Cover -- Title -- Copyright -- Dedication -- CONTENTS -- ACKNOWLEDGMENTS -- 1 Introduction -- 2 A Limited-War Theory of Secrecy -- 3 The Emergence of Covert Warfare -- 4 The Spanish Civil War (1936-1939) -- 5 The Korean War (1950-1953) -- 6 The Vietnam War (1964-1968) -- 7 The War in Afghanistan (1979-1986) -- 8 Conclusion -- Index
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AbstractStates pursue their cooperative and competitive goals using both public and private policy tools. Yet there is a profound mismatch between the depth, variety, and importance of covert activity and what scholars of International Relations (IR) know about it. This article addresses this gap by analyzing how adversaries struggle for influence within the covert sphere, why they often retreat to it, and when they abandon it. It focuses on secrecy among adversaries intervening in local conflicts and develops a theory about secrecy's utility as a device for creating sustainable limits in war. Drawing on insights about secrecy and face-work from the sociologist Erving Goffman, I show that major powers individually and collectively conceal evidence of foreign involvement when the danger of unintended conflict escalation is acute. Doing so creates a kind of "backstage" in which adversaries can exceed limits on war without stimulating hard-to-resist pressure to escalate further. An important payoff of the theory is making sense of puzzling cases of forbearance: even though adversaries often know about their opponent's covert activity, they often abstain from publicizing it. Such "tacit collusion" arises when both sides seek to manage escalation risks even as they compete for power and refuse to capitulate. The article evaluates the theory via several nested cases of external intervention in the Korean War. Drawing on newly available materials documenting the covert air war between secretly deployed Soviet pilots and Western forces, the cases show how adversaries can successfully limit war by concealing activity from outside audiences. Beyond highlighting the promise in studying the covert realm in world politics, the article has important implications for scholarship on coercive bargaining, reputation, state uses of secrecy, and how regime type influences conflict behavior.
This article analyzes how fears regarding information disclosure have shaped responses to the COVID-19 pandemic and whether innovations in confidentiality at institutions like the World Health Organization may address those concerns. Sensitive information abounds in global health crises including health data, treatment options, and treatment administration. This creates a dilemma: sharing information is necessary to identify outbreaks but is prevented by concerns regarding privacy, profits, and political scrutiny. Building on insights from other institutions and issue areas, we assess how global governance institutions might respond to these disclosure dilemmas by developing forms of confidentiality in global disease governance. We analyze the benefits and trade-offs in equipping organizations like the World Health Organization with stronger methods for keeping sensitive information secure. We also use new data on a range of international organizations to show that such enhanced confidentiality can improve institutional effectiveness.
Abstract How does leader age affect international politics? Challenging the existing literature's focus on chronological age, we argue that leaders do not age the same in the eyes of their beholders. Combining insights from gerontology on age-related stereotypes and studies of face-to-face diplomacy, we show that judgments about age informed by high-level personal encounters have profound consequences for how elderly leaders are appraised and treated by their counterparts. A leader who betrays indicators of "senility" during face-to-face encounters will elicit harsh judgments by activating negative stereotypes about aging. Older leaders can also surprise their interlocutors: those long thought to be senile may show themselves as mentally and physically fit. Perceptions of age, in turn, shape how observers understand a leader's agency and shape decisions to "engage" or "bypass" the leader in the context of interstate cooperation. We draw on declassified primary documents to compare American views of three elderly leaders in Cold War Asia—Syngman Rhee, Mao Tse-tung, and Chou Enlai—and how such views informed Washington's approach to these leaders, finding powerful support for our arguments. Our findings suggest new insights for the IR research program on leaders as well as lessons for statecraft in an era of aging decision makers.
AbstractScholars have long argued that international organizations solve information problems through increased transparency. This article introduces a distinct problem that instead requires such institutions to keep information secret. We argue that states often seek to reveal intelligence about other states' violations of international rules and laws but are deterred by concerns about revealing the sources and methods used to collect it. Properly equipped international organizations, however, can mitigate these dilemmas by analyzing and acting on sensitive information while protecting it from wide dissemination. Using new data on intelligence disclosures to the International Atomic Energy Agency and an analysis of the full universe of nuclear proliferation cases, we demonstrate that strengthening the agency's intelligence protection capabilities led to greater intelligence sharing and fewer suspected nuclear facilities. However, our theory suggests that this solution gives informed states a subtle form of influence and is in tension with the normative goal of international transparency.
AbstractHow does publicizing states' illicit activities affect the stability of international order? What does this relationship tell us about how governments react to violations of international rules? In contrast to the conventional wisdom that transparent monitoring strengthens the normative legal order, we argue that these activities often undermine it. We develop two mechanisms through which this occurs: by raising the known rate of noncompliance, and by sharpening the threat that deviance poses to other states. We argue that when enforcers understand the dangers of publicizing transgressions, they do so selectively. Focusing on the nuclear nonproliferation domain, we demonstrate that these concerns shaped American decisions to reveal or obfuscate other states' efforts to obtain nuclear weapons. We formalize this argument and then empirically test the model's predictions using in-depth case study analyses. We find that the US failed to disclose infractions when this publicity would have undermined the rules through the two mechanisms we identify. However, while concealing violations can prevent proliferation in response to specific nuclear programs, it can also create potential dangers to a regime's overall health and stability. In addition to reassessing a widely shared assumption about the value of transparent monitoring, this article's broad theoretical framework can shed light on enforcement and compliance dynamics in a variety of international settings.
Scholars have long argued that transparency makes international rule violations more visible and improves outcomes. Secrets in Global Governance revises this claim to show how equipping international organizations (IOs) with secrecy can be a critical tool for eliciting sensitive information and increasing cooperation. States are often deterred from disclosing information about violations of international rules by concerns of revealing commercially sensitive economic information or the sources and methods used to collect intelligence. IOs equipped with effective confidentiality systems can analyze and act on sensitive information while preventing its wide release. Carnegie and Carson use statistical analyses of new data, elite interviews, and archival research to test this argument in domains across international relations, including nuclear proliferation, international trade, justice for war crimes, and foreign direct investment. Secrets in Global Governance brings a groundbreaking new perspective to the literature of international relations.
How does leader age affect international politics? Challenging the existing literature's focus on chronological age, we argue that leaders do not age the same in the eyes of their beholders. Combining insights from gerontology on age-related stereotypes and studies of face-to-face diplomacy, we show that judgments about age informed by high-level personal encounters have profound consequences for how elderly leaders are appraised and treated by their counterparts. A leader who betrays indicators of "senility" during face-to-face encounters will elicit harsh judgments by activating negative stereotypes about aging. Older leaders can also surprise their interlocutors: those long thought to be senile may show themselves as mentally and physically fit. Perceptions of age, in turn, shape how observers understand a leader's agency and shape decisions to "engage" or "bypass" the leader in the context of interstate cooperation. We draw on declassified primary documents to compare American views of three elderly leaders in Cold War Asia—Syngman Rhee, Mao Tse-tung, and Chou Enlai—and how such views informed Washington's approach to these leaders, finding powerful support for our arguments. Our findings suggest new insights for the IR research program on leaders as well as lessons for statecraft in an era of aging decision makers.