiah Berlin was on your dissertation committee. He famously
tries to explain Tolstoy's philosophy of history (in War and Peace) through the parable of the hedgehog and the fox. If
theorists constraining themselves to one drive underpinning policy choices
would be hedgehogs, how would you see yourself? A fox or a hedgehog?
I am clearly a fox! I do different things. Whether I do them
well is debatable. But I certainly think that I'm a man of many tricks. Of
course the distinction also implies not believing in an overarching truth, and
indeed, I try hard not to think about truth because I don't think you can get
very far when you do. Epistemologically and eclectically, I'm a great believer
that we can never really establish a cause, truth, and knowledge. One of the
great problems here goes back to Plato who was shocked that craftsmen equated
technical ability to produce things with knowledge—Sofia, which is wisdom. And
today you have the problem one step up, so another category of knowledge for
the Greeks was episteme. Aristotle
would describe it as 'conceptual knowledge' or that which might even be
represented mathematically. And the people who would be 'expert' in episteme
think they have sofia and their claim
to being a hedgehog is the same kind of conceit, a form of hubris. Berlin's
distinction between hedgehogs and foxes is a very useful and nice concept to
play around with.
Yet it's a bit much to reduce Tolstoy to that tension. You
could do it as a game but it doesn't do much justice because there is so much
else in Tolstoy. He's tilting against the French historians of the 19th
century who have erected Napoleon into this strategic genius. And he does a
very convincing job of showing that what goes on on the battlefield has nothing
whatsoever to do with what Napoleon or anyone else who is wearing a general's
ebullience or theorists hat says. And also, and in this sense, one could see
him as the beginning of subaltern history of social science, he's telling the
story—admittedly about aristocrats, not commoners—but he's telling the story of
ordinary people on the battlefield, not the people making the decisions. So the
war is in a way a background to the lives of the people, focusing our attention
a very humanist way, on people. This, too, is revolutionary for his time.
Professor
Richard Ned Lebow Professor of International Political Theory at the Department
of War Studies, King's College London and James O. Freedman Presidential
Professor Emeritus at Dartmouth College. He is also a Bye-Fellow of
Pembroke College, University of Cambridge. He has taught strategy and the
National and Naval War Colleges and served as a scholar-in-residence in the
Central Intelligence Agency during the Carter administration. He has
authored and edited 28 books and nearly 200 peer reviewed articles.
Related
links
Read the
first chapter of Lebow's The Tragic
Vision of Politics (2003) here (pdf)
Read
Lebow & Kelly's Thucydides and
Hegemony: Athens and the United States (Review of International Studies
2001), here (pdf)
Read
Lebow's Deterrence and Reassurance:
Lessons from the Cold War (Global Dialogue 2001) here (pdf)
Read
Lebow's The Long Peace, the End of the
Cold War, and the Failure of Realism (International Organization, 1994)
here (pdf)
Read
Lebow's The Cuban Missile Crisis: Reading
the Lessons Correctly (Political Science Quarterly 1983) here (pdf)
Print version of this Talk (pdf)