One of the main environmental policy challenges is convincing individuals and organisations to engage in socially desirable courses of action; that is, to have them internalise the consequences of their decisions. As contributions from institutional and behavioural economics have indicated, policies aimed at fostering pro-social action can be ineffective and even counterproductive if the interests and concerns of the relevant actors are not properly considered throughout the policy process. In fact, international conventions and national legislation around the world generally recommend stakeholder involvement in order to properly address pressing environmental challenges. The evidence that underpins and informs this recommendation, however, is still insufficient and scattered across different strands of literature. On the one hand, research on participatory governance has indeed systematically documented the potential for policymakers and resource managers to obtain high-quality, context-specific and legitimate input for environmental policymaking from participatory processes. On the other, the available research has also cast doubt on the potential of participatory processes to produce concrete change in (pro-social) action on the ground. In general, the success of these processes ultimately depends on their design, implementation and context. However, most of these conclusions stem from rich qualitative accounts of participatory processes, structured comparisons of cases and systematic reviews of case studies and the available literature. With this type of evidence, it is difficult to neatly identify the impact of participatory interventions on pro-social and cooperative behaviour and systematically assess the underlying mechanisms. This thesis addresses these knowledge gaps. The thesis investigates the extent to which and the mechanisms by which participatory interventions could foster (or hinder) pro-social and collective action for natural resource management and environmental protection. It comprises four chapters, each constituting a stand-alone, self-contained academic paper. Throughout the different chapters, the thesis reviews and integrates insights from the literature on participatory governance and from the institutional and behavioural analyses of pro-social and collective action. Furthermore, using two laboratory economic experiments (Chapters 3 and 4) and one framed lab-in-the-field experiment (Chapter 5), the thesis systematically assesses specific hypotheses concerning the potential impacts of participatory interventions on cooperative and pro-social behaviour and the underlying mechanisms of these impacts. The introductory chapter of the dissertation gathers, presents and discusses the insights gathered from each chapter. It expands on the motivations for the thesis, presents the general and specific research gaps and questions the thesis tackles and clarifies the conceptual, theoretical and methodological foundations upon which the thesis is grounded. Chapter 2 (entitled Participatory interventions for collective action in environmental and natural resource management) reviews the literature on participatory governance together with the literature on collective action in natural resource and environmental management. The main goal of this review is to contribute to integrating the main insights from both strands of literature regarding (a) the potential of participatory interventions to foster collective action and (b) the channels through which they might foment (or hinder) collective action. It therefore seeks to help integrate the insights from these different strands of literature, which, although related, have generally been disconnected until now. The chapter draws on the Institutional Analysis and Development (IAD) framework to organise these insights within a coherent conceptual framework. As the results of this literature review indicate, participatory interventions have the potential to foster collective action through two channels. Firstly, by helping resource users to change (and enhance) the rules, norms and strategies that constrain and guide their behaviour (the indirect channel) and, secondly, by directly influencing the specific behavioural factors (e.g. knowledge, trust, preferences, perceptions and beliefs) that collective action hinges upon (the direct channel). However, to sustain collective action, the relevant literature has consistently emphasised that trust needs to be continually cultivated and ensured. Therefore, in line with insights from earlier studies on participatory governance, the results of this literature review also indicate that practitioners and policymakers must not only design participatory interventions carefully to effectively build the trust needed to heighten and sustain collective action, but participatory interventions must also be adequately embedded within the broader (social-ecological and governance) context, providing for follow-up, enforcement, monitoring and conflict-resolution mechanisms. From Chapter 3 through Chapter 5, the thesis focuses on the direct channel, studying the potential of participatory interventions to directly influence behaviour within relevant economic action situations such as social dilemma and distributive action situations. Within a given environment and institutional context, the studies recreate processes commonly facilitated within participatory interventions. Chapter 3 assesses the effects of externally structured and facilitated processes of information exchange, and Chapters 4 and 5 examine the impact of inducing perspective-taking via role-switching techniques (Chapter 4) and instructions (Chapter 5). Thanks to this experimental approach, it is possible to systematically assess the behavioural impacts of these types of processes as well as the underlying mechanisms. Chapter 3 (entitled Structuring communication effectively for environmental cooperation) starts by reviewing previous experimental studies on the effects of two-way communication in social dilemmas to identify the elements that are commonly involved in effective communication processes. This review notes four cooperation-enhancing components of communication: (i) problem awareness, (ii) exploration of strategies to tackle the problem at hand, (iii) agreement on desirable joint strategies and (iv) ratification of agreed-upon strategies. A total of 560 students at Osnabrück University participated in a laboratory implementation of a voluntary contribution mechanism; a public goods game. The experiment implemented a series of interventions that represented these components of communication and contrasted the resulting levels of cooperation with the average outcomes of control groups interacting under either free (unstructured) communication or no communication whatsoever. The intervention that facilitated agreement on a common strategy (i.e. the combination of (ii) and (iii)) was particularly effective at boosting cooperation. Furthermore, combined with interventions promoting problem awareness and ratification, this intervention produced levels of cooperation similar to the average levels of cooperation observed in groups with free-form communication. The results of this experiment expand the understanding in the literature of the role of communication in social dilemmas and provide insights into the potential of structured and facilitated processes of information exchange and social interaction to foster collective action for environmental management. Chapter 4 (The effects of inducing perspective-taking through role reversal in a give-and-take a dictator game on pro-social behaviour) and Chapter 5 (Perspective-taking for pro-social behaviour in watershed management) deal with the effects of inducing perspective-taking on unilateral pro-social behaviour. The results outlined in Chapter 4 indicate that perspective-taking, induced through role reversal, can be associated with significant average changes in the participants' self-reported state of emotions (in terms of both empathic and positive as well as in distressing and negative emotions). The emotional reactions that the role reversal seems to influence, however, do not appear to result in significantly more (or less) pro-social behaviour. The chapter explores and discusses two plausible explanations for these results, namely the transient effects of emotional reactions and the opposing effects of diverging emotional reactions on pro-social behaviour. These results come from the analysis of data from 144 students at Osnabrück University who participated as dictators in a laboratory implementation of a give-and-take dictator game. The design of the experiment allows the identification of the effect of inducing decision-makers to experience the other person's position through unilateral role reversal on pro-social behaviour. During the simulation round, dictators in treatment groups experienced how it would feel to be in the role of the recipient. Dictators in the control groups only learned about the distributional consequences of their allocation decisions on recipients. Hence, through a treatment comparison, it was possible to single out the effects resulting from temporarily taking on the position of the other participant. To understand the underlying drivers of a potential behavioural change, the study elicited participants' emotional states both before and after the simulation round. The results in Chapter 5 indicate that inducing perspective-taking can be associated with relatively greater pro-social behaviour based on an experimental study of downstream farmers' behaviour in a watershed management context. Moreover, the provision of information on the social-ecological context during the perspective-taking exercise cannot account for the different behavioural patterns in the treatment and control groups. These results come from a lab-in-the-field experiment carried out with 177 downstream farmers in a Peruvian watershed. In the experiment, farmers in the treatment groups were motivated to imagine the upstream farmers' perspective (i.e. to think about their thoughts and feelings) before deciding on whether or not to contribute to an initiative in the upper watershed. The initiative intends to help upstream farmers improve their well-being without compromising the water supply downstream. The behaviour of farmers in the treatment groups was compared against the behaviour of farmers in the control groups wherein perspective-taking was not induced. Taken together, the results of Chapter 4 and Chapter 5 illustrate the potential of inducing perspective-taking—commonly promoted in participatory processes—to trigger pro-social behaviour in economic situations. It can indeed alter relevant behavioural variables and trigger pro-social behaviour in distributive and social-dilemma situations. Nevertheless, as the literature on perspective-taking has previously indicated, the final effects depend on the specific procedures by which and the situations and contexts wherein perspective-taking is induced. Based on these findings, it is possible to sustain that participatory interventions do have the potential to effect changes in pro-social and cooperative behaviour at both the collective and individual level. Whether this impact is realised or hindered hinges on the procedures and contexts of participatory interventions. It would also depend on the mechanisms provided to follow up on the initiated processes and sustain and build upon the early outcomes. The contributions of this thesis are threefold. Firstly, it integrates insights from the literature on the institutional and behavioural analysis of pro-social and collective action and the literature on participatory governance for natural resource management. Secondly, it generates new evidence, based on experimental methods, in terms of the potential for participatory interventions to foster pro-social and collective action, and in terms of the mechanisms by which participatory methods and processes could effectively impact (or hinder) pro-social and cooperative behaviour. In this way, the thesis helps to bridge the gap of knowledge in terms of how participatory interventions can effectively change behaviour and, subsequently, encourage socially desirable social-ecological outcomes. In doing so, it also adds to the understanding of pro-social and cooperative human behaviour and the way that the processes of information-exchange and perspective-taking, which are often facilitated by participatory processes, may (or may not) advance it. Research on participation is, however, still ongoing and, in terms of the way forward, the thesis makes a third, methodological contribution. It demonstrates how experimental research in both the laboratory and in the field, conducted under a coherent conceptual and methodological framework, can complement one another and shed light on the extent to which and the means by which participatory interventions can produce changes in behaviour. The experimental method, in terms of both laboratory and field experiments, can therefore complement the set of methods traditionally employed to analyse participatory processes. The results of the studies comprising the thesis underscore the importance of carefully analysing the policy process. As contributions from the behavioural literature have repeatedly indicated, human behaviour is driven by a combination of self-regarding, social and procedural preferences. Hence, addressing pressing environmental challenges involving externalities and social dilemmas not only entails getting the policy design right to synergistically coordinate and orchestrate these different types of preferences. It also requires careful design, analysis and implementation of the activities and methods that structure and facilitate stakeholder interactions throughout the policy process.
OUR ACADEMIC AGENDA In the months of August and September, the Free University of Cali and the Colombian Institute of Criminology and Criminal Law served as hosts and organizers of the VIII International Congress of Criminology and Criminal Law, and the first Congress of Critical Thought, Reality and Law, which revolved around the CONTEMPORARY TRENDS, with international guests, works of the research groups recognized and categorized in Colciencias, which support the undergraduate and postgraduate of our Law program, and intervention of national speakers who accompanied us with presentations alluding to the themes of the congress. The magazine "Free Legal Criterion" of the Free Sectional University Cali, from its Faculty of Law, was present and receptive to host some of the interventions in these academic events where the discussion of the new contemporary trends of criminology and criminal law in its eighth version, opened the debate, consolidating as a space of international reflection that contributes with the permanent updating of the curriculum, showing it strengthened, with a living right facing the post-conflict and with the hope put in the peace agreements that put an end to the Colombian fratricidal war and an era begins where the protagonist is peace, post-conflict transitional justice, in perspective of a tolerant thought that allows to build a social thought and critical of the law. That is why the scenario and the themes that convened us are very important, especially the reflections that came from our own academic community and that contribute from their intelligence to the path that remains for us to travel. The reflections on justice and peace, the contributions of the constitutional right to a transitional justice from the post-conflict, the discussions related to social movements and law, the critical thinking of law in the Latin American perspective, the Andean Constitutionalism, the glances and hermeneutic advances in criminology and Constitutional and criminal law that make it possible to highlight effective and verifiable public policies, among other issues, invite the reflection of experts and laymen. The variety, diversity and plurality has allowed us to have a resounding success in the programmed events, with the conviction that the seed that is sown will contribute to continue with this effort to build thought and do academy, sometimes within the incomprehension and intolerance of sectors of politics, reluctant to peace agreements. On the other hand, we continue working from the Decanatura to strengthen the magazine, having as a course the PIDI (integral plan of institutional development) for the years 2016 -2025 (projection of the Faculty for 10 years in the goals, programs, projects and activities; With topics such as the internationalization of the faculty, mobility of teachers and students, that allow to make the Program of Law, Political and Social Sciences visible, we are working with a Budget to consult the needs of re accreditation of high quality of the Law program, the multi-campus institutional accreditation, and the national and international projection of the University. Thus, we continue insisting on the academic essay, the scientific paper to be published, which forms part of the research lines of the faculty and which supports the research groups, because from the Decanatura we exalt academic excellence and support teachers who want to participate in academic events such as Conferences, that accompany students from articulated nurseries to research groups with a presentation and that come from serious processes and time. At the same time, boosting intellectual production and research, the "editorial tables" are promoted, leading to the production of essays, articles and books by our research faculty. We aspire then, so that the magazine continues being a space of reflection and of encounter with the writing, for the investigations and articles of reflection that come from our academic community. JOSE HOOVER SALAZAR RÍOS FACULTAD DE DERECHO, CIENCIAS POLITICAS Y SOCIALES ; En los meses de agosto y septiembre pasados la Universidad Libre seccional Cali y el instituto Colombiano de Criminología y Derecho penal, fungieron como anfitriones y organizadores del VIII Congreso Internacional de Criminología y Derecho Penal, y el primer Congreso de Pensamiento Crítico, Realidad y Derecho, los cuales giraron en torno a las TENDENCIAS CONTEMPORANEAS, con invitados internacionales, trabajos de los grupos de investigación reconocidos y categorizados en Colciencias, que soportan el pregrado y posgrado de nuestro programa de Derecho, e intervención de expositores nacionales que nos acompañaron con ponencias alusivas a los temas del congreso. La revista "Criterio Libre Jurídico" de la Universidad Libre seccional Cali, desde su Facultad de Derecho, estuvo presente y receptiva a acoger algunas de las intervenciones en estos eventos académicos donde la discusión de las nuevas tendencias contemporáneas de la criminología y el derecho penal en su versión octava, abrieron el debate, consolidándose como un espacio de reflexión internacional que contribuye con la actualización permanente del currículo, mostrándolo fortalecido, con un derecho viviente de cara al posconflicto y con la esperanza puesta en los acuerdos de paz que ponga fin a la guerra fratricida Colombiana y se inicie una era donde el protagonista sea la paz , la justicia transicional de posconflicto, en perspectiva de un pensamiento tolerante que permita construir un pensamiento social y crítico del derecho. Por eso es muy importante el escenario y los temas que nos convocaron, en especial las reflexiones que provinieron de nuestra propia comunidad académica y que aportan desde su inteligencia al camino que nos resta por recorrer. Las reflexiones en torno a la justicia y paz, los aportes del derecho constitucional a una justicia transicional desde el posconflicto , las discusiones relacionadas con los movimientos sociales y el derecho, el pensamiento crítico del derecho en la perspectiva latinoamericana, el Constitucionalismo Andino, las miradas y avances hermenéuticos de la criminología y el derecho Constitucional y penal que permitan poner en evidencia políticas públicas efectivas y verificables, entre otros temas, invitan a la reflexión de expertos y profanos. La variedad, diversidad y pluralidad nos ha permitido tener un rotundo éxito en los eventos programados, con el convencimiento de que la semilla que se siembra contribuirá a seguir adelante con este esfuerzo por construir pensamiento y hacer academia, a veces dentro de la incomprensión e intolerancia de sectores de la política, reticentes a los acuerdos de paz. Por otro lado, seguimos trabajando desde la Decanatura para fortalecer la revista, teniendo como derrotero el PIDI (plan integral de desarrollo institucional) para los años 2016 -2025 (proyección de la Facultad por 10 años en las metas, programas, proyectos y actividades; con temas como la internacionalización de la facultad, movilidad de docentes y estudiantes, que permitan hacer visible el Programa de Derecho, Ciencias Políticas y Sociales. Estamos trabajando con un Presupuesto que consulte las necesidades de re acreditación de alta calidad del programa de Derecho, la acreditación institucional multi-campus, y la proyección nacional e internacional de la de la Universidad. Así, continuamos insistiendo en el ensayo académico, en el escrito científico para ser publicado, que forme parte de líneas de investigación de la facultad y que apoye los grupos de investigación, porque desde la Decanatura exaltamos la excelencia académica y se apoya a los docentes que quieran participar en eventos académicos como Congresos, que acompañen estudiantes de semilleros articulados a grupos de investigación con ponencia y que provengan de procesos serios y de tiempo. A la par, impulsando la producción intelectual y la investigación se promueven las "mesas de redacción" que lleven a la producción de ensayos, artículos y libros por parte de nuestros docentes investigadores. Aspiramos entonces, a que la revista continúe siendo un espacio de reflexión y de encuentro con la escritura, para las investigaciones y artículos de reflexión que provengan de nuestra comunidad académica. JOSE HOOVER SALAZAR RÍOS FACULTAD DE DERECHO, CIENCIAS POLITICAS Y SOCIALES ; Nossa agenda acadêmica Entre agosto e setembro de 2015, a Universidade Livre da Seção Cali e o Instituto Colombiano de Criminologia e Direito Penal foram anfitriões e organizadores do VIII Congresso Internacional de Criminologia e Direito Penal. Além disso, o Congresso de Pensamento Crítico, Realidade e Direito. Esses eventos giravam em torno do tópico Tendências Contemporâneas. Neles participaram convidados nacionais e internacionais, grupos de pesquisa reconhecidos e categorizados em Colciencias, que apoiam a graduação e pós-graduação do nosso programa de Direito. A revista Criterio livre jurídico da Universidad Livre Seção Cali, onde sua Faculdade de Direito, estive presente e receptiva para acolher algumas das intervenções dadas nesses eventos acadêmicos. Nesta oitava versão do Congresso, a discussão das novas tendências contemporâneas de Criminologia e Direito Penal, abriu o debate, consolidando-se como um espaço de reflexão internacional. Desta forma, contribui-se á atualização permanente do currículo, mostrando-o fortalecido, com um Direito vivo diante do pós-conflito e com a esperança de colocar os acordos de paz que vai acabar com a guerra fratricida colombiana, esperando por uma era em que os protagonistas sejam a paz, a justiça de transição do pós-conflito, na perspectiva de um pensamento tolerante que permite a construção de um conhecimento social e crítico do Direito. É por isso que os cenários e os temas que nos convocaram nesses eventos foram muito importantes. Especialmente as reflexões que vieram de nossa própria comunidade acadêmica e que contribuem, da sua inteligência, para o caminho que nos resta viajar. A importância e variedade de temas, apresentados nesses eventos, foram um convite á reflexão de especialistas e profanos. As análises em torno da justiça e da paz; as contribuições do direito constitucional para uma justiça de transição desde o pós-conflito; as discussões com os movimentos sociais e o dereito; o pensamento crítico do Direito na perspectiva latino-americana; o constitucionalismo andino, os pontos de vista e os avanços da Criminologia, o Direito Constitucional e Penal que permitem evidenciar políticas públicas efetivas e verificáveis, continham muito interesse. A variedade, diversidade e pluralidade nos permitiram ter um sucesso retumbante nos eventos programados. Estamos convencidos de que a semente que é semeada contribuirá para continuar com esse esforço. Trata-se de produzir pensamento e fazer academia, às vezes com a incompreensão e a intolerância de setores da política, relutantes em acordos de paz. Por outro lado, continuamos trabalhando da Decanatura para fortalecer a revista Criterio Livre Jurídico. Para isso, temos o PIDI, Plano de Desenvolvimento Institucional Integral, para os anos 2016-2025. É a projeção da Faculdade por dez anos nas metas, programas, projetos e atividades. Neste plano, temas como a internacionalização da Faculdade, a mobilidade de professores e estudantes, tornará visível o Programa de Direito, Ciências Políticas e Sociais. Trabalhamos com um orçamento que analisa as necessidades de re-acreditação de alta qualidade do programa de Direito. Da mesma forma, a acreditação institucional multi-campus e a projeção nacional e internacional da Universidade. Continuamos a insistir na necessidade e importância do ensaio acadêmico, no artigo científico a ser publicado. Estes serão parte das linhas de pesquisa da Faculdade e em apoio aos grupos de pesquisa. Da Decanatura exaltamos a excelência acadêmica. Apoiamos professores que desejam participar de eventos acadêmicos, como congressos. Para aqueles que acompanham estudantes iniciantes em pesquisa, articulados a grupos de pesquisa com uma palestra e que provenham de processos sérios e com tempo adequado. Nós damos impulso á produção intelectual e pesquisa. Se promovem as "mesas de escrita" que levam à produção de ensaios, artigos e livros pelos nossos docentes e pesquisadores. Esperamos, então, que a revista continue a ser um espaço de reflexão e encontro com a escrita, para pesquisas e artigos que vêm de nossa comunidade acadêmica. JOSE HOOVER SALAZAR RÍOS FACULTAD DE DERECHO, CIENCIAS POLITICAS Y SOCIALES
Author's introductionIndigenous peoples are racialized, but this is not the only defining element of their identity. The sociological study of indigenous peoples informs political sociology, as indigenous peoples are a type of non‐state actor with a distinct perspective on the state and international governing organizations. The colonial power structure forced indigenous peoples to the margins of their homes and territories, which then changed rapidly around them without consideration of their voices. Today, indigenous peoples are recapturing the space to speak and they are challenging the societies that nearly overtook them and their lifeways.Author recommendsS. James Anaya 1996. Indigenous Peoples in International Law. New York, NY: Oxford University Press.This book examines the historical and contemporary issues regarding indigenous peoples and international law. Key topics include human rights, self‐determination, and negotiations with states and international institutions. The appendix includes the text of selected international doctrine related to indigenous rights. Anaya now serves as the Special Rapporteur on the situation of human rights and fundamental freedoms of indigenous peoples.Roxanne Dunbar‐Oritz 2006. 'The First Decade of Indigenous Peoples at the United Nations.'Peace and Change 31: 58–74. DOI: 10.1111/j.1468-0130.2006.00342.xThis explores the role of indigenous peoples at the United Nations from 1974 to 1984. During this decade, the United Nations commissioned a study of the status of the world's indigenous peoples, a Conference on Indigenous Peoples of the Americas was held in Geneva, and the drafting of the Declaration on the Rights of Indigenous Peoples (approved by the General Assembly in 2007) began.Alexander Ewen 1994. Voice of Indigenous People. Santa Fe, NM: Clear Light Publishers.A publication including speeches by indigenous leaders to open the International Year of the World's Indigenous People at the United Nations on Human Rights Day in 1993. These speeches were given to a nearly empty General Assembly chambers.Ronald Niezen 2003. The Origins of Indigenism: Human Rights and the Politics of Identity. Berkeley, CA: University of California Press.Indigenous forms of resistance are distinguished from ethnic groups due to their political status. Niezen explores the emergence of the concept of indigenism, the international movement of indigenous peoples. The book examines the international response to indigenous peoples' assertions of sovereignty, diversity and commonalities across indigenous peoples, how assertions of self‐determination influence indigenous‐state and indigenous‐international governing organization relations, and the political implications of indigenous peoples' assertions of self‐determination. A brief concluding chapter names the key projects of indigenism: affirming local claims of difference, using the language and symbols of states in claims of self‐determination, and embracing the universal concept of human rights to protect and develop identity.Y. N. Kly and D. Kly 2001. In Pursuit of the Right to Self‐Determination: Collected Papers and Proceedings of the First International Conference on the Right to Self‐Determination and the United Nations. Atlanta, GA: Clarity Press.This book is a collection of conference papers from the First International Conference on the Right to Self‐Determination and the United Nations. It includes explorations of self‐determination in many political contexts: internal autonomy, secession, assimilation, restorative justice, nomadic, and international law. It also includes papers on interventions in a diverse array of cases. Conference resolutions and the titles and web addresses of pertinent documents are included.Franke Wilmer 1993. The Indigenous Voice in World Politics. Newbury Park, CA: Sage Publications.Writing from a world‐systems theory perspective, Wilmer explores indigenous perspectives on development, colonization, and civilization. She contrasts this with the priorities of indigenous peoples, particularly self‐determination, and concludes with a consideration of indigenous voices in world politics. The book also includes many resources in its appendices, including a chronology of events related to indigenous activism, a list of international documents pertaining to indigenous peoples, and the organizations participating in the UN Working Group on Indigenous Populations meetings.Online materialsUN Permanent Forum on Indigenous Issues http://www.un.org/esa/socdev/unpfii/ This is the official website of the United Nations Permanent Forum on Indigenous Issues. It includes links to all of the forums held, along with the extensive documentation produced by each series of meetings. News headlines are posted regarding indigenous issues within the UN system, and the organization's newsletter The Message Stick, is available here. Films and webcasts can be viewed, which document indigenous participation in the UNPFII.International World Group for Indigenous Affairs http://www.iwgia.org This organization publishes extensive reports on the status of indigenous peoples globally. There are annual reports and topical reports, as well, exploring political, social, and economic issues. The page also features a news blog which offers updates on indigenous issues, particularly political issues.The Indian Law Resource Center http://www.indianlaw.org The Indian Law Resource Center is a news blog about the latest legal issues on indigenous lands around the world. It features many resources available regarding key legal decisions and publications by the Resource Center on their work to gain justice for indigenous peoples, along with the annual report of their current work.International Indian Treaty Council http://www.treatycouncil.org One of the first organizations to work with the United Nations, the International Indian Treaty Council's website offers a host of documentation regarding indigenous peoples and the United Nations, including multiple drafts of the Declaration on the Rights of Indigenous Peoples. It also includes documentation on the many cases examined and fought by the International Indian Treaty Council. This website is an extensive reference for global indigenous claims. It also offers content in Spanish.Sample syllabusStudies of indigenous peoples and politics might contribute to units on justice or the state. This segment might also fit in a course on racial or ethnic diversity. I explore self‐determination in greater detail as it is a key issue to many indigenous peoples and it encompasses everything from the right to territory to linguistic rights to rights to traditional medicine, and more. This segment might also fit into more advanced courses analyzing rights or inequality. I do not recommend readings for the Examining Self‐Determination section as the readings will vary depending on your focus (topic or geography).Topics for lecture or DiscussionWeek I: Introduction and OverviewDefinitions, Problems, and Issues: who are indigenous peoples? What is their role in national and international politics?Reading:Keri Iyall Smith, 'A Review of the study of the Political Status of Indigenous Peoples in the Global Context', Sociology Compass 1/7 (2007), pp. 756–774.Week II–IV: Examining Self‐DeterminationExplore case studies of self‐determination at the local and global level. Exemplars might include: Native Hawaiians (Kanaka Maoli), Zapatistas, Inuit of Canada and the formation of the Nunavut Territories, and the role of indigenous peoples in the United Nations.Films and videosHomeland: four portraits of native actionThis film looks at the protection of American Indian homelands as a human rights issue and explores four different movements in Native America to protect the environment and indigenous lands: Penobscot, Gwich'in, Northern Cheyenne, and the Dine/Navajo people. The Penobscots are struggling with the state of Maine to sanction a polluting paper mill, the Gwich'in fight drilling in ANWR, the Northern Cheyenne are seeking to stop methane gas wells, and the Dine/Navajo are fighting to stop uranium mining.Peyote roadThis film explores the use of peyote by the Native American Church and the American perspective on the use of peyote. It follows the case of the landmark decision, Employment Devision v. Smith, along with the legislative change that followed this decision. The film also offers a look into the Native American Church with depictions of the role of peyote in ceremonial life.In the light of reverenceThis film explores sacred sites and the conflicts that American Indians face when trying to gain access to these sites to practice their religious beliefs. The film explores four different cases, including the Wintu seeking to gain access to Mt. Shasta and fighting the New Age believers who desecrate ceremonial lands, the Hopi dispute with private land‐owners over a peak in the Four Corners region, and Lakota Sioux seeking to gain access to Mato Tipila/Devil's Tower.Adoption of the U.N. declaration on the rights of indigenous peoplesThis is a brief film that documents the occasion of the adoption of the Declaration on the Rights of Indigenous Peoples. http://www.youtube.com/watch?v=azVhsiLNDZkFocus Questions
What are political challenges to indigenous peoples – locally and globally? What might be political opportunities for indigenous peoples – locally and globally? What strategies will allow indigenous peoples to attain their claims? Who are the indigenous peoples in your area? What are their claims? How has your community responded?
