Suchergebnisse

A solid financial armor could not protect Thailand against the impact of the global financial crisis on its real economy. Despite a sound banking system and low external vulnerabilities, the Thai economy contracted 5.7 percent between October 2008 and March 2009, as the magnitude and speed of the contraction in foreign demand, and resulting shock to the real economy, has been greater than anticipated. There continues to be little impact of the global financial crisis on Thailand's banks: liquidity remained adequate as financial institutions did not face solvency concerns given their adequate capitalization and lack of exposure to 'toxic' assets or risky derivative contracts. The combination of a sound financial sector, low external roll-over and balance-of-payment financing requirements, and, more recently, large current account surpluses, has led to capital inflows, build-up in reserves and an appreciation of the Baht relative to other currencies in the region. However, the impact of the global crisis on the real sector was far more severe than expected. Export volumes contracted by 8.9 percent in the fourth quarter of 2008, compared to the World Bank's forecast in December of a 3.0 percent expansion. Exports contracted a further 16 percent in the first quarter of 2009. The aggravation of Thailand's political crisis, which had been dampening investor and consumer confidence since 2006, compounded the shock to the real economy. As a result, real gross domestic product (GDP) contracted in the fourth quarter of 2008 and first quarter of 2009 after 38 quarters of growth, and is expected to contract for 2009 as a whole, the first annual contraction since the Asian financial crisis of 1997-1998.

This paper provides an extensive case study of the Turkish automotive and the consumer electronics industries. Despite a macroeconomic environment that inhibits investment and growth, both industries have achieved remarkable output and productivity growth since the early 1990s. Although there are similarities between the performances of the two industries, there are significant differences between their structures, links with domestic suppliers, technological orientation, and modes of integration with the global economy. The automobile industry is dominated by multinational companies, has a strong domestic supplier base, and has seized the opportunities opened up by the Customs Union by investing in new product and process technology and learning. The consumer electronics industry is dominated by a few, large, domestic firms, and has become competitive in the European market thanks to its geographical proximity, productive domestic labor, and focus on a protected and technologically mature segment of the market, which also helps explain the recent decline in industry's fortunes. These industries could have performed even better had more responsive macroeconomic policies been adopted. It is certain that governments could be more responsive only if far-reaching political/institutional reforms are undertaken by changing the constitution and current political party and election laws in order to establish public control over the political elites.

The Cambodia environment monitor 2008 is one of a series of environmental reports prepared for East Asian countries under an initiative sponsored by the World Bank. The objective of this series is to present a snapshot of environmental trends across a range of issues. The purpose of the monitor is to engage and inform interested stakeholders about key environmental changes in an easy to understand format accessible to a wide audience. This report identifies seven strategic priorities for the Royal government of Cambodia and its conservation partners. 1)articulate a clear and shared vision and re-commitment to conservation goals and objectives; 2)formalize a meaningful enabling legal and regulatory framework for management and protection of conservation areas; 3)formulate clear strategies for recognizing and improving community benefit sharing in conservation areas; 4) strengthen mechanisms for institutional coordination across the ministries; 5) adopt new approaches and paradigms for conservation areas management; 6) with donors, develop and secure sustainable sources of funding for conservation; and 7) reinforce the human resource capacity to implement and manage conservation areas.

Mounting evidence suggests that excessive job protection reduces employment and labor market flows, hinders technological innovations, pushes workers into the informal sector, and hurts vulnerable groups by depriving them of job opportunities. Flexible labor markets stimulate job creation, investment, and growth, but they create job insecurity and displace some workers. How can the costs of such insecurity and displacements be minimized while ensuring that the labor market remains flexible? Each of the main unemployment income support systems (unemployment insurance, unemployment assistance, unemployment insurance savings accounts, severance pay, and public works) has strengths and weaknesses. Country-specific conditions, chief among them labor market and other institutions, the capacity to administer each type of system, and the size of the informal sector, determine which system is best suited to developing and transition countries.

In this dissertation, we are mainly interested in the interactions between poverty and one of its greatest dimensions1, namely health. More specifically, we will focus on their inequalities: does poverty inequality have more effect on poverty than health level? Does health inequality matter to poverty? Poverty and health are two related concepts that both express human deprivation. Health is said to be one of the most important dimensions of poverty and vice-versa. That is, poverty implies poor health because of a low investment in health, a bad environment and sanitation and other living conditions due to poverty, a poor nutrition (thus a greater risk of illness), a limited access to, and use of, health care, a lower health education and investment in health, etc2. Conversely, poor health leads inevitably to poverty due to high opportunity costs occasioned by ill-health such as unemployment or limited employability (thus a loss of income and revenues), a lower productivity (due to loss of strength, skills and ability), a loss of motivation and energy (which lengthen the duration of job search), high health care expenditures (or catastrophic expenditures), etc3. But what are the degree of correlation and the direction of the causality between these two phenomena? Which causes which? This is a classic problem of simultaneity that has become a great challenge for economists. Worst, each of these phenomena (health and poverty) has many dimensions4. How to reconcile two multidimensional and simultaneous events? 1 Aside the income-related material deprivation. 2 Tenants of the ?Absolute Income? hypothesis for instance show that absolute income level of individual has positive impact on their health status (Preston, 1975; Deaton, 2003). Conversely, lack of income (and the poverty state it implies) leads unambiguously to poor health. For other authors, it is not the absolute level per se, but the relative level (i.e. comparably to others in the society) that impacts most health outcomes. This is the ?Relative Income? hypothesis (see van Doorslaer and Wagstaff, 2000, for a summary). 3 See Sen (1999) and more recently Marmot (2001) for more information. 4 Poverty could be seen as monetary poverty, human poverty, social poverty, etc. Identically, one talks of mental health, physical health, ?positive? and ?negative? health, etc. So a one-on-one causality could not possibly exits between the two, or will be hard to establish. We?ve chosen the first way of causality: that is, poverty (and inequality) causes poor health. As justification, we consider a life-cycle theory approach (Becker, 1962). An individual is born with a given stock of health. This stock is supposed to be adequate enough. During his life, this stock is submitted to depreciation due to health shocks and aging (Becker?s theory, 1962). We could think that the poorer you are, the more difficult is your capacity to invest in your health5. Empirically, many surveys (too numerous to be enumerated here) show that poor people6 do have worse health status (that is, high mortality and morbidity rates, poor access to health services, etc.). It has been established that poor children are less healthy worldwide, independently of the region or country considered. It is generally agreed that the best way to improve the health of the poor is through pro-poor growth policies and redistribution. Empirically, one of the major achievements of these last two decades in developing countries is the improvement in health status of populations (notably the drop in mortality rates and higher life expectations) following periods of (sustained) economic growth. However, is this relation always true? In some countries as we will see later in this thesis, while observing an improvement in the population?s welfare, the converse is observed in its health status, or vice versa. If health and poverty are so closely related, they should theoretically move in the same direction. But the fact that in some countries we observe opposite trends suggests that some dimensions of health and poverty are not or may not be indeed so closely related, as postulated, and that they may depend of other factors. 1. The Purpose of the Study. 5 Another justification is that many authors have studied the problem the other way. Schultz and Tansel (1992, 1997) for instance showed that ill-health causes a loss of revenues in rural Cote d?Ivoire. Audibert, Mathonnat et al. (2003) also showed that malaria caused a loss of earnings of rural cotton producers in Cote d?Ivoire. 6 Usually defined from some income or expenditure-related metric or some assets-based metric. The ultimate goal of our dissertation in its essence is to measure inequality in health7 in developing countries using mainly Demographic and Health Surveys (DHS, henceforth)8. It deals with interactions between poverty and one of its greatest dimensions, putting aside the income-related material deprivation, namely health. It therefore measures inequality in health status and access to health and discusses which policies should be implemented to correct these inequalities. That is, it aims to see how much rich people are better off and benefit from health interventions, as compared to the poor, and how to reduce such an inequality. The present dissertation contains four papers that are related to these questions. Our main hypothesis (that will be tested) is that poverty impacts health through inequality effects9. Graphically, we can lay these simple relationships as: The dashed line in the figure above suggests that income inequality could impact health directly. But we consider that this direct effect is rather small or negligible, as compared to the indirect effect through inequality in health. Therefore, inequality in health is central to our discussion. To measure inequalities in health, we face three challenges: 7 And corollary health sanitation (access to safe water, toilet and electricity). Though electricity is more a measure of economic development that health measure per se, we add it here as a control for sanitation and nutrition: for example women could read more carefully the drugs? notices, or warm more quickly foods; more generally, electricity often improves the mental and material wellbeing of households. It also conditions health facility?s performance. 8 And potentially other surveys. In this case, we mention explicitly the survey(s). 9 The other important factor that could impact health is the performance of the health system. This is discussed in the Chapter 3. Health Assets Inequality Health Inequality Poverty (Assets Index) - measuring welfare (income metric) and subsequently inequality in welfare, - measuring health, - and measuring inequality in health. The measurements can be conducted using two approaches (Sahn, 2003): - Directly by ranking the households or individuals vis-à-vis their performance in the health indicator; we thus have a direct measure of inequality in health. This is suitable when the health indicator is continuous (such as weight, height or body mass index). According to Prof. David E. Sahn, that approach ?which has been referred to as the univariate approach to measuring pure health inequality, involves making comparisons of cardinal or scalar indicators of health inequality and distributions of health, regardless of whether health is correlated with welfare measured along other dimensions?. - Indirectly by finding a scaling measure such as consumption or income or another indicator (assets index for instance)10 that would help ranking the households or individuals (from the poorest to the richest), and see what are their performance in the health variable of interest. We are therefore measuring an indirect health inequality. The indirect method is mostly suitable when the health indicator is dichotomous (for example whether the individual has got diarrhoea last 2 weeks, or ?have the child been vaccinated?, or ?place of delivery?) or is a rate (such as child mortality). Again, quoting Prof. Sahn, ?making comparisons of health across populations with different social and economic characteristics is often referred to in the literature as following the so-called `gradient? or `socioeconomic? approach to health inequality. Much of the motivation for this work on the gradient approach to health inequality arises out of fundamental concerns over social and economic justice. The roots of the gradient will often arise from various types of discrimination, prejudice, and other legal, social, and economic norms that may contribute to stratification and fragmentation, and subsequently inequality in access to material resources and various correlated welfare outcomes?. While the first method would appear quickly limited for dummy or limited categorical health variables because of the small variability in the population, the second approach could also be 10 Or more generally any other socioeconomic gradient such as education, gender or location. impossible when no information is available to scale the units of observation in terms of welfare. We?ll be mostly focusing on the second approach, as did many health economists, and also due to the nature of the DHS datasets in hand and the indicators that we are investigating. 2. Strategy, Methods and Structure. Measuring wealth-related inequality in health implies in the first stage defining and characterizing the poor. Who are indeed the poor? Traditionally, monetary measures (income or consumption) have been used to distinguish households or people into ?rich? and ?poor? classes. Indeed, it is agreed that the ?incomemetric? approach is one of the best ways to measure welfare11. However, it sometimes, if not often, happens that we lack this essential information in household survey datasets. Especially in our case, the DHS datasets do not have income nor consumption information. Then, how to characterize the poor in this situation? For a long time, economists have eluded the question. But soon, it became evident that an alternative measure is needed to strengthen the ?poverty debate?. In the first part of our dissertation, we start by providing a theoretical framework to find a proxy for wellbeing, in the case where consumption or income-related data are missing, namely by discussing the use of assets as such a proxy. The first part of this thesis is relatively long, as compared to the second. However, this is justified, due to its purpose. The goal of the first part of the dissertation is to participate to the research agenda on poverty. It attempts to measure it in a ?non traditional?12 way. 11 There is a consensus in the economic literature that income is more suitable to measure wealth or welfare in developed countries while consumption is more adequate for developing ones due to various reasons such as irregularity of incomes for informal sector, seasonality, prices, recall periods, trustworthy, etc. (see Deaton 1998 for detail). 12 i.e. a non monetary way. The main rationale for this first part therefore is thus to find a new, non monetary measure to characterize in best, life conditions, welfare and then the poor. This measure is referred to as the ?assets index?. Indeed, as the majority of developing countries are engaged more and more in fighting poverty, inequality and deprivation, more and more information on the state of poverty13 is needed. If in almost all these countries, many household surveys have been implemented to collect information on socioeconomic indicators, the major indicator that is needed to analyze poverty (namely income or consumption data) is unfortunately not often collected due to various reasons (time, cost, periodicity, etc.). Even, if they were collected, the quality of the data is often poor. Therefore, economists tend to rely more on other indicators to compensate for the absence of monetary measures. One of the indicators often used are the assets owned by households. The question arose then how to use these assets to characterize the poor in this context? How to weight each of them? In a first attempt, many economists built a simple linear index by assigning arbitrary weights to the assets14. In a seminal paper, Filmer and Pritchett (2001) propose to construct the so-called ?assets index? which could be used as a proxy for consumption or income. It is commonly agreed that their methodology follows a ?scientific? approach, thus is more credible. In their case, they use a Principal Component Analysis (PCA, henceforth) to build their assets index. Since, many other economists have followed in their footsteps which we label in our dissertation, the ?material? poverty approach (as opposed to the monetary one) since it is based on materials (goods and assets) owned by the households or individuals. Because of the importance of the subject (poverty) and because the method is pretty new and original, this first part of our thesis is as said quite long as compared to the second one and has two papers which focus mainly on poverty and inequality issues and their connections with economic growth. In this part, we start by presenting a methodology of measuring non monetary (material) poverty, when a consumption or income data is not available. We show how one can obtain robust results using assets or wealth variables. Once the method is clearly 13 And more generally welfare. 14 For example a television is given a weight of 100, a radio 50, and so on. But this is clearly not a `scientific? way to proceed, as there is no rational ground in giving such weights. tested and validated, it is then confronted to real data. We show that the index shares basically the same properties with monetary metrics and roughly scales households in the same way as does the consumption or income variables. We discuss the advantages and also the limitations of using the assets index. The important thing to bear in mind is that, once it is obtained, it could be used to rank the observational units by wealth or welfare level. - The first chapter defines in a first section poverty and how it is usually measured (by the income metric approach). We discuss the limitations of the use of income/expenditure and what could be alternative measures. We then propose in section 2 the assets metric as a proxy for poverty measurement and test the material poverty approach on international datasets collected by the DHS program. We explore the material poverty and inequality nexus in the world and how Sub-Saharan Africa (SSA)15 compares with other regions. We show, using that index and DHS data, that poverty, at least from an assets point of view, was also decreasing in SSA as well as in other regions of the world. This result contrasts with other findings such as Ravallion and Chen (2001) or Sala-i-Martin (2002) that show that, while other regions of the world are experiencing a decline in their (monetary) poverty rates, SSA is lagging behind, with rates starting to rise over the last decade. Therefore, two different measures of welfare could yield opposite results and messages in terms of policies to implement to combat poverty. Moreover, the method we use not only allows observing changes over time for each country, but also provides a natural ranking among countries (from the poorest to the richest). In this chapter, aside the measure of welfare and poverty, we also discuss in a final section the impact of demographic transition on economic growth and therefore on poverty. Indeed, demographic transition is a new phenomenon that is occurring in developing countries, especially African ones. Its negligence could lead to underestimating poverty measures (both material and monetary) by underestimating real economic growth rates. We show that changes in the composition and the size of households put an extra-pressure on the development process. While traditional authors have not considered the impact of these 15 SSA countries are Benin, Burkina Faso, Central African Republic, Cameroon, Chad, Comoros, Republic of Congo, Côte d?Ivoire, Ethiopia, Gabon, Ghana, Guinea, Kenya, Lesotho, Madagascar, Malawi, Mali, Mauritania, Mozambique, Namibia, Niger, Nigeria, Rwanda, Senegal, South Africa, Tanzania, Togo, Uganda, Zambia and Zimbabwe. The ?rest of the world? is represented by Armenia, Bangladesh, Bolivia, Brazil, Colombia, Dominican Republic, Egypt, Guatemala, Haiti, Honduras, India, Indonesia, Kazakhstan, Kyrgyz Republic, Moldova, Morocco, Nepal, Nicaragua, Pakistan, Paraguay, Peru, Philippines, Turkey, Uzbekistan, Vietnam and Yemen. changes, we show that taking this into account implies higher economic growth rates than those actually observed or forecasted. - Once the assets index approach is established and tested on international data, the question arose how it performs as compared to the monetary metric. Indeed, if monetary measures remain the reference, then our assets index should share some common properties with them. The second chapter assesses the trends in material poverty in Ghana from the assets perspective using the Core Welfare Indicators Questionnaires Surveys (CWIQ). It then compared these trends with the monetary poverty over roughly the same period. We show that the assets index could be used and yields the same consistent results as using other welfare variable (such as income, consumption or expenditure). Therefore, using two consecutive CWIQ surveys, we find that material poverty in Ghana has decreased roughly by the same magnitude as monetary one, as found in other studies by other authors such as Coulombe and McKay (2007) using Ghanaian GLSS16 consumption data. Thus, this chapter could thus be viewed as providing the proof that the material and the monetary approaches could be equivalent. The second part of our dissertation seeks how to define and measure health and inequality in health. While the definition of health is not obvious, we propose to measure it with child mortality rates. Our main rationale in doing so is that low child mortality generates, ceteris paribus, higher life expectancy17, thus is an adequate measure of a population?s health. This may not be true in areas devastated by wars, famines, and HIV and other pandemics where child mortality could be high (in this case, the best measure should be life expectancy by age groups). Also, the reader should bear in mind that in fact, child mortality could be itself is a good indicator for measuring the (success of the) economic development level of a society as a whole (Sen, 1995), mainly because in developing countries, child mortality is highly correlated to factors linked to the level of development such as access to safe water, sanitation, vaccination coverage, access to health care, etc. - In the third chapter, we focus on measuring overall population?s health. For this, we estimate child mortality in SSA and compare it to the rest of the world. We explore the 16 Ghana Living Standard Surveys. 17 By construction, life expectancy at birth is highly correlated and sensitive to child mortality (it is based on child mortality rates for various cohorts). Lower child mortality rates lead to higher life expectancy and vice versa. determinants of child mortality using mainly a Weibull model and DHS data with socioeconomic variables18 as one of our major covariates. The use of the assets index information is to see how these quintiles behave in a multivariate regression framework of child mortality (i.e. how they affect child mortality). We find, among others, that mother?s education and access to health care and sanitation are one of the strongest predictors for child survival. Controlling for education and other factors, family?s wealth and the area of residency do not really matter for child survival in SSA, contrasting with results found elsewhere. - The fourth and last chapter answers the ultimate goal of this dissertation, that is, the scope of health inequalities in the developing world, particularly in SSA. It uses the factor analysis (FA) method of Chapter 1 to rank household according to their economic gradient status19 and then studies inequalities in various health indicators in relation with these groups. The intention is to analyze inequality rates between rich and poor for various health variables. In this chapter, we concentrate solely on inequality issues in health and health-related infrastructures and services. Mainly, we analyze inequality in access to sanitation infrastructures (water and electricity20) and various health status and access to health indicators (such as child death, child anthropometry, medically assisted delivery and vaccination coverage) using a Gini and Marginal Gini Income Elasticity approach (GIE and MGIE, henceforth) on one hand, and the Concentration Index (CI) approach on the other. Results show that, while almost all countries have made great efforts in improving coverage in, and access to, these indicators, almost all the gains have been captured by the better-offs of the society, especially in SSA. We extend the analysis to compare GIE estimates to those of CI and find consistent results yielding quite similar messages. 18 Quintiles groups derived from an assets index. 19 By grouping usually households in 5 quintiles from poorer to richer ones. 20 On the rationale of using electricity, see footnote 7 above. 3. Results and Policy Implications. As said above, the major goal in conducting this thesis research is to analyze inequality in health status, health care and health-related services using DHS data. To reach our objective, we follow two intermediate steps: - For assets poverty, results show that assets poverty and inequality are decreasing in every region of the world, including Sub-Saharan Africa. This tends to support our hypothesis that, contrary to common beliefs, African households use assets and building ownerships as saving tools and buffer to economic shocks. The first paper also shows however that the demographic transition actually occurring in developing countries could impede on economic growth and trigger a bullet on policies aiming at combating poverty. - Our third paper shows that child mortality is decreasing in all parts the world. However, the 1990s and early 2000s have been a lost decade for the African continent where many countries have witnessed an increase in rates that is mostly attributable among other factors to the economic and financial turmoils of the 1990s and early 2000s and the HIV epidemic. Our hypothesis is that these phenomena have destabilized the organization of the health care system, cut its funding and hampered its performance. High levels of health inequality can also be part of the puzzle. Coming back to the particular case of HIV/AIDS, the reader should observe that it affects more and more the less poor so that it can also lead to a decline in assets inequality (richer people are dying) along with an increase in child mortality and thus explain in great part our paradox. This setback (the rise in mortality over recent periods despite poverty reduction) will make impossible for these countries to reach the millennium development goals, at least for child mortality. The conclusion to this is that African population?s health has been stagnant over the period 1990-2005. Regression analysis reveals no strong correlation between our measure of welfare (assets index) and child mortality. More important are mothers? education and access to health care and sanitation services. - Finally, our inequality estimates show that they are quite high for all indicators considered. For ill-health indicators (child malnutrition and death), rates are excessively concentrated in poor and rural groups. Concerning access to health care services, rich and urban groups tend to be more favoured than poor and urban ones. But the high level of inequality tends to be reducing at the margin over time, as the poor have increasing access. Finally for access to sanitation services, results show that while the majority of countries have made substantial efforts to increase coverage on the first two periods, the rich and urban classes have benefited more and inequality (which is at high levels) tends to rise at the margin over time, especially for the poor. More preoccupying is the fact that rates are falling between 1995-2000 and 2000-2005, probably because of the privatization of these services and the new costs they impose on households. Overall, inequality in all variables considered is more pronounced in SSA than the rest of the world (expect for death and malnutrition). The sub-continent is still disadvantaged in terms of access to services or ill-health. Where to go from here? In the African sub-continent, we have the following picture: a decreasing (material) poverty and inequality but coupled with a stagnant child mortality situation, a stagnant or increasing malnutrition. This is mostly due to high levels of, and an increasing inequality at the margin in access to sanitation and electricity services coupled with a decreasing access to these services. Thus, despite the fact that we observe a decreasing inequality at the margin in access to health care (even though the average level of inequality is still high) the missing link in health-related services coupled with an overall high inequality in these two types of services hugely impact child health and survival. Therefore, as access to health care services and health-related sanitation services is essential to child survival, our findings call for vigorous policies to promote access of the poor groups and rural areas to these services. African Governments should continue to favour access of the poor to health care and reverse the inequality trends in access to water, sanitation and electricity. This is vital for the health of the population and for the development of Africa. Funding can come from various sources: the Government Budget, International Assistance but also from households themselves (since the first part of our thesis has demonstrated that they are getting richer (and various surveys show that they are willing to pay for quality health care), an adequate fees policy could benefit to the health care system). Measures should be put in place to strengthen the performance of the health system and to mitigate the negative effects of macroeconomic imbalances, economic crises and HIV/AIDS. Only on these conditions the Sub-Continent could hope to eradicate poverty and promote health for all. 4. Contribution of this Thesis. This thesis seeks to analyze empirically the inequality in health and access to health in SSA and how this region compared to the rest of the world. To do so, it develops a new method to characterize poor households and to analyze assets-based poverty, when the monetary measure is unavailable. Such a method is indeed necessary as almost all developing countries have collected many surveys that lack the consumption or income information. Once a poverty measure and a correct measure of health have been found, and their core determinants clearly established, we then proceed to the health inequality analysis, along with its determinants, using two methodologies: the traditional CI and the more recent GIE approaches. These approaches have been the mostly used to explore the inequality in health and access to health these last years. Though already studied in the literature, and sometimes applied on DHS or some groups of DHS datasets, our dissertation differs in its purpose and scope and its large scale. No paper to our knowledge used the totally to-date freely available DHS datasets to study poverty and inequality topics and provide basic statistics. Our main contribution is to shed a new light on the welfare-inequality-health nexus in Africa, how it evolves over time and how it compares to other regions around the world, using all available information. It also put numbers on various important socioeconomic indicators such as poverty, inequality, child health and mortality, access to health-related infrastructures, etc., for developing countries, especially African ones. As we sometimes lack these important information, this thesis proves finally to be a very useful exercise. ; Cette thèse part d'un postulat simple : « l'amélioration du niveau de vie s'accompagne de l'amélioration de l'état de santé générale d'une population » et teste sa validité dans le contexte de l'Afrique au Sud du Sahara (ASS). Si cette hypothèse se vérifie en général dans le contexte de l'ASS en ce qui concerne le niveau (plus le pays est riche, plus sa population est en bonne santé), il l'est moins en ce qui concerne les dynamiques, du moins à court et moyen terme. Notamment, les pays qui connaissent une amélioration tendancielle de bien-être matériel ne connaissent pas forcément une amélioration de la santé de leurs populations. Ceci constitue un paradoxe qui viendrait invalider notre postulat. En écartant tout effet de retard ou de rattrapage qui pourrait l'expliquer car nous travaillons sur une période de 15 ans réparties en 3 sous-périodes (1990-1995, 1995-2000 et 2000-2005), nous expliquons ce paradoxe, toutes choses égales par ailleurs, par deux canaux principaux qui peuvent interagir : - la performance du système de santé et - l'inégalité en santé. Si le premier est plus évident mais aussi plus difficile à prouver empiriquement du fait du manque de données sur des séries longues, ou du fait que ces données sont trop agrégées et éparses, le second canal est testable avec des bases de données adéquates qui, elles, sont disponibles au niveau microéconomique (ménages). Les bases de données que nous avons privilégiées sont les Enquêtes Démographiques et de Santé (EDS) du fait de leur comparabilité dans l'espace et le temps (mêmes noms de variables standardisées, même méthodologie d'enquête, mêmes modules, etc.). Ces atouts sont d'autant plus importants que les comparaisons de pauvreté et de bien-être basées sur les enquêtes de revenus ou de consommation butent sur de sérieux problèmes à savoir la comparabilité de ces enquêtes (méthodologies différentes, périodes de rappel différents, prix souvent non collectés de la même manière, etc.). Pour montrer ces effets de l'inégalité de santé sur les niveaux et les tendances de la santé des populations et la pauvreté et le bien-être, nous avons axé notre recherche autour de 3 axes principaux : 1- Comment mesurer le niveau de richesse et donc le bien-être des ménages en l'absence d'information sur la consommation et le revenu ? Les chapitres 1 et 2 de notre thèse se penchent sur cette question. Nous avons privilégié, à l'instar de plus en plus d'économistes, l'utilisation des biens des ménages et les méthodes de l'analyse factorielle et d'analyse en composantes principales pour construire un indice de richesse. Cet indice de richesse est pris comme un substitut du revenu ou de la consommation et sert donc de proxy pour la mesure du bien-être. Bien qu'il comporte quelques lacunes (notamment le fait qu'il ne concerne que les biens matériels et durables du ménage alors que la consommation ou le revenu sont des concepts plus globaux de bien-être, il ne prend pas en compte les préférences des ménages, il ne comporte aucune notion de valeur car le prix n'est pas pris en compte, de telle façon qu'une petite télévision en noir blanc vieille de vingt ans est mise au même niveau qu'un grand écran plasma flambant neuf, etc.), il n'en demeure pas moins que d'un côté, avec les EDS, il n'y a pas moyen de faire autrement en l'état actuel des choses, mais aussi et surtout parce que ces données permettent d'éviter les problèmes évoqués plus haut, notamment celui de la comparabilité des données pour faire de la comparaison spatiale et inter-temporelle des données en matière de pauvreté. Dans le premier chapitre, en nous basant sur cet indice et une ligne de pauvreté définie a priori à 60% pour la première observation dans notre échantillon (Benin, 1996), et en utilisant les données EDS et une analyse en composantes principales (ACP), nous avons pu mesurer la tendance de la pauvreté dite « matérielle » (en opposition à la pauvreté monétaire, basée sur la métrique monétaire). Cette méthode qui est privilégiée par des auteurs comme Sahn et Stifel est d'autant plus intéressante qu'elle donne non seulement les tendances de la pauvreté dans chaque pays, mais elle permet aussi une classification naturelle de ces pays par ordre de grandeur de pauvreté. Cependant, dans la mesure où les biens des ménages et la dépenses de consommation sont disponibles, l'analyste devrait estimer les deux types de pauvreté (matérielle via l'indice de richesse et monétaire via le revenu ou la consommation) car les études montrent souvent que les biens matériels et la consommation ou le revenu ne sont pas très bien corrélés, et donc le choix de l'indicateur de bien-être est crucial en termes de politiques économique et de santé. En effet, si l'indicateur sous-estime le vrai niveau de pauvreté ou d'inégalité (ou les surestime), les dépenses publiques qui en résultent peuvent être plus ou moins surévaluées, de même que les réponses apportées se révéler inadéquates. Donc dans la mesure du possible, il conviendrait de se pencher sur la question du choix de l'indicateur. Les résultats de notre méthodologie montrent que l'ASS reste la région la plus pauvre du monde en termes de possession d'actifs. La région orientale de l'ASS est la plus pauvre au monde (75%) suivie de l'Asie du Sud (64%), le Sud de l'ASS (61%), l'Afrique Centrale (57%), l'Afrique de l'Ouest (55%), l'Asie de l'Ouest (40%), l'Asie du Sud-Est (19%), l'Amérique Latine (18%), les Caraïbes (17%), l'Afrique du Nord (6%), l'Asie Centrale (2%) et l'Europe de l'Est (1%). Notre analyse nous montre que la pauvreté baisse dans l'ensemble des pays Africains au Sud du Sahara (sauf la Zambie), à l'instar des autres pays du monde dans l'échantillon. En effet, en considérant les trends, nous voyons que la moyenne de l'ASS passe de 63% de pauvreté matérielle entre 1990-1995 à 62% en 1995-2000 et 58% entre 2000 et 2005. La baisse est modeste et lente mais non négligeable et surtout, elle est en accélération sur les 2 dernières périodes. Mais elle demeure toutefois beaucoup plus marquée dans le reste du monde. Concomitamment à la baisse de la pauvreté, nous observons aussi une baisse de l'inégalité. Nous terminons ce chapitre par une réflexion sur l'effet de la transition démographique sur la croissance économique et la pauvreté en ASS et dans les autres pays en développement. En effet, la chute de la fertilité et de la mortalité couplées à un exode rural font que le nombre de famille se démultiplie du fait de la transition vers des tailles plus réduites. Ceci impose plus de contraintes (et donc peut avoir un impact négatif) sur la croissance économique et risque de sous-estimer le niveau réel de pauvreté. Il convient, une fois que la pauvreté matérielle et ses tendances ont été bien calculées avec les biens durables (et la transition économique prise si possible en compte), de tester la validité de cette méthode en la confrontant avec les résultats issus de l'analyse monétaire de la pauvreté. Les EDS ne comportant pas données d'information sur la consommation, nous nous sommes tournés vers une autre source de données. Dans le chapitre 2, nous avons testé la robustesse de notre méthode dans le cas particulier du Ghana, en utilisant les enquêtes du Questionnaire Unifié sur les Indicateurs de Base de Bienêtre (QUIBB), et en confrontant les résultats issus de la méthode ACP avec ceux issus de la méthode traditionnelle monétaire et trouvons grosso modo les mêmes résultats (10% de baisse avec la méthode monétaire traditionnelle et 7% avec notre méthode sur la période 1997- 2003). Ceci valide donc le fait que la méthode que nous proposons (à savoir, mesurer le bienêtre et la pauvreté par les biens durables des ménages) est tout aussi valide que la méthode plus traditionnelle utilisant des métriques monétaires. Une analyse fine dans le cas du Ghana montre que la baisse de la pauvreté est due à une croissance économique particulièrement pro-pauvre mais aussi à des dynamiques intra et intersectorielles (réallocation des gens des secteurs moins productifs vers ceux plus productifs) et aussi une forte migration des campagnes vers les villes. Nos simulations montrent que les migrants ruraux ont aussi bénéficié de cette croissance dans les villes où ils trouvent plus d'opportunités. 2- Une fois établie que la pauvreté est en recul en ASS, nous avons voulu mesurer la tendance de la santé de sa population (approximée par les taux de mortalité infantile et infanto-juvénile). Nous discutons dans le chapitre 3 de trois méthodes pour estimer et comparer les taux de mortalité des enfants : - la méthode des cohortes fictives (sur laquelle l'équipe de l'EDS se base pour estimer les taux « officiels » de mortalité), - la méthode non paramétrique (Kaplan et Meier) que privilégient un certain nombre d'économistes et - la méthode paramétrique (Weibull) de plus en plus utilisée pour sa souplesse et sa robustesse. Les deux premières méthodes ont tendance à sous-estimer le vrai niveau de mortalité et de ce fait nous avons privilégié le Weibull. De plus, avec cette dernière, nous pouvons évaluer l'effet de chaque variable spécifique (comme l'éducation ou l'accès à l'eau) sur le niveau de mortalité. Une étude des déterminants de cette mortalité montre qu'outre l'effet attendu de l'éducation des mères, l'accès aux infrastructures de santé (soins médicaux et surtout prénataux durant et lors de l'accouchement) et sanitaires (accès aux toilettes et dans une moindre mesure à l'eau potable) en sont les principaux facteurs. L'effet de richesse joue peu en ASS (mais pas dans le reste du monde), une fois que nous contrôlons pour le lieu de résidence (urbain) et le niveau d'éducation. Ce résultat nous surprend quelque peu, même s'il a été trouvé dans d'autres études. Ensuite, nous avons calculé la mortalité prédite des enfants. De toutes les régions du monde, l'ASS a le niveau de mortalité le plus élevé (par exemple en moyenne 107 décès pour la mortalité infantile contre 51 pour le reste du monde, soit plus du double). Ce résultat était toutefois attendu. Par contre nous avons été quelque peu surpris en ce qui concerne les tendances. Le constat est que sur les 15 ans, la mortalité des enfants a très peu ou pas du tout baissé dans le sous-continent africain (et est même en augmentation dans certains pays, alors qu'ils enregistrent une baisse de la pauvreté matérielle sur la même période). En moyenne, considérant les enfants de moins d'un an, les taux sont passés de 95%o à 89.5%o pour remonter à 91.5%o pour les 3 périodes 1990-1195, 1995-2000 et 2000-2005. Ainsi sur 15 ans, la mortalité infantile n'a baissé que de 3 points et demie en moyenne et surtout, elle remonte sur la période 1995-2005. Un examen des taux de malnutrition des enfants confirme ces tendances. On pourrait dire que ces résultats sont plutôt encourageants et normaux si on fait une analyse d'ensemble du sous-continent. En effet pour l'ensemble de l'ASS, cette légère baisse semble en conformité avec la baisse de 5 points des taux de pauvreté matérielle (63% en 1990-1995 à 58% en 2000-2005). Mais l'ordre de grandeur est faible en termes de magnitude, et surtout si compare au reste du monde où on observe une baisse de la mortalité beaucoup plus conséquente. Mais c'est l'arbre qui cache la forêt. Une analyse plus fine par pays montre en effet une situation plus contrastée. Notre postulat de départ nous dit que sur une période suffisamment longue, une amélioration de bien-être s'accompagne d'une amélioration de la santé. Or on constate que certains pays qui connaissent une baisse de la pauvreté matérielle connaissent également une recrudescence de la mortalité des enfants. Pour une même année, ce résultat peut être normal, traduisant un simple décalage pour que l'amélioration de bien-être se traduise par un meilleur état de santé de la population. Mais à moyen terme (période de 5 ans), nous observons la même absence d'effet. Nous sommes donc face à un paradoxe qu'il nous faut comprendre et tenter d'expliquer. Une des pistes pour comprendre ces résultats est d'analyser la performance des systèmes de santé en Afrique. Les facteurs qui expliquent notamment cette performance sont : des facteurs « classiques » comme la performance économique des périodes passées, les montants et l'allocation des dépenses de santé, l'organisation des systèmes de santé, la baisse de la fourniture de services de soins de santé (vaccination, assistance à la naissance, soins prénataux, soins curatifs, .), la malnutrition, le SIDA, les guerres, la fuite des cerveaux notamment du personnel médical, etc., à côté de facteurs plus « subtils » ou ténus car moins saisissables comme les crises financières des années 1990s qui ont plombé certaines des économies de la sous-région, la qualité des soins, la corruption et les dessous-de-table, l'instabilité de la croissance économique (même si elle est positive), etc. La seconde voie que nous examinons pour expliquer le manque de résultat en santé dans certains pays concerne l'inégalité en santé et ceci fait l'objet de notre dernier chapitre. 3- Expliquer l'absence de lien entre santé et pauvreté dans certains pays de l'ASS : l'effet de l'inégalité en santé. Dans le chapitre 4, nous émettons l'hypothèse que le fort niveau d'inégalité dans l'accès aux services de santé et d'assainissement couplé à la faible performance du système de santé (avec en toile de fond l'impact du Sida) peuvent servir à expliquer en partie notre paradoxe. Nous considérons deux types de services : - soins de santé (vaccination, assistance médicale à la naissance et traitement médical de la diarrhée) et - hygiène et assainissement (accès à l'eau potable et à l'électricité, accès aux toilettes propres). Le choix de ces services est motivé par le fait que le modèle Weibull dans le chapitre 3 nous montre que toutes choses égales par ailleurs, ils sont cruciaux pour la survie des enfants, en particulier en Afrique. Les niveaux d'accès montrent une baisse tendancielle des taux pour les services de santé (surtout pour la vaccination) et une légère augmentation de l'accès à l'électricité et dans une moindre mesure à l'eau potable. L'accès aux toilettes propres demeure un luxe réservé à une petite fraction de la population. Pour les calculs d'inégalité, nous considérons deux indicateurs: - l'indice de concentration (pour mesurer le niveau moyen d'inégalité) - et l'élasticité-revenu du Gini (inégalité « à la marge » quand le revenu d'un individu ou d'un groupe augmente d'un point de pourcentage). Globalement, les pays d'ASS ont un niveau d'inégalité beaucoup plus élevé comme on s'y attendait par rapport au reste du monde. Pour les tendances, nous remarquons que l'inégalité marginale s'accroît pour les services d'assainissement (eau, toilette et électricité), mais qu'elle diminue pour les soins de santé. En ce qui concerne l'inégalité moyenne, elle indique une disproportion dans l'accès des classes riches par rapport à celles pauvres. Même si les groupes pauvres « rattrapent » ceux riches dans la provision de certains services, cela se fait de façon trop lente. De fait, le haut niveau d'inégalité couplé à une recrudescence de cette inégalité à la marge pour certains services tendent à annihiler les effets positifs de la croissance économique et de la réduction de la pauvreté et maintiendraient la mortalité, la malnutrition et la morbidité des enfants en Afrique à des niveaux relativement élevés et plus particulièrement concentrées dans les groupes les plus pauvres. Tout ceci appelle à des politiques économiques, sociales et sanitaires pour renverser fortement les tendances de la mortalité des enfants. En particulier, nos résultats suggèrent qu'il faudrait que les pays Africains puissent entre autres : - accroître les services de soins de santé, notamment les soins préventifs comme les services essentiels à la santé de l'enfant dès sa naissance (vaccination, services prénataux et assistance à la naissance), les soins curatifs et les campagnes de sensibilisation. - renverser la tendance baissière dans la provision des services sanitaires (eau, électricité, environnement et assainissement, prise en charge des déchets, etc.). - améliorer la nutrition et l'environnement immédiat de ces enfants et les comportements des ménages (espacement des naissances, éducation des mères en matière de santé, etc.). - plus généralement comme le montrent d'autres études, il faudrait aussi améliorer la performance globale de leur système de santé en empêchant la fuite des cerveaux, en allouant un budget suffisant à la santé, en organisant mieux les différents organes, de même que les ciblages des politiques de santé, en empêchant la corruption, en améliorant la qualité (accueil, propreté des centres de soins, etc.), en équipant les centres en médicaments, vaccins, moyens de transport et de communication, etc. Intégrer si possible les systèmes plus traditionnels de soins (comme les matrones et les guérisseurs) et le secteur privé, de même qu'une meilleure organisation du système pharmaceutique. Ces politiques constituent un tout et doivent être mise en oeuvre rapidement, ou renforcées le cas échéant. A cette seule condition les pays Africains pourraient espérer rattraper leur retard dans les Objectifs du Millénaire.

