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The Maastricht Centre for Human Rights of Maastricht University and the International Commission of Jurists are pleased to announce the adoption of the Maastricht Principles on Extra-Territorial Obligations (ETOs) of States in the area of Economic, Social and Cultural Rights. These international legal principles clarify the human rights obligations of States beyond their own borders. The Principles cover all economic, social and cultural rights, including among others the right to just and favourable conditions of work, social security, an adequate standard of living, food, housing, water, sanitation, health, education and participation in cultural life.
read more at http://www.maastrichtuniversity.nl/web/Institutes/MaastrichtCentreForHumanRights.htm
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Bertrand Badie on the Trump Moment, the Science of Suffering, and IR between Power and Weakness
Lire en français
IR retains a traditional focus on the game of power between states as its defining characteristic. But what, so asks Bertrand Badie, if this means that our discipline is based on a negation of our humanity? A giant in Francophone IR, Badie has labored to instead place human suffering at the center of analysis of the international, by letting loose sociological insights on a truly global empirical reality. In this Talk, Badie—amongst others—challenges the centrality of the idea of state power, which makes little sense in a world where most of the IR agenda is defined by issues emanating from state weakness; argues for the centrality of suffering to a more apt IR; and uses this to contextualize the Trump Moment.
Print version (pdf) of this Talk
What is (or should be), according to you, the biggest challenge / principal debate in current International Relations? What is your position or answer to this challenge / in this debate?
Unquestionably, it would be the matter of change. It is time to conceptualize, and further than that, to theorize the change that is happening in the field of International Relations (IR). Humans have always had the feeling that they are living in a period of upheaval, but contemporary IR is really characterized by several landmarks that illustrate the drastic extent of change. I see at least three of them.
The first one concerns the inclusive nature of the international system. For the first time in the history of mankind, the international system covers nearly the whole humanity, while the Westphalian system was an exclusively European dynamic in which the United States of America entered to turn it into a system, that I would call, Euro-North-American.
The second element, around which publications abound (see notably Mary Kaldor's work, Theory Talk #30), is the deep mutation of the nature of conflict. War used to be, in the Westphalian model, a matter of competition between powers. Today we have the feeling that weakness is replacing power, in that power cannot any longer function as central explanatory term of conflictual situations, which are rather manifestations of state weakness. Think of 'failing' or 'collapsing' states, which refers to the coming apart of nations that have been built badly as well as the deliquescence of social ties. This new form of conflictuality completely turns the international environment upside down and constitutes a second indicator of transformation.
The third aspect concerns mobility. Our international system used to be fully based on the idea of territory and boundaries, on the idea that fixity establishes the competences of States in a very precise way. In this perspective, the state refers to territory—as the definition given by Max Weber states very clearly—but today this territorial notion of politics is challenged by a full range of mobilities, composed of international flows that can be either material, informational, or human.
These are three indicators illustrating a deep transformation of the inner nature of IR that encourage me to speak about 'intersocial relations' rather than 'interstate relations'. The notion of interstate relations no longer captures the entirety of the global game. Our whole theory of IR was based on the Westphalian model as it came out of the peace of Westphalia, as it was confirmed by the accomplishment of the nation-state construction process and as it dominated the historical flow of international events until the fall of the Berlin wall.
Until the fall of the wall, all that was not related to Europe or to the United States of America, or more precisely North-America, was simply called 'periphery', which says enough. Today, by contrast, the periphery is central at least regarding conflictuality. We should therefore drop our Westphalian prism and build up new analytical tools for IR that would take these mutations as their point of departure. Doing away with our Westphalian approach to IR would mean questioning both our classical IR theories and questioning the practical models of action in international politics, which means the uses of diplomacy and warfare.
How did you arrive at where you currently are in your thinking about International Relations?
You know when we write, when we work, we are first of all influenced by our dissatisfaction. The classical Westphalian approach to IR, as I said earlier, did not satisfy me as I had the feeling that it was focusing on events that no longer had the importance that we kept giving them—for instance the arms race, great power politics, or the traditional diplomatic negotiations—while I was seeing, maybe this was the trigger, that the greatest part of suffering in the world was coming from places that IR theory was not really covering.
I have always told my students that IR is the science of human suffering. This suffering exists of course where we are—in Europe, in North America, they exist everywhere in the world—but the greatest part is outside of the Westphalian area, so the classical approach to IR gives a marginal and distorted image. Africa and the Middle East seen through the Westphalian prism are a dull image, strongly different from the extraordinary wealth, both for good and bad, that these areas of the world have. I've also always held that in a world where 6 to 9 million people starve to death each year, the main foci of traditional IR were derisory. Even terrorism, to which we collectively attribute so much importance, hardly comes near how important a challenge food security is.
My three latest books take a stand against traditional IR theories. In Diplomacy of Connivance (2012) I tried to show that the great power game is really a game way that is much more integrated than we usually say and that this game plays out in all multilateral fora. There is indeed a club, and that is precisely what I wanted to describe, a club of powers—one which results to the detriment of less powerful members in the international system.