Project idea1. Socratic Dialogs. I use this technique to discuss complex problems from many perspectives. During the Socratic Dialog, the students do all of the talking, with minimal intervention on the part of the professor to referee the conversation as needed.During the term, we will often debate topics in Socratic Dialogs. In Socratic Dialogs, the class will respond to a well‐formulated question that requires personal responses from participants. The responses to the question will lead to a broader discussion, allowing the class to arrive at a consensus. You will be graded on your participation in Socratic Dialogs, both as Respondents and Questioners. Active participation will be rewarded! Respondents: Respondents will work in pairs to respond to a general question posed by the professor. They must also study the text closely and research the issue at hand in order to be prepared for follow up questions from the professor and classmates. Respondents will be assigned a question one week in advance to allow them to prepare. Each student will act as a Respondent twice during the semester. Questioners: When you are not a respondent, your role is to contribute to the conversation actively by asking questions, offering additional responses to questions, etc ... Use your own experiences to guide you in offering responses or asking questions.Some sample Socratic Dialog Questions include:Are tribal courts − in their contemporary or historical forms – an exercise of tribal sovereignty?Are Native Americans sovereign, even as domestic dependent nations?Is tradition a relevant source of legal doctrine for tribal law in contemporary times?How can sacred sites be preserved and sacred practices remain legal, given that American Indians exist within a foreign culture and state?Land has been called an engine of sovereignty. How can land – scarred by colonial history – also be an engine of justice for American Indians?2. Take Home Exam QuestionsIn my classes on indigenous issues I have used take‐home exams in the past. I find this to be a good way to keep the students thinking about issues as they are working, which is always my goal when writing examinations. These exams are designed to help students think creatively and critically about course readings, using them in a way that is different than what we did in class. These two questions focus on American Indian tribes and the American legal system, and the conflicts between these two political bodies. A. Why do we have a course that examines the clash between American Indian and American criminal justice systems? Provide at least three reasons. Use citations to support your claims and examples to illustrate your points. Be sure that you always explain why or how – do not assume that I know what you mean.B. As we learned at the beginning of class, legal structures are very important tools for communities, allowing them to express and protect their values. How does the clash of cultures continue to threaten sovereignty and simultaneously empower the authority of the American federal government? What can tribes do to escape the 'clash' with their sovereignty intact?
Carbon dioxide (CO2) emissions are a global concern; impacts on the climate do not depend on where the CO2 is emitted. To meet this concern, a worldwide program for cutting greenhouse gases was formed in Kyoto, Japan in December 1997. The Kyoto protocol formulates the general principles for a worldwide treaty on cutting greenhouse emissions and specifies reductions for the industrialised world. The European Union has introduced an EU wide emission trading system (EUETS) that became operational in 2005 as an instrument for EU member states to meet their Kyoto obligations. Transports are not included, but may become a part of the EU-ETS in future revisions. Instead emissions from transports are regulated by other means, including fuel taxes. To further reduce CO2 emissions from passenger cars and to improve fuel efficiency, the European Community has adopted a separate strategy. An important element of this strategy are the Commitments of the European, Japanese and Korean Automobile Manufacturers Associations to achieve total new passenger car fleet average CO2 emissions of 140 g CO2/km by 2008/2009. In this paper we assess the option of introducing an EU wide certificate/emission permit trading system for new passenger cars as an alternative to the commitments made by the European Automobile Manufacturers Associations. An overview of alternative trading systems is presented, possible objectives and evaluation criteria are discussed, arguments for introducing separate systems for new passenger cars are discussed, the potential for emission reduction through technological advances and changed consumer behaviour is analysed and a possible design of a system of tradable permits for new passenger cars is presented. CAP-AND TRADE OR BASELINE-CREDIT? In a cap-and-trade system a total limit (a cap) on emissions is defined. Emission permits that sum up to the limit or cap are then allocated among the agents generating the emissions. Having allocated the permits, trade is introduced. If certain conditions are achieved, trade will continue to the point where marginal abatement costs are the same across sectors and nations. Cost-effectiveness is then achieved. The EU-ETS is an example of a cap-and-trade system. A baseline-credit system is an alternative. In such a system certificates or credits are based on the achievement of improvements in relation to a baseline. Agents with emissions lower than the predefined baseline receive credits and those exceeding the baseline will have to buy credits. The baseline is typically defined in relation to a rate-based value such as CO2-emissions per kilometre or emissions per unit of output. A relative baseline system of this kind is thereby designed to control average emissions, e.g. per car and kilometre, rather than total emissions. The cap-and-trade system has the advantage by allowing a larger variety of choices for adjusting emissions. Taking road transports as an example, total emissions can be reduced not only by reducing average emissions per car and kilometre but also by reducing total car fleet mileage e.g. by giving incentives to travellers to drive less, drive shorter distances or shifting to alternative modes of transport. If the overall objective is to reduce emissions in a cost-effective manner across sectors and nations, including the transport sector in current EU-ETS would be an option to consider. The advantage of such a system is that it has the potential of providing incentives to agents to act in a way that will equalise marginal abatement costs across sectors (assuming also that current CO2-based fuel taxes/other taxes linked to CO2 emissions are adjusted accordingly), thus leading to cost-effective abatement. The baseline-credit system, on the other hand, would concentrate on reducing average emissions and consequently target the behavioural changes necessary to reduce average emissions. If, for example, the objective is to increase energy efficiency through technological improvements, a baseline-credit system may therefore be the optimal choice. Moreover, myopic behaviour in the market for new passenger cars may lead to a situation where consumers' preferences and willingness to pay for CO2-reducing technology is insufficient to cover the costs of developing the technology and put it to the market even if car manufacturers were to trade in EU-ETS and thereby receive monetary gains by developing technology that reduces fuel consumption and CO2 emissions. A system such as the baselinecredit system may therefore be necessary in order to provide sufficient incentives to manufacturers to work towards increased energy efficiency in new cars through technological improvements. The average CO2 emissions from new cars sold in the market can be reduced in two ways; either by increasing the energy efficiency in each type of car put to the market (i.e. improved technology) or by providing incentives to consumers to choose the most energy-efficient cars already in the market. Achieving objectives such as 120 g CO2/km for new car fleet most likely requires both of these. Also, in order to influence consumer behaviour it is important to make technology available to consumers at low cost. Consumers choose to pay for new technology only if the benefits of improved gas-mileage exceed the costs of higher car prices. TECHNOLOGICAL IMPROVEMENT OR CHANGED CONSUMER BEHAVIOUR? Considering technological improvements there are two ways in which to reduce specific CO2 emissions: By reducing fuel consumption in vehicles with conventional combustion engines (petrol and diesel), or by using renewable, low-CO2fuels (partly) in conjunction with new engine technologies. Fuel consumption in vehicles with conventional combustion engines can in turn be reduced in a number of ways. Technological measures can be roughly divided into four categories: Improved engine technology, downsizing and enhanced transmission technology, energy management and hybridisation, and vehicle design. The literature shows that conventional combustion engines have considerable potential for fuel-saving. In the case of petrol engines, it is thought that measures involving the drive train in a middle-size vehicle could achieve fuel savings of around 38 per cent. Further measures such as weight reduction, reduced rolling and air resistance, and promotion of fuel-efficient driving habits can result in 40 per cent or greater decrease in overall consumption. Diesel engines have lower savings potential than petrol engines because diesel engines are less wasteful than petrol engines when run at partial throttle, and significant increases in diesel motor efficiency have already been achieved. Nevertheless, hybridisation and improved transmission could result in savings of around 32 per cent. Additional savings could also be achieved with a reduction in vehicle weight, reduced rolling and air resistance, and by promoting fuel-efficient driving habits. Turning then to consumer behaviour, it is important to recognise that consumers consider a large variety of characteristics before finally choosing the car that best fits their needs and their personal preferences. From a CO2 point of view consumers should ideally be concerned about fuel efficiency more than any other characteristics. This, however, is not the case. Studies have shown that factors such as safety, prestige and powerful engines influence consumer behaviour more than does fuel efficiency, especially in times when disposable incomes increase. However, in spite of recent trends there seems to be a potential to provide incentives to consumers to shift to low-emitting cars without any large sacrifices being involved. Consider, for instance, Volvo V70, which was the most popular new car model in Sweden in 2005. The emissions from the different petrol versions range between 214 and 266 g CO2/km, whereas diesels are available with emissions ranging from 171 to 223 g CO2/km. A movement form the highest CO2/km per kilometre value to the lowest would thus imply savings of 95 grams per kilometre. To achieve these savings a consumer who currently prefers the highest emitting car has to change fuel, automatic transmission and engine power. However, brand, model or car size would not need to change. For most consumers the "adjustment cost" would thus be relatively low. The above is an extreme case scenario involving only one car model. Considering instead the whole fleet of new passenger cars, our calculations show that there is a general potential to reduce CO2 emissions from new cars by 13-30 g CO2/km within the same car model (or approximately 8-15 per cent). THE COST OF INCREASED ENERGY EFFICIENCY The main purpose of a baseline-credit system for new passenger cars would be to provide incentives for car manufacturers to develop and introduce the technology in new cars required to reach the specified CO2-objectives. However, this also means that consumers must find it worthwhile to buy a low-emitting car, i.e. the benefits of the improved technology, not the least in terms of increased gas mileage, must exceed the increase in sales price. The technological potential is large, but the benefits for consumers could be questioned since car buyers apparently do not judge energy efficiency as an important characteristic. Assuming unchanged market shares for petrol and diesel cars as well as small, medium and large sized cars, our calculations show that a reduction of the average emissions to 120 g CO2per car and kilometre in the EU would imply an increase in retail prices by 2 000 euro. There is technological potential to further reduce emissions to an average of 100 g CO2 per kilometre. However, the cost increase for this additional reduction is about 6 000 euro. THE DESIGN OF A SYSTEM FOR NEW PASSENGER CARS It is our conclusion that an emission trading system for new cars should be separated from the EU-ETS and designed as a baseline and credit system, based on emission intensity. Setting up a separate emission trading system for new cars as a baseline and credit system involves defining a baseline. It is natural to tie the baseline to the goals that are under discussion in the European Union i.e. 140 and 120 g CO2/km. Different time frames have been discussed. One possibility is to reach 140 CO2/km by 2008/2009 and 120 g CO2/km by 2012. Earlier discussions about technological development show that this time frame is feasible. Before trade can take place, demand and supply of credits need to be created. In a cap-and-trade system initial allocation of permits is a very important issue. In the baseline and credit system the allocation of credits is automatic: cars below baseline receive credits and cars above baseline need to purchase credits. In principle, this implies that no cost is imposed on the baseline car. High-emitting cars will become more expensive and low-emitting cars less expensive. The credits will work in a way similar to a system of subsidies for cars emitting below the baseline and taxes for those above. Trade with credits need to perform in a way that supports attainment of the baseline. A possible solution is that credits are traded in a market that is similar to a stock exchange. The offers of sellers and the bids of buyers will meet in a market that ideally clears each trading day. As long as markets clear, there is attainment of the baseline. To overcome imbalances, an accommodating system that handles short time excess credits or shortages will need to be worked out. There is also a need for an enforcement and compliance mechanism. Another issue to deal with is that there may be different incentives for buyers and sellers. Buyers will generally be obliged to buy credits. Sellers, on the other hand, may want to capitalise their credits later, or to bank them for coming periods. The differences in incentives can lead to shortages and an upward pressure on prices and fluctuating prices. The issue whether trade of credits should take place downstream or upstream includes several options in the production-consumption chain. The recommendation is that the retailers should be the trading entity. We also suggest gradual reductions in baseline. However, the details of a system of baseline and credits will need further analysis. Important issues in a future analysis will be designing mechanisms for compliance, monitoring and penalising. Incentive problems need also to be dealt with.
Guinea-Bissau (S/2018/110) ; United Nations S/PV.8188 Security Council Seventy-third year 8188th meeting Saturday, 24 February 2018, noon New York Provisional President: Mr. Alotaibi. . (Kuwait) Members: Bolivia (Plurinational State of). . Mr. Inchauste Jordán China. . Mr. Ma Zhaoxu Côte d'Ivoire. . Mr. Tanoh-Boutchoue Equatorial Guinea. . Mr. Ndong Mba Ethiopia. . Mr. Alemu France. . Mr. Delattre Kazakhstan. . Mr. Umarov Netherlands. . Mr. Van Oosterom Peru. . Mr. Meza-Cuadra Poland. . Ms. Wronecka Russian Federation. . Mr. Nebenzia Sweden . Mr. Skoog United Kingdom of Great Britain and Northern Ireland . Mr. Hickey United States of America. . Mrs. Haley Agenda The situation in the Middle East This record contains the text of speeches delivered in English and of the translation of speeches delivered in other languages. The final text will be printed in the Official Records of the Security Council. Corrections should be submitted to the original languages only. They should be incorporated in a copy of the record and sent under the signature of a member of the delegation concerned to the Chief of the Verbatim Reporting Service, room U-0506 (verbatimrecords@un.org). Corrected records will be reissued electronically on the Official Document System of the United Nations (http://documents.un.org). 18-05017 (E) *1805017* S/PV.8188 The situation in the Middle East 24/02/2018 2/14 18-05017 The meeting was called to order at 2.10 p.m. Adoption of the agenda The agenda was adopted. The situation in the Middle East The President (spoke in Arabic): In accordance with rule 37 of the Council's provisional rules of procedure, I invite the representative of the Syrian Arab Republic to participate in this meeting. The Security Council will now begin its consideration of the item on its agenda. Members of the Council have before them document S/2018/146, which contains the text of a draft resolution submitted by Côte d'Ivoire, Equatorial Guinea, France, Kuwait, the Netherlands, Peru, Poland, Sweden, the United Kingdom of Great Britain and Northern Ireland and the United States of America. I now give the floor to members of the Council who wish to make statements before the voting. Mr. Skoog (Sweden): Sweden and Kuwait earlier this week put forward a draft resolution to respond to the desperate calls of the United Nations and the humanitarian community in Syria for a cessation of hostilities for an initial period of 30 days, in order to allow for much-needed humanitarian relief. We have been working intensely with all Council members to operationalize the concrete requests of the United Nations, the humanitarian community and, above, all the civilian population on the ground. We have done our utmost to accommodate Council members' concerns. It is now time for the Council to unanimously shoulder its responsibility and show that meaningful action is possible. The key components in our draft resolution are a nationwide cessation of hostilities for at least 30 days, weekly United Nations humanitarian aid convoys to all areas in need, and immediate emergency medical evacuations. The United Nations convoys and evacuation teams are ready to go. The draft resolution also calls for the immediate lifting of sieges of populated areas, including eastern Ghouta. It reiterates its demand, reminding in particular the Syrian authorities that all parties have an obligation to act in accordance with international law to protect civilians and hospitals and other medical facilities. The draft makes an exception for military operations directed against the Islamic State in Iraq and the Levant, Al-Qaida, the Al-Nusra Front and other terrorist groups designated by the Security Council. This in no way relieves the parties to the conflict in Syria from upholding their obligations under international law at all times, including the principles of distinction, proportionality and precaution. The draft resolution is not a comprehensive peace deal on Syria; its aim is purely humanitarian. There are already ceasefire agreements in force for the areas where fighting has escalated the most. They need to be complied with. There are existing monitoring mechanisms that can be utilized. The role of the Council is to push the parties to the conflict to comply with the proposed cessation of hostilities in order to urgently enable needed alleviation of suffering for the people of Syria. If the draft resolution is adopted today, it can de-escalate violence, save lives, alleviate suffering and break the deadlock on humanitarian access and sieges. Since the first call for a cessation of hostilities, the situation has gotten dramatically worse, particularly in eastern Ghouta, as we have heard from the Secretary- General and from Under-Secretary-General Mark Lowcock. After seven years of war, the situation for innocent civilians in Syria has never been worse. But we have an opportunity to turn things around today to avert the disaster unfolding before our eyes. The draft resolution before the Council represents a resolute and very urgent attempt for the Council to take decisive and meaningful action. Today, we count on each and every member to do the right thing. The President (spoke in Arabic): The Council is ready to proceed to the vote on the draft resolution before it. I shall put the draft resolution to the vote now. A vote was taken by show of hands. In favour: Bolivia (Plurinational State of), China, Côte d'Ivoire, Equatorial Guinea, Ethiopia, France, Kazakhstan, Kuwait, Netherlands, Peru, Poland, Russian Federation, Sweden, United Kingdom of Great Britain and Northern Ireland and United States of America The President (spoke in Arabic): The draft resolution received 15 votes in favour. The draft resolution has been adopted unanimously as resolution 2401 (2018). 24/02/2018 The situation in the Middle East S/PV.8188 18-05017 3/14 I shall now make a statement in my capacity as representative of Kuwait. I associate myself with the statement just made by the Permanent Representative of Sweden on our behalf. The unanimous adoption today of resolution 2401 (2018), following lengthy and intensive negotiations, demonstrates that the penholders, Kuwait and Sweden, are keen to ensure unanimity on this important humanitarian resolution. The resolution renews hope in the Security Council's ability to be unified and speak in one voice, sending a clear and explicit message that it rejects any violations of the Charter of the United Nations. I wish to thank all Member States that voted in favour of the resolution, which includes key and specific demands in response to the appeals of the international community, the most important of which are as follows. First, it demands that all parties cease fire without delay throughout Syria for a minimum of 30 days. Secondly, it allows the United Nations and its partners to immediately undertake medical evacuations safely and unconditionally. Thirdly, it requires all parties to ensure the unimpeded and safe access of all humanitarian and medical workers. Fourthly, it calls on all parties to lift the siege of populated areas, including eastern Ghouta. We are totally convinced that, while the resolution may not end the humanitarian suffering in Syria at once, it is a positive message that the Council today is solidary and united to end this humanitarian suffering and hostilities right away. The biggest task now is to ensure the implementation of the provisions of the resolution in order to save civilian lives in Syria and deliver their humanitarian needs immediately. The Security Council still has a great deal to do so as to end this tragic crisis in Syria, which is about to complete its seventh year. The resolution that we have adopted today is only an interim solution, as a political solution in Syria is the only way to achieve a comprehensive settlement of the crisis and meet the aspirations of the brotherly Syrian people, in accordance with relevant Security Council resolutions, especially resolution 2254 (2015) and the 2012 Geneva communiqué (S/2012/522, annex). The State of Kuwait stresses the importance of reaching an agreement among Council members to prevent any attempt to obstruct a draft resolution aimed at stopping flagrant violations of human rights. Kuwait supports the code of conduct proposed by the Accountability, Coherence and Transparency group, whereby Council members would pledge not to obstruct draft resolutions that address crimes against humanity, genocide and war crimes. We also support the Mexican-French initiative calling on restraint in the use of the veto in the event of serious violations of human rights, based on our commitments to abide by the four Geneva Conventions and their Protocols, international humanitarian law and the outcomes of the 2016 World Humanitarian Summit. We call for engagement on general humanitarian issues, such as the delivery of humanitarian aid, the evacuation of the sick and injured, and humanitarian truce, as procedural issues. In order to prevent the recurrence of such tragedies and the great suffering of humankind, the veto must not be used in such instances. I now resume my functions as President of the Security Council. I give the floor to the other members of the Council that wish to make statements. Mrs. Haley (United States of America): I want to thank the penholders, Sweden and Kuwait, for their work, their sacrifice and their time in the negotiations. As we look at the negotiations, I think it is also important that we bring the Council some of the voices of the Syrian people in eastern Ghouta, who have suffered so much while waiting for the Security Council to act. A doctor treating patients in a makeshift hospital described the conditions she is facing: "We are mental and emotional wrecks. There is nothing more we can do. We are bled dry." In a haunting video, the doctor walks into a room with a crying mother as she says, "I am waiting for my son to die. At least he will be free of pain. I was just making bread for him when the roof fell in. He is going straight to heaven. At least in heaven there is food." Another message we received yesterday which I think was relayed to Council members in the closed consultations, but which I think it is important to repeat again — was an emergency call from a doctor in eastern Ghouta, who said: "We have a horrible situation here. We are being targeted with all kinds of weapons, non-stop. We lack everything: water, food, medical supplies, S/PV.8188 The situation in the Middle East 24/02/2018 4/14 18-05017 shelter. This is a disaster. Everyone is just waiting to die." Today, the Security Council finally took a step towards addressing these devastating levels of human suffering in Syria. The United States wants nothing more than to see the ceasefire in resolution 2401 (2018) implemented immediately across the country. It is critical that the Al-Assad regime and its allies comply with our demand to stop the assault on eastern Ghouta and immediately allow food and medicine to reach everyone who needs it. All of us on the Council must do our part to press the Al-Assad regime as hard as we can to comply. But we are late to respond to this crisis — very late. On Wednesday, the Secretary-General made an emotional plea for an immediate ceasefire in Syria to allow the very basic necessities to get to the people. Kuwait and Sweden had a version of the resolution ready to go for a vote, but Russia called for a delay. On Thursday, in an effort to stall, Russia called for an open meeting on the humanitarian situation in Syria. At that meeting (S/PV.8186), 14 members of the Council were ready to impose a ceasefire, but Russia obstructed the vote again. And then yesterday, the Council sat around for hours, ready to vote, only to have Russia delay it again. Every minute the Council waited on Russia, the human suffering grew. Getting to a vote became a moral responsibility for everyone, but not for Russia, not for Syria, and not for Iran. I have to ask: why? At least 19 health facilities have been bombed since Sunday. As they dragged out the negotiations, the bombs from Al-Assad's fighter jets continued to fall. In the three days it took us to adopt the resolution, how many mothers lost their kids to the bombing and the shelling? How many more images did we need to see of fathers holding their dead children? All for nothing, because here we are voting for a ceasefire that could have saved lives days ago. And after all of this time, hardly anything has changed in the resolution except a few words and some commas. The Syrian people should not have to die waiting for Russia to organize its instructions from Moscow or to discuss them with the Syrians. Why did the Council allow this? There is no good reason we should not have done this Wednesday, or Thursday, or Friday. We may not know the faces that we are talking about. We may not know their names, or these people, but they know us. And we all failed them this week. I guess there is unity in that. Today, Russia has belatedly decided to join the international consensus and accept the need to call for a ceasefire, but only after trying every possible way to avoid it. The resolution marks a moment of Council unity that we must seize and maintain beyond the 30-day timeframe. We hope that the resolution will be a turning point, where Russia will join us in pushing for a political settlement to this conflict and take action to re-establish real accountability for the use of chemical weapons in Syria. Progress starts by adhering to the ceasefire with no excuses. After so many years of defying the Council's demands, the Al-Assad regime must change course. None of us should be so naïve as to accept that the Al-Assad regime can continue indiscriminately bombing schools, hospitals and homes under the fake excuse of "counter-terrorism". Al-Assad's bombing must stop. The ceasefire must be given a chance to work. We look to the Al-Assad regime's backers, especially Russia and Iran, to address what the Secretary-General rightly called a "hell on Earth". All eyes will now be on the Syrian regime, Iran and Russia. Our goal with this resolution is clear. The Al-Assad regime needs to stop its military activities around eastern Ghouta, and for once allow humanitarian access to all of those who need it. We are deeply skeptical that the regime will comply, but we supported the resolution because we must demand nothing less. We owe that to the innocent people of Syria begging for help. In the days to come, our resolve to stand by our demands in the resolution will be tested. All of us must rise to the challenge of maintaining this ceasefire, just as we came together today. All of us must do everything we can to make the demands of the resolution a reality. That is the only way to restore the credibility of the Council. The Syrian people have been waiting long enough. Mr. Nebenzia (Russian Federation) (spoke in Russian): Following lengthy consultations, during which the overwhelming majority of delegations demonstrated a sincere focus on seeking joint solutions — for which we thank them — the Security Council has unanimously adopted the humanitarian resolution 2401 (2018), on Syria. I wish to particularly thank the penholders, the Permanent Representatives of Kuwait and Sweden, for their tireless efforts 24/02/2018 The situation in the Middle East S/PV.8188 18-05017 5/14 and resolve to reach a compromise up until the very last moment. Russia supports the resolution because it encourages the Syrian parties to work as quickly as possible to bring a halt to the hostilities, comply with previous agreed-on decisions in that regard, engage in negotiations on a general de-escalation and establish extended humanitarian pauses throughout the country. The reason it took us so long to reach agreement on the resolution was because we did not support the directives it included for an immediate cessation of hostilities for a relatively long period, and the reason for that was simply because it was unachievable in that form. A ceasefire would not have happened if we had adopted the directives without any concrete agreement between the warring parties, and