A time to nourish? Evaluating the impact of public procurement on technological generality through patent data
In: Research Policy, Band 47, Heft 5, S. 936-952
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In: Research Policy, Band 47, Heft 5, S. 936-952
In: Research Policy, Band 44, Heft 3, S. 726-747
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In: CESifo Working Paper No. 10775
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Does workload constitute a bottleneck to a public agency's mission, and if so, to what extent? We ask these questions in the context of the US government's procurement of R&D. We link tender, contract, patent, and office records to the identity of the officer responsible for the procurement process to estimate how workload in the federal acquisition unit affects the execution of R&D contracts. The identification comes from unanticipated retirement shifts among contracting officers, which we use to instrument workload. We find a large increase in patenting at the extensive margin when the same officer is exposed to a declining workload. In our sample, an additional contracting officer in the procurement unit, holding fixed the procurement budget and number of purchases, leads to a two percentage point increase in the probability for an R&D contract to generate patents. We provide suggestive evidence that backlogged contracting officers are unable to devote enough time to tender and contract specifications.
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In: Research Policy, Band 51, Heft 10, S. 104584
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In: de Rassenfosse , G , Jaffe , A & Raiteri , E 2019 , ' The procurement of innovation by the U.S. government ' , PLoS ONE , vol. 14 , no. 8 , e0218927 . https://doi.org/10.1371/journal.pone.0218927
The U.S. government invests more than $50 billion per year in R&D procurement but we know little about the outcomes of these investments. We have traced all the patents arising from government funding since the year 2000. About 1.5 percent of all R & D procurement contracts have led to at least one patent for a total of about 13,000 patents. However, contracts connected to patents account for 36 per cent of overall contract value. The gestation lag from the signing date of the contract to the patent filing is on average 33 months and does not depend on the type of R & D performed. Patents that are produced faster also seem to be more valuable. We find strong decreasing returns to contract size. Conditional on generating at least one patent, a 1-percent increase in the size of an R & D contract is associated with 0.12 percent more patents.
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In: Decarolis , F , de Rassenfosse , G , Giuffrida , L M , Iossa , E , Mollisi , V , Raiteri , E & Spagnolo , G 2021 , ' Buyers' role in innovation procurement: Evidence from US military R &D contracts ' , Journal of Economics & Management Strategy , vol. 30 , no. 4 , pp. 697-720 . https://doi.org/10.1111/jems.12430
This study provides the first quantification of buyers' role in the outcome of R&D procurement contracts. We combine together four data sources on US federal R&D contracts, follow-on patented inventions, federal public workforce characteristics, and perception of their work environment. By exploiting the observability of deaths of federal employees, we find that managers' death events negatively affect innovation outcomes: a 1% increase in the share of relevant public officer deaths causes a decline of 32.3% of patents per contract, 20.5% patent citations per contract, and 34.3% patent claims per contract. These effects are driven by the deaths occurring in the 6 months before the contract is awarded, thereby indicating the relevance of the design and award stage relative to ex post contract monitoring. Lower levels of self-reported within-office cooperation also negatively impact R&D outcomes.
BASE
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This study provides the first quantification of buyers' role in the outcome of R&D procurement contracts. We combine together four data sources on US federal R&D contracts, follow‐on patented inventions, federal public workforce characteristics, and perception of their work environment. By exploiting the observability of deaths of federal employees, we find that managers' death events negatively affect innovation outcomes: a 1% increase in the share of relevant public officer deaths causes a decline of 32.3% of patents per contract, 20.5% patent citations per contract, and 34.3% patent claims per contract. These effects are driven by the deaths occurring in the 6 months before the contract is awarded, thereby indicating the relevance of the design and award stage relative to ex post contract monitoring. Lower levels of self‐reported within‐office cooperation also negatively impact R&D outcomes.
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In: CEPR Discussion Paper No. DP13777
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