In Le Temps des humiliés ('the era of the humiliated', 2014), I tried to crystallize what the classical theory could not express, which is domination seen through the lens of the dominated, humiliation as felt by the humiliated, violence as experienced by the desperate. For instance, even if we look at powers as accomplished as China today—sharing the first place with the USA in terms of GDP—we have to admit that their historical experience of humiliation constitutes a huge source of inspiration when it comes to the elaboration of its foreign policy.
And then, in my last book Nous ne sommes plus seuls au monde ('we are no longer alone in the world', 2016), this critique was even more explicit. We are writing an IR that encompasses only about one billion of human beings, while forgetting all the others. Today it is simply no longer true that these old powers are setting the international agenda. Global politics today is written by the little, the weak, the dominated; often with recourse to extreme forms of violence, but this needs to be analyzed and understood, which would mean to totally change the IR theory.
We should not forget that in large part, IR theory was a given as the USA triumphed in 1945. The well-known 'great power politics' that dominates traditional IR theory, inaugurated by Morgenthau and supported by so many others, described what was true at that time: the ability of American power to set us free from the Nazi monster. Today the challenge is strongly different, and it is by the way meaningful that two of the greatest American internationalist political scientists, Robert Keohane (TheoryTalk #9) and Ned Lebow (Theory Talk #53), have both written books that elude to the end of this global order (respectively After Hegemony and Goodbye Hegemony). Well what interests me is exactly to dig into what comes after hegemony.
What would a student need to become a specialist in International Relations or understand the world in a global way?
First of all, I would advise them to rename their science, as I said earlier, and to call it intersocial relations. The future of what we call IR comes down to the ability to understand the extremely rich, multiple and diversified interactions that are happening among and across the world's societies. It does not mean that we have to completely abandon the state-centric perspective, but rather dethrone states from the middle of this multiplicity of actors in order to realize how very often these states are powerless when faced with these different actors. That would be my first advice.
My second advice would be to look ahead and not back. Do not let yourself be dominated by the Westphalian model, and to try to build up what we need—since almost nothing has been done yet today to construct this post-Westphalian, meta-Westphalian model. Beyond power, there are things that we still misidentify or overlook while they are the driving forces of today's and tomorrow's IR. From this point of view, sociology could prove particularly useful. I consider, for instance, that Émile Durkheim is a very important inspiration to understand the world today. Here is an author to study and to apply to IR.
The third advice that I would give them would be to not forget that IR or intersocial relations are indeed the sciences of human suffering. We should be able to place suffering at the core of the thinking. We've lost far too much time staring at power, now it is time to move on to place human suffering at the center. Why? First of all because it is ethically better; maybe will we be able to learn from it? But also because in today's actual international politics suffering is more proactive than power, which is not necessarily optimistic but if recognized, would allow us a better questioning of new forms of conflictuality. Perhaps unfortunately, the international agenda is no longer fixed with canons, but with tears. Maybe this is the key point on which we should concentrate our reflection.
Your insistence on placing suffering at the center of IR scholarship seems to place you firmly alongside those who recognize "grievance" ratherthan "greed" as a central logic of international politics. What do you make of this parallel?
You are right: the idea of grievance, of recrimination, is a structuring logic of the international game today. We did not see it coming for two reasons. First of all because our traditional analysis of international politics presupposed a unity of time, as if the African time, the Chinese time, the Indian time and the European time where all identical. Yet this is completely wrong because we, in our European culture, have not understood that before Westphalia there were political models, political histories, that profoundly marked the people that would then shape contemporary politics. Remember that China is 4000 years of empire, remember that precolonial Africa was composed of kingdoms, empires, civilizations, philosophies, arts... Remember that India also is multi-millenary. The Westphalian time came to totally deny and crush this temporality, this historicity, almost in a negationist way, which means that, in the spirit of those who were defending the Westphalian model, only this model was associated to the Renaissance; and that the age of enlightenment and reason with a big R had a calling to reformat the world as if it were a hard drive. This was a senseless bet, a bet for which our European ancestors who led it had excuses because at that time we did not know all these histories, at that time we did not have all the knowledge we today have of the other and thus we simply resolved it, through the negation of alterity. Yet, IR ought on the contrary aspire to the accomplishment of alterity. Inevitably, all those who saw themselves denied their historicity, over several centuries and even several millenaries, accumulated a feeling of recrimination, of particularly deep grievances.
The second element is that all of this happened in a context of disequilibrium of power resources, linked to different factors that reflected indeed the fact that at a given moment of time western powers were both literally and figuratively better armed than other societies. Abovementioned negation of alterity was mapped onto, and amplified, by the forceful imposition of a multilateral system that turned into the worst situation, into a proclaimed hierarchy of cultures; as a result and there were, as Jules Ferry put it in the France of the 19th century, 'races'; as in, 'We have the obligation to educate inferior races'. It is not the beginning of history, but it is the beginning of a history of humiliation. And through subsequent waves of globalization, this humiliation has turned into a central nerve running through international life. A nerve that has been used by both the powerful, who made a tool out of humiliating the others to better dominate them (think here of the opium wars, colonization) and simultaneously a nerve that fed the reaction of mobilization in the extra-Westphalian world by those that had to stand up against those who were humiliating them. So you see how it truly lies at the basis of IR. In my mind, it became a forceful paradigm, it explains everything, even though others factors continue to weigh in on actual dynamics.