any approach so removed from reality would definitely not help to address the pressing humanitarian problems in Syria. It will be crucial to ensure that the Security Council's demands are reinforced by concrete agreements on the ground. It would be naive to think that any of these complicated issues can be resolved overnight. We trust that all the external stakeholders with influence will work to bring that about. We can see that some foreign sponsors of the illegal armed groups have either fallen very short in that regard or have been deliberately flouting their obligations. Russia is working with all the parties to the conflict and doing everything possible to normalize the situation and actively assist the humanitarian efforts. Iran and Turkey, our partners in the Astana process, have taken on a major part of the work, and we are preparing for an important meeting in the Astana format next month. In the southern de-escalation zone a fairly decent level of cooperation has been established with Jordan and the United States, although we have been seeing tension rising in some areas owing to activity by armed groups. The resolution clearly states that it does not apply to military operations against the Islamic State in Iraq and the Levant, Jabhat Al-Nusra, other Al-Qaida-affiliated organizations and various groups that the Security Council has recognized as terrorists. That struggle that will continue. We call on international stakeholders to coordinate closely on this issue, including with the Syrian authorities, and in strict compliance with international law and with respect for Syria's sovereignty and territorial integrity. The goal of combating terrorism must not become a pretext for solving this or that geopolitical issue of dubious legitimacy, which is exactly what the United States is doing in Syria. Instead of being drowned in rhetoric about Russia — and by the way, next time I am going to count the number of times Ambassador Haley mentions my country — what we are insisting on is a prompt end to the occupation-style efforts of the so-called coalition, which, among other things, would have a definite humanitarian impact, enabling the Syrian Government to address the issue of restoring normal life in all the areas that have been liberated from terrorists, including in the north and the east of the country. Closing the coalition's Al-Tanf military base would solve the problem of the internally displaced persons in the Rukban camp. In that connection, we would also like to point out that every effort should be made to deliver aid via the most direct routes, as provided for in the humanitarian resolutions on Syria. It is important that today's resolution calls for speeding up the immediate deployment of humanitarian mine-clearing operations throughout Syria. It also reiterates the demand that all parties demilitarize medical facilities, schools and other civilian infrastructure and refrain from establishing military positions in residential areas, something that the illegal armed groups have frequently been guilty of. The conflict's flashpoints are more clearly identified, and are not limited to eastern Ghouta and Idlib, and that includes Raqqa, which the coalition has laid waste. It also expresses indignation at the militias' shelling of Damascus, in which our Embassy has been hit several times. We know that the humanitarian situation in Syria is dire and in urgent need of effective measures, but we can see perfectly well that the propagandistic picture being painted of eastern Ghouta is identical to the loud campaign in late 2016 during the counter-terrorist operation to liberate eastern Aleppo. We must engage not just with eastern Ghouta, but with Raqqa, Rukban, Foah, Kefraya and Yarmouk. Every area of Syria should get help. The resolution emphasizes the importance of supporting the restoration of stability in the areas that civilians are returning to, which in our view sends an unambiguous message to those capitals that continue to make restoration assistance conditional on a specific transitional direction in the political process. It stipulates that the humanitarian priorities for Syria in 2018 are not limited to Under-Secretary-General Lowcock's five requests. The agenda is far broader. We S/PV.8188 The situation in the Middle East 24/02/2018 6/14 18-05017 hope in particular that the specialized United Nations agencies and their partners will be sensitive to requests from the Syrian authorities. In conclusion, I would like to express my deep concern about the public statements by certain United States officials threatening aggression against Syria, a sovereign country. This is a warning that we will not countenance any arbitrary interpretation of the resolution that has just been adopted. We demand an end to this irresponsible and hateful rhetoric. Rather, there should be joint efforts to settle the conflict in Syria on the basis of resolution 2254 (2015). Mr. Delattre (France) (spoke in French): France welcomes the unanimous adoption of resolution 2401 (2018), which demands that a cessation of hostilities be established without delay throughout Syria, in order to enable humanitarian personnel to evacuate the wounded and to gain access to the population. The negotiations were arduous. However, despite their differences in approach, the members of the Security Council managed to prevail in the name of the humanitarian imperative. The resolution is vital in the true meaning of that word, since halting the shelling and evacuating the wounded are matters of life and death for thousands of Syrian people, especially in eastern Ghouta, which has been under siege by the Damascus regime for days. I would like to thank the delegations of Kuwait and Sweden — which introduced the resolution, with our support — for their efforts, perseverance and outstanding work in arriving at a robust text. As by President Macron and the Secretary-General forcefully recalled last Wednesday, it is imperative and urgent to end the shelling of eastern Ghouta, Idlib and the whole of Syrian territory immediately. That was the thrust of yesterday's joint call by President Macron and Chancellor Angela Merkel to President Putin during their demanding and close conversation on the issue. It is also the reason for our vote today. The resolution is the outcome of our concerted efforts, as well as a belated response to the violence unleashed against civilians in eastern Ghouta and elsewhere. Let us make no mistake: a cessation of hostilities for an initial 30 days to enable humanitarian access to meet vital urgent needs is only the very first step. It is the minimal response to the repeated demands of both the United Nations and humanitarian actors, which have been conveyed for months by Council members, in particular by France. It is now up to the regime's supporters to ensure full compliance with the cessation of hostilities without delay and to respond to all requests for access to humanitarian assistance and medical evacuations in accordance with the text we have just adopted. We specifically call on the guarantors of the Astana process to assume their responsibilities and effectively ensure that the Syrian regime immediately cease its hostilities and ensure respect for the basic principles and rules of international humanitarian law and human rights law. It is urgent that humanitarian assistance reach without delay the people who need it. Every minute counts because every minute can lead to the loss of lives. Nothing would be worse than to see this resolution remain a dead letter. That is why France will be extremely vigilant on all those points over the coming hours and days. We all know that a return to stability in Syria is the only way to put a definitive end to the humanitarian crisis, for which a political solution is required. More than ever, therefore, we must redouble our efforts to establish a neutral environment that will enable a credible political process and elections to be held in Syria, as part of the Geneva process and resolution 2254 (2015). France is ready to continue working tirelessly with its partners to that end. As we said yesterday in this forum, the elements for a regional and potentially major international confrontation have coalesced today. That is a risk that must be taken very seriously. We must therefore come together, as we have done today, to put an end to the humanitarian catastrophe under way, prevent a spillover of the conflict and seek an inclusive political solution in Syria. These are three indissociable priorities, and our generation will be judged on whether or not we are able to put an end to the Syrian tragedy. This text is a potentially important step, but it is obviously not the end of the road. Let us be frank: the hardest part has yet to be done. Therefore, on behalf of France, I would like to launch a two-pronged appeal. The first is a call for the resolution to be fully and immediately implemented. We are all aware that pitfalls and obstacles abound. This is a reflection of the extent to which resolute and coordinated engagement by all members of the Security Council is crucial to ensuring that the provisions we have just adopted are implemented on the ground without delay. To put it even more clearly: if we do not put all our resources 24/02/2018 The situation in the Middle East S/PV.8188 18-05017 7/14 and energy behind the full implementation of this resolution, we know that it will not work. Above all, that applies to Russia and the Astana guarantors. The second call is to use this truce as leverage to put an end to the spiral of violence in the Syrian tragedy and create positive momentum towards an inclusive political settlement in Syria. That must be our common ambition. There is a glimmer of hope today in that regard. Let us seize this fragile moment to begin to reverse the course of events, despite the magnitude of the difficulties ahead. As the Council knows, France is fully committed to that goal. Mr. Hickey (United Kingdom): The United Kingdom welcomes the adoption of resolution 2401 (2018). In particular, we applaud your work, Mr. President, together with Sweden, as co-penholders. But this is not a moment for self-congratulation. It has taken us far too long to agree this resolution. While we have been arguing over commas, Al-Assad's planes have been killing more civilians in their homes and in their hospitals, imposing unbearable suffering. Despite the amount of time we have spent in this Chamber over many years discussing the devastating humanitarian crisis, we have still not been able to achieve the peace and security that the Syrian people so desperately need. As the conflict enters its eighth year, the situation in eastern Ghouta and elsewhere in the country is far worse than we ever thought imaginable. The barbarity and depravity of the Al-Assad regime shows no limits. We must never lose sight of the fact that the pictures we see and the stories we hear from this comfortable Chamber are the agonizing reality for hundreds of thousands of civilians — for men, women and children who are being forced to eke out an existence underground to avoid being killed by a regime that commits daily atrocities against its own people. I have heard some say that the information about the situation in eastern Ghouta is propaganda. A doctor in eastern Ghouta, having heard such comments, said this morning: "Amid the chaos and the bombs, it is the not being believed that almost hurts the most. We are dying here every day. And when people say that they do not believe us, that is pain upon pain." This is not propaganda. It is a living hell for hundreds of thousands of residents of eastern Ghouta. As we have repeated many times, the intentional and systematic targeting of civilians and civilian objects not only violates international humanitarian law, it is a war crime. The United Kingdom will be unrelenting in our campaign to ensure accountability. By having voted in favour of the resolution today, we are standing up and saying that we will not stand by and let this happen. In the face of escalating violence, devastation and suffering, we must all now take practical steps to improve the situation for those living and dying in a hell of one man's making. The resolution demonstrates our resolve to put a stop to the brutal violence. It demands that all parties cease hostilities without delay. That means right now, immediately. The role and responsibility of the Council does not end with the adoption of this resolution, quite the opposite. All States Members of the United Nations, but particularly Council members, must now take responsibility for ensuring that the resolution is implemented in full, without delay. The resolution calls for the Council to review its implementation within 15 days, but we must all be active in supporting and monitoring implementation from the moment we step out of the Chamber. If we see any of the parties violating the terms of the resolution, we must bring it back to the Council immediately. Those with any influence over the Syrian regime — Russia, Iran — have a particular responsibility to ensure that the ceasefire is respected in full and without delay, that all sieges are ended and that humanitarian aid is delivered. This is the absolute minimum that the people of Syria deserve. As much as we welcome the adoption of this resolution today, it is only a small step. Just as one aid convoy in three months to a besieged area cannot even begin to address the humanitarian crisis, one resolution alone cannot solve the situation in Syria. We must do everything in our collective power to ensure that this resolution is effective in delivering for those whom we have failed to date. We must all send a clear message to the Al-Assad regime: abandon your attempt to pursue a military strategy, stop fighting and engage seriously in United Nations-led political talks in Geneva. In conclusion, let me reiterate the words of my Foreign Secretary. The entire world is looking at the Al-Assad regime, Russia and Iran. They hold the keys not only to the end of this obscene conflict, but to the safety, humanitarian aid and basic medical treatment S/PV.8188 The situation in the Middle East 24/02/2018 8/14 18-05017 that is being denied to millions of people right now in Syria. For the mother giving birth underground in eastern Ghouta, for the child unable to learn as schools are closed for yet another day, for the doctor battling air strikes to treat patients in Idlib — all of us sitting here today owe it to the people of Syria to work together with renewed and unyielding energy to achieve a political solution that will bring peace to the Syrian people. Mr. Ma Zhaoxu (China) (spoke in Chinese): The recent escalation of conflict in the affected areas of Syria has caught the attention of the international community. We acutely feel the suffering of the Syrian people as if it were inflicted upon us. China condemns all acts of violence that target civilians and civilian property and destroy innocent lives. China welcomes the Security Council's unanimous adoption of resolution 2401 (2018), which is the result of Council members' patient consultation and hard work to find consensus. The resolution includes positive elements such as calling for respect for Syria's sovereignty, independence, unity and territorial integrity; demanding a cessation of hostilities by all parties; easing the humanitarian situation in Syria; supporting mine action throughout Syria; and continuing to combat terrorism. As an active party to the consultation process, China made unflagging efforts and played a constructive role in facilitating consensus-building in the Council. China appreciates that, thanks to the concerted efforts of all parties concerned, the Council arrived at a solution that reflects the broadest possible consensus among Council members. I would like in particular to thank Kuwait and Sweden, as co-penholders of the resolution, for their tireless efforts. By speaking with one voice on the humanitarian situation in Syria, the Security Council is helping to alleviate the situation as a whole, helping to consolidate the momentum towards a ceasefire, contributing to counter-terrorism efforts in the country and serving the overarching objective of arriving at a political settlement of the Syrian issue. Going forward, the international community should work together to ensure the full implementation of resolution 2401 (2018), so that it can play a positive role in improving the humanitarian situation in Syria. The only way to fundamentally improve the humanitarian situation in Syria and to lift the people of Syria out of their suffering is to find a political settlement. The international community should support the Syrian parties in seeking a swift solution that is acceptable to all parties in the context of a United Nations mediation through a Syrian-owned and -led political process in order to end the suffering of the Syrian people as soon as possible. China is keen for the Council to remain united and forge consensus on the Syrian issue. The Council must push the Syrian parties to consolidate the momentum towards a ceasefire, strengthen cooperation on combating terrorist groups, advance the process towards a political settlement and play a constructive role in maintaining peace and security in Syria and across the region. Mr. Umarov (Kazakhstan): The delegation of Kazakhstan voted in favour of resolution 2401 (2018), on the cessation of hostilities in Syria. I express my gratitude to the co-penholders — Sweden and Kuwait — for their determined efforts to find common ground among the Security Council members. I also thank the members of the Council for their constructive approach towards the resolution, which has many significant provisions. The position of Kazakhstan is very consistent — that stability in the Middle East can be achieved by reducing violence for peaceful means and avoiding the emergence of new tensions. In the past few days, Heads of State and Government from around the world have called on the Syrian Government to observe human rights and on both sides to exercise restraint. Simultaneously, external incitement that fuels tension should stop immediately so that it does not endanger regional security. We see a Security Council united today in demanding that all parties cease hostilities without delay. We now expect all countries that exercise influence on the ground and conduct military campaigns against international terrorist groups in Syria to interact and find common ground for fighting terrorism jointly, while taking practical steps to implement the resolution. Kazakhstan calls on all forces that support an early settlement of the Syrian conflict, including the Government of Syria and the armed opposition, to fully comply with the ceasefire regime and the resolution. All the parties must ensure safe and unhindered access for humanitarian assistance to reach the affected areas, as well as the evacuation of people in need of medical assistance. The Foreign Minister of Kazakhstan hopes that his colleagues — the Foreign Ministers of the guarantor States of the Astana process — will take additional constructive steps to strictly implement the 24/02/2018 The situation in the Middle East S/PV.8188 18-05017 9/14 ceasefire agreements and support the de-escalation zones in Syria, at the meeting scheduled to take place in the capital of Kazakhstan in mid-March or earlier, if need be. These were difficult, but successful, deliberations. We should all work collectively to find a peaceful solution. The unity shown today in the Security Council should continue, since we have yet a lot to accomplish in Syria and elsewhere. Mr. Van Oosterom (Netherlands): On Wednesday, during the high-level debate on the Charter of the United Nations, I quoted one of the founding fathers of the United Nations, Ambassador Stettinius (see S/PV.8185). He said that the members of the Security Council had the obligation to agree so that the Council may be able to act and act effectively. Today we finally managed to agree to end the atrocious violence in eastern Ghouta; to end attacks against hospitals; and to end the killing of innocent civilians, including women and children. The Kingdom of the Netherlands welcomes the unanimous adoption of this crucial resolution — resolution 2401 (2018). Let me thank the co-penholders in particular — Kuwait and Sweden — for their tireless efforts and skilled diplomatic work. We pay tribute to them. Today we have a resolution, now we need to see action on the ground. All United Nations States Members have an obligation to make sure that the words of the resolution are implemented without delay. The Syrian authorities in particular have a specific responsibility towards their own people. The resolution means that all parties must cease hostilities without delay. All parties must engage immediately for a sustainable and durable humanitarian pause of at least 30 consecutive days throughout Syria to enable the safe, unimpeded and sustained delivery of humanitarian aid and services and to enable medical evacuations of the critically sick and wounded, in accordance with applicable international law. The implementation of the resolution means the cessation of hostilities, the delivery of humanitarian aid and urgent medical evacuations. It is a first step in the right direction, but much more is needed — a political solution, accountability and the return of refugees. The Council should remain seized of the matter and closely monitor the implementation of the resolution, starting today. The Council should reconvene without delay if the situation demands it. Ms. Wronecka (Poland): We highly commend the work of Sweden and Kuwait as co-penholders on the humanitarian resolution for Syria — resolution 2401 (2018) — who did their best to accommodate the concerns of all Security Council members. On Wednesday I stressed that it is the Council's responsibility to not fail in stopping the ongoing human tragedy in Syria, and in eastern Ghouta in particular (see S/PV.8185). Today we have managed to reach compromise and adopt the resolution by consensus. I would like to thank all my colleagues for their very constructive attitude. However, the innocent people of Syria have waited far too long for that. Now, all of the parties, especially those with influence on the ground, must make every effort to implement it. In that context, we reiterate our call on all sides to comply with international humanitarian law, cease all hostilities against civilians and allow for free humanitarian access. In conclusion, it is not only our legal obligation to act now, but also our moral duty. Mr. Ndong Mba (Equatorial Guinea) (spoke in Spanish): Following the unanimous adoption of resolution 2401 (2018), I take the floor on behalf of the Republic of Equatorial Guinea, whose Government closely followed the whole process leading up to its successful conclusion with the unanimous adoption of this humanitarian resolution. At the outset, I pay a well-deserved tribute to the penholders, Kuwait and Sweden, for all their efforts, patience and dedication to the goal of drafting a resolution that was ultimately deserving of a favourable vote. We commend the unanimous support of the elected members for the penholders throughout the duration of that process. In Spanish, it is often said that "it is never too late if the outcome is good". This positive outcome is the result of the contributions of all members of the Council, to which we extend our gratitude and commend for the fruitful end. What lies ahead now is the effective implementation of the provisions of the resolution with a view to achieving the objective the Security Council has set out to achieve, namely, an immediate ceasefire throughout Syria in order to facilitate the safe, unhindered and sustainable delivery S/PV.8188 The situation in the Middle East 24/02/2018 10/14 18-05017 of humanitarian aid, services and medical evacuations of all severely injured and ill persons. The Republic of Equatorial Guinea energetically calls on all parties, the United Nations and those involved in the devastating conflict to do everything possible towards the noble end of saving human lives and alleviating the suffering that has been endured far too long by the people. The adoption of the resolution partially spares all members of the Security Council from embarrassment. We will save ourselves completely from that shame if the ceasefire takes effect in the next few hours and if humanitarian aid and medical care begin to reach the affected persons over the upcoming days. Mr. Inchauste Jordán (Plurinational State of Bolivia) (spoke in Spanish): Seven years have elapsed since the beginning of this war, and the suffering of the Syrian people continues to worsen. The numerous human lives lost in recent weeks add to the more than 500,000 lost since the beginning of the conflict. We believe that while military tactics prevail over a political solution, there can be no lasting peace, and consequently it will be civilians, especially women and children, who will continue to be subjected to unnecessary suffering. For that reason, we commend the adoption of resolution 2401 (2018), and hope that its timely and effective implementation will help to alleviate the suffering of the Syrian people. My delegation underscores and commends the arduous work undertaken by the penholders. The delegations of Sweden and Kuwait have demonstrated strong leadership and resolve up to the very last moment to reach an agreement. Similarly, we wish to acknowledge the effort and commitment shown by the Russian Federation and the parties involved, as well as all members of the Security Council during the negotiation process. In recent days, my delegation has expressed its position on the matter at hand, and today we do so once again. Consensus and unity within the Security Council are pivotal if we are to improve the humanitarian situation in Syria, which is why we commend the consensus reached today. We reiterate that there can be no military solution to the situation and that the only way forward is through inclusive political dialogue. We thefaffirm our support for the Geneva process and the achievements made in Astana, of which the agreements must be upheld by all parties. Moreover, we have high expectations that the various forums of dialogue, such as the Sochi dialogue, can contribute to the achievement of a final and lasting peace. Mr. Alemu (Ethiopia): We welcome the unanimous adoption of resolution 2401 (2018) on the humanitarian situation in Syria. We voted in favour because we believe that the resolution can make a positive difference on the ground in the alleviation of the continued tragedy of the Syrians. Having discussed the severe humanitarian crisis in Syria almost weekly, it was clear that what was required from the Council was concrete and collective action that would contribute to alleviating the intolerable suffering of Syrians in all areas of the country. We are pleased that the Council has acted and sent the right message to bring about a cessation of hostilities that will allow the United Nations and its humanitarian partners to have safe, sustained and unimpeded humanitarian access to deliver the much-needed humanitarian assistance to all Syrians in need. I wish to express our sincere appreciation to the delegations of Kuwait and Sweden, which effectively and efficiently led the process of negotiations. We all know that it was not an easy task, but they did excellent work in accommodating the concerns of all delegations with a high sense of responsibility and patience. We also thank all delegations for their flexibility during the negotiation process. We hope that the positive spirit that led the Council to adopt the resolution will prevail, not only in ensuring its effective implementation, but also in laying the bases for greater mutual understanding among all those with enormous influence over developments in Syria, whether in the humanitarian or political and security domains. We know, given the realities, that this is a tall order. One matter needs to be stressed on this occasion. The security situation in Syria is perhaps more complicated today than it has ever been over the past few years. We should not overlook the fact that the source of the humanitarian tragedy that we see today is the result of the difficult political and security situation in the country. We trust that all those, including those whom Ambassador Delattre referred to, will continue to play a role in contributing to the creation of the basis for progress in the peace process. That is extremely critical for ensuring that the humanitarian tragedy is Syria is brought to an end. We can only hope that what the Council has achieved today will lay the basis for averting an even greater humanitarian tragedy in Syria. 