NOTICIAS / NEWS ("transfer", 2018) 1) LIBROS – CAPÍTULOS DE LIBRO / BOOKS – BOOK CHAPTERS 1. Bandia, Paul F. (ed.). (2017). Orality and Translation. London: Routledge. <<www.routledge.com/Orality-and-Translation/Bandia/p/book/9781138232884>> 2. Trends in Translation and Interpretin, Institute of Translation & Interpreting<<www.iti.org.uk/news-media-industry-jobs/news/819-iti-publishes-trends-e-book>> 3. Schippel, Larisa & Cornelia Zwischenberger. (eds). (2017). Going East: Discovering New and Alternative Traditions in Translation Studies. Berlin: Frank & Timme.<<www.frank-timme.de/verlag/verlagsprogramm/buch/verlagsprogramm/bd-28-larisa-schippelcornelia-zwischenberger-eds-going-east-discovering-new-and-alternative/backPID/transkulturalitaet-translation-transfer.html>> 4. Godayol, Pilar. (2017). Tres escritoras censuradas: Simone de Beauvoir, Betty Friedan y Mary McCarthy. Granada: Comares.<<www.editorialcomares.com/TV/articulo/3149-Tres_escritoras_censuradas.html>> 5. Vanacker, Beatrijs & Tom Toremans. (eds). (2016). Pseudotranslation and Metafictionality/Pseudo-traduction: enjeux métafictionnels. Special issue of Interférences Littéraires.<<www.interferenceslitteraires.be/nr19>> 6. Jiménez-Crespo, Miguel A. (2017). Crowdsourcing and Online Collaborative Translations: Expanding the Limits of Translation Studies. Amsterdam: John Benjamins. <<https://benjamins.com/#catalog/books/btl.131>> 7. Quality Assurance and Assessment Practices in Translation and Interpreting<<www.igi-global.com/publish/call-for-papers/call-details/2640>> 8. Hurtado Albir, Amparo. (ed.). (2017). Researching Translation Competence by PACTE Group. Amsterdam: John Benjamins.<<www.benjamins.com/#catalog/books/btl.127/main>> 9. Taivalkoski-Shilov, Kristiina, Liisa Tittula and Maarit Koponen. (eds). (2017). Communities in Translation and Interpreting. Toronto: Vita Traductiva, York University<<http://vitatraductiva.blog.yorku.ca/publication/communities-in-translation-and-interpreting>> 10. Giczela-Pastwa, Justyna and Uchenna Oyali (eds). (2017). Norm-Focused and Culture-Related Inquiries in Translation Research. Selected Papers of the CETRA Research Summer School 2014. Frankfurt am Main: Peter Lang.<<www.peterlang.com/view/product/25509>> 11. Castro, Olga & Emek Ergun (eds). (2017). Feminist Translation Studies: Local and Transnational Perspectives. London: Routledge.<<www.routledge.com/Feminist-Translation-Studies-Local-and-Transnational-Perspectives/Castro-Ergun/p/book/9781138931657>> 12. Call for papers: New Trends in Translation Studies. Series Editor: Prof. Jorge Díaz-Cintas, Centre for Translation Studies (CenTraS), University College London.<<(www.ucl.ac.uk/centras)>>, <<www.peterlang.com/view/serial/NEWTRANS>> 13. Valero-Garcés, Carmen & Rebecca Tipton. (eds). (2017). Ideology, Ethics and Policy Development in Public Service Interpreting and Translation. Bristol: Multilingual Matters.<<www.multilingual-matters.com/display.asp?isb=9781783097517>> 14. Mahyub Rayaa, Bachir & Mourad Zarrouk. 2017. A Handbook for Simultaneous Interpreting Training from English, French and Spanish to Arabic / منهج تطبيقي في تعلّم الترجمة الفورية من الانجليزية والفرنسية والإسبانية إلى العربية. Toledo: Escuela de Traductores.<<https://issuu.com/escueladetraductorestoledo/docs/cuaderno_16_aertefinal_version_web>> 15. Lapeña, Alejandro L. (2017). A pie de escenario. Guía de traducción teatral. Valencia: JPM ediciones.<<http://jpm-ediciones.es/catalogo/details/56/11/humanidades/a-pie-de-escenario>> 16. Mével, Alex. (2017). Subtitling African American English into French: Can We Do the Right Thing? Oxford: Peter Lang.<<www.peterlang.com/view/product/47023>> 17. Díaz Cintas, Jorge & Kristijan Nikolić. (eds). (2017). Fast-Forwarding with Audiovisual Translation. Bristol: Multilingual Matters.<<www.multilingual-matters.com/display.asp?K=9781783099368>> 18. Taibi, Mustapha. (ed.). (2017). Translating for the Community. Bristol: Multilingual Matters.<<www.multilingual-matters.com/display.asp?isb= 9781783099122>> 19. Borodo, Michał. (2017). Translation, Globalization and Younger Audiences. The Situation in Poland. Oxford: Peter Lang.<<www.peterlang.com/view/product/81485>> 20. Reframing Realities through Translation Cambridge Scholars Publishing<<https://cambridgescholarsblog.wordpress.com/2017/07/28/call-for-papers-reframing-realities-through-translation>> 21. Gansel, Mireille. 2017. Translation as Transhumance. London: Les Fugitives<<www.lesfugitives.com/books/#/translation-as-transhumance>> 22. Goźdź-Roszkowski, S. and G. Pontrandolfo. (eds). (2018). Phraseology in Legal and Institutional Settings. A Corpus-based Interdisciplinary Perspective. London: Routledge<<www.routledge.com/Phraseology-in-Legal-and-Institutional-Settings-A-Corpus-based-Interdisciplinary/Roszkowski-Pontrandolfo/p/book/9781138214361>> 23. Deckert, Mikołaj. (ed.). (2017). Audiovisual Translation – Research and Use. Frankfurt am Main: Peter Lang.<<www.peterlang.com/view/product/80659>> 24. Castro, Olga; Sergi Mainer & Svetlana Page. (eds). (2017). Self-Translation and Power: Negotiating Identities in European Multilingual Contexts. London: Palgrave Macmillan.www.palgrave.com/gb/book/9781137507808 25. Gonzalo Claros, M. (2017). Cómo traducir y redactar textos científicos en español. Barcelona: Fundación Dr. Antonio Esteve.<<www.esteve.org/cuaderno-traducir-textos-cientificos>> 26. Tian, Chuanmao & Feng Wang. (2017).Translation and Culture. Beijing: China Social Sciences Press.<<http://product.dangdang.com/25164476.html>> 27. Malamatidou, Sofia. (2018). Corpus Triangulation: Combining Data and Methods in Corpus-Based Translation Studies. London: Routledge.<<www.routledge.com/Corpus-Triangulation-Combining-Data-and-=Methods-in-Corpus-Based-Translation/Malamatidou/p/book/9781138948501>> 28. Jakobsen, Arnt L. and Bartolomé Mesa-Lao. (eds). (2017). Translation in Transition: Between Translation, Cognition and Technology. Amsterdam: John Benjamins.<<https://benjamins.com/#catalog/books/btl.133>> 29. Santaemilia, José. (ed.). (2017). Traducir para la igualdad sexual / Translating for Sexual Equality. Granada: Comares.<<www.editorialcomares.com/TV/articulo/3198-Traducir_para_la_igualdad_sexual.html>> 30. Levine, Suzanne Jill & Katie Lateef-Jan. (eds). (2018). Untranslatability Goes Global. London: Routledge.<<www.routledge.com/Untranslatability-Goes-Global/Levine-Lateef-Jan/p/book/9781138744301>> 31. Baer, Brian J. & Klaus Kindle. (eds). (2017). Queering Translation, Translating the Queer. Theory, Practice, Activism. New York: Routledge.<<www.routledge.com/Queering-Translation-Translating-the-Queer-Theory-Practice-Activism/Baer-Kaindl/p/book/9781138201699>> 32. Survey: The translation of political terminology<<https://goo.gl/forms/w2SQ2nnl3AkpcRNq2>> 33. Estudio de encuesta sobre la traducción y la interpretación en México 2017<<http://italiamorayta.org/wp-content/uploads/2017/09/ENCUESTAS.pdf>> 34. Beseghi, Micòl. (2017). Multilingual Films in Translation: A Sociolinguistic and Intercultural Study of Diasporic Films. Oxford: Peter Lang.<<www.peterlang.com/view/product/78842>> 35. Vidal Claramonte, María Carmen África. (2017). Dile que le he escrito un blues: del texto como partitura a la partitura como traducción en la literatura latinoamericana. Madrid: Iberoamericana.<<www.iberoamericana-vervuert.es/FichaLibro.aspx?P1=104515>> 36. Figueira, Dorothy M. & Mohan, Chandra. (eds.). (2017). Literary Culture and Translation. New Aspects of Comparative Literature. Delhi: Primus Books. ISBN: 978-93-84082-51-2.<<www.primusbooks.com>> 37. Tomiche, Anne. (ed.). (2017). Le Comparatisme comme aproche critique / Comparative Literature as a Critical Approach. Tome IV: Traduction et transfers / Translation and Transferts. París: Classiques Garnier. ISBN: 978-2-406-06533-3. 2) REVISTAS / JOURNALS 1. Call for papers: The Translator, special issue on Translation and Development, 2019. Contact: jmarais@ufs.ac.za 2. Call for papers: Applied Language LearningContact: jiaying.howard@dliflc.edu<<www.dliflc.edu/resources/publications/applied-language-learning>> 3. Panace@: Revista de Medicina, Lenguaje y Traducción; special issue on "La comunicación escrita para pacientes", vol. 44<<www.tremedica.org/panacea/PanaceaActual.htm>> 4. mTm, issue 9<<www.mtmjournal.gr/default.asp?catid=435>> 5. Asia Pacific Translation and Intercultural Studies, Volume 4 Issue 3 (November 2017)<<http://explore.tandfonline.com/cfp/ah/aptis>>, <<www.tandfonline.com/rtis>> 6. Call for papers: The Journal of Translation Studies, special issue on Translation and Social Engagement in the Digital AgeContact: Sang-Bin Lee, sblee0110@naver.com 7. Current Trends in Translation Teaching and Learning E<<www.cttl.org>> 8. Translation and Interpreting Studies, 15 (1), Special issue on The Ethics of Non-Professional Translation and Interpreting in Public Services and Legal Settings<<www.atisa.org/call-for-papers>> 9. Call for papers: Translation & Interpreting – The International Journal of Translation and Interpreting Research, Special issue on Translation of Questionnaires in Cross-national and Cross-cultural Research<<www.trans-int.org/index.php/transint/announcement/view/19>> 10. Revista Digital de Investigación en Docencia Universitaria (RIDU), Special issue on Pedagogía y didáctica de la traducción y la interpretación<<http://revistas.upc.edu.pe/index.php/docencia/pages/view/announcement>> 11. Translation, Cognition & Behavior<<https://benjamins.com/#catalog/journals/tcb/main>> 12. FITISPos International Journal, vol. 4 (2017)Shedding Light on the Grey Zone: A Comprehensive View on Public Services Interpreting and Translation<<www3.uah.es/fitispos_ij>> 13. Post-Editing in Practice: Process, Product and NetworksSpecial issue of JoSTrans, The Journal of Specialised Translation, 31<<www.jostrans.org/Post-Editing_in_Practice_Jostrans31.pdf>> 14. Call for papers: MonTI 10 (2018), Special issue on Retos actuales y tendencias emergentes en traducción médica<<https://dti.ua.es/es/monti/convocatorias.htm>> 15. Call for papers: trans‐kom Special Issue on Industry 4.0 meets Language and Knowledge Resources.Contact: Georg Löckinger (georg.loeckinger@fh‐wels.at)<<http://trans-kom.eu/index-en.html>> 16. Translaboration: Exploring Collaboration in Translation and Translation in CollaborationSpecial Issue, Target, vol 32(2), 2020.<<www.benjamins.com/series/target/cfp_target_32.pdf>> 17. redit, Revista Electrónica de Didáctica de la Traducción e Interpretación, nº11.<<www.revistas.uma.es/index.php/redit>> 18. Call for papers: InVerbis, special issue on Translating the Margin: Lost Voices in the Aesthetic Discourse, June 2018.Contact: alessandra.rizzo@unipa.it & karen.Seago1@city.ac.uk<<www.unipa.it/dipartimenti/dipartimentoscienzeumanistiche/CFP-Translating-the-margin-Lost-voices-in-the-aesthetic-discourse>> 19. trans-kom, Vol. 10 (1), 2017. <<www.trans-kom.eu>> 20. JoSTrans, The Journal of Specialised Translation, issue 28 (July 2017).<<www.jostrans.org/issue28/issue28_toc.php>> 21. Call for papers: InVerbis, special issue on Translating the Margin: Lost Voices in the Aesthetic Discourse, June 2018.<<www.unipa.it/dipartimenti/scienzeumanistiche/.content/documenti/CFPInverbis.pdf>> 22. Call for papers: TTR, special Issue on Lost and Found in Transcultural and Interlinguistic Translation/La traduction transculturelle et interlinguistique : s'y perdre et s'y retrouver<<http://professeure.umoncton.ca/umcm-merkle_denise/node/30>> 23. Call for proposals for thematic issues:Linguistica Antverpiensia, New Series – Themes in Translation Studies (LANS – TTS)<<https://lans-tts.uantwerpen.be>> 24. Call for papers: trans‑kom, special issue on Didactics for Technology in Translation and InterpretingVol. 11(2), December 2018.Contact: aietimonografia@gmail.com / carmen.valero@uah.es 25. Journal of Languages for Special PurposesVol 22/2, New Perspectives on the Translation of Advertising<<https://ojsspdc.ulpgc.es/ojs/index.php/LFE/issue/view/53>>Vol 23/1, Linguistics, Translation and Teaching in LSP<<https://ojsspdc.ulpgc.es/ojs/index.php/LFE/issue/view/72>> 26. Call for papers: Parallèles, special issue on La littérature belge francophone en traduction (in French), Volume 32(1), 2020.Contact: katrien.lievois@uantwerpen.be & catherine.gravet@umons.ac.be 27. Call for papers: Asia Pacific Translation and Intercultural Studies, Volume 5(1), 2018.<<www.tandfonline.com/rtis>> 28. Target, special issue on Translaboration: Exploring Collaboration in Translation and Translation in Collaboration<<www.benjamins.com/series/target/cfp_target_32.pdf>> 29. Research in Language, special issue on Translation and Cognition: Cases of Asymmetry, Volume 15(2).<<www.degruyter.com/view/j/rela.2017.15.issue-2/issue-files/rela.2017.15.issue-2.xml>> 30. Call for papers: Translation Spaces, special issue on Translation in Non-governmental Organisations, 7(1), 2018.<<www.reading.ac.uk/web/files/modern-languages-and-european-studies/CfP_SI_Translation_Spaces-translation_in_NGOs.pdf>> 31. Call for papers: Translating the Margin: Lost Voices in the Aesthetic Discourse, special issue of InVerbis (2018).<<www.unipa.it/dipartimenti/scienzeumanistiche/CFP-Translating-the-margin-Lost-voices-in-the-aesthetic-discourse>> 32. Call for papers: Translation and Disruption: Global and Local Perspectives, special issue of Revista Tradumàtica (2018).Contact: akiko.sakamoto@port.ac.uk; jonathan.evans@port.ac.uk and olga.torres.hostench@uab.cat 33. Call for papers: JoSTrans. The Journal of Specialised Translation 33 (January 2020), Special Issue on 'Experimental Research and Cognition in Audiovisual Translation'. Guest editors: Jorge Díaz Cintas & Agnieszka Szarkowska. Deadline for proposals: 19 February 2018<<http://www.jostrans.org/>> 34. Dragoman – Journal of Translation Studies<<www.dragoman-journal.org/books>> 35. Call for papers: Translation Spaces 7(1) 2018, special issue on Translation in Non-governmental Organisations<<www.reading.ac.uk/web/files/modern-languages-and-european-studies/CfP_SI_Translation_Spaces-translation_in_NGOs-public-extended_deadline.pdf>> 36. Call for papers: Public Service Interpreting and Translation and New Technologies Participation through Communication with Technology, special issue of FITISPos International Journal, Vol 5 (2018).Contact: Michaela Albl-Mikasa (albm@zhaw.ch) & Stefanos Vlachopoulos (stefanos@teiep.gr) 37. Sendebar, Vol. 28 (2017)<<http://revistaseug.ugr.es/index.php/sendebar>> 38. Ranzato, Irene. (2016). North and South: British Dialects in Fictional Dialogue, special issue of Status Quaestionis – Language, Text, Culture, 11.<<http://statusquaestionis.uniroma1.it/index.php/statusquaestionis>> 39. Translation Studies 10 (2), special issue on Indirect Translation.<<www.tandfonline.com/toc/rtrs20/current>> 40. Translation & Interpreting – Special issue on Research Methods in Interpreting Studies, Vol 9 (1), 2017. 41. Translation and Translanguaging in Multilingual Contexts, special issue on Between Specialised Texts and Institutional Contexts – Competence and Choice in Legal Translation, edited by V. Dullion, 3 (1), 2017.<<https://benjamins.com/#catalog/journals/ttmc.3.1/toc>> 42. Translation and Performance, 9 (1), 2017<<https://journals.library.ualberta.ca/tc/index.php/TC/issue/view/1879>> 3) CONGRESOS / CONFERENCES 1. ATISA IX: Contexts of Translation and InterpretingUniversity of Wisconsin, Milwaukee, USA, 29 March – 1 April 2018<<www.atisa.org/sites/default/files/CFP_ATISA_2018_FINAL.pdf> 2. V International Translating Voices Translating Regions – Minority Languages, Risks, Disasters and Regional CrisesCentre for Translation Studies (CenTraS) at UCL and Europe House, London, UK, 13-15 December 2017.<<www.ucl.ac.uk/centras/translation-news-and-events/v-translating-voices>> 3. Translation and Health Humanities: The Role of Translated Personal Narratives in the Co-creation of Medical KnowledgeGenealogies of Knowledge I Translating Political and Scientific Thought across Time and Space, University of Manchester, UK7-9 December 2017.<<http://genealogiesofknowledge.net/2017/02/20/call-panel-papers-translation-health-humanities-role-translated-personal-narratives-co-creation-medical-knowledge>> 4. Fourth International Conference on Non-Professional Interpreting and Translation (NPIT4), Stellenbosch University, South Africa, 22-24 May 2018.<<http://conferences.sun.ac.za/index.php/NPIT4/npit4>> 5. I International Conference on Interdisciplinary Approaches for Total Communication: Education, Healthcare and Interpreting within Disability Settings, University of Málaga, Spain, 12-14 December 2017.<<https://ecplusproject.uma.es/cfp-iciatc>> 6. Translation & Minority 2: Freedom and DifferenceUniversity of Ottawa, Canada, 10-11 November 2017.<<https://translationandminority.wordpress.com>> 7. Staging the Literary Translator: Roles, Identities, PersonalitiesUniversity of Vienna, Austria, 17-19 May 2018.<<http://translit2018.univie.ac.at/home>> 8. IATIS 2018 – Translation and Cultural MobilityPanel 9: Translating Development: The Importance of Language(s) in Processes of Social Transformation in Developing CountriesHong Kong, 3-6 July 2018.<<www.iatis.org/index.php/6th-conference-hong-kong-2018/item/1459-panels#Panel09>> 9. Fun for All 5: Translation and Accessibility in Video Games Conference, Universitat Autònoma de Barcelona, Spain, 7-8 June 2018.<<http://jornades.uab.cat/videogamesaccess>> 10. ACT/Unlimited! 2 Symposium, Universitat Autònoma de Barcelona, Spain, 6 June 2018.<<http://pagines.uab.cat/act/content/actunlimited-2-symposium>> 11. IATIS 2018 – Translation and Cultural MobilityPANEL 06: Museum Translation: Encounters across Space and TimeHong Kong Baptist University, 3-6 July 2018.<<www.iatis.org/index.php/6th-conference-hong-kong-2018/item/1459-panels#Panel06>> 12. IATIS 2018 – Translation and Cultural Mobility
PANEL 12: Advances in Discourse Analysis in Translation Studies: Theoretical Models and Applications
Hong Kong Baptist University3-6 July 2018.<<www.iatis.org/index.php/6th-conference-hong-kong-2018/item/1459-panels#Panel12>> 13. Understanding Quality in Media Accessibility, Universidad Autònoma de Barcelona, Spain, 5 June 2018. <<http://pagines.uab.cat/umaq/content/umaq-conference>> 14. Managing Anaphora in Discourse: Towards an Interdisciplinary Approach, University of Grenoble Alpes, France, 5-6 April 2018.<<http://saesfrance.org/4071-2>> 15. Traduire les voix de la nature / Translating the Voices of Nature, Paris, France, 25-26 May 2018.<<www.utu.fi/en/units/hum/units/languages/mts/Documents/CFP.pdf>> 16. IATIS 2018 – Translation and Cultural MobilityPANEL 10: Audiovisual Translation as Cross-cultural Mediation – New Trajectories for Translation and Cultural Mobility?Hong Kong Baptist University, 3-6 July 2018.
<<www.iatis.org/index.php/6th-conference-hong-kong-2018/item/1459-panels#Panel10>> 17. The Fourth International Conference on Research into the Didactics of Translation, Universitat Autònoma de Barcelona, Spain20-22 June 2018.<<http://grupsderecerca.uab.cat/pacte/en/firstcircular>> 18.
I Coloquio Internacional Hispanoafricano de Lingüística, Literatura y Traducción. España en contacto con África, su(s) pueblo(s) y su(s= cultura(s)
Universidad FHB de Cocody-Abidjan, Costa de Marfil
7-9 March 2018.<<www.afriqana.org/encuentros.php>> 19. Transius Conference 2018, Geneva, Switzerland, 18-20 June 2018.<<http://transius.unige.ch/en/conferences-and-seminars/conferences/18/>> 20. 39th International GERAS Conference - Diachronic Dimensions in Specialised Varieties of English: Implications in Communications, Didactics and Translation Studies, University of Mons, Belgium15-17 March 2018.<<www.geras.fr/index.php/presentation/breves/2-uncategorised/245-cfp-39th-international-geras-conference>> 21. 31st Annual Conference of the Canadian Association for Translation Studies - Translation and Adaptation, University of Regina, Canada, 28-30 May 2018.<<https://linguistlist.org/issues/28/28-3413.html>> 22. 2nd Valencia/Napoli Colloquium on Gender and Translation: Translating/Interpreting LSP through a Gender PerspectiveUniversità di Napoli 'L'Orientale', Italy, 8-9 February 2018.Contact: eleonorafederici@hotmail.com 23. Ninth Annual International Translation Conference: Translation in the Digital Age: From Translation Tools to Shifting Paradigms, Hamad Bin Khalifa's Translation & Interpreting Institute (TII), Doha, Qatar, 27-28 March 2018.<<www.tii.qa/9th-annual-translation-conference-translation-digital-age-translation-tools-shifting-paradigms>> 24. ACT/Unlimited! 2 Symposium – Quality Training, Quality Service in Accessible Live Events, Barcelona, Spain, 6 June 2018.<<http://pagines.uab.cat/act/content/actunlimited-2-symposium>> 25. Fourth International Conference on Research into the Didactics of Translation, Universitat Autònoma de Barcelona, Spain, 20-22 June 2018.<<http://grupsderecerca.uab.cat/pacte/en/secondcircular2018>> 26. Talking to the World 3. International Conference in T&I Studies – Cognition, Emotion, and Creativity, Newcastle University, UK, 17-18 September 2018.<<www.ncl.ac.uk/sml/news-events/news/item/talkingtotheworld3ticonference.html>> 27. Translation & Interpreting in the Digital Era, Hankuk University of Foreign Studies, Seoul, South Korea, 29-30 January 2018.Contact: itri@hufs.ac.kr 28. 7th META-NET Annual Conference: Towards a Human Language Project, Hotel Le Plaza, Brussels, Belgium, 13-14 November 2017.<<www.meta-net.eu/events/meta-forum-2017>> 4) CURSOS – SEMINARIOS – POSGRADOS / COURSES – SEMINARS – MA PROGRAMMES 1. Certificate / Diploma / Master of Advanced Studies in Interpreter Training (online), FTI, University of Geneva, Switzerland,4 September 2017 - 10 September 2019.<<www.unige.ch/formcont/masit>> 2. Master's Degree in Legal Translation, Institute of Advanced Legal Studies, London, UK.<<http://ials.sas.ac.uk/study/courses/llm-legal-translation>> 3. Certificat d'Université en Interprétation en contexte juridique : milieu judiciaire et secteur des demandes d'asile, University of Mons, Belgium.<<http://hosting.umons.ac.be/php/centrerusse/agenda/certificat-duniversite-en-interpretation-en-contexte-juridique-milieu-judiciaire-et-secteur-des-demandes-dasile.html>> 4. Online MA in Translation and Interpreting ResearchUniversitat Jaume I, Castellón, Spain.Contact: monzo@uji.es<<www.mastertraduccion.uji.es>> 5. MA in Intercultural Communication, Public Service Interpreting and Translation 2017-2018, University of Alcalá, Madrid, Spain.<<www3.uah.es/master-tisp-uah/introduction-2/introduction>> 6. Research Methods in Translation and Interpreting StudiesUniversity of Geneva, Switzerland.<<www.unige.ch/formcont/researchmethods-distance1>><<www.unige.ch/formcont/researchmethods-distance2>> 7. La Traducción audiovisual y el aprendizaje de lenguas extranjeras, Universidad Nacional de Educación a Distancia (UNED), Spain, 4 December 2017.<<https://goo.gl/3zpMgY>> 8. Fifth summer school in Chinese-English Translation and Interpretation (CETIP), University of Ottawa, Canada, 23 July – 17 August 2018.<<http://arts.uottawa.ca/translation/summer-programs>> 9. First summer school in Arabic – English Translation and Interpretation (AETP), University of Ottawa, Canada, 23 July – 17 August 2018.<<http://arts.uottawa.ca/translation/summer-programs>> 10. Third summer school in translation pedagogy (TTPP)University of Ottawa, Canada, 23 July – 17 August 2018.<<http://arts.uottawa.ca/translation/summer-programs>> 4) PREMIOS/AWARDS 1. The Warwick Prize for Women in Translation<<http://www2.warwick.ac.uk/fac/cross_fac/womenintranslation>

Our motivation for writing this synthesis is the personal and collective trauma caused by a new wave of attacks in France in 2015 and their aftershocks in Belgium, Germany and Great Britain. These dramatic events have rekindled important professional and existential questions worth consideration. They encouraged thinking anew about the aims and functioning of the educational institutions in which we are involved.Our research question therefore starts from an appreciation of a contemporary humanity and state of the world that seem distant from what would have been hoped for amid immense modern technological advances, for instance massive access to information and to primary education . The working hypothesis is that the ontological dimension would certainly already be present in the educational curricula and the common core, but that it would be exercised unconsciously, even repressed, which would have the effect of slowing down the emergence of responsible individuals able to act positively toward themselves, others and the planet. The objective is therefore to try to better understand and support, in view of realizing this goal, the multi-referential process of our humanization, as long as, as the Renaissance humanist Erasmus once said: "We are not born human, but rather become human". The main theoretical frameworks and concepts that we mobilize to build this work and our proposals in Education and Training Sciences are based on three fields. First, Transdisciplinarity (complex thinking , systems of systems and consciousness ). Then, transpersonal psychology (on issues of freedom, responsibility and ethics). Finally, Digital Humanities, from technological artifacts and educational technologies , to technontology .In the form of insets, we will regularly report moments from our "life story", thus inserting us into the current of biographisation , as evidence of the evolution of our own journey.In the first part, we work on the construction of a hypothetico-deductive ontological model of Being, taking into account the human condition in its spatiotemporal context – Being as it unfolds in time and space – to understand how this model functions in terms of rooting, need, capacity, desire, surpassing etc. We represent man by a metaphorical schema, called "structure-temple", comprising seven parts. The pedestal of the building symbolizes its affiliation with the "anthropological / cultural" context of birth, currently the Anthropocene (which begins with the transformative action of sustainable human action on the planet, mainly because of its technical actions) (Wallenhorst, 2019). The first column expresses the "physical / biological / energy" dimension; the second, the "emotional / sensitive" part; the third, the "mental / cognitive"; the fourth, the "groupal / social"; and the fifth, the "axiological / existential / (post) metaphysical". The pediment is the "aperture / ontological" headdress of the ensemble, which invites an optimistic conclusion according to the maxim of the Greek temple of Delphi attributed to Socrates: "Know thyself and you will know the universe and the gods".We then analyse this approach through two temporal dimensions: the big history or long cosmic history from the big bang to the creation of our planet and the development of the biosphere, as well as the ephemeral human life during which each of us will try to accomplish an "involved project" . A third timeless dimension completes them: the life of the spirit. We observe the evolutionary dynamics of the temple-structure thanks to the complementarity that it achieves with the logic of the included third and the "Hidden Third", as well as its non-reductionist character. This model is fractal because it tends toward intra-infinity, and holographic because it is multilayered. It builds a system of "cosmodern" equilibrium, testifying to the historical epistemological separation between the world of subjects and that of the objects it brings together through the theory of "Transreality" . Ultimately, it proposes to surpass an apparent dichotomy by adopting a non-dual approach intended to be effective through the "project approach" .We thus develop a model that could be useful for an ontoformation . The action links updated in the temple-structure by the exercise of the thirds (included and hidden) can be mobilized in the "essence" of the teacher's practice. The teacher must be able to evaluate his or her professional "situated action", which we would evaluate in the context of time (Pedestal and Columns) and in the "vertical" dimension of the whole structure (From Pedestal to Pediment). This approach would shift the quasi-unidirectional binary master-student relationship in the exclusive application of the programs to a dynamic sensitive process of a ternary relationship through the mobilization of the structure-temple tool, for evaluative and then truly educational purposes, as much for the position of the master as for that of the pupil. This holistic approach integrates educational proposals that can be grouped under the terms self-training and self-co-training: "Training here refers to the vital and permanent process of shaping by interaction between oneself (self), others (socio, hetero, co) and the world (eco). Self-training is then defined as the awareness, understanding and transformation by the subject of this interaction. It is the transformation of the relationship with oneself, with others and with the world" .We therefore seek to examine, through the model of the temple-structure in an educational situation, whether the poles and various elements are invested in a correctness (the right ingredient, at the right time, in an adequate quantity) that avoids imbalances, for example disturbances of other moments of life dedicated to transmission and learning and, more broadly, life outside educational spaces. To deepen this question, we will explore the model in other contexts of learning and other educational situations, such as knowledge and disciplines, practices and pedagogies, educational technologies etc.The second part of the work contextualizes the temple-structure metaphor in the field of education and training. From a harmonious reciprocal approach of a triple development, operated on personal, professional and collective levels, emerges a proposal of "Integrative and Implicative Pedagogy" (P2i). It is anchored in the long history of New Education born in the early twentieth century. Through the technicalized updating of the socioconstructivist project approach, the P2i cultivates the efficient consideration of learners, teachers and third parts (staff, parents and other partners) in all their dimensions. This reflection requires discussing the evolution of the role of the teacher in the acquisition of the fundamental learning of primary school, from "read, write, count" to "respect others", thus passing from quantitative performance to qualitative subtlety. It is a question of anticipating the passage from an "integrative" character of educational objects in all their varieties, to the "integral" dimension of the subjects in formation. The temple-structure metaphor is then presented as a multidimensional project. The research therefore applies to the field of disciplines, peri-, para- and extra-curricular activities as well as cross-cutting issues such as eco-citizenship, empowerment, happiness and well-being, emotion management, positive education etc.The P2i studies the places, the means, the methods and the tools made available to institutions and teachers (philosophical debate, yoga or laical meditation ) to allow a secular approach allowed of spirituality , which is interested in the "life of the mind". As a method of analysis and foresight, it can be mobilized to study any question related to the Sciences of Education and Training, from secularism or evaluation to open access or big data. The temple-structure and the P2i jointly propose a theoretical and practical framework favoring the application of educational "strategies of success" by the establishment of "virtuous circles" while developing our "part of humanity". For example: "class management" x "adapted learning" x "support for personalities" x "learners' skills" x "existential dimension" and so on, situating ourselves in the current of slow education and alternatives approaches to / from education. Then a question emerges: should we be guided, by need or necessity, towards a paradigm shift in education? And if so, what should we strive for?The most important aspect would ultimately be an ability to lead multi-referential lives that are connected with each other, with educational partners, with institutions, in relation to knowledge. Examples abound, especially in the field of active pedagogies. In the manner of design thinking, which manages innovation by synthesising analytical thought and intuitive thought as it mobilizes processes of co-creativity that will involve end-users, or like the operating rules stemming from sociocracy and holacracy (as decision with zero objection, election without self-declared candidates, revocability of mandates). Such examples are an extension of work that emphasizes the spiritual dimension – the opposite of routine. It is therefore essential in teacher training not to develop only professional skills, but rather to promote the development of full-fledged human beings. As if reconciling a posture of legitimacy of the teacher with that of a permission of the student. Without force or manipulation. By focusing on the "educational flow" to better enter in the learning of "content stocks". By putting more freedom in learning while maintaining ethics. With freedom of conscience in the face of ideological approaches between normality and (relative) deviance, between independence and the need for connection. By passing from the class group to the subject group. The learner becomes an actor with the acquisition of autonomy. And when the learner realizes this, it is the beginning of emancipation, which can cause shocks. Because this dynamic in progress can also create resistance, as much for the actors concerned as for the institutions. Because we must first accept the discomfort of these new situations. Accompaniment, integration and inventiveness are practices that facilitate these processes of creation, which must each time be new, in order to prevent falling back into reproducing pre-established models.The third part presents an assessment of our journey as a researcher-practitioner in the form of a reflexive return, with its strong points and its gray areas: the examination of the slow professional and spiritual "drying up" as the technicization of our research after our appointment at the Paris IUFM in 1998; our "revivification" thanks to the action involved in non-institutional teams, the first fruits of the adventure described by the present overview; the misunderstandings of our peers and the difficulties in sharing and pursuing administratively and scientifically our work orientations.This report is completed by a presentation of the research perspectives with our laboratory on the question of the uses of digital education; international collaborations with the National Institute of Informatics (NII) in Japan and the Centro de Tecnologia da Informação (CTI) in Brazil on stress at work; by the continuity of our work in the context of current teaching (integration in the axes of GIS Rreefor-Espe); the continued testing of P2i in teacher training or the deepening of the Culture of Peace. The extent of the engagement in our research community and our actions for the promotion of the discipline of the Sciences of Education and Training are particularly notable in relation to cooperation initiatives with foreign universities for teacher training in Romania (Cluj-Napoca), Spain (Valencia), Russia (Moscow), Ecuador (Chuquipata) and China (Chengdu), through the endorsement of editorial responsibilities as a reviewer, through the organization of scientific meetings, by answering requests for expert opinions…In conclusion, in the era of the Anthropocene, which is characterized by societal and lethal environmental risks for the human species, questioning what constitutes society is now absolutely necessary. Starting from our specialty, education, this problem is tackled by the study of conditions and modalities, a strategy that allows surpassing a mere "doing together" to a true "living together". At the heart of the areas to explore further are secularism and the relationship with religion . As the pedagogue Philippe Meirieu has noted: "'Believing' divides while 'knowing' brings together" . Experience facilitates passing from the first verb to the second. Massification and longer study times seem to go hand in hand with the standardization of training courses. The latter would then risk rejecting the otherness of those who follow them and tend to format them, which would be the opposite of the search for creative solutions that society needs. Finding interest and constructing the "common points" that respect diversity, based on real benevolence, with co-constructed rules, would be a pragmatic solution to consider. Fundamental principles may include but are not limited to: citizenship, partnership, democracy, team and collaborative learning, acceptance of different ideas, small group work, and extended teacher roles beyond traditional disciplines.The apparently intuitive point of convergence between these principles can be seen by taking into account our "common point of humanity" in all its various expressions. And this common point could in turn be guided by a call for a transcendence of each individual "little person", in a transcendence that is necessarily collective. If it were a matter of something informal and unspoken, all would benefit from having it brought to consciousness. Should it not then become a subject of discussion between the stakeholders, in order to encourage more and more the expression of this common point of humanity, so that everyone finds nourishment as needed, while maintaining the broadest possible respect for others and the world? In the tradition of Metagogy Theorem , we would approach a meta-science of education: a scientific and transversal model supported by an integral pedagogical paradigm that would provide a necessary and sufficient space for the ontological and spiritual dimensions.The objective of this research is to participate in the understanding of the question of consciousness and its deployment in human activities (subject / object / project), particularly in educational situations, with intention as the first criterion of analysis. ; Notre motivation à entrer dans l'écriture de cette note de synthèse trouve sa source à la suite du séisme traumatisant personnel et collectif provoqué par une nouvelle vague d'attentats en France en 2015 et par leurs répliques en Belgique, en Allemagne et en Grande-Bretagne. Ces événements dramatiques ont ravivé chez nous des questionnements professionnels et existentiels jusque-là mis de côté faute de lieu et de moment institutionnel dédié pour réfléchir aux finalités et aux fonctionnements des instances éducatives dont nous sommes partie prenante.Notre question de recherche part donc de l'appréciation d'une humanité et d'un état du monde contemporains qui semblent loin d'être à la hauteur qu'auraient laissé espérer les immenses avancées technologiques modernes, parmi lesquelles l'accès à l'information, conjuguées à une éducation primaire dispensée à très grande échelle sur la planète .Une hypothèse est que si la dimension ontologique est d'une certaine façon déjà présente dans les programmes scolaires et dans le socle commun de connaissances, de compétences et de culture de l'école et du collège notamment au travers des humanités et des compétences relationnelles et psycho-sociales, elle s'y exercerait toutefois de façon non ou insuffisamment conscientisée, ce qui amoindrirait ses effets positifs. Cet état de fait, attaché à une sorte de refoulement, aurait pour effet de ralentir la capacité de formation et d'émergence d'une personne qui soit responsable et qui agisse de manière positive envers elle-même, envers les autres et envers la planète. L'objectif poursuivi est donc de chercher à mieux comprendre et à accompagner vers ce but le processus multi-référentiel de notre humanisation au travers de l'éducation, pour autant que, comme l'affirmait déjà Érasme à la Renaissance : « On ne naît pas homme, on le devient ». Les principaux cadres théoriques et les concepts que nous mobilisons pour construire ce travail et nos propositions en Sciences de l'Éducation et de la Formation s'appuient sur trois domaines. D'abord la Transdisciplinarité , avec la pensée complexe , la théorie des systèmes et la question de la conscience . Ensuite la Psychologie Transpersonnelle , sur les questions de liberté, de responsabilité et d'éthique. Enfin les Humanités Numériques, depuis les artefacts technologiques et les technologies éducatives jusqu'à la technontologie (technique plus ontologie).Sous forme d'encarts, nous relaterons régulièrement des moments issus de notre « histoire de vie », nous insérant ainsi dans le courant de la biographisation , en tant que témoignages de l'évolution de notre propre parcours.Dans une première partie, nous travaillons à la construction d'un modèle ontologique hypothético-déductif, « l'être en tant qu'être », en tenant compte de la condition humaine dans son contexte spatio-temporel - « l'être dans le temps de l'être »- pour en comprendre le fonctionnement en termes d'enracinement, de besoin, de capacité, de désir, de dépassement… Nous représentons l'Être humain par un schéma métaphorique, appelé « structure-temple », comprenant sept éléments. Le socle de l'édifice symbolise sa filiation dans le contexte « anthropologique / culturel » de la naissance, actuellement l'anthropocène (qui débute avec l'action transformative durable de l'action humaine sur la planète, essentiellement du fait des agissements techniques et industriels, Wallenhorst, 2019). La première colonne exprime la dimension « physique / biologique / énergétique » ; la deuxième, la part « émotionnelle / sensible » ; la troisième, le « mental / cognitif » ; la quatrième, le « groupal / social » et la cinquième, l' « axiologique / existentiel / (post-)métaphysique ». Enfin, le fronton est la coiffe « ouverture / ontologique » de l'ensemble, qui invite à une conclusion optimiste selon la maxime du temple grec de Delphes attribuée à Socrate : « Connais-toi toi-même et tu connaîtras l'univers et les dieux ».Nous procédons ensuite à une analyse de cette approche au travers de deux dimensions temporelles : la big history ou longue histoire cosmique depuis le big bang jusqu'à la création de notre planète et le développement de la biosphère ainsi que l'éphémère vie humaine durant laquelle chacun tentera d'accomplir son projet « implié » . Une troisième dimension intemporelle les complète : la vie de l'esprit . Nous observons la dynamique évolutive de la structure-temple grâce à la complémentarité qu'elle opère avec les logiques du tiers inclus et du « Tiers Caché », ainsi que son caractère non-réductionniste. Ce modèle est fractal par son caractère intra-reproductible et holographique car multicouche. Il construit un système d'équilibre « cosmoderne » témoignant de la séparation épistémologique historique entre le monde des sujets et celui des objets qu'il réunit par la théorie de la « Transréalité » . Il propose in fine de dépasser cette dichotomie apparente en adoptant une approche non-duelle destinée à être opérante au moyen de la « démarche de projet » .La deuxième partie du travail contextualise la métaphore de la structure-temple dans le domaine de l'éducation et de la formation. À partir d'une démarche en réciprocité harmonieuse d'un triple développement, opéré sur les plans personnel, professionnel et collectif, émerge une proposition de « Pédagogie Intégrative et Implicative » (P2i). Elle procède d'un cadre théorique intégratif et aboutit à un dispositif implicatif ancré dans la longue histoire de l'Éducation Nouvelle dont Philippe Meirieu décèle « les prémices dès le XVIIIème siècle » . Par l'actualisation technicisée de la démarche de projet socioconstructiviste, la P2i cultive la considération efficiente des apprenants, des enseignants et des tiers (personnels, parents et autres partenaires), et ce, dans toutes leurs dimensions. Cette réflexion nécessite de discuter de l'évolution du rôle de l'enseignant dans l'acquisition des apprentissages fondamentaux de l'école primaire, depuis le « lire, écrire, compter » jusqu'au « respecter autrui », passant ainsi de la performance quantitative à la sensibilité qualitative. Il s'agit d'anticiper le passage d'un caractère « intégratif » des objets pédagogiques dans toutes leurs variétés à la dimension « intégrale » des sujets en formation. La métaphore de la structure-temple est alors déclinée comme un projet multidimensionnel. La recherche s'applique donc aussi bien au domaine des disciplines, des activités péri-, para- et extra-scolaires qu'aux questions transversales comme l'éco-citoyenneté, le pouvoir d'agir, le bonheur et le bien-être, la gestion des émotions, l'éducation positive…La P2i étudie les lieux, les moyens, les méthodes et les outils mis à disposition des institutions et des enseignants (débat philosophique, yoga ou encore méditation ) pour permettre une approche laïque autorisée de la spiritualité , qui s'intéresse à la vie de l'esprit. Tenant lieu de méthode d'analyse et de prospective, elle peut être mobilisée pour étudier toute question touchant aux Sciences de l'Éducation et de la Formation, depuis la laïcité ou l'évaluation jusqu'à l'open access ou le big data. La structure-temple et la P2i proposent conjointement un cadre théorique et pratique favorisant l'application de « stratégies de réussite éducatives » par l'instauration de cercles vertueux tout en développant notre part d'humanité. Par exemple des notions pédagogiques ou didactiques comme « la gestion de classe », « les apprentissages adaptés », « l'appui sur les personnalités », « les compétences des apprenants », « la dimension existentielle » etc. tous envisagés et pris en compte simultanément ou à tour de rôle multiplient les effets positifs de chacune de ces dimensions. Nous situant dans le courant de la slow education et des approches alternatives de/à l'éducation, une question, qui pourrait devenir « vive », se fait jour : faudrait-il nous orienter, par besoin ou par nécessité, vers un changement de paradigme éducatif ? Et si oui, vers lequel nous diriger ?La troisième partie présente un bilan de notre trajet de chercheur-praticien sous forme de retour réflexif, avec ses points forts et ses zones d'ombre : l'examen du lent « assèchement » professionnel et spirituel au fur et à mesure de la technicisation de nos recherches après notre nomination à l'Iufm de Paris en 1998 ; notre « revivifiance » grâce à l'action impliquée dans des équipes para-institutionnelles, prémices de l'aventure de cette note de synthèse ; les incompréhensions de nos pairs et les difficultés à partager et poursuivre administrativement et scientifiquement nos orientations de travail…Ce bilan est complété par un exposé des perspectives de recherche au sein de notre laboratoire sur la question des usages du numérique en éducation ; par des collaborations internationales avec le National Institute of Informatics (Tokyo, Japon) et le Centro de Tecnologia da Informação (Campinas, Sao Paolo, Brésil) sur le stress au travail ; par la continuité de nos travaux dans le contexte d'enseignement actuel (intégration dans les axes du GIS Rreefor-Espe) ; la poursuite de la mise à l'épreuve de la P2i dans la formation des enseignants ou encore l'approfondissement de la Culture de Paix. L'ampleur de l'engagement dans notre communauté de recherche et nos actions pour le rayonnement de la discipline des Sciences de l'Éducation et de la Formation s'apprécient notamment par des initiatives de coopération avec des instituts et des universités étrangères de formation des enseignants comme le National Pedagogical College (Cluj-Napoca, Roumanie), le Florida Grup Educatiu (Valencia, Espagne), la Moscow City University (Russie), l'Universidad Nacional de Educación (Chuquipata, Équateur) et l'École Normale de Chengdu (Chine) ; par la prise de responsabilités éditoriales dans des revues relevant de la section ; par l'organisation de rencontres scientifiques ; par la réponse à des demandes d'expertises nationales et internationales…En conclusion, il ressort que l'objectif de cette recherche est de participer à la compréhension de la question de la conscience et de son déploiement dans les activités humaines (sujet/objet/projet), et particulièrement en situation éducative, avec l'intention pour premier critère d'analyse.

Our motivation for writing this synthesis is the personal and collective trauma caused by a new wave of attacks in France in 2015 and their aftershocks in Belgium, Germany and Great Britain. These dramatic events have rekindled important professional and existential questions worth consideration. They encouraged thinking anew about the aims and functioning of the educational institutions in which we are involved.Our research question therefore starts from an appreciation of a contemporary humanity and state of the world that seem distant from what would have been hoped for amid immense modern technological advances, for instance massive access to information and to primary education . The working hypothesis is that the ontological dimension would certainly already be present in the educational curricula and the common core, but that it would be exercised unconsciously, even repressed, which would have the effect of slowing down the emergence of responsible individuals able to act positively toward themselves, others and the planet. The objective is therefore to try to better understand and support, in view of realizing this goal, the multi-referential process of our humanization, as long as, as the Renaissance humanist Erasmus once said: "We are not born human, but rather become human". The main theoretical frameworks and concepts that we mobilize to build this work and our proposals in Education and Training Sciences are based on three fields. First, Transdisciplinarity (complex thinking , systems of systems and consciousness ). Then, transpersonal psychology (on issues of freedom, responsibility and ethics). Finally, Digital Humanities, from technological artifacts and educational technologies , to technontology .In the form of insets, we will regularly report moments from our "life story", thus inserting us into the current of biographisation , as evidence of the evolution of our own journey.In the first part, we work on the construction of a hypothetico-deductive ontological model of Being, taking into account the human condition in its spatiotemporal context – Being as it unfolds in time and space – to understand how this model functions in terms of rooting, need, capacity, desire, surpassing etc. We represent man by a metaphorical schema, called "structure-temple", comprising seven parts. The pedestal of the building symbolizes its affiliation with the "anthropological / cultural" context of birth, currently the Anthropocene (which begins with the transformative action of sustainable human action on the planet, mainly because of its technical actions) (Wallenhorst, 2019). The first column expresses the "physical / biological / energy" dimension; the second, the "emotional / sensitive" part; the third, the "mental / cognitive"; the fourth, the "groupal / social"; and the fifth, the "axiological / existential / (post) metaphysical". The pediment is the "aperture / ontological" headdress of the ensemble, which invites an optimistic conclusion according to the maxim of the Greek temple of Delphi attributed to Socrates: "Know thyself and you will know the universe and the gods".We then analyse this approach through two temporal dimensions: the big history or long cosmic history from the big bang to the creation of our planet and the development of the biosphere, as well as the ephemeral human life during which each of us will try to accomplish an "involved project" . A third timeless dimension completes them: the life of the spirit. We observe the evolutionary dynamics of the temple-structure thanks to the complementarity that it achieves with the logic of the included third and the "Hidden Third", as well as its non-reductionist character. This model is fractal because it tends toward intra-infinity, and holographic because it is multilayered. It builds a system of "cosmodern" equilibrium, testifying to the historical epistemological separation between the world of subjects and that of the objects it brings together through the theory of "Transreality" . Ultimately, it proposes to surpass an apparent dichotomy by adopting a non-dual approach intended to be effective through the "project approach" .We thus develop a model that could be useful for an ontoformation . The action links updated in the temple-structure by the exercise of the thirds (included and hidden) can be mobilized in the "essence" of the teacher's practice. The teacher must be able to evaluate his or her professional "situated action", which we would evaluate in the context of time (Pedestal and Columns) and in the "vertical" dimension of the whole structure (From Pedestal to Pediment). This approach would shift the quasi-unidirectional binary master-student relationship in the exclusive application of the programs to a dynamic sensitive process of a ternary relationship through the mobilization of the structure-temple tool, for evaluative and then truly educational purposes, as much for the position of the master as for that of the pupil. This holistic approach integrates educational proposals that can be grouped under the terms self-training and self-co-training: "Training here refers to the vital and permanent process of shaping by interaction between oneself (self), others (socio, hetero, co) and the world (eco). Self-training is then defined as the awareness, understanding and transformation by the subject of this interaction. It is the transformation of the relationship with oneself, with others and with the world" .We therefore seek to examine, through the model of the temple-structure in an educational situation, whether the poles and various elements are invested in a correctness (the right ingredient, at the right time, in an adequate quantity) that avoids imbalances, for example disturbances of other moments of life dedicated to transmission and learning and, more broadly, life outside educational spaces. To deepen this question, we will explore the model in other contexts of learning and other educational situations, such as knowledge and disciplines, practices and pedagogies, educational technologies etc.The second part of the work contextualizes the temple-structure metaphor in the field of education and training. From a harmonious reciprocal approach of a triple development, operated on personal, professional and collective levels, emerges a proposal of "Integrative and Implicative Pedagogy" (P2i). It is anchored in the long history of New Education born in the early twentieth century. Through the technicalized updating of the socioconstructivist project approach, the P2i cultivates the efficient consideration of learners, teachers and third parts (staff, parents and other partners) in all their dimensions. This reflection requires discussing the evolution of the role of the teacher in the acquisition of the fundamental learning of primary school, from "read, write, count" to "respect others", thus passing from quantitative performance to qualitative subtlety. It is a question of anticipating the passage from an "integrative" character of educational objects in all their varieties, to the "integral" dimension of the subjects in formation. The temple-structure metaphor is then presented as a multidimensional project. The research therefore applies to the field of disciplines, peri-, para- and extra-curricular activities as well as cross-cutting issues such as eco-citizenship, empowerment, happiness and well-being, emotion management, positive education etc.The P2i studies the places, the means, the methods and the tools made available to institutions and teachers (philosophical debate, yoga or laical meditation ) to allow a secular approach allowed of spirituality , which is interested in the "life of the mind". As a method of analysis and foresight, it can be mobilized to study any question related to the Sciences of Education and Training, from secularism or evaluation to open access or big data. The temple-structure and the P2i jointly propose a theoretical and practical framework favoring the application of educational "strategies of success" by the establishment of "virtuous circles" while developing our "part of humanity". For example: "class management" x "adapted learning" x "support for personalities" x "learners' skills" x "existential dimension" and so on, situating ourselves in the current of slow education and alternatives approaches to / from education. Then a question emerges: should we be guided, by need or necessity, towards a paradigm shift in education? And if so, what should we strive for?The most important aspect would ultimately be an ability to lead multi-referential lives that are connected with each other, with educational partners, with institutions, in relation to knowledge. Examples abound, especially in the field of active pedagogies. In the manner of design thinking, which manages innovation by synthesising analytical thought and intuitive thought as it mobilizes processes of co-creativity that will involve end-users, or like the operating rules stemming from sociocracy and holacracy (as decision with zero objection, election without self-declared candidates, revocability of mandates). Such examples are an extension of work that emphasizes the spiritual dimension – the opposite of routine. It is therefore essential in teacher training not to develop only professional skills, but rather to promote the development of full-fledged human beings. As if reconciling a posture of legitimacy of the teacher with that of a permission of the student. Without force or manipulation. By focusing on the "educational flow" to better enter in the learning of "content stocks". By putting more freedom in learning while maintaining ethics. With freedom of conscience in the face of ideological approaches between normality and (relative) deviance, between independence and the need for connection. By passing from the class group to the subject group. The learner becomes an actor with the acquisition of autonomy. And when the learner realizes this, it is the beginning of emancipation, which can cause shocks. Because this dynamic in progress can also create resistance, as much for the actors concerned as for the institutions. Because we must first accept the discomfort of these new situations. Accompaniment, integration and inventiveness are practices that facilitate these processes of creation, which must each time be new, in order to prevent falling back into reproducing pre-established models.The third part presents an assessment of our journey as a researcher-practitioner in the form of a reflexive return, with its strong points and its gray areas: the examination of the slow professional and spiritual "drying up" as the technicization of our research after our appointment at the Paris IUFM in 1998; our "revivification" thanks to the action involved in non-institutional teams, the first fruits of the adventure described by the present overview; the misunderstandings of our peers and the difficulties in sharing and pursuing administratively and scientifically our work orientations.This report is completed by a presentation of the research perspectives with our laboratory on the question of the uses of digital education; international collaborations with the National Institute of Informatics (NII) in Japan and the Centro de Tecnologia da Informação (CTI) in Brazil on stress at work; by the continuity of our work in the context of current teaching (integration in the axes of GIS Rreefor-Espe); the continued testing of P2i in teacher training or the deepening of the Culture of Peace. The extent of the engagement in our research community and our actions for the promotion of the discipline of the Sciences of Education and Training are particularly notable in relation to cooperation initiatives with foreign universities for teacher training in Romania (Cluj-Napoca), Spain (Valencia), Russia (Moscow), Ecuador (Chuquipata) and China (Chengdu), through the endorsement of editorial responsibilities as a reviewer, through the organization of scientific meetings, by answering requests for expert opinions…In conclusion, in the era of the Anthropocene, which is characterized by societal and lethal environmental risks for the human species, questioning what constitutes society is now absolutely necessary. Starting from our specialty, education, this problem is tackled by the study of conditions and modalities, a strategy that allows surpassing a mere "doing together" to a true "living together". At the heart of the areas to explore further are secularism and the relationship with religion . As the pedagogue Philippe Meirieu has noted: "'Believing' divides while 'knowing' brings together" . Experience facilitates passing from the first verb to the second. Massification and longer study times seem to go hand in hand with the standardization of training courses. The latter would then risk rejecting the otherness of those who follow them and tend to format them, which would be the opposite of the search for creative solutions that society needs. Finding interest and constructing the "common points" that respect diversity, based on real benevolence, with co-constructed rules, would be a pragmatic solution to consider. Fundamental principles may include but are not limited to: citizenship, partnership, democracy, team and collaborative learning, acceptance of different ideas, small group work, and extended teacher roles beyond traditional disciplines.The apparently intuitive point of convergence between these principles can be seen by taking into account our "common point of humanity" in all its various expressions. And this common point could in turn be guided by a call for a transcendence of each individual "little person", in a transcendence that is necessarily collective. If it were a matter of something informal and unspoken, all would benefit from having it brought to consciousness. Should it not then become a subject of discussion between the stakeholders, in order to encourage more and more the expression of this common point of humanity, so that everyone finds nourishment as needed, while maintaining the broadest possible respect for others and the world? In the tradition of Metagogy Theorem , we would approach a meta-science of education: a scientific and transversal model supported by an integral pedagogical paradigm that would provide a necessary and sufficient space for the ontological and spiritual dimensions.The objective of this research is to participate in the understanding of the question of consciousness and its deployment in human activities (subject / object / project), particularly in educational situations, with intention as the first criterion of analysis. ; Notre motivation à entrer dans l'écriture de cette note de synthèse trouve sa source à la suite du séisme traumatisant personnel et collectif provoqué par une nouvelle vague d'attentats en France en 2015 et par leurs répliques en Belgique, en Allemagne et en Grande-Bretagne. Ces événements dramatiques ont ravivé chez nous des questionnements professionnels et existentiels jusque-là mis de côté faute de lieu et de moment institutionnel dédié pour réfléchir aux finalités et aux fonctionnements des instances éducatives dont nous sommes partie prenante.Notre question de recherche part donc de l'appréciation d'une humanité et d'un état du monde contemporains qui semblent loin d'être à la hauteur qu'auraient laissé espérer les immenses avancées technologiques modernes, parmi lesquelles l'accès à l'information, conjuguées à une éducation primaire dispensée à très grande échelle sur la planète .Une hypothèse est que si la dimension ontologique est d'une certaine façon déjà présente dans les programmes scolaires et dans le socle commun de connaissances, de compétences et de culture de l'école et du collège notamment au travers des humanités et des compétences relationnelles et psycho-sociales, elle s'y exercerait toutefois de façon non ou insuffisamment conscientisée, ce qui amoindrirait ses effets positifs. Cet état de fait, attaché à une sorte de refoulement, aurait pour effet de ralentir la capacité de formation et d'émergence d'une personne qui soit responsable et qui agisse de manière positive envers elle-même, envers les autres et envers la planète. L'objectif poursuivi est donc de chercher à mieux comprendre et à accompagner vers ce but le processus multi-référentiel de notre humanisation au travers de l'éducation, pour autant que, comme l'affirmait déjà Érasme à la Renaissance : « On ne naît pas homme, on le devient ». Les principaux cadres théoriques et les concepts que nous mobilisons pour construire ce travail et nos propositions en Sciences de l'Éducation et de la Formation s'appuient sur trois domaines. D'abord la Transdisciplinarité , avec la pensée complexe , la théorie des systèmes et la question de la conscience . Ensuite la Psychologie Transpersonnelle , sur les questions de liberté, de responsabilité et d'éthique. Enfin les Humanités Numériques, depuis les artefacts technologiques et les technologies éducatives jusqu'à la technontologie (technique plus ontologie).Sous forme d'encarts, nous relaterons régulièrement des moments issus de notre « histoire de vie », nous insérant ainsi dans le courant de la biographisation , en tant que témoignages de l'évolution de notre propre parcours.Dans une première partie, nous travaillons à la construction d'un modèle ontologique hypothético-déductif, « l'être en tant qu'être », en tenant compte de la condition humaine dans son contexte spatio-temporel - « l'être dans le temps de l'être »- pour en comprendre le fonctionnement en termes d'enracinement, de besoin, de capacité, de désir, de dépassement… Nous représentons l'Être humain par un schéma métaphorique, appelé « structure-temple », comprenant sept éléments. Le socle de l'édifice symbolise sa filiation dans le contexte « anthropologique / culturel » de la naissance, actuellement l'anthropocène (qui débute avec l'action transformative durable de l'action humaine sur la planète, essentiellement du fait des agissements techniques et industriels, Wallenhorst, 2019). La première colonne exprime la dimension « physique / biologique / énergétique » ; la deuxième, la part « émotionnelle / sensible » ; la troisième, le « mental / cognitif » ; la quatrième, le « groupal / social » et la cinquième, l' « axiologique / existentiel / (post-)métaphysique ». Enfin, le fronton est la coiffe « ouverture / ontologique » de l'ensemble, qui invite à une conclusion optimiste selon la maxime du temple grec de Delphes attribuée à Socrate : « Connais-toi toi-même et tu connaîtras l'univers et les dieux ».Nous procédons ensuite à une analyse de cette approche au travers de deux dimensions temporelles : la big history ou longue histoire cosmique depuis le big bang jusqu'à la création de notre planète et le développement de la biosphère ainsi que l'éphémère vie humaine durant laquelle chacun tentera d'accomplir son projet « implié » . Une troisième dimension intemporelle les complète : la vie de l'esprit . Nous observons la dynamique évolutive de la structure-temple grâce à la complémentarité qu'elle opère avec les logiques du tiers inclus et du « Tiers Caché », ainsi que son caractère non-réductionniste. Ce modèle est fractal par son caractère intra-reproductible et holographique car multicouche. Il construit un système d'équilibre « cosmoderne » témoignant de la séparation épistémologique historique entre le monde des sujets et celui des objets qu'il réunit par la théorie de la « Transréalité » . Il propose in fine de dépasser cette dichotomie apparente en adoptant une approche non-duelle destinée à être opérante au moyen de la « démarche de projet » .La deuxième partie du travail contextualise la métaphore de la structure-temple dans le domaine de l'éducation et de la formation. À partir d'une démarche en réciprocité harmonieuse d'un triple développement, opéré sur les plans personnel, professionnel et collectif, émerge une proposition de « Pédagogie Intégrative et Implicative » (P2i). Elle procède d'un cadre théorique intégratif et aboutit à un dispositif implicatif ancré dans la longue histoire de l'Éducation Nouvelle dont Philippe Meirieu décèle « les prémices dès le XVIIIème siècle » . Par l'actualisation technicisée de la démarche de projet socioconstructiviste, la P2i cultive la considération efficiente des apprenants, des enseignants et des tiers (personnels, parents et autres partenaires), et ce, dans toutes leurs dimensions. Cette réflexion nécessite de discuter de l'évolution du rôle de l'enseignant dans l'acquisition des apprentissages fondamentaux de l'école primaire, depuis le « lire, écrire, compter » jusqu'au « respecter autrui », passant ainsi de la performance quantitative à la sensibilité qualitative. Il s'agit d'anticiper le passage d'un caractère « intégratif » des objets pédagogiques dans toutes leurs variétés à la dimension « intégrale » des sujets en formation. La métaphore de la structure-temple est alors déclinée comme un projet multidimensionnel. La recherche s'applique donc aussi bien au domaine des disciplines, des activités péri-, para- et extra-scolaires qu'aux questions transversales comme l'éco-citoyenneté, le pouvoir d'agir, le bonheur et le bien-être, la gestion des émotions, l'éducation positive…La P2i étudie les lieux, les moyens, les méthodes et les outils mis à disposition des institutions et des enseignants (débat philosophique, yoga ou encore méditation ) pour permettre une approche laïque autorisée de la spiritualité , qui s'intéresse à la vie de l'esprit. Tenant lieu de méthode d'analyse et de prospective, elle peut être mobilisée pour étudier toute question touchant aux Sciences de l'Éducation et de la Formation, depuis la laïcité ou l'évaluation jusqu'à l'open access ou le big data. La structure-temple et la P2i proposent conjointement un cadre théorique et pratique favorisant l'application de « stratégies de réussite éducatives » par l'instauration de cercles vertueux tout en développant notre part d'humanité. Par exemple des notions pédagogiques ou didactiques comme « la gestion de classe », « les apprentissages adaptés », « l'appui sur les personnalités », « les compétences des apprenants », « la dimension existentielle » etc. tous envisagés et pris en compte simultanément ou à tour de rôle multiplient les effets positifs de chacune de ces dimensions. Nous situant dans le courant de la slow education et des approches alternatives de/à l'éducation, une question, qui pourrait devenir « vive », se fait jour : faudrait-il nous orienter, par besoin ou par nécessité, vers un changement de paradigme éducatif ? Et si oui, vers lequel nous diriger ?La troisième partie présente un bilan de notre trajet de chercheur-praticien sous forme de retour réflexif, avec ses points forts et ses zones d'ombre : l'examen du lent « assèchement » professionnel et spirituel au fur et à mesure de la technicisation de nos recherches après notre nomination à l'Iufm de Paris en 1998 ; notre « revivifiance » grâce à l'action impliquée dans des équipes para-institutionnelles, prémices de l'aventure de cette note de synthèse ; les incompréhensions de nos pairs et les difficultés à partager et poursuivre administrativement et scientifiquement nos orientations de travail…Ce bilan est complété par un exposé des perspectives de recherche au sein de notre laboratoire sur la question des usages du numérique en éducation ; par des collaborations internationales avec le National Institute of Informatics (Tokyo, Japon) et le Centro de Tecnologia da Informação (Campinas, Sao Paolo, Brésil) sur le stress au travail ; par la continuité de nos travaux dans le contexte d'enseignement actuel (intégration dans les axes du GIS Rreefor-Espe) ; la poursuite de la mise à l'épreuve de la P2i dans la formation des enseignants ou encore l'approfondissement de la Culture de Paix. L'ampleur de l'engagement dans notre communauté de recherche et nos actions pour le rayonnement de la discipline des Sciences de l'Éducation et de la Formation s'apprécient notamment par des initiatives de coopération avec des instituts et des universités étrangères de formation des enseignants comme le National Pedagogical College (Cluj-Napoca, Roumanie), le Florida Grup Educatiu (Valencia, Espagne), la Moscow City University (Russie), l'Universidad Nacional de Educación (Chuquipata, Équateur) et l'École Normale de Chengdu (Chine) ; par la prise de responsabilités éditoriales dans des revues relevant de la section ; par l'organisation de rencontres scientifiques ; par la réponse à des demandes d'expertises nationales et internationales…En conclusion, il ressort que l'objectif de cette recherche est de participer à la compréhension de la question de la conscience et de son déploiement dans les activités humaines (sujet/objet/projet), et particulièrement en situation éducative, avec l'intention pour premier critère d'analyse.