24/02/2018 The situation in the Middle East S/PV.8188 18-05017 11/14 Mr. Meza-Cuadra (Peru) (spoke in Spanish): We wish to thank you, Mr. President, and your team, as well as the Permanent Representative of Sweden and his team, for the tireless efforts made to achieve this important consensus, and we also thank the members of the Council for their flexibility. This commitment will allow for an immediate cessation of hostilities in Syria and the urgent and necessary provision of humanitarian assistance. We underscore the need to maintain unity within the Council in terms of its responsibilities to protect the civilian population, in accordance with international law and international humanitarian law. Peru, a sponsor of resolution 2401 (2017), which we have just adopted, will closely monitor its urgent implementation and compliance therewith by all parties involved. We wish to express our sorrow concerning and solidarity with the victims of the conflict in Syria, and our support and admiration for the United Nations humanitarian workers and those of other agencies deployed on the ground. We hope that the important step that we have taken today will help to achieve a lasting solution to the Syrian conflict in line with resolution 2254 (2015) and the Geneva communiqué (S/2012/522, annex). Mr. Tanoh-Boutchoue (Côte d'Ivoire) (spoke in French): Côte d'Ivoire, as a sponsor of resolution 2401 (2017), which we have just adopted and which is purely humanitarian in nature, commends its initiators, namely, your country, Mr. President, and Sweden. It welcomes the adoption of the resolution, which demands the cessation without delay of hostilities. This demand on the part of the Council must be upheld by all actors on every battlefield in Syria. Côte d'Ivoire also welcomes the efforts undertaken by all parties to arrive at a consensus within the Council. It thanks in particular the Russian Federation for its spirit of compromise. The contribution made by all parties to the adoption of the resolution is aimed at saving the Syrian people from the horrific war plaguing that country, which is imperilling the lives of thousands of human beings, specifically civilians, including women and children. Côte d'Ivoire remains convinced that only a definitive end to the Syrian conflict through negotiations can enable all Syrians to restore peace, achieve reconciliation and rebuild their country, with a view to relaunching its economic and social development. We hope that the 30-day truce demanded by the Council will be the beginning of a process that will bring peace to Syria on the basis of the relevant conclusions and recommendations of all negotiations held in Astana, Sochi and Geneva concerning the country. The President (spoke in Arabic): I now call on the representative of the Syrian Arab Republic. Mr. Ja'afari (Syrian Arab Republic) (spoke in Arabic): Over the past two days, 10 of the thousands of missiles that have fallen on the Syrian capital landed on the headquarters of the Red Crescent in Damascus, the main headquarters of the Syrian Red Crescent, in the Abu Ramani neighbourhood of Damascus. Those missiles were launched by the moderate armed groups in Al-Ghouta. Thousands of people died, including Dr. Hassan, a professor at the Technological Health Institute in Damascus. A French colleague and friend, Thierry Mariani, said: (spoke in French) "Like hundreds of others over the past five years, Dr. Hassan Haj Hassan was killed by shells fired from Ghouta on Damascus by these moderate rebels. Those dead and are not entitled to media compassion; they are on the wrong side of history. When will there be balanced coverage?" (spoke in Arabic) This French citizen accurately described the suffering of the Syrian people as a result of the launching by terrorists of missiles against Damascus. He had visited Aleppo in 2017, and as he was leaving Free Syrian Army gangs fired rockets at the airport. Luckily he was not hurt, but since then the Aleppo airport has been closed because it is unsafe. Also. the head of the Syrian Red Crescent in Idlib, Dr. Muhammad Al-Waty, was kidnapped by moderate armed groups. My colleague the Permanent Representative of France said that we must observe a truce, and I agree with him. However, I think that we also need to implement the 29 other Security Council resolutions on the situation in Syria, of which 13 relate to the fight against terrorism. We need not only a month-long cessation of hostilities; we also need to see the implementation of the 29 other resolutions that the Council has adopted. My colleague the British Ambassador told us horrific stories that he heard from other people. Perhaps S/PV.8188 The situation in the Middle East 24/02/2018 12/14 18-05017 he has not heard about what the British forces have done in Iraq, Palestine and Libya. The British Government went to the Malvinas and fought Argentina for an island that it does not own and that is situated tens of thousands of kilometres away from the United Kingdom. However, I say to my British colleague that his Government — and I am not using the term "regime", because I respect international law — is preventing us from countering terrorism in our own territories. We are not going thousands of kilometres away, we have not been fighting in other countries. It is in our own territories that we are combating terrorism — terrorism that is supported by the Government of the United Kingdom. During the meeting on Thursday (see S/PV.8186), I explained the reality of what is happening in Syria — the suffering of civilians as a result of the actions of armed terrorist groups. I assure members once again that the Government of the Syrian Arab Republic has taken all the de-escalation initiatives seriously and has observed them so as to protect the lives of its citizens and to stop those who have been trading in their pain and blood. In that regard, I note that the Syrian Government has complied with the Astana agreement on establishing de-escalation zones and stipulated a number of commitments, including compelling the signatory armed groups to sever any ties they have with terrorist organizations, especially the Islamic State in Iraq and the Levant (ISIL) and the Al-Nusra Front and all other affiliated groups. At the same time, the Astana agreement gave the Syrian Government the right to respond in case of any violations by those armed groups. It was not at all surprising to us that those terrorist armed groups would not comply with any of those initiatives, but would use them as an opportunity to reorganize their forces and their terrorist fighters, acquire more arms, military equipment, human and logistical support and perpetuate their crimes against the Syrian people. They are receiving instructions from certain States members of the Council, as well as regional actors that are practicing State terrorism to ensure the obstruction and failure of those initiatives and agreements. Since the signing of the agreement on the establishment of de-escalation zones, these armed groups have systematically violated it. In responding to the violations, the Syrian Government has exercised extreme self-restraint to protect the lives of civilians and salvage the agreement that terrorist armed groups and the countries that sponsor them have been trying to obstruct since the moment of signing it. However, these violations have become repeated and serious and have affected the lives of 8 million civilians living in the capital, Damascus, and its suburbs. Attacks have been waged by launching rockets and missiles and using car bombs, with Syrian military sites being targeted. All this has led to an unbearable situation that we cannot condone. As a State, we bear a responsibility towards our citizens and we have a sovereign right to counter terrorism. We are also receiving repeated appeals from Syrian citizens for protection — their families, their children, their schools — from the acts of these terrorist armed groups In the light of these violations and terrorist acts, the Syrian Government has had to take the necessary steps to protect its citizens. We exercised our legitimate right to defend them. At the same time, we have taken all the steps necessary to ensure the safety of the civilians who have been taken hostage by these groups and used as human shields inside eastern Ghouta. In cooperation with our Russian friends, we also ensured the safe passage of civilians out of danger from 4 to 14 February. We have provided shelter and food and necessary medical care. The Government has paid for all that assistance. We have called upon armed groups to lay down their weapons and stop their terrorism from residential places and neighbourhoods, and instead engage in national reconciliation initiatives. Of course, the appeals of 8 million Syrians do not reach the Secretariat or the representatives of the United States, the United Kingdom and France, although they receive appeals from their proxies — terrorist armed groups and White Helmet terrorists, the new legitimate representative of the Al-Nusra Front. It seems that these countries decided today to replace the black flags of ISIL and Al-Qaida with white flags in Iraq and the White Helmets in Syria. We are therefore done with using the black colour; we are using the white colour now, white flags in Iraq and White Helmets in Syria. According to General Assembly resolution 46/182, which we all negotiated and reached consensus on, the basic principle that governs the delivery of humanitarian aid is respect for the sovereignty of the country concerned as well as coordinating with it fully in any activity in which the United Nations is engaged on the territory of the country in question. However, such principles lose all value when they are 24/02/2018 The situation in the Middle East S/PV.8188 18-05017 13/14 subject to the political whims and double standards of the Secretariat and some more influential countries, particularly when it comes to implementing them in Syria. How else can we explain that some countries submit draft resolutions on the situation in Syria and negotiate them for many weeks with all actors, but excluding the country concerned? This is what I asked the day before yesterday. How do we explain that the Resident Coordinator in Damascus sends a note to the Syrian Foreign Ministry on 14 February stressing that the aid convoys reached 2.3 million Syrians in the so-called besieged and hard-to-reach areas in 2017, while the Under-Secretary-General for Humanitarian Affairs presented completely false figures yesterday to tarnish the image of the Syrian Government and to give Western countries in the Security Council justification for targeting the Syrian Government and its partners? The Resident Coordinator said that aid had reached 2.3 million Syrians. But just two days ago, Mr. Lowcock said that aid had reached only 20,000 people. Along with some members of the Council, we have said repeatedly over the past seven years that to end the suffering of civilians in Syria we do not need non-consensual draft resolutions, nor do we need to adopt new resolutions or hold regular or emergency meetings. We do not need to deplete United Nations resources to prepare periodic reports that rely on unreliable sources. We do not need to establish a committee here and a body there. We need to implement the 29 — now 30 — Security Council resolutions that have been adopted; it is quite a coincidence that by adopting resolution 2401 (2018) today we have reached 30 resolutions. These resolutions should be implemented. The Governments of some countries should stop spending billions of dollars to support and finance armed terrorist groups and provide them with arms. The latest we have heard is that the United States of America has allocated $4 billion to ublically fund the terrorists in Syria. Those countries must stop opening their borders and airports to facilitate the flow of terrorist fighters to Syria. They must allow the Syrian people to shape its future and restore its security and stability without any foreign interference. You said, Mr. President, that the Council rejects anything that violates the purposes and principles of the Charter. Yes, this is very precise. You called also for the implementation of today's resolution in all parts of Syria, which is how we interpret this resolution in Damascus. Resolution 2401 (2018) must be implemented in all parts of Syria, including Afrin, United States-occupied areas and the Golan. In addition, let me make it clear that the Governments of the United States of America, the United Kingdom and France and their enablers in the region should stop holding meetings in Washington, D.C., Paris and London, establishing groups, bodies or forums and devising what they refer to as strategic plans reminiscent of colonial times. Following a meeting in Washington, D.C., they announced that they had drafted a plan to divide Syria within a year — I am just recounting what they said. The strategic plans contained in the document adopted in Washington, D.C., are aimed at dividing Syria, changing its political system by force, spreading terrorism and maintaining an illegitimate military presence in our territories. I say to my colleague the Permanent Representative of the United States, who threatened us here at the Council a while ago and no one has responded to her, that none of the plans will succeed; they will backfire sooner or later. According to Article 51 of the Charter of the United Nations, my country has the right to defend itself with all of the legal tools available. A United States occupying military presence exists in our territories, and we have the right to resist it. The representative of the United States has threatened us. We, in turn, give her a warning from this Chamber because, according to Article 51 of the Charter, we have the right to defend ourselves. We again stress that double standards will continue to mar international efforts to counter terrorism as long as there is a partial approach to addressing the threat of armed groups in Syria. Some members of the Council claim that they are concerned about an area controlled by terrorist armed groups in eastern Ghouta. The size of that area is 50 square kilometres. They continue to ignore three illegally occupied Syrian territories covering 50,000 square kilometres. They focus on 50 square kilometres and ignore an area of 50,000 square kilometres, of American, Turkish and Israeli occupation. That simple comparison reflects the political hypocrisy of some Member States, and the inaction of the Security Council and of other bodies of the United Nations, as the Organization succumbs to the political and financial polarization that has become the main feature of its working methods. S/PV.8188 The situation in the Middle East 24/02/2018 14/14 18-05017 In conclusion, we will continue, with the support our allies, to counter terrorism regardless of where it exists in Syria — I repeat, regardless of where it exists in Syria. We are exercising our sovereign right of self-defence and a constitutional right in our territory and within our national borders. We do not send forces to conquer areas thousands of kilometres away, as the so-called illegitimate international coalition does in my country, Syria, today. We do not follow the example of French forces in Mali, the Niger and other African countries, or of the United States and United Kingdom in Afghanistan, Libya today and Iraq previously. We defend ourselves and counter terrorism within our borders. We did not go to Mali, the Niger or the Malvinas. We need serious commitment from Governments that issue instructions to armed terrorist groups. The groups should be given orders to immediately stop targeting civilians and perpetrating terrorist acts — I repeat immediately and without delay, as the resolution stipulates. I stress that the Syrian Government will reserve the right to respond as it deems appropriate if such groups target civilians in any part of Syria with even a single missile. I take it that we all understand that paragraph 1 of resolution 2401 (2018) also applies to the aggression of Turkish forces in Afrin and the repeated acts of aggression by the international coalition against my country's sovereignty and territories. Of course, resolution 2401 (2018) applies also to the continuous violations by Israeli occupation forces against Syria's sovereignty, by supporting terrorist factions in the occupied Syrian Golan. That is how we interpret the resolution just adopted by the Council. The meeting rose at 3.35 p.m.
Introduction. Health workers are exposed to different biological pathogens, which implies a risk to their health and a cost to the system. In this population, the rate of work-related accidents and diseases is higher than desired (up to 3.2%). Airborne pathogens and infectious diseases such as tuberculosis are highly contagious and can have serious effects on health workers. Symptoms of these diseases are slow to appear, which may prevent workers from realizing that they have been exposed until symptoms appear. Among these pathogens, tuberculosis (TB) remains one of the top ten preventable causes of death. The worrying thing is that about 10 million people have suffered from TB. Many factors can contribute to accidental exposure to a biological agent, although the main ones remain lack of experience, skills or knowledge in handling materials, and anxiety, fatigue and lack of care from oneself or other professionals. In the case of TB, lack of knowledge about transmission, appropriate preventive and biosecurity measures; and diagnosis of the disease appear to play an important role. Germany has a lower rate of infection and incidence of TB than Spain, which suppose a risk for health care workers. Also, the World Health Organization (WHO) has highlighted the importance of regularly reviewing national programmes, especially plans and policies based on monitoring, reporting and recommendations. Training plans have been designed and implemented to raise awareness of risk and prevention among health workers. More attractive environments for health training have been created to improve health workers' knowledge and skills, such as virtual environments in surgery. Technological tools have changed the way people interact in their environment since the 1980s. At the same time, occupational health and safety measures have been widely implemented. The European Agency for Safety and Health at Work sees information and communication technologies as the main methods for achieving the proposed objectives of improving working life and disseminating good practice. The objetctive from this dissertation were: -To determine the link between ICT, occupational safety and pathogens -To evaluate the preventive and occupational safety measures carried out in mycobacteriology laboratories in the European Union and other continents. -To estimate the degree of protection of health workers against risks related to exposure to biological agents at work. - To compare the preventive guides or protocols in Germany and Spain. - To determine the efficacy of a educational approach based on tehcnology to quantify knowledge and prevention culture. - To design, implement and evaluate a Virtual Laboratory (VL) for the training of workers exposed to risks from biological agents. Material and Methods. A bibliometric study was carried out to find out the trends in publications focused on new technologies and occupational safety in the health sector over the last 30 years, using the database Scopus. To respond to the second and third objectives, an observational, cross-sectional descriptive study was carried out on a sample of workers in Mycobacteria laboratories in the European Union, and others worldwide, using an original and specific questionnaire that evaluates preventive and safety measures at work. In response to the fourth objective, protocols for TB prevention in Spain and Germany were studied, analysing: case notification and follow-up, treatment of latent TB, chemoprophylaxis, methods of diagnosis and treatment of TB, as well as TB care programmes. Prospective observational educational research was carried out to quantify student knowledge and prevention culture. Finally, to obtain the Virtual Laboratory, a learning methodology on occupational health and safety was applied with a technological approach focused on health workers. The design and the diagram of the creation were based on: feedback, attractive experience, creative design and evaluation of the designed programme. Results. A total of 1021 documents were located, showing an increasing trend by country, especially in the United States (p <0.001), and by year (p <0.001). Annual citations showed significant differences between articles published before 2007 (p < 0.001). The year was also linked to the variation in the publication of articles on ICT, occupational safety and health in the health sector (72.2%) and literature reviews (14.9%) (p <0.001). The most significant previous publication was a report (848 citations) indicating that the above variables linked to exposure are vital for prevention. Most of the papers were reviews (p= 0.009) with a limited number of studies on occupational safety. Occupational safety and health measures were found to be inadequate, according to the workers' opinion. Training (p <0.01), workload (p <0.05), and monitoring of protocols (p <0.001) were related to incidents and exposure to airborne pathogens. Both Spain and Germany have committed to establish guidelines for the prevention of TB in order to achieve the goals proposed by the WHO at the global level. Both countries agree on case reporting, chemoprophylaxis and treatment of latent TB. And it is essential that TB control improves the level of knowledge of health care professionals and staff, but of course also of those affected by their environment. The results on the educational approach based on the development of a technological tool, its integration in the training of students and the subsequent evaluation, prior to the integration of the educational approach, showed differences between basic and proficient knowledge and correct procedure in each academic year (p <0.05), the best year being the third academic year. The average elementary knowledge among second year students after the inclusion of the educational methodology based on information and communication technologies (ICT) improved for the academic year 2017/2018 with an average of 7.5 (1.11) and in 2018/2019 with 7.87 (1.34). This argued that the proposed educational approach could improve the culture and knowledge of prevention among students and future health professionals. The results showed that the prototype of the Virtual Laboratory was very well defined, but more profound modifications of the context and process were needed, especially to improve its attractiveness and usefulness (5/7). The current study continues to be developed and the future implications will be the integration and use among the end-user's group of health workers to determine the usefulness of the technological approach created. Conclusions. There is a growing number of publications on ICT, occupational safety and health in the health sector, although it seems that the most significant development of ICT for this field is yet to come. The hygiene behaviour and measures of Spanish workers are still unsafe and poor compared to other European workers. Although in Spanish workers as well as in workers from other European countries, from North and South America, the risks arising from exposure to airborne pathogens may be related to the lack of training and continuing education. Also, to reduce the risk among workers, greater compliance with occupational safety and health standards, monitoring of preventive measures and more research focused on monitoring these measures are needed. Germany and Spain share common actions in education, the search for the best treatments by a multidisciplinary team. They also agree on the importance of training, avoiding work overload and the way in which workers follow the relevant protocols. The new teaching methodologies, based on ICTs as a mixed model, improve the culture and knowledge of prevention among students and future health professionals. And dinnaly, the initial version of a Virtual Laboratory (VL) has been designed on a platform that includes different scenarios of exposure to biological agents, and aims to create a virtual online learning experience to improve knowledge of the risks of exposed workers, as well as the main measures for the control and prevention of pathogens. The evaluation of the platform showed that the users' opinion on the inclusion of this technology-based educational approach is satisfactory. ; Introducción. Los trabajadores de la salud están expuestos a diferentes patógenos biológicos, lo que implica un riesgo para su salud y un costo para el sistema. En esta población, la tasa de accidentes y enfermedades relacionadas con el trabajo es más alta de lo deseado (hasta el 3,2%). Los patógenos de transmisión aérea y las enfermedades infecciosas como la tuberculosis, son muy contagiosos y pueden tener efectos graves para los trabajadores de la salud. Los síntomas de estas enfermedades tardan en manifestarse, lo que puede impedir que los trabajadores se den cuenta de que han estado expuestos hasta que aparecen los síntomas. La tuberculosis (TB) sigue siendo una de las diez principales causas de muerte prevenibles. El tema preocupante es que alrededor de 10 millones de personas sufrieron de TB. Muchos factores pueden contribuir a la exposición accidental a un agente biológico, aunque los principales siguen siendo la falta de experiencia, habilidades o conocimientos en el manejo de materiales, y la ansiedad, la fatiga y la falta de cuidado de uno mismo o de otros profesionales. En el caso de la tuberculosis, la falta de conocimientos sobre su transmisión, las medidas preventivas y de bioseguridad apropiadas; y el diagnóstico de la enfermedad parecen desempeñar un papel importante. Alemania tiene una tasa de infección y una incidencia de tuberculosis más baja que España. Esta prevalencia de la TB es un riesgo para los trabajadores de la salud. Basándose en la Organización Mundial de la Salud (OMS) que destacó la importancia de revisar periódicamente los programas nacionales, especialmente los planes y políticas basados en la supervisión, la presentación de informes y las recomendaciones, el presente estudio tuvo como objetivo determinar las diferencias de prevención de la TB entre los dos países europeos a través de los protocolos de prevención alemanes y españoles. Se han diseñado y puesto en práctica planes de formación para concienciar a los trabajadores sanitarios sobre el riesgo y la prevención. Se han creado entornos más atractivos para la formación en el ámbito de la salud con el fin de mejorar conocimientos y habilidades de los trabajadores sanitarios, como los entornos virtuales en cirugía. Las herramientas tecnológicas han cambiado la forma en que las personas interactúan en su entorno desde los años 80. Al mismo tiempo, las medidas de salud y seguridad en el trabajo se han aplicado ampliamente. La Agencia Europea para la Seguridad y la Salud en el Trabajo considera que las tecnologías de la información y la comunicación son los principales métodos para lograr los objetivos propuestos de mejorar la vida laboral y la difusión de buenas prácticas. Los objetivos de esta tesis fueron: -Determinar el vínculo entre TIC, seguridad laboral y agentes patógenos. -Evaluar las medidas preventivas y de seguridad laboral que se llevan a cabo en los laboratorios de micobacteriología de la Unión Europea y otros continentes. -Estimar el grado de protección del personal sanitario frente a los riesgos relacionados con la exposición a agentes biológicos en el trabajo. - Comparación de las guías o protocolos preventivos de Alemania y España. - Se llevó a cabo una investigación educativa observacional prospectiva enfocada a cuantificar el conocimiento de los estudiantes y la cultura de prevención. - Diseñar, implementar y evaluar un Laboratorio Virtual (LV) para la formación de los trabajadores expuestos a riesgos por agentes biológicos. Material y Métodos. Se realizó un estudio bibliométrico para conocer las tendencias de las publicaciones enfocadas a las nuevas tecnologías y la seguridad ocupacional en el sector de la salud durante los últimos 30 años. Para responder a los objetivos segundo y tercero, se realizó un estudio observacional, descriptivo transversal en una muestra de trabajadores de laboratorios de Micobacteras de la Unión Europea, y otros a nivel mundial, mediante un cuestionario original y específico que evalúa las medidas preventivas y de seguridad laboral Se estudiaron, como respuesta al cuarto objetivo, los protocolos sobre prevención de la tuberculosis en España y Alemania, analizando: notificación y seguimiento de casos, tratamiento de la tuberculosis latente, quimioprofilaxis, métodos de diagnóstico y tratamiento de la tuberculosis, así como programas de atención a la enfermedad. Se llevó a cabo una investigación educativa observacional prospectiva enfocada a cuantificar el conocimiento de los estudiantes y la cultura de prevención. Por último, para obtener el Laboratorio Virtual se aplicó una metodología de aprendizaje sobre salud y seguridad ocupacional cuyo enfoque tecnológico se centró en los trabajadores sanitarios. El diseño y el diagrama de la creación se basaron en: retroalimentación, experiencia atractiva, diseño creativo y evaluación del programa diseñado. Resultados. Se localizaron 1021 documentos que mostraron una tendencia creciente por país, especialmente en Estados Unidos (p <0,001), y por año (p <0,001). Las citas anuales mostraron diferencias significativas entre los artículos publicados antes de 2007 (p < 0,001). El año también estuvo vinculado a la variación en la publicación de artículos sobre TIC, la seguridad y la salud ocupacional en el sector sanitario (72,2%) y reseñas bibliográficas (14,9%) (p <0,001). La publicación previa más significativa fue un informe (848 citas) que indica que las variables anteriores vinculadas a la exposición son vitales para la prevención. La mayoría de los trabajos fueron revisiones (p= 0,009) con un número limitado de estudios sobre seguridad laboral. Las medidas de seguridad y salud en el trabajo resultaron inadecuadas, según la opinión de los trabajadores. La formación (p <0,01), la carga de trabajo (p <0,05), y el seguimiento de los protocolos (p <0,001) se relacionaron con incidentes y exposición a patógenos en el aire. Tanto España como Alemania se han comprometido a establecer directrices para la prevención de la tuberculosis a fin de alcanzar los objetivos propuestos por la OMS a nivel mundial. Ambos países están de acuerdo en la notificación de casos, la quimioprofilaxis y el tratamiento de la tuberculosis latente. Y es esencial que el control de la tuberculosis mejore el nivel de conocimientos de los profesionales y el personal de atención de la salud, pero, por supuesto, también de los afectados por su entorno. Los resultados sobre el enfoque educativo basado en el desarrollo de una herramienta tecnológica, su integración en la formación de los estudiantes y la evaluación posterior, previo a la integración del enfoque educativo, mostraron diferencias entre el conocimiento elemental y proficiente, y el correcto procedimiento en cada año académico (p <0.05), siendo el mejor año el tercer año académico. La media de conocimientos elementales entre los estudiantes de segundo año tras la inclusión de la metodología educativa basada en las tecnologías de la información y de la comunicación (TIC) mejoró para el curso 2017/2018 con una media de 7,5 (1,11) y en el 2018/2019 con 7,87 (1,34). Lo que argumentó que el enfoque educativo propuesto podría mejorar la cultura y el conocimiento de la prevención entre los estudiantes y futuros profesionales de la salud. Los resultados mostraron que el prototipo del Laboratorio Virtual estaba muy definido, pero se necesitaban modificaciones más profundas del contexto y el proceso, especialmente para mejorar el atractivo y la utilidad (5/7). El estudio actual continúa desarrollándose y las implicaciones futuras serán la integración y el uso entre el grupo de trabajadores sanitarios del usuario final para determinar la utilidad del enfoque tecnológico creado. Conclusiones. Existe un número creciente de publicaciones sobre las TIC, la seguridad y la salud ocupacional en el sector sanitario, aunque parece que el desarrollo más significativo de las TIC para este campo está aún por venir. Los comportamientos y las medidas higiénicas de los trabajadores españoles siguen siendo inseguros y pobres en comparación con los de otros trabajadores europeos. Aunque tanto en los trabajadores españoles como en los de otros países europeos, de América del Norte y América del Sur, los riesgos derivados de la exposición a los patógenos transmitidos por el aire pueden estar relacionados con la falta de formación y educación continua. Para reducir el riesgo entre los trabajadores, es necesario un mayor cumplimiento de las normas de seguridad y salud en el trabajo, la vigilancia de las medidas preventivas y la realización de más investigaciones centradas en la supervisión de dichas medidas. Alemania y España comparten acciones comunes en la educación del paciente, la búsqueda de los mejores tratamientos y el cuidado de los pacientes y sus familias por un equipo multidisciplinar. También coinciden en la importancia de la formación, evitar sobrecarga de trabajo y la forma en que los trabajadores siguieron los protocolos pertinentes. Las nuevas metodologías de enseñanza, basadas en las TIC como modelo mixto, mejoran la cultura y el conocimiento de la prevención entre los estudiantes y los futuros profesionales de la salud. Se ha diseñado la versión inicial de un Laboratorio Virtual (LV) en una plataforma que incluye diferentes escenarios de exposición a agentes biológicos, y tiene el propósito de crear una experiencia virtual de aprendizaje en línea para mejorar el conocimiento de los riesgos de los trabajadores expuestos, así como las principales medidas de control y prevención de los patógenos. La evaluación de la plataforma mostró que la opinión de los usuarios sobre la inclusión de este enfoque educativo basado en la tecnología es satisfactoria.
In: Ribeiro Duarte , A S 2013 , The interpretation of quantitative microbial data : meeting the demands of quantitative microbiological risk assessment . National Food Institute, Technical University of Denmark , Søborg .
Fødevarebårne sygdomme har betydelige helbredsmæssige, sociale, økonomiske og politiske konsekvenser. Kvantitativ mikrobiologisk risikovurdering (QMRA) er et videnskabeligt baseret værktøj, der anvendes til at estimere antallet af sygdomstilfælde hos mennesker efter indtag af en given fødevare kontamineret med en specifik sygdomsfremkaldende mikroorganisme. Værktøjet kan ligeledes anvendes til at vurdere effekten af forskellige kontrolforanstaltninger i produktionen af den givne fødevare. Risikovurderinger benyttes af fødevaremyndigheder til udarbejdelse af regler og vejledninger, der kan mindske risikoen for fødevarebårne sygdomme. Det er derfor nødvendigt, at vurderingerne er så nøjagtige og gennemskuelige som muligt. Forbrugereksponeringen og den deraf følgende mulige infektion med en fødevarebåren bakterie afhænger af flere faktorer, herunder antallet af bakterier, der er tilstede i fødevaren samt den mikrobielle økologi (vækst, overlevelse og krydssmitte), som finder sted i alle trini fødevarekæden. Begge forhold er vigtige input til en QRMA. Antallet af bakterier vil variere naturligt mellem de prøver, der udtages af et parti fødevarer. I en QMRA tages der højde for denne variation ved at beskrive bakterieantallet ved anvendelse af sandsynlighedsfordelinger. Udviklingen i antallet af bakterier i en fødevare gennem produktionsprocessen afhænger både af fødevarens art, håndtering og opbevaringsforhold, og beregnes ved hjælp af prædiktive mikrobiologiske modeller, der bl.a. kan forudsige ændringer bakteriekoncentrationerunder specifikke fysiske og kemiske forhold. Både de valgte sandsynlighedsfordelinger og prædiktive mikrobiologiske modeller bidrager til usikkerheden af en QMRA. Dels er det muligt at vælge mellem flere forskellige alternative fordelinger for bakteriekoncentrationer samt måder at tilpasse fordelinger til aktuelle data; og dels er prædiktive mikrobiologiske modeller oftest baseret på kontrollerede laboratorieforsøg, der måske ikke i tilstrækkelig grad afspejler forholdene i de fødevarer, som forbrugerne indtager. Resultaterne af disse modeller bør derfor valideres med uafhængige data indsamlet fra "rigtige" fødevarer inden de indgår i en QMRA. Det overordnede mål med denne afhandling er at undersøgeforskellige faktorer relateret til kvantitative mikrobiologiske data, som kan påvirkeresultaterne af en QMRA med henblik på at finde løsninger, der kan minimere usikkerheden på risikoestimaterne. Til dette formål er der udviklet en metode, der kan tilpasse en fordeling til mikrobiologiske data og som angiver både et estimat for prævalens og en fordeling for antallet af bakterier (manuskript I). Forskellige sandsynlighedsfordelinger er derefter blevet anvendt til at beskrive bakterietantallet i en simpel QMRA model og de forskellige risikoestimater er blevet sammenlignet (manuskript II). Endelig er nøjagtigheden af resultaterne af de prædiktive mikrobiologiske modeller blevet undersøgt på basis af litteraturdata og sammenlignet med henblik på at identificere faktorer relateret til eksperimentelle data, der kan have afgørende indflydelse på evalueringen af en model (manuskript III). I manuscript I ("Fitting a distribution to microbial counts: making sense of zeroes") er hypotesen, at en manglende adskillelse af "falsk negative" mikrobiologiske tællinger, som opstår ved tilfældighed selvom fødevaren reelt er forurenet, fra "sandt negative" tællinger medfører, at estimater for prævalens og bakterieantal bliver unøjagtige. Sådanne unøjagtigheder kan især have betydning for en QMRA, når det drejer sig om særligt virulente bakterier, der kan opformeres i fødevarekæden. Der er derfor udviklet en metode, der kan tilvejebringe nøjagtige estimater for koncentrationen af bakterier og som kan skelne mellem falske og sande negative bakterietællinger og dermed også give mere nøjagtige prævalensestimater. Metoden demonstrerer, at det, afhængigt af den oprindelige fordeling af bakteriekoncentrationen og den aktuelle detektionsgrænse, kan lede til fejlbehæftede resultater, hvis falske 0-prøver ukritisk tolkes som negative. Den udviklede metode estimerer prævalensen af en forurening i et fødevareparti samt parametrene (middelværdi og standardafvigelse) for fordelingen af bakterieantallet på baggrund af direkte bakterietællinger på agarplader og uden antagelse af en detektionsgrænse. Ved at analysere bakterietællinger fra forurenede og ikke forurenede prøver samlet, kan proportionen af falsk negative tællinger ud af det totale antal negative tællinger estimeres. Metoden frembringer gode estimater over middelværdier, standardafvigelser og prævalenser, i særdeleshed ved lave prævalensniveauer og forventeligt lave standardafvigelser. Undersøgelsen viser, at en af de vigtigste faktorer til en nøjagtig karakterisering afden samlede mikrobiologiske forurening er en korrekt identifikation og adskillelse af sande og falske negative prøver, og at estimater over prævalens og bakteriekoncentrationer er afhængige og at disse derfor skal estimeres samtidigt. I manuskript II ("Impact of microbial count distributions on human health risk estimates") undersøges det, hvilken indflydelse den tilpassede fordelingen for bakteriekoncentrationen har på det endelig risikoestimat. Dette er gjort ved to forskellige scenarier for bakteriekoncentrationer og en række forskellige prævalensniveauer. Fire forskellige parametriske fordelinger er blevet anvendt til at undersøge betydningen af at inddrage tilfældige variationer knyttet til bakterietællinger, påvise forskellen mellem at behandle sandt negative som sådan eller som under en given detektionsgrænse, samt vise vigtigheden af at anvende korrekte antagelser om de underliggende fordelinger for bakteriekoncentrationer. Ved at gennemføre et simuleringseksperiment er det muligt at angive forskellen mellem den forventede risiko og det risikoestimat, der opnås ved at anvende en lognormal, en zero-inflated lognormal, en Poisson-gamma og en zero-inflated Poisson-lognormal fordeling. Metoden, beskrevet i manuskript I, er anvendt til attilpasse den sidstnævnte fordeling. Resultatet viser at valget af sandsynlighedsfordeling til at beskrive bakteriekoncentrationen i fødevaren i detailleddet har betydning for risikoestimatet og afhængerbåde af bakteriekoncentration og prævalens, men at valget generelt betyder mere jo højere prævalensniveauet og koncentrationen er. Anvendelse af zeroinflation har også en tendens til at forbedre nøjagtigheden af risikoskøn. I manuscript III ("Variability and uncertainty in the evaluation of predictive models with literature data – consequences to quantitative microbiological risk assessment") vurderes det, hvordan forskellige vækstvilkår, som anvendt i publicerede datasæt, påvirker resultaterne afen vækstmodel sammenlignet med de resultater, der opnås med de data der blev anvendt til at udvikle selve modellen. Betydningen af antal observationer, temperaturforhold, vandaktivitet og pH, tilstedeværelse eller fravær af mælkesyre i vækstmiljøet, anvendelse af en patogen stamme eller ej, samt typen af vækstmiljø på modellens resultater blev analyseret. Modellens præstationsevne blev målt som DifAf, forskellen mellem modellens nøjagtighedsfaktor udregnet med de data der blev anvendt til at lave modellen (Af original) og en nøjagtighedsfaktor, bestemt på basis af et uafhængigt datasæt (Af evaluation). Undersøgelen er lavet med en "square root-type model" for vækstraten af Escherichia colipå baggrund af fire miljøfaktorer og de samme litteraturdata som tidligere blev anvendt til at evaluere modellen. Det er hypotesen, at Aforiginal, vil afspejle den optimale præstation af modellen, og at DifAfreduceres og bliver mindre variabel jo mere betingelserne bag et uafhængigt datasæt nærmer sig det datasæt, der blevanvendt til at udvikle modellen. Fordelingen af DifAf værdier, opnået på baggrund af forskellige datasæt sammenlignes grafisk og statistisk. Resultaterne indikerer at når anvendelse af prædiktive modeller, der er udviklet under kontrollerede eksperimentelle vilkår, bliver valideret med uafhængige datasæt fra litteraturen, så er det en forudsætning for at minimere variation i model outputtet, at datasættene indeholder et stort antal observationer og at de er baseret på tilsvarende vækstvilkår som den prædiktive model er udviklet under. Ved at mindske denne variation, mindskes også usikkerhed og variation fra de prædiktive modeller i den samlede QMRA analysen, hvilket øger præcisionen af risikoestimatet. Det konkluderes at denne afhandling: bidrager til at afdække hvilken betydning analyse af de mikrobiologiske data kan have på en QMRA, fremlægger en ny og nøjagtig metode til at tilpasse fordelinger til mikrobiologiske data, og foreslår retningslinjer for,hvordan man kan vælge egnede publicerede datasæt til validering af prædiktive modeller for mikrobiel vækst og overlevelse, før de anvendes i en QMRA. Perspektiver for det fremtidige arbejde inkludere validering af metoden udviklet i Manuskript I med data indsamlet fra 'den virkelige verden', og at præsentere metoden som et værktøj til andre forskere fx som en arbejdspakke i statistikprogrammet R. Ligeledes bør man blive enige om en standardiseret metode til rapportering af kvantitative mikrobiologiske data, dettydeligt beskriver dataindsamlingsprocessen. En videreudvikling af arbejdet i Manuskript II vil gøre det muligt, at underbygge konklusionerne om hvilken indflydelse forskellige fordelinger har på det endelige risikoestimat. Som en opfølgning på Manuskript III kan der gennemføres et simuleringsstudie med henblik på undersøge i hvilken grad målrettet udvikling af QMRA metoder og validering af prædiktive modeller er nødvendige for et retvisende risikoestimat. Fremtidige behov i fødevaremikrobiologi og QMRA omfatter udviklingen af egnede statistiske metoder til at analysere data fra de forskellige "omics" teknologier, tilpasning af den nuværende struktur i QMRA modeller, så disse kan håndtere sådanne data, samt vurdering af variation og usikkerhed på disse data. ; Foodborne diseases carry important social, health, political and economic consequences. Quantitative microbiological risk assessment (QMRA) is a science based tool used to estimate the risk that foodborne pathogens pose to human health, i.e. it estimates the number of cases of human foodborne infection or disease due to ingestion of a specific pathogenic microorganism conveyed by specific food products; it is also used to assess the effect of different control measures. In their role of risk managers, public authorities base their policies on the outcome of risk assessmentstudies. Therefore, they need to be transparent and affected by minimum imprecision. The potential exposure to and infection by foodborne microorganisms depend, among other factors, on the microbial concentrations in food and on the microbial behaviour (growth, survival and transfer) along the food chain. Both factors are therefore important inputs in QMRA. Since microbial concentrations vary among different samples of a food lot, probability distributions are used to describe these concentrations in QMRA. As microbial behaviour varies with food storage conditions (because it depends on intrinsic properties of food andextrinsic environmental variables), predictive models of bacterial growth and survival that account for those factors are used in QMRA, to describe expected changes in bacterial concentrations. Both probability distributions and predictive models may contribute to the imprecision of QMRA: on one hand, there are several distribution alternatives available to describe concentrations and several methods to fit distributions to bacterial data; on the other hand predictive models are built based on controlled laboratory experiments of microbial behaviour, andmay not be appropriate to apply in the context of real food. Hence, these models need to be validated with independent data for conditions of real food before use in QMRA. The overall goal of the work presented in this thesis is to study different factors related to quantitative microbial data that may have an impact on the outcome ofQMRA, in order to find appropriate solutions that limit the imprecision of risk estimates. A new method of fitting a distribution to microbial data is developed that estimates both prevalence and distribution of concentrations (manuscript I). Different probability distributions are used to describe concentrations in a simple QMRA model and the risk estimates obtained are compared (manuscript II). The predictive accuracy ofa microbial growth model against different literature datasets are compared in order to identify different factors related to experimental data collection with a relevant impact on the model evaluation process (manuscript III). In manuscript I ("Fitting a distribution to microbial counts: making sense of zeroes") it is hypothesised that when "artificial" zero microbial counts, which originate by chance from contaminated food products, are not separated from "true" zeroes originating from uncontaminated products, the estimates of prevalence and concentration may be inaccurate. Such inaccuracy may have an especially relevant impact in QMRA in situations where highly pathogenic microorganisms are involved and where growth can occur along the food pathway. Hence, a method is developed that provides accurate estimates of concentration parameters and differentiates between artificial and true zeroes, thus also accurately estimating prevalence. It is demonstrated that depending on the original distribution of concentrations and the limit of quantification (LOQ) of microbial enumeration, it may be incorrect to treat artificial zeroes as censored below a quantification threshold. The method that is presented estimates the prevalence of contamination within a food lot and the parameters (mean and standard deviation)characterizing the within-lot distribution of concentrations, without assuming a LOQ, and using raw plate count data as input. Counts resulting both from contaminated and uncontaminated sample units are analysed together, which allows estimating the proportion of artificial zeroes among the total of zero counts. The method yields good estimates of mean, standard deviation and prevalence, especially at low prevalence levels and low expected standard deviation. This study shows that one of the keys to an accurate characterization of the overall microbial contamination is the correct identification and separation of true and artificial zeroes, and that estimation of prevalence and estimation of the distribution of concentrations are interrelated and therefore should be done simultaneously. In manuscript II ("Impact of microbial count distributionson human health risk estimates") the impact of fitting microbial distributions on risk estimates is investigated at two different concentration scenarios and at a range of prevalence levels. Four different parametric distributions are used to investigate the importance of accounting for the randomness in counts, the difference between treating true zeroes as such or as censored below a LOQ and the importance of making the correct assumption about the underlying distribution of concentrations. By running a simulation experiment it is possible to assess the difference between expected risk and the risk estimated with using a lognormal, a zero-inflated lognormal, a Poissongamma and a zero-inflated Poisson-lognormal distribution.The method developed in manuscript I is used in this study to fit the latter. The results show that the impact of the choice of different probability distributions to describe concentrations at retail on risk estimates depends both on the concentration and prevalence levels, but that in general it is larger at high levels of microbial contamination (high prevalence and high concentration). Also, a zeroinflation tends to improve the accuracy of the risk estimates. In manuscript III ("Variability and uncertainty in the evaluation of predictive models with literature data – consequences to quantitative microbiological risk assessment") it is assessed how different growth settings inherent to literature datasets affect the performance of a growth model compared to its performance with the data used to generate it. The effect of the numberof observations, the ranges of temperature, water activity and pH under which observations were made, the presence or absence of lactic acid in the growth environment, the use of a pathogenic or non-pathogenic strain and the type of growth environment on model performance are analysed. Model performance is measured in terms of DifAf- the difference between the accuracy factor (Af) of the model with the data used to generate it and the Af with an independent dataset. The study is performed using a square root-type model for the growth rate of Escherichia coliin response to four environmental factors and literature data that have been previously used to evaluate this model. It is hypothesised that the Afof the model with the data used to generate it reflects the model's best possible performance, and hence DifAfis smaller and less variant when the conditions of an independent dataset are closer to the data that originated the model. The distributions of DifAfvalues obtained with different datasets are compared graphically and statistically. The results suggest that if predictive models developed under controlled experimental conditions are validated against independent datasets collected from published literature, these datasets must contain a high number of observations and be based on a similar experimental growth media in order to reduce the variation of model performance. By reducing this variation, the contribution of the predictive model with uncertainty and variability sources in QMRA also decreases, which affects positively the precision of the risk estimates. To conclude, this thesis contributes to the clarification of the impact that the analysis of microbial data may have in QMRA, provides a new accurate method of fitting a distribution to microbial data, and suggests guidelines for the selection of appropriate published datasets for the validation of predictive models of microbial behaviour, before their use in QMRA. Perspectives of future work include the validation of the method developed in manuscript I with real data, and its presentation as a tool made available to the scientific community by developing, for example, a working package for the statistical software R. Also, the author expects that a standardized way of reporting microbial counts that clearly specifies the steps taken during data collection should be adopted in the future. Extending the work presented on manuscript II will allow obtaining more sound conclusions about the general impact of different frequency distributions on risk estimates. Following manuscript III, a simulation study could help to investigate to what level QMRA-targeted development and validation of predictive models are necessary for the accurate estimation of risk. Future needs in food microbiology and QMRA include the development of appropriate statistical methods to summarize novel data obtained from different "omics" technologies, adaptation of the current structure of QMRA studies to allow them to make the use of such data, and the assessment of the variabilityand uncertainty attending those data.
I.1 Motivation Exchange rates are a key issue in international economics and politics. While the determinants of exchange rates have been extensively studied in previous works, this dissertation contributes to the literature by deriving exchange rate expectations from stock market (ADR) data and analyzing their determinants. This exercise is done for three cases where one has to resort to exchange rate expectations since the national exchange rate is either manipulated by the central bank (the first paper in Chapter II), fixed in pegged exchange rate regimes (the second paper in Chapter III), or not existent as the considered country is part of a currency union and therefore has no national currency (the third paper in Chapter IV). The first paper presented in Chapter II analyzes exchange rate expectations for the case of China in the period 1998-2009 in order to test standard exchange rate theories. American officials repeatedly accused China of systematically undervaluing its currency against the U.S. dollar , which produces political tensions between both countries. A recent climax in this dispute was reached on September 28, 2010, when the House of Representatives passed the Currency Reform for Fair Trade Act, which would allow the imposition of import duties for countries with undervalued currencies, namely China. Although this bill did not pass the Senate, Chinese officials clearly opposed the bill arguing against significant undervaluation of the yuan and in favor of political opportunism of U.S. officials. As the assessments of a fair exchange rate significantly differ among officials of both countries, the Chinese-American exchange rate dispute continues. Measuring the development of market determined exchange rate expectations may help to find a compromise in this international political dispute and knowing the determinants of these expectations may help to identify macroeconomic policies necessary to influence future exchange rates. The second paper presented in Chapter III investigates the development of exchange rate expectations and their determinants for the currency crisis episodes in Argentina (2001-2002), Malaysia (1998-1999), and Venezuela (1994-1996 and 2003-2007). Large devaluations of Southeast Asian and Latin American currencies were to be observed during the currency crises in the 1990's and at the beginning of the last decade. Due to an appreciation of foreign currency denominated debt, capital withdrawals, and bank runs, for example, currency crises typically lead to significant output losses in the affected economies (Hutchison and Noy, 2002). Avoiding currency crisis outbreaks has therefore become one of the major policy goals in many developing countries, which may explain the rapid accumulation of foreign exchange reserves aimed to fend off speculative attacks in these countries. The costs of this currency crisis prevention policy are however often overseen. Since foreign exchange reserves are typically invested in U.S. Treasuries, they yield a relatively low return compared to the high cost of domestic capital in these countries. Moreover, foreign exchange reserves may lose in value as the domestic currency appreciates against the U.S. dollar (Rodrik, 2006). An alternative way to avoid the outbreak of currency crises may be to regularly adjust the official exchange rate (typically managed by the domestic central bank) to levels in line with market expectations. Knowing market-based exchange rate expectations and their determinants may therefore be a cheaper way to avoid currency crises than holding excess amounts of foreign exchange reserves. The third paper presented in Chapter IV uses daily ADR data to analyze the determinants of the risk of withdrawals from the Economic and Monetary Union (EMU) for the five vulnerable member countries Greece, Ireland, Italy, Portugal, and Spain for the period 2007-2009. The subprime lending crisis has triggered significant financial turmoil in the EMU. Banking systems were destabilized and the governments of Greece, Ireland, and Portugal had to be bailed out. Reasserting national authority over monetary policy may help domestic policymakers to address the problems caused by banking and sovereign debt crises or an overvalued euro at national discretion. While the abandonment of fixed exchange rate regimes has so far been analyzed for countries with national currencies, the financial vulnerabilities in the EMU offer a new case to study the possibility of withdrawals from a monetary union. Although a country's membership in the EMU is typically considered irreversible, many authors agree that sovereign states can choose to leave the EMU (Cohen, 1993; Scott, 1998; Buiter, 1999; Eichengreen, 2007). The new Treaty of Lisbon now includes a provision outlining voluntary withdrawal from the Union, which may cause the members to re-think the pros and cons of remaining in the EMU. Although the European Central Bank (ECB) has implemented measures meant to support the banking sectors and governments in the EMU, autonomous national central banks would probably pursue more expansionary monetary policies. By analyzing the determinants of exchange rate expectations in the monetary union one may therefore analyze the drivers of the risk of withdrawal from the EMU. I.2 Deriving exchange rate expectations from prices of American Depositary Receipts Measuring movements in exchange rate expectations is a relatively easy task for currencies in which a liquid and free forward exchange market exists. For the cases considered in this dissertation, however, the forward exchange market either produces bad forecasts or does not even exist. For the case of China, the yuan/U.S. dollar forward exchange rate is most likely managed by the Chinese central bank in the course of its foreign exchange market intervention policies, which hampers its ability to provide good signals for the future spot market exchange rate (see, for example, Wang, 2010). For the considered member countries of the EMU, no national currencies exist and consequently forward exchange rates cannot be used. For the case of the currency crisis episodes studied in this dissertation, one could use regression-based forecasting models that employ data on macroeconomic variables in order to produce currency crisis signals (see, among others, Eichengreen et al., 1995; Frankel and Rose, 1996; Kaminsky et al., 1998; Kaminsky and Reinhart, 1999; Karmann et al., 2002). The drawback of these approaches is the nature of macroeconomic data used, which enables one to create only monthly or quarterly crisis signals based on backward-looking data. In this dissertation I use stock market data to derive exchange rate expectations, which has several advantages compared to existing approaches. First of all, the prices of the considered stocks are most probably not manipulated by central bank interventions since these stocks are traded in the United States, which enables the derivation of exchange rate expectations formed under free market conditions (also for China). The used stock market data is available for the considered EMU member countries, which facilitates the analysis of the risk of withdrawals from the EMU. Moreover, stock market data is forward-looking and available on a daily basis, which enables the derivation of more accurate and up-to-date currency crisis signals for the considered crisis episodes. In order to derive exchange rate expectations I use data on a particular type of stock called American Depositary Receipt (ADR). An ADR is a financial instrument for foreign companies to list their shares at stock exchanges in the Unites States. An ADR represents the ownership of a specific number of underlying shares of a company in the home market on which the ADR is written. While the underlying stock is denominated in the currency and traded at the stock exchange of the home market, the ADR is denominated in U.S. dollars and traded at a U.S. stock exchange. Since both types of stocks of the same company generate identical cash flows and incorporate equivalent rights and dividend claims, cross-border arbitrage implies that the ADR and its underlying stock have the same price when adjusted for the current exchange rate. When capital controls or ownership restrictions are implemented, cross-border arbitrage is not possible and the law of one price is not binding. In such an environment, information efficiency suggests that the relative prices of ADRs and their underlying stocks – which only differ with respect to the currency they are denominated in – will signal exchange rate expectations of stock market investors. Using data on relative prices (or returns) of ADRs and their underlying stocks and the current exchange rate I can calculate measures for exchange rate expectations of stock market investors. Although the papers presented in this dissertation differ with respect to the considered companies, countries, and time periods, each paper uses the same kind of data and a similar methodology to derive exchange rate expectations – relative prices or returns of ADRs and their corresponding underlying stocks. In each paper I use a panel regression framework in order to analyze the determinants of exchange rate expectations. Each of the included papers focuses on a distinct facet of exchange rate expectations. The first paper focuses on standard exchange rate theories such as the relative purchasing power parity or the uncovered interest rate parity in order to analyze the factors that drive exchange rate expectations in general. The second paper studies the determinants of currency crisis expectations. The third paper analyzes the determinants of the risk of withdrawals from the EMU as expected by ADR market investors. I.3 Contribution to the literature This dissertation adds to two strands of the literature. First, it contributes to a literature that studies the determinants of exchange rates, currency crisis outbreaks, and risk of withdrawal from the EMU. The first paper (Chapter II) contributes to a vast literature on the determinants of exchange rates. An incomplete list of exchange rate determinants analyzed in the literature includes: labor productivity (Chinn, 2000; Cheung et al., 2007); inflation rates (Lothian and Taylor, 1996; Taylor et al., 2001); interest rates (Froot and Thaler, 1990; Chinn, 2006); overvaluation of the domestic currency (Glick and Rose, 1999; Corsetti et al., 2000); or export growth (Williamson, 1994; Isard, 2007). I study the impact of these macroeconomic fundamentals on ADR investors' exchange rate expectations for China. China makes a good case to study standard exchange rate theories since the Chinese central bank manages the official yuan/U.S. dollar exchange rate, which therefore reacts much less to changes in macroeconomic fundamentals than is suggested by theory. Using ADR market data, I can test exchange rate theories for the Chinese peg/managed float regime under free market conditions. The second paper (Chapter III) contributes to a literature, which analyzes the determinants of currency crisis outbreaks (Eichengreen et al., 1995; Kaminsky and Reinhart, 1999; Karmann et al., 2002). Existing papers employ low-frequent and backward-looking macroeconomic data to forecast currency crises. This dissertation uses ADR market data to derive more accurate and up-to-date currency crisis signals on a daily basis. Moreover, the determinants of currency crisis expectations, such as banking or sovereign debt crisis risk, can be studied using daily market-based risk proxies. The third paper (Chapter IV) contributes to a literature on the sustainability of the EMU. Several papers discuss the possibility of withdrawal from the EMU (Cohen, 1993; Scott, 1998; Buiter, 1999; Eichengreen, 2007). I present empirical evidence that daily ADR market data reflects the risk that vulnerable member countries may leave the EMU and analyzes which determinants drive this withdrawal risk perceived by ADR investors. Second, this dissertation contributes to the literature on the pricing of ADRs. A common finding in the literature is that the outbreak of a currency crisis negatively affects the returns of U.S. dollar-denominated ADRs as the devaluation of the local currency depresses the dollar value of the underlying stock (see, for example, Bailey et al., 2000; Kim et al., 2000; Bin et al., 2004). Several papers find that the introduction of capital controls (typically meant to prevent a currency crisis outbreak) can lead to a permanent violation of the law of one price between ADRs and their underlying stocks since cross-border arbitrage cannot take place (Melvin, 2003; Levy Yeyati et al., 2004, 2009; Auguste et al., 2006). Arquette et al. (2008) and Burdekin and Redfern (2009) find that the price spreads of Chinese cross-listed stocks are significantly driven by market-traded forward exchange rates. This dissertation builds on these findings and uses the relative prices (or returns) of ADRs and their underlying stocks to derive exchange rate expectations. I present empirical evidence that ADR investors' exchange rate expectations are driven by theory-based determinants of exchange rates, currency crisis outbreaks, or the risk of withdrawal from the EMU. This analysis therefore provides new insights into the price (return) determinants of ADRs. I.4 Main findings and policy implications The findings of this dissertation may broaden the understanding of exchanger rate expectations. The results of the first paper (Chapter II) suggest that stock market investors form their exchange rate expectations in accordance with standard exchange rate theories. Based on a monthly panel data set comprised of 22 ADR/underlying stock pairs and 52 H-share/underlying stock pairs from December 1998 to February 2009 I find that stock market investors expect more yuan appreciation against the U.S. dollar: if the yuan's overvaluation decreases (the incentive of competitive devaluation); if the inflation differential vis-à-vis the United States falls (relative purchasing power parity); if the productivity growth in China accelerates relative to the United States (the Harrod-Balassa-Samuelson effect); if the Chinese interest rate differential vis-à-vis the United States decreases (uncovered interest rate parity); when Chinese domestic credit relative to GDP decreases (lower risk of a twin banking and currency crisis); or, if Chinese sovereign bond yields fall (lower risk of a twin sovereign debt and currency crisis), ceteris paribus. These findings suggest that the theoretical links between macroeconomic variables and exchange rates in most cases also apply to exchange rate expectations. In this way, the results support the validity of many exchange rate theories and substantiate the rationality of stock market investors' expectations. This approach (based on stock prices formed under free market conditions) provides an opportunity to test exchange rate theories in managed floating regimes, where the official exchange rate is manipulated by the central bank and does therefore not necessarily respond to changes in macroeconomic fundamentals. Moreover, I use a rolling regressions forecasting framework in order to evaluate the quality of exchange rate expectations. I find that exchange rate expectations drawn from the ADR and H-share market have a better ability to predict changes in the yuan/U.S. dollar exchange rate than the random walk or forward exchange rates, at least at forecast horizons longer than one year. The People's Bank of China may take advantage of ADR and H-share based exchange rate expectations in order to determine possible misalignments of the yuan/U.S. dollar exchange rate. In this way, the Chinese central bank may improve the timing and intensity of foreign exchange market interventions meant to manipulate the yuan/U.S. dollar exchange rate. The second paper (Chapter III) focuses on the derivation and determination of currency crisis signals formed by ADR market investors. Using daily data on 17 ADR/underlying stock pairs for the capital control episodes in Argentina (2001-2002), Malaysia (1998-1999), and Venezuela (1994-1996 and 2003-2007) we find that ADR investors anticipate currency crises or realignments well before they actually occur. Policymakers could use ADR investors' up-to-date assessment of the peg's sustainability in order to identify currency crisis risk earlier and to take the necessary steps to realign an (unsustainable) peg rate before a crisis breaks out. In this way, they could prevent the outbreaks of damaging currency crises without holding excess amounts of costly foreign exchange reserves. Using panel regressions we find that ADR investors anticipate a higher currency crisis risk when export commodity prices fall, the currencies of trading partners depreciate, sovereign bonds yield spreads rise, and interest rate spreads increase. These findings suggest that ADR investors' currency crisis expectations are based on currency crisis theories even on a daily basis underlining the validity of these theories. The third paper (Chapter IV) studies a particular form of currency crisis risk: the risk that vulnerable member countries could leave the EMU. I use a multifactor pricing model to test whether the financial vulnerability measures assumed to reflect the incentives of national governments to withdraw from the EMU (banking crisis risk, sovereign debt crisis risk, and overvaluation of the euro) are priced in ADR returns. Using daily data on 22 ADR/underlying stock pairs of Greece, Ireland, Italy, Portugal, and Spain in the period January 2007 to March 2009 I find that ADR investors perceive a higher risk of withdrawal (priced in ADR returns) when the risk of banking and sovereign debt crisis and the overvaluation of the euro increase. Policymakers could use ADR market data in order to assess the stability of the EMU. Higher correlations between ADR returns and currency crisis risk factors would suggest a higher risk of withdrawals from the EMU. In such a case, financial vulnerabilities may be addressed within the EMU in order to preserve the integrity of the eurozone. However, time will show how long the policymakers in the EMU will continue with the implementation of even more anti-crisis measures. Growing controversies on the ECB's sovereign bond purchases and the bailouts for Greece, Ireland and Portugal cast doubt on the sustainability of the EMU in its current form.