DON RIGOBERTO'S SEXUAL FANTASY IN MARIO VARGAS LLOSA IN PRAISE OF THE STEPMOTHER Dinda Anisa Larasati English Department, Language and Arts Faculty, State University of Surabaya dinda_kdy@yahoo.com Drs. Much. Khoiri M.Si. English Department, Language and Arts Faculty, State University of Surabaya much_choiri@yahoo.com Abstract Sexuality is seen as sinful thing which influences Christian to behave and act based on the society role. Some people tend to repress their sexual fantasy because sexual fantasy is a genre that can lend itself very easily to the sexual elements of life, the depraved, the debauched, or the downright saucy and controversial. The aim of this study is to describe how Don Rigoberto's sexual fantasy depicted in Mario Vargas Llosa In Praise of the Stepmotherand and to reveal how Don Rigoberto's sexual fantasy can impact on his wife. The data are in the form of quotation, fragments, and dialogues or monologues that indicated the thoughts and action concerning form of sexual fantasy.The data is applying the theory of fantasy by Jacques Lacan and supported with Baron. This study also uses the concept of anxiety and psychological trauma. Initially, Don Rigoberto obsessed with three things: Physical Hygiene, sex with his wife, and erotic paintings. He devotes a day a week for the care of a different member or organ.His love life with Lucrecia in a world more imaginary than real, of what he wishes she were than what she really is. He always lost in his dream which is imagined erotically things from some media and those can support his sexual fantasy. Don Rigoberto forced his wife (to have) sex with another man which can be deeply shocking for her. Those facts are proof that Don Rigoberto get his satisfaction from his obsession. Keywords: sexuality, fantasy, desire, anxiety, psychological trauma Abstrak Seksualitas dipandang sebagai hal yang berdosa yang mempengaruhi Kristen untuk bersikapdanbertindak berdasarkan peran masyarakat. Beberapa orang cenderung untuk menekan fantasi seksual mereka karena fantasi seksual adalah genre yang dapat menjatuhkan diri seseorang ke dalam unsur-unsurseksualkehidupan, buruk, yang tidak bermoral, dan kontroversial. Tujuan dari skripsi ini adalah untuk menggambarkan bagaimana fantasi seksual Don Rigoberto yang digambarkan di Mario Vargas Llosa In Praise of the Stepmother dan mengungkapkan bagaimana fantasi seksual Don Rigoberto yang berdampak pada istrinya. Di dalam data tersebut terdapat kutipan, fragmen, dan dialog atau monolog yang menunjukkan pemikiran dan tindakan mengenai bentukfantasi. Untuk data seksual menerapkan teori fantasi dari Jacques Lacan dan didukung dengan Baron. Analisis ini juga menggunakan konsep anxiety dan psychological trauma. Pada awalnya, Don Rigoberto terobsesi dengan tiga hal: Fisik higienis, seks dengan istrinya, dan lukisan erotis. Dia menjadikan satu hari dalam seminggu untuk melakukan perawatan pada anggota atau organ badan yang berbeda. Kehidupan cintanya dengan Lucrecia di dunia lebih kepada imajinasi daripada kenyataan, apa yang dia ingin adalah berada dari apa yang sebenarnya dia. Dia selalu terjebak dalam mimpinya, yaitu dengan membayangkan hal-hal erotis dari beberapa media dan mereka dapat mendukung fantasi seksualnya. Don Rigoberto memaksa istrinya untuk berhubungan seks dengan laki-laki lain dan hal itu sangat mengejutkan istrinya.Faktanya adalah bukti bahwa Don Rigoberto mendapatkan kepuasan melalui obsesinya. Kata kunci: sexuality, fantasy, desire, anxiety, psychological trauma Introduction Human cannot be separated with needs. There are three basic drives such as eating, sleeping, and sex. As a normal human being, sexuality is given from the beginning ourselves. Nietzche asserts that "we are not only rational out being, but we are also full of desire, with the drives and hidden longing, which formed, our ideas and views about the world" (O'Donnel, 2008: 41).In reality, sexuality describes a huge range of activities. This is half of dialectic, anything can be sex because sex has whatever meaning human experience moment by moment, and sex hasan infinite range of meanings because the scope of activities that can properly be called sexual is so vast. Lisa Downing says that sexuality is something that we ourselves create-it is our own creation, and much more than the discovery of secret side of our desire. Sex is not fatally, it is possible to creative life (Downing 2008:104). Sex can make people different. It means that sex is created because of love, relationship, and perhaps necesity or situation. Sex is not taboo anymore in this modern era, but sex can help viability in science. In psychoanalyticterms, sexuality plays an enormously influential rolein psychological development.From a veryearly age, how people experience their bodies in relation to the physical world as well as to the internal stimuli and feelings their bodies generate profoundly effects how they view the world and themselves.In particular,conscious and unconscious fantasies are about human's bodies and sexuality influence the development of stable patterns of sexual identity, and with that,sexual behaviors.(http://psychoanalysis101.org/psycho-sexual-development/). Sexual fantasies play a central role in mental life, despite – or rather: because of – the fact that they in particular meet the fate of repression, which is why Freud calls them "the weak spot in our psychical organization" (Freud, 1911: 223). This repression creates the psychic disposition towards neurosis in man, the conflict between unconscious desires and conscious control. That sexuality is actually the weak spot in man's psychical organization is proven by the fact that many (predominantly male) users of the Internet cannot resist the temptation to seek sexual pleasure via the computer screen. Sex is still the biggest business on the net, offering such a massive electronic hallucination of gratifying objects. In Praise of the Stepmother with Mario Vargas Llosa as the author, Mario Vargas Llosa, which reached worldwide recognition with his novels Pantoja and the Special Aunt Julia and the Scriptwriter, The War of the Worlds.In Praise of the Stepmother, made a foray into a genre that is emerging in many of his works, the erotic. Sex in the novels may offend, amuse, or worse. As this study has come toexpect of VargasLlosa as the author of this novel, he uses a precisely structured form to present the distinct components of his story. Structure can be invaded or skewed which is an interesting way to make point innocence and morality are strong themes which are compound in unusual ways. In Praise of the Stepmother with Mario Vargas Llosa as the author, Mario Vargas Llosa, which reached worldwide recognition with his novels Pantoja and the Special Aunt Julia and the Scriptwriter, The War of the Worlds.In Praise of the Stepmother, made a foray into a genre that is emerging in many of his works, the erotic. Sex in the novels may offend, amuse, or worse. As this study has come toexpect of VargasLlosa as the author of this novel, he uses a precisely structured form to present the distinct components of his story. Structure can be invaded or skewed which is an interesting way to make point innocence and morality are strong themes which are compound in unusual ways. Mario Vargas Llosa was born in Arequipa, the second city of Peru, in March 1936.In 1958 he travelled to Paristhanks to a prize won in a short story competition,and on his return to Lima he completed his higher education and received a grant to transfer to theUniversity of Madrid. A few months after arriving in the capital of Spain,he left his studies for the doctorate and settled in Paris, where he was to stay for seven years.In 1963 he published his first great novel, "La ciudad y los perros", with which he won several literary prizes, among them the "BibliotecaBreve" and "La Crítica".It has currently been translated into more than twenty languages. His second major work wastobe"La Casa Verde",published in 1966, the same year he moved to London, wherehewould teach at the university and contribute frequently to newspapers and magazines.Afterwritingone of his fundamental novels, "Conversación en la catedral", VargasLlosatravelled to Barcelona in 1970, where he was to stay for almost five years until in 1974 he put an end to his European exile and returned to Peru with the intention, for the first time, of settling down there. In 1973, his novel Pantaleóny lasvisitadoras, which was adapted for the cinema two years later, had come out.In 1975 he began a seriesof projects related with the cinema and in March of that year he was elected as numerary member of the Peruvian Academy of the Spanish Language. Two months later, he was appointed as president of Pen Club International, a post which he would hold until 1979. Mario Vargas Llosa began his political activity in 1987, due to the nationalization of thefinancial system in Peru. As candidate for the presidency of his country in 1989 with the centre-right coalition Frente Democrático, he was finally defeated in the ballot by Alberto Fujimori. Apart from the works mentioned above, the following works may be highlighted among the output of Mario Vargas Llosa: the novels "La tía Julia y el escribidor" (1977), "La Guerra del fin del mundo" (1981), "Historia de Mayta" (1984), "Quiénmató a Palomino Molero?" (1986), "El hablador" (1987) and "Elogio de la madrastra" (1988); in his facet as a playwright he has written "La señorita de Tacna" (1981), "Kathie y el hipopótamo" (1984) and "La Chunga" (1986) and as an essayist he has published important works such as "GarcíaMárquez: historia de un deicidio" (1971) and "La orgíaperpetua:Flauberty Madame Bovary" (1975)."In Praise Of The Stepmother" (1988). Mario VargasLlosa was a conservative candidate (Fredemo, the Democratic Front) for the Peruvian presidency in 1990.The development of his political convictions, from a sympathizer of Cuban revolution to the liberal right, has astonished his critics and has made it impossible to approach his work from a single point of view. Sabine Koellmann has noted that the publication of Vargas Llosa's La Fiesta del Chivo (2000, The Feast of the Goat) confirmed, "thatpolitics is one of the most persistent 'demons' which, according to his theory, provoke his creativity." (Vargas Llosa's Fiction & the Demons of Politics, 2002) Vargas Llosa was defeated by Alberto Fujimori, an agricultural engineer of Japanese descent, also a political novice, but who had a more straightforward agenda to present to the voters. Anunexpected twist in the plot of this political play occurred in 2000, when President Fujimori escaped to his ancestral homeland Japan after a corruption scandal. From 1991 to 1992 Mario Vargas Llosa worked as a visiting professorat Florida International University, Miami and Wissdens chafts kolleg, Berlin. In addition to the Nobel Prize, the author has received many other honors. Among other distinctions, he has received the "Ramón Godoy Lallana" Journalism Prize, the LiteraryPrize of the Italo-American Institute, the "Pablo Iglesias "LiteraturePrize, the "Hemingway"Prize, the Gold Medal of the Americas and the Max Schmidheiny Foundation Liberty Prize. Already a classic due to the scope and quality of his work, he is one of the Spanish-American writers who has most consistently and determinedly brought theresources of the 20th century literary avant-garde inour language. In Praise of the Stepmother is one literary work by Mario Vargas Llosa. In this novel, there are found many expressions by the characters Don Rigoberto is an art connoisseur and erotic explorer night by night as well as man obsessively devoted to the care of his own body. Lucrecia as a second wife of Don Rigoberto, she is a beautiful and passionate woman, and then his son Alfonso, known as Fonchito.The first character introduced to us in the novel In Praise of the Stepmother, Vargas Llosa takes on an expedition through the mind of Don Rigoberto, day by day an insurance executive, by night a pornographer and sexual enthusiast. Don Rigoberto is a member of Lima's well-heeled bourgeois society. He is the kind of man one sees at board meetings and cocktail parties. But by night Don Rigoberto sheds his conventional skin to pursue his true passions: erotic art and sexual fantasy. Rigoberto's love for Lucrecia is an addiction of her body parts, a revere or an objectification of her physical persona. This way of looking at love and people and considers women as their property, rather than primarily enjoying her body is part of her. He loves her as a compilation of body parts. In the novel In Praise of the Stepmother signals the historical endpoint to the popularity of the 1960s liberationist sexuality, especially female sexuality as a carrier of a symbolic charge of social freedom. This novel is a thought-provoking fantasia on innocence, sex, and art. It opens with a portrayal of a liberated sexual woman, Lucrecia, who is adored by her husband, Rigoberto. Don Rigoberto's and Lucrecia's erotic exploits which are modeled after paintings that are actually printed in the book. Through this story, Mario Vargas Llosa explores the ideas of the erotic imagination. Rigoberto creates erotic fantasies, the erotic and sexual lives of Rigoberto and Lucrecia, much of which is driven by Rigoberto's fantasies formulated from paintings. In this Story, Fonchito seems to corrupt innocence, live a harmonious sexual fantasy with her stepmother. Nothing inhibits them or stops them. Dona Lucrecia and stepson Fonchito are revealed in every detail. There is erotic novel. Sexual Fantasy of Rigoberto, a harmonious sexual fantasy of Alfonso to his stepmother, and sexual attraction Lucrecia to Alfonso. Sexual Fantasy is chosen where this study is taken because of the interesting case and the impact which make the wife had anxiety and psychological trauma. From the reading, the study can be interested in focus on the sexual fantasy experienced by the main character. In the novel In Praise of the Stepmother, this study would like to learn more, how Don Rigoberto's sexual fantasy. What are the activities of Don Rigoberto's Sexual Fantasy, what are the factors,the causes and the theory, which is matching discuss those cases istheory of Fantasy of Jacques Lacan, supported theory fantasy of Baron. Many kinds of Sexuality, there are Sexualization, Sexual health and Reproduction. Sexual identity, sensuality and intimacy. Sensuality involves human's level of awareness, acceptance and enjoyment of men's own or others bodies. In the circle of sexuality, fantasy is part of sensuality. Sensuality is match with Don Rigoberto's Sexual Fantasy. In the novelIn Praise of the Stepmother, Many statements which can prove that Don Rigoberto have an extreme sexual fantasy. One night, he said that Lucrecia is his fantasy not his wife. He imagined that Lucrecia is Venus, a person who is his fantasies. For the tittle of my thesis is "Don Rigoberto's Sexual Fantasy.DonRigoberto has an extreme sexual fantasy, he obsesses of three things: Personal Hygiene, sex with Lucrecia, and erotic paintings. His sexual fantasy actually impact on his wife, according to me that's so interesting.Because of those, thus this study directed to more examine about Don Rigoberto's sexual fantasy. In analyzing Don Rigoberto's sexual fantasy and Don Rigoberto's sexual fantasy impact on his wife, it is used some related concept and two theories. In this thesis, the problem statement is divided into two. The first problem statement deals with Don Rigoberto's sexual fantasy reflected in this novel. While the second problem deals with How does Don Rigoberto's sexual fantasy impact on his wife in Mario Vargas Llosa"In Praise of the Stepmother. Those problems can be analysed by using the theory fantasy of Jacques Lacan, supported with Baron and also using concept of anxiety and psychological trauma. The first statement is how Don Rigoberto's sexual fantasy reflected in In Praise of the Stepmother. This statement will use theory fantasy of Jacques Lacan and suppoeted with theory fantasy of Baron. Through fantasy, the subject attempts to sustain the illusion of unity with the other and ignore his or her own division. Fantasy originates in "auto-eroticism" and the hallucinatory satisfaction of the drive. Fantasies are the way in which subjects, structure or organize their desire: it is the support of desire. Then the second statement isHow does Don Rigoberto's sexual fantasy impact on his wife in Mario Vargas Llosa"In Praise of the Stepmother. This statement will also apply the theoryof fantasy of Jacques Lacan and also apply the concept of anxiety and psychological trauma. Actually, there are two impacts of Don Rigoberto's sexual fantasy. Methods Research methodolgy that used in this analysis here must be qualified as an applying in literary appreciation. The thesis is regarded as a descriptive-qualitative study and uses a library research.The data obtained to answer research question study. This study uses novel of Mario Vargas Llosaentitled In Praise of the Stepmother that published in 1988 as the data source of this study. The datas are in the form of direct and indirect speech of the characters, dialogues, epilogues and quotations which indicate and represent aspect of infidelity and love and will which is experienced by the main character. This thesis is using the library method in collecting the data. It does not use the statistic method. That is why it is not served in numbering or tables. Library research used an approach in analyzing this study. The kind of library research which is used here is intensive or closely reading to search quotations or phrases. It also used to analyze the literary elements both intrinsic and extrinsic. The references are taken from library and contributing ideas about this study from internet that support the idea of analyzing. Some steps of how the data is analyzed will be described as follows: Classification based on the statement of the problems. This classification is used to avoid the broad discussion. There are two classifications in this study. They are sexual fantasy and the main factor that lead to his sexual fantasy. Describing Don Rigoberto's sexual fantasywhich is stated from the quotations or statements by using theory of fantasy to be applied to the data.Describing Don Rigoberto's sexual fantasy impact on his wife which is stated from the quotations or statements by using theory of fantasy and the concept of anxiety and psychological trauma will to be applied to the data. RESULT 3.1 Reflection of Don Rigoberto's Sexual Fantasy Based on theory of fantasy of Baron, fantasy can be a kind of activity that permits the subject to escape, however briefly from the stresses and boredom of the subject's life. Schaefer and Millman support this theory by stating that fantasies provide "a strong feeling of satisfaction in comparison to the bedroom of everyday activities" as an escape of the continued failure of difficulties in their everyday life". (Baron, 1995: 31-32) Fantasy is used as an escape from responsibility or a harsh home or work situation. Then the person needs to begin to pray for favor on the job or at home, asking God to open hearts to each other's needs and binding out demonic forces. We have had great reports from this kind of prayer. Then as the stress is lifted and the relationships are made stronger, the desire to escape lifts as well. The fantasies are no longer a problem. 3.1.1.1 Fantasy escape Don Rigoberto from stresses and boredom of his life Don Rigoberto is the dull though the prosperous manager of a Lima insurance company. His life represented in the eyes of others, that routine existence as the general manager of an insurance company, he has many activities. Well-earned that he stress or bored with some of his activities as an insurance executive. He had found in his solitary hygienic practiced and all in the love of his wife appeared to him to be sufficient compensation for his normalcy. He creates erotic fantasies, and Lucrecia lives out the character she has been chosen to be. "Just a pinch of wisdom to use as a momentary antidote to the frustrations and annoyances that seasoned existence. He thought: Fantasy gnaws life away, Thank God" (Llosa, 1988: 104) From the statement above, Rigoberto seems like indeed the power of wisdom can be used as a momentary antidote to the frustrations and annoyances that seasoned existence, but it just can be a momentary antidote now the make frustrations and annoyances gnaws away. As a manager of a Lima insurance company, it is definitely that he has 1many activities so he needs something which can release him from the frustrations and annoyances. The word "Fantasy gnaws life away, Thank God", it shows that Don Rigoberto thinks that fantasy helped him out of the frustrations and annoyances thing which is part of being an insurance executive. He was thankful, fantasy make he enjoyed or even suspected as happiness. There is proof that Fantasy can escape from the stresses and boredom of life "[.] as though happy to rid itself of the policies and the detritus of the day's bussiness.Ever since, in the most secret decision of his life-- so secret that probably not even Lucrecia would ever be privy to it in its entirity-he had resolved to be perfect for a brief fragment of each day. (Llosa, 1988: 54) Rigoberto is obsessed with Personal Hygiene, he assumes that is the part of his sexual fantasy to get pleasure. According to him, the nightly ritual can as a though happy to a rid himself from detritus bussiness day. He had resolved to be perfect for a brief fragment of each day through nightly ritual. 3.2 Don Rigoberto's Sexual Fantasy impact on his wife In the novel In Praise of the Stepmother, Don Rigoberto focuses so completely on hisrich fantasy life - a fantasy life,multiplyed by his reproductions of smutty nudes by the likes of Titian and Jordaens (left), that he doesn't notice the risks that cause Dona Lucrecia anxiety. In this novel, there is no communication between Don Rigoberto and Dona Lucrecia about sexual fantasy, Don Rigoberto's intend for his wife disrupts into his fantasies—at times he is too impaired by sorrow and desire to go on. "The queen sometimes awakens at night, overcome with terror in my arms, for in her sleep the shadow of the Ethiopian has once again burst into flame on top of her." (Llosa, 1988: 20) This quotation above describes that Lucrecia feels anxiety, she always pictured events that foregoing Don Rigoberto forced Dona Lucrecia sex with Atlas, Don Rigoberto assumes that Atlas is the best endowed of his Ethiopian slaves. It can be explained through this statement : "One night-I was drunk-I summoned Atlas, the best endowed of my Ethiopian slaves, to my apartments, merely to confirm that this was so. I had Lucrecia bow down before him and ordered him to mount her.Intimated by my presence, or because it was too great a test of his strength, he was unable to do so. Again and again I saw him approach her resolutely, push, pant, and withdraw in defeat" (Llosa, 1988: 15) Fantasy is 'that thing is what can satisfy me' – objectivation of desire.This line of thought on perverse fantasy, that fixates desire onto a certain object and thus screens off from its infinity, make the interpretations understandable From the quotation above Don Rigoberto was fantasized and forced his wife into having sex with Atlas. There looks Rigoberto so rude to treat his wife, he made his wife as an object because he wanted to prove whether Atlas, the best endowed of my Ethiopian slaves can equals him and he merely to confirm that this was so. The Fantasy that is shown by Don Rigoberto occurs when he decided his wife sex with Atlas. Don Rigoberto feels satisfied and relieved after that incident. Because of that incident, he discovered that no one can equal him. Butitis notperceivedby Lucrecia, she feels not enjoy. "In order to fulfill my part of the offer, we were obliged to act with the greatest discretion. That episode with Atlas, the slave, had been deeply shocking to my wife. (Llosa, 1988: 19) In the statement above, He has also realized that the episode with Atlas makes Dona Lucrecia shock. In contrast, Don Rigoberto does not appreciate his wife. He just concerned with his fantasy and never regards Dona Lucrecia's pleasure. There is no communication between Don Rigoberto and Dona Lucrecia about sexual fantasy, Rigoberto just concerned with his fantasy and Dona Lucrecia only silent to face it. She did not attempt to revolt or reject command from her husband She never stated that she does not enjoy it. She feels anxiety until it can be said that she have psychological trauma. Lucrecia always awakens at night just because it was too painful for her. For Lucrecia it would be a deeply shocking. In the chapter twelve, Labyrinth of Love.Lucrecia expresses her feelings that she felt as fortunate victim, she just an inspiration. Until there show that she fantasized with herself "I know this because I have been the fortunate victim; the inpiration, the actress as well [.]. Myself, erupting and overflowing beneath your attentive libertine gaze of a male who has officiated with competence and is now contemplating and philoshopizing (Llosa,1988: 118) It shows that Dona Lucrecia feels that she just an actress who serve her husband for being another person, not being herself while they having sex. She was erupted and overflows, she wants to vent all her anxiety. Until she actually made masturbation to gained the power of magic, mystery and bodily enjoyment. "That woman is what I am, slave and master, you offering. Slit open like a turtledove by love's knife: I: cracked apart and pulsing. I:slow masturbation. I: flow of musk. I: labyrinth and sensation. I: magic ovary, semen, blood, and morning dew.That is my face for you, at the hour of the senses. I am that when, for you, I shed my everyday skin and my feast-day one. That may perhaps be my soul. Yours." (Llosa, 1988: 119) In the statement above, it is clear that Lucrecia uncomfortable with the sexual fantasy of his husband. She even feels the pleasure through masturbation. Because throughon masturbation, she could be herself, not as an actress or inspiration of her husband. Conclusions This last chapter is drawn to sun up the results of the analysis, which is presented in the form of summary. In this chapter, the conclusion will be divided into two, in line with the statement of problem. The first conclusion in terms of Don Rigoberto's sexual fantasy. For the second conclusion is Don Rigoberto's sexual fantasy impact on his wife. From the analysis that has been in the previous chapter, it can be conclude in the first conclusion that Don Rigoberto obsessed with three things, they are personal hygiene, sex with his wife and erotic paintings. Based on Don Rigoberto's it is found out that there are many habits and factors which are espouse his sexual fantasy. Besides, his character is his sexual fantasy done for his pleasure and cause of his desire. As aLima manager insurance, Rigoberto definitely has many activities, multiple frustrations and annoyances. So, the fantasy can help to escape him from that. In this study also reveal that Fantasy can make Rigoberto to be wise. He had rediscovered that wisdom all by himself, on his own and at his own risk. He did many habits like imagining erotically things about the media then sets the intent of those media into his mind.He reduces his wife as an object. He determines himselfbecome someone who is in the media, he proud of person in the paintings which can inflame his subject's imaginings then he changes himself as that person. In the novel In Praise of the Stepmother learn of the erotic and sexual lives of Rigoberto and Lucrecia, and which is driven by Rigoberto's fantasies formulated from paintings and other media. He showers her with affection, but the reader is left wondering if he truly knows her, or if he has created an illusion of her. Don Rigoberto's Sexual Fantasy happened because of any media, and he enjoyed his sexual fantasy by any media, like painting, poet and tried to take it into his mind, then reveal to his wife. His love life with Lucrecia in a world more imaginary than real, of what he wishes she were than what she really is. Don Rigoberto assumes that his wife is like another person who is in his mind, not the realism of his wife's self. He always lost in his dream which is imagined erotically things from some media and those can support his sexual fantasy. Don Rigoberto is compulsive about his personal cleanliness and his bodily functions. He appreciates them as impressive and necessary. He devotes a day a week for the care of a different member or organ: Monday, hands; Tuesday, feet; Wednesday, ears; Thursday, nose; Friday, hair; Saturday, eyes; Sunday, skin. Don Rigoberto is a sensualist of the highest order and, nightly, he and his wife have erotic heights. He did nightly ritual,all of those are the parts of his sexual fantasy. The pictures and roses of the painting are as an inspiration for him while having sex with his wife. Sexual fantasy can have a profound impact on a person's emotions. Sexual fantasy is articulated with anxiety and it is closest proximity to the psychological traumatic real, Lucrecia always be object of Rigoberto's sexual fantasy, she forced sex with Atlas, the best endowed of Ethiopian slaves. It shows that Don Rigoberto never worried about Lucrecia's anxiety. He actually lets Lucrecia having sex with another man, just for create pleasure Dona Lucrecia as his wife feel that she just an actress who serve her husband for being another person, not being herself while they having sex. She actually made masturbation to gained the power of magic, mystery and bodily enjoyment. She also did sexual attraction to her stepson, Fonchito. Because while having sex with her stepson, she feels splendid orgasm she is to be herself, she felt the pleasure and comfort thats he never got while having sex with Rigoberto, with Foncho, she feels that he is innocence and not seems like Rigoberto who makes she is an object imagination of anyone and object for him to get sexual satisfaction and pleasure. Don Rigoberto can do sexual fantasy to his wife because of his desire, he obsessed of personal hygiene,erotic paintings, then he makes his wife become the object of his fantasy and he wants to get pleasure which can alter his mood to be happy. The act of Don Rigoberto that forced his wife with another man can be classified as sexual violence which is the cause of psychological trauma. So, with the sexual fantasy of Don Rigoberto can impact Lucrecia has psychological trauma. Refferences Allen, Richard. 1995. Projecting Illusion. Film Spectatorship and the Impression of Reality. Cambridge: Cambridge University Press. Badiou, Alain. 2012. In Prasise Of Love. London: Serpent's Tail Baron, Robert A. 1995. Psychology, 3rded. Boston: Allyn and Bacon. Bernet, Rudolf. 1996. Verbeelding en fantasma. In: A. Vergote, and P. Moyaert, eds. Psychoanalyse. De mens en zijn lotgevallen. Kapellen: DNB/Pelckmans, 171-183. Byrne, D. 1977. The imagery of sex. In J. Money & H. Musaph (Eds.), Handbook of sexology .Amsterdam: Elsevier, pp. 327-350. Camassa, G. 1989. Phantasia.Historisches Wörterbuch der Philosophie Band7, Basel: Schwabe & Co., 516-534 Deutsch, J. 1944. The psychology of women. New York: Grune & Stratton. Doskoch, P. 1995. The safest sex. Psych. To.28:46-9 Downing, Lisa. 2008. The Cambridge Introduction to Michel Foucault. New York: Cambridge University Press. Evans, Dylan. 2006. An Introduction Dictionary of Lacanian Psychoanalysis. Taylor & Francis e-Library. Foucault, Michel. 1978. In The History Of Sexuality Vol 1. Trans. Robert Hurley.New York: Pantheon Books. Freud, Sigmund. 1908. Hysterical Phantasies and their relation to Bisexuality. S.E. 9, pp 159-166. Freud, Sigmund. 1911. Formulations on the Two Principles of Mental Functioning. S.E. 12, pp 218-226 Freud, Sigmund. 1955. Journal Pastoral Psychology. Kluwer Academic Publishers, 6, pp 43-41. Freud, Sigmund. 1962. Creative writers and daydreaming. In J. Strachy (Ed.), The standard edition of the complete psychological works of Sigmund Freud,9, 142-152). London: Hogarth. (Original work published 1908) Freud, Sigmund. 1979. From The History of an Infantile Neurosis. London: Penguin Books. Freud, Sigmund. 1989. Introductory Lectures On Psychoanalysis. New York: W. W. Norton & Company. Gagnon, J. H., & Simon, W. 1973. Sexual conduct. Chicago: Aldine. Garrison, Karl C. And Dewey G. Force, Jr. 1965. The Psychology of ExceptionalChildren Fourth Edition. The Ronald Press Company. Gerbner, George, Catherine J. Ross, Edward Ziggler. 1980. Child Abuse an Agenda for Action. New York: Oxford University Press. Gerrig, Richard. J. 1996. Psychology and Life. 14th ed. New York: Harper Collins Publisher. Giambra, L. 1974. Daydreaming across the life span: Late adolescent to senior citizen. International Journal of Aging and Human Development,5, 115-140. Hicks, T.V., and H. Leitenberg. 2001. Sexual Fantasies About One's Partner Versus Someone Else: Gender Differences in Incidence and Frequency. Jour. Sex Res, 38:43-51. Hollender, M. H. 1963. Women's fantasies during sexual intercourse. Archives of General Psychiatry, 8, 86-90. Homey, K. 1967. Feminine psychology. New York: Norton. Hurley, Robert. 2011. The Limits of Ferocity: Sexual Aggression and Modern Literary Rebellion. New York: Duke University Press Books. Jones, J. C, & Barlow, D. H. 1990. Self-reported frequency of sexual urges, fantasies, and masturbatory fantasies in heterosexual malesand females. Archives of Sexual Behavior, 19, 269-279. Kaplan, H. S. (1974, October). Fiction and fantasy: No-nonsense therapy for six sexual malfunctions. Psychology Today, pp. 77-86. Kartono, Kartini and Dadi Gulo. 1987. Kamus Psikologi. Bandung: Pionir Jaya. Lacan, Jacques. 1994. The Seminar, Book III .1955-1956. The Psychoses, ed. by Jacques Alain Miller,trans. by Russell Grigg. New York: Norton. Lacan,Jacques. 1978. Four Fundamental Concepts Of Psychoanalysis. New York: W. W. Norton & Company. Lacan, Jacques. 2005. Routledge Critical Thinkers Book. New York: Routledge. Laplanche, J.1986. Fantasy and the Origins of Sexuality, London: Routledge. Le Séminaire XIII: L'objet de la psychanalyse. 1965-1966. Unpublished transcript. Le Séminaire XIV: La logique du fantasme 1966-1967. Unpublished transcript. Meadows, Robert J. 2004. Understanding Violence and Victimization Third Edition. New Jersey: Prentice Hall. Miller, Jacques-Alain. 1999. Les six paradigms de la jouissance. La CauseFreudienne, 42: 7-29. Nobus, Dany. 2002. Jacques Lacan and the Freudian Practice of Psychoanalysis. Taylor & Francis e-Library. Nusselder, André. 2006. Interface Fantasy. Amsterdam. F&N Eigen Beheer. Pp 117. O'Donnell, Kevin. 2008. Postmodernisme. 1st ed. Yogyakarta: Kanisius. Reich, W. 1942. The discovery of the orgone: The function of the orgasm. New York: Noonsday. Rogers, Dorothy. 1969. Child Psychology. Belmont, California. Wadsworth Publishing Company,Inc Singer, J. L. 1966. Daydreaming: An Introduction to the experimental study of inner experience, New York: Random House. Singer, J.L. 1968. Research applications of the projective methods: In A. Rabin (Ed.), Projective techniques in personality assessment. New York: Springer. Suryabrata, Sumadi. 2002. Pengembangan Alat Ukur Psikologis,Yogyakarta: Penerbit Andi Yogyakarta. ---. The Seminar, Book X. 1962-1963. Anxiety, ed. By Jacques Lacan, trans. by Cormac Gallagher. French: Unedited manuscript. ---. The Seminar, Book XI. 1981. The Four Fundamental Concepts of Psycho-Analysis, ed. by Jacques Alain Miller, trans. by Alan Sheridan. New York: Norton. ---. The Seminar, Book XX 1972-1973, Encore, ed. by Jacques Alain Miller, trans. by Bruce Fink. New York: Norton. Vargas Llosa, Mario. 1988. In Praise Of The Stepmother. New York: Picador. Wagman, M. 1967. Sex differences in types of daydreams. Journal of Personality and Social Psychology, 7, 329-332. Wilson, G.D. 1997. Gender Differences in Sexual Fantasy: An Evolutionary Analysis. Person. Individ. Diff, 22, 27-31. Žižek, S. 1992. Looking Awry. Cambridge Massachusetts: MIT Press. Internet Sources . http://classiclit.about.com/od/literaryterms/g/aa_whatisliter.html http://psychoanalysis101.org/psycho-sexual-development/html http://www2.ucsc.edu/dreams/Library/hall_1953b.html http://www.sparknotes.com/psychology/psych101/motivation/section3.html http://www.bartleby.com/288/5.html http://www.personalityresearch.org/papers/plaut.html

Mary Elizabeth King on Civil Action for Social Change,
the Transnational Women's Movement, and the Arab Awakening







Nonviolent resistance remains by and large a marginal
topic to IR. Yet it constitutes an influential idea among idealist social
movements and non-Western populations alike, one that has moved to the center
stage in recent events in the Middle East. In this Talk, Mary King—who has spent over 40 years promoting nonviolence—elaborates
on, amongst others, the women's movement, nonviolence, and civil action more
broadly.






Print version of this Talk (pdf)






What is, according to you, the central challenge or principal debate in
International Relations? And what is your position regarding this challenge/in
this debate?



The field of International Relations is different from
Peace and Conflict Studies; it has essentially to do with relationships between
states and developed after World War I. In the 1920s, the big debates concerned
whether international cooperation was possible, and the diplomatic elite were
very different from diplomats today. The roots of Peace and Conflict Studies go
back much further. By the late 1800s peace studies already existed in the
Scandinavian countries. Studies of industrial strikes in the United States were
added by the 1930s, and the field had spread to Europe by the 1940s. Peace and
Conflict Studies had firmly cohered by the 1980s, and soon encircled the globe.
Broad in spectrum and inherently multi-disciplinary, it is not possible to walk
through one portal to enter the field.



To me it is also important that Peace and Conflict
studies is not wary of asking the bigger hypothetical questions such as 'Can we
built a better world?' 'How do we do a better job at resolving conflicts before
they become destructive?' 'How do we create more peaceable societies?' If we do
not pose these questions, we are unlikely to find the answers. Some political scientists say that they do not wish to
privilege either violence or nonviolent action. I am not in that category,
trying not to privilege violence or
nonviolent action. The field of peace and conflict studies is value-laden in
its pursuit of more peaceable societies. We need more knowledge and study of
how conflicts can be addressed without
violence, including to the eventual benefit of all the parties and the larger
society. When in 1964 Martin Luther King Jr received
the Nobel Peace Prize, his remarks in Oslo that December tied the nonviolent
struggle in the United States to the whole planet's need for disarmament. He said
that the most exceptional characteristic of the civil rights movement was the
direct participation of masses of people in it. King's remarks in Oslo were also
his toughest call for the use of nonviolent resistance on issues other than
racial injustice. International nonviolent action, he said, could be utilized
to let global leaders know that beyond racial and economic justice, individuals
across the world were concerned about world peace:



I venture to suggest [above all] . . . that . . . nonviolence become
immediately a subject for study and for serious experimentation in every field
of human conflict, by no means excluding relations between nations . . . which
[ultimately] make war. . . .



In the half century since King made his address in
Oslo, nonviolent civil resistance has not been allocated even a tiny fraction
of the resources for study that have been dedicated to the fields of
democratization, development, the environment, human rights, and aspects of
national security. Many, many questions beg for research, including intensive
interrogation of failures. Among the new global developments with which to be
reckoned is the enlarging role of non-state, non-governmental organizations as
intermediaries, leading dialogue groups comprised of adversaries discussing
disputatious issues and working 'hands-on' to intervene directly in local
disputes. The role of the churches and laity in ending Mozambique's civil war
comes to mind. One challenge within IR is how to become more flexible in
viewing the world, in which the nation state cannot control social change, and
with the widening of civil space.





How did you arrive at
where you currently are in your thinking about IR?



I
came from a family that was deeply engaged with social issues. My father was the
eighth Methodist minister in six generations from North Carolina and Virginia.
The Methodist church in both Britain and the United States has a history of
concern for social responsibility ― a topic of constant discussion in my home
as a child and young adult. When four African American students began the
southern student sit-in movement in Greensboro, North Carolina, on February 1,
1960, by sitting-in at a Woolworth's lunch counter, I was still in college.
Although I am white, I began to think about how to join the young black people
who were intentionally violating the laws of racial segregation by conducting
sit-ins at lunch counters across the South. Soon more white people, very like
me, were joining them, and the sweep of student sit-ins had become truly
inter-racial. The sit-in movement is what provided the regional base for what
would become a mass U.S. civil rights movement, with tens of thousands of
participants, defined by the necessity for fierce nonviolent discipline. So,
coming from a home where social issues were regularly discussed it was almost
natural for me to become engaged in the civil rights movement. And I have
remained engaged with such issues for the rest of my life, while widening my
aperture. Today I work on a host of questions related to conflict, building
peace, gender, the combined field of gender and peace-building, and nonviolent
or civil resistance. At a very young age, I had started thinking as a citizen
of the world and watching what was happening worldwide, rather than merely in
the United States.



Martin Luther King (to whom I am
not related) would become one of history's most
influential agents for propagating knowledge of the potential for constructive
social change without resorting to violence. He was the most significant exemplar
for what we simply called The Movement. Yet the movement had two southern
organizations: in 1957 after the success of the Montgomery bus boycott of
1955-56, he created, along with others, the Southern Christian Leadership
Conference (SCLC). The other organization was the one for which I worked for
four years: the Student Nonviolent Coordinating Committee (SNCC, pron. snick), which initially came into being literally to coordinate
among the leaders of the student sit-in campaigns. As the sit-ins spread across
the South, 70,000 black, and, increasingly, white, students participated. By
the end of 1960, 3,600 would have been jailed.



SCLC and SNCC worked together but
had different emphases: one of our emphases in SNCC was on eliciting leadership
representing the voices of those who had been ignored in the past. We
identified many women with remarkable leadership skills and sought to
strengthen them. We wanted to build institutions that would make it easier for
poor black southern communities to become independent and move out of the
'serfdom' in which they lived. Thus we put less prominence on large
demonstrations, which SCLC often emphasized. Rather, we stressed the building
of alternative (or parallel) institutions, including voter registration,
alternative political parties, cooperatives, and credit unions.





What would a student
need (dispositions, skills) to become a specialist in IR or understand the
world in a global way?



One requirement is a subject that
has virtually disappeared from the schools in the United States: the field of
geography. It used to be taught on every level starting in kindergarten, but
has now been melded into a mélange called 'social sciences'. You would be
surprised at how much ignorance exists and how it affects effectiveness. I
served for years on the board of directors of an esteemed international
non-profit private voluntary organization and recall a secretary who thought
that Africa was a country. This is not simplistic — if you don't know the names
of continents, countries, regions, and the basic political and economic
history, it's much harder to think critically about the world. Secondly,
students need to possess an attitude of reciprocity and mutuality. No perfect
country exists; there is no nirvana without intractable problems in our world.
No society, for example, has solved the serious problems of gender inequity
that impede all spheres of life. Every society has predicaments and problems
that need to be addressed, necessitating a constant process. So we each need to
stand on a platform in which every nation can improve the preservation of the
natural environment, the way it monitors and protects human rights, transitions
to democratic systems, the priority it places on the empowerment of women, and
so on. On this platform, concepts of inferior and superior are of little value.



You also co-authored an article in 1965 about the role of women and how working in a political movement for equality
(the civil rights movement) has affected your perceptions of the relationship
between men and women. Do you believe that the involvement of women in the
Civil Rights Movement brought more gender equality in the USA and do you think
involvement in Nonviolent Resistance movements in other places in the world
could start such a process?



From within the heart of the civil
rights movement I wrote an article with Casey Hayden, with whom I worked in
Atlanta in the main office of the Student Nonviolent Coordinating Committee (SNCC) and in the
Mississippi Freedom Summer of 1964. Casey
(Sandra Cason) and I were deeply engaged in a series of conversations involving
other women in SNCC about what we had been learning, the lessons from our work aiding
poor black people to organize, and asking ourselves whether our insights from
being part of SNCC could be applied to other forms of injustice, such as inequality
for women. The document reflected our growth and enlarging understanding of how
to mobilize communities, how to strategize, how to achieve lasting change, and
was a manifestation of this expanding awareness. The title was Sex and Caste – A Kind of Memo. Caste is an ancient Hindu demarcation
that not only determines an individual's social standing on the basis of
the group into which one is born, but also differentiates and assigns
occupational and economic roles. It cannot be
changed. Casey and I thought of caste as comparable to the sex of one's birth.
Women endure many forms of prejudice, bias, discrimination, and cruelty merely
because they are female. For these reasons we chose the term caste. We sent our
memorandum to forty women working in local peace and civil rights movements of
the United States. The anecdotal evidence is strong that it inspired other
women, who started coming together collectively to work on their own
self-emancipation in 'consciousness raising groups.' It had appeared in Liberation magazine of the War Resisters
League in April 1966 and was a catalyst in spurring the U.S. women's movement; indeed, the consciousness-raising
groups fuelled the women's movement in the United States during the 1970s. Historians
reflect that the article provided tinder for what is now called 'second-wave
feminism', and the 1965 original is anthologized as one of the
generative documents of twentieth-century gender studies.



We
have to remember that women's organizations are nothing new, but have been
poorly documented in history and that much information has been lost. Women
have been prime actors for nonviolent social change in many parts of the world
for a long time. New Zealand was the first country to grant women the vote, in
1893, after decades of organizing. Other countries followed: China, Iran, later
the United States and the United Kingdom. Women in Japan would not vote until
1946. IR expert
Fred Halliday contends that one of the most remarkable transnational movements
of the modern age was the women's suffrage movement. The movement to enfranchise women may have been the biggest
transnational nonviolent movement of human history. It was a significant
historical phenomenon that throws light on how it is sometimes easier to bring
about social and political change now than in the past.





Nonviolent movements seem to be growing
around the world, and not only in dictatorships but also in democracies in
Europe and the USA. How do you explain this?



I think that the sharing of
knowledge is the answer to this question. Study in the field of nonviolent
action has accelerated since the 1970s, often done by people who are both
practitioners and scholars, as am I. Organizing nonviolently for social justice
is not new, but the knowledge that has consolidated during the last 40 years
has been major. The works of Gene Sharp
have been significant, widely translated, and are accessible through the Albert EinsteinInstitution. His first major work, The Politics of Nonviolent
Action, in three volumes, came out in 1973 (Boston: Porter Sargent
Publishers). It marked the development of a new understanding of how this form
of cooperative action works, the conditions under which it can be optimized,
and the ways in which one can improve effectiveness. Sharp's works have since been
translated into more than 40 languages. Also valuable are the works and
translations of dozens of other scholars, who often stand on his shoulders.
Today there may be 200 scholar-activists in this field worldwide, with a great
deal of work now underway in related fields. Knowledge is being shared not only
through translated works, but also through organizations and their training
programs, such as the War Resisters League International and the International
Fellowship of Reconciliation, each of which came into existence in Britain around
World War I. Both are still running seminars, training programs, and
distributing books. George Lakey's Training for Change and a new database at Swarthmore College that
he has developed are sharing knowledge. So is the International Center for Nonviolent Conflict, which has built
a dramatic record in a short time, having run more than 400 seminars and
workshops in more than 139 countries. The three major films that ICNC has
produced (for example, 'Bringing Down a Dictator'), have
been translated into 20 languages and been publicly broadcast to more than 20
million viewers.



After its
success, leaders from the Serbian
youth movement Otpor! (Resistance) that in 2000 disintegrated the Slobodan Milošević dictatorship formed a network
of activists, including experienced veterans from civil-resistance struggles in
South Africa, the Philippines, Lebanon, Georgia, and Ukraine to share their
experiences with other movements. People can now more
easily find knowledge on the World Wide Web, often in their original language
or a second language, and they can find networks that share information about
their experiences, including their successes and failures.



I reject the Twitter explanation for
the increased use of nonviolent action or civil resistance, because all
nonviolent movements appropriate the most advanced technologies available. This
pattern is related to the importance of communications for their basic success.
Nonviolent mobilizations must be very shrewd in putting across their purpose,
their goals and objectives, preparing slogans, and conveying information on how
people can become involved. In order for people to join—bearing in mind that
numbers are important for success—it is critically important to make clear
what goal(s) you are seeking and why you have elected to work with civil
resistance. This decision is sometimes hard to understand for people who have
suffered great cruelty from their opponent, and who maintain 'but we are the
victims', making the sharing of the logic of the technique of civil resistance vital.





What would you say is the importance of
Nonviolent Resistance Studies in the field of International Relations and
Political Science? And how do you counter those who argue that some forms of
structural domination are only ended through violence?



In
this case we can look at the evidence and stay away from arguing beliefs or
ideology. Thanks to political scientists Erica Chenoweth and Maria J. Stephan,
who have produced a discerning work, Why Civil Resistance Works (2011), we now have
empirical evidence that removes this question from mystery. They studied 323
violent and nonviolent movements that occurred between 1900 and 2006 and found
that the nonviolent campaigns were twice as effective as violent struggles in
achieving their goals, while incurring fewer costly fatalities and producing
much greater prospects for democratic outcomes after the end of the campaign.
They found only one area in which violent movements have been more successful,
and that is in secessions. So, we don't need to dwell in the realm of opinion,
but can read their findings. Other scholars have written about the same issues
using qualitative data ― by doing interviews, developing case studies, and analytical
descriptions ― but the work of Chenoweth and Stephan is quantitative, putting
it in a different category due to its research methods.





Reading 'Why Civil Resistance Works' it
caught my eye that nonviolent campaigns seem less successful in the Middle East
and Asia than in other regions. Did you see that also in your own work? And if
so, do you have an explanation for it? In addition, do you believe that the
'Arab Awakening' is a significant turn in history, or did the name arise too
quickly and will it remain a temporary popular phrase?



What
I encountered in working in the Middle East was an expectation, notion, or hope
among people that a great leader would save them and bring them out of darkness.
This belief seems often to have kept the populace in a state of passivity.
Sometimes such pervasive theories of leadership are deeply elitist: one must be
well educated to be a leader, one must be born into that role, one must be
male, or the first son, etc. Such concepts of leadership discourage the taking
of independent civil action.



I think that the Arab Awakening has
been significant for a number of reasons. As one example, there had been a
widespread (and patronizing) assumption in the United States and the West that
the Arabs were not interested in democracy. We have heard from various sources
including Israel for decades that Arabs are not attracted to democracy. As a
matter of fact, I think that all people want a voice. All human beings
wish to be listened to and to be able to express their hopes and aspirations.
This is a fundamental basis of democracy and widely applicable, although
democracy may take different forms. The Arab Awakening rebutted this arrogant
assumption. This does not mean that the course will be easy. One of my Egyptian
colleagues said to me, 'We have had dictatorship since 1952, but after Tahir
Square you expect us to build a perfect democracy in 52 weeks! It cannot
happen!'



Among the first concessions
sought by the 2011 Arab revolts was rejection of the right of a dictator's sons
to succeed him. The passing of power from father to son has been a
characteristic of patriarchal societies, in the Arab world and elsewhere. Anthropologist John Borneman notes, 'The public renunciation of the son's claim to inherit the
father's power definitively ends the specific Arab model of succession that has
been incorporated into state dictatorships among tribal authorities'. In Tunisia to Egypt, Libya,
Syria, and Yemen (not all of which are successes), such movements have sought
to end the presumption of father-son inheritance of rule.



I believe that we are seeing the start of a broad democratization process
in the Middle East, not its end. The learning and preparation that had been occurring
in Egypt prior to Tahrir Square was extensive. Workshops had been underway for
10 to 15 years before people filled Tahrir Square. Women bloggers had for years
been monitoring torture and sharing news from outside. One woman blogger
translated a comic book into Arabic about the Reverend Dr. Martin Luther King
Jr, from the 1960s, and had it distributed all over Cairo. Labor unions had
been very active. According
to historian Joel Beinin, from 1998 to 2010 some 3 million laborers took part
in 3,500 to 4,000 strikes, sit-ins, demonstrations, and other actions,
realizing more than 600 collective labor actions per year in 2007 and 2008. In the years immediately before the revolution, these
actions became more coherent. Wael Ghonim, a 30-year-old Google executive, set
up a Facebook page and used Google technologies to share ideas and knowledge
about what ordinary people can do. The April 6 Youth Movement, set up in 2008, three years before Tahrir, sent one of
its members to Belgrade in 2009, to learn how Otpor! had galvanized the
bringing down of Milošević. He returned to Cairo with materials and films,
lessons from other nonviolent movements, and workshop materials. This all goes
back to the sharing of knowledge. Yet the Egyptians have now come to the point
where they must assume responsibility and accountability for the whole and make
difficult decisions for their society. It will be a long and difficult process.
And it raises the question of what kind of help from outside is essential.





Why do you raise this point; do you think
outside help is essential?



I know from having
studied a large number of nonviolent movements in different parts of the globe
that the sharing of lessons laterally among mobilizations and nonviolent
struggles is highly effective. African American leaders were traveling by
steamer ship from 1919 until the outbreak of World War II to the Indian
subcontinent, to learn from Gandhi and the Indian independence struggles. This
great interchange between black leaders in the United States and the Gandhian
activists, as the historian Sudarshan Kapur shows in Raising
Up A Prophet (1992), was critically significant in the
solidification of consensus in the U.S. black community on nonviolent means. I have written about how the knowledge moved from East
to West in my book Mahatma Gandhi and Martin Luther King. Scholarly exchanges and interchanges among activists
from other struggles are both potentiating and illuminating. Most
observers fail to see that nonviolent mobilizations often have very deep roots
involving the lateral sharing of experience and know-how.





You have written a book about the first
uprising, or 'intifada', in the Occupied Palestinian Territories between 1987
and 1993. The second Palestinian uprising did not contain much nonviolent
tactics though. Do you foresee another uprising soon? If not, why? If yes, do
you think that Nonviolent Actions will play again an important role in that
uprising, or is it more likely to turn violent?



Intifada is linguistically a
nonviolent word: It means shaking off and has no violent implication
whatsoever. (This word is utterly inappropriate for what happened in the
so-called Second Intifada, although it started out as a nonviolent endeavor.)
In the 1987 intifada, virtually the entire Palestinian society living under
Israel's military occupation unified itself with remarkable cohesion on the use
of nonviolent tools. The first intifada (1987-1993, especially 1987-1990)
benefited from several forces at work in the 1970s and 1980s, about which I
write in A Quiet Revolution (2007), one of which came from Palestinian activist
intellectuals working with Israeli groups, who wanted to end occupation for
their own reasons. These Israeli peace activists thought the occupation
degraded them, made them less than
human, in addition to oppressing Palestinians. The second so-called intifada
was not a 'shaking off'. For the first time, it bade attacks against the
Israeli settlements, which had not occurred before.



Let me put it this way: in virtually every situation, there is some
potential for human beings to take upon themselves their own liberation through
nonviolent action. We may expect that such potential is dormant and waiting for
enactment. Disciplined nonviolent action is underway in a number of
village-based struggles against the separation barrier in the West Bank right
now, in which Israeli allies are among the action takers. As another example,
the Freedom Theatre in Jenin is using Freedom Rides, a concept
adopted from the U.S. southern Civil Rights Movement, riding buses to the South
Hebron Hills villages and along the way using drama, music, and giant puppets
as a way of stimulating debate about Israeli occupation. Bloggers and writers
share their experiences (see e.g. this post by Nathan Schneider). For
the first time, as we speak, the Freedom Bus will travel from the West Bank to
make two performances in historic pre-1948 Palestine (Israel), in Haifa and the
Golan, in June 2013. A Palestinian 'Empty Stomach' campaign, led by Palestinian
political prisoners in Israel, has had some success in using hunger strikes to
press Israeli officials for certain demands. With the purpose of prevailing
upon Israel to conform to international resolutions pertaining to the
Palestinians and to end its military occupation, Palestinian civic
organizations in 2005 launched a Boycott, Divestment Sanctions (BDS) campaign,
drawing upon the notable example of third-party sanctions applied in the
anti-apartheid struggle in South Africa. The Palestinian Authority has called
for non-state observer status at the United Nations and supports the boycotting
of products from Israeli settlements resistance.



More and more Palestinians are now
saying, 'We must fight for our rights with nonviolent resistance'. Many
Israelis are also deeply concerned about the future of their country. I
recently got an email from an Israeli who was deeply affected by reading Quiet
Revolution and has started to reach out to
Palestinians and take actions to bring to light the injustices that he
perceives. Tremendous debate is underway about new techniques, novel processes,
and how to shift gears to more effective mutual action. The United States
government and its people continue to pay for Israel's occupation and
militarization, which has abetted the continuation of conflict, although it is
often done in the name of peace! The United States has not incentivized the
building of peace. It has done almost nothing to help the construction of
institutions that could assist coexistence.



Also,
it is very important for the entire world, including Israelis, to recognize
intentional nonviolent action when they see it. The Israeli government
persisted in denying that the 1987 Intifada was nonviolent, when the Palestinian
populace had been maintaining extraordinary nonviolent discipline for nearly
three years, despite harsh reprisals. Israeli officials continued to call it
'unending war' and 'the seventh war'. Indeed, it was not perfect nonviolent discipline,
but enough that was indicative of a change in political thinking among the
people in the Palestinian areas that could have been built upon. Although some
Israeli social scientists accurately perceived the sea change in Palestinian
political thought about what methods to use in seeking statehood and the
lifting of the military occupation, the government of Israel generally did not
seize upon such popularly enacted nonviolent discipline to push for progress.
My sources for Quiet Revolution
include interviews with Israelis, such as the former Chief Psychologist of the
Israel Defense Force and IDF spokesperson.





Your latest book is about the transitions
of the Eastern European countries from being under Soviet rule to independent
democracies. You chose to illustrate these transitions with New York Times
articles. Why did you chose this approach; do you think the NY Times was
important as a media agency in any way or is there another reason?



There
is another reason: The New York Times
and CQ Press approached me and asked if I would write a reference book on the
nonviolent revolutions of the Eastern bloc, using articles from the Times that I would choose upon which to
hang the garments of the story. The point of the work is to help particularly
young people learn that they can study history by studying newspapers. The book
gives life to the old adage that newspaper reporters write the first draft of
history. In the book's treatment of these nonviolent revolutions, I chose ten Times articles for
each of the major ten struggles that are addressed, adding my historical
analysis to complete the saga for each country. It had been difficult for Times reporters to get into Poland, for
example, in the late 1970s and the crucial year of 1980; they sometimes risked
their lives. Yet it's in the nature of journalism that their on-the-spot
reportage needed additional analysis; furthermore newspaper accounts often
stress description.



After
the 1968 Prague Spring, when the Soviet Union sent 750,000 troops and tanks
from five Warsaw Pact countries into Czechoslovakia, crushing that revolt,
across Eastern Europe a tremendous amount of fervent work got underway by small
non-official committees, often below the radar of the communist party states.
This included samizdat (Russian for
'self published'), works not published by the state publishing machinery,
underground publications that were promoting new ways of thinking about how to
address their dilemma. Poland, Czechoslovakia, and Lithuania were the most
active in the Eastern bloc with their major but covert samizdat. As it was
illegal in Czechoslovakia for a citizen to own a photocopy machine, 'books'
were published by using ten pieces of onion-skin paper interspersed with carbon
sheets, 'publishing' each page by typing it and its copies on a manual
typewriter.



The
entire phenomenon of micro-committees, flying universities, samizdat boutiques,
seminars, drama with hidden meanings, underground journals, and rock groups
transmitting messages eluded outside observers, who were not thinking about
what the people could do for themselves. The economists and Kremlinologists who
were observing the Eastern bloc did not discern what the playwrights, small
committees of activist intellectuals, local movements, labor unions,
academicians, and church groups were undertaking. They did not imagine the
scope or scale of what the people were doing for themselves with utmost
self-reliance. In essence, no one saw these nonviolent revolutions coming, with
the exception of the rare onlooker, such as the historian Timothy Garton Ash. Even today the
peaceful transitions to democracy of the Eastern bloc are sometimes explained
by saying 'Gorby did it', when Gorbachev did not come to power until 1985. Or by
attributing the alterations to Reagan's going to Berlin and telling Gorbachov
to tear down the Wall. 



By
December 1981, Poland was under martial law, which unleashed a high degree of
underground organizing, countless organizations of self-help, reimagining of
the society, and the publishing of samizdat. Still, even so, some people
believe that this sweeping political change was top-down.  It is indisputably true that nonviolent
action usually interacts with other forces and forms of power, but I would say
that we need this book for its accessible substantiation of historically
significant independent nonviolent citizen action as a critical element in the
collapse of the Soviet Union.





You also mention Al Jazeera as an
important media agency in your most recent blog post at 'Waging Nonviolence'.
You wrote that Al Jazeera has an important role in influencing global affairs.
Could you explain why? And more generally, how important is diversification of
media for international politics?



Al
Jazeera generally has not been taking the point of view of the official organs
of governments of Arab countries and has usually not reported news from
ministries of information. Additionally, it often carries reports from local
correspondents in the country at issue. If you are following a report from
Gaza, it is likely to be a Gazan journalist who is transmitting to Al Jazeera.
If it is a report from Egypt, it may well be an Egyptian correspondent. Al
Jazeera also has made a point of reporting news from Israel, and utilizing
reporters in Tel Aviv, which may be a significant development. Certainly in the
2010-2011 Arab Awakening, it made a huge difference that reports were coming
directly from the action takers rather than the official news outlets of Arab
governments.



President
George W. Bush did not want Al Jazeera to come to the United States, because he
considered it too anti-American. I remember reading at the time that the first
thing that Gen. Colin Powell said to Al Jazeera was 'can you tone it down a
little?' when asking why Al Jazeera couldn't be less anti-American in its news.
To me, either you support free speech or you do not; it's free or it's not: You
can't have a little bit of control and a little bit of freedom.



Until
recently, Al Jazeera was not easily available in the United States, except in
Brattleboro, Vermont; Washington, DC; and a few other places. It was difficult
to get it straight in the United States. I mounted a special satellite so that
I could get Al Jazeera more freely. This does not speak well for freedom of the
press in the United States. This may change with the advent of Al Jazeera
America, although we still do not know to what degree it will represent an
editorially free press.



News
agencies are important for civil-resistance movements for major reasons.
Popular mobilizations need good communications internally and externally!  People need to understand clearly what is the
purpose and strategy and to be part of the making of decisions. Learning also crucially
needs to take place inside the movement: activist intellectuals often act as
interpreters, framing issues anew, suggesting that an old grievance is now
actionable. No one expects the butcher, the baker, or the candlestick maker,
and everyone else in the movement to read history and theory.



When
news media are interested and following a popular movement of civil resistance,
they can enhance the spread of knowledge. In the U.S. civil rights movement,
the Southern white-owned newspapers considered the deaths of black persons or
atrocities against African Americans as not being newsworthy. There was
basically a 'black-out', if you want to call it that, with no pun. Yet dreadful
things were happening while we were trying to mobilize, organize, and get out the
word. So SNCC created its own media, and Julian Bond
and others and I set up nationwide alternative outlets. Eventually we had 12
photographers across the South. This is very much like what the people of the
Eastern bloc did with samizdat — sharing and disseminating papers, articles,
chapters, even whole books. The media can offer a tremendous boost, but
sometimes you have to create your own.





Last question. You combine scholarship
with activism. How do you reconcile the academic claim for 'neutrality' with
the emancipatory goals of activism?



To
be frank, I am not searching for neutrality in my research. Rather, I strive
for accuracy, careful transcription, and scrupulous gathering of evidence. I
believe that this is how we can become more effective in working for justice,
environmental protection, sustainable development, pursuing human rights, or
seeking gender equity as critical tools to build more peaceable societies.
Where possible I search for empirical data. So much has been ignored, for
example, with regards to the effects of gendered injustice. I do not seek
neutrality on this matter, but strong evidence. For example, since the 1970s, experts
have known that the education of women has profoundly beneficial and measurable
effects across entire societies, benefiting men, children, and women. Data from
Kerala, India; Sri Lanka; and elsewhere has shown that when you educate women
the entire society is uplifted and that all indicators shift positively. The
problem is that the data have for decades been ignored or trivialized. We need
much more than neutrality. We need to interpret evidence and data clearly to
make them compelling and harder to ignore. I think that we can do this with
methodologies that are uncompromisingly scrupulous.





Mary Elizabeth King is professor of peace and conflict studies at the
UN-affiliated University for Peace and and is Scholar-in-Residence in the
School of International Service, at the American University in Washington, D.C.
She is also a Distinguished Fellow of the Rothermere American Institute at the
University of Oxford, in the United Kingdom. Her most recent book is The
New York Times on Emerging Democracies in Eastern Europe (Washington, D.C.:
Times Reference and CQ Press/Sage, 2009), chronicling the nonviolent
transitions that took place in Poland,  Hungary, East Germany,
Czechoslovakia, the Baltic states, Serbia, Georgia, and Ukraine in the late
1980s and early 1990s. She is the author of the highly acclaimed A
Quiet Revolution: The First Palestinian Intifada and Nonviolent Resistance (New
York: Nation Books, 2007; London: Perseus Books, 2008), which examines crucial
aspects of the 1987 uprising overlooked or misunderstood by the media,
government officials, and academicians. 





Related links





King's personal page 
Read the book edited by
King on Peace Research for Africa
(UNU, 2007) here (pdf) 
Read the book by King Teaching Model: Nonviolent Transformation of
Conflict (UNU, 2006) here (pdf)










Print version of this Talk (pdf)





0
0
1
5902
33646
School of Global Studies/University of Gothenburg
280
78
39470
14.0


96
800x600





Normal
0




false
false
false

EN-US
JA
X-NONE










































































































































































/* Style Definitions */
table.MsoNormalTable
{mso-style-name:"Table Normal";
mso-tstyle-rowband-size:0;
mso-tstyle-colband-size:0;
mso-style-noshow:yes;
mso-style-priority:99;
mso-style-parent:"";
mso-padding-alt:0cm 5.4pt 0cm 5.4pt;
mso-para-margin:0cm;
mso-para-margin-bottom:.0001pt;
mso-pagination:widow-orphan;
font-size:10.0pt;
font-family:"Times New Roman";}

As a Caribbean institution of Higher Learning, the University of the West Indies is seen as a major contributor to integration efforts in the Region very often mandated by CARICOM to carry out educational missions to that effect. Working in a geographically fragmented and multilingual space, foreign language education is a major preoccupation for academic departments or sections in the respective campuses. The Mona Campus, based in Jamaica, was very one of the earliest to recognize the need to add LSP courses in its curriculum as electives (Business) or as 'service courses' for other programmes (Tourism and Hospitality Management). To these existing LSP courses, the French Section at the Mona Campus added in 2003 a new LSP course geared toward International Relation students. The originality of the course lays its chosen method of delivery by total simulation. The course was offered twice since its approval and under two different schedules (two-week intensive and semester-long). This chapter discusses the impact of these two schedules on the course delivery and learning process. The comparison shows the importance of student's motivation and learning autonomy. The study also comments on the use of blended learning (on-line module complementing face-to-face delivery) and suggests that virtual reality may offer a new addition to Total Simulation for LSP. ; To cite the digital version, add its Reference URL (found by following the link in the header above the digital file). ; TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 73 French for International Conference at The University of the West Indies, Mona: Total Simulation in the Teaching of Languages for Specific Purposes Marie-José Nzengou-Tayo The University of The West Indies, Mona Gilles Lubeth The University of The West Indies, Mona Abstract: As a Caribbean institution of Higher Learning, the University of the West Indies is seen as a major contributor to integration efforts in the Region very often mandated by CARICOM to carry out educational missions to that effect. Working in a geographically fragmented and multilingual space, foreign language education is a major preoccupation for academic departments or sections in the respective campuses. The Mona Campus, based in Jamaica, was very one of the earliest to recognize the need to add LSP courses in its curriculum as electives (Business) or as 'service courses' for other programmes (Tourism and Hospitality Management). To these existing LSP courses, the French Section at the Mona Campus added in 2003 a new LSP course geared toward International Relation students. The originality of the course lays its chosen method of delivery by total simulation. The course was offered twice since its approval and under two different schedules (two-week intensive and semester-long). This chapter discusses the impact of these two schedules on the course delivery and learning process. The comparison shows the importance of student's motivation and learning autonomy. The study also comments on the use of blended learning (on-line module complementing face-to-face delivery) and suggests that virtual reality may offer a new addition to Total Simulation for LSP. Keywords: CARICOM, French for international trade, international conferences, Language for Specific Purposes (LSP), methodology Introduction Language for Specific Purpose (LSP) has developed with the expansion of international trade and the development of multilingual and multicultural working teams. Short language courses are designed at the request of enterprises or institutions in order to meet the specific demands related to the work environment. Though LSP courses have been in existence for more than three decades, their introduction in the academic programs of language majors is quite recent and has been a hot debate for several years at MLA and ADFL meetings. In the Caribbean, with the development of integration, the need for LSP has been felt as the CARICOM (Caribbean Community) started to look beyond the English-speaking Caribbean and opened itself to non-English-speaking territories (Surinam and Haiti joined the organization in 1995 and 2002 respectively while Cuba and the Dominican Republic have observer status). These political trends impacted on our foreign language offerings, stressing the need to open our curriculum to professionally oriented courses. The Department of Modern Languages and Literatures and the language sections of the two other campuses TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 74 had various responses: at the St. Augustine Campus (Trinidad and Tobago), a Latin American Studies program was developed; at Cave Hill (Barbados), a cross-faculty program in Management Studies with a minor in a foreign language was approved; at Mona, LSP courses were developed and students from other faculties were allowed to declare minors in French or Spanish. In this article, we present the circumstances surrounding the design of the latest addition to French for Specific Purpose courses offered at the University of The West Indies, Mona (UWI, Mona), the methodological choices made and their implication for assessment. Because the course has been offered twice since its approval by the University Academic Quality Assurance Committee and with two different schedules, we will compare and discuss these two delivery modes. Language for Specific Purpose at the UWI, Mona At the UWI, Mona, the introduction of French for Special Purpose came out of a pragmatic approach at a time when high schools were experiencing a high turnover of French teachers and a reduction of schools offering A-level French (equivalent to the Baccalauréat). Noting that our graduates were being hired in the insurance and tourism industries, it was thought that equipping them with professional language skills would give a 'practical' touch to our program. The recruitment of a colleague with professional experience in translation led to discussions about a more professionally oriented program. "French for Business" was the first LSP course to be designed in 1991–1992 with the creation of a level III course of French for business or "Business French." The course was developed as an elective in response to a situation in which French graduates were moving toward the business sector instead of education. In the subsequent years, other LSP courses were introduced: "French for Hospitality" in 1998–1999 and "French for International Conferences" in 2003. The introduction of this last course coincided with a drastic overhaul of the French curriculum. The offering of "French for International Conferences" came at a time when the French section of the Department was repositioning itself and revising its offerings. The course was designed with a view to attracting International Relations (IR) students while capitalizing on the latest trend in French foreign language teaching methods. The decision was based on the fact that IR majors and French majors minoring in IR outnumbered students majoring in French only. It was taken at a time when the section was going into a survival mode, taking drastic measures and moving away from the traditional language curriculum (36 credits equally divided between language and literature). The section opted for a mix of language, literature, film and culture, and French for specific purpose courses. It was a drastic choice since the section was moving away of the traditional literary offerings. Though the section has not fully recovered, it has increased its numbers and the majority of students pursuing French are double majors (French and Spanish) with a professional objective of becoming translators or interpreters, followed by IR and Linguistics majors. Total Simulation in French Foreign Language Teaching and Learning Even though Total Simulation in French Foreign Language Education was initiated in the 1970s at the BELC (Bureau d'Enseignement de la Langue et de la Civilisation Françaises à l'Étranger / Office for the Teaching of French Language and Civilization TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 75 Abroad) it did not really become mainstream until the late eighties. This approach to language teaching evolved from role playing and the need to expand role playing over a longer period of time with a view to involving diverse aspects of communication (Yaiche, 1996). Total Simulation was borrowed from continuous professional education where staff received specific training to deal with job-related situations. Total Simulation for French Foreign Language Teaching was first conceptualized by Francis Debyser, a professor at the CIEP (Centre International d'Études Pédagogiques / International Center for Peda-gogical Studies). In the 1980s, Total Simulation became more broadly accepted and moved from experimental to established status. Publishers become interested and several textbooks were published by Hachette between 1980 and 1990 (Yaiche, 1996). By the 1990s, Total Simulation was redirected toward the teaching of French for Specific Purpose (Business French, French for International Relations, Hospitality French). Total Simulation benefits today from IT and its use in the classroom. It is still at the experimental stage as is the case of 'Virtual Cabinet' for the teaching of English, which has been developed by Masters' students at University of Lyon II (http://sites.univ-lyon2.fr/vcab/demo/) or 'L'auberge' developed by University Lille III for incoming French Foreign Language Students (http://auberge.int.univ-lille3.fr/). Characteristics of a Total Simulation Course in Foreign Language Learning Total Simulation in Foreign Language Teaching and Learning could be considered revolutionary in its approach and methodology. First, the role of the teacher is transformed as he or she becomes a facilitator and a participant in the simulation instead of an instructor. For instance, in the International Conference Simulation, the teacher plays the part of the Secretariat. He or she compiles and archives the material needed for the progress of the conference. He or she also provides documents and the linguistic tools needed for the project. Secondly, simulation follows a set pattern of five stages (See Bourdeau, Bouygue, & Gatein, 1992; Yaiche, 1996). The first stage is the creation of the setting. In the case of the International Conference, it means, choosing the theme and the place of the conference. The second stage is to identify the participants. At this point, the role playing starts as the learners have to choose an identity and the country that they will represent. Learners will have to play several roles: delegates from their chosen countries (Minister of Foreign Affairs or High Ranking Civil Servant or Ambassador). At one point, they also play the part of journalists. The countries are fictitious but based on the characteristics of real countries. During this stage, learners choose their identity and civil status; they invent a short biography indicating two physical, moral, psychological, intellectual characteristics, two distinctive objects, (Yaiche, 1996). The third and fourth stages consist in conducting the simulation: the official opening ceremony and the working sessions. At this point, learners are to present their country's respective position paper. Interaction takes place as well as negotiations for a common position and action plan. During this stage, the facilitator plays an important part in ensuring the archiving of all productions and the elaboration of a data bank for the progress of the conference. Students are provided with documents and assisted in acquiring the mastery of the linguistic tools needed for the exercise (e.g., mastery of high language register for official speeches; mastery of diplomatic lexicon for the phrasing of the final resolution and the press release, TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 76 ability to write an abstract or a synthetic report from a news article, etc.). The final stage is geared toward ending the simulation. In the case of the International Conference, it is marked by the writing of the final resolution and a press conference. Since IR students are to be prepared to face and manage diplomatic incidents/crisis during negotiations, elements that could lead to such incident are introduced between the fourth and fifth stage of the simulation when students are drafting the final resolution of the conference. Students are expected to draw on their negotiating skills in order to solve the problem or assuage the potential conflict and bring the conference to a positive closing ceremony. Assessment is blended in the simulation: oral expression is assessed during the opening ceremony (a five-minute presentation) and during the press conference. Students are video recorded and marking takes place afterwards. (See evaluation sheet in appendix B). Both examiners are present to abide by University Examination Regulations. Writing proficiency is assessed through a press release and the conference final resolution, which is done individually during a traditional in-class test. It is also assessed 'outside' of the simulation through the submission of a take-home assignment, the format of which is either a précis writing or a critical review of a newspaper article related to the theme of the conference. Students are provided with a choice of articles from Le Monde Diplomatique, a well-established and recognized reference journal from which they will select an article for review or summary. LSP and Total Simulation in Jamaica and at the UWI, Mona French teachers in Jamaica were introduced to Total Simulation in 1993 thanks to a new French Linguistics Attaché who was also appointed at The University of the West Indies from 1992–1997. A specialist in Total Simulation, she organized two workshops for the Jamaica Association of French Teachers and one for the Tourism Product Development Company (TPDCo), a Jamaican state agency responsible for the training of the workforce in the tourism sector. The co-authors received additional training at the annual training seminar organized by the Centre International d'Études Pédagogiques (CIEP) held in Caen in July 1996 (Nzengou-Tayo) and July 2009 (Lubeth) respectively. The first total simulation course at the UWI was developed in 2003. Two factors contributed to the choice of this methodology. One was the renewed interest in LSP with the review of the French program. After a quality assurance review in 2003, the French section, threatened by low numbers in registration, revised its program with a stronger professional component (introduction of an additional LSP course and translation modules). The second was the institutionalization of summer courses, which offered the possibility of using an intensive format. The idea was to design a course that could imitate a real life situation: an international conference taking into account that such an event is usually limited over a period of time (1–2 weeks) and requires a full work day. The course was submitted to the University Quality Assurance Committee for approval (See course proposal in Appendix A). In the initial submission, evaluation was by 50% coursework and 50% final examination (Appendix A). However, when the course was first taught in 2006, we requested a change of the evaluation scheme to 100% coursework (50% oral presentation and 50% written assignment). The reason for this change was directly related to the philosophy behind total simulation, which required a formative form of assessment that would blend seamlessly in the simulation. TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 77 Case Study: The 2006 and 2009 Experiences Since its creation, French for International Conferences (FREN 3118) has been offered twice: first, in 2006 as an intensive summer course over two weeks, and secondly, in 2009 as a regular semester course over thirteen weeks. These two modes of delivery will be compared and discussed in this section. Course delivery schedule. In 2005–2006, during the two-week period during which the course was offered, the timetable averaged 25 hours per week with 5 daily contact hours. FREN 3118 was the only course attended by the students. Students were put in an immersion situation as they interacted with a native speaker of French during the week. During the second week, ten hours were set aside for independent research in an attempt to give students an opportunity to develop learning autonomy. In 2009–2010, the course was taught during the first semester according to the regular schedule. The timetable featured 3 one-hour sessions per week. In addition to FREN 3118, students were simultaneously registered for four other courses whose demands were competing with the French course. The fast pace of the semester (13 weeks) did not allow for a scheduled independent research. Students had to use their free time for independent research to develop their learning autonomy. The difference between the schedules of the 2006 and 2009 course delivery had an impact on the course management as well as the students' learning experience. It is evident that 2009 students did not have the same learning stimulus as the 2006 ones. They had the pressure of their other courses in term of time and workload. In addition, regular attendance was an issue since students sometimes missed classes either due to timetable clashes or assignment deadlines to meet in other courses. The running of the course was affected as each student had a part to play in the progress of the simulation and absence from class meetings affected the proceedings of the conference. Student profile and number. The course targets third-year students and requires a general language module at level III as a co-requisite. However, the co-requisite can be waived depending on the level of the students. For instance, when the course was offered during the summer 2006, it was waived for second-year students who had received a B+ in the two modules of the level II language courses. In 2009, a third-year International Relations student who had completed level I of the French language courses with A and was reading the level II language course was allowed to register. The waiver was granted based on his outstanding results at level I and also after an interview in which he demonstrated a high level of motivation and learning autonomy. In 2006, the course was offered with 9 students and in 2009 there were 14 registered students. Numbers can be an issue for conducting a total simulation course. For instance, our experience taught us that, even though Cali, Cheval, & Zabardi (1992) suggest a number of 20 participants divided according to a ratio by type of countries1 in La Conférence Internationale et ses Variantes, country-ratio balance can still be observed TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 78 with lesser numbers. Based on our 2006 experience, we recommend a minimum of 8 students. Indeed, a lesser number would not allow their distribution according to the recommended country ratio. In addition, work in commissions, which is part of the simulation process, would be less productive. Similarly, 20 is the maximum manageable number of students during total simulation. The attention to be devoted to students' progress and the group dynamics become a challenge with larger numbers. Therefore, beyond 20, the group would be divided and two concurrent simulations conducted, provided that staffing is not an issue for the institution. Topics and scenarios. On both occasions, the theme of the conference was inspired by current affairs relevant to the Caribbean region. In 2006, the conference was titled "Libre circulation des travailleurs à l'échelle mondiale: Faisabilité et conditions" (Feasibility and Conditions for a Global Free Movement of Labour). The theme was inspired by discussions taking place in the media about the Caribbean Single Market and Economy (CSME) put in place by CARICOM countries that year. The scenario was developed to involve a group of 9 countries, members of a regional organization seeking to achieve integration through free movement of workers. The 2009 edition of the conference, "Réchauffement climatique: Stratégies et équité" (Global Warming: Strategies and Equity) was inspired by the then ongoing international negotiations on global warming. The course started in September, just three months before the Copenhagen Summit. The scenario was based on the creation of an international organization, the Group of 14 (G14) specially dedicated to addressing the issue of global warming, and therefore holding its first conference accordingly. The choice of topics related to current international or regional issues stimulates the students' interest as they can have access to current reference material. They develop their critical thinking as they are exposed to various diverging opinions and asked to present their country's position at the start of the conference. For example, at the 2009 conference, the delegate of "Bonangue" expressed the country's position as follows: Conscient des graves effets [du réchauffement climatique] sur l'environnement, nous tenons à prendre action immédiatement parce que les effets poseront un problème pour le pays. Par le passé, la Bonangue a donné priorité aux revenus, dans certains cas, au détriment de l'environnement. Le pays est disposé à porter [sic] les changements nécessaires. The delegate of "Kalasie," on the contrary, indicated, "La Kalasie est favorable au recours aux crédits d'émission de gaz utilisables par les investisseurs." Another delegate from "Lisérbie" chose to stress the social impact and the importance to reach a consensus on the matter. The multiple and sometimes diverging country positions will contribute to the life of the conference as the objective is to find a common ground and sign a final resolution, which would bring the conference to a close. TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 79 Resources and methods. The course outline was developed in accordance with the prescribed textbook La Conférence Internationale et ses Variantes (Cali et al., 1992). The authors' recom-mendations were followed with some adjustments, which will be presented below. Since countries have to be fictitious to respect the principle of Total Simulation, two websites, CIA: The World Factbook, and Quid were used to establish the profile of these invented countries.2 Using the principle of 'mots-valises' students invented the name of the countries they were representing. For instance, "Lisérbie," "Kalasie" or "Dukenyah" were obviously created in reference to existing countries or regions. Other names were arbitrary and left to the students' imagination as "Cadeaux d'Ouest," "Amapour" or "Kadia." Other web resources were used in accordance with the theme of the conference and a companion website was developed on the University Virtual Learning Environment (OurVLE) (UWI, Mona "Virtual Learning Environment") to take advantage of information technology at our disposal at the Mona Campus. The 2006 intensive format. We introduced some slight variations from the standard format of the simulation. First, the course started with a screening of the French movie Saint-Germain ou la Négociation (2003) with Jean Rochefort. The objective was to highlight the objectives, modalities of diplomatic negotiations as well as to insist on the high-language register used during negotiations, which the students would have to use. Despite the historical context (the 16th century), the film was particularly suitable as it showed protocol and behind-the-scene events taking place during political negotiations. Secondly, students were given an introductory lecture on the processes of international conferences coupled with a tour of the Jamaica Conference Centre in Kingston. This was facilitated by a colleague and professional translator who worked at international conferences and was familiar with the facility. Various documents were made available online on a range of topics: international organizations pursuing regional integration through implementation of free movement of labor (the European Union, CARICOM) and a compilation of documents on immigration and globalization. In 2006, the course page on OurVLE was used only for archival purposes. The instructor, playing the part of the conference Secretary, uploaded for future reference documents that had been identified as relevant to the conference. Since the students' time were dedicated to the course, it was easy to simulate the rhythm of a conference with meetings in commission and plenary sessions. The course outline was design to be the "agenda" of the conference. The intensive format helped to develop a group dynamic based on solidarity and conviviality, which stimulated weaker students to make efforts to improve their proficiency. The 2009 semester-long format. The semester-long delivery of FREN 3118 differed from the intensive summer course on some points. The presentation by the guest lecturer and the film screening were maintained, but, due to timetable constraints, the tour of the Conference Centre did not take place. The main innovation was in the extensive use of the online module and the exploration of the functionalities offered by the Moodle platform supporting OurVLE TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 80 where all the material necessary for the presentation of the theme and the conduct of the activities of the conference were uploaded. All documents were made available online via OurVLE, expanding from print and website links to audio and video. Students' productions were added to the resources identified by the instructor. The instructor/facilitator provided the following resources: explanatory documents on global warming (its geopolitical implications and the negotiation process); documents with terminology used in diplomatic language; and audiovisual documents from France2, France3, and YouTube. A link to Yann Arthus-Bertrand's documentary Home (2009) was also put on the course portal. As Secretariat, the instructor/facilitator uploaded reports of sessions held during the preparatory phase (the preconference meetings). These reports gave students a regularly updated overview of progress made, a review of notions covered as well as the calendar of events (the schedule of meetings). Using the functionalities offered by Moodle, students were able to contribute to the development of the course portal. Using the 'upload a single file' and the forum features, they uploaded their own production, including country and delegate profiles, reports resulting from the sessions in commission and plenary sessions, and draft resolutions. The course portal was useful for archiving the various activities conducted during the course. Students were able to refer to a central repository outside of the contact hours. This tool also had financial and ecological benefits as it reduced the cost of photocopying. Indeed, whereas all documents had to be printed in 2006, only documents produced during the conference (student-generated commission and plenary reports, agenda and list of speakers) were printed for circulation in 2009. Because of the discontinuity of the timetable (3 hours spread over 13 weeks), the 2009 conference did not flow as harmoniously as the 2006 one. With competing interests, students found it difficult to dedicate themselves to the conference. Running from one class to another, they sometimes lost track of the conference objectives, which in turn had an impact on the group dynamics and progress as indicated by the results of the continuous assessment (i.e., the coursework). Evaluation and students' results. As mentioned earlier, the course assessment was done by 100% coursework. The percentage was equally divided between oral and writing proficiency (50% each). Oral proficiency was assessed as follows: delegate's address at the opening ceremony weighting 25%; delegate's interview at the press conference (15%); and one intervention as a journalist interviewing the delegates at the press conference (10%). Writing proficiency was assessed through a press release (10%), an individual proposal for the final resolution (15%), and one précis writing/critical review of document(s) (25%). Students' oral and written productions were graded using a criterion-referenced assessment grid (See Appendix B for details). In 2006, we got a 100% pass rate with results ranging from A+ to C. In 2009, the pass rate was 71.42%. With the intensive format, students demonstrated their mastery of high-level register. Students who were considered 'weak' based on their low grade in the general language courses, managed to improve their proficiency level and achieve acceptable performances in oral presentations. In 2009, there was a large gap between the TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 81 best and the weakest students (2 students got As, 4 students failed, and 8 students' grades ranged from B+ to D). Group average was 49.79%. When comparing the two groups' results, we have to admit that we had some doubts initially about the intensive format because of the limited time given to students to properly absorb the notions and the various tasks required in the course. Yet, it appears that stretching the process over a semester is not a decisive factor for improved performance. The role of group dynamics in total simulation is yet to be measured though it is generally recognized in class interaction and learning. During the regular semester, the group dynamics did not play a cohesive role as it did in the summer course where more proficient students helped to strengthen the weaker ones. Competing academic interests and irregular attendance during the regular semester also had an impact on students' low performance. Conclusion At the UWI, Mona, we introduced LSP courses in our academic programs as part of our major from a pragmatic standpoint in reviewing our curriculum. Though we are aware that LSP courses generally target professionals already in the field, as a result, the design and offering of such courses is usually preceded by a need analysis and the identification of the language processes (i.e., register, lexicon, syntax, speech acts) needed to achieve the requested proficiency (Mangiante & Parpette, 2004). Both "Business French" and "French for International Conferences" count toward the major, though only one can be taken as a core course, the other being an elective. Because LSP courses have a professional orientation, they give undergraduates the impression of being prepared for the world of work. The use of total simulation comforts this impression because of its task-based approach and the fact that it recreates a work environment with its idiosyncrasies. Combined with information technology (OurVLE), it becomes an original and valuable method. The dual-mode adds flexibility to the course and expands access to authentic material. However, success depends heavily on students' learning autonomy, which is enhanced by a tool like OurVLE. Motivation and participation are essential for the success of students as evidenced by the results of the third-year student who was accepted while doing the first module of level II French and was one of the top two students in the course. Our experience suggests that the intensive format yields better results because it reinforces student concentration, dedication, and performance, which also benefit from the positive impact of the group dynamics. Recent development in the field shows an orientation toward multimedia and information technology to create virtual worlds where Total Simulation is made possible on a large scale. The combination of the two is very promising for language learning and teaching but presents new challenges to foreign language teachers and course developers. Notes 1Cali, Cheval, & Debardi (1992) identify the following categories: developing countries, developed countries, least developed countries, and Central or Eastern European countries in transition towards market economy. The latter category being now obsolete, the decision was made to replace it with countries in the same geographical region. TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 82 2See https://www.cia.gov/library/publications/the-world-factbook/ and http://www.quid.fr. References Arthus-Bertrand, Y. (2009). Home. Home Project. Retrieved (September–November 2009) from http://www.youtube.com/homeprojectFR L'auberge. Retrieved February 21, 2010 from http://auberge.int.univ-lille3.fr/ Bourdeau, M., Bouygue, & M., Gatein, J. J. (1992). Le congrès médical: Simulation globale sur objectifs spécifiques. Ministère des affaires étrangères, sous direction de la coopération linguistique et éducative, CIEP-BELC, 1991/92. Sèvres: CIEP. Cali, C., Cheval, M., & Zabardi, A. (1992). La conférence internationale et ses variantes. Paris: Hachette, Français langue étrangère. Mangiante, J. M., & Parpette, C. (2004). Le français sur objectifs spécifiques: De l'analyse des besoins à l'élaboration d'un cours. Paris: Hachette. Le Monde Diplomatique. 2009. Paris: Editions "Le Monde." Retrieved from http://www.monde-diplomatique.fr/ Virtual Cabinet. Retrieved February 21, 2010 from http://sites.univ-lyon2.fr/vcab/demo/ Yaiche, F. (1996). Les simulations globales: Mode d'emploi. Paris: Hachette, Français langue étrangère. TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 83 APPENDICES Appendix A Original submission to the Academic Quality Assurance Committee of the UWI, Mona Campus in 2003–2004. The assessment was subsequently modified to 100 percent coursework in 2005–2006. DEPARTMENT OF MODERN LANGUAGES & LITERATURES COURSE PROPOSAL Course Title: French for International Conferences Course Code: FREN 3118 Level: 3 Semester: 1 Credits: 3 Prerequisite: A Pass in F24A (FREN 2001) Co-requisite: F34A (FREN 3001) Contact hours: 4 hours per weeks (1 lecture, 1 writing tutorial, 1 oral expression, 1 listening comprehension) Rationale: French is one of the major languages of the United Nations and other inter-national institutions. In response to increased demand for specialized foreign language courses, this course will introduce students to the technical French of international relations and negotiations Course description: This course is designed to reproduce an international conference setting during which various aspects of diplomatic negotiations will be envisaged with a view to using French at the formal/foreign affairs level. Objectives: At the end of the course students should be able to  Demonstrate understanding of French spoken in a formal/diplomatic setting  Read articles in French on international issues.  Write press reviews, press releases in French about an international issue.  Express a personal view about a topical International issue in French  Express a simulated official view about a topical International issue in French  Simulate an official address in French  Simulate a press conference in French TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 84 ASSESSMENT 50% in-course: 3 one-hour in-class tests: Reading comprehension (15%); Writing (20%); Listening comprehension (15%) 50% Final Examination: Oral presentation (25%) and 2-hour written examination (25%) TEXTS La Conférence Internationale et ses Variantes. Chantal Cali, Mireille Cheval and Antoinette Zabardi. Paris: Hachette Livre, Français Langue Étrangère, 1995. Audio-visual material from TV5 (such as Kiosque, Une fois par mois, Le dessous des cartes). Articles from journals such as Le monde diplomatique. REFERENCES Plaisant, François. (2000). Le ministère des affaires étrangères. Toulouse: Editions Milan, Les Essentiels Milan, 2000. Kessler, Marie-Christine. (1998). La politique étrangère de la France. Paris: Presses de Sciences-Po. http://www.france.diplomatie.gouv.fr Appendix 2. Assessment grid for oral presentation Official Address: (5-minute presentation at the Opening Ceremony). Press Conference Part 1 and 2: Presentation of Country Position followed by Questions and Answer session). Students plays the country official and then the journalist parts. FREN 3118: Oral Presentation Assessment Grid NAME: Grade Comments Relevance of Arguments /5 Fluency /5 Consistent use of high-language register /3 Communicative skills /2 Accuracy and richness of vocabulary /5 Accuracy and use of complex syntactic structures /5 Accurate pronunciation /5 FINAL GRADE (25%) /25 TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 85 FREN 3118: Press Conference Assessment Grid—Presenter NAME: Grade Comments Relevance of Arguments (5 pts. x 3 = 15) Presentation Answer (1) Answer (2) Fluency (5 pts. x 3 = 15) Presentation Answer (1) Answer (2) Consistent Use of High Language Register (3 pts. x 3 = 9) Presentation Answer (1) Answer (2) Communicative skills (2 pts. x 3 = 6) Presentation Answer (1) Answer (2) Accuracy and Richness of Vocabulary (5 pts. x 3 = 15) Presentation Answer (1) Answer (2) Accuracy and Use of Complex Syntactic Structures (5 pts. x 3 = 15) Presentation Answer (1) Answer (2) Accurate Pronunciation /5 marks x 3 = 15 Presentation Answer (1) Answer (2) Unconverted Total (90 pts.) / FINAL GRADE (15%) TOTAL SIMULATION IN TEACHING LSP Scholarship and Teaching on Languages for Specific Purposes (2013) 86 FREN 3118: Press Conference Assessment Grid—Journalist NAME: Grade Comments Relevance of question (5 pts. x 4 = 20) Question 1 (Name) Question 2 (Name) Question 3 (Name) Question 4 (Name) Fluency (5 pts. x 4 = 20) Question 1 (Name) Question 2 (Name) Question 3 (Name) Question 4 (Name) Consistent use of high-language register (3 pts. x 4 = 12) Question 1 (Name) Question 2 (Name) Question 3 (Name) Question 4 (Name) Accuracy and richness of vocabulary (5 pts. x 4 = 20) Question 1 (Name) Question 2 (Name) Question 3 (Name) Question 4 (Name) Accuracy and use of complex syntactic structures (5 pts. x 4 = 20) Question 1 (Name) Question 2 (Name) Question 3 (Name) Question 4 (Name) Accurate pronunciation (5 marks x 4 = 20) Question 1 (Name) Question 2 (Name) Question 3 (Name) Question 4 (Name) Unconverted Total (112 pts.) FINAL GRADE (10%)