Jackie's Experiential Learning in Jack Gantos' Dead End In Norvelt Rheza Arief Dwi Piscesa English Literature Faculty of Languages and Arts State University of Surabaya rheza.arief@gmail.com Hujuala Rika Ayu, SS., MA. English Department Faculty of Languages and Arts State University of Surabaya ayuhujualarika@yahoo.com Abstrak Pembelajaran adalah suatu proses mengakuisisi sebuah pengetahuan. Karakter utama di novel ini, Jackie Gantos, mendapatkan berbagai macam ilmu melalui pengalaman, belajar, atau dengan diajarkan oleh orang lain. Di Dead End in Norvelt, proses pembelajaran yang banyak terjadi didapatkan melalui pengalaman. Jackie Gantos mendapatkan pengetahuan melalui pengalaman, hal ini dapat dianalisa menggunakan Kolb's experiential learning. Kolb's experiential learning adalah sebuah metode pembelajaran dengan cara mewariskan pengetahuan secara langsung melalui pengalaman ke dalam diri seseorang tersebut. Tujuan dari thesis ini adalah untuk memperlihatkan proses dari experiential learning di dalam hidup Jackie dan menemukan faktor-faktor yang mempengaruhi Jackie dalam usahanya untuk mengaplikasikan experiential learning dalam kehidupannya di kota Norvelt. Dengan memunculkan proses experiential learning, dapat diketahui bagaimana sebuah pengalaman diwariskan kepada orang lain serta faktor apa yang memunculkan experiential learning. Setelah experiential learning terjadi, Jackie mendapatkan banyak sekali pengetahuan, contohnya cara menggunakan senjata dengan aman, sejarah dari kota Norvelt, idealism dari seorang Eleanor Roosevelt dan lain lain. Proses mendapatkan pengetahuan ini tampak dalam tabel pembelajaran Kolb's dan faktor-faktor yang mempengaruhi terjadinya proses experiential learning dari Kolb's adalah social interaction dan self-realization. Kata Kunci: experiential learning, social interaction, self-realization. Abstract Learning is the acquisition of knowledge. The main character, Jackie Gantos, obtained skills through experience, study, or by being taught. In Dead End in Norvelt, most of the process of learning obtained through experience. Jackie Gantos' gaining knowledge through experience is analyzed by using Kolb's experiential learning. Kolb's experiential learning is a method of learning by inheriting the knowledge directly through experience that happened in a person. The objective of this thesis are to reveal the process of experiential learning in Jackie's life and finding factors that triggers Jackie's effort of applying experiential learning in his life in Norvelt. By revealing the experiential learning process, it can be found out how an experience is passed on to others and the factors that triggers experiential learning. After the experiential learning happened, Jackie gain knowledge on many things such as gun safety, history of Norvelt, Eleanor Roosevelt idealism and etc. This process of gaining knowledge is depicted through Kolb's learning table and the factors that trigger Kolb's experiential learning are social interaction and self-realization. Keywords: experiential learning, social interaction, self-realization. INTRODUCTION Learning is a process of acquiring knowledge through study. This process of learning usually occurs between students and lecturers in a formal educational school. Educational School gives courses and inheriting skillssuch as Physics, History, Chemist, Math and Language from teacher to children. There is also another way to learn something to gain knowledge and increase our understanding about the world. This way of learning is different from the original way of learning such as studying in a school and comprehend the knowledge that our teacher gives. For example, a farmer boy learn how to plough and plant seeds by seeing his father working at the field. After the boy grew up and strong enough, his father ask the boy to help him work at the field. His father showed him how to plough land, watering the field and keeping away birds from destroying the field. This boy gain knowledge through a different method than the original method of studying which is reading books and attending school. The way of the boy learning through experience, from the events of learning through his dad and working to help his dad, is the experiential learning. Experiential learning is a process of gaining knowledge through experience. This knowledge is a result from the combination of grasping and transforming the experience itself. This theory is a well-known model in education. David Kolb in his book, Experiential Learning Theory, presents a cycle of four elements to define the theory. Experiencing problem, observing the critical problem, making a concept of abstract to solve the problem, and actively experimenting to solve the problem. This process leads to a further critical reflection about the experiment and the result of the experiment. This learning theory is a development of various studies regarding to the cognitive development by Jean Piaget and philosophical perspective of pragmatism by John Dewey. Dewey's philosophical perspective of pragmatism is conveyed in his statement based on Kolb's: " If one attempts to formulate the philosophy of education implicit in the practices of the new education, we may, I think, discover certain common principles … To imposition from above is opposed expression and cultivation of individuality; to external discipline is opposed free activity ;to learning from texts and teachers, learning through experience; to acquisition of isolated skills and techniques by drill is opposed acquisition of them as means of attaining ends which make direct vital appeal; to preparation for a more or less remote future is opposed making the most of the opportunities of present life; to static aims and materials is opposed acquaintance with a changing world … I take it that the fundamental unity of the newer philosophy is found in the idea that there is an intimate and necessary relation between the processes of actual experience and education." (1938, pp.19, 20) Based on the statement by Dewey, Piaget developed this philosophy and researched Dewey's perspective into a new method to differenciate the actual learning experience as a set of educational method which invoke a knowledge that build through a relation of experience and education. Piaget's theory describes how intelligence is built through experience. He defines that intelegence is not an innate internal characteristic of the individual but comes alive as a product of the interaction between the person and his or her environment and action is the key point for Piaget. A person who does experiment gathers experience and gains knowledge through the process. In this case, experiential learning studies the process of transforming the experience into a certain knowledge. Just like the saying of Julius Caesar, "Experience is the teacher of all things." (40s BC, Commentaries on the Civil War, 2. 8), this process of experiential learning can be found mainly in the character of Jack Gantos in Jack Gantos' "Dead End in Norvelt".Jackie Gantos, the main character, living his life of summer days in Norvelt and experiencesmany things through his adventure. Summer days are his moments of hunting season with his dad, helping Miss Volker writing obituaries for the local paper, examining dead body in a Morgue which Bunny's dad work, investigating the whereabout of Mrs. Dubicki. This actions is the sets of events that can be analyzed as a process of experiential learning of Jackie in the novel. Jackie is always curious about many things, that is why he always gets into trouble. He is a good boy, but his action sometimes make his mom got a headache. This because Jackie always gets a nosebleed everytime he gets too excited, which is his mother always worried about. His adventure in Norvelt somewhat he must complices with his nosebleed problem. In his adventure, Jackie experiences many things, he knows how to safely lock the gun to prevent it blasts accidentally by learning it from his hunting experience with his dad. He also learn how to write using a typewriter while helping Mrs. Volker to write her obituaries for the local paper. This process of learning gains him knowledge through experience that happened through his adventure. It is a concrete fact that people do learn from their experience and for nontraditional students such as minorities, the poor, and mature adults – experiential learning has become the method of choice for learning and personal development. (Kolb, 1984: 3) John Byran Gantos, Jr., better known asJack Gantos(born July 2, 1951) is anAmericanauthor ofchildren's booksrenowned for his fictional characterJoey Pigza, a boy withattention-deficit hyperactivity disorder(ADHD). Gantos has won several literary awards, including theNewbery Honor, thePrintz Honor, and theSibert Honorfrom theAmerican Library Association, and he has been a finalist for theNational Book Award. His latest book,Dead End in Norvelt(2011) won the 2012Newbery Medal. Jack Gantos received both hisBFAand hisMAfromEmerson College. While in college, Gantos began working on picture books with an illustrator friend. In 1976, they published their first book,Rotten Ralph. Gantos continued writing children's books and began teaching courses in children's book writing. He was a professor of creative writing and literature (1978–95) and a visiting professor at Brown University (1986), University of New Mexico (1993) and Vermont College (1996). He developed master's degree programs in children's book writing at Emerson College and Vermont College. Jack Gantos writing career began when he work together on picture books in college with his illustrator friend. In 1976, they published their first book, Rotten Ralph. Gantos cares so much about children by publishing dozens of book regarding to picture books for kids. In his last novel Dead End in Norvelt, he creates a master copy of his childhood life into a dazzling novel that easy to understand with a portion of historical value to give an early history lesson to children. The main point of this study is the experiential learning that Jackie Gantos experience in his hometown of Norvelt. His dad is a former WWII soldier, he kept possession of many memorabilia such as Japanesse rifle and other stuff of war. This interacts Jackie to play with his stuff such as Japanesse rifle and pretend to acts like Jackie is in a war that is played on the screenplay over the neighbor. The story of the novel continue about Jackie's adventure in his town and learning experience on events such as helping writing historical obituary for Miss Volker, and secretly build an airplane in his garage with his dad. Gantos' novel Dead End in Norvelt focused more on the life of Jackie Gantos that happened in Norvelt at summer of 1962and the social interaction that happened between him and the people in Norvelt. It leads to a great adventure of him, this makes Jackie learns about many topic that he experiences in his life. Jackie lives for a time in Norvelt, a real Pennsylvania town created during the Great Depression and based on the socialist idea of community farming. Jackie's summer of 1962 begins badly: plagued by frequent and explosive nosebleeds, Jackie is assigned to take dictation for the arthritic obituary writer, Miss Volker, and kept alarmingly busy by elderly residents dying in rapid succession. Then the Hells Angels roll in. Gore is a Gantos hallmark but the squeamish are forewarned that Jackie spends much of the book with blood pouring down his face and has a run-in with home cauterization. Gradually, Jackie learns to face death and his fears straight on while absorbing Miss Volker's theories about the importance of knowing history. Based on the explanation above, this study would like to discuss on Kolb's Experiential Learning Theory by focusing on Jackie Gantos character. And this experiential learning theory will guide us on how to elaborate the process of learning by experience that happens in Jack Gantos' Dead End in Norvelt by examining Jackie Gantos character and his social interaction with the people of Norvelt. RESEARCH METHOD This study takes the data source of a novel Dead End in Norvelt, written by Jack Gantos which is published in New York by Farrar Straus Giroux, with ISBN: 978-0-374-37993-3 in 2012. To collect the data, the first step is Extensive Reading. Extensive reading is denoted as reading the text of novel extensively in order to collect the data of analysis, such as narrations, monologues, dialogues, quotations, and so forth. After collecting the data by reading extensively, the second step is intensive reading. This step is used in order to reveal the hidden idea of the novel which is related to the data. After finding the hidden idea of the novel, the next step is classifying the data through the novel which needed in analyzing the data, such as speech, actions, characters, behavior, attitudes, and thoughts. The third step is observation the data. This step is the most important step because this step is used in order to find out the experiential learning. In Dead End in Norvelt, The main character Jackie experiences many things that gain him knowledge throughout the novel. Therefore, the experiential learning is very appropriate to be applied to this study. Last but not least, it reaches the final process of collecting data, which is placing the classified data into the table. It is done to simplify in reading the data for the purpose of doing analysis. After finding the experiential learning through the events that correlate Jackie with the major characters based on the novel, the last step is data analysis. This step attempts to answer the questions subsequently based on the statement of the problems by using relevant theory. Besides, this step also uses the data of the novel Dead End in Norvelt which consists of monologues, dialogues, and quotations. The first statement of problem is the occurance of experiential learning. The depiction of experiential learning is using the theory of Kolb. This depiction can be seen on the events that correlate Jackie with other main characters inside the novel. The second statement of problem is the factors that causes Jackie to apply experiential learning in his life which gain him knowledge through experience with other. The factors will be analyzed by using the theory of Rummels. EXPERIENTIAL LEARNING Experiential learning is a well-known model in education. Kolb's experiential learning theory defines experiential learning as "the process whereby knowledge is created through the transformation of experience. Knowledge results from the combination of grasping and transforming experience." (1984:38) Kolb's Experiential Learning Theory (1984:42) presents a cycle of four elements: The cycle begins with an experience that the student has had, followed by an opportunity to reflect on that experience. Then students may conceptualize and draw conclusions about what they experienced and observed, leading to future actions in which the students experiment with different behaviors. This begins the cycle anew as students have new experiences based on their experimentation (Oxendine, Robinson and Willson, 2004). Although this continuum is presented as a cycle, the steps may occur in nearly any order. This learning cycle involves both concrete components (steps 1 and 4) and conceptual components (steps 2 and 3), which require a variety of cognitive and affective behaviors. Experiential learning can exist without a teacher and relates solely to the meaning of making process of the individual's direct experience. However, although the gaining of knowledge is an inherent process that occurs naturally, for a genuine learning experience to occur, there must exist certain elements. According to Kolb, knowledge is continuously gained through both personal and environmental experiences. He states that in order to gain genuine knowledge from an experience, certain abilities are required: • The learner must be willing to be actively involved in the experience; • The learner must be able to reflect on the experience; • The learner must possess and use analytical skills to conceptualize the experience; and • The learner must possess decision making and problem solving skills in order to use the new ideas gained from the experience. Experiential activities are among the most powerful teaching and learning tools available. Experiential learning requires self-initiative, an "intention to learn" and an "active phase of learning". Kolb's cycle of experiential learning can be used as a framework for considering the different stages involved. Jennifer A. Moon has elaborated on this cycle to argue that experiential learning is the most effective when it involves: 1) a "reflective learning phase" 2) a phase of learning resulting from the actions inherent to experiential learning, and 3) "a further phase of learning from feedback". This process of learning can result in "changes in judgment, feeling or skills" for the individual and can provide direction for the "making of judgments as a guide to choice and action". Most educators understand the important role of experience in the learning process. The role of emotion and feelings in learning from experience has been recognised as an important part of experiential learning.While those factors may improve the likelihood of experiential learning occurring, it can occur without them. Rather, what is vital in experiential learning is that the individual is encouraged to directly involve themselves in the experience, and then to reflect on their experiences using analytical skills, so they gain a better understanding of the new knowledge and retain the information for a longer time. Reflection is a crucial part of the experiential learning process, and like experiential learning itself, it can be facilitated or independent. Dewey wrote that "successive portions of reflective thought grow out of one another and support one another", creating a scaffold for further learning, and allowing for further experiences and reflection. This reinforces the fact that experiential learning and reflective learning are iterative processes, and the learning builds and develops with further reflection and experience. Facilitation of experiential learning and reflection is challenging, but "a skilled facilitator, asking the right questions and guiding reflective conversation before, during, and after an experience, can help open a gateway to powerful new thinking and learning". Jacobson and Ruddy, building on Kolb's four-stage Experiential Learning Model and Pfeiffer and Jones's five stage Experiential Learning Cycle, took these theoretical frameworks and created a simple, practical questioning model for facilitators to use in promoting critical reflection in experiential learning. Their "5 Questions" model is as follows: • Did you notice.? • Why did that happen? • Does that happen in life? • Why does that happen? • How can you use that? These questions are posed by the facilitator after an experience, and gradually lead the group towards a critical reflection on their experience, and an understanding on how they can apply the learning to their own life. Although the questions are simple, they allow a relatively inexperienced facilitator to apply the theories of Kolb, Pfeiffer, and Jones, and deepen the learning of the group. SOCIAL INTERACTION According to R.J. Rummel (1976: Chapter 9 : Social Behavior And Interaction) , social interactions are the acts, actions, or practices of two or more people mutually oriented towards each other's selves, that is, any behavior that tries to affect or take account of each other's subjective experiences or intentions. This means that the parties to the social interaction must be aware of each other--have each other's self in mind. This does not mean being in sight of or directly behaving towards each other. Friends writing letters are socially interacting, as are enemy generals preparing opposing war plans. Social interaction is not defined by type of physical relation or behavior, or by physical distance. It is a matter of a mutual subjective orientation towards each other. Thus even when no physical behavior is involved, as with two rivals deliberately ignoring each other's professional work, there is social interaction. Moreover, social interaction requires a mutual orientation. The spying of one on another is not social interaction if the other is unaware. Nor do the behaviors of rapist and victim constitute social interaction if the victim is treated as a physical object; nor behavior between guard and prisoner, torturer and tortured, machine gunner and enemy soldier. Indeed, wherever people treat each other as object, things, or animals, or consider each other as reflex machines or only cause-effect phenomena, there is not social interaction such interaction may comprise a system; it may be organized, controlled, or regimented. According to Arnold W Green in his book Sociology an Analysis of life in Modern Society, Social interaction is "…the mutual influences that individuals and groups have upon one another in their attempts to solve problems and in their striving toward goals. Social interaction discloses the concrete results of striving behavior upon roles, statuses, and moral norms" (Green, 1964: 57) There are two types of social interaction, structured and unstructured. Structured social interaction is guided by previously establishing definitions and expectations, owing either to familiarity with the other as a person, as among family and friends, or to knowledge of the others formal position, as between lawyer and judge in court room proceedings, unstructured encounters lack prior expectations and must be defined as required in the course of action. Although at a proposition of intimate relationships are highly structured even the most familiar partners and friends remain capable of unpredictable and novel responses in relationships infact the most interesting trends and associates are those who widely improvise. Conversely rarely do we find a situation completely lacking in structure. Even two strangers come from quite diverse backgrounds, their interactions of likely to be governed by norms of physical safety, age, sex, etc. Thus special interaction may be viewed as partly governed by pre-established rules and expectations and as partly inventive, interpretive and improvisational. TYPES OF SOCIAL INTERACTION According to Chris Levy (earthlink.net: ch.4, 2), Social interaction is divided into five points: a. Exchange: The process in which people transfer goods, services, and other items with each other. Exchange is a social process whereby social behavior is exchanged for some type of reward for equal or greater value. b. Competition: Process by which two or more people/groups attempt to obtain the same goal. Scarce resources are unequally distributed. This concept is very familiar and important to Americans considering the idea of competition is built in to our economy and society. Yet, the jury is still out whether this competition produces the assumed results of the "best rising to the top" c. Cooperation: The process in which people work together to achieved shared goals. Usually this involves the giving up of individual goals for group goals d. Conflict: The process by which people attempt to physically or socially conquer each other. Although war is the most obvious example of this, this is done most often in social situations (ex. politics, threats, etc.) e. Coercion: Process by which people compel other people to do something against their will – based ultimately on force. The state usually handles this through official means (police, army, etc.) but individuals use it in social situations as well (parents, friends, lovers – sex) f. No one type of interaction describes social reality – it involves a mix and match of different ones. SELF-REALIZATION Self-realization is a concept where people realize on their own regarding a certain event that perceived through their behavior. Mortimer Adler defines self-realization as freedom from external coercion, including cultural expectations, political and economic freedom, and the freedom from worldly attachments and desires etc. (1958: 127, 135, 149). This concept is the opposite of social interaction because self-realization occur without any social interaction. The person is free to realize his own potential by absorbing the knowledge through his own way, for example reading books, without any interference from other person. PARADIGM OF ANALYSIS The analysis will utilize Kolb's experiential learning to classify the events into two triggering factors of experiential learning, social interaction and self-realization. The classification will further explain the process of gaining knowledge. The table of Kolb's experiential learning is used to reveal the process of learning that a person went through. The process of a person learning through experience consists of Experience phase, Critical Reflection phase, Abstract phase, Active Experimentation phase and reach into a further Critical Reflection to adjust the knowledge that gained through the process. The social interaction and the self-realization is used as a triggering factor of experiential learning process. THE DEPICTION OF JACKIE GANTOS' EXPERIENTIAL LEARNING Elaborating event in the novel to show the depiction of Jackie's effort in applying experiential learning is an important process. Before elaborating the event, knowing Jackie's character first is essential. The knowledge regarding Jackie's character is important because it is used as a guidance to define the social interaction between Jackie and other character in the event, to understand Jackie relation with others, and to understand the experiential learning process. Jack is a teenager in Norvelt around age of 11 to 12, He is a curious person, a rebel, nose bleeder, a book-worm, helpful to others and also full of action. These characteristics are described throughout the novel as Jack likes to read history when he was at home. His adventures rotates about the stories in Norvelt, how he spent his summer holiday at home grounded because of gun accident and helping Miss Volker out with her obituary thing. Jack is the main character that is full of action through all the novel. Based on Kolb's experiential learning model, Jackie's character experience and learn about many things that happens in his life, especially through his social interaction with others as one of the factor to trigger experiential learning. This experiential learning process appears in events that related to Jackie's action with other character, creating a situation which lead to a learning comprehension through experience. In this section, the events will be distinguished into the most unique event showing Jackie's learning through experience. This unique event will focus on Jackie's interaction with some of the most important characters in the novel, Jackie's parent, Miss Volker, Mr. Spizz, Bunny, and Mrs. Dubicky. THE EVENTS OF JACKIE'S PARENT There are several events that involve Jackie with his parents in the novel. Some of them can be classified as unique, one of them is about the Money and Barter concept. Norvelt is a community town based on barter or trading skills with neighbors. Norvelt is created to solve Great Depression problem. At that time, money is hard to get and crops prices fell so low so business all over town is bankrupt. The concept of Money and Barter shows differences of ages between Jackie's mom in the past and present time. This event happened between Jackie and his Mom when they visit the doctor to examine Jackie's nose problem. Jackie learn about the concept of Money and Barter from the conversation with her mom which happened while Jackie is on his way home. The concept of Money and Barter is one of the unique values of knowledge that Jackie experiences in the novel. The other unique event Jackie's experience with his Dad regarding gun safety that he experienced in the past. This event is important since it builds Jackie's character to be aware and always caution regarding gun safety. To describe the social interaction happened in the event, knowing the character of Jackie's parent character is compulsory. The character of a person can define the social interaction that occur between him and other people. In a family relation, social interaction that mostly happened is cooperation between family and also conflict which bonds family members. Jackie's Mom is a caring, loving mother but is also strict about the rules at home. She forbids Jackie to play with dangerous things like guns and stuffs from the Japanese war that Jackie's dad kept at basement. "Well, don't hurt yourself," Mom warned. "And if there is blood on some of that stuff, don't touch it. You might catch something, like Japanese polio." (Gantos, 2012: 1) Her love for Jack is strong even though Jack does things that make her mad like blasting the rifle or mowing the corn row. She always reminds him to be careful because of his nosebleed problem. She's afraid that her son has iron-poor blood he may not be getting enough oxygen to his brain. (Gantos, 2012: 3) Meanwhile Jackie's dad is a former war soldier, a hardworking father, and a loving and adventurous man. He learns almost everything from his dad. No wonder Jack is so hyperactive. Jackie's Dad is also a collector. He keeps stuff from the Japanese War era to make profit when it is valuable enough. This can be seen in the quotation below. … in fact, he never let me play with it, because as he put it, "This swag will be worth a bundle of money someday, so keep your grubby hands off it."