Bodenerosion durch Wasser ist ein ubiquitäres Problem, dass sowohl die landwirtschaftliche Produktivität vermindert, Bodenfunktionen einschränkt und auch in anderen Umweltkompartimenten schädliche Auswirkungen haben kann. Oberflächengewässer sind durch die mit Bodenerosion einhergehende Belastung durch Sediment, sedimentgebundenen und gelösten Nährstoffen sowie anderen Schadstoffen besonders betroffen. Das Wissen über Erosionsprozesse und Sedimentfrachten hat daher große Bedeutung für den Schutz der Güter Boden und Wasser und darüber hinaus eine ökonomische Bedeutung. Generell kann innerhalb eines Hanges oder Einzugsgebietes von einer Zone der Erosion, des Transports und der Sedimentation ausgegangen werden. Jedoch führen Abflussbildungsprozesse und rauhigkeits- bzw. topographiebeeinflusste Abflusskonzentration zu einer individuellen Differenzierung. Räumliche und zeitliche Prozessdiskontinuitäten oder Konnektivitäten und Schwellenwerte modifizieren die Erosions- und Sedimentaustragssituation in einem Einzugsgebiet darüber hinaus. Die Landschaftstrukturelemente Relief und Boden kontrollieren demnach über die Bodenfeuchtedifferenzierung im entscheidenden Maße die Abflussbildung und Sedimentfracht in einem Einzugsgebiet. Obwohl in den gemäßigten und kühlen Klimaregionen ein großer Teil der Abflussbildung im Winter stattfindet und von Bodenfrost sowie Schneeschmelzen geprägt sein kann, ist über die Prozesse und die Größe der Sediment- und Nährstoffausträge bei solchen winterlichen Randbedingungen nur wenig bekannt. Systematische Untersuchungen existieren vor allem für Norwegen und Russland. Dieses Defizit spiegelt sich auch in den vorhandenen Modellansätzen zur Abbildung der Bodenerosion und der Abschätzung von Sedimentausträgen aus Einzugsgebieten wider. Zum einen werden in der Regel weder Schneedeckenaufbau bzw. -schmelze noch die Veränderungen des Bodenwasserflusses bei Bodenfrost berücksichtigt. Zum anderen werden die Erosivität des Schneeschmelzabflusses und die Beeinflussungen der Bodenerodibilität, z.B. durch Frost-Tau Zyklen, nicht hinreichend wiedergegeben. Ziel der vorliegenden Arbeit ist es daher, auf der Analyse von Daten aus einem deutschen und einem russischen Untersuchungseinzugsgebiet aufbauend, die wichtigsten Prozesse und Größen der Abflussbildung und Stoffausträge bei winterlichen Rahmenbedingungen zu charakterisieren und in einem Modellsystem umzusetzen. Die weitergehende Anwendung dieses Modellsystems dient der Interpretation räumlicher Heterogenitäten und zeitlicher Variabilitäten sowie der Auswirkungen von klimatischen- und Landnutzungsänderungen auf den Sedimentaustrag der beiden Untersuchungseinzugsgebiete. Das 1.44 km² große Einzugsgebiet Schäfertal liegt im östlichen Unterharz. Über den Grauwacken und Tonschiefern haben sich aus einem periglazialen Decklagenkomplex Braun- und Parabraunerden entwickelt, die ackerbaulich mit einer Wintergetreide-Raps Fruchtfolge genutzt werden. In der Tiefenlinie dominieren hydromorph überprägte Böden mit Wiesennutzung. Das Klima weist bei einer Jahresmitteltemperatur von 6.8°C und 680 mm Jahresniederschlagssumme eine geringe kontinentale Überprägung auf. Neben langjährigen umfangreichen hydro-meteorologischen Messungen finden seit mehreren Jahren Untersuchungen zum Sediment- und Nährstoffautrag statt. Eine regelmäßige zweiwöchentliche Beprobung des Abflusses am Gebietsauslass wird durch eine automatisierte Hochwasserprobenahme vor allem bei Schneeschmelzen ergänzt. Neben der Sedimentkonzentration werden unter anderem Phosphor und gelöster organischer Kohlenstoff nach Standardmethoden bestimmt. Auch im russischen Zielgebiet Lubazhinkha liegt das Hauptaugenmerk auf der Charakterisierung der Abflussbildung und der Stoffausträge bei den jährlich auftretenden Schneeschmelzen. Das Einzugsgebiet liegt ungefähr 100 km südlich von Moskau im Übergangsbereich der südlichen Taiga zur Waldsteppe. Die insgesamt 18.8 km² werden zur Hälfte landwirtschaftlich und zu einem Drittel forstwirtschaftlich genutzt. Die aktuelle räumliche Differenzierung der Nutzung in diesem Gebiet wird durch die reliefbedingte Kappung und hydromorphe Überprägung der vorherrschenden grauen Waldböden bestimmt. Das Klima und die Hydrologie sind durch Schneedeckenaufbau und –schmelze, bei einer Jahresdurchschnittstemperatur von 4.4°C und einer Jahresniederschlagsmenge von 560 mm, geprägt. Zur Erfassung des Stoffaustrags werden Hochwasserprobenahmen am Gebietsauslass sowie an den beiden wichtigsten Zuflüssen genommen und neben Sediment- und Nährstoffkonzentrationen weitere physikalische und chemische Parameter bestimmt. Die Auswertung der Daten des Schäfertals zeigen für den Untersuchungszeitraum eine deutliche Dominanz der Hochwasserereignisse, die durch Schneeschmelzen hervorgerufen werden. Einzugsgebietsbedingungen mit gefrorenem Boden führen zu einer Modifizierung der Abflussentwicklung vor allem im ansteigenden Teil des gemessenen Hydrographen durch Auftreten von schnellen oberflächen- oder oberflächennahen Abflüssen. Der Spitzenabfluss bei den acht zur Interpretation herangezogenen Hochwasserereignissen variiert zwischen 30 und 270 l s-1, bei Abflussmengen von 1-50 mm. Die am Gebietsauslass ermittelten maximalen Sedimentkonzentrationen liegen für die beiden Ereignisse ohne gefrorenen Boden bei unter 650 mg l-1 und damit deutlich unter den bis zu 6000 mg l-1 bei teilweise oder ganz gefrorenen Böden im Schäfertal. Lediglich bei einem Ereignis mit Niederschlag und ungefrorenem Boden treten hohe Sedimentkonzentrationen auf, die auf Gerinnepflegemaßnahmen und dadurch leichte Mobilisierbarkeit von Material zurückzuführen sind. Dementsprechend schwanken die Sedimentfrachten der Einzelereignisse und erreichen bis zu 17 t. Die wichtigste Steuergröße ist dabei die Ausbildung erosiven Abflusses auf den Hängen durch eine Verminderung der hydraulischen Leitfähigkeit bei gefrorenen Böden. Der Vergleich der Sedimentkonzentrationen der Hochwasserereignisse mit der zweiwöchentlichen Grundbeprobung verdeutlicht, ebenso wie Hysteresekurven der Einzelereignisse, die unterschiedlichen Dynamiken der Austragssituationen. Während die durch Bodenfrost geprägten Ereignisse ein gegen den Uhrzeigersinn verlaufendes Abfluss-Sedimentkonzentrationsverhältnis aufweisen, das auf eine Sedimentquelle auf den Hängen hinweist, sind die Hysteresekurven bei nicht gefrorenen Böden im Uhrzeigersinn orientiert. Eine Sedimentherkunft in Gerinnenähe oder den Gerinneböschungen selbst ist daher wahrscheinlich. Diese Annahmen werden auch durch eine differenzierte Phosphoranreicherungsrate im ausgetragenen Sediment bestätigt. Darüber hinaus kann teilweise eine ereignisinterne Dynamik beobachtet werden, die auf zeitliche Variabilität in der Abflussbildung und damit zusammenhängend, eine räumliche Heterogenität der Sedimentquellen belegt. Während im Untersuchungsgebiet Schäfertal ein mehrmaliges Auftreten von Schneeschmelzen innerhalb eines Winters möglich ist, kommt es im russischen Einzugsgebiet zu einem regelmäßigen Schneedeckenaufbau über den Winter hinweg und einer Schneeschmelze in der Regel im März oder in der ersten Aprilhälfte. Die Auswertung mehrjähriger Datenreihen belegt die Bedeutung der Schneeschmelze für die Abflussbildung und den Sedimentaustrag aus dem Untersuchungsgebiet Lubazhinkha. Für die drei zur Interpretation herangezogenen Schneeschmelzen liegt die Sedimentfracht zwischen 50 und 630 t bei deutlichen Unterschieden in den hydrologischen Rahmenbedingungen. Die ereignisbezogene Sedimentfracht von mindestens 0.3 t ha-1 liegt zwar über der für das Schäfertal ermittelten, befindet sich aber im Bereich der Werte, die in anderen Studien bei vergleichbaren Böden und Nutzungsformen bestimmt wurden. Eine detaillierte Analyse der Messwerte der Schneeschmelze im Jahr 2003 belegt eine Dynamik innerhalb dieses Einzelereignisses. Bei Sedimentkonzentrationen im Abfluss am Gebietsauslass von 6 bis 540 mg l-1 kommt es zu einer Sedimentfracht von ungefähr 190 t. Während die maximalen Konzentrationen von Sediment und Phosphor mit der Spitze des Abflusses einhergehen, liegt für DOC eine Verzögerung vor, die durch eine langsamere Schneeschmelze und Mobilisierung von DOC aus dem humusreichen Oberboden der Waldflächen ausgelöst wird. Eine Differenzierung der Abflusskomponenten ermöglicht eine weitergehende Interpretation der ereignisinternen Dynamik der Stoffquellen und Eintragspfade. Bei geringen Abflussmengen (< 2,5 mm d-1) findet ein Stoffeintrag überwiegend in gelöster Form über die Bodenwasserpassage und langsame Abflusskomponenten in den Vorfluter statt. Bei höheren Abflussmengen dominieren schnelle Abflusskomponenten bzw. Oberflächenabfluss, der zeitlich dynamisch unterschiedliche Stoffquellen mobilisiert. Neben diesen ereignisinternen treten interanuelle Variabilitäten auf, die durch witterungsbedingte Faktoren bestimmt werden. Wie im Schäfertal spielt auch im Lubazhinkhaeinzugsgebiet die Ausbildung von Bodenfrost und damit verbundene Veränderung der Infiltrationseigenschaften der Böden eine große Rolle. Das Schneewasseräquivalent, die Schneeschmelzdynamik und Bodenfrosteigenschaften, z.B. Eindringtiefe, sind die wichtigsten Steuergrößen. Die Variabilität dieser Randbedingungen führt zu einer hohen interannuellen Differenzierung der Abflussbildung und der Sedimentausträge. Für die Schneeschmelze 2004 kann so bei überdurchschnittlich hohen Wintertemperaturen und nur teilweise gefrorenen Böden sowie geringem Schneewasseräquivalent eine geringe Sedimentfracht ermittelt werden. Darüber hinaus verdeutlichen die Hysteresekurven der Sedimentkonzentrationen Unterschiede in der Sedimentquelle für die Einzeljahre, die von den oben genannten Rahmenbedingungen abhängen. Auf der Basis des Monitoring lassen sich für beide Einzugsgebiete die wichtigen abflussbildenden Prozesse charakterisieren und Einflussgrößen erfassen. Dem Bodenfrost und der Schneeschmelzdynamik kommen dabei übergeordnete Bedeutung zu. In beiden Gebieten werden bei winterlichen Rahmenbedingungen erhebliche Mengen an Sediment und Nährstoffen ausgetragen. Die Interpretation physikalischer bzw. chemischer Parameter des Abflusses ermöglicht darüber hinaus auch Aussagen über die zeitliche Variabilität und räumliche Heterogenität der Sedimentherkunftsräume. Aus den Erkenntnissen der Einzugsgebietsbeobachtung ergeben sich für einen Modellansatz verschiedenen Anforderungen, die vor allem die räumlich differenzierte Darstellung des Einflusses von Bodenfrost auf den Bodenwasserhaushalt sowie die Bodenerosion durch oberflächlich abfließendes Schneeschmelzwasser betreffen. Die Grundlage für das Modellsystem "IWAN" (Integrated Winter erosion And Nutrient load model) stellt das hydrologische Modell WASIM ETH Ver. 2 und das Stoffhaushaltsmodell AGNPS 5.0 dar. Die Verknüpfung dieser beiden auf Rasterzellen aufbauenden Modelle ermöglicht die Nutzung von kontinuierlichen, räumlich differenzierten Informationen zum Oberflächenabfluss für die Abschätzung der Bodenerosion. Durch diese Schnittstelle wird die sehr hohe Parametersensitivität des SCS-CN Verfahrens in AGNPS durch geringere Einzelsensitivitäten verschiedener Parameter des Bodenwasserhaushaltes in WASIM ersetzt und gleichzeitig eine plausible, prozessbasierte räumliche Abflussbildung berechnet. Durch die Implementierung eines Moduls zur Abschätzung der Bodentemperatur in WASIM ist zusätzlich die Grundlage für eine weitergehende Verbesserung der Abflussbildung bei winterlichen Randbedingungen gelegt. Durch das Modul wird die Oberbodentemperatur aus Werten der Lufttemperatur unter Einbeziehung der Exposition und der Landnutzung auf der Basis einer Polynomanpassung abgeschätzt. Bei einer modellierten Schneedecke von mehr als 5 mm Schneewasseräquivalent wird die berechnete Bodentemperatur des Vortages übernommen. Bei Bodentemperaturen unter dem Gefrierpunkt wird darüber hinaus die gesättigte hydraulische Leitfähigkeit des Bodens auf Null herabgesetzt, so dass im Zuge der Schneeschmelze zunächst das noch freie Porenvolumen aufgefüllt wird und danach Oberflächenabflussbildung beginnt. Für das Schäfertal liegt die Güte der Anpassung der Bodentemperatur bei Korrelationskoeffizienten von 0.62 bis 0.81 und für das Lubazhinkhaeinzugsgebiet bei Werten von 0.82 bis 0.91. Die räumlich und zeitlich differenzierte Oberflächenabflussinformation dient als Grundlage einer neu entwickelten Berechnung der Rillenerosion bei Schneeschmelzen, die den dafür nicht geeigneten empirischen Ansatz in AGNPS ersetzt. Basierend auf der Grundannahme eines dreieckigen, nicht durch Frost in der Eintiefung beeinträchtigten Rillenprofils und, da wassergesättigt, nichtkohesiver Bodeneigenschaften wird für jede Rasterzelle eine Rille simuliert. Die Erodibilität des Bodens wird als Funktion von Wurzelparametern und des Durchmessers der wasserstabilen Aggregate erfasst. Die Scherkraft des Schneeschmelzeabflusses in der Rille wird in Abhängigkeit von der Oberflächenrauhigkeit und dem Aggregatdurchmesser betrachtet und darauf aufbauend in einem Impulsstromansatz die erodierte Bodenmenge berechnet. In Verbindung mit dem durch das modifizierte WASIM berechneten und gerouteten Oberflächenabfluss ergibt sich so ein räumlich differenziertes Bild der Bodenerosion. Das Modellsystem IWAN beinhaltet neben der Erosionsberechnung ein eingabefenstergesteuertes Menü zur Datenkonvertierung und zum Prä- sowie Postprozessing. Die Ergebnisse der Anwendung des Modellsystems für die beiden Einzugsgebiete belegen, dass sowohl die entscheidenden Prozesse der Abflussbildung als auch des Sedimentaustrags wiedergegeben werden. Für das Schäfertal wurde für die Kalibrierungsjahre 1994 bis 1995 eine Modellierungsgüte von R2 0.94 bzw. 0.91 erzielt. Mit Ausnahmen der Schneeschmelze im Jahr 1996 werden die Episoden hohen Abflusses in den Jahren 1996 bis 2003 mit dem kalibrierten Parametersatz gut wiedergegeben und das witterungsbedingte Trockenfallen im Sommer zufriedenstellend dargestellt. Auf dieser Basis wird für die experimentell erfassten und diskutierten Schneeschmelzereignisse das Gesamtabflussvolumen dieser Ereignisse mit hoher Güte abgebildet. Die räumlich differenziert berechnete Bodenfeuchte und Bodenfrostvorkommen bedingen einen variablen Anteil des Oberflächenabflusses am Gesamtabfluss. Für das Schneeschmelzerosionsmodul hat das Abflussvolumen ebenso wie die Hangneigung und Abflusslänge eine positive Sensitivität. Aufgrund von Parameterkombinationen und nichtlineare Algorithmen kann es jedoch vor allem für die Wurzelparameter und den Manning Koeffizienten zu differenzierten Sensitivitätsentwicklungen kommen. Für die Simulation der Erosion im Schäfertal wurde daher zunächst auf einen Parametersatz zurückgegriffen, der auf der Basis von Erosionsparzellenversuchen kalibriert wurde. Die Mittelwerte der berechneten Erosion liegen zwischen 0.0006 und 0.96 t ha-1 für die sechs gemessenen Einzelereignisse im Schäfertal. Die Medianwerte und hohen Standardabweichungen belegen jedoch, dass insgesamt Zellen mit geringen Erosionswerten überwiegen. Die Ereignisse mit gefrorenen Böden weisen eine signifikant höhere Erosion auf. Unterschiede in der Erosion treten bei gleichen Gesamtabflussvolumen wie z.B. bei den Ereignissen vom 20.01.2001 und 26.02.2002 durch differenzierte Abflusskonzentration auf dem nord- bzw. südexponierten Hang auf. Neben einer Überprüfung der Plausibilität der berechneten Werte, werden die räumlichen Verteilungsmuster durch Geländeaufnahmen bestätigt. Die Anpassung der berechneten Sedimentfracht an die gemessenen Werte erfolgte durch die Kalibrierung des Manning Koeffizienten für ein Ereignis. Die simulierte Sedimentfracht ist in einigen Hangfußbereichen aufgrund der Abflussakkumulation besonders hoch und erreicht für den Gebietsauslass Werte zwischen 0.0 und 13.84 t. Mit der Ausnahme des Ereignisses vom 26.02.2002 ist die Sedimentfracht leicht unterschätzt, so dass sich in der Summe für die drei Winterhalbjahre 2001 bis 2003 ein Gesamtfehler von 11 t ergibt. Die Differenz zwischen der simulierten und beobachteten Sedimentfracht ist für den 26.12.2002 am größten. Als mögliche Ursache für die Abweichungen der berechneten zu den gemessenen Werten, wird die zeitliche Variabilität und räumliche Heterogenität der Oberflächenrauhigkeit, vor allem in Hinblick auf Bodenbearbeitung und Bodenfrosteinflüssen, diskutiert. Die generelle Verteilung der Sedimentquellen, Transportwege und Übertrittstellen vom Hang ins Gewässer stimmt mit Geländebeobachtungen überein. Eine quantitative Überprüfung der räumlichen Ergebnisse auf der Einzelereignisebene ist für das Schäfertal jedoch nicht möglich. Für das Lubazhinkhaeinzugsgebiet können zwei Parametersätze für das Kalibrierungsjahr 2004 identifiziert werde, die eine zufriedenstellende Modellierungsgüte für das hydrologische Modell erreichen. Obwohl einer dieser Parametersätze die Schneeschmelzsituationen und Maximalabflüsse gut darstellt, sind die Areale mit Oberflächenabflussbildung innerhalb des Einzugsgebietes nicht plausibel verteilt. Im Gegensatz dazu werden die lateralen Wasserflüsse und damit die prozessbestimmende Bodenfeuchteverteilung durch den anderen Parametersatz besser abgebildet. Es kommt jedoch zu einer Überschätzung der Spitzenabflüsse der Schneeschmelzhochwasser für die Validierungsjahre 2003 und 2005. Die auf der Basis der Messwerte erkannten Unterschiede zwischen den Einzeljahren werden ebenso dargestellt wie die differenzierte Abflussbildung innerhalb einer Schneeschmelzsituation. Neben Oberflächenabflussbildung auf den flachen Kuppenbereichen und auf Sättigungsflächen in den Talböden, wird auch die beobachtete verzögerte Abflussbildung unter Wald durch das Modell berücksichtigt. Bei zehn Tagen mit Oberflächenabfluss innerhalb der drei Schneeschmelzen 2003 bis 2005 mit Oberflächenabflussvolumen von 0.3 bis 24.1 mm d-1 werden durch das Modellsystem IWAN Erosionssummen von 10 bis 280 t d-1 simuliert. Bei einem variablen Flächenanteil von ca. 5 bis 46 % des Gesamtgebietes, auf dem Erosion stattfindet, bewegen sich die Werte der effektiven Erosion bei 0.1 bis 0.32 t ha-1 für die Einzeltage und 0.44 bis 0.92 t ha-1 für die mehrtägigen Schneeschmelzen. Die am Gebietsauslass simulierte Sedimentfracht liegt zwischen 6.7 und 365.8 t pro Tag und summiert sich auf 246.2 t für die Schneeschmelze 2003. Im Jahr 2004 werden 99.9 t und im Jahr 2005 sogar 757.9 t Austrag simuliert. Für das Kalibrierungsjahr 2004 kommt es zu einer Überschätzung der Sedimentfracht im Vergleich zur gemessenen von lediglich 10 t bzw. 12%. Für die Schneeschmelze im Jahr 2003 liegt die Abweichung mit diesem Parametersatz bei -9 %. Für das Jahr 2005 fällt die Berechnung mit einem Fehler von 33 % nicht so gut aus. Insgesamt führen Schneeschmelztage mit geringer simulierter Erosionsmenge zu einer zusätzlichen Mobilisierung von Sediment aus dem Gerinne und umgekehrt, hohe Erosionsmengen zu einer Deposition von Material auf den Wald- und Grünlandflächen und im Gerinne selbst. Hohe Sedimentfrachten werden daher vor allem für die Talflanken und die kerbtalähnlichen Talanfänge berechnet. Durch die räumliche Differenzierung der Abfluss- und Erosionsprozesse kommt es zu signifikanten Unterschieden bei der berechneten Sedimentfracht für die beiden Teileinzugsgebiete. Bei Schneeschmelztagen mit Abflussbildung unter Wald wird aufgrund des höheren Waldanteils im Lubazhinkhateilgebiet eine höhere Sedimentmenge ausgetragen. Die Unterschiede im Gerinneverhalten und zwischen den Teileinzugsgebieten verdeutlichen die insgesamt hohe Prozessrepräsentanz der Modellergebnisse. Das Modellsystem IWAN bildet für beide Einzugsgebiete mit hoher Plausibilität die räumliche und zeitliche Dynamik der Oberflächenabflussbildung während der Schneeschmelze und die damit verbundenen Erosionsprozesse ab. Der Modellansatz stellt somit eine Möglichkeit zwischen Modellergebnisaggregierung für den Gebietsauslass und aufwendiger Geländebeobachtung bzw. –messungen dar. Die prozessbeschreibende Modellierung mit zufriedenstellender Güte sowohl für das Schäfertal als auch für das Lubazhinkhaeinzugsgebiet stellt die Grundlage für die Berechnung von Klima- oder Landnutzungsszenarien dar. Eine Auswertung der bestehenden langjährigen Datenreihe aus dem Schäfertal bestätigt zunächst den allgemeinen Trend zur Erwärmung vor allem im Winterhalbjahr. Demgegenüber lässt der instrumentenbedingte Fehler bei der Niederschlagmessung keine Ableitung eines Trends aus den vorhandenen Daten zu. Aus der meteorologischen Datenreihe des Schäfertals wurden insgesamt 13 Jahre mit definierter Abweichung von +2.5 bis -2.5 °C und fünfmal +0.5 °C von der durchschnittlichen Winterlufttemperatur (Jd 330-90) gegenüber dem langjährigen Wintermittel ausgewählt. Im Gegensatz zu Wettergeneratoren werden dadurch eine Kombinationen aus Lufttemperatur und Niederschlag erfasst, die typischen Witterungssituationen entsprechen. Die Niederschlagssummen für den Winterzeitraum dieser Szenariojahre liegen zwischen -45 % und + 75 % gegenüber den langjährigen Mittelwerten. Die Modellergebnisse belegen die große Bedeutung der Witterungssituationen für die Abflussbildung in der Art, dass eine erhöhte Niederschlagsumme nicht zwingend auch eine überdurchschnittliche Abflussmenge hervorruft. Schneedeckendynamik und Bodenfrost sind die prägenden Elemente. Die Anzahl der Schneetage und die Dauer einer Schneeperiode liegt bei negativen Temperaturabweichungen deutlich über den Szenarien mit positiver Abweichung. Insgesamt zeigen die Ergebnisse der hydrologischen Simulation für die Szenarien, dass sowohl eine starke Abweichung nach oben oder unten vom bisherigen Durchschnitt vermehrt zu Oberflächenabflussbildung führt. Die Erosionssummen der Szenariotage mit Oberflächenabfluss variieren zwischen 4 und 141 t d-1 und stehen aufgrund des nicht veränderten Parametersatzes in direkter Abhängigkeit zum Abflussvolumen. Die berechneten Erosionssummen für Situationen ohne Bodenfrost fallen generell geringer aus, befinden sich aber wie auch die Ereignisse mit Bodenfrost im Wertebereich der Referenzereignisse. Im Bereich der Referenzereignisse liegen auch die Sedimentfrachten mit 0.03 bis 13.15 t d-1. Eine erhöhte Variabilität ist zu erwarten, wenn die Veränderungen der Vegetationsperioden und der Fruchtfolgen in den Modellansatz aufgenommen würden. Eine Betrachtung der Erosionsummen und Sedimentfrachten nicht auf Basis von Tageswerten sondern von Schneeschmelzereignissen zeigt deutlich, dass die Klimaszenarien mit hohen Abweichungen von den Normwerten auch erhöhte Gesamtstoffausträge verursachen. Im russischen Lubazhinkhaeinzugsgebiet führen die Transformationsprozesse im Landwirtschaftssektor zu tiefgreifenden Änderungen der Landnutzung. Auf einer Analyse der Entwicklung in den letzten 15 Jahren aufbauend, kann für das Gebiet von einer deutlichen Modifikation im Verhältnis Grünland, Acker und Wald ausgegangen werden. Diese Dynamik spiegelt sich in den fünf Szenarien wider, die flächenspezifische Änderungen vorsehen. Die Variationen reichen von einem Szenario, in dem ein ausländischer Investor die landwirtschaftliche Nutzfläche auf alle geeigneten Böden ausdehnt, über eine Ausdehnung der Waldflächen in einem laufenden staatlichen Waldschutzprogramm bis hin zum Aufbau kleinbäuerlicher Strukturen und lokale Vermarktung der Produkte durch sich entwickelnden Tourismus. Die Gesamtabflussmenge der Szenarien liegt zwischen 276.4 und 293.3 mm für die Simulationsperiode 2003 bis 2005. In Abhängigkeit vom Waldflächenanteil und der damit verbundenen Evapotranspiration treten im Vergleich zum Ist-Zustands des Referenzszenarios nur geringe positive oder negative Abweichungen auf. Im Unterschied dazu treten bei der Betrachtung der Oberflächabflussentwicklung für die drei Schneeschmelzperioden relativ große Abweichungen bis zu über 20 mm auf. Diese Unterschiede sind am deutlichsten in den durch Bodenfrost und hohes Schneewasseräquivalent ausgezeichneten Jahre 2003 und 2005 für das Szenario mit dem größten Waldflächen- und Grünlandanteil. Mit wenigen Ausnahmen führen die Szenarien zu einer Erhöhung der simulierten Sedimentfracht am Gebietsauslass. Die Ergebnisse belegen darüber hinaus, dass eine Verminderung der Erosion auf den Hängen allein nicht zu einer Frachtreduzierung führen muss, da bei geringer Sedimentbelastung im Gerinne Material aufgenommen werden kann. Ein flächenspezifischer Vergleich zweier Szenarien belegt die Bedeutung der Verortung der Nutzungsänderungen innerhalb des Einzugsgebietes und der damit einhergehenden Konnektivität von abflussbildenden Arealen und Erosionsflächen zum Gerinne hin. Die Szenarioergebnisse weisen auf die steigende Bedeutung von Extremereignissen hin, die im Zuge des Klimawandels zu erwarten sind. Ebenso wird die Verknüpfung von Hang- und Gerinneprozessen als Attribut eines Einzugsgebietes unterstrichen, das bei Managementmaßnahmen beachtet werden muss. Insgesamt belegen die Ergebnisse für beide Untersuchungsgebiete, dass das Modellsystem IWAN nach einer Kabibrierung erfolgreich zur Abschätzung von möglichen zukünftigen Sedimentquellen und Sedimentausträgen eingesetzt werden kann. Weitergehender Forschungsbedarf besteht in der Frage der Übertragbarkeit des Monitoringansatzes in Naturräume mit anderen, zum Teil komplexeren hydrologischen Einzugsgebietsreaktionen und darauf aufbauenden Stoffausträgen und Austragspfaden. Darüber hinaus kann im Modellsystem IWAN eine Verbesserung durch eine Berechnung der Rillenausbildung auf dem Hang sowie eine Modifikation der Sedimenttransportberechnung erzielt werden. Bei einer Übertragung auf andere Einzugsgebiete sollte eine umfassende Sensitivitätsanalyse und Ergebnisunsicherheitsbetrachtung vor allem in Hinblick auf die Kopplung von Teilmodellen innerhalb des Modellsystems erfolgen.:Gliederung Gliederung V Liste der Abbildungen VII Liste der Tabellen XII 1 Einleitung und Fragestellung 3 1.1 Bodenerosion und Sedimentfracht in Einzugsgebieten 3 1.1.1 Abflussbildung, Bodenerosion und Sedimentaustrag 3 1.1.2 Winterliche Situationen 5 1.2 Modellierungsansätze 13 1.2.1 Modelle und Modellkopplungen 13 1.2.2 Probleme der Modellanwendung 17 1.3 Wissensdefizite und Zielstellung 23 2 Untersuchungsgebiete und Methoden 25 2.1 Schäfertal 25 2.1.1 Naturraum 25 2.1.2 Methoden 28 2.2 Lubazhinkha 31 2.2.1 Naturraum 31 2.2.2 Methoden 36 2.3 Datenverarbeitung 38 3 Ergebnisse und Diskussion des Monitorings in den Einzugsgebieten 41 3.1 Schäfertal 41 3.1.1 Abflussbildung 41 3.1.2 Stoffausträge bei Hochwasserereignissen 45 3.2 Lubazhinkha 54 3.2.1 Bedeutung der Schneeschmelze für den Stoffaustrag 54 3.2.2 Stoffdynamik während der Schneeschmelze 57 4 Modellentwicklung 69 4.1 Zielstellungen der Modellmodifikation und -entwicklung 69 4.2 WASIM-AGNPS 70 4.2.1 Wasserhaushaltsmodell WASIM 70 4.2.2 Stofftransportmodell AGNPS 72 4.2.3 Schnittstelle WASIM-AGNPS 74 4.3 Modifikation von WASIM für winterliche Abflussbildung 76 4.3.1 Grundlagen 76 4.3.2 Datenerhebung 77 4.3.3 Sensorauswahl 77 4.3.4 Ergebnisse 79 4.3.5 Empirisches Modell 82 4.3.6 Bodentemperaturteilmodul 83 4.3.7 Anpassung mit Daten aus dem Einzugsgebiet Lubazhinkha 85 4.4 Schneeschmelzerosionsmodell (SMEM) 87 4.4.1 Rillenprofil 87 4.4.2 Bodenerosion 90 4.4.3 Technische Umsetzung 96 4.5 Modellsystem IWAN 97 4.5.1 Schnittstelle SMEM-AGNPS 97 4.5.2 Graphische Benutzeroberfläche 99 5 Modellergebnisse und Diskussion 105 5.1 Schäfertal 105 5.1.1 Bodentemperatur 105 5.1.2 Hydrologie 108 5.1.3 Schneeschmelzerosion 113 5.1.4 Sedimentfracht 120 5.2 Lubazhinkha 126 5.2.1 Hydrologie 126 5.2.2 Schneeschmelzerosion 133 5.2.3 Sedimentfracht 137 6 Szenariorechnungen 143 6.1 Klimaszenarien Schäfertal 143 6.1.1 Szenarienauswahl 143 6.1.2 Modellergebnisse und Diskussion 148 6.2 Landnutzungsszenarien Lubazhinkha 158 6.2.1 Szenarienauswahl 158 6.2.2 Modellergebnisse und Diskussion 163 7 Schlussfolgerungen 169 7.1 Einzugsgebiete 169 7.2 Modellsystem IWAN 172 7.3 Szenarien 176 7.4 Forschungsbedarf 178 8 Zusammenfassung 179 9 Summary 189 10 Literatur 199 Appendix 207 Abkürzungen Modellübersicht Quellcode (VBA) ; Soil erosion by water is a ubiquitous problem that impairs the agricultural productivity, diminishes soil functionality and may harmfully affect neighbouring environmental compartments. Surface waters are especially affected by the sediment, sediment bounded and soluble nutrients as well as pollutants mobilised by soil erosion. The knowledge about erosion processes and sediment loads is of high relevance for the protection of the soil and water and has moreover an economic dimension. Generally, a slope or catchment can be divided into three zones: erosion, transport and sedimentation. However, runoff generating processes and roughness or topography triggered runoff concentration lead to an individual differentiation. Furthermore, spatial and temporal discontinuities of processes or connectivities and thresholds modify the erosion and sediment characteristics. Relief and soil as structural elements of a catchment control accordingly the soil moisture differentiation and in an essential way the runoff generation and sediment load. In temperate and cold climates an important portion of runoff is generated in winter and can be affected by soil frost and snowmelt. However, only little knowledge exists about the processes and dimension of sediment and nutrient emissions under these wintry conditions. Systematic research exists particularly in Russia and Norway. The related deficits are also reflected in existing model approaches to estimate soil erosion and sediment fields from catchments. On the one hand neither the snow development or snow melt nor the modification of the soil water flow in case of frozen soil is considered. On the other hand the erosivity of the snow melt runoff and the modification of the soil erodibility through, for example frost-thaw cycles, is adequately reflected. It is the main focus of the presented work to identify, by analysing data from a German and a Russian catchment, the dominant processes and triggers of runoff generation and diffuse pollution under winter conditions. The results are implemented into a model system which is utilised to analyse spatial heterogeneity and temporal variability of processes and to estimate the effects of climate and land use change on sediment loads in the two target areas. The 1.44 km² catchment Schaefertal is located in the eastern lower Harz Mountains approx. 150 km SW of Berlin, Germany. Cambisols and Luvisolos have developed from periglacial slope deposits on greywacke and argillaceous shale. These slopes are utilised agriculturally with a crop rotation of mainly winter grain and canola. The thalweg is dominated by hydromorphic soils and pasture. The climate is slightly continental with an annual average temperature of 6.8°C and 680 mm total annual precipitation. In addition to long-time hydro-meteorological measurements, since several years research into sediment and nutrient emissions is conducted. A routine biweekly sampling of the runoff at the catchment outlet is supplemented by automatic high flow sampling especially during snow melt flows. Besides suspended sediment concentration, phosphorus species and dissolved organic carbon are sampled and analysed following standard methods. Also in the Russian catchment Lubazhinkha the main focus is the characterisation of runoff generation and sediment/nutrient transport during snowmelt events. The catchment is located about 100 km south of Moscow, Russia in the transition zone from southern Taiga to forest steppe. The area of 18.8 km² is utilised half by agriculture and one third by forestry. The recent spatial differentiation of this land use is triggered by the relief determined erosive shortening and hydromorphic characteristics of the dominant grey forest soils. Climate and hydrology are dominated by snow cover accumulation and snow melt; annual average temperature is 4.4°C and the annual precipitation sum is 560 mm. High flow samples are taken at the catchment outlet behind a small dam and at the two most important tributaries to characterise mobilisation processes and the sediment and nutrient concentrations. The interpretation of data from the Schaefertal demonstrate for the period of investigation the importance of high flow situations that are caused by snow melt. Catchment conditions characterised by frozen soils lead to a modification of the measured hydrograph, especially through the occurrence of fast surface or near-surface components. The peak flow of the eight high flow events which are employed for interpretation vary between 30 and 270 l s-1, with total runoff volumes in a range from 1 to 50 mm. The sediment concentrations that are observed at the catchment outlet are below 650 mg l-1 for the two events without frozen soil and therewith distinct below the maximum of around 6000 mg l-1 for events with frozen or partly frozen soil conditions. Solely, one event with rainfall on unfrozen soil is characterised by high sediment concentration which is caused by channel maintenances and easy mobilisation of material from the channel banks. According to this, the sediment yields vary for the single events and achieve up to 17 t. The most important trigger is the generation of erosive surface runoff on the slopes by reduction of the hydraulic conductivity of the frozen soils. The comparison of the sediment concentrations of high flow events and the biweekly sampling as well as hysteresis curves of the single events clarify the differing dynamics of sediment export situations. The soil frost affected events show an anti-clockwise direction of the discharge-sediment relationship which points to a sediment source on the slope, whereas the hysteresis curves of unfrozen soil conditions are oriented clockwise. For these events a sediment source near the channel or the channel bank is probable. These assumptions are also supported by a differentiated phosphorus enrichment ratio in the exported sediment. Furthermore, a dynamic in the progress of the single events can be observed which is caused by the temporal variability of the runoff generation and confirms the related spatial heterogeneity of sediment sources. Contrary to the Schaefertal with several snow melt events per year, in the Russian catchment the snow cover is accumulated over the entire winter and one snow melt flood occurs in March or during the first half of April. The interpretation of multiannual data document the importance of the spring snow melts for the runoff generation and sediment export from the catchment Lubazhinkha. The sediment yield of three observed snow melt events varies between 50 and 630 t in dependency on the hydrological conditions. The event related sediment load of at least 0.3 t ha-1 is above the values that were measured in the Schaefertal but in the range of other studies with comparable soils and land use. Detailed analyses of the measurements of the snow melt in spring 2003 document the dynamic within one event. A sediment concentration at the catchment outlet from 6 to 540 mg l-1 led to a total event sediment yield of 190 t. The maximum concentrations of sediment and phosphorus peak with the discharge. In contrast, the concentration of dissolved organic carbon (DOC) is delayed compared to the runoff peak due to the slow snow melt development under forest stands and mobilisation of DOC from the organic rich topsoil of these forest areas. A differentiation of runoff components allows a further interpretation of event specific dynamic of sediment sources and transport pathways. In case of low discharge (< 2.5 mm d-1) the material transfer is dominated by dissolved forms and enters the channel passing the soil as slow runoff. Fast runoff components or surface runoff dominate situations with higher amounts of discharge in which sediment and nutrient sources are mobilised with temporal dynamic. Besides this event internal dynamic inter-annual variability exists that is a result of weather conditions in the specific winter. Similar to the Schaefertal, the development of frozen soils and the related modification of infiltration characteristics of the soils play an important role in the Lubazhinkha catchment. Other important triggers are snow water equivalent, snow melt dynamic and specific soil frost characteristics, i.e. depth of penetration. The variability of these boundary conditions led to a high inter-annual differentiation of runoff generation and sediment loads. Thus, for the snowmelt 2004 with above average winter air temperatures and only partly frozen soils, as well as low snow water equivalent, a comparable low sediment load was observed. In addition, the hysteresis curves of the discharge-sediment concentration relationship indicate differences in the sediment sources for the single snow melt events which are in dependency of the abovementioned factors. For both catchments the established monitoring system and selected parameters provide an insight into runoff generating processes and relevant triggers. Occurrences of soil frost and snow melt dynamics are most important factors. Wintry conditions led to high sediment and nutrient yields in both catchments. The interpretation of physical and chemical parameters of discharge allows the identification of spatial heterogeneity and temporal variability of sediment source areas. Several demands for a model approach arise from these findings of catchment monitoring which are especially related to the spatial differentiated estimation of surface runoff generating areas and soil erosion through snow melt water. The basis for the model system "IWAN" (Integrated Winter erosion And Nutrient load model) is the hydrological model WASIM ETH Ver.2 and the nutrient load model AGNPS 5.0. The linking of these two raster-based models facilitates the utilisation of continuous, spatial differentiated information for surface runoff to estimate soil erosion. By this, the high parameter sensitivity of the SCS-CN approach in AGNPS is replaced with sensitivities distributed among different parameters of the soil water calculation in WASIM and the concurrent calculation of a plausible process based spatial differentiated runoff generation. The implementation of a module to estimate the soil temperature forms the basis for an improved calculation of soil water flows and runoff generation under winter conditions. This module calculates the topsoil temperature based on values of air temperature and considers exposition and land use. The calculated soil temperature of the previous day is assumed in case of a snow cover of more than 5 mm water equivalent. The saturated hydraulic conductivity of the soil is set to zero if the calculated soil temperature drops below freezing and surface runoff begins after the water free soil pore volume is filled up. The goodness of fit for the Schaefertal shows a correlation coefficient of 0.62 to 0.81 and for the Lubazhinkha catchment values in a range between 0.82 and 0.91. The spatial and temporal differentiated information of surface runoff is fundamental to a new developed calculation of rill erosion during snow melt situations which replaces the empirical erosion estimation of AGNPS. One rill for each raster cell is simulated on the assumption of a non-cohesive soil through water saturation and that soil frost does not hinder the deepening of the triangular rill profile. The soil erodibilty is a function of root parameters and diameter of water stable aggregates. The erosivity of the snow melt runoff in the rill is calculated in dependency of surface roughness and soil aggregate diameter. A spatial differentiated estimation of soil erosion is possible in combination with the routed surface runoff from the modified WASIM. In addition to the erosion estimation, the model system IWAN comprises a user interface for data conversion as well as pre- and post-processing options. The results of the model system application for both catchments demonstrate that the dominant processes of runoff generation as well as sediment loss are matched. For the Schaefertal a modelling agreement of r² equalling 0.94 and 0.91 is realised for the year of calibration 1994 and the year of validation 1995, respectively. With the exception of 1996 all periods of high flow and the falling dry of the channel in summer from 1996 until 2003 are represented satisfactorily with the calibrated set of parameters. On this basis, the total runoff volume of the observed and above discussed snow melt events has been modelled with a high degree of accuracy. The spatially differentiated calculation of soil moisture and soil frost occurrence results in a variable fraction of surface runoff on the total runoff for these events. Runoff volume, slope and flow length show positive sensitivities in the new snow melt erosion module. However, parameter combinations and non-linear algorithms, especially for root parameters and the Manning coefficient, may lead to more complex sensitivity properties. Thus, the simulation of soil erosion in the Schaefertal was first conducted with a set of parameters that was calibrated with results of erosion plot experiments. The average values of calculated erosion vary between 0.0006 and 0.96 t ha-1 for the six events from the Schaefertal. However, the median values and high standard deviations prove that most of the cells have low erosion values. The results for events with frozen soils are characterised by significant higher values of erosion. Despite similar total runoff volume i.e. of the events from 20.01.2001 and 26.02.2002 differences occur because of distinctions in runoff concentration on the north and south exposed slope. The spatial results are positively compared to field mapping in addition to a plausibility control of the calculated values. The adjustment of the calculated values for sediment load against the observations is done with calibration of the Manning coefficient for one randomly selected event. The sediment load in some footslope areas caused by runoff concentration is especially high and in the range of 0.0 to 13.84 t for single events. The event sediment yield is generally underestimated with the exception of the event on 26.02.2002. The total absolute error for the three winter seasons is 11 t. The difference between simulated and observed sediment load is highest for the 26.12.2002. This distinction may originate in the temporal variability and spatial heterogeneity of surface roughness against the background of soil frost influences and tillage operations. The general distribution of modelled sediment sources, transport pathways and connecting points to the channel are confirmed by field observations. However, a quantification of the spatial model results on the basis of the observed single events is not possible. For the Lubazhinkha catchment two sets of hydrological parameters are identified for the year of calibration 2004 which achieve satisfying results in comparison to the observed discharge. Although one of these set of parameters performed better in reproducing the peak flows of the snow melt situations, the spatial distribution of surface runoff generating areas was not plausible. Contrary, the second set of parameters characterises the lateral water flows and thus the important spatial soil moisture distribution in a more realistic way. However, the snow melt peak flows for the years of validation 2003 and 2005 are overestimated. The difference between the years, which was identified on the basis of the interpretation of the observations, is matched as well as the dynamic of runoff generation. Surface runoff generation on the flat interfluves areas and saturated areas in valley bottoms are modelled satisfactorily as well as the delayed runoff generation under forest stands. The model system simulates erosion sums of 10 to 280 t d-1 for a total of ten days with surface runoff in a range of 0.3 to 24.1 mm d-1 in the entire modelling period of three years. Considering the variable area of 5 to 46 % on which erosion takes place, the values of effective erosion vary between 0.1 and 0.32 t ha-1 for single days and between 0.44 to 0.92 t ha-1 for multi-day snow melts. The simulated sediment load at the catchment outlet range from 6.7 to 365.8 t per day and sums up to 246.2 t for the snow melt 2003. For the year 2004 99.9 t and for 2005 757.9 t are calculated. In comparison to the observations for the calibration year 2004, the sediment load is overestimated by 10 t or 12 %. The deviation for 2003 is -9 %, with the same set of parameters. The result for 2005 is with an error of 33 % not as good as in the two other years. Overall, the days of snow melt with a low amount of erosion cause additional mobilisation of sediment from the channel banks and contrary, high amount of erosion on the slopes result in deposition processes on the forest and pasture areas near in the valley bottom and in the channel itself. Thus, high sediment loads are estimated for the bottom slopes and the small V-shaped first order valleys. The sediment loads for the two sub-catchments differ significantly because of the spatially differentiated processes of runoff generation and soil erosion. For the days with runoff generation in forest areas higher sediment yields are calculated for the Lubazhinkha-subcatchment which is characterised by a higher degree of forested areas. Differences in slope-channel interaction and variations between the two subcatchments illustrated the overall high process relevance of the model results. The model system IWAN estimates for the Schaefertal and the Lubazhinkha catchment the spatial and temporal dynamics of surface runoff generation and the related erosion processes during snow melt episodes with high plausibility. The model approach demonstrates an option between model result aggregation at the catchment outlet and intensive spatial field observation and measurement within a catchment. The satisfactory modelling of processes for the Schaefertal, as well as for the Lubazhinkha catchment, forms the basis for the calculation of climate and land use scenarios. An analysis of the existing long-term dataset from the Schaefertal approves the general trend of warming, especially in the winter half year. Contrary, the instrument error for rainfall measurements disallows an identification of a trend in the present data. A total of 13 years with defined deviation of +2.5 to -2.5 °C and five years with a deviation of +0.5 °C from the average air temperature in winter (Jd 330-90) were selected from the data set. In contrast to the utilisation of weather generators, this selection provides a dataset with a combination of air temperature and rainfall/snow that is in accordance with typical atmospheric situations. The amount of rainfall for the winter period of the scenario years deviates -45 % to +75 % from the long term average of winter. The model results substantiate the role of weather situations such that an increased amount of rainfall does not automatically result in above-average runoff. Snow cover dynamics and soil frost occurrence are the controlling factors. The number of days with snow and the duration of each snow period are significant higher for scenarios with negative temperature deviation compared to the scenarios with positive deviation. Overall the results of the hydrological calculation of the scenarios show that extreme positive and negative deviations lead to increased surface runoff probability. The sums of erosion for single days with surface runoff varies between 4 to 141 t d-1 and are in direct relation to runoff volume due to the unchanged set of parameters. Generally the calculated sums of erosion for situations without soil frost are lower than with soil frost, but both types are in the range of values of the measured and modelled reference events. Also the calculated sediment yields from 0.03 to 13.15 t d-1 for the scenario days are in the range of the measurements. A higher variability could be expected when considering modifications to vegetation period or crop rotations. An interpretation of erosion and sediment yield on the basis of snow melt periods clarifies those scenarios with extreme deviations also tend to higher sediment export from the catchment. Transformation processes in the agricultural sector of Russia trigger fundamental changes in land use. Based on an analysis of the development of the past 15 years for the Lubazhinkha catchment a significant modification of the pasture, arable land and forest areas is probable in the future. This dynamic is reflected in five scenarios with area-specific changes in land use distribution. The variations range from scenarios with a foreign investor who extends the arable land to all suitable soils in the catchment, an expansion of forest areas in the frame of a governmental forest protection program to the development of small family farms with local market structures because of tourism. The calculated total runoff for the scenarios varies between 276.4 and 293.3 mm for the entire simulation period 2003 to 2005. Small positive or negative deviations occur compared to the as-is state in relation to the variable forest area and combined evapotranspiration. Contrary, the surface runoff shows large deviations of more than 20 mm for the three snow melt periods. These differences are pronounced for the scenario with highest portion of forest and pasture area in the years 2003 and 2005 that are characterised by soil frost and high water equivalent in snow. With only few exceptions the scenarios lead to an increase in simulated sediment yield at the catchment outlet. Moreover, the results document that a decrease of erosion on the slopes does not consequently result in a yield reduction. In the case of low sediment input from the slopes additional material from the channel bed and banks may attribute significantly to the sediment loading. An area specific comparison of two scenarios clarifies the importance of localisation of land use changes and the according connectivity of surface runoff areas and erosion areas to the channel. The scenarios document the increasing importance of extreme events that can be expected due to climate change. Additionally, the link of slope and channel processes, as attribute of a catchment, has to be considered in planning of management measures. The results prove for both catchments that the model system IWAN can be applied for estimating future potential sediment sources and sediment yield after successful calibration. Further research is needed in the question of transferability of the monitoring approach to other environments with a different, more complex hydrological catchment reaction and linked sediment sources and transport mechanisms. The model system IWAN can be improved by a dynamic calculation of rill network generation on the slope and a modification of the sediment transport algorithms. The transfer of the model system to other catchments has to be accompanied by a comprehensive sensitivity and uncertainty analysis especially respecting the model chain within IWAN.:Gliederung Gliederung V Liste der Abbildungen VII Liste der Tabellen XII 1 Einleitung und Fragestellung 3 1.1 Bodenerosion und Sedimentfracht in Einzugsgebieten 3 1.1.1 Abflussbildung, Bodenerosion und Sedimentaustrag 3 1.1.2 Winterliche Situationen 5 1.2 Modellierungsansätze 13 1.2.1 Modelle und Modellkopplungen 13 1.2.2 Probleme der Modellanwendung 17 1.3 Wissensdefizite und Zielstellung 23 2 Untersuchungsgebiete und Methoden 25 2.1 Schäfertal 25 2.1.1 Naturraum 25 2.1.2 Methoden 28 2.2 Lubazhinkha 31 2.2.1 Naturraum 31 2.2.2 Methoden 36 2.3 Datenverarbeitung 38 3 Ergebnisse und Diskussion des Monitorings in den Einzugsgebieten 41 3.1 Schäfertal 41 3.1.1 Abflussbildung 41 3.1.2 Stoffausträge bei Hochwasserereignissen 45 3.2 Lubazhinkha 54 3.2.1 Bedeutung der Schneeschmelze für den Stoffaustrag 54 3.2.2 Stoffdynamik während der Schneeschmelze 57 4 Modellentwicklung 69 4.1 Zielstellungen der Modellmodifikation und -entwicklung 69 4.2 WASIM-AGNPS 70 4.2.1 Wasserhaushaltsmodell WASIM 70 4.2.2 Stofftransportmodell AGNPS 72 4.2.3 Schnittstelle WASIM-AGNPS 74 4.3 Modifikation von WASIM für winterliche Abflussbildung 76 4.3.1 Grundlagen 76 4.3.2 Datenerhebung 77 4.3.3 Sensorauswahl 77 4.3.4 Ergebnisse 79 4.3.5 Empirisches Modell 82 4.3.6 Bodentemperaturteilmodul 83 4.3.7 Anpassung mit Daten aus dem Einzugsgebiet Lubazhinkha 85 4.4 Schneeschmelzerosionsmodell (SMEM) 87 4.4.1 Rillenprofil 87 4.4.2 Bodenerosion 90 4.4.3 Technische Umsetzung 96 4.5 Modellsystem IWAN 97 4.5.1 Schnittstelle SMEM-AGNPS 97 4.5.2 Graphische Benutzeroberfläche 99 5 Modellergebnisse und Diskussion 105 5.1 Schäfertal 105 5.1.1 Bodentemperatur 105 5.1.2 Hydrologie 108 5.1.3 Schneeschmelzerosion 113 5.1.4 Sedimentfracht 120 5.2 Lubazhinkha 126 5.2.1 Hydrologie 126 5.2.2 Schneeschmelzerosion 133 5.2.3 Sedimentfracht 137 6 Szenariorechnungen 143 6.1 Klimaszenarien Schäfertal 143 6.1.1 Szenarienauswahl 143 6.1.2 Modellergebnisse und Diskussion 148 6.2 Landnutzungsszenarien Lubazhinkha 158 6.2.1 Szenarienauswahl 158 6.2.2 Modellergebnisse und Diskussion 163 7 Schlussfolgerungen 169 7.1 Einzugsgebiete 169 7.2 Modellsystem IWAN 172 7.3 Szenarien 176 7.4 Forschungsbedarf 178 8 Zusammenfassung 179 9 Summary 189 10 Literatur 199 Appendix 207 Abkürzungen Modellübersicht Quellcode (VBA)

The subject of this study – The Youth in Croatia and the European Integration – is the relationship of youth toward the European integration process, including the Croatian accession to the European Union, as well as their sociopolitical readiness for integration into a united Europe. The analysis is based on a section of data gathered in early 2004, on the entire Croatian territory, and conducted within the scientific and research project Youth and the European Integration Process. The basic sample of youth, aged 15 to 29, consisted of 2000 examinees, and the control sample of persons older than 30 consisted of 1000 examinees. The obtained findings on youth have been systematically compared to results from the previous research project, The Value System of Youth and Social Changes in Croatia, conducted in early 1999, on an identically structured sample of 1700 young examinees. Data on Croatian youth has also been compared to the corresponding findings of several European researches. European integration is a dynamic and multidimensional process, and in this research, the accent was on the political and normative dimensions of integration. The genesis of the political development of European Union has indicated that, in spite of the oscillations in the process of integration, there is a recognizable progress toward the construction of a Europe of values, where all the included countries meet with equally high democratic demands. The existing research into the European integration process has undoubtedly shown that the relationship of citizens toward the EU varies as a function of time, and depends on the specific situation in certain countries or societies. Croatia is a transitional country that has stepped into the process of democratic consolidation, and after the year 2000, it had also stepped out of a certain kind of international isolation. Today, Croatia is a country trying to join the united Europe, which has managed to obtain the status of a candidate country for accession into the EU, albeit with an uncertain date for accession negotiations. Even though the main obstacle for the start of negotiations is supposedly the lack of satisfaction of the EU with the Croatian cooperation with the Hague Tribunal, the existing tendencies and events in the country indicate that Croatia is not adequately prepared to join the Union: not at the political, nor the social, and especially not at the economic plain. The indicated findings are also the starting points in the research of the relationship of Croatian youth toward the European integration process. A valid analysis of this relationship demands a previous insight into some aspects of the political readiness of youth for European integration of Croatia. With that in mind, special attention was dedicated to political values, attitudes and participation of youth, whose longitudinal monitoring enables a detection of changes that took place during the past five years. The data comparison showed that during the observed period of time, the young people' s otherwise relatively high acceptance of almost all the constitutional values, as well as the harmonious perception of politics and institutional trust have increased, while the lack of hard work, discipline and responsibility are now perceived as a social problem to a greater extent than before. The recent data also indicates that today' s youth perceive the existence of educational, gender and age inequalities in the Croatian society to a larger degree, as well as the worsening of political representation of all marginal groups. On the other hand, the understanding of conflicts and democratic rules (especially the role of the opposition) has weakened, the perception of crime in ownership conversion and privatization as a problem has decreased, there is also a weaker perception of the existence of social and religious inequalities, the social activism and political participation have decreased, and the attitude about inclusion into youth organizations of political parties and the establishment of independent youth parties as forms of activities that might contribute to a more active participation of youth in the society has decreased. From hence comes the conclusion that certain changes tend to lead to further social, most of all political, (self)passivization and marginalization of young people. The continuity of tendencies established in the previous research projects, confirm the finding that the young are not a monolithic group when it comes to acceptance of political values, expression of political attitudes and the level of political participation. The greatest differentiation is present regarding the not so present tolerance toward most observed social phenomena and groups, the perception of unemployment as the most important social problem and the cause of existing difficulties, the perception of existence of political inequalities and the stated interest in politics, as well as the perception of the role of the " diaspora" in the Croatian political life. When these results are observed integrally, it is obvious that the young are mostly differentiated by the level of obtained knowledge and their socio-professional status, then party identification, social origin and the phase of maturity. All the mentioned differentiations of youth can simply be summarized by outlining two large, relatively polarized groups: one consists of socially more competent youth, inclined to the ideological and political options of the left center, and the other consists of a socially inferior youth, inclined toward the right pole of the ideological-political spectrum. The socially more competent youth is more liberal, more critical toward the social reality and the political actors, they manifest a greater respect for democratic institutions and procedures, which is an indicator of the importance of favorable circumstances in the process of political socialization. The recent data enabled us to establish the existence of inter-generational differences, which are not enormous but are significant. The comparative analysis of the attitudes of both the young and the older examinees, demonstrated that the young state a higher degree of trust in the media than the older examinees, that they are more tolerant toward a number of social phenomena and groups, which cause dispute both in the Croatian and the European public opinion arena, as well as more sensitive regarding ethnic inequalities. The young perceive war as the main cause of current difficulties to a greater extent than the elders, they have considerably more trust in their own generation as a social force that could initiate positive trends, they express a greater readiness for inclusion in different civil society activities, and believe more that television and youth organizations could mobilize them into active participation in social affairs. At the same time, the young are slower than the older examinees to accept the value of a democratic order, however, they are also less prone to have a harmonious understanding of politics, they are less socially sensitive, they express less trust in the institutions of power, the socioeconomic goals and the preservation of tradition are less often among their political priorities, they less often think immorality and criminal activities in the privatization process are the cause of current problems, they perceive a smaller level of corruption in all areas of social life (aside from education), they believe less in the positive contribution of experts and entrepreneurs to overcoming the trends of crisis, they are less interested in politics and participate less in political parties, and they have a smaller level of faith in the mobilization role of education for democracy, volunteer work, political parties and non-governmental organizations, as well as the contribution of the family and education system in the stimulation of the young people' s social engagement. The established inter-generational differentiation can be explained through the life cycle theory, meaning the mentioned differences are mostly the effect of differing social statuses and the complete experiences of the young and the older examinees. That means that most young people have not assumed some of the permanent social roles, and that their immediate experiences are limited only to some social areas among which politics do not have a prominent place. The existing inter-generational differences are also the result of the fact that most older examinees draw on their experience gained in a different social and political regime, which to a certain measure forms their existing system of political values that is, in certain elements, especially those related to the social dimension, different than the youth' s system of political values. On the other hand, the congruence of the young and older examinees is contributed to by a common experience of an era, that is, life in a specific socio-historic period. The absence of deep inter-generational ambiguities also indicates that, in spite of the radical changes that have appeared through the decomposition of the old and the set-up of a new social and political order, the mechanism for transposing political values from the older generations to the young ones, functions to a considerable degree, along with the transfer of the shortcomings that exist in the structured political awareness of the older generation. Even though it was established that the youth in Croatia accept the traditional values to a smaller degree compared to the elders, the young are at the same time somewhat more conservative in certain areas than their European counterparts. Pointing to this finding is the greater orientation of the Croatian youth toward the family and a smaller extent of tolerance of certain phenomena and groups in the contemporary society. At that, the social participation of the Croatian young generation is at a lower level than the participation of their European peers. The attitude toward human rights is also one of the indicators of political preparedness of Croatian youth for integration into a democratic Europe, which promotes high standards in the protection of human rights and freedoms. The research results about the evaluation of individual human rights and freedoms, show that the youth accept the right to an education, the right to work and personal security, the right to privacy, the social protection of the elderly and those in other precarious situations, the equality before the law, the rights of women and the right to ownership the most. The analysis has shown that the preference of individual human rights and freedoms is not caused by the observed socio-demographic and socio-structural characteristics of the young, aside from education, which points to the significance of the education system as an agent of improvement of the state of human rights. Approximately a third of the young examinees were not satisfied with the respect for human rights in Croatia today nor were they satisfied five years ago, the percentage of the undecided has decreased in that period of time, and the number of those that think human rights in Croatia are mostly or completely respected has increased. The results of the analysis of social attributes of youth indicate that the ability of assessment and a higher degree of criticism toward the status of human rights in Croatia is related to life in economically more prosperous regions, a left ideological-political orientation as well as the female gender. The comparison of the evaluation of the contribution of institutions, organizations and significant individuals in the population of youth in 1999 and in 2004, established that the generation of youth today perceives a higher level of contribution of all observed participants (except for the opposition) to the protection of human rights and freedoms in Croatia. More precisely, most of the young assess that all the participants, completely or mostly, contribute to the realization of human rights in Croatia, which especially refers to the perception of the contribution of the highest institutions of power. The perception of the status of human rights in Croatia and the contribution of the observed actors to the realization of those rights, are considerably highly influenced by regional affiliation and party identification, followed by their social background, their gender and the religious self-identification of the young. The comparison of acceptance of the observed human rights and freedoms of the populations of young and older examinees in Croatia, indicates that the elders accept most individual human rights and freedoms more than the young, and that they also express less criticism toward today' s respect for those rights and freedoms in Croatia, while validating the contribution of all the observed actors to a higher degree. To summarize, the analysis has shown that the young accept human rights and freedoms very highly at the level of principle, but that there is a certain disagreement when it comes to concrete rights and practices in Croatia. Even though the degree of acceptance of the value of human rights and freedoms is high among the young, there are also deviations indicating an increased need for additional engagement of certain agents of socialization, especially the education system and the political actors. The national affiliation of youth is another indicator relevant to its relationship toward the European integration. The research has shown that the attitude most represented with the youth is one of moderate national identification, then the ones signifying an openness toward the world, while ethno-centric statements are at the back of the obtained hierarchy. The attitude that had demonstrated the highest representation of national identification is for the first time at the top of the rank in all our research projects, just as it is evident that nationally tinted attitudes, both moderate and extreme, are more represented now than in 1986 or in 1999. Such an increase of the national affiliation of the young can be interpreted by the fact that there is more emphasis on existential problems and that there is a higher uncertainty regarding the future, then the increase of differences between the rich and the poor, as well as a smaller degree of trust in the political leadership. The immediate confrontation with this type of social instability, results in a search for safer modes of relationships with other people, the society as a whole and some of its parts, where the nation represents one of the safe havens, much like family and church. However, it is necessary to emphasize that the attitudes of openness toward the world are quite stabile, and that they are often complementary instead of being opposite to attitudes of national identification. At the same time, this points to the complexity of the problem of national affiliation and the fact that it does not have to be exclusive, but can actually coexist with attitudes that enhance the process of European association. Regarding their national affiliation the young are, of course, not homogenous. The results of the analysis have shown that the nationally oriented youth is significantly more religious than the others, they prefer the conservative parties, live in Dalmatia, Central and Eastern Croatia, they originate more often from rural areas and families, where the father has a lower degree of education, they personally have a lower level of education and, within the youth sample, they belong to the youngest age cohort (age 15 to 19), and the groups of pupils and the unemployed. On the other hand, a significantly lower national affiliation is expressed by youth coming from the Istrian, Zagreb and Northern Croatia provenience, those indecisive about religion or atheists, youth of urban background and a higher family and personal education status. However, regarding cosmopolitism, the young demonstrate significantly more homogenous results. It is especially indicative that the more ethno-centric examinees and, to a smaller degree, those with a pronounced national identification, more often have a negative perception of the European Union, while the nationally more exclusive examinees refuse to even support the accession of Croatia into the European Union. The examination of the social (ethnic) distance toward certain nations has demonstrated that the young have put members of the former Yugoslav federation and Russians at the back of the scale, while, with an under-average evaluation, the center of the scale is occupied by members of certain Central and Eastern European nations (the Czech and the Hungarian). Inhabitants of the European Western and Southwestern territories, especially the Italians, which occupy the first position after form the Croats, and the Germans, demonstrate satisfactory results just by being evaluated by average grades. However, the degree of social closeness that the young citizens of Croatia feel toward other Croatian men and women, indicates a certain dose of self-criticism, because approximately one third of the young do not feel an especially high level of affinity toward, for the most part, their own nationals. The older examinees differ from the young in that they more pronouncedly represent attitudes at the center of the national affiliation scale, as well as indicate a higher ethnical distance on average. However, the fact is that, in spite of the existence of inter-generational differences when it comes to national affiliation where the older examinees dominate, there are also inter-generational differences that indicate a better position of the youngest examinees in our sample (aged 15 to 19). This phenomenon has already been described in literature by the so-called U-curve, which vividly illustrates a higher national affiliation of individuals at their earlier and later periods of life. Thus, the greater national affiliation, on the one hand, seems to appear as an expression of an adolescent transitional crisis, and on the other, as a consequence of a long-term perseverance of the perception and production of (most probably) negative experiences with a specific out-group. The relationship of the examinees toward the European integration and the European Union has been investigated via numerous indicators, where the emphasis was on the perception of the possible consequences of Croatian accession to the EU. However, other aspects of the relationship toward Europe and the EU have been the object of research, presenting a wider context for understanding the perception of consequences of joining the Union. The obtained results demonstrated that most of the young and of the older examinees in Croatia actually had a neutral image of the EU, even though those with a positive image exceed those that perceive the EU negatively. Actually, nine tenths of the examinees have in the beginning of 2004, supported the Croatian integration into the Union, but among those examinees, there is a highest number of euro-skeptics, that is, those that believe that too much is expected from the accession. At the same time, there were considerably less euro-enthusiasts (those that expect all-around benefits from the integration) and euro-realists (who believe that integration is inevitable for the survival of small countries). As for the difficulties standing in the way of the Croatian road to a united Europe, the examinees had equally addressed them to both Croatia and the European Union, however, the number of young emphasizing the accountability of the EU has increased from 1999 to 2004, and the number of those accenting Croatia' s responsibility has, in the same period of time, decreased. The finding that the young expect significantly more positive than negative consequences after the Croatian accession into the European Union, is especially important. However, in this regard, there has been a mild decrease in the expectation of the positive, and an increase of the negative consequences among the young during the last five years. The highest positive expectations have been registered at the individual and the socio-cultural planes, while the optimism regarding the socio-economic progress has decreased. Indeed, the lack of socio-economic preparedness of Croatia for the entrance into the developed European surrounding is expected to yield the most negative consequences. The research of the expected development of the EU in the coming ten years, has shown that only the possibility of easier travel, work, study and life in Europe is expected by most of the examinees, especially the young ones. The young are quite fearful of the costs Croatia might have from the integration and of the worsening position of the agricultural population. The negative conesquences expecting their own country are, however, less perceived by the youth in Croatia, than by their counterparts in Europe. Related to the fears from the construction of a united Europe and European Union, we have established that the youth in Croatia is most afraid of the abolition of the Croatian currency and the increase of crime, and its smallest fear has to do with the potential loss of social privileges. The fears of examinees in the enlarged Europe are somewhat different – the most expressed fear is that of labor transfer into other countries, the increase of crime and drug trade, the difficulties expecting the farmers and the price their country has to pay due to the development of the EU. Both the young and the old examinees in Croatia are less worried about the loss of national identity, language and their social privileges than the European examinees. All our examinees emphasize the multiple benefits of the EU enlargement, followed by the positive effects of that enlargement for Croatia, while the efforts of the Croatian government, regarding the accession to the Union, are valued quite poorly. The potential accession of Croatia into the European Union shall also signify a change in the decision-making process, meaning that some of those decisions will be reached at the national level, and some jointly with the EU. Our examinees have, in this regard, demonstrated a high level of readiness for integration, because more than half of them believes that four fifths of the observed areas should be the object of joint decision-making by the EU and Croatia. The only areas in which, in the opinion of the young examinees, Croatia should decide autonomously are the acceptance of refugees, the judiciary, culture, agriculture, fisheries and the police. The Europeans differ in their opinions on these issues from the Croats, and believe two thirds of the observed affairs should be decided on jointly by their country and the EU, while their country should be autonomous in deciding about education, basic rules about the media, health and social care and unemployment. Different social groups have, based on the perception of youth, been grouped into potential losers of the integration (farmers, the retired, workers, the unemployed), potential winners of the integration process (such as the inhabitants of the capital and certain regions, the young, as well as the Croatian population as a whole), and certain winners of the process of integration, which are also the best prepared for Croatian accession into the EU (experts, foreign language speakers, the political elite, managers, large companies). Actually, it was shown that the young consider the social groups which are in a relatively better position in the Croatian society today to be the greatest winners of EU integration, and those whose current status is unenviable, who are in the greatest need of a better future, were perceived as those that will potentially gain the least. The only encouraging fact is that the young are seeing themselves as the potential winners, meaning they believe the existing abilities and potentials of the young generation only need optimal circumstances in order to reach their peak. However, the data about the knowledge of foreign languages in Croatia are not very exhilarating, especially compared to the knowledge of foreign languages of the youth in the European Union countries. Within this research, we have also found that approximately three quarters of our examinees are proud of being Croatian citizens, while around half of the young, and somewhat less of the elders are proud to be European. The young are the ones to be more critical toward their national identity, and at the same time they lead in the positive validation of their European identity. However, the most interesting finding concerns the fact that all the Croatian examinees feel less national pride than the inhabitants of the European Union, while it is understandable that the examinees in the EU emphasize their pride of being European more. The answers of the examinees regarding the question about the contents of the concept " being a citizen of the European Union" indicate that neither the young, nor the older examinees posses a coherent understanding of the EU citizenship. Still, the right to work, live and study in any EU member, represents the key element for the understanding of EU citizenship, both with the young people in Croatia and with the youth in the Union. The young and the older Croatian examinees believe that active suffrage is the least important, regardless of whether the elections in question include the European Parliament, the national or the local representative bodies. Only one out of four Croatian examinees believes the Croatian membership in the EU might benefit them personally, while almost half of all the young and a third of the older examinees do not posses a defined opinion on this issue. It is clear that this feeling is closely related to the question of the personal meaning the European Union holds for the examinees, where neither the young nor the elders have a homogenous perception of the meaning of the EU. A single response appeared in an above-average number of cases – the EU is a way of creating a better future for the young – while the claim that the EU signifies a sort of " European government" , superimposed to the national states which are members of the Union, received a small level of support. Unlike that, the young from the Union countries emphasize the freedom of movement most often, while in time, the very concept of " European government" became more pronounced in the attitudes of the European youth. The young people in Croatia, as well as in the EU, express an equally small level of fear of the euro-bureaucracy, the loss of cultural diversity and the utopian idea of Europe. Considering the readiness of the young to live outside of Croatian borders, we have found that almost two fifths of them would like to live (and work and study) abroad for a while, while a quarter of the Croatian youth would like to leave the country forever. The older examinees, on the other hand, demonstrate a higher level of conservativeness toward the possible departure of their children into one of the countries of the Union, but they are, however, ready to accept their possible studying and training in the EU, while only one out of seven examinees would like his/her children to permanently live or spend their entire working life in one of the countries, which are members of the European Union. The analysis of the differentiation of the young in their relationship toward the European integration and the EU, has indicated that the used social characteristics have a limited influence. In other words, the young are relatively homogenous in their perception of a united Europe and the expectations from the Croatian accession to the European Union. However, certain differences do exist, and they are mostly caused by party identification, socio-professional status, regional affiliation and religious self-identification. This means that the most influential attributes, when it comes to attitudes toward the European integration process, are the ones consisting of ideological-political attitudes and the current social status along with the specifics of the wider environment. Thus, we have found that the sympathizers of parties that belong to the left center, then pupils and students, the inhabitants of the more developed regions and the non-religious examinees are more inclined toward the EU and the integration process, and at that, they emphasize the positive consequences and the potential gains from the Croatian accession into the Union, more than they express their concerns with the negative consequences. Hence, the concise conclusion would be that the greater social competence of the young is reflected in the establishment of a stable and more consistent pro-European orientation. Otherwise, the young differ from their older counterparts in their higher expectance of positive effects from the Croatian integration into the EU and, at the same time, in the lower perception of expected problems and undesirable consequences. Considering information sources and the level of information of the young in Croatia, the results show that the young follow the news in all the media outlets relatively often, but that they do lag behind the older examinees, and the examinees coming from the former EU candidate countries. This finding does not apply only to the use of the Internet as a source of information, where the young people are far superior to the older examinees. With that in mind, it is interesting that the young differ the most among each other, in the use of Internet and the reading of daily newspapers, where the socially more qualified young examinees (the more educated, coming from an urban environment and richer regions and averagely older ones) are the ones that use both media for obtaining information more often. As for the contents the examinees look for in the media, it is visible that the young are much more interested in events from the social and cultural life, and much less in issues related to politics. A comparison with the examinees from 13 countries that were EU candidates, demonstrated that they are far more interested in all the contents (aside from sports) than the Croatian examinees. Regarding the assessment of their own level of information about the EU, somewhat more than half of the young have stated that they are well informed about the European Union and events in it, compared to two thirds of the older examinees believing they are well informed. On the other hand, the results of both the young and the older examinees are surprisingly high, compared to the data on the level of information of the inhabitants in the 25 countries of the European Union, where three quarters of the examinees thought they were poorly informed about the issue. Closely related to the question of the level of information about the European Union itself, is the question about the general level of information about the Croatian accession to that association. The results demonstrate a somewhat different trend than the previous finding. In this case, less than half of the young consider themselves to be well informed about the process. It is interesting that the identically gathered data on this issue, from the former EU candidate countries, yielded a much lower evaluation by the examinees on their own level of information. Regarding issues and problems related to the EU that the examinees would like more information on, we have established that both the youth in Croatia and the examinees from the former EU candidate countries, find issues related to the Union' s policy on youth and education to be the most interesting, followed by the economy and social policy. Along with that, the issues regarding the enlargement of the EU, the cultural policy, the international relations, the regional policy and the EU budget are the ones the young find to be the least interesting. The manner in which the examinees gather information on the European Union mostly include the mass media outlets (the press, the television and the radio), and only then other forms of information gathering, such as discussions with their families and friends, surfing the Internet, specialized books and other published material, and the activities of non-governmental organizations. There are no significant differences in the use of the stated sources of information between the young and the older examinees, except in the case of the Internet. Considering the examinees from the 25 EU member countries, they use all of the observed sources as a way of getting information about the European Union, its policies and institutions, in a smaller amount. The examination of the objective knowledge of the examinees on specific issues related to the European Union has yielded devastating results. Thus, when asked about the phase Croatia was in, regarding the accession process into the EU, at the moment the research was being conducted, the correct answer was given by only a third of both the young and the older examinees. The second question asked, dealt with the familiarity of certain institutions of the European Union. The young and the older examinees do not differ very much from each other regarding their knowledge of this issue: the most familiar institution to both of them is the European Parliament, followed by the European Commission, then the EU Council of Ministers, then the European Central Bank, while all the other institutions were familiar to less than two fifths of the Croatian examinees. The examined citizens of the European Union are, understandably, more familiar with each of the observed institutions. The social attributes of the young, causing the greatest differences regarding their level of information, are mostly the ones connected to their level of socio-cultural qualifications (the socio-professional status and the level of education), followed by gender, and then provenience, regional affiliation and the age of the examinees. The highest level of information and knowledge belongs to men from the oldest age cohort of youth, those born and living in large cities, the inhabitants of the most developed regions, students and the employed examinees, as well as those with a higher education degree, the non-religious and examinees preferring liberal and left-wing parties. Along with all that, it is important to stress that a better level of knowledge and information about the European Union, its policies, institutions and enlargement process, correlates to positive attitudes about the different aspects of the European Union (the image of the EU, the following of issues related to it, the support for the Croatian accession to the Union, and so on), which, most probably, means that they are mutually determined. The inter-generational comparison has, on the other hand, indicated that the older examinees are more interested in most issues appearing in the media, especially politics, and that they assess their level of information to be better than do the young examinees. To put it shortly, the results of the research on the information level and knowledge of the Croatian citizens – both young and old – about the European Union, have indicated that they are not that interested in the European Union issues, as much as their level of presence in the media and the political agenda might imply, and the examinee' s knowledge about the relationship of Croatia and the EU is at an even lower level. Henceforth, it is necessary to conduct a strong and comprehensive public campaign directed precisely at the increase of the level of information and knowledge of the citizens about the European Union and what it represents, so that when the issue comes to the agenda, the Croatian inhabitants might make an educated decision about their country' s accession to that community of European states. The research results presented above may be summarized into a number of tendencies and statements of a wider nature. The political culture of the young testifies, in a number of aspects, to an approximation to the desirable democratic standards – especially regarding the acceptance of basic liberal-democratic values and the readiness for social engagement, at lease in principle – however, their social power and social capital are at a low level. At that, the young are aware of their own social and political marginalization, and recognize an entire plethora of measures that might help them gain a certain measure of power and become active citizens, as is desirable in a democratic society, but they do not use sufficiently the channels of social and political promotion, which are at their disposal. Today' s generation of youth expresses a lower level of social sensitivity and is more oriented toward individual efforts and family resources in the realization of life goals. At that, it seems that the young are not aware of the fact that an unequal access to existing social resources of the young generation today will have generated an unequal social status when they come of age. Hence, we can expect a widening and deepening of the process of social decomposition, that should be corrected through mechanisms that are supposed to ensure the highest possible equality of chances in the access to social resources (most of all, education). What we mean to say is that human capital is what Croatia, as a small and an insufficiently developed country, should deal with very thoughtfully. This, at the same time, signifies a maximum of investment into the development of human potentials, where the young generation certainly comes first. The inter-generational differences regarding the readiness of Croatia for accession into the European Union, and the relationship toward the European integration, are not of such a type and scale that there could be any mention of a generational gap, however, they are indicative. The most visible fact is that the young have demonstrated a more liberal, tolerant and flexible disposition, that they have a higher belief in the potentials of their own generation, and that they are consistent in their pro-European orientation, where they see their own generation as one of the certain winners of the Croatian accession into a united Europe. These trends suggest that the potentials of the young are a resource to be seriously reckoned with on the Croatian road into the EU. The process of the Croatian accession into the European Union is linked to different difficulties that affect the attitudes of citizens about the importance of Croatian entrance into the EU. Through this research, we have clearly detected that, unlike the Croatian political elite, both the young and the older citizens do not consider the Croatian integration into EU, to be the most important political goal. The political priorities of the citizens seem to be quite different, and their support to the project of European integration is weakening. It is, then, realistic to expect this trend to continue if the problematic events in the European Union persist, just as the difficulties in the relationship of Croatia and the EU, as well as the unfavorable economic and social trends in Croatia itself. This is why there are two equally important political tasks facing the ruling political elite: the initiation of the development of Croatia and an well-argumented explanation to the Croatian citizens why the country' s integration in the united Europe is purposeful.