(Gantos, 2012: 1) As the story goes, Jackie will get involved in something more than just a rifle to be blasted. MISS VOLKER'S EVENTS Miss Volker is a medical examiner of the town and also the chief nurse in town. Her job is to take notes of the people health records and writes people obituary as they are passed away. Unfortunately her hands are not as good as her youth. So she asks Jackie's mom to send Jack to help her with her writing. The job was a tribute of duty from Eleanor Roosevelt and also her way to thank Mrs. Roosevelt for building Norvelt into a friendly community town. "When Mrs. Roosevelt hired me to be the chief nurse and medical examiner of this town I was given a typewriter so I could keep health records on the original two hundred and fifty families. Now it's my closing tribute to Mrs. Roosevelt that I write their final health report – which, in this case, would be their obituary…" (Gantos, 2012: 16) Miss Volker important is the main point of the novel and her relation with Jackie as her scribe invoke Jackie's learning phase in experiential learning. By helping her to write obituary, Jackie finds many things that he doesn't know before and some of the most important and unique event that binds Jackie with Miss Volker are the Eleanor Roosevelt's idealism and also the history of Norvelt. Eleanor Roosevelt's idealism is conveyed through Miss Volker speech when she was dictating Jackie to write the obituary of Mrs. Dubicki. The event gives a unique description regarding Eleanor Roosevelt's thought and idealism of a strong community based town to start a helping neighborhood so people doesn't have to depend on money which is hard to get in Depression era. She made sure that the community had real houses which include bedrooms, a living room, a kitchen and a bathroom with bathtub. When the government reacts to this idea, they try to reject the plan by calling it luxury living. But Mrs. Roosevelt defended the plan by saying that this is not living in luxury but it is called living with dignity. (Gantos, 2012: 88) The other event is learning about the history of Norvelt. The basic role of society is by knowing your own neighborhood history. In this novel Jackie learnt about Norvelt history from many different perspectives but most of them came from Miss Volker's obituary dictation. The most important dictation is the one when Miss Volker does the obituary for Mrs. Bloodgood because it reveals the story of how the Norvelt name truly came and also the story of equality behind the making of Norvelt as one of the role model for every town in the United States of America. MRS. DUBICKI'S EVENTS Mrs. Dubicki is the old woman at the house of C-27. She is a loner and a grumpy person. There was a time when Mr. Spizz hands her ticket for having an old shabby house, she chase him with her husband's double-barreled shotgun. "This is her house," she said. "She hasn't painted it since 1934. I like Mrs. Dubicki because that busybody Spizz gave her a ticket for having a shabby-looking house and she chased him off the property with her dead husband's double-barreled shotgun." (Gantos, 2012: 47) After Jackie visited her in a disguise with Miss Volker to check about her, she reveals her polite side and also a loving grandparent since she didn't want to miss her grandson's birthday on July third. The appearances of Mrs. Dubicki in this novel is important because she plays an important role in helping Jackie learns about disguising skill, driving skill and also Eleanor Roosevelt's idealism. Eleanor Roosevelt's idealism has been described on the above section, it also correlates Jackie with Mrs. Dubicki since he learnt about Eleanor Roosevelt's idealism on the dictation of Mrs. Dubicki obituary. Eleanor Roosevelt is fond of Jeffersonian principle that later shaped the planning of Norvelt. She also agrees to Jefferson that every American should have a house with fertile property to be used as a farming site so when money was difficult to come by, a man and woman could always grow crops and have enough food to feed their family (Gantos, 2012: 97). Regarding Jackie's driving skill and his disguising skill, he learnt about all that when he was accompanying Miss Volker on an investigation on Mrs. Dubicki's missing a church appointment which then create a rumor of Mrs. Dubicki already resting in peace at her home. That's why Jackie tries to disguise himself to avoid a false information and he can get away without having to worry about trespassing someone else house. MR. SPIZZ'S EVENTS Mr. Spizz's events are considered important because Mr. Spizz works for the Norvelt Public Good whose objective is to create a law abiding situation for the good of the neighborhood. Mr. Spizz is a man who feel that he is the most important man in the town, he acts like a sheriff regardless his appearance running around in a giant tricycle. He secretly love Miss Volker since 1912, sending her a box of chocolate every week. …. It read, I'm still ready, willing and waiting. Your swain since 1912 with the patience of Job. – Edwin Spizz." (Gantos, 2012: 9) He usually looks bossy, law abiding man as he is strict about rules like grass tall law and house paint job law of the community. He always sticks to the rules and always reminded people in the neighborhood. Mr. Spizz's events is considered important since Jackie always met Mr. Spizz in the crime scene of the death of old women. But some of the most important events are Jackie's deal with Mr. Spizz and the murderer of old women. In Jackie's deal with Mr. Spizz, Jackie helps Mr. Spizz to buy a tin can of 1080 poison for an exchange of forgetting the gutter weed ticket fine and also ending the runway zoning law problem that Mr. Spizz wrung about with Jackie's Dad airplane project. The other event is the murderer of old women. This event takes place at the end of the novel when Mr. Spizz confessed to Miss Volker regarding the murderer that he has done in Norvelt. Jackie found out the story after saving Miss Volker from the basement. The social interaction happened in the events that include Mr. Spizz are coercion and conflict. This happened because Jackie always clashes with Mr. Spizz in one way or another. The example is the gutter ticket and Jackie's Dad runway. BUNNY'S EVENTS Bunny is a close friend of Jackie. She is a small, funny, brave and sometimes freaky girl with an enormous energy among her. … Bunny was a girl the size of one of Santa's little helpers. She was so short she could run full speed under her dining room table without ducking. She'd take double position at shortstop and second base… Because she grew up in a house full of dead people she wasn't afraid of anything." (Gantos, 2012: 27) She is not an ordinary girl, regarding the fact that her daily routine was watching her dad prepare the dead. Her dad, Mr. Huffer is the man who prepares dead body before burial. He owned the only funeral parlor in town. The events that correlate Jackie with Bunny is unique. The conversation related to the unique preparation of the dead for funeral give Jackie knowledge. He gain the knowledge that to prepare dead body you must sew the mouth shut so it doesn't open again. Other example of the event is the Hufferville plan. Jackie found out the plan after meeting up with Bunny to accompany her fire patrol duty. The plan give Jackie the knowledge that Mr. Huffer tried to expand his business to another kind of business, which is a plan to build a new town on the land of Norvelt by buying all the land and moving the old house to another location. The social interaction that mostly happened between Jackie and Bunny are cooperation, coercion and also conflict. These social interaction mostly happened in a close friend relationship and it is natural to have a coercion and conflict in this kind of relationship. THE INFLUENCING FACTORS OF JACKIE'S APPLYING EXPERIENTIAL LEARNING IN HIS LIFE To find out the elements of experiential learning the analysis will be divided into two different factors. The first one is the analysis which use social interaction found in the conversation between Jackie and other characters and the action that happened between Jackie and other characters that create an experience reward to be learned by Jackie. The second one is the analysis which doesn't involve any social interaction at all. So in this second analysis Jackie gain experience through his own critical thinking which can be called self-realization. This analysis will focus on Jackie's experience in reading history books and Jackie's thought. EXPERIENTIAL LEARNING INVOLVES SOCIAL INTERACTION The analysis will be divided into two parts, the conversation part between Jackie and other character in the novel and the other is Jackie's actual experience throughout the novel. The experience can be classified according to the type of social interaction that has been described in chapter two above. Conversation is the basic social interaction that happened between people in life. Conversation is a form of interactive, spontaneous communication between two or more people who are following rules of etiquette. It is a polite give and take of subjects thought of by people talking with each other for company (Conklin, 1912: 22). Conversation used as a tool to deliver thought of a person to another person. Occasionally, the conversation consist of small talk but it also may consist of something intelligent for example a conversation about history fact, which appears a lot in this novel, and other information on special topic such as war experience. In this part, the conversation will be focused on Jackie's conversation with other characters in the novel that generalize in some specific topic conveyed through the event. The first event considered an important experience learning is the conversation related to Eleanor Roosevelt and her Idealism. This event give Jackie knowledge on Eleanor Roosevelt's historical background in building Norvelt and also her Idealism through her point of view. Eleanor Roosevelt's idealism of living in dignity and living without fear of having no money conveyed in Norvelt town. It is originally her idea to build a community town that release the wrath of economic depression by sustaining life through helping each other out. Jackie learns this through several conversation portrayed inside the novel. Norvelt originally comes through a mind of Eleanor Roosevelt. The mind of having a community based town to increase the standard living of the coal miners. The first conversation about Eleanor Roosevelt appears between Jackie and Mr. Fenton. I had asked Mr. Fenton about it and he said he wanted a hundred bucks because it had historic value. "Eleanor Roosevelt was driven around Norvelt in it," …. Every time her name was mentioned everything went up in price, which was so backward because she wanted everything to go down in price. (Gantos, 2012: 21) Eleanor Roosevelt wanted to build a strong community within Norvelt, to start a helping neighborhood so people doesn't have to depend on money like they used to. Since the great depression era, Norvelt becomes a model community to start living in a better standard. This can be seen in the next quotation. "But Godmother Roosevelt came to the rescue. She made sure people had real houses - little New England-style houses – and they had bedrooms and a living room and a useful kitchen and a bathroom with a bathtub, and even a laundry room with washing machine. The government called this luxury living. But Mrs. Roosevelt called it living with dignity." (Gantos, 2012: 88) Eleanor Roosevelt fought for the people, to make sure they had a deserved place to live in. She especially fond of the principle of Thomas Jefferson the third President of USA that every American should have a house enough to plant their own food in their property. This is to maintain that when money was hard to get, they can still living by growing crops to feed their own family. This is also depicted in the quotation below when Miss Volker is making the obituary for Mrs. Dubicki. "Mrs. Roosevelt was especially fond of a Jeffersonian principle that shaped the planning of Norvelt. Jefferson believed that every American should have a house large enough piece of fertile property so that during hard times, when money was difficult to come by, a man and woman could always grow crops and have enough food to feed their family. Jefferson believed that the farmer was the key to America and that a well-run family farm was a model for a well-run government. Mrs. Roosevelt felt the same. And we in Norvelt keep that belief alive." (Gantos, 2012: 97) Jackie learns a bit of history of Norvelt and also the principal idea of Eleanor Roosevelt that wants to bring Norvelt family into a role model for every town in the United States. This intelligence came from a conversational subject between Jackie and Mr. Fenton and also Jackie and Miss Volker. The process of experiential learning can be seen on the table below. The event between Jackie and Bunny is the preparation of a dead man. In this event, Jackie learns about how the dead being prepared for the last tribute. This event occurs in a conversation between Jackie and Bunny while they were playing baseball on the field. Bunny was asking about Jackie's doing obituary for Mrs. Slater for the paper. She think that it was well written. So she gives Jackie a gift, dentures from Mrs. Slater funeral preparation. Jackie was surprised to know that Bunny had Mrs. Slater dentures. He thought that it was buried with Mrs. Slater body. Then Bunny tells him a story about how to prepare a dead body for funeral viewing. "You don't know anything about preparing dead people for a viewing," she bragged. "If you'll notice, the stiffs are always displayed with their mouths closed because my dad has to sew their mouths shut. If they don't have real teeth you just sew their gums together which is actually easier, so we keep the dentures. Dad saves them because when he gets a boxful he donates them to the retirement home and some of those old people reuse them." "You really have to sew the mouth shut?" I asked. That stunned me. It seemed so brutal. "With an upholstery needle and twine," she added, knowing she was making me nervous. "It's like sewing up a turkey after you stuff it, is how my dad puts it." (Gantos, 2012: 30) Bunny tells him about how his dad sews the dead's mouth to prevent them from opening. And she also tells him about how the dentures are being kept. Because if someone doesn't have teeth it is easier to sew the gum where the teeth belong rather than to keep the dentures inside. The dentures will be donated to the old house to be reused by seniors. Bunny also describes the sewing session was like sewing up turkey for Thanksgiving. Imagining it was already too much for Jackie as his nose starting to bleed. This makes Bunny curious and ask Jackie about what happened to his nose. And then Jackie tell Bunny about how his sickness correlated on all things, fear, excited, startled, imagining scary stuff and etc. I felt my blood surge like a tidal wave toward my face. "Are you always like this?" she asked, and pointed her stubby hand at my nose. "Yes," I croaked, and wiped away a few drops of blood. "You should see a doctor," she advised. "It's nothing," I said. "I have a very sensitive nose. Anything makes it bleed." (Gantos, 2012: 30) This event helps Jackie to understand more about how to prepare dead body for a funeral. It also helps him to share his problem about his nose to Bunny. It makes Jackie feels comfortable even though he had nose that bleeds a lot. The event of preparing dead body can be disassembled through the table below: Experience Bunny tells Jackie about how to prepare dead people for funeral viewing Critical Reflection Bunny reflected on the event in past about his dad sewing the dead's mouth Active Experimentation Bunny tell Jackie that the process of sewing the mouth was just like sewing up turkey Abstract Bunny explain further about how the dentures are being kept if the body doesn't have teeth Further Critical Reflection Jackie knew about how to prepare dead men. And Bunny knew about Jackie's sickness and what triggers his nose to bleed. EXPERIENTIAL LEARNING WITHOUT SOCIAL INTERACTION This part of analysis will conveyed events that happens in the novel which involving Jackie as the only person who experience it. It occurs without any social interaction with other character. Self-realization is a concept where people realize on their own regarding a certain event that perceived through their behavior. Mortimer Adler defines self-realization as freedom from external coercion, including cultural expectations, political and economic freedom, and the freedom from worldly attachments and desires etc. (1958: 127, 135, 149). In this novel, the self-realization comes into the mind of Jackie Gantos who realize his action and try to comprehend the effect of his action. The first event that reveal the concept of self-realization is the event of Jackie's rifle. In this part of the story, Jackie is playing with his dad rifle. The old Japanese rifle is still working well, so even though Jackie knew it was dangerous he still plays with it but he let loose the ammo clip to make sure it was not blasting accidentally. I lifted the rifle again and swung the tip of the barrel straight up into the air. I figured I could gradually lower the barrel at the screen, aim, and pick off one of the Japanese troops. With all my strength I slowly lowered the barrel and held it steady enough to finally get the ball centered inside the V, and when I saw a tiny Japanese soldier leap out of a bush I quickly pulled the trigger and let him have it. BLAM! The rifle fired off and violently kicked out of my grip. It flipped into the air before clattering down across the picnic table and sliding onto the ground. … (Gantos, 2012: 4) Based on the narration above, there are no social interaction that happened. According to R.J. Rummels, social interaction requires a mutual orientation. (Hawaii.edu, pars 8) This mean that there must be two or more person available in the interaction and they must be aware of each other. So the text above only represent experiential learning. It only happened because of Jackie's action, playing with his Dad's Japanese rifle. There is no other person involved in and there are on mutual orientation happened. The elaboration of the theory can be seen below on the table. Active Experimentation The rifle's blasting a bullet through the neighborhood yard Abstract Jackie aiming his rifle and pull the triggers like an actual soldier Experience Jackie playing with rifle Critical Reflection Jackie watching war movie and pretend to be a soldier Further Critical Reflection Jackie confuse and try to comprehend about what happened to the gun, why did it blast off and try to be more safe with gun in the future The table explains about how Kolb's experiential learning theoryworks in this novel. Experience is the first event that take notice of Jack playing with his Dad Japanese rifle. Critical Reflection tells us about Jackie's thought about his new toy by watching a war movie and pretend to be a soldier. Abstract is the conceptualization of Jackie's thought about being an actual soldier by aiming his rifle and pull the triggers as if he is in war. Then the Active Experimentation shows the cause of Jackie's action for playing with his gun. At last Jackie made another further Critical Reflection by showing his confusion about the matter and try to comprehend about what happened to the gun, why it blasted off and he will try to be more careful with gun in the future. The War concept is the next event that appear as a self-realization of Jackie. War is a devastating event. Jackie's dad is a former marine in World War II so when Jack was digging the bomb shelter he usually asked about war stuff to his dad. In chapter 9, Jackie asked his Dad about war. "Hey, Dad" I called behind him as he walked toward the tractor. "Which do you think is more deadly? Past history or future history?" He didn't even slow down to think about it. "Future history." He yelled back without hesitation. "Each war gets worse because we get better at killing each other." (Gantos, 2012: 52) Jackie then think about his dad statement and began to comprehend about war in the past such as the quotation below. That sounded so true. At first caveman bashed each other's heads in with rocks and sticks. By the time of the Crusaders it was long swords and arrows, and at Gettysburg they were blasting each other to bits from cannons filled with lead balls, iron chains, railroad spikes, and door knobs. And atomic bombs made future wars look even more hopeless. (Gantos, 2012: 52) He then think about the result of a nuclear war, the effect on earth and also the animals and human being after the radiation take effect. No humans will survive. All the animals will die. Fish will rot in acidic water. All vegetarian will wilt in the polluted air. There will be nothing left but enormous insects the size of dinosaurs. (Gantos, 2012: 52) Jackie then continue to march on his job to dig a bomb shelter. Knowing that the future might get worse than he thinks and the only hope for survival might be by building cities underground just like his Dad used to say that the army built one to protect the president and all the self-important government people. Jackie self-realization appear in the event after his dad tell him about how future war is more deadly because we get better in killing people. He then began to think about the war, how it effects on human life. Another war concept appear in Miss Volker dictation about Mrs. Vinyl when she entered the history part regarding the Hiroshima incident. " … Most people think that the atomic bombing of Hiroshima was necessary for ending the war." She continued. "And there is some truth to that, given that the Japanese were prepared to fight to the last person to protect their country. But what the atomic bombing of Hiroshima should teach everyone is that you don't win the war by being more moral or ethical or nicer or more democratic than your enemy. And God has nothing to do with winning or losing. … You win a war by being tougher and meaner and more ruthless than your enemy. You beat, burn, and crush them into the ground. This is the historic rule of winning a war. …" (Gantos, 2012: 126) But in this part Jackie learn by listening to Miss Volker speech about the obituary, which is not his own self-realization. So, this analysis regarding the Hiroshima incident will not appear in the experiential learning because the table will only focus on the self-realization part of Jackie's thought about the war. Actual Experimentation Jackie then think about how the caveman fight, and goes throughout history until the atomic incident Experience Jackie digging a bomb shelter he then asked his dad about the war Critical Reflection His dad then answer without doubt that future history is more deadly Abstract His dad give a clear perspective about how war in the future is more deadly by giving statement that people get better at killing people in the future Further Critical Reflection Agreeing his dad, he continued to dig for bomb shelter in hope for a future save compartment when they enter the future history war. CONCLUSION Based on the recent analysis, the result can be concluded that experiential learning appear through events that Jackie's going through in his summer holiday in Norvelt. Those event occured between Jackie and other characters in the novel. Jackie's parents, Miss Volker, Mr Spizz, and Bunny are some of the most important characters that build Jackie's intellectual mind. Experiential learning occured because of the influencing factors, the social interaction that happened between Jackie and the other characters in the novel and also Jackie's self-realization. The first conclusion is concerning about how the experiential learning happened. The experiential learning appeared because of the events that depict the learning process between Jackie and other characters in the novel. The experiential learning is represented through the Kolb's experiential learning table so the process of experiential learning can be seen clearly. The experience table shows the event of social interaction between Jackie and the other characters, or the event of self-realization by Jackie himself. These experience table then proceeds into a critical reflection of the problem and encourages Jackie to think about the event which stimulate an abstract conceptualization of the event. Jackie then actively experimented on the abstract that he created from the previous table, to gain a concrete experience which then enabled him to get knowledge regarding the matter. Jackie then created a further reflection of the experience, and think about the result of the experience. This further critical reflection create a scaffold for further learning, and allow for further experiences and reflection.Critical reflection reinforces the fact that experiential learning and reflective learning a
This article describes the Spanish for Specific Purposes Certificate (SSPC) program at the University of Alabama at Birmingham (UAB), the first undergraduate certificate at the University, which was established in 2007. The SSPC caters to the professional needs of both traditional, degree-seeking students and non-traditional local professionals. The SSPC coexists with the long-established major and minor programs in Spanish in the Department of Foreign Languages and Literatures. The goal of the SSPC is to fulfill the needs of its dynamic, millennial students and of the increasingly diversified community. ; To cite the digital version, add its Reference URL (found by following the link in the header above the digital file). ; SPANISH FOR SPECIFIC PURPOSES CERTIFICATE (SSPC) PROGRAM Scholarship and Teaching on Languages for Specific Purposes (2013) 62 The Spanish for Specific Purposes Certificate (SSPC) Program: Meeting the Professional Needs of Students and Community Lourdes Sánchez-López University of Alabama at Birmingham Abstract: This article describes the Spanish for Specific Purposes Certificate (SSPC) program at the University of Alabama at Birmingham (UAB), the first undergraduate certificate at the University, which was established in 2007. The SSPC caters to the professional needs of both traditional, degree-seeking students and non-traditional local professionals. The SSPC coexists with the long-established major and minor programs in Spanish in the Department of Foreign Languages and Literatures. The goal of the SSPC is to fulfill the needs of its dynamic, millennial students and of the increasingly diversified community. Keywords: Business Spanish, certificate programs, languages for specific purposes (LSP), medical Spanish, Spanish for occupational purposes, Spanish for specific purposes (SSP), translation and interpretation, University of Alabama at Birmingham (UAB) Introduction Society is changing rapidly and drastically. In a world that is no longer round but flat (Friedman, 2005), students prepare for a globalized job market that is open to anyone in the world. This means that the jobs that once were available to only a few, now are available to millions. And, often times, the decisive factor for an employer is the multilinguistic and multicultural qualifications of applicants. Recent studies and their data suggest a pressing need to revise foreign language curricula in the United States to better meet the needs of students and society ("Foreign Languages and Higher Education," 2007; "Report to the Teagle Foundation," 2009). Many university programs in the US are responding to these needs by adapting existing language programs or developing new ones (Doyle, 2010; Jorge, 2010; Sánchez-López, 2010). Two decades ago Grosse and Voght (1990) reported the results of the first extensive survey conducted in 1988 in the US regarding the status of languages for specific purposes (LSP) nationally. Linking their study to a report from the President's Commission on Foreign Languages and International Studies (1980), Grosse and Voght reported that LSP courses had gained a place in the higher education curriculum since the 1980s in the US. Their study suggested a decline of foreign language skills in the US and a need of language courses specific for the professions, and their survey results indicated that over 60% of language departments offered some type of LSP courses. However, these data also suggested that LSP still had a minor role in the foreign language curriculum overall. In a recent survey study by Long and Uscinski (2012) and following the model of Grosse and Voght, the authors report that the current "presence of LSP courses in colleges and universities across the United States has remained about the same over the past 30 years." (p. 175). There is no significant difference in the number of institutions that offer LSP courses. However, Long and Uscinkscy's timely study sheds new light on the type of LSP programs (e.g., majors, minors, certificates or graduate programs) that are offered SPANISH FOR SPECIFIC PURPOSES CERTIFICATE (SSPC) PROGRAM Scholarship and Teaching on Languages for Specific Purposes (2013) 63 nationally. The results of their study suggest that 27% of the respondents offer some type of LSP program, most of them at 4-year universities. The authors conclude that LSP has steadily and quietly settled in as another curricular option, beside literature, cultural studies, and linguistics, in institutions where students demand it, thus providing the students who are motivated to enter these fields with valuable applied skills in both language and cultural understanding. We predict a continued steady presence of LSP in university