Issue 27.4 of the Review for Religious, 1968. ; ASSOCIATE EDITORS Everett A. Diederich, S.J. Augustine G. Ellard, S.J. ASSISTANT EDITORS Ralph F. Taylor, S.J. John C. Treloar, S.J. QUESTIONS AND ANSWERS EDITOR Joseph F. Gallen, S.J. Correspondence with the editor, the associate editors, and the assistant editor, as well as books for review, should be sent to l~vmw FOR I~LmmUS; 6~ Humboldt Building; 539 North Grand Boulevard; Saint Louis, Missouri 63xo3. Questions for answering should be sent to Joseph F. Gallen, S.J.; St. Joseph's Church; 3=I Willings Alley; Philadelphia, Pennsylvania ~9m6. + + + REVIEW FOR RELIGIOUS Edited with ecclesiastical approval by faculty members of the School of Divinity of Saint Louis University~ the editorial offices being located at 612 Humboldt Building; 539 North Grand Boulevard; Saint Louis, Missouri 63103. Owned by the Missouri Province Edu-cational Institute. Published bimonthly and copyright © 1968 by REVIEW FOR RELIGIOUS at428 East Preston Street; Bahirnore, Mary-land 21202. Printed in U.S.A. Second class post.age paid at Baltimore, Maryhmd. Single cop~es: $1.00. Subscription U.S.A. and Canada: $5.00 a year, $9.00 for two )'ears; other countries: 55.50 a year, $10.00 for two years. Orders should indicate whether they are for new or renewal subscriptions and should be accompanied by check or money order paya-ble to REVIEW FOR RELIGIOUS in U.S.A. currency only. Pay no money to persons claiming to represent REVIE~,' FOR RELIGIOUS. Change of address requests should include former address. Renewals and new subscriptions, wher~ accom-panied by a remittance, should be sent to REWEW vo~ RELIGIOUS; P. O. Box 671; Baltimore, Maryland 21203. Changes of address, business correspondence, and orders not accompanied by a remittance should be sent to REVIEW ~OR RELIGIOUS ; 428 East Preston Street; Baltimore, Maryland 21202. Manuscripts, editorial cor-respondence, and books for review should be sent to REview ro~ R~LIGIOGS; 612 Humboldt Building; 539 North Grand Boulevard; Saint Louis, Missouri 63103. Questions for answering should be sent to the address of the Questions and Answers editor. JULY 1968 VOLUME 27 NUMBER 4 DAVID T. ASSELIN, s.J. Christian Maturity and Spiritual Discernment My purpose is to situate personal spiritual discernment in the context of faith-growth, that is, Christian matu-rity. From this viewpoint, to educate the faith is less a question of theological instruction than one of guided. spiritual experience. I am thinking of the teleioi of Hebrews 5:14, "the mat~[re who have their faculties trained by experience to discern between good and evil," an excellent summary of the Spirit's work of restoration out of the chaos which resulted from man's original attempt to determine good and evil for himself and on his own. The term could also be translated "the perfect," or, perhaps, "the personally fulfilled." Faith, throughout this discussion, should be under-stood in the sense of Vatican II's Decree on the At~osto-late of the Laity: Only by the light of'faith [the impressive word is "only"] and by meditation on the word of God, can one always and everywhere recognize God, in whom "we live and move and have our being," seek His will in every event, see Christ in all men whether they are close to us or strangers, make correct judgments about the true meaning and value of temporal things, both in themselves and in their relationship to man's final goal. ¯ Ex.cept for meditation on Scripture nothing is said in this text about the means of maturing the faith. The Council simply outlines the content of adult faith. What I should like to explore is an indispensable element in the process of maturation of this content. The truth of the matter is that faith is not primarily a source of answers to our questions but rather our answer to the Lord's question; "Lovest thou me?" In other words, I take faith not as quest for answers (to our in-tellectual problems) nor as a set of answers (to the ques-tions of "others), but as the answer "of the whole person 4, David T. Asselin, S.J., is spiritual di-rector at Regis Col-lege; 3425 Bayview Avenue; Willow-dale, Ontario; Can-ada. VOLUME 27, 1968 581 ÷ ÷ ÷ D. T. Asselin, S.]. REVIEW FOR RELIGIOUS 582 to the Lord inserting His Person and Spirit, and thus articulating Himself as the divine Word, in human life. My general proposition is that at the very heart of growing in faith we find, necessarily, a refinement and increase of the grace of spiritual discernment. Without discernment there is no growth in faith. Spiritual dis-cernment, therefore, is less a question of being intellec-tually clever than of being graced and called by the Lord to grow in knowledge of Him. All things serve the Lord of history; all persons are called to be the vehicles of His creative will; all men willy-nilly serve the God of human history's purposes. Otherwise, they would not be introduced into ongoing incarnational history. However, not everyone, so far, seems to hear the call to know the Lord he se~wes, to know Him as a friend does a friend, as a son his father, a wife her husband. To know Him is the mark of spiritual growth and maturity. Faith-growth is God's work. Man can do no better than collaborate with the divine initiative in his spiritual life. This seems to imply several things. First of all, as the spiritual point of departure, it de-mands an openness to being moved by God. This is the key to obedience as well as to all spiritual encounter. The fundamental Christian attitude, then, is that of a listener, one who is open to divine initiatives whatever they might be. It is radically and essentially a prayer-attitude, one that continues, or ought to continue, be-yond prayer into the apostolate and every other work or experience. The second implication is a need for some continual scrutiny and reflection in regard to the experiences inte-rior to 6neself in prayer and in all life's situations. This self-examination is needed not merely to lay hold of juridically impt.~table faults but more importantly to grow in habitual discrimination and discernment-by-faith of the various, interior experiences and personal spiritual calls--impulses, inclinations, attractions, re-pugnances, assaults--that occur much more frequently than perhaps we either admit or spiritually discern. The third demand is a growing ability to recognize and respond only to those experiences which are dis-cernibly frotn the Lord. Here, in the area of concrete affectivity, are the contacts with the Lord's divine initia-tives guiding the individual person or community. The difference between personal spiritual direction and spir-itual government of a community involves a difference in the mode of spiritual scrutiny and recognition of the divine will in the concrete. Whatever accidental dif-ference may emerge in the mode of reflection on ex-perience, both the community scrutiny and the ifldi- .vidual scrutiny lead ultimately to the possibility of a response which we may call "rightly ordered," a direct response to inner vocation that gives first place to answer-ing the.Lord's question, "Lovest thou me?" In brief, these three requirements---openness to spir-itual experience, reflection on it, and response-ability to it--are basic elements in the growth of personal sensi-tivity to the initiatives of the Lord, or spiritual discern-ment. Whether on the community or individual level, in order to achieve government, spiritual direction, or faith-growth, the cooperation of several is required. The director 'and the directed, the superior and the subject, the spiritual father and his "son,'~ must both be. humbly alert in a collaboration of listening to the Lord's Spirit~ The basic relationship of spiritual direction and govern-ment is a structured team-work of director and directed in discerning the will of the Lord in concrete~ situations. Both, then, must be continually subordinated to the Lord's Spirit and His word as the principal director. The hierarchy of subordination, in the context of spir-itual direction, is that of a human directo]: who by his calling is the servant of a relationship growing between the one directed and the Spirit of the Lord. In a sense, then, the human director takes his stand, spiritually, in the lower, not the higher, place. In this relationship of spiritual direction, destined to serve the Lord's creative work in the individual and in the ~ommunity, the responsibility falls first on the Lord Himself, secondly on the group or the individual' called to Him, and finally on the servant of their relationship, the spiritual director. If there" is any subordination to human direction in responding to God, this sub-ordination must be established by the Lord and guaran-teed. by Him (or by a convenant or pact freely entered into on the part of the subject). Growth in discernment of the action of God's Spirit is, then, the thing which truly matures and estab-lishes in the faith a spiritual person or community. An authentic spiritual community is one which can be described in terms of its real awareness of being moved and directed by the Holy Spirit, on many levels. This awareness is not just found vaguely throughout the com-munity but according to the clearly defined functions of properly subordinated individuals. As we find in the Gospels, to be great in the community° of the Lord is to be the least and servant of all. The work of the one wh~)se responsibility it is to direct others is a work of assisting them, as individuals and as a group, to hear and respond better to the Lord's initiatives in every ,situa-tion. This direction or government is a spiritual thing pre2 ÷ 4, Maturity and ¯ Discernment ~VOLUME 27, 1968 583 ÷ ÷ ÷ D. T. Asselin, S.]. REVIEW FOR RELIGIOUS 584 cisely to the extent that it is collaboration with the Lord's Spirit, the ultimate director and superior. The Lord's indications, leads, initiatives, must be discerned as coming from Him and then followed, if a man is to serve the Lord in a way befitting man, that is by knowing the Lord he serves. There is, then, a need today to respect the importance and centrality of interior, personal, spiritual experience without undue fear of false mysticism or of the folly of the enthusiasts, quietists, alumbrados. Moreover, we must investigate the area of spiritual experience today because the Church is not only inviting ns but requiring us to do so, in the words of one who cries out: "He who has an ear, let him hear what the Spirit says to the churches" (Ap 2:11). The word "maturity" has been aptly defined by the Swiss psychologist, Jean Piaget, who made extensive studies of children in their process of development. Mh-turity, he found, is simply an increase in the capacity to differentiate in a practical manner interior experiences and operations. If we adopt this definition, then the life of faith in a man is mature to the extent that it involves a capacity to reflect upon, understand, discriminate be-tween, and respond to, the inner spiritual stimuli that he experiences within himself. The Lord's Personal Call It might be well here to suggest some relationships between general law or principle on the one hand, and individuated personal experience on the other. To di-vorce the two is to fall into legalism and moralism, or into a kind of situation-ethic. The problem is how to relate these poles. It is true that general law and principle rightly and concretely circumscribe each personal situation. But they do so only to the extent that this situation is common to all men, and not proper to this person as such. I mean that the situations of Peter and of Paul are cor-rectly guided by general principle only insofar as Peter and Paul are men, therefore impersonally considered, not insofar as they are distinguished from each other by name. Peter qua Peter is more than just a man. In this regard permit me to draw attention to the per-fect way of knowing a man, intimately and personally, which is the Lord's way of knowing him, that is, by name. We read in Isaiah 43:1: "Fear not, for I have redeemed you; I have called you by name: you are mine." Or again, in John 10:3: "The sheep hear his voice, and he calls his own sheep by name and leads them forth." Scripture continually reveals the personal and intimate knowledge that the Lord has of each of His creatures: "Before I formed you in the womb I knew you, before you were born I dedicated you, a prophet to the nations I appointed you" (Jer 1:5); "Lord, you have pi:obed me and you know me, you understand my thoughts from afar, with all my ways you are familiar, even~ before a word is on my tongue, behold, O Lord, you know the whole of it, where can I go from your Spirit, from your presence where can I flee" (Ps 138:139). Just as it is clear that the Lord knows and calls each man by name, it is equally clear that man becomes spir-itually mature to the extent that he can recognize and acknowledge who it is that is calling him, responding to . the Lord by name in all things: The days are coming, says the Lord, when I will make a new covenant with the House of Israel and the House of Judah. It will not be like the covenant I made with their fathers the day I took them by the hand to lead them forth from the land of Egypt. For they broke my covenant and I had to show myself their master, says the Lord. But this is the covenant which I will make with the House of Israel after those days, says the Lord. I will place my law within them, and write it upon their hearts; I will be their God, and they shall be my people. No longer will they have need to teach their friends and kinsmen how to know the Lord. All, the least to the greatest, shall know Me, says the Lord, for I will forgive their evil doing and remember their sin no more (Jer 31:31ff.). It seems clear, here and elsewhere in Scripture, that God is establishing with each human person as well as with His community a new spiritual relatiqnship of tremendous value which exceeds the expectations of authentic Chris-tian personalism today. In order to discover the meaning of Peter qua Peter, and of Paul as unique and distinct from Peter, in the context of universal salvation history (which, after all, is the task in which spiritual directors and superiors are, I believe, primarily intended to assist), it is necessary to discover the unique meaning, value, and orientation that is proper to Peter's spiritual situation precisely as distinct from Paul's, before the Lord. By what kind of logic is this sort of knowledge attained? Over and above the universal validity of general principle and law, Peter, as an unrepeatable, unique individual, must be guided by a logic that is other than the logic of general principle and universal law. In other words, there are two kinds of logic. One logic, which .we might call conceptual or proposi-tional, is the basis for reasoning in universally valid terms. The point of departure, the principle or the foun-dation from which the successive insights and conclu-sions proceed according to this logic will be an axiom. It begins therefore with a self-evident proposition. ÷ ÷ ÷ Maturity and Discernment VOLUME 27, 1968 585 D. T. As~elin, REVIEW FOR RELIGIOUS 586 Logic o[ the Concret~ .There is another logic, however, the Jogic of con-crete, unique, and individual events and persons (which, inCidentally, is the w, ay God apprehends things). Here, . the human foundation or first principle will no longer be an axiom but an experience. As the logic of conceptual knowledge is based on axiomatic, propositions, so the logic of concrete knowledge is based on concrete ex-perience. Mature faith-response to the Lord's word can emerge only from personal encounter with Him. I think it is the job of superiors and spiritual directors to point to those authentic experiences whereby the Lord is communicating Himself to individuals and communi-ties, thus guiding their spiritual growth and governing their development as Christian persons. This concret~ knowledge of the Lord and of His ways. can only be had, as the Vatican Council proposes, "by meditation on the word of God." Faith-growth is inseparable from prayer-life. Both are areas of fundamental concern to all who are called not only by the Lord's, "Lovest thou me?" but also by His, "Feed my lambs and sheep." What, therefore, the individual as such ought to de-cide in the area of liberty and private responsibility cannot be fully determined by general principle or law. It is of vital importance, however, that what is decided be determined with spiritual certitude, not merely by guesswork, accident, or whim. This is precisely why reliable, that is, mature, faith-discernment of interior experiences and, events is important. Otherwise, we run a risk of considering these experiences as mere psycho-logical phenomena, avoiding the whole world of con-crete events in function of which spiritual discernment and maturity can take place. Rather, we must approach the world of private and group e~perience as filled with the glorious presence (shekinah) of the Lord, the indications of His will and concrete providence, and perhaps .the presence of an adverse spirit. Hence, it is only a faith-awareness and dis-cernment of these events which can lead to an under-standing of the individual or community relationship to the Lord, an estimation of their spiritual maturity, and a reliable ifi~rease in their personal freedom and re- + sponsibility. + No concrete choice can be well ordered in the faith + unless it coincides with the determination~ of the Lord 'of all human history. To be aware of these things in the concrete is the only way for a man to be "with it" spir-itually, or "where the action is." To be with the Lord of history, who revealed Himself as being so continually and intimately with us, we must be in personal corn- munication with Him in all things. Therefore, the particular experience that functions as a self-evident first principle for the logic of concrete individual knowl-edge is nothing short of a real experience of the Lord communicating Himself and uttering His invitation and call directly to a pers9n for his u.nique situation, Growth in discernment presupposes several elements. There must be, first of all, inner experience; second,. repeated reflection, on this experience; third, a dis-crimination between various experiences, not from the pbint of view of mere natural causalities (psychological or otherwise), but from that of personal faith in the Lord of concrete history; fourth, an evaluation of these interior experiences from this faith-standpoint; finally, the ca-pacity to receive and obey those movements which are discernibly from the Lord, or.at least clearly not inspired by an adverse spirit. This is the only way to be with the Lord, and where His action is, in reality. Only thus can a man truly grow as a mature person and find. fulfillment. He must find his own personal relationship with the Creator and Lord of all things, and place himself at His service unre-servedly. Experience, then, of encounter and contact with .the Lord, of listening to and of being guided by Him di-rectly, must lie within the capacities of ordinary Chris-tian faith-maturity. Otherwise, how could an adult Chris-tian enjoy an authentic spiritual calling? The only way a man can be divinely called to a personal vocation is "bY name," which means by a unique and personal en-counter with tbe Lord in terms of incommunicable inner experience. Surely our adult Christians, in the light of Vatican II, are not merely destined to serve the Lord, but intimately to know the Lord they serve. Surely their service must flow from a personal.knowledge of Him, a concrete knowledge which cannot be grasped from the-ology or from psychology or even from the mere absence of "impediments to vocation," but from personal ex-perience and prayer. There is question here of something mystical, at least on an elementary level, in the ordinary faith-growth of a Christian--something entailing immediate conscious con-tact with the person of the Lord. Hence, we confront today a mysticism that is to be recognized and fostered within the ordinary providence of God's grace for anyone called to know Him. This kind of knowledge is what specifies the relationship between. God and His people, God and the individual, in the whole Judaeo-Christian history of vocation. I submit that today the discernmentof spirits, as it is called, is the most relevant focal, point in our spiritual ÷ Maturity and Discernment VOLUME 27, 1968 587 ÷ ÷ D. T. Asselin, S.]. REVIEW FOR RELIGIOUS heritage, because it is the concrete., logic of personal spiritual knowledge of las cosas internas, the "interior things," the life of inner spiritual experience. Only a refined spiritual discernment will guide a man to mature self-possession, freeing him from inner disorder in his choosing so that he may enjoy a growing, divine en-counter of faith in all circumstances. In this way, his faith-awareness will envelop, enlighten, guide everything else in his life, so that he will not be able to love any-thing ~r anyone save "in the Lord." It is only within this world of each man's personal experience that his faith-response can be given to the evocative word of the Lord. " Today.in this age of personalism, of self-discovery, of fulfillment, of communication and dialogue, there is a dyifig interest, in any gospel that might limit itself to spiriyual absolutes and generalities, to moralism or trite devotionalism, just as there is a reaction against the spiritual anonymity of the" "lonely crowd" and. the impersonality of the "organization man" in our "secular city.:' Such-labels indicate' the personal alienation that threatens urbanized man today. We all know the reac-tion formation which arises against this situation, offering a purely secular salvation in terms of this-worldly ful-fillment of man's four basic desires: his desire for security, affection, variety, and esteem. Man's real salvation today, however, according to our Christian world-view based on the 'new covenant announced in Jeremiah 31, 31 ft., entails being radicallygraced by God in such a way that the divine presence and will can be known and hcknowl- ' edged personally by each man. Confronted exclusively with general principles and laws, or the enunciation of general truths based upon them which do not focus on each man as a unique per-son but necessarily treat him merely as another instance of numerically multipliable human nature undistin-guished by any name, modern man will remain deaf to ¯ his true personal call to greatness, spiritually immature. If the Christian logic of concrete personal vocation is ignored today, there is a growing danger that tomorrow both Peter and Paul will search for their identity out, side the authentic Christian view of things., perhaps against it. It is only through the gradual and inevitably painful education of a man's faith-view of concrete particulars, that is, the education of his capacity spiritually to dis-cern concrete reality within himself or others, that he can be entrusted with the responsibility of personally determining the steps and measures which bear on his own salvation or that of others. ~ We are far from endorsing, therefore, an undiscerning confidence and blind acceptance of everything that a man spontaneously is inclined to think best. According to the view of some, everything is acceptable or good which inwardly attracts or moves a man, as long as it is not a clear inclination to sin. As a matter of fact, if it were all that easy it would hardly be worth discussing. Spiritual responsibility is insured only by an authentic growth of the capacity to discern the personal word and will of Christ for onself or for another. This merely re-affirms the central Christian position which is one of lis-tening to and following the word of God addressed to man: "Blessed is hewho hears the word of God and keeps it"; or again: "My mother and brothers and sisters are those who hear the word of God and keep it." To some degree or other all of us have this problem of faith-maturity. Therefore, we must consider maturity not as a terminal achievement but rather as maturation, a continuum of emerging awareness of interior en-counter and personal vocation initiated by the Lord. All this applies to community experience as well as to that of the individual, and it includes in its ambit the beginner as well as the teleios in the sense of Hebrews 5:14, "the one who has faculties trained by experience to discern good from evil." This points to faith-guided discernment as the cor-rection of Adam's fault who attempted, :according to Genesis 3, on his own and independently of the Lord's personal indication, to "eht of the fruit of the tree of. the knowledge of good and evil," that is, to discern for himself independently of God what was good and evil in the concrete. Hence any education in the discernment of right from wrong must emerge from the radical faith-position of one who is a listener to the Lord: "All that is not of faith is sin" (Rom 14:23). Structure and Individuation We are always confronted with the necessity of ad-mitting the young into formation structures in such a way as to allow for varying degrees of spiritual maturity already achieved and to foster further personal growth in the knowledge of God's will and love by discernment. Moreover, at the beginning of the process of formation there are two factors polarized, which, I feel, need to undergo considerable change in their basic relationship .by the end of that formative process. We can label those two factors "structure" and "in-dividuation." Structure, here, means a generally pre-dictable behavior pattern within which the individual and the group are directed to maturity in their en-counter with the Lord. For beginners there is need of a ÷ ÷ ÷ Maturity and Discernment. ,~.~ VOLUME 27~ 1968" 589 ÷ ÷ ÷ D. T. Asselin~ REVIEW FOR RELIGIOUS ~90 meaningful and reasonable overall structure in which the young candidates are .introduced to spiritual re-sponsibility. This structure will be more extensive and more detailed in virtue of the greater need for assistance and protection required in the period of initial growth. By individuation, in the context of formation, I mean everything that falls under the general heading of per-sonal admonition, directive, prescription, correction, or guidance. It is my general i~npression that we have not been afflicted so'much with overstructure in formation (we have had much structure but I think much is needed to ¯ .begin the process of faith-growth) as with a kind of rev-erence for this structure which tends to find maturity in terms of structural function and hence to preserve initial structures unchanged throughout religious life. ¯ I also believe we have been afflicted with an anxious protection and maintenance of this structure by over-stricture, so that the individual has been given to feel that the structure is an absolute value and that his least exterior failure or fault will be judged as maximal when, in fact, it might be objectively and spiritually minimal. A process of destructuring must occur. But, more im-portantly, we ought to begin formation with complete gentleness, patience, and the allowance for personal uniqueness, in the application of strictures within the required structure. With structure and individuation polarized in this way at the point of departure of formation, let me. degcribe the general evolution .which hopefully might occur with respect to the relationship between structure and individuation over the years, By its end a period of formation ought to reveal much less structure (because we' can presume that with discernment the spiritual adult has become more personally aware of his Lord and has achieved a more refined sensitivity to the promptings of the Holy Spirit) and much more stricture (because he has grown in spiritual sensitivity, in his capacity for self-direction, for discerning the Lord in all things by faith and love, and is consequently more accountable, that is, responsible, for these things). No community ought to aim at being completely un-structured or informal as long as men are mortal and original sin still, affects their motivation, decisions, and efforts. But I believe much failure in formation is due to the initial overemphasis of both stricture and struc-ture, producing a reaction against¯ both. We often end up with serious:difficulties not so much with the young as the old and religiously "formed," who, when it is safe to throw off structures, will no longer listen to stric-ture either. This, of course, reveals that their formation left them spiritually immature. How difficult it is at times to tell a man who has been~ twenty-five years in religious life what to do or not to do. It is not easy, if he is obstinate. It is not easy if he feels: "Now that I have gone through that formation bit, you don't push me around." I think a lot of our scandal emerges precisely when the process of destructuring takes place reveali.ng little faith-education or spiritual maturity to fill up the vac-uum created by ~his process. It shows that no growth in spiritual responsibility has.supplanted the firmness of protective structures. By the end of our periods of formation, when the col-lective factors have been diminished on the level of structure, there ought to emerge a deeper spiritual rela-tionship with the superior, confessor, personal director, on the individual level, that is, on the level of concrete prescription, spiritual direction, and discernment. I feel that little faults in mature persons are much more serf-otis than little faults in beginners. Perhaps we ought to increase the importance of private direction for the ma-ture, not only in the sense of reprehension and correction of faults, but also of more tailored discernment of the will of the Lord. Existentially, this continuum of for-mation ought to be a movement, from external law to the interior law of love. , St. Paul had insight int~ such freedom. He claims that we are freed by learning to love like Christ. He does not mean by freedom that we are no longer bound by ex-ternal law, but rather that we are no longer driven, cap-tured, or urged by anything except by divine love: "Caritas Christi urget nos." To the degree that mature Christian love existentially directs a man's choices, his need for external law and direction is lessened. Only.by the "strength of the Lord's personal initiati~ces of love in his regar~l wi!l he be stimulated to respond to the Lord's word calling him to share responsibility for his own salvation and that of others. This call in its fullness is identical with the vocation to enter the paschal mystery of the Lord's suffering service, death, and resurrection. Hence, we can say with Vatican II that it is "only by faith and by meditation on the word of God" that we can find God's will in anything, discover Christ in our fellow man, or evaluate temporal things in their true light, that is, in the light of salvation history into which all things have happily been assumed by the risen Lord. There is no possibility of mature faith-growth unless, between the beginning and the end of its spectrum, there is inserted personal, incommunicable experience of en-trance into the mystery of Christ's dying and rising. The problem today is a growing tendency to skip the + + + Maturity and Discernment" VOLUME 27, '1968 591 ÷ ÷ ÷ D. T. Asselin, SJ. REVIEW FOR RELIGIOUS 592 passion and death in an attempt to establish the Resur-rection. We need more than ever a spiritual awareness of the contemporary dimensions of the passion and death, such as you find in St. Paul who identifies the mystery of Christ's nekrosis with his own experiences of suffering, persecution, and rejection in the apostolate and. ministry . of the word. The word "mystery" in this context means a human experience of the Word made flesh such as we imply when we speak of the "mysteries" of the rosary Or when we contemplate the "mysteries of the public life of Jesus." The definitive mystery of the Word made ttesh is His redemptive experience of dying and rising, which is the matrix of all Christian formation and maturity. Growth and formation involve the development of a conscious love relationship with the Lord. Lovers are those who share intimately each other's experiences of joy and suffering and know by experience the depth and the breadth and the mystery of the unique other. The Lord has this kind of knowledge of us--a knowledge which can become the friendship of .mutual love only if we dwell also in this kind of knowledge of Him. Therefore, our entrance into His mystery of passion and death implies, in the first place, a growth in our aware-ness of His complete entrance into our mystery, His complete appropriation of our personhood and life ex-perience. Neither this awareness nor the experience of entry into His mystery are vague abstractions. His definitive entrance into our present life was by a very real dying and rising. It is this experience of His that has become the key to our faith-awareness of Him. Thus, His suffer-ing, dying, rising, unfold anew in our life experience because of our intimate, mutual involvement with Him, revealed by faith. Conclusion The real spiritual theology of action, of renewal, and of labor (including the labors of the apostolate and min, istry of the word), centers on this contemporary sharing in Christ's redemptive death and resurrection. You will find this everywhere in St. Paul, for instance in I Corin-thians 1:3 ft. and 4:7 ff: "The sufferings of Christ abound in us, the consolation in you"; or again: "We are con-tinually carrying about in our bodies the dying state of Jesus so that the living state of Jesus may be manifest in our bodies too." So, too, Paul speaks of the personal mandate through Christian baptism of entering into the mystery of Christ's death and resurrection, which implies finding the dimensions of His mystery as it is realized concretely in one's own. This Will involve a personal sharing of the emptying-out or kenosis of Christ, an experience of hu-man b~irrenness, agony, and dereliction out of which alone can emerge the marvelous truthfulness of the Lord rising in our personal world, today. I do not think this is going to be appreciated if it is merely described, as I do here. It is something that must be learned from experience under the guidance of that kind of spiritual discernment that calls a thing by its right name, as it is occurring in a man's experience. No natural terms or categories are sufficient, to capture the meaning of this experience of.entry into the mystery of Christ that is ours. Hence, the language of faith is the principal language to be used in spiritual direction and discernment. Nobody can accomplish for me this work of collabora-tion with Christ to which I am personally called. With-out personal inner encounter I have knowledge only of a kind of "unknown God," which really is no knowl-edge at all; and the danger of not knowing God is of be-coming adokimos, someone of an undiscerning mind, who knows created reality by experience without dis-cerning the Lord and Creator. This was the failure of the pagans according to Romans 1:18 ft., where Paul degcribes their decline through various stages of degrada-tion because they were unable to discern the will and love of the Lord of all creation. The human conversation with God was broken off in the garden of Eden, not because God stopped speaking to man but because man stopped listening to God. All sacred history recounts the restoration not only in the individual but in the city of man of the ability to listen to the word olz God articulated in the contemporary events and realities of each successive age, as in a con-tinuing kaleidoscope of the Lord's presence articulated in the eternal '~today" of man's relationship to his Lord. The builders of the tower of Babel were dispersed by God because they attempted to build the city on their own, without His initiative, His word. Abraham, in the next chapter, is the one in whom the listening to God's word historically begins to be restored. Eventually, the city image of Babel in Chapter 11 of Genesis, the city which is almost a bad word in theearly parts of Scrip-ture, becomes the very end-time symbol of the awareness of God's intimate presence and conversation in Apoc-alypse 21, where the new city created by God, the new Jerusalem, needs neither temple nor source of light other than God Himself and his Son the Lamb. Eventually, the Lord who is Father and the Lamb will themselves be both temple-of worship and source of light for the city of man. This symbol marks the terminal point of + + + Maturity and Discernment VOLUME "27, 1968 593 + ÷ ÷ D. T.'Asselin, REVIE~FOR RELIGIOUS community salvation. If you read Apocalypse 21, you will find that the individual relationship to the Lord emerges as perfect along with the destructured com-munity relationship to the Lord: "He who overcomes shall possess these things, and I will be his God, and he shall be my son" (Ap 21:7). There is no opposition, then, between the community-growth and individual fulfillment. We reach full person-hood in the community of the Lord's people by sharing an awareness of God's personal presence and glory. We celebrate this in our daily Eucharist. We announce these Christian facts of life and we promote them, there. We increase and grow in our realization of them by listening privately and together to the word of God, and together and in private responding wholeheartedly. In conclusion I should like to indicate a fundamental criterion by which the authenticity of faith-growth and spiritual discernment must. always be measured. The fundamental attitude of the believer is of one who lis-tens. It is to the Lord's utterances that he gives ear. In as many different ways and on as many varied levels as the listener can discern the word and will of the Lord mani-fested to ,him, he must respond with all the Pauline "obedience of faith." Obedience always implies an attitude of listening, signified by the Latin ob-audire and Greek hupo-akouo. It is the attitude of receptivity, passivity, and poverty of one who is always in need, radically dependent, con-scious of his creaturehood. Freedom, faith-growth, and spiritual maturity must always begin with fundamental obedience to the Lord's laws, directives, and providence for the individual and the community. The evolution of faith to spiritual adulthood is measured not by neglecting or escaping these basic divine dispositions so as to be no longer bound by them, but rather by transcending external laws and prescriptions so as to be bonnd more deeply and intimately by the greater demands of an internal law uttered in the heart. One is always bound by general law and principle and by external authority legitimately exercised, but one can transcend this dimension as the motive of response to the Lord to the degree that one can discern and obey the internal law of love imprinted in the heart by the Spirit, establishing the new covenant announced by Jeremiah 31:31 ft. Bound by external law and authority, our faith-growth consists in being moved by the internal: "Caritas Christi urget nosl" No internal discernment of the Lord's will and vocation is valid if it disobeys or degtroys the Lord's external dispositions exercised by legitimate auo thority and institution. There is only one Spirit breath-ing on many levels where and how He wills. The authentic maturity of faith by spiritual discern-anent will manifest itself in a fourfold reconciliation of man, matching the fourfold human conflict introduced by man's primitive disobedience: a reconciliation (1) with the Lord in a Spirit of prayerful sonship crying "Abba," (2) within oneself by the peace that replaces the shame of guilt, (3) with one's neighbor by the love that replaces anger and fear, (4) and with ktisis or physical creation by a resurrection. ÷ ÷ ÷ Maturity and Discernment VOLUME 27, 1968 ". . 595 BERNARD LEE, S~M. The Spring Wants to Come: A Study in Community ÷ ÷ ÷ Bernard Lee, S.M., is on the fac-ulty of St. Mary's High School; 4701 South Grand Boule-vard; St. Louis, Mis-souri 6311 I. REVIEW FOR RELIGIOUS 596 Introduction I had originally intended to cast these introductory remarks into footnotes in very brief form. But a discus-sion and very helpful critique with members of my communi.ty suggested the importance of beginning with two observations that appear necessary for keeping the discussion in the" right context. The first point is this: what the article is not is a comparison between art and community life in which certain aesthetic principles are analogically applied to community. Beauty is a transcendental, and it is a real characteristic-of all that is. There are degrees of beauty and kinds of beauty. It can be recognized and experi-enced. Like many of the practical items we use and need, community is a practical response to a need: psychologi-cal needs stemming from our social nature, pragmatic needs for coping with the world around us. But over and above this, both the practical items and the practical community are capable of being works of art, pieces of beauty, as well. The application of asesthetic principles to community life is, therefore, a direct application of principles that are, in the philosophical sense, proper to it. This second introductory remark might seem a bit academic for the discussion that follows. But it has to do with basic presuppositions that govern the thought of the article. The characterization of beauty that I use is based very much upon the thgught of Alfred North Whitehead, the whole of his thought, but in particular his treatment of beauty in Adventure of Ideas. What is presumed is a world of reality whose nature is to be in process. Process is at the heart of the way things are. Process is reality. And an important qualifidation of this process is that it is evolutionary; it is directed to the creation of higher: forms and modes of existence. In Aristotelian thought the possibility of changing neces-sarily implies imperfection: "All change is by its nature an undoing" (Physics, IV, 222b). But in process philos-ophy, change is actually constitutive of reality. Becoming is no longer inferior to being. This obviously affects a philosophy of beauty--and therefore a philosophy of community--because process will be constitutive of beauty as well as of being. This is not the place to attempt a further characteri-zation of process philosophy. May I instead retommend the brief but superb introduction Charles Hartshorne wrote for Browning's Philosophers of Process, and the excellent second part of Eulalio Baltazar's Teilhard and the Supernatural which treats in more detail "The Phi-losophy of Process." The implications of all ttiis for theology and spirituality are immense--so immense that it almost seems ludicrous to toss off the observation so casually. I would like to conclude these introductory re-marks with some lines from Rilke: What keeps you from projecting His birth into times That are in the process of becoming, And living your life Like a painful and beautiful day In the history of a great gestation? For do you not see How everything that happens Keeps on being a beginning Since beginning is in itself Always so beautiful?. These very days Of your transition Are perhaps the time When everything in you Is working at him. And think that the least We can do is to make His becoming Not more difficult for Him Than theearth ¯ Makes its for the Spring When it wants to come. --Rainer Maria Rilke Community The history of humanity is the history of an evolution towards a more finely wrought community. The evolu-tion is not unmarked by failures, neither in the past nor now. But progress has been steady. And higher com-munity has normally been achieved when the demands 4, 4, ÷ Community VOLUME 27, 597 ÷ ÷ Bernar~ I=~ $.M. REVIEW FOR RELIGIOUS 598 of new social conditions have been responded to crea-tively. Today is a day of new demands, and we are on the verge of higher community if we can bring to those demands an adequately creative response. The movement towards the perfection of community has always been a part of human history, but a new inner urgency is communicated to the movement in Christ who calls men to brotherhood in God's love: "This solidarity must be constantly increased until that day on which it will be brought to perfection. Then, saved by grace, men will offer flawless glory to God as a family beloved of God and of Christ their brother" (gaudium et spes, § 32). In this discussion we would like to deal with the dynamics of building community. And here dynamics must bear the full weight of its meaning; for the evolutionary nature of community among men neces-sarily implies movement and change, trial and error, mutual tensions and continual interactions. The para-dox is that these factors are not manifestations of rest-lessness and caprice, but are the only basis for in-tensified solidarity. There are many valid points of departure for a dis-cussion of community. Our point of departure Will be aesthetic. It is peculiar to man, of all earth's creatures, to recognize beauty, to be moved and exhilarated by it. Because the quest for beauty and the response to it are both deeply human and deeply humanizing, we ought to be conscious of the beauty of community life that we work towards. We must even make that beauty a conscious aim--for it goes way beyond simply making community through the common task of meeting practi-cal exigencies; it calls us to create community. Throughout this discussion we will be thinking es-pecially of "community" in religious life. But the prin-ciples should be valid and operative within any social structure. The plan of this discussion is as follows. We will first talk about beauty and the degrees of harmony that mark it (and also that mark community life). Then we will try to show how greater intensity is possible in beauty (and how this is related to the perfection of community life). Then, from the psychological point of view of man's enjoyment of beauty, we will discuss the "move-ment" that is demanded by human appreciation of beauty (and the "movement" that is demanded for a constant human satisfaction with community life). I can recall having been asked for a reaction to some piece of architecture or other, and having replied that while I didn't really think it was great, it was at least pleasing and didn't jar. That something "isn't jarring" is an acknowledgement of at least a minor form of beauty, an absence of elements that would disturb the harmony. There are many elements in an art work (color in painting, rhythm, tone, and harmony in music) that might be independently quite pleasing, but which to-gether in certain combinations inhibit beauty. It is pos-sible to juxtapose two brilliant colors so that when they are together the b,rillance of neither comes through fully, though alone each would be striking. In this case there is a mutual inhibition that keeps either color from rising to the strength proper to it. It is likewise possible in music to counter two rhythms ~o each other in suchwise that neither is discernible; of course, a counterplay of two rhythms might well put each of the rhythms in bolder relief and make them easier to ap-preciate. In the first case, the mutual incompatibility of two rhythms is not only inhibitive of beauty, the two elements are actually destructive of each other. A minor form of beauty, oi: pleasingness, then, consists in the absence of elements that are either destructive of one another, or that keep each other from rising to the strength proper to each. This same aesthetique applies to community. When the fact of community is the result of the juxtaposition. of certain individuals within the same house, and not much more than that, the minor form of beauty just described.is probably the limit of communitarianbeauty available. There is a certain smoothness and harmony that results from not having personalities that are to-tally incompatible, and from having personalities that are enough alike (or have been made so by the repres-sion of differences) that they do not inhibit each other member from "being himself." The walls of a living room may be painted a 'very pleasing color and may provide quite a satis[actory experience. But if the walls are done in several colors, and if furnishings are chosen which blend and con-trast, much attention has to be given to composition. Two colors which cannot be tolerated next to each other might, in composition with a third and fourth color, give a heightened aesthetic experience not possible with the minor beauty of the one-color room. For this height-ened aesthetic experience derived from a contrast of contents, composition becomes increasingly important. For each element must stand in relation to every other element as well as to the whole. This is the only con-dition under which different elements can, by virtue of their very differences, not simply coexist juxtaposed, but become a truly powerful experience together. And there is a corollary to this. Not only does the individual element help heighten the aesthetic value of the compo- + + ÷ Community VOLUME 27, ~.968 ,599 + 4. 4. Bernard Lee, $.M. REVIEW FOR RELIGIOUS sition as a whole, but the whole itself ~s a setting for the individual element enhances the individual element. The whole uses and profits from that which is most unique in the individual element. It is what is different about this individual element that heightens the effect" of good composition. But that difference only becomes valuable and desirable in this setting of effective con-trast. Alone it is. well, just different. Again, ~his aesthefique applies to community living. A more intense community experience is possible through effective contrasts of personalities. This can only be a reality if ther6 is a community consciousness directed toward the creation of such a "composition." A minor form of beauty attained simply through the absence of jarring elements does not put upon "relationship" the premium it has in the heightened aesthetic experience towards which we work. "Relationship" is the basis of composition, and it requires conscious and deliberate effort to bring it off. By conscious effort we cannot mean a belabored preoccupation with improving or building interpersonal bonds--that is almost doomed to failure by the artificiality that would destroy what can only be fully natural, or else not be at all. But it does mean being quite conscious of the fact that differ-ences between us are the seed of greater community beauty. It does mean consciously and openly and hon-estly dealing with differences rather than shu~ing them under the carpet in favor of a minor and easier harmony. It is from the very desirable (and often painful) per-sonal confrontations in view of differences that such consciousness occasions interpersonal relationships really happening, and "composition" really occurring. And be-cause we are human beings, something happens in the composition of good community that does not happen in the'composition of good art: we individual elements have to stretch ourselves intellectually, socially, emo-tionally, psychologically, to contain the contrasts of our community. But what grow.th! And growing pains too. Only a community like this can address itself to the yearning of the contemporary man who wants to be where the personal identity he has worked so hard foI is 'appreciated and desired. He wants to be part of a community that challenges him to become and, in be-coming, to be his unique self. Only an aesthetique of striving for great communitarian beauty can provide for a whole that frames rather than swallows individuality. A beautiful nature scene which is exciting on a 16mm screen might well be overwhelming on the Cinerama screen. This introduces a new consideration into our discussion of beauty. There is something about the hu-man spirit, perhaps allied to the appetite for tran- scendence, that makes it reach out for what is grand. "A man's reach must exceed his grasp, else what's a heaven for?" Traditionally, being big-souled is being virtuous: magnanimity. In our aesthetic satisfaction there is a certain proper kind of intensity just in comparative magnitude. Nor is this to devalue the beauty of small delicate things--there are beautiful things that would suffer violence in enlargement. Yet it does remain true that sheer magnitude awakens the human spirit and issues a call to it to be likewise grand. This is as true of the aesthetic exlSerience as of other realms of our. ex-perience. Let us again apply our aesthetique to community life. Perhaps we should begin with the acknowledgement that there is a kind of intensity in the relationship between two friends that cannot be enlarged to a whole com-munity- this would be a naive aim. Yet on the other hand, there is a magnificence in the spirited unity of a large community that is an inspiration to behold, and that is an even greater inspiration to be part of. There is a strength and a power in such a unity. Of course, in speakirig of comparative magnitude as adding strength to beauty, we mean not sheer size alone, but one that is marked by the aesthetic qualities we dis-cussed already. The final point in our discussion of the qualities of aesthetic perfection has to do with variety of detail. Variety of detail can be worked at in many ways. The baroque and rococo are not our ways. But variety is im-portant even in an age that wants its architecture to have a naked beauty often drawn from nothing more or less than the unadorned structural elements. Variety of detail, then, is not extravagance. It is variation and contrast that, from a negative point of v.iew, prevents monotony and boredom; and, from a positive point of view, adds interest and excitement. This aesthetic qual-ity is somewhat akin to the previous one we spoke of. There is a grandeur in variety of detail. Mere variety is not the point; the variety must be well composed so that the contrast is effective. But all else being equal, variety of detail does add an aesthetic perfection. And, of course, variety exacts a keener attention to insure such an ef-fective composition. It doesn't just happen. Effective unity does not just happen in a community marked by a great variety of temperaments and per-sonalities. It can only be brought about by careful and patient care. Again, that must be conscious effort. It cannot happen unless a community has decided that it wills to work for a greater degree of communitarian beauty and then has begun the communitarian creativity which alone can bring it off. + ÷ ÷ Community ¯ VOLUME 27, 1968 601 Bernard Lee, $.M. REVIEW FOR RELIGIOUS 602 At this point something should be said about discord and disharmony, about their positive worth and de-sirability, or rather, about the circumstances in which they are desirable. Effective contrast of different elements makes possible a higher form of beauty. It is discord which makes known the fact that different elements are present which have not been unified in effective contrast. It is dis-cord, then, that points a finger to the spot where at-tention is needed, where effective relating is needed, to incorporate these different elements into a community which will be richer for having taken them unto its own. Even if the minor forms of communitarian beauty have been attained quite well, it is probably humanly im-possible to move to a higher form based on effective contrast without experiencing discord. The discord must be expected. It must be welcomed as the herald of something better to come if it can be dealt with openly and sincerely. And it must not linger to haunt the new unity when it is born. In music the transition from a single tone into a harmony might well--and often does--pass through an intermedi~i(e disharmony. That disharmony often serves to heighten the experience of a ricli harmony which it (even in its split second existence) teased us into yearn-ing for. The application to many of the disharmonies of community life is obvious enough to need no com-mentary. Thus far we have discussed, from a somewhat philo-sophical point of view, the qualities of what is beauti-ful, the qualities which occasion the aesthetic experience for the human spirit. We would like to turn now to the human spirit~ and from that point of view discuss one further factor of prime i.importance in'our experience of beauty. So let us speak of the human spirit. There is a certain restlessness that makes it tire'of repetition. Even if it ha~ accommodated itself to the ease of repetition, it is un-likely that much of the deeper yearning of the human spirit can thus be satisfied. It can at best be anaesthe-tized. Clumsily but accurately rendered, the word "an-aesthetized" means unbeautied, deadened to the aes-thetic. Even beauty can anaesthetize when it is endlessly repeated in the same form. "Perfection will not bear the tedium of indefinite repetition" (Whitehead). To sus-tain the ardor of aesthetic enjoyment requires a con-stant' search for new perfection. Sometimes the new perfection need not even be a higher one, only an equal perfection. The new experience keeps the spirit aes-thetically intent, alive, and active. Change for the sake of change is capricious. But change, even when the practical situation does not de-mand it, even when the new thing is not an improve-ment, may still be quite desirable if it can sustain the intensity of our aesthetic experience of communitarian beauty. We must emphasize again that conscious recog-nition of striving for communitarian beauty as it has been described is a necessary context for welcoming change and movement and variation. Outside of this context, the change that is not pragmatically necessary is indeed obnoxious. If a com.munity has opted to strive for higher forms o[ beauty in its life together, the element of change needs attention; but to some extent it will take care of itself. The texture of a community changes with every personnel change. The addition or subtraction 6f even one member is bound to affect the quality of a com-munity that has determined its "composition" in view of each unique individual member, ff one member o~ a community has grown and been enriched through per-sonal, experience, the community grows too and accom-modates itself to the new experience within it. In this way each community should have a personality of its own, a beauty of its own that is particular to this com-munity because it is composed of these unique, indi-vidual persons. To the extent that communities have not achieved a beauty characteristic of each, one com-munity will look quite the same as any other. And per-haps we should be reminded here by Bishop Robinson that God is as much in the rapids as in the rocks. Nor is all of this discussion without import for that celebration of community which is the Eucharist. We h~ve probably all reflected how daily repetition of Mass ~can weaken the quality of our experience of it. I think we salve the situation too unctuously by countering that the eye of faith sees behind any possible tedium in the daily repetition. Mass is not simply the presence of God through the signs of bread and wine; the full symbol is the community that is gathered there to further in-tensify its unity in the breaking of one bread and the sharing of a Common cup. Because each community is-- or should be--unique, it must vitalize its celebration of the Eucharist by finding ways of expressing its unique-ness (and thus its beauty) in Mass, for this is how the community offers to God what is most beautiful to Him. The dynamic interaction of individuals in community is constantly modifying the texture of community, be it ever so little. There is, then, the challenge always to find new ways of offering God the new beauties that come to be in our midst, the new Beauties that ARE our Midst. ÷ ÷ ÷ ~,ommunity VOLUME 27, 1968 603 JOHN COWBURN, S.J. The Analogy of Religious Authority and Obedience ÷ ÷ ÷ John Cowburn, s.J., is a faculty member at Loyola College; Watsonia, Victoria S087; Aus-tralia. REVIEW FOR RELIGIOUS In discussions of authority it is sometimes assumed, I think, that the authority of a father over his children is the first experienced and universally understood form of authority, and that all other forms of authority are ultimately analogous to it. On the basis of these as-sumptions, then, other forms of authority are explained by comparing them with this primordial form: God's authority over us is explained as being that of a father; the pope is called the Holy Father, bishops are told to be like fathers to their priests and people, pastors like fathers to their parishioners, and religious superiors like fathers and mothers to their subjects; and secular rulers, too, are thought to be like fathers to their subjects. On the other hand, it has been maintained that every form of authority is completely sui generis, so that argu-ments a pari from one form to another are never valid; or that, whatever may be said about secular forms of authority, at any rate the kinds of authority found in the Church are not analogous to natural forms, so that it is not really enlightening to compare them with these. Since, however, theology continually presupposes that analogy is possible and that one can argue by means of it, and since the. gospel has always been preached with the aid of analogies, it is surely reasonable to suppose that analogy can be used in discussions of authority. And if this is agreed on, perhap~ it can also be agreed that the family is the fundamental human society, that all forms of authority are ultimately analogous to forms of au-, thority found in the family, and that reflection on au-thority and obedience as they are exercised there can be helpful for an understanding of the nature of religious authority (not to mention other forms) and of the way in which it ought to be exercised. What I wish to question, however, is that this means that all authority, including that of the religious superior, is analogous to that of a father over his children--but I anticipate. Authority in the Family A family, surely, should not be seen simply as a group of people one of whom has authority over all the others. Rather, it should' be seen as constituted by two different relationships, or kinds of relationship: there is the re-lationship which binds the husband and wife to each other, and there are the relationships which bind the parents to the children and the children to the parents. Both these relationships involve authority on one side, and the.~recognition of that authority, or obedience, on the other: a husband is the head of the couple formed by his wife and himself, and she promises to love, honor and obey him; and of course parents have authority over their children, who owe them obedience. However, I suggest that we find here two distinct kinds of au-thority and obedience, and that reflection quickly shows that there are radical differences between them.1 Firstly, children do not choose to enter a family and they do not choose their parents, but a woman chooses. to marry and to become the wife of this man rather than of any other. The authority of parents over their chil-dren, then, is not given to them by the children, whereas a husband obtains authority over his wife when she freely gives it to him. The facts, that a woman cannot marry a man without giving him authority over her and that the authority once given may not arbitrarily be taken back do not affect the contention that one of the relationships is constituted by the free consent of both parties and the other is not. Secondly, one relationship is essentially between two adults, whereas the other is essentially between adults and children. If this were not obvious already, it could be shown by stating that a woman cannot marry until she is capable of making freely an important decision that will affect her whole life, that is, until she is no longer a child. Thirdly, in a normal family the parents are superior to their children in knowledge, understanding, wisdom, ¯ common sense, fortitude, and almost every other respect, and the lack of these qualities in children is the reason why they are subject to their parents in the way they are. In a normal family, however, the husband and wife are much more nearly equal in human qualities than par-x I have made this contention in The Person and Love (New York: Alba House, 1968), p. 157. (The English edition, published in London by Geoffrey Chapman, is called Love and the Person.) + + + Authority and Obedience VOLUME 27, 1968 605 ÷ ÷ 1ohn Cowburn, $.]. REVIEW FOR RELIGIOUS 60g ents and children are; indeed, if there is very great in-equality a true marriage is virtually impossible. And if in a normal family the husband is usually somewhat older than his wife and in some respects superior to her, this is not the reason why he has authority over her, as is shown by the wives who are actually superior to their husbands in intelligence and other human qualities and who nevertheless give them obedience. That is, if one asks in general why children are always under someone's dominion the answer is that they are incapable of being left in charge of themselves. If, however, one asks why most women are under the dominion of husbands, the answer is not that. It is, one supposes, that for the unity of a couple it is necessary that one partner be the leader and that the other--who, if she were living alone, would be quite capable of looking after herself--accept his leadership. Fourthly, the authority of parents over their children is transient, whereas that of husband over wife is perma-nent. The authority of parents over their children is greatest when the children are small; as they grow up it lessens; eventually, it ceases--for although adults respect their parents they do not strictly speaking owe them obedience. In contrast to this, the authority of husband over wife is constant and permanent. Fifthly, it would be abnormal for a grown person to obey his parents just as he did when he was a child; and to train anyone to obey in this way all his life would be to prevent him from achieving maturity. But it is per-fectly normal for a mature woman to recognize her husband's authority--indeed, to be unwilling to accept or acknowledge this kind of authority would, generally speaking, be a sign of immaturity--and a married woman achieves maturity and fulfillment partly by schooling herself to give recognition and willing obedi-ence to her husband. Sixthly, in both cases the exercise of authority and the obedience are expressions of love: a man gives himself to his wife partly by assuming responsibili.ty for her welfare, with the authority that that responsibility car-ries with it, and she gives herself to him in accepting him as head; and parents express their love for their children by not letting them run wild but authoritatively con-trolling their development, while children show their loving acceptance of their parents by obeying them. However, conjugal love and parental-filial love are surely different in kind; and so the authority and obedi-ence in which they are expressed are also different in kind. We come, th(n, to this conclusion: in a family there are two radically.different kinds of authority and obedio ence. In previous ages, I suppose, people would have disagreed with this by maintaining that the authority of husband over wife is not essentially different from that of father over children. When fathers retained their authority over their daughters .not until these were twenty-one but until they were married; and when fathers chose husbands for their daughters and then led the girls to the altar where they handed them over to the bridegrooms; then it seemed to everyone that it was from her father that a man obtained his authority over his wife, and so it was supposed that his authority was essentially of the same kind as that which the father had had, and men supposed that their wives and children were all subject to their authority in much the same way. Today, however, disagreement with my thesis is likely to take a very different form, for it is now being said that husbands do not have real authority over their wives, and that wives do not strictly speaking owe obedi-ence to their husbands. It is, says Julian Gosling, very unnatural and misleading to describe in terms of "au-thority" and "obedience" the relationship between hus-gand and wife, given that the wife has the right and duty to enter fully with her husband into discussion of any decisions that are to be made.~ But discussion is in-compatible with authority and obedience only if these are understood in a very restricted way; and since even today a husband is in some. sense the head or leader of the couple, it seems reasonable to continue to talk Of con-jugal authority and obedience--provided that these are sharply distinguished from parental authority and filial obedience. Religious Obedience Let us now put the question: to which of these two kinds of authority is that of the religious superior analo-gous? Well, firstly, a person is a Christian by virtue of his own free option, and he is a religious by virtue of a choice which in a sense is even more free, since there is" no obligation to make it. If these facts were once ob-scured, when people thought they were Catholics be-cause they were born citizens of Catholic countries br members of Catholic families, while some people~ were religious because their parents had given them into religion at an early age, they are now very clear. Secondly, the relationship between religious superior and subject i~ essentially between two adults, since a person taking religious vows is presumed to be mature "Rhetoric and Marriage," Month, January, 1967, p. 29. + + + Authority and Obedience VOLUME 27, 1968 607 enough to do so. Moreover, many reli, gious superiors are younger than some of their subjects. Thirdly, the precise reason why in religious orders. there are superiors and subjects is not that the superiors have knowledge and virtue,' while the subjects are stupid and irresponsible. It may well be that on the average those who are superiors are more gifted than those who are subjects, but if all were equally intelligent and prudent it would still be necessary for religious com-munities to have superiors. Fourthly, the state of religious obedience is not tran-sient, extending only over a period of growth, but life-long. 'Fifthly, if the authority of a religious superior were thought of as being analogous to that of a father over his children, then it would be implied that either the subjects ought to live all their lives in a situation which. is abnormal for mature persons, or else that once they have finished their training they can reasonably consider that they have outgrown obedience, strictly so called, and claim a very large measure of independence. If, however, it is thought of as being analogous to conjugal authority, then obedience presents itself as quite con-sonant with personal maturity; indeed, it becomes rea-sonably easy to see how a religious can achieve personal fulfillment and maturity partly by schooling himself to give recognition and willing obedience to a superior. The conclusion seems inescapable: religious authority and obedience are analogous to conjugal authority and obedience rather than to parental authority and filial obedience,a But is this theologically sound? Firstly, it is traditional doctrine that a religious ought to see Christ in his su-perior. But Christ, surely, was Master to the Apostles and He is our Lord, Master, friend, brother or spouse; but He was not their father and He is not ours. It seems, then, entirely in accord with this traditional doctrine to say that a religious superior is lord or master of his subjects in the way that a husband is the head of a couple, and not in the way that a father is in authority over his children.4 However, secondly, it is also tradi-÷ ÷ ÷ .lohn Cowburn, $o~o REVIEW FOR RELIGIOUS 608 s Karl Rahner says that religious obedience is not analogous to that of children because this is (1) based on lack of knowledge and responsi-bility in the child as compared with the parents; (2) temporary, having as its aim its own eventual disappearance; (3) given by nature, not chosen by personal election ("A Basic Ignatian Concept: Some Reflec-tions on Obedience," Woodstock Letters, v. 86 [1957], pp. 293--4). This is exactly what I maintain, but Rahner does not develop an alterna-tive analogy. ~ Dora Olivier Rousseau writes that St. Benedict "would have the subject see Christ himself in his Abbot with whom he lives con-stantly: Christi enim agere vices in monasterio creditur [abbas]" tional to compare a religious superior to a father or mother. Could it be that this was simply because it was assumed that paternal authority is the basic form of authority to which all other authority---including con-jugal authority--is analogous; and if this assumption is modified, so may the traditional comparison be cor-rected? Some authors begin by affirming that all authority is analogous to that of a father over his children, but they then go on to point out how vastly different is the authority of a religious superior from that of a parent and end by virtually denying their original affirmation.5 It seems more consistent to suppose that all authority is analogous either to that of a father over his children or to that of a husband over his wife; one can then deny that there is any analogy between a religious superior and a parent without coming into conflict with one's own supposition. Qualifications Firstly, let it be clearly stated that, as with every analogy, there are differences between the terms under comparison. The husband-wife relationship is sexual, which the superior-subject one is not. A husband has only one wife, whereas a religious superior may have many subjects. In most religious orders, superiors are regularly changed, as husbands are not. And so on. Secondly, to say that religious authority is analogous to that of a husband is not to say all that can be said about it. That is, this article makes a point about re-ligious authority but does not attempt to give a com-plete account of it. Thirdly, in all I have been saying I have been con-sidering the normal case, which is that of a superior and a formed religious, rather than that of a superior and a religious who is still in training. In his early years a religious is perhaps something of a child in his order, learning the elements of religious life, and the au-thority of superiors over him has something of a pa- (Introduction to Obedience [London: Blackfriars, 1953], p. 15). "The abbot," Dora Olivier then goes on to say as if it followed naturally, "ought to be the father of his community." But this, surely, is pre-cisely what does not follow from St. Benedict's principle. ~ For instance, Desmond F. McGoldrick ~ays that the prototype of "dominative power" is that of parents in the home; but he then--and this is what seems to me to be somewhat inconsistent--plays down and even denies any analogy between a parent and a religious superior (Fostering Development [Pittsburgh: Duquesne University, 1965], pp. 77-8); and he says: "The attitude which an enlightened Superior should not use towards the other members of the Community is that of the parent-child relationship. She is not a parent; her subjects are not children" (ibid., p. 151). + + + Authority. and Obedience VOLUME 27, lO68 609 ÷ ÷ John Cowbu~n, SJ. REVIEW FOR RELIGIOUS 6111 rental character; but, firstly, this is plainly not the case to have in mind when working out a theory of religious authority and obedience, hnd, secondly, the authority of stiperiors over subjects in their years of formation ought even then to be mainly "conjugal" and it ought grad-ually to lose its partly parental character as the subject develops. Practical Implications The thesis maintained above has certain practical implications. Firstly, there is frequently a certain "distance" between parents and children, and some fathers even deliberately maintain a degree of aloofness from their children. Also, some political and military leaders, understanding their authority to be quasi-paternal, have quite deliberately kept aloof from their subjects, and they have incited their subjects to think of them as mysterious, superior beings, to be almost worshipped from afar below, and to be obeyed without question in all things. But since no husband should be aloof from his wife, no religious su-perior should be distant from his subjects or use mys-terious aloofness as a device for obtaining unquestioning obedience. Secondly, parents usually call their children by their Christian names or family nicknames, whereas children call their parents by some respectful form of address such as "Father," "Mother," or abridgements of these; but husbands and wives use reciprocal forms of address towards each other. Also, children are frequently taught to adopt a respectful posture when addressing their parents or other adults, at least when asking for some-thing or "being spoken to"; but wives do not as it were stand to attention when a.ddressing their husbands or being addressed by them. It would, then, seem to be nor-mal for a religious to address his superior in much the same way as he would address the same man if he were not the superior--which in many cases means his Chris-tain name, his name in the order, o~ his nickname if he has one. Thirdly, it frequently happens that parents~if one may put it this way--live more expensively than their children do. They do not, for instance, give to their children as much money to spend .on an outing as they themselves would spend; and if from time to time they entertain friends at restaurants they do not make it pos-sible for their children to'entertain thdir friends at those same restaurants. Similarly, in many armies the officers have a higher standard of living than the men. But husbands and wives share and share alike. Of course, it may sometimes happen that a man has an expensive business lunch while his wife, in town for the day, is having a cheap lunch at a department-store cafeteria; but in general they have the same standard of living. Just so, in a religious community superiors and subjects share and share alike, and superiors do not, because they are superiors, have a higher standard of room furni-ture, dress, means of transport, and so on. Fourthly, parents do not ordinarily bring their chil-dren fully into their consultations, but find it su~cient to give them some sort of explanation of whatever de-cisions have been made which affect them, after they have been made. Children for their part exercise filial obedience by trusting their parents and accepting their decisions without argument. Between husbands and wives, however, full consultation is the rule. It may oc-casionally happen that a man must make some decision without consulting his wife, because he is not given enough time to get in touch with her, because the de-cision involves some information which he is obliged to keep secret even from her, or for some other reason; but such an action must be seen as exceptional and in need of a good reason to justify it. In normal circumstances it would be positively wrong for a husband to take an important decision without genuine consultation with his wife--and this means listening to her really seri-ously- for she has a right to be consulted; and for that matter it would be wrong for her to refuse to enter .into consultation, for he has a right to her participation in the decision-making and the responsibility that it en-tails. Usually the final result is a decision which they feel comes from both of them-~either a wife or a hus-band will often say "We have decided" to do this or that--and yet from first to last it is understood between them that the husband is the head, and that the final word rests with him. He feels this and accepts the re-sponsibility that it carries with it; the wife feels it, positively wants it, and participates in the discussion, which may become an argument, in such a way as never to challenge her husband's position but rather always to maintain him in it. In view of this we may perhaps sum up a good deal that is being said about the need for dialogue between religious superiors and their subjects by saying that in the past religious superiors often acted as if they were parents and as if their subjects were children, whereas the superior-subject relationship ought to be modeled on that of husband and wife. That is, in the past superiors did not bring the majority of their subjects into their consultations and merely announced decisions to their subjects after they were made, sometimes adding a brief explanation; and subjects exercised a filial obedience by + + + ,Authority and° Obedience VOLUME 27, 1968 611 trusting their superiors and accepting without argument the decisions they made. Now, however, it is everywhere being said that the fullest possible sharing of informa-tion ought to be the rule. Also, while there are times when general discussion is impossible and when su-periors are fully justified in acting on their own, it should be seen as exceptional and as only justified when there are good reasons, for superiors to act without prior consultation of their communities.6 That is, the re-sponsibility for the right government of a community and the carrying out of its work should be shared by all its members--and yet it must be clearly understood and willed by all that the superior is the head of the com-munity, with real authority over its members. In conclusion it might be said, firstly, that present developments are sometimes described--by both those who favor them and those who oppose them--as amount-ing to a change from monarchical to democratic govern-ment in religious orders. It seems better, however, to look for analogies in the family rather than in the po-litical arena, because the family is the fundamental ' human society and also because in the family authority and obedience both plainly spring from love, as they do in the Church. Secondly, it might be said that those who think of the religious superior as essentially analo-gous to a father or mother inevitably see in contemporary developments a weakening of religious authority. If, how- .ever~ they can accept the proposition that the relation-ship between superior and subject is not'as a rule anal-ogous to the parent-child relationship but to the husband-wife relationship, then they will see that con-temporary developments are tending to realize the true nature of religious authority and obedience,, not to weaken them. o Particularly significant, perhaps, is the suggestion which is being made in various quarters that information about the finances of a house and even of a province or an entire order should be made avail-. able to all members of the house, province, or order; for parents do not normally tell their children how much money they have or keep them informed about income and expenses, whereas modern husbands do normally share this information with their wives and discuss finan-cial problems with them. REVIEW FOR RELIGIOUS SISTER M. RUTH FOX, O.S.B. PrOviding an Atmosphere for Personality Growth in the Postulancy Religious life* has long been regarded by many as a mode of living almost wholly distinct from human life. Religious men and women were often in the past looked upon as creatures set apart to live an angelic life, a life free of all that was naturally human. They actually tried to live this way and tried to form the candidates to this life in the same manner. That is, the candidates were put into a mold when they entered the postulancy, and they spent their lifetime assimilating this mold into their very being. This procedure turned out molded religious who were not angelic nor human--nor happy. Today, however, we once again realize the basic Christian belief that our human nature is the greatest natural gift we have. It is to be enhanced, not destroyed, during our temporal life. Therefore, it does not matter what specific work or way of life we undertake, we all have a vocation to be human first of all. We cannot be Christian, much less religious, unless we are first of all human. This realization is especially important for those re-ligious who have the responsibility of "formation" in their communities. These sisters have been entrusted with the growth and maturity of not one but many human personalities. They should .be aware that it is possible in the first years of religious life to completely stunt the natural personality growth of the candidates. * This article was written with the help and supervision of Leo R. Kennedy, Ph.D., Chairman of the Department of Psychology, Creigh-ton University, Omaha. Dr. Kennedy; who has given professional service to many religious communities of men and women, encouraged the publishing of the article in the hopes that the suggestions con-tained in it would be implemented in Sister Formation prggrams. ÷ ÷ ÷ : Sister M. Ruth Fox, O.S.B., is the postulant directress at Sacred Heart Pri-ory; Richardton, North Dakota 58652. VOkUME 27~ 1968 613 ÷ ÷ ÷ Sister M. Ruth REVIEW FOR RELIGIOUS 614 But on the other hand, it is also possible, and impera-tive, to accept the human personality and to help it grow to its fullest capacity.1 In order to help the postulants achieve a mature per-sonality, the directress must first be aware of the char-acteristics of these young women o{ the 1960's. She should also have a kn6wledge of the process of per-sonalit) growth and the means to encourage proper growth. These topics will be discussed in this article. Who are these young women that come to the postu-lancy in 1968-69? Most of them are in their late teens or early twenties; therefore, they belong to a class of our society commonly called young adults. They are no longer adolescents or teen-agers, or at least they are in the last stages of that group. But neither are they adults. So the postulant directress cannot base her guidance of them on either adolescent or adult psychology exclu-sively, but must choose from both. An excellent way to get to know them is to read current articles written by, on, or for young adults. But the articles must be cur-rent. Even to go back to material written in the 1950's could be detrimental, because our young people have different ways of expressing their needs in the 1960's. Though it is true that the basic needs of human nature do not seem to change, there are certain needs that are either more emphasized now or are expressed differently than they were 5, 10, or 100 years ago. In current writing, today's young adults are classified as the New Breed, the Restless Generation, the Hippies, the Now Generation. But no matter what they are called, their main concerns are fulfillment, personalism, honesty, integrity, authenticity, and love.2 They have been raised in an era of prosperity and plenty. When they ask how to find personal worth, they are only told to take another helping from the silver platter. But they see that materialism does not give any meaning to life. They see the American society as a cold, mechanical, abstract, and emotionally mean-ingless place.3 Because society offers them so little that x W. W. Meissner, S.J., Group Dynamics in the Religious Li/e (Notre Dame: University of Notre Dame, 1965) presents a thorough discussion of the community's responsibility to foster growth. ~ See John Evoy, S.J., "How Neurotic is the New Breed?" Catholic Mind, v. 64 (December, 1966), pp. 28-42; Daniel Goulding, "The Rest-less Generation," Vital Speeches ol the Day, v. 32 (1966), pp. 506-508; Andrew Greeley, "A New Breed," America, CX, 21 (1964), pp. 706-709 and "A Farewell to the New Breed," America, CXIV, 23 (1966), pp. 801-804; George Herndl, "Time of the Now Generation," Liberal Education, LIII, 2 (1967); "The Hippies: Philosophy of a Subculture," Time, July 7, 1967, pp. 18-22; Robert Jones, "Man of the Year: The Inheritor," Time, January 6, 1967, pp. 18-23. 3See "Meet the Restless Generation," Changing Times, XXI, 6 (June, 1967), pp. 6-11. is meaningful and relevant, they are often forced into cynicism. But they nonetheless wish they could find val-ues, goals, or institutions to which they could commit themselvesA. They reject formal organization, legalism, and out-moded forms and regulations because these seem to stifle individualism. They want to be concerned with persons as persons.5 Perhaps this accounts for their~ emphasis on love and fulfillment. They desperately want to love and be loved for what they are. But they are afraid they are loved only for what they, do. In fact, they have been raised this way: "Do what I tell you, and I will show you I love.you." So they have no real faith in them-selves as persons, no real proof that they are lovable for what they are. Thus they preach love to the world in a frantic effort to find it in themselves and others. Our young people are deeply committed to decency, tolerance, and brotherhood--not as a goal, but as a reality to be lived now. "This generation has no utopia. Its idea is the happening. Let. it be concrete, let it be vivid, let it be personal. Let it be nowl" n Because tomorrow is so unsure and ever changing, today must be lived to the fullest. Living and experiencing cannot b.e postponed. It must be made to happen now. In summary then, the 1968-69 postulant is a member of the Now Generation who comes to the convent not to be "formed into a religious; she comes to be fulfilled as a person." 7 The goal of fulfillment need not frighten the postu-lant directress if she is aware of the process of per-sonality growth. The fundamental theory that should dominate the planning of formation (or fulfillment) is that the growth and development of the candidate must come from within the person. Growth cannot be di-rected from the outside because each individual must develop in terms of his own inner capacities. "The a~- tempt to produce growth by putting man into a mold or demanding conformity is based on a total misunder-standing of man, of his nature and the indwelling of the Holy Spirit. It is sacrificing the person for the con-venience of the system; it is the mechanizing of man. It is a basic lack of respect for the mystery of the human person." 8 If growth and development are individual inner proc- 4 A good presentation of what youth is looking for is found in Erik Erikson, ed., The Challenge of Youth (New York: Doubleday, 1965). ~ Consult the articles by Andrew Greeley mentioned above. o Jones, p. 20. 7 Sister Miriam Rooney, O.P., "The New Breed Enters the Con-vent," C~;oss and Crown, v. 16 (1964), 397. s Paul D'Arcy and Eugene Kennedy, The Genius o] the Apostolate (New York: Sheed and Ward, 1965) p. 5. + ÷ ÷ P o stul ancy " . . VOLUME 27, 1968 615 esses, what is the role of the postulant directress? She must provide the atmosphere in which the maximum growth and development are possible. To do this, she must first of all be aware of the psychological process called ego identity. Although this is a lifelong process in which the self links the past, present, and future into one person, there is a crisis of identity which occurs duri.ng late adolescence. At this time the young person realizes he is leaving the security of childhood and entering the uncertainties of young adulthood. He is wavering be-tween what he was and what he hopes to be.a Thus the postulant is seeking to clarify her understanding of who she is and what her role is to be. She is seeking for a sense of self and self-acceptance. "The adolescent hopes to forge for himself a perspective and direction, to achieve an effective integration out of the remnants of his childhood and the hopes of his anticipated adult-hood. Failure to resolve this crisis can result in neurosis, psychosis, or delinquent behavior." x0 To help the postulant through this identity crisis, the directress must provide her with acceptance and un-derstanding. Experiencing warm acceptance by impor-tant people in one's life is a prerequisite for knowing and accepting oneself. Obviously the important person in the postulant's life is her directress. So if the postu-lant is to grow, she must know she is loved by her superior. This means that the directress must be warm and loving, not just toward the group but toward each individual in the group. She must take each one into her lieart and really love her. She must be so warm and ac-cepting that the postulant would feel free to confide in her all that she was, is, and hopes to be. Each postulant should realize that she would be loved no matter how many unlovable things she may have done or will do. It is in this atmosphere that the girl can admit and accept her feelings and failures. A person who accepts him-self is also secure enough to accept others. So when each postulant can accept herself and the other postulants, a Christian community of love is. Sister M. Ruth REVIEW FOR RELIGIOUS 616 ~ A complete explanation of the identity process is found in Erik Erikson, lnsight and Responsibility (New York: Norton, 1964) and "Identity and the Life Cycle," Psychological Issues, v. I (New York: International Universities Press, 1959), pp. 111-117, by the same au-thor. The application of the process to religious life is found in Walter DeBont, O.P., "Identity Crisis and the Male Novice," Rrw~w roR RELigiOUS, v. 21 (1962), pp. 104-128; Barry McLaughlin, S.J., Nature, Grace, and Religious Development (Westminster: Newman, 1964); and Sister Thomas More, C.S.J., "Self Identification and Religious Li~e," in The Retreat Master Faces the Nun in the Modern World, ed. John Powell and others (St. MarTs, Kansas: St. Mary's College, 1965). ~ McLaughlin, p. $4. formed. Having experienced a sense of love and security in the postulancy, the young woman is better prepared to be an apostle of love. Not only should the directress be warm and loving, but the very surroundings in the convent should reflect this feminine warmth. Why can't postulancies (and con-vents) look homey? Warmth and growth would be en-couraged by such things as colorful drapes on the windows; a vase of flowers on the table, pictures '(not just saints!) on the wall, end tables cluttered with cur-rent magazines and newspapers, family photographs on the piano, a knitting bag on the floor. If we have nor-mal healthy conditions, we will. foster normal healthy growth. Many times, normal people leave our convents because they cannot lead abnormal lives in abnormal living conditions. Let's keep the normal ones111 In an atmosphere of warmth and affection, the postu-lant will feel more free to be herself, and her per-sonality will thus grow in a healthful manner. To make her growth and establishment of identity easier, the directress should realize another difficulty that the postu-lant faces. If the girl experienced normal adolescent de-velopment, she probably established a certain sense of identity before her entrance into the convent. She had a secure place in her family and probably had definite responsibilities to fulfill at home. She possessed ~a certain status in her peer group and perhaps held offices of importance in her high school or college. But in entering the religious community, all these former securities and relationships are either greatly modified or broken en-tirely. She is no longer able to live her identity in the same way. Therefore, to give her a sense of security and continuity, couldn't these healthy relationships be al-lowed to continue? The postulant's family was the main environment for her personality growth since birth. Should it suddenly be .discarded as if it were no longer of value? "The breakdown of family ties magnifies the identity crisis." 12 Thus the postulant's family should feel free and welcome to visit her anytime. Frequent letters should be en-couraged. Perhaps she could go home for weddings, graduations, anniversaries, and an occasional weekend. There is no apparent reason for cutting off all ties with her former friends either. Letters should be allowed to come and go without inspection or limitation. As the postulant gets involved with college and new friend- ~ See Eugene Kenned)', M.M., "Differentiated Discipline in the Seminary," National Catholic Education Association Bulletin, LX, 1 (August, 1964), pp. 79--89. m Joseph Simmons, C.S.C., "The Catholic College Student: His War against Protection," Ave Maria, CIV, 16 (October 15, 1966), p. 6. 4. 4- Postulancy VOLUME 27, 1968 617 ÷ ÷ ÷ Sister M. Ruth REVIEW FOR REI;IGIOUS 618 ships, the letters will gradually decrease. Perhaps rthe postulant's closest friends could spend a weekend with her at the convent. (This would not only .be good for ,her, but also for the convent's public relations program.) Discarding uniforms for the postulants might also favor personality growth. If the postulant continues ¯ wearing' the same dresses she wore before entrance, she has another source of security. At a time when many former securities are left behind, this will give her a sense of identity with her past. It might also help to abolish the notion that "the habit makes the nun." Such a notion is harmful because the postulant may ex-pect the uniform to produce automatic changes in her behavior. She is thus disappointed in herself and in the life when she discovers that she remains the same per-son. Perhaps there is a reason for the donning of a habit at the time of reception into the ,novitiate or at profes-sion of vows. But it seems that at this time of identity crisis, the postulant would be "more secure in her own clothing. Obedience also poses a problem for the directress and the postulants. Today's youth feel that obedience de-stroys their freedom and perhaps smothers their in-dividual identity. They will ordinarily not refuse to obey; but before carrying out a command, they want to sit down and discuss th~ "why" of it with the superior. This is not to be taken as disrespect or unwillingness to obey. They only wish to obey in a more human manner by understanding what they are doing.13 When they un-derstand, they are able to commit themselves to the deed in a responsible manner. If the directress can find no r~asonable answer to the postulant's question, "Why should I~do this?" perhaps it should not be done. Even occasional rebellion on the part of an individual may be a healthy assertion of self. Though often referred to as obedience, strict ad-herence to rules and schedules is frequently an escape from responsible, decision making. Directresses should provide as many opportunities as possible for the postu-lants to make their own decisions. It is difficult to see how this can be accomplished if every minute of the day is scheduled for the girls. Other college girls of their age devise their own schedules. They decide the times to study, to write letters, to ~lean their rooms, to retire. A postulant- will soon learn that if she spends all her study time reading novels or watching TV, she will begin to fail in her college classes. She learns this through per-sonal expgrience the hard way. But this is much more ~ See Stafford Poole, C.M., "The New Breed and the Old Semi-nary," Jubilee, XIII, 2 (June, 1965), pp. 8-13. effective in producing healthy growth in responsibility than if she were simply told the first night in the con-vent: "We study from 8:00 to I0:00 every night." The minimizing of rules and scheduled living is not a relaxation. It is just putting responsibility where it be-longs, on the person. It is changing enforced discipline to self-discipline. Related to rules and schedules is the assignment of household chores such as cleani.ng, ironing, and washing dishes. It is certainly profitable for all members of a community to participate in keeping house. These tasks should be looked upon as means of serving the other members o[ the community. Again, as much initiative as possible should be left to the girls in deciding when and how to do the work. They could also decide among themselves who would do what, and how often they wanted to exchange tasks. These are just a few of the small but important ways in which postulants can be encouraged to grow in maturity. "When we take youngsters out of high school who are still adolescents--a rebellious stage, still longing for adult status--and never let them get a taste of what it means to be an adult, what can we expect but that they will be unhappy subjects." 14 Too often, our candi-dates are not only kept in adolescence, but are even thrown back to childhood. We can help them grow into adulthood simply by giving them trust and responsi-bility. 15 However, there is really not much initiative and re-sponsibility involved in pushing a broom, and a young woman's need for self-actualization is not met in this way. College girls of our day see themselves as creative and productive, and they have great social concern.1~ They want challenging and difficult work with little intervention from others. If they are not stimulated in this direction, they may withdraw into themselves or develop other signs of maladjustment. If we wish to have zealous sisters, we must not let this youthful enthusiasm of the postulant wither while she is busy writing term papers and wiping dishes. Since she is a member of the Now Generation, she wants to do something meaningful for others now. She wants to undertake a task where there is a definite need for her services and self. In doing a~ John Evoy, S.J., and Van Cristoph, S.J., Personality Development in the Religious LiIe (New York: Sheed and Ward, 1963), p. 183. an A very helpful book is Psychological Aspects of Spiritual Develop-ment, Michael O'Brien and Raymond Steimel, ed., (Washington: Catholic University of America Press, 1964). a0 See Elizabeth Monroe Drews, "Counseling for Self-actualization in Gifted Girls and Young Women," Journal of Counseling Psy-chology, XII, 2 (Summer, 1965), pp. 167-175. ÷ ÷ ÷ P ostulancy VOLUME 27, 1968 619 Sister M. ~ Ruth REVIEW FOR RELIGIOUS 620 a task in which she i~ needed, the young woman comes to 'see her own personal worth. "Every man needs to know that he has an intrinsic' value, that he is im-portant, worthwhile." lz It often happens in the religious life that people who want to do great things are de-mobilized. But it should be realized that it is a sign of health if a person longs to do something important with his life.is Since postulants are expected to be normal young women, they should be allowed to fulfill this normal need by doing something meaningful for others. Op-portunities within the convent can be found to satisfy some of this need. The older sisters, especially those in the infirmary, need and appreciate the friendship of youth. And youth, in turn, can profit greatly from the wisdom and experience of age. The postulants should be permitted the enrichment of their personalities by close association with all the other members of the com-munity. A meaningful apostolate for action should also be sought outside the convent. Some areas of investigation might be the parish CCD program, high school or young adult discussion clubs, Newman Club, homes for the aged, hospitals, schools, and so forth. Of course, these are only temporary apostolates, but they will satisfy the need for meaningful action now. Howevdr, the postulant must also be well aware of the !ongterm goal toward which she is working. That is, she should have some idea of her future status in the com-munity so that she sees her future role in the group as an important one, one that is worthwhile waiting for. In the fulfillment of self-enjoined and community-appointed apostolates, the postulant will reveal her psy-chological maturity. The directress should watch for manifestations of inferidrity feelings, egotism, undue competitiveness, hbstility, rigidity, and a false sense of reality.~9 Because the girls are not conforming to rigid standards of performance, their personal strengths and weaknesses will appear. The directress can then counsel them accordingly and either help them to grow toward maturity or to realize that they would find greater ful-fillment in another way of life. One other means of providing an atmosphere favor-able to personality growth will be mentioned. Postu-lants, like other normal young women, negd to be free to agsociate with young people of their own age who are 1~Thomas Dubay, S.M., "Psychological Needs in the Religious Context," REvmw FOR Ra~LIGXOUS, V. 21 (1962), p. 525. ~s Refer' to the article by Eugene Kennedy noted above. ~ Trafford Maher, s.J., Lest We Build on Sand, (St. Louis: Catholic Hospital Association, 1962), pp. 203-208. not necessarily in the religious state. Means should some-how be provided for them to meet and make friends out-side the convent on an intellectual and social level. They will grow through these new interpersonal relationships, for in growing concerned and interested in others, there is a loss of self-centeredness. In listening to the prob-lems of a new college girl friend, the postulant may come to appreciate her own life more. And in relating to a boy of her own age, she will grow in maturity and womanliness. Yes, the postulant should have contact with boys. She grew up amid boys in her family, neighborhood,: and school. She hopefully had the experience of dating. Now after she enters the convent, why should the sight of a person of the opposite sex be denied her? Will the sight of a boy suddenly be harmful to her? It would be so much healthier if she could continue to relate to young men of her own age especially. In relating to them, she grows in femininity, which is very important to her as a young woman. If there is a danger to chastity, if the postulant is not able to control her sexual drives, then it is certainly best for her and for the community to find this out soon. How sad it is for women who have taken vows to discover they cannot speak to a man on the school faculty or a doctor on the staff without becom-ing either rigid and afraid or sexually stimulated. To permit these healthful relationships with other young people, the postulants could be permitted tO at-tend (sometimes without their directress) Newman Club gatherings, interfaith meetings, weekend retreats, and an occasional evening concert or drama. Healthful personality growth in the convent does not just happen. The proper atmosphere has to be prepared and sustained. This is the task of the postulant di-rectress. She must know the characteristics and needs of the young women she is guiding. She must accept and love them unconditionally and provide them with op-portunities for growth in love, responsibility, and womanliness. "Every state in life is meant to lead its followers to a rich personality development together with (and we might add because of) their achievement of the beatific vision of the divine Trinity." ~0 SUPPLEMENTARY ]~IBLIOGRAPHY Allport, Gordon. Pattern and Growth in Personality. New York: Holt, Rinehart, and Winston, 1961. Cameron, Norman. Personality Development and Psychopathol-ogy: A Dynamic Approach. Boston: Houghton Mifflin, 1963. Edward Carney, OSFS. "The Seminary Rule," National Catholic ~0 Dubay, p. 523. ÷ ÷ Pos~laney VOLUME 27, 1%8 62] Education Association Bulletin, LXIII, 1 (August, 1966), 108-114. D'Arcy, Paul."'Differentlated Seminary Discipline," NCEA Bul-letin, LX, 1 (August, 1964), 85-91. Dignan, Sister Howard, B.V.M. "Identity and Change in Re-ligious Life," RrvIEw fOR RV.LICIOUS, XXV, 4 (July, 1966), 669-677. Dondero, Autin, F.S.C. No Borrowed Light: Mental Health for Religious. Milwaukee: Bruce, 1965. Frick, Willard. "Healthy Interpersonal Relationships'. an Ex-ploratory Study," Journal of Individual Psychology, XXIII, 1 (May, 1967), 59-66. Gallen, Joseph, s.J., "Femininity and Spirituality," REVIEW for RrL~G~OUS, XX, 4 (July, 1964), 237-256. Goldberg, Arthur. "J.uvenatrics'. Study of Prolonged Adoles-cence," The Cleartng House, XLI, 5 (December, 1966), 218- 222. Hargadon, Kevin, F.S.C. "Psychological Requirement for Re-ligious Vocation," National Catholic Guidance Conference Journal, X, 4 (Summer, 1966), 271-279. Huyghe, Gerard. Tension and Change: The Problems of Re-ligious Orders Today. Westminster: Newman, 1966. McKinney, Fred. Psychology o[ Personal ~ld]ustment. New York: Wiley, 1941. Maher, Trafford, S.J. Self--.4 Measureless Sea (Cou.nseling: Theory and Practice). St. Louis: Catholic Hospital Associa-tion, 1966. Regan, Francis. "Authority and Obedience in Seminary Train-ing," NCE/1 Bulletin, LXIII, 1 (August, 1966), 103-107. Rogers, Carl. On Becoming a Person. Boston: Houghton Mifflin, 1960. Schneiders, Alexander. "Adolescence and the Challenge of Ma-turity," National Catholic Guidance ConIerence Journal, X, 2 (Winter, 1966), 109-117. Simmons, Joseph, C.S.C. "Seminary as Institution," Catholic Education Review, LXIV, 26 (February 1966), 97-105. Stafford, John, C.S.V. "The Religious Rule and Psychological Development," Rrvxv.w voR R~ioIo~s, XXV, 2 (March, 1966), 294-304. Van Kaam, Adrian. Personality Fulfillment in the Religious Life. ~.Vilkes-Barre: Dimension Books, 1967. Walters, Sister Annette, S.C.J. "Attitudes, Values, and Motiva-tional Systems of the American Catholic Woman College Student," Catholic Psychological Record, IV, 1 (Spring, 1966), 20-34. Wilson, C. R. "Self-Acceptance and Religious Security," R~vi~w vo~ R~Lxcxoos, XXI, 6 (November, 1962), 555-559. 4- 4- $i~t~r M." Ruth REVIEW FOR RELIGIOUS JOSEPH F. GALLEN, S.J. Proper Juridical Articles of.Constitutions In the article, "Constitutions without Canons," REw~.w fOR R~.LIOIOUS, May, 1968, the purpose was to eliminate as far as possible the canons or laws of the Church from the constitutions of congregations of sisters and brothers. The result would be that the constitutions would almost completely consist of laws proper to the particular institute, which is the nature and definition of constitntions. These proper juridical laws are n~cessary determinations of matters that are undetermined in canon law or' matters over and above the norms of canon law. It was also advised in the same article that all detailed matters now found in constitutions should be placed in the custom book or in a similar book. The present article lists in 'the first section the juridical topics of proper law that should be in the constitutions, and in the second section gives added matters that I now believe should also be placed in the custom book, that is, matters over and above those put in the custom book in the "Constitutions Without Canons" article. The number in parenthesis after each topic is that of the corresponding article in "Typical Constitutions of Lay Religious Congregations," RrwEw for REL~C~OUS, 25 (1966), 361--~57. The vote of a council is mentioned in the first sec-tion for the purpose of information, but we recom-mended in the "Constitutions without Canons" article that all votes of councils be confined to lists in the cus-tom book. The listing of the matters proper to each institute will also enable all o[ these to make a more accurate study of the juridical matters that should constitute the proper law of an institute. This can result ultimately at least in the increase,or decrease o[ the matters listed in this article. A close study of this aspect was not too easy ÷ ÷ ÷ Joseph F. Gallen, $.J.," writes ~rom St. Joseph's Church; ~1 Willings Alley; Philadelphia, Penn-sylvania VOLUME 27, 1968 in the past due to the large number of canons contained in the constitutions. I. MATTERS THAT MUST BE l~TAINED IN THE CONSTITUTIONS ]oseph F. Gallen, s.l. REVIEW FOR RELIGIOUS 1. General purpose (1) 2. Special purpose (2) 3. Authorization necessary [or a change in the special purpose or in the particular works (3-4) 4. Classes of members (5)1 5. Authorization necessary for a change in the reli-gious habit (16) 6. Superior competent to admit to the postulancy and any vote of a council (38)2 7. Duration of postulancy beyond six months (40) 8. Higher superior competent' to prolong the postu-lancy and any vote of a council (40); to abbreviate a postulancy longer than six months and any vote of a council (40)3 9, Superior competent to dismiss a postulant and any vote of a council (38)4 1 "Unless the state of affairs suggests otherwise, care must be taken to produce in women's communities a single category of sisters" (Ab-bott- Gallagher, The Documents oI Vatican li [paperback edition], 478). * The Code of Canon Law contains no legislation concerning the superior competent to admit to the postulancy. The matter is there-fore governed by the particular constitutions. In the modern practice of the Holy See the mother general has the right of admission when the congregation is not divided into provinces; if such a division exists, this right is given to the higher superiors or to the mother general for the entire congregation and to the mothers provincial for their own provinces. In the latter type of congregation the right is sometimes given only to the mother general. A very small number of congregations demand the consultative vote of the respective council and an equally small number prescribe a deliberative vote. * Canon 539, § 2, gives the right of prolonging the postulancy to higher superiors. In the constitutions the higher superior who has the right of admission is also the one who has the right of prolonga-tion. Therefore, this matter was explained in the preceding note, and the statements there made on the consultative' and deliberative vote are also applicable here. Recent constitutiofis permit the mother general, provincial, or higher superiors to abbreviate a postulancy longer than six months provided a postulancy of six months is preserved. At times no vote, th( consultative, or even the deliberative vote o[ the respective council has been prescribed for the abbreviation (REVIEW for RELI¢IOVS, 21 [1962], 409). * In the practice o[ the Sacred Congregation of Religious, the dis-missal of postulants is reserved in the same manner as admission to higher superiors. Some constitutions demand a consultative vote of the council for dismissal even though no vote was required for ad-mission. A few constitutions give a local superior the right of dis-missing a postulant in an urgent case. I0. Higher superior competent to admit to the novice-ship and vote of a council (44)5 11. Authority competen.t for the establishment or transfer of a novitiate (46) 12. Necessity or advisability of a novitiate in each province (47)° 13. Duration of a noviceship beyond a year (50)7 14. Authority competent to dispense from the second year of noviceship (50) 15. Manner of beginning the noviceship (52) 16. Superior competent for the dismissal of a novice and any vote of a council (67)s "In virtue of canon 543 admission to the noviceship appertains to a higher superior, and consequently to the mother general or provincial in a centralized institute, to the superior of a monastery of nuns, and to the mother superior in a congregation that has a similar monastic structure. The same canon demands that the council or chapter have a vote in this admission. The particular constitutions decide whether the council or the chapter has the vote. In centralized institutes the council will always have the vote; in monasteries of nuns and insti. tutes of similar structure the chapter has the vote, but there can be also a previous vote of the council. It is likewise left to the constitu-tions to determine whether this vote of the council or chapter is deliberative or consultative. According to the ordinary practice of the Sacred Congregation the vote is deliberative, but in a few congre-gations it is only consultative. Congregations divided into provinces can have variations. The competent higher superior is frequently the mother provincial with the deliberative vote of her council, but often this must be supple-mented by the confirmation, approval, or consent'of the mother general either alone or with the deliberative or consultative vote of the general council. In other constitutions admission appertains to the mother general or the higher superior with the deliberative or consultative vote of the council, and, finally, in some institutes the mother provincial with the deliberative vote of her council merely proposes the admission to the mother general, who admits with the deliberative vote of her council. ~ Canon law does not oblige each province to have its own novitb ate, but the constitutions impose this obligation either absolutely or as far as it is possible. The Normae of 1901 stated that it was appro-priate for each province to have its own novitiate (n. 303). ¢ Canon 555, § 2, states that a period beyond a year demanded for the noviceship by the particular constitutions is not required for validity unless this is expressly stated in the constitutions. In practice it is required only for liceity. This longer period is practically always two years, but a few institutes have a noviceship of eighteen months. S According to canon'571, § 1, the competent authority for the dismissal of a novice is the superior or the chapter according to the constitutions. In the practice of the Sacred Congregation, the dis-missal of a novice is reserved to higher superiors with the vote of the council, which is more frequently consultative than deliberative. In congregations without provinces, this higher superior is the mother general. In congregations with provinces, the right is more frequently reserved to the mother general, but in some institutes it is given to the higher superior or the mother provincial. When the right is reserved to the mother general, the constitutions at times enact that the mother provincial and her council are to be con-sulted. Constitutions VOLUME 27, 1968 ÷ ÷ ÷ SJ. REVIEW FOR RELIGIOUS 17. Superior competent for the prolongation of the noviceship and any vote of a council (68)9 18. Duration. of temporary vows beyond three years; length of each temporary profession, for example, one of three, another of two years, or vice versa; five annual professions, and so forth (72) 19. Higher superior competent to admit to the pro-fessions, to prolong temporary profession, and vote of a council (73)1° ~ Canon 571, § 2, gives the right of prolongation of the noviceship to higher superiors but does not prescribe any vote of the council. Great variety is found in this matter in constitutions. In congregations without provinces, the right appertains to the mother general. The constitutions often demand no vote but in some the consultative and less frequently the deliberative vote of the council is prescribed. In congregations divided into provinces, the right of prolongation is given to the higher superior or the mother general, alone or with the consultative or deliberative vote of the respective council. 10 In virtue of canon 543, only a higher superior is competent to admit to any religious profession, whether temporary (first, renewal, or prolongation), or perpetual (solemn or simple). The competent higher superior is the mother superior in a congregation that has the monastic'structure and the mother general in a~centralized congrega-tion that is not divided into pr6vinces. In a congregation that has provinces, the constitutions determine whether the one admitting is the mother general or the mother provincial. Such constitutions fre-quently reserve the admissions to all professions to the mother gen-eral. This right is often given also to the mother provincial or higher superiors. Frequently also, and especially for perpetual profession, the mother provincial admits but her admission mnst be confirmed by the mother general. In a few institutes, at least sonde admissions ap-pertain to the mother general and her council but the request for the admission is made by the mother provincial with her council, for example, with the deliberative vote of this council for admiss!on to first temporary profession. If the constitutions do not determine the legitimate higher superior for the prolongation of temporary vows (c. 574, § 2), this appertains to the higher superior who has the right of admitting to either temporary or perpetual profession, but more probably to the latter when the higher superior for both of these admissions is not the same in the law of the constitutions. Canon 543 demands that there be a vote of the council or chapter, without specifying whether the vote is to be deliberative or consulta-tive, for admission to first temporary profession and perpetual pro-fession, whether simple 9r solemn, but not for the renewal of tem-porary vows nor for the prolongation of temporary profession. Canon 575, § 2, demands that the vote for the first temporary profession be deliberative, which is also to be extended to institutes in which the first profession is perpetual by privilege. The same canon appears to prescribe that the vote for the perpetual profession, simple or solemn, be only consultative; but the Holy See in approving consti-tutions interprets the canon as permitting a deliberative vote. There-fore, the Code of Canon Law permits either a consultative or delibera-tive vote for perpetual profession. In centralized congregations the council of the competent higher superior always has the vote. In congregations that have the monastic structure, the chapter has the vote; but there can also be a previous vote of the council. In the constitutions of centralized congregations: (1) the vote of the council.for the first temporary prgfession must be deliberative by reason of canon 575, § 2; (2) for renewals of temporary professions the constitutions commonly prescribe the consultative 20. Superior competent to permit an anticipated re-newal of temporary vows and any vote of a council (78)11 21. Authority competent to dispense from duration of temporary vows beyond three years (74) 22. Superior competent to receive the vows (74) 23. Formula of professions (75) 24. Definition of the vow of poverty (82) 25. Prescription on common life with regard to pov-erty (93) 26. Definition of the vow of chastity (94) 27. Definition of the vow of obedience (95-6, 100) 28. Obligation to obey constitutions and other orders of superiors (99) 29. Superior competent to exclude from renewing temporary vows or from making perpetual profession and any vote of a council (152)t-° 30. (Diocesan) A petition for dismissal of a professed of temporary vows must be made by the mother general and any vote of her council (155)la 31. Previous judgment on the incorrigibility and dis-missal of a. professed of perpetual vows and vote of coun-cil (158)a4 32. Superior competent for the declaration of fact in an automatic dismissal and vote of council (161)15 vote; (3) for the prolongation of temporary vows, the constitutions more frequently demand no vote but some require the consultative and a few the deliberative vote; (4) for perpetual profession the vote prescribed by the constitutions is practically always consultative. a According to canon 577, § 2, an anticipation as such may be per-mitted by any superior, whether a higher or minor local. However, this right is only to admit an anticipation. Since the renewal is a juridical profession, all the requisites of such a profession must be observed, and therefore the admission must be made by the compe-tent higher superior according to the constitutions, as explained in the preceding note. In constitutions an anticipation is usually re-served to a higher superior or to a particular higher superior. ~ Canon 637 leaves to the constitutions the determination of the superior competent for exclusion. The constitutions usually assign this right to the superior general with the consultative vote of her couucil, but a few demand the deliberative vote. A small number of constitutions give this power to the provincial or higher superiors cither alone or with the consultative or, less frequently, the delibera-tive vote of the council (REvmw FOR RELIGIOUS, 25 [1966], 391). ~ In a diocesan congregation the superior general will present the petition for a dismissal to the local ordinary, but the constitutions will frequently require the consultative or deliberative vote of her council for such a petition (REVIEW fOR RELmtOUS, 16 [1957], 272). x, Canon law does not clearly demand the intervention of the mother general nor of her council in the dismissal of a professed of perpetual vows. However, from analogy with the law on the dismis-sal of religious men of perpetual vows and the constant practice of the Sacred Congregation of Religious in the approval of constitutions, the dismissal of a professed woman of perpetual vows in both pon-tifical and diocesan congregations is to be referred to the mot

1.Introduzione Nel 2014, nell'ambito dell'Agenzia Europea Frontex, prese avvio l'operazione Triton, coordinata dall'Italia. Da quel momento e fino al 2018, tutte le persone soccorse in mare dovevano essere portate in salvo sulle coste italiane. Una volta arrivate sul territorio, queste persone dovevano essere messe nella condizione di potere avanzare una richiesta di asilo o di protezione internazionale. Il già esistente sistema di accoglienza dedicato alle persone richiedenti asilo (SPRAR) si basava sulla disponibilità volontaria degli enti locali e non era in grado di gestire l'elevato numero di persone in arrivo. Furono per questa ragione istituiti (art. 11 Dlgs. n.142/2015) i Centri di Accoglienza Straordinaria (CAS) sotto la diretta gestione degli Uffici Territoriali del Governo (Prefetture). I CAS erano quindi pensati come strutture temporanee ed emergenziali. Le azioni messe in atto dai CAS dovevano, innanzitutto, rispondere ai bisogni primari delle persone accolte, in termini di vitto, alloggio e assistenza sanitaria. Ma, a dispetto del loro carattere temporaneo, e alla stregua dello SPRAR, i CAS avevano l'obbligo di svolgere attività (apprendimento della lingua italiana, istruzione, formazione, inserimento nel mondo del lavoro e nel territorio, assistenza legale e psicosociale) finalizzate all'acquisizione di strumenti di base per favorire i migranti accolti nei processi di integrazione, di autonomia e di acquisizione di una cittadinanza consapevole. 1.1 I richiedenti asilo: L'accoglienza in Italia e una possibile traiettoria resiliente La maggior parte dei richiedenti asilo proveniva dall'Africa subsahariana o dall'Asia Meridionale (Afghanistan e Bangladesh e Pakistan) e aveva alle spalle un lungo viaggio di cui la traversata mortifera via mare o attraverso i Balcani o il Caucaso era solo l'ultima tappa. La durata media del viaggio dal paese di origine era di venti mesi, che si svolgevano quasi sempre al limite della soglia di sopravvivenza. È ormai ben documentato il fatto che la privazione di cibo, di ripari, l'affaticamento estremo, il senso di minaccia, i maltrattamenti ripetuti, i lutti dovuti alla perdita di persone care durante gli spostamenti sono condizioni che accomunavano tutti questi percorsi migratori. A queste, si aggiungeva, per la maggior parte di loro, un periodo di reclusione, che poteva superare l'anno, nei centri di detenzione della Libia dove le condizioni disumane, la pratica sistematica della tortura e della violenza sessuale sono state rese note e denunciate dalle principali organizzazioni internazionali, come Medici Senza Frontiere e Amnesty International (Fondazione Migrantes, 2018). Inoltre, l'alto potenziale traumatico di queste esperienze si aggiunge a vissuti altrettanto tragici legati alle circostanze di vita nel paese di partenza che aumentano la vulnerabilità dei migranti. Infatti, questi sono il più delle volte costretti a scappare da condizioni di instabilità politica, di gravi conflitti interni civili e di estrema povertà. È per quanto fin qui descritto che si può affermare che le persone in arrivo nei CAS sono portatrici di storie potenzialmente traumatiche e ad alta complessità psicosociale che richiedono un'attenzione particolare. Le pratiche d'accoglienza che vengono messe in atto nei centri devono tenere conto di tale complessità nel rispondere ai bisogni di ogni persona, sia nella dimensione psicologica sia in quella sociale. In questo modo, nel cercare di raggiungere l'obiettivo ultimo dell'integrazione dei richiedenti accolti, i progetti d'accoglienza potrebbero favorire la definizione di un loro processo di resilienza che li porti a vivere una condizione socialmente accettabile e di benessere. Il concetto di resilienza ha suscitato molto interesse in letteratura negli ultimi decenni. Un primo dato storico nell'evoluzione della teorizzazione di questo concetto (Cicchetti & Garmezy,1993) è lo spostamento dell'interesse dalla patologia e dalla vulnerabilità alla resilienza, che si può ricondurre alla diffusione di una prospettiva positiva e salutogena nella ricerca e nella pratica clinica e psicosociale (Bonanno & Diminitch, 2013; Bonanno, Westphal, & Mancini, 2011; Cicchetti, 2013; Cyrulnik & Malaguti,2015; Walsh, 2016). Negli anni il concetto di resilienza è stato indagato a partire da diversi approcci. Da alcuni autori (Costa & McRae, 1980) è stato studiato come un tratto di personalità, stabile e fisso, da altri (Wagnild & Young, 1993) come l'abilità di fronteggiare e adattarsi positivamente a eventi stressanti o avversivi. Cicchetti (2013), concettualizzando la resilienza come un processo, ha concentrato l'attenzione sui fattori che lo determinano, con particolare interesse a quelli genetici e neurali. Bonanno e Diminitch (2013) si sono, invece, concentrati su quei fattori di rischio o quelle condizioni esistenziali potenzialmente vulnerabili che possono determinare il processo e che gli autori (Bonanno et al., 2011) definiscono come eventi potenzialmente traumatici (EPT). Rutter (2012), da parte sua, ha teorizzato la resilienza come un concetto dinamico dato dalla continua interazione tra i fattori protettivi e di rischio, portando all'attenzione l'influenza ambientale. Tuttavia, sebbene l'autore (Rutter, 2012) abbia messo in luce la funzione dell'ambiente nel processo di resilienza, sono gli approcci più ecologici e sociali (Anaut, 2005; Cyrulnik, 2001; Cyrulnik & Malaguti, 2015; Malaguti, 2012; Walsh, 2016) che hanno enfatizzato e dato maggiore importanza ai fattori contestuali, sociali, familiari e relazionali nella definizione del processo di resilienza. In particolare, secondo Cyrulnik (2001), posti i fattori di protezione, il processo non può avvenire che nell'ambito di relazioni significative. Nello specifico, l'autore distingue tre elementi fondamentali che rendono conto, nell'insieme, del processo: 1- le esperienze pregresse nell'infanzia e nella storia personale dell'individuo, la qualità dei legami di attaccamento e la capacità di mentalizzazione; 2- il trauma e le sue caratteristiche (strutturali, contingenti ed emotive e sociali); 3- la possibilità di risignificare la tragedia avvenuta attraverso il sostegno affettivo e la relazione d'aiuto, descritta, genericamente come l'incontro con l'Altro. Secondo l'autore, la persona costruisce nel proprio passato, in particolar modo durante l'infanzia, attraverso il legame di attaccamento sufficientemente sicuro, le risorse e la capacità di mentalizzazione utili per affrontare e risignificare il trauma. È in questo spazio relazionale quindi che la persona forma una rappresentazione di Sé come persona amabile, capace di affidarsi e di costruire relazioni forti e significative anche in futuro. La capacità e la possibilità di costruire queste relazioni sono viste come le condizioni che possono aiutare la persona a riconoscere le risorse da attivare per superare la profonda ferita incisa dall'esperienza traumatica e per ristabilire un equilibrio nella propria esistenza. Nell'ultima fase della sua teoria l'autore specifica l'importanza di una figura che chiama tutore di sviluppo o di resilienza, le cui caratteristiche e funzioni sono approfonditamente delineate nella pubblicazione di Lighezzolo, Marchal, & Theis (2003). Secondo gli autori, il tutore di resilienza deve favorire un processo di autonomia e ri-strutturazione del sé, trasmettere sapere, fornire esempi e modelli che permettano e legittimino l'errore; non deve quindi ricoprire un ruolo insostituibile e onnipotente. Il tutore di resilienza, sia esso una persona adulta informale o una figura istituzionalizzata nel sistema di cura e presa in carico della persona, è una risorsa esterna che coadiuva nel processo di resilienza. In questo ultimo caso, la formazione e la definizione del ruolo dell'operatore nel processo di presa in carico contribuiranno alla costruzione di un efficace intervento sociale e clinico per la promozione della resilienza nell'assistito (Manciaux, 2001). Negli ultimi anni, una serie di rassegne internazionali (Agaibi & Wilson, 2005; Siriwardhana, Ali, Roberts, & Stewart, 2014; Sleijpen, Boeije, Kleber, & Mooren. 2016) e in Italia (Tessitore & Margherita, 2017), hanno tentato di sistematizzare i risultati degli studi sul processo di resilienza nell'esperienza potenzialmente pluritraumatica della migrazione, con particolare attenzione alla condizione esistenziale di rifugiato. I risultati evidenziano e si concentrano, soprattutto, sui principali fattori di rischio e quelli protettivi che possono intervenire nel processo di resilienza a seguito di queste esperienze pluritraumatiche. In questi lavori emerge, tuttavia, la necessità per la ricerca di individuare strategie e procedure per interventi e pratiche mirati ed efficaci a promuovere il processo di resilienza nei contesti dell'accoglienza. In particolare, rispetto al contesto italiano si riscontra che sono stati svolti pochi studi sul tema, ancora da approfondire (Tessitore & Margherita, 2017). L'analisi approfondita delle pratiche costruite e messe in atto nell'ambito dell'accoglienza negli ultimi anni in Italia risulta rilevante per una sistematizzazione di conoscenze e competenze e utili per la progettazione di interventi psicosociali efficaci. La presente ricerca si poneva l'obiettivo di studiare, se e in che misura, le pratiche dell'accoglienza e le strategie di intervento messe in atto nel sistema CAS di Parma e Provincia abbiano favorito un processo di resilienza nei richiedenti asilo accolti. Inoltre, si poneva l'obiettivo di comprendere se e in che modo l'operatore dell'accoglienza potesse svolgere una funzione di tutore di resilienza. Poiché basandosi sulla teorizzazione di Cyrulnik (2001), l'esito del processo di resilienza è dato dall'interazione dei fattori protettivi individuali, dalla qualità/intensità del trauma e/o comunque delle situazioni avverse e dall'incontro con i possibili tutori di resilienza, il progetto si è sviluppato in due fasi e ha tenuto conto sia dell'esperienza dei richiedenti asilo sia di quella degli operatori. Rispettivamente, nella prima fase l'obiettivo della ricerca si proponeva di individuare le risorse/vincoli personali presenti nella biografia dei richiedenti asilo, i vissuti emotivi e la qualità dei legami stabiliti nel passato, di individuare le risorse/vincoli messe in gioco durante il viaggio e, infine, di individuare le risorse/vincoli con funzione protettiva dal momento dell'arrivo in Italia e in particolare nel CAS di residenza e nella relazione con gli operatori. Nella seconda fase, la ricerca mirava a individuare le risorse e le competenze, rintracciabili nelle biografie degli operatori dei CAS messe in gioco nella pratica professionale e di conoscere le loro motivazioni alla base della scelta professionale, e a comprendere il significato e l'uso consapevole della relazione con i richiedenti asilo nella loro pratica professionale e, infine, a valutare la qualità della loro vita professionale tenendo conto del forte carico emotivo dovuto alla relazione con i richiedenti asilo e il loro vissuti traumatici. 2. Migrazione ed Europa: Una revisione sistematica sulla promozione della resilienza dei richiedenti asilo negli Stati membri dell'Unione Europea. La migrazione è un fenomeno complesso determinato dall'interazione di fattori di espulsione e di attrazione. L'Europa ha sempre svolto un ruolo di attrazione nei flussi migratori. Negli ultimi anni, le direttive per gli Stati membri hanno mirato a promuovere il benessere dei richiedenti asilo. È importante sviluppare la resilienza per raggiungere il benessere delle persone. L'obiettivo della revisione sistematica è stato quello di esplorare come viene studiata la resilienza nei richiedenti asilo nei paesi dell'UE. Sono stati consultati i database internazionali PsycINFO, PubMed, Web of science, Scopus, MEDLINE, Psychology e behavioural collection. Gli articoli sono stati analizzati secondo i criteri PRISMA. Sono stati ottenuti 12 articoli. Dall'analisi qualitativa sono emersi tre approcci principali e quattro principi teorici fondamentali che potrebbero guidare lo studio della resilienza in contesti migratori. Lo studio della resilienza può essere orientato verso un approccio clinico, clinico e sociale o psicosociale. Inoltre, la ricerca ha tenuto conto della necessità di costruire una nuova narrazione di sé e della propria storia nei richiedenti asilo, di restituire agency ai richiedenti asilo, di valorizzare il proprio contesto culturale e quello del paese ospitante e di promuovere una democratizzazione del sistema istituzionale di accoglienza. Si suggeriscono implicazioni per le politiche degli Stati membri dell'UE coinvolti in prima linea nella gestione dell'accoglienza in Europa. Data la limitata letteratura sull'argomento, questa rassegna suggerisce una nuova e originale visione di presa in carico dei richiedenti asilo attraverso una maggiore implementazione di interventi focalizzati sull'individuo e sulle sue risorse. 3. Promozione della salute psicosociale nei migranti: una revisione sistematica della ricerca e degli interventi sulla resilienza nei contesti migratori. La resilienza è identificata come una capacità chiave per prosperare di fronte a esperienze avverse e dolorose e raggiungere un buono stato di salute psicosociale equilibrato. Questa revisione mirava ad indagare come la resilienza è intesa nel contesto della ricerca sul benessere dei migranti e come gli interventi psicosociali sono progettati per migliorare la resilienza dei migranti. Le domande della ricerca hanno riguardato la concettualizzazione della resilienza, le conseguenti scelte metodologiche e quali programmi di intervento sono stati indirizzati ai migranti. Nei 63 articoli inclusi, è emersa una classica dicotomia tra la resilienza concettualizzata come capacità individuale o come risultato di un processo dinamico. È anche emerso che l'importanza delle diverse esperienze migratorie non è adeguatamente considerata nella selezione dei partecipanti. Gli interventi hanno descritto la procedura ma meno la misura della loro efficacia. 4. Il sistema d'accoglienza straordinaria di Parma e provincia: soddisfazione e benessere percepito dai migranti accolti. I servizi e le progettualità messi in atto nei CAS mirano a favorire integrazione, autonomia e benessere. Questi obiettivi si strutturano sull'attivazione e promozione di risorse dei richiedenti asilo. Nello specifico, vanno ad innestarsi sulle loro abilità, sulle conoscenze, sulle competenze, sulla loro agency e sulla capacità di proiettarsi verso un futuro. Poiché i richiedenti asilo sono i principali attori e fruitori di questi servizi, la valutazione di efficacia e di raggiungimento degli obiettivi preposti deve tenere conto necessariamente del loro punto di vista. I richiedenti asilo che hanno partecipato allo studio erano circa il 20% della popolazione dei richiedenti asilo adulti presenti nel territorio di Parma e provincia. Per la stratificazione del campione si è tenuto conto della variabile del paese di origine, della collocazione sul territorio provinciale (distretto) e il tempo di permanenza nel sistema CAS. È stato costruito un questionario ad hoc che mirava ad indagare la percezione di autonomia, di benessere personale, di soddisfazione verso sé stesso, la percezione di essere rispettato nelle proprie tradizioni culturali e la soddisfazione verso il servizio. Il questionario constava di una parte introduttiva, che forniva una breve descrizione al partecipante delle finalità d'indagine, e di diverse sezioni, che indagavano e approfondivano specifiche aree (temi) di interesse. Le prime due aree hanno rilevato i dati socio-anagrafici e il viaggio dei richiedenti asilo. La terza e la quarta area hanno indagato l'accoglienza nel centro e la struttura in cui risiedeva il beneficiario. Le altre aree si sono concentrate sui servizi primari (beni e servizi di prima necessità, assistenza medica) e servizi secondari (assistenza legale, lingua italiana, sostegno psicosociale, lavoro, mediazione culturale, orientamento al territorio e tempo libero) che gli venivano offerti. Le ultime sezioni si focalizzavano sul rapporto con gli operatori, sul progetto individualizzato e sui propri piani futuri. Alla fine del questionario vi era una breve sezione che mirava ad indagare la soddisfazione generale verso l'intero processo di accoglienza in Italia e la specifica esperienza nel territorio di Parma e provincia. Sono state effettuate delle analisi ed elaborazioni statistiche descrittive tramite il software SPSS. Dal questionario è emerso un quadro complessivo dei servizi offerti e una mappatura delle pratiche messe in atto all'interno delle strutture a partire dal punto di vista dei richiedenti asilo. Questi hanno espresso una generale soddisfazione del sistema accoglienza in Italia e in particolare di quella ricevuta a Parma. Hanno riportato un senso di protezione e sicurezza e una generale percezione di capacità e autonomia raggiunta in molti dei servizi e ambiti della quotidianità. Le aree più critiche sono risultate essere l'assistenza legale, l'avviamento lavorativo, la creazione di relazioni sociali con italiani nel tempo libero, la progettazione individualizzata e in particolare il sostegno psicosociale e, infine, la progettazione futura. In queste aree i richiedenti asilo hanno espresso una bassa soddisfazione verso il servizio di sostegno ricevuto, una scarsa consapevolezza di sé e delle proprie capacità e una bassa percezione di un'autonomia conquistata dal singolo servizio e, più in generale, dalla struttura d'accoglienza. 5. Vissuti, fattori di protezione e fattori di rischio nelle biografie dei richiedenti asilo: la definizione di traiettorie di resilienza nei Centri d'Accoglienza Straordinaria. I richiedenti asilo sono portatori di storie potenzialmente traumatiche a seguito delle quali possono vivere distress psicologico e PTSD nel paese d'accoglienza. Qui vengono inseriti in programmi che mirano a favorire benessere psicologico e integrazione. Tale processo è definito resilienza, La resilienza è un processo che vede le persone impegnate a guarire da esperienze dolorose, a prendersi cura della propria vita per continuare a svilupparsi positivamente in modo socialmente accettabile. Il presente studio mira a comprendere i fattori di protezione e le risorse personali e sociali che possono favorire il superamento dei traumi e un processo di resilienza nei richiedenti asilo. Sono stati somministrati 29 test CORE-10 e questionari costruiti ad hoc per il sostegno sociale percepito e condotte altrettante interviste in profondità. Con risultati moderati e gravi di distress psicologico nei partecipanti, sono emersi fattori protettivi e risorse già nella fase pre-migratoria. I legami di accudimento sembrano svolgere una funzione protettiva anche durante l'accoglienza, favorendo la costruzione di rapporti di fiducia. Il supporto sociale della comunità d'accoglienza e quello degli operatori nei centri possono influenzare la definizione di traiettorie resilienti. Lo studio solleva implicazioni di tipo clinico e sociale. Nei suoi limiti lo studio vuole essere un'apertura a nuovi approfondimenti di ricerca. 6. La qualità della vita professionale di chi lavora con i richiedenti asilo: Compassion Staisfaction, Burnout e Secondary Traumatic Stress negli operatori dell'accoglienza In Italia negli ultimi anni sono stati strutturati Centri di Accoglienza Straordinaria per rispondere ai bisogni primari e secondari dei richiedenti asilo approdati sulle coste mediterranee. A seguito dell'apertura dei CAS, sul territorio nazionale si è formato un nuovo corpo professionale, i professionisti dell'accoglienza. Poiché inizialmente non è stata richiesta una formazione specifica in base al contesto e agli obiettivi posti, il loro profilo professionale derivava tendenzialmente dai diversi percorsi formativi e lavorativi precedenti. Considerando il mandato istituzionale del loro lavoro, quale favorire l'accoglienza e una completa presa in carico dei richiedenti asilo, i professionisti dell'accoglienza sono quotidianamente coinvolti nella relazione con gli accolti ed esposti ai racconti traumatici o ai sintomi agiti di questi. Infatti, i richiedenti asilo sono persone spesso profondamente traumatizzate dalle esperienze passate, dal viaggio, ma anche disorientate e impreparate per la complessa esperienza dell'accoglienza e dell'integrazione. Questo aspetto del lavoro con i richiedenti asilo può influenzare il clima e la qualità della vita professionale dei professionisti dell'accoglienza. Infatti, come nelle altre professioni d'aiuto continuamente esposte a eventi stressanti o traumatici, anche nel lavoro di cura e accoglienza dei richiedenti asilo è alto il rischio di sviluppare i sintomi negativi associati al burnout e al trauma vicario. Sebbene, negli ultimi venti anni, la qualità della vita professionale sia stata ampiamente approfondita in diversi settori, non risultano studi che esplorino questo tema tra i professionisti del settore dell'accoglienza. In questo studio è stato sottoposto il questionario ProQOL 5 ai professionisti dell'accoglienza dei Centri di Accoglienza Straordinaria di Parma e provincia, attivamente coinvolti nella relazione d'aiuto con i richiedenti asilo, con lo scopo di definire lo stato di benessere psicosociale rispetto alla loro qualità di vita professionale. Anche se si è dimostrato che mediamente i professionisti dell'accoglienza riportano una buona soddisfazione nello svolgere il proprio lavoro, sono emersi tre profili. Il primo gruppo sembra esprimere soprattutto Burnout, il secondo gruppo una maggiore Compassion Satisfaction e il terzo gruppo un malessere evidente sia per il Burnout che per il Secondary Traumatic Stress. I dati ottenuti permettono di colmare parzialmente un vuoto nella letteratura di settore. Inoltre, la rilevanza dei dati spinge alla riflessione sulla possibilità di incoraggiare interventi efficaci di prevenzione e management delle organizzazioni, al fine di favorire il benessere psicosociale di questo corpo professionale emergente. 7. Essere professionisti dell'accoglienza: l'importanza di un uso consapevole del Se' nella relazione d'aiuto e la funzione del tutore di resilienza. All'interno dei CAS sono stati impiegati professionisti di differenti background formativi ed esperienziali. Appannaggio degli operatori è l'attivazione dei servizi interni ed esterni e il monitoraggio di tutte le fasi del progetto di accoglienza. La presa in carico si configurerebbe come una relazione d'aiuto possibile attraverso la compresenza di diversi aspetti di Sé. Chi lavora con i richiedenti asilo deve affrontare e gestire vissuti potenzialmente traumatici che influenzano il buon esito dell'intervento clinico-sociale. Nel favorire benessere psicologico nei beneficiari, gli operatori svolgono funzioni che richiamano quelle del tutore di resilienza. In questo studio si è esplorata la rappresentazione dei professionisti dell'accoglienza e la consapevolezza di Sé a partire dal loro punto di vista. Sono stati condotti tre focus group e le trascrizioni verbatim sono state analizzate secondo l'approccio IPA. Sono emersi tre aspetti del Sé (Sé personale, Sé professionale e Sé burocrate). Il Tempo e il Contesto sociale sono risultate possibili variabili che influenzano la relazione d'aiuto. Lo studio propone implicazioni di ricerche future e di policy. 8. Conclusioni Negli anni il sistema italiano dell'accoglienza si era ormai rodato e formalizzato su due principali dispositivi: il sistema SPRAR e i cosiddetti Centri di Accoglienza Straordinaria (CAS). Tuttavia, negli ultimi due anni, con il cosiddetto decreto Salvini (D.lg. 4/19/2018 n° 113), si è assistito ad un graduale ridimensionamento dei numeri degli accolti e ad una conseguente chiusura di strutture del sistema CAS. Pertanto, assume rilevanza e importanza capitalizzare le esperienze di accoglienza e comprenderne maggiormente le potenzialità e i limiti. Con la presente ricerca e le analisi delle pratiche d'accoglienza e delle progettualità messe in atto all'interno del sistema CAS sono emersi due risultati principali. Il primo risultato emerso è che i richiedenti asilo accolti abbiano consapevolezza delle risorse e dei fattori protettivi che hanno acquisito nell'arco di vita. Inoltre, si è evidenziata una forte e imprescindibile interdipendenza tra i vissuti psicologici, i bisogni e le risorse dei richiedenti asilo e la funzione relazionale dell'operatore dell'accoglienza. Dalla ricerca è emerso che il valore di tale interdipendenza, non essendo riconosciuto formalmente e quindi esplicitamente richiamato nelle norme e regolamentazioni, era dipeso da un reciproco riconoscimento dei richiedenti asilo accolti e degli operatori. Tuttavia, questa relazione, se opportunamente strutturata e formalizzata, può favorire la definizione di traiettorie di resilienza e il raggiungimento degli obiettivi di integrazione, autonomia e benessere psicosociale. Al momento in cui è stata condotta la ricerca, questi obiettivi erano parzialmente raggiunti. Infatti, sebbene nel sistema d'accoglienza i richiedenti asilo abbiano percepito di essere in un luogo sicuro e protetto e fossero generalmente soddisfatti dei servizi offerti, hanno riportato livelli medio-alti di disagio psicologico. Il valore traumatico delle loro esperienze di vita è stato esplorato e compreso nella sua diacronicità, in quanto i vissuti traumatici sono rintracciabili non solo durante il viaggio ma già nelle esperienze pre-migratorie. Le biografie dei richiedenti asilo sono segnate da profonde ferite, che spesso risalgono a perdite, lutti o tradimenti da parte delle figure significative dell'infanzia o della comunità allargata, fino a sentirsi espulsi dalle politiche disattente degli Stati d'appartenenza. Anche l'arrivo in Italia e l'inserimento nel sistema d'accoglienza comportano sfide esistenziali, che in alcuni casi arrivano a reiterare esperienze traumatiche passate. Nonostante questo, i richiedenti asilo hanno mostrato consapevolezza delle proprie risorse e dei fattori di protezione acquisiti già durante l'infanzia, attraverso le relazioni significative e di accudimento. Queste risorse hanno svolto una funzione di protezione e sostegno nel loro sforzo psicologico di fronteggiare e sopravvivere alle avversità incontrate in tutto l'arco di vita. Nonostante la loro consapevolezza e tenuto conto della permanenza relativamente lunga nel sistema d'accoglienza, è risultato che le esperienze traumatiche non trovano uno spazio adeguato di ascolto e di ri-significazione una volta inseriti nei progetti di accoglienza. Le caratteristiche strutturali e organizzative del sistema non sembrano favorire quell'incontro con l'Altro che può garantire la rielaborazione delle esperienze passate e riattribuire senso e agency alla propria vita, anche nella quotidianità. Al contrario, i richiedenti asilo sono consapevoli di ritrovarsi in una posizione di svantaggio rispetto al potere decisionale sui loro progetti di vita. Non sono coinvolti nelle scelte progettuali e non percepiscono una crescita personale nelle competenze e nelle capacità necessarie per rendersi autonomi. Tuttavia, i richiedenti asilo riconoscono negli operatori degli interlocutori diretti che svolgono un ruolo di congiunzione con la società ospitante. Nello svolgimento del proprio ruolo, gli operatori possono aprirsi ad un ascolto attivo di tutte le parti della biografia dei richiedenti asilo per costruire un rapporto di fiducia. Al fine di favorire la costruzione di tale rapporto, è importante che gli operatori nella loro pratica quotidiana mirino a riattribuire agency ai richiedenti asilo, coinvolgendoli nella progettazione individualizzata. Ciò favorirebbe la valorizzazione e l'attivazione delle risorse dei richiedenti asilo, l'instaurarsi di relazioni di fiducia che consentano la ricostruzione di significato delle proprie esperienze traumatiche di vita e la restituzione di una rappresentazione di Sé attiva e agente. In generale, si otterrebbe una maggiore adesione al progetto d'accoglienza. Inoltre, la valorizzazione della funzione relazionale degli operatori dell'accoglienza favorirebbe una maggiore qualità di vita professionale. I professionisti avrebbero così la possibilità di riconoscere e far riconoscere il proprio ruolo, che è stato profondamente messo in discussione dalla comunità e dalle politiche degli ultimi anni. Quindi, l'ascolto attivo, la riattribuzione di agency e l'esempio nella quotidianità da parte degli operatori favorirebbero il riconoscimento del loro ruolo come tutori di resilienza e promuoverebbero la definizione di traiettorie di resilienza. In questo modo si faciliterebbe il raggiungimento di uno stato di salute psicosociale nei richiedenti asilo. La legittimazione del ruolo funzionale della relazione tra i richiedenti asilo e gli operatori dell'accoglienza da parte del contesto sociale e istituzionale diventa un fattore necessario allo sviluppo di buone pratiche d'accoglienza e alla promozione di traiettorie di resilienza. 9. Riferimenti bibliografici  Agaibi, E. C., & Wilson, J.P. (2005). Trauma, PSTD and resilience. A Review of the Literature. Trauma, Violence & Abuse, 6(3), 195-216. doi:10.1177/1524838005277438  Anaut, M. (2005). Le concept de résilience et ses applications cliniques. Recherche en soins infirmiers, 82(3), 4-11. doi.org/10.3917/rsi.082.0004  Berkham, M., Bewick, B., Mullin, T., Gilbody, S., Connell, J., Cahill, J., …Evans, C. (2013). The CORE-10: A short measure of psychological distress for routine use in the psychological therapies. Counselling and Psychotherapy Research, 13(1), 3-13. doi.org/10.1080/14733145.2012.729069  Bonanno, G., & Diminich, E. D. (2013). Annual Research Review. Positive adjustment to adversity – trajectories of minimal- impact resilience and emergent resilience. Journal of child psychology and psychiatry, 54(4), 378-401. doi:10.1111/jcpp.12021  Bonanno, A. G., Westphal, M., & Mancini, A. D. (2011). Resilience to loss and potential trauma. Annual Review Clinical Psychological, 7, 511–535. doi:10.1146/annurev-clinpsy-032210-104526  Cicchetti, D. (2013). Annual Research Review. Resilient functioning in maltreated children. Past, present and future perspectives. Journal of Child Psychology and Psychiatry, 54(4), 402–422. doi:10.1111/j.1469-7610.2012.02608.x  Cicchetti, D., & Garmezy, N. (1993). Prospects and promises in the study of resilience. Development and Psychopathology, 5, 497-502. doi:10.1017/S0954579400006118  Costa, P., & McCrae, R. (1980). Influence of extroversion and neuroticism on subjective wellbeing: Happy and unhappy people. Journal of Personality and Social Psychology, 38, 668-678. DOI:10.1037/0022-3514.38.4.668  Connell, J., & Barkham, M. (2007). CORE 10 user manual (versione 1.0). Centre for Psychological Service Research, CPSR Memo 1, University of Sheffield.  Cyrulnik, B. (2001). Manifeste pour la résilience. Spirale, 18(2), 77-82. DOI 10.3917/spi.018.0077  Cyrulnik,B., & Malaguti, E. (2015). Costruire la resilienza. La riorganizzazione positiva della vita e la creazione di legami significativi, Trento, IT: Centri Studi Erickson  Figley, C. R. (Ed.). (1995). Brunner/Mazel psychological stress series, No. 23. Compassion fatigue: Coping with secondary traumatic stress disorder in those who treat the traumatized. Philadelphia, PA, US: Brunner/Mazel  Fondazione Migrantes. (2018). Il diritto d'asilo. Accogliere proteggere promuovere integrare. Report 2018. Roma, IT  Lighezzolo,J., Marchal, S., & Theis, A. (2003). La résilience chez l'enfant mailtraté: Tuteur de développement et mécanismes défensifs (approche projective comparée). Neuropsychiatrie de l'enfance et de l'adolescence, 51, 87–97. DOI:10.1016/S0222-9617(03)00020-5  Malaguti, M. (2012). Educarsi alla resilienza. Trento, IT : Erickson.  Manciaux, M. (2001). La résilience. Un regard qui fait vivre. Etudes, 395(10), 321-330. https://doi.org/10.3917/etu.954.0321  Palestini, L., Prati, G., Pietrantoni L., & Cicognani E. (2009). La qualità della vita professionale nel lavoro di soccorso: un contributo alla validazione italiana della Professional Quality Of Life Scale (ProQOL). Psicoterapia cognitiva e Comportamentale, 15(2), 205-227  Rutter, M. (2012). Resilience as a dynamic concept. Development and Psychopathology, 24, 335–344  Siriwardhana, C., Ali, S. S., Roberts, B., & Stewart, R. (2014). A systematic review of resilience and mental health outcomes of conflict-driven adult forced migrants. Conflict and Health, 4, 8-13. doi:10.1186/1752-1505-8-13  Sleijpen, M., Boeije, H. R., Kleber, R. J., & Mooren, T. (2016). Between power and powerlessness: a meta-ethnography of sources of resilience in young refugees. Ethnicity & Health, 21(2), 158–180. doi:10.1080/13557858.2015.1080484  Smith, J. A., Flowers, P., & Larkin, M. (2009). Interpretative Phenomenological Analysis: Theory, Method and Research, Los Angeles: Sage.  Stamm, B. H. (2010). The Concise ProQOL Manual, 2nd Ed. Pocatello, ID: ProQOL.org.  Tessitore, F., & Margherita, G. (2017). A review of asylum seekers and refugees in Italy: where is the psychological research in Italy?. Mediterranean Journal of Clinical Psychology, 5(2),1-33. doi:10.6092/2282- 1619/2017.5.1612  Wagnild, G. M., & Young, H. M. (1993). Development and psychometric evaluation of the resilience scale. Journal of Nursing Measurement, 1(2), 165-178  Walsh, F. (2016). Family resilience a development systems framework. European Journal of developmental psychology, 13 (3), 313-3224 dx.doi.org/10.1080/17405629.2016.1154035