curricula for years to come. (Long & Uscinski, p. 188) Two decades ago Grosse and Voght (1990) optimistically predicted growth of LSP in the US that, according to Long and Uscinkscy (2012), has not materialized yet. However, according to both of these studies, the status of LSP in the US is strong and has become slowly more visible with time, with dozens of new LSP programs that cater to new societal needs (for a list of some of these programs see Sánchez-López, 2010). One of these new programs is the Spanish for Specific Purposes Certificate (SSPC) program at the University of Alabama at Birmingham (UAB), which was established in 2007 and was the first undergraduate certificate at the University. The SSPC caters to the professional needs of both traditional, degree-seeking students and non-traditional local professionals. The SSPC coexists with the long-established major and minor programs in Spanish in the Department of Foreign Languages and Literatures (DFLL), and it attempts to fulfill the needs of its dynamic, millennial students and of the increasingly complex community. Background The University of Alabama at Birmingham is a medium-sized (about 18,000 undergraduate and graduate students) public university in Birmingham, Alabama. Birmingham is a metropolitan city with a rapidly growing Hispanic population over the last three decades. Just recently, the state's Hispanic population grew from 1.7% in 2000 to almost 4% in 2010, a nearly 145% increase (US Census Bureau, 2010). Because of this, hospitals, clinics, police and fire departments, government offices and local businesses have seen the increasing need to be able to communicate with Hispanic patients, customers and clients in Spanish. However, this rapid and steady growth has recently and abruptly come to a halt due to a newly passed state immigration law. In June 2011, the state of Alabama Government passed the Beason-Hammon Alabama Taxpayer and Citizen Protection Act, commonly known as H.B. 56 (State of Alabama, 2011). This is one of the strictest immigration laws in the country, which has led to a general state of fear among undocumented individuals. It has already impacted demographics of the state with a significant decrease on the growth of Hispanics in the state, including children (Center for American Progress, 2011; Novak, 2012; Southern Poverty Law Center, 2011). UAB was established in 1945 originally as the Medical Center of Alabama. The academic side of campus was later established in 1969, branching off from the University of Alabama, Tuscaloosa. For decades both the medical and the academic sides functioned as two almost independent units, with very little interaction between them. Today, although most faculty, students and staff still refer to the west or the east side of campus SPANISH FOR SPECIFIC PURPOSES CERTIFICATE (SSPC) PROGRAM Scholarship and Teaching on Languages for Specific Purposes (2013) 64 (or the medical and the academic side of campus), institutional efforts attempt to portray both sides of the University as one unit, with a synergetic relationship, interdependent, with everyone on board moving in the same direction. Health-care and diversity are two of the best-known and most marketed landmarks of the University. The UAB vision is: "A world-renowned research university and medical center—a first choice for education and healthcare" (UAB Vision, 2012). In addition, The Princeton Review has ranked UAB as the 5th most diverse campus nationally in 2011 (The Princeton Review, 2013). Many undergraduate students choose UAB because they would like to pursue a career in a health-related field. Pre-medicine is a popular track among UAB undergraduate students with an annual average of 44% of entering students who declare a pre-medicine track (UAB Office of Planning and Analysis, 2012). The UAB Department of Foreign Languages and Literatures (DFLL) was established in the late 1960s as most languages departments were at the time, with a focus on language, literature and culture. UAB had a language requirement for the core curriculum up to the late 1990s, when it was eliminated. Since then, there is no language requirement at UAB. In the early 2000s, the DFLL combined their two majors in Spanish and French into a major in Foreign Languages (with Spanish and French tracks), largely due to a state requirement for viability. In addition, the DFLL also offers minors in Arabic, Chinese, French, German, Italian, Japanese and Spanish. A large percentage of students in the major are double majors in Spanish or French and another disciple (biology, chemistry, criminal justice, international studies, pre-medicine, pre-nursing coupled with Spanish are some of the most common double majors). With an eye toward the long-term needs of the department in 2001 the UAB, DFLL hired me as the first applied linguist for a dual purpose. I was charged with developing linguistics courses at all levels and with developing and teaching certain Spanish for Specific Purposes (SSP) courses, such as medical, business, professional Spanish and translation and interpretation. All of these courses (linguistics and SSP) were never intended to replace the existing literature and culture courses, but rather, to expand the repertoire of offerings to cater to a larger pool of students and professional interests. The SSP courses were well received and offered on demand with regularity. After a few years, additional instructors were asked to teach these courses as well, becoming specialists in the different areas, such as business, health and translation and interpretation. However, the vast majority of students enrolled in the SSP courses were regular UAB students (either majors or minors, or students who took one or two of these courses as electives). The Department received frequent inquiries from individuals in the community and local businesses wishing to learn occupational Spanish, but, unfortunately, the University admission system did not make it easy for them to enroll as non-degree seeking students. Faculty also received almost daily requests from the medical side of campus, from other hospitals and clinics, from government agencies, from court services, and from different local businesses asking for translation and interpretation assistance. Faculty and/or students would help depending on the situation. As these challenges increased over the years, the DFLL decided to explore other options to better meet the needs of the community and the local professionals; and at the same time to reward the regular students who were successfully completing many or all of the SSP courses, but were not receiving any particular degree or recognition in SSP. At such point, offering a certificate program SPANISH FOR SPECIFIC PURPOSES CERTIFICATE (SSPC) PROGRAM Scholarship and Teaching on Languages for Specific Purposes (2013) 65 in SSP was an interesting and promising idea, which materialized in the fall semester 2007. A Journey to the Spanish for Specific Purposes Certificate: Program Design: Approval and Description Due to the success and high demand of the SSP courses offered in the UAB DFLL and to the increasing requests for assistance with translation and interpretation to cater to the Hispanic community, in 2005 I was asked by my chairperson, Sheri Spaine Long, who sought to respond to societal trends, to investigate models of certificate programs worldwide and to explore if a certificate program in SSP would meet the specific needs of the DFLL, the UAB undergraduate population and those of the community. Over the course of several months, I investigated models of certificate programs and other types of languages for specific purposes programs nationally and internationally. Based on a careful assessment of the information gathered, the chairperson and I decided that a certificate program was an optimal option for UAB and for the Birmingham community. Then, the second and most detailed stage of the process started: the design of the program and the development of a program proposal. I was asked to design a program that utilized the resources of the DFLL and the courses that were already offered, at least at the outset. I met with a variety of institutional constituents (Office of Admissions, Office of Undergraduate Affairs, and Office of Undergraduate Policies and Procedures) at different stages during the design of the program proposal. These constituents gave me valuable advice on how to craft the program and what the prerequisites should be. Over the course of the following year, the SSPC proposal was approved at each stage by the DFLL, the School of Arts and Humanities Curriculum and Educational Policies Committee, the University Office of Undergraduate Policies and Procedures, and, finally, by the Board of Trustees of the University of Alabama System in May 2007. The SSPC was the first undergraduate certificate at UAB, and it was first implemented in the Fall 2007. It was lauded as a model program to meet societal needs and consolidate and expand language enrollment. The SSPC program was designed for traditional as well as non-traditional students. The main objective of this program was, and still is, not only to fulfill UAB students' academic needs for their future, but also to create connections with local professionals. Because of the steady growth of the Hispanic population in the nation, with almost 17% percent of the population (US Census Bureau, 2012), each day more and more pro-fessionals, such as teachers, medical care professionals, business people, law enforcement officers and others, have the need to communicate with the Hispanic community. The courses are content, vocabulary and culture-based. Students learn the vocabulary, language and cultural background that they use in their professional field through extensive practice in the classroom and also out of class through service-learning opportunities. Publication and promotion of a new program is paramount for its success. An easy to navigate and informative website is critical for the SSPC (http://www.uab.edu/languages/ssp). The website houses the necessary documents that offer information to prospective students and local professionals, and a detailed description of the application process can also be found there. Once the website and all SPANISH FOR SPECIFIC PURPOSES CERTIFICATE (SSPC) PROGRAM Scholarship and Teaching on Languages for Specific Purposes (2013) 66 documentation (e.g., program application form, student manual, checklist, and flier) were created, the program was ready for promotion and student recruitment. Promotion and recruitment efforts included regular information sessions (2–3 per semester) open to all students and the general public; briefings at academic advisors general meetings; presentations at specific business, health and international studies classes; and announcements in local newspapers, magazines and UAB's website and newspapers. The SSPC program requires completion of a minimum of six classes (18 credits) in SSP, of which at least 12 credits must be at the advanced level. Students may choose classes within the professional track of their interest (e.g., health care, business or translation and interpretation), but they are required to take a phonetics and phonology course and a foreign language service-learning course for the completion of the SSPC requirements. The foreign language service-learning course must be taken towards the end of the program to ensure that students have the desired occupational language skills to function well working with a community partner.1 Students must receive an A or B grade in all courses and maintain a minimum of 2.8 GPA in Spanish to maintain a "good standing" status. They can retake courses for a higher grade if necessary. The final program requirement is to pass an oral interview at the level of intermediate-mid or above, according to the ACTFL speaking guidelines.2 There is a program application process that is open all year. Regular UAB students must submit an electronic application. Local professionals must first be admitted as non-degree seeking students at UAB before they can apply for the SSPC.3 The SSPC program director reviews applications and sends acceptance or rejection letters. Then, she communicates with the UAB Director of Academic Records who updates the students' records and transcripts. SSPC candidates are asked to meet with the SSPC advisor at least once a year for an advising session, although many students choose to meet more frequently. Outcomes, Program Assessment and Outgrowth The SSPC has become a popular program in the Department of Foreign Languages and Literatures. In its five years of existence, the program has enrolled 86 students, of which 27 have already successfully graduated from the program. The program offers three tracks: health care, business, translation and interpretation. Each track offers two courses, one at the intermediate and one at the advanced levels. Not surprisingly, due to the specific context at UAB and in the Birmingham area, the most popular and highest enrolled courses have usually been the Spanish for health professional classes, which are offered every semester (three times a year). The rest of the classes are offered once or twice a year, depending on demand and instructor availability. Because some of these courses are not offered every semester, it is very important that SSPC candidates meet regularly with the SSPC advisor to ensure that they graduate in a timely manner. One of the main and most visible successes of the SSPC are the collaborations that have been established with other units on campus, such as the Schools of Business, Dentistry, Health Professions, Nursing and Medicine. The advanced Spanish for Health Professionals course is offered cross-listed with the School of Nursing courses, creating a unique and enriching learning environment for all students, who share the same classroom. The SSPC faculty design and teach courses for students in the Schools of SPANISH FOR SPECIFIC PURPOSES CERTIFICATE (SSPC) PROGRAM Scholarship and Teaching on Languages for Specific Purposes (2013) 67 Dentistry and Medicine with regularity. Recently, a former Spanish major from the DFLL and a current medicine student, partnered with the DFLL and the SSPC to organize a short Spanish course for medical students. The course was designed and taught by an SSPC faculty and offered during the winter break between sessions in the School of Medicine (Davidson & Long, 2012). Furthermore, weekly Spanish conversation tables are offered by SSPC faculty, which are open to any student on campus with an interest in health related professions. In addition, the Graduate Student Associations of the Schools of Medicine and Dentistry have separately organized weekly Spanish conversation tables led by SSPC faculty and students. All of these efforts clearly indicate the high level of interest to learn Spanish from the part of the students in health-related professions, who are doing whatever they can to include some level of medical Spanish study in their busy academic schedules. Another success of the SSPC is the quality of student research, which is linked to the professional interest of the student within a local context. Two illustrative examples, from the inception of the program to the most recent are "Legalese and Spanish: The Hispanic Immigrant Experience with the Legal System in Birmingham, Alabama" (Hall, 2007) and "H.B. 56 and Its Impact in the State of Alabama" (Novak, 2012). In the former, SSPC and Spanish Honor's student Brittlyn Hall conducted a survey study among law firms in Birmingham to investigate the level of legal support offered to the Hispanic population and the specific Spanish needs of these firms. In the most recent, SSPC graduate and current MBA student in the School of Business investigated the economic impact of the new State immigration law known as H.B. 56 mentioned earlier (Novak, 2012). Both studies linked the students' professional interest to their community. The studies taught them not only valuable information about their professions and future careers, but also gave them firsthand experience about how their professions interact with their community and the synergistic relationships that are born from such interactions. An integral part of the long-term success of a new program is periodic program evaluations to assist in implementing necessary modifications. At the end of the program students are asked to complete an SSPC Exit Survey, in which they provide useful feedback about the program. This is mainly a demographic and a student satisfaction survey (see survey in the Appendix) used to get to know our students, their needs and their expectations better and to make adjustments as necessary. One important modification that has already been implemented in light of the students' feedback is an additional course on translation and interpretation at the intermediate level (the original certificate only offered advanced translation and interpretation). This new course was necessary as a stepping-stone to the advanced course, which was regarded as too challenging by many students. Another important addition to the program occurred in 2010. The SSPC and the Department of Art and Art History partnered to have a student competition to design a logo for the SSPC. As a class requirement, all students in an advanced graphic design class were asked to design a logo. This was a unique and incredible experience for students, since not only was this their first real assignment, but they also were competing for the first time for a real client. There were 27 entries. Graphic design students met with the SSPC Director and explained their logo, motivations and meanings. After that, the SSPC Director asked all faculty in the Department of Foreign Languages and Literatures to vote on their first three choices. The logo with the most votes was selected as the SSPC official logo (see logo at http://www.uab.edu/languages/ssp).4 SPANISH FOR SPECIFIC PURPOSES CERTIFICATE (SSPC) PROGRAM Scholarship and Teaching on Languages for Specific Purposes (2013) 68 In an effort to strengthen the business Spanish track of the SSPC, in 2010, the interim chairperson of the Department of Foreign Languages and Literatures John K. Moore and the SSPC Director met with administrators in the School of Business to discuss ways in which to collaborate. After several meetings, it was clear that there was a need and an interest for Spanish (and Chinese) in the business world. However, the business curriculum at UAB is rather inflexible due to their accreditation limitations. Because business students at UAB are unable to incorporate the SSPC program into their regular curriculum, the Department of Foreign Languages and Literatures offered to design a new and shorter 12-credit program catered to business majors: a new minor in Spanish for Business. The new minor employs courses already existing in the Department of Foreign Languages and Literatures: Spanish for the Professions, Business Spanish and any other two intermediate or advance Spanish courses. The proposal was approved by the University in April 2011 and was first implemented in the fall of 2012 (for an overview of the program, visit: http://www.uab.edu/languages/images/pdfs/news/Minor_Spanish_for_Business.pdf). As this new program is in its first year, it is still premature to make an accurate evaluation. However, due to the overall success of the SSPC and to the growing globalized economies and markets, we predict a successful prospect for this new program. We look forward to report related findings in the near future. Conclusions and Future Directions As the results of surveys by Grosse and Voght (1990) and recently by Long and Uscinski (2012) have demonstrated, LSP courses and programs in the United States are no longer peripheral within the educational curriculum in higher education. They have become highly demanded by a dynamic student population that is in charge of their own learning and wish to be well prepared for an extremely competitive future in a globalized world. This article has described the recently established Spanish for Specific Purposes Certificate program at the University of Alabama at Birmingham within a local context. This program caters to traditional and non-traditional students who share educational goals and classroom experiences. Because it is a highly practical and applicable program in real life, and because it is available to all students and local professionals, the SSPC has become one of the fastest growing programs at UAB with almost 30 graduates in its short existence. Most importantly, the program has created strong and synergistic connections and collaborations with local companies (e.g., hospitals, clinics, charity organizations, banks, libraries, law firms, government offices, schools and early learning centers) through the foreign language service-learning course required for the SSPC. In addition, the SSPC has established collaborations with other units on campus, such as the Schools of Business, Dentistry, Health-Professions, Nursing and Medicine. Furthermore, SSPC students produce high quality research linking their professional interest to their communities and exploring its synergetic relationships. SSPC graduates move on to a variety of professional fields in health, business and translation and interpretation services, or to graduate programs in related fields in which their knowledge of occupational Spanish is (or will be) useful and beneficial to them, their companies and their community. SPANISH FOR SPECIFIC PURPOSES CERTIFICATE (SSPC) PROGRAM Scholarship and Teaching on Languages for Specific Purposes (2013) 69 One significant outgrowth of the SSPC is the new minor for Business Spanish established in fall 2012 utilizing SSPC resources. This new program seals collaborative efforts between the Department of Foreign Languages and Literatures and the School of Business and aims to cater primarily to Business students, but is also open to any student with an interest in pursuing an international career. As mentioned earlier, an integral part of a successful program is periodic program assessment. The SSPC Exit Survey taken by graduating students gives the SSPC director and faculty regular opportunities to reflect upon the progress of the program, and thus, to make revisions where necessary. In addition to this informal form of student satisfaction evaluation, it is important to conduct some type of performance assessment to investigate the impact that the SSPC classes have on students' Spanish performance. This performance program assessment has been projected to take place within the next academic year and we look forward to new findings. Acknowledgments I would like to sincerely thank former UAB DFLL chairperson Sheri Spaine Long for her full and constant support in the creation, development and implementation of the SSPC and for her always brilliant ideas, as well as for her input on earlier drafts of this paper; to former UAB DFLL Interim chairperson John K. Moore for his full support in the continuation of the SSPC and his critical role in the conceptualization and establishment of the new minor for Business Spanish; to SSPC faculty María Jesús Centeno, Krista Chambless, Brock Cochran, Belita Faki and Malinda O'Leary for their extraordinary work teaching the SSPC courses—the program would not be the same without these remarkable instructors; to all SSPC students who are our source of inspiration every day; and finally, I am grateful to the reviewers of earlier drafts of this paper for their accurate feedback. Notes 1For a detailed description and a sample syllabus of the Foreign Language Service-Learning course required for the SSPC, see Sánchez-López (2013; forthcoming). 2American Council for the Teaching of Foreign Languages proficiency guidelines can be found at http://www.actfl.org/files/public/Guidelinesspeak.pdf. 3Non-degree seeking students must have a minimum of 12 credit hours of successful college level work (grade C or above in all courses), with the following distribution (minimum): at least 6 credit hours in Area 1 (English Composition), at least 3 credit hours in Area 2 (Arts and Humanities), and at least 3 credit hours in Area 4 (Social Sciences). 4The artist of the SSPC logo is UAB's graphic design student Alan Heiman. The faculty member of the graphic design class that participated in this project is Professor Douglas B. Barrett. References American Council for the Teaching of Foreign Languages Proficiency Guidelines (1999). 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Retrieved from http://www.mla.org/pdf/2008_mla_whitepaper.pdf Sánchez-López, L. (2010). El español para fines específicos: La proliferación de programas creados para satisfacer las necesidades del siglo XXI. Hispania, 93(1), 85–89. Sánchez-López, L. (Forthcoming 2013). Service learning course design for Languages for Specific Purposes programs [Special Issue]. Hispania, 96(2). Southern Poverty Law Center (2011). Retrieved from http://www.splcenter.org/ State of Alabama (2011). Retrieved from http://www.ago.state.al.us/Page-Immigration The Princeton Review (2013). Retrieved from http://www.princetonreview.com/TheUniversityofAlabamaatBirmingham UAB Minor in Business Spanish. (2012). Retrieved from http://www.uab.edu/languages/images/pdfs/news/Minor_Spanish_for_Business.pdf UAB Office of Planning and Analysis. (2012). Retrieved from http://www.uab.edu/opa/ UAB Spanish for Specific Purposes program. (2012). Retrieved from http://www.uab.edu/languages/ssp United States Census Bureau. (2010). Retrieved from http://2010.census.gov/2010census/data/ United Stated Census Bureau. (2012). Retrieved from http://quickfacts.census.gov/qfd/states/00000.html UAB Vision. (2012). Retrieved from http://www.uab.edu/home/about University of Alabama at Birmingham (2013). Retrieved from http://www.uab.edu/ SPANISH FOR SPECIFIC PURPOSES CERTIFICATE (SSPC) PROGRAM Scholarship and Teaching on Languages for Specific Purposes (2013) 71 APPENDIX The University of Alabama at Birmingham College of Arts and Sciences Department of Foreign Languages and Literatures Spanish for Specific Purposes Certificate (SSPC) Exit Survey Note: This survey is anonymous. Please, be as honest as possible when completing it. Thank you for providing us with valuable information to get to know our students and to improve our SSPC program. I. Personal Information (circle one) 1. Gender: Male Female 2. Age: 18–20 20–23 24–26 27–30 More than 31 3. Regular UAB Student Non-regular UAB student (local professional) 4. Work: Full-time job Part-time job Unemployed 5. Work place: ______________________________; Position: __________________ 5. Race: African American Caucasian Hispanic Indian Asian Other 6. Major/s: ____________________________ Minor/s: ________________ 7. Previous Higher Education Degrees: _____________________________________ 8. Your first language/s is/are:____________________________________________ SSPC related 1. How long did it take you to complete the SSPC program? ____________________ 2. In which of the three tracks did you specialize (health, business, translation & interpretation)?: ________________________________________________________ 3. Please explain why you pursued the SSPC: __________________________________________________________________________________________________________________________________________________ 4. Did the SSPC fulfill your expectations? Yes No Please explain why? __________________________________________________________________________________________________________________________________________________ SPANISH FOR SPECIFIC PURPOSES CERTIFICATE (SSPC) PROGRAM Scholarship and Teaching on Languages for Specific Purposes (2013) 72 5. Did the SSPC classes fulfill your expectations in general? Yes No Please explain why? __________________________________________________________________________________________________________________________________________________ 6. What did you like the most about the program? __________________________________________________________________________________________________________________________________________________ __________________________________________________________________________________________________________________________________________________ 7. What did you like the least about the program? __________________________________________________________________________________________________________________________________________________ __________________________________________________________________________________________________________________________________________________ 8. Please give us your suggestions on how to improve the SSPC program: __________________________________________________________________________________________________________________________________________________ __________________________________________________________________________________________________________________________________________________ 9. How will the SSPC impact your current or future career? __________________________________________________________________________________________________________________________________________________ __________________________________________________________________________________________________________________________________________________ 10. Would you recommend the SSPC to your friends or colleagues? Yes No 11. Finally, do you give your permission to use the information that you provided above anonymously for statistical and research purposes? Yes No Note: If you have further comments, please use the back of this form. GRACIAS.