In order to appreciate all this, we need a sociological approach, which has for me two aspects. Both these aspects must be considered together for the approach to be well understood. The first one is a timeless aspect, which is to consider that everywhere and in all eras politics is a social product. Politics cannot be understood as somehow outside society. This I would say contradicts the majority of IR scholars, who believe excessively in the autonomy of politics and of the state—even if only for analytical purposes. The second element of this sociological approach is the historical or temporal component. That is what I was talking about earlier: with globalization the social fabric strongly progressed compared to the political fabric, and considering that intersocial relations grew, we need a sociological approach to understand them.
Do you think that the Trump period constitutes a fundamental break with the conduct of IR?
Trump himself maybe not, but what he represents certainly. If we look at the USA today we see, since the new millennium, three models succeeding each other. After 11-09 there was a time of neo-conservatism where globalization was considered by American leaders as a means or maybe a chance to universalize the American model, willingly or not. By force, as was the case in Iraq in 2003. This model failed.
This lead to a second model which I would describe as a liberal model, neo-liberal, incarnated by Obama who learnt from the lessons of the failure of neo-conservatism, and had the courage to question the hypothesis hitherto considered as indisputable of American leadership in the world, and who considered that the USA could win only through soft power or smart power or free-trade. That is the reason why Obama was just a little bit interventionist and was counting a lot on the TTIP and on all these transregional agreements.
With Trump we arrive at a third model, one that I would call neo-nationalist, that looks at globalization in a different way. In his perspective, globalization constitutes a chance to satisfy the national American interests. The idea of the national comes back after a long interlude of a globalizing vision. It does not mean that we are not interventionist anymore. What happened in Syria proves it. It means that we will intervene not according to the needs of globalization but rather to American interests. It is about sharing a strong and powerful image of the USA on the one hand and on the other serving the concrete interests of the American people and nation.
This neo-nationalist model is not defended only by Trump, that is the reason why I was saying that we should not consider Trump individually. We find it exactly the same way with Putin. We find it by many other world leaders, such as Erdogan or Duterte or Victor Orbán—really different figures—or Marshal Sissi in Egypt.
We find it as well in attitudes, for instance Brexit in Great Britain, in right-wing neo-populism in Europe: Ms. Le Pen, Mr. Wilders... or in a certain left-wing neo-populism as Mélenchon in France. It is in the air, seeming almost a passing fad. But it constitutes perhaps a double rupture within IR. First of all because since the emergence of globalization, let's say around the 70's, the national interest as a thought category was bit by bit replaced with approaches in terms of collective goods. Today by contrast we witness the abandonment of this image of collective goods for a return to the national interest. This is very clear in Trump's renouncing of the COP21 of Paris. At the same time, second, this constitutes some form of the rehabilitation of the idea of power, which again seeps into the language of IR.
You know the IR scholar is not a neutral person, we have to use our science towards positive action and for the definition of sound public policies. Going against the idea of collective goods, casting doubt on the ideas of human security, environmental security, food security, and sanitary security is extremely dangerous because the composition of national interests and egoism will never converge to a globally coherent policy. It is the weak that will suffer first.
And the same time that power is reinstated as a driving principle of IR praxis, the paradox is that great powers are becoming more and more powerless. If we look only since 1989, and ask, when did state power ever triumph in IR? Where did the strongest ever find a battleship enabling him to resolve a problem to his benefit and according to his goals? Never. Not in Somalia, not in Afghanistan, not in Iraq, not in Syria, not in Palestine. Nowhere. Not in Sahel, not in the Democratic Republic of the Congo. Nowhere. So I am a little worried, indeed, about this naive and old-fashioned rehabilitation of state power.
Can we say that globalization, or rather the ambition of integration at either the European or global scale, has failed? Can today be considered a good moment to bury of the idea of integration?
I do not like burials, it is not an expression that I would use, but your question is very pertinent. For around twenty years I have been saying and teaching that regional integration constituted an intermediary and realistic level of adaptation between the era of the nation state and that of globalization, which means that I believed for a long time that regional integration was the final step towards a global governance of the world.
I thought for a long time that what was not possible at the global scale, a global government, was possible at the regional level and this would already strongly simplify the world map and thus go in the way of this adhesion to the collective dimension required by globalization. Nevertheless, not only Europe suffers a setback, but all the regional constructions in the world are in a similar situation. Mr. Trump openly shoves the NAFTA agreement, MERCOSUR is down as every State that is composing it has recriminations against it, and we could extend the list… All the forms of integration that have been set by Chavez around his Bolivian ideal have ceased to exist; Africa progresses very slowly in terms of regional integration; the Arab Maghreb Union, which is an essential device, totally failed. Thus indeed the situation does not look good.
In the case of Europe there is a double phenomenon: on the one hand, there is this really grave failure due to the secession of Great Britain from Europe, and then there is a general malaise of the European model. Brexit is really rare, if you look at the contemporary history of IR it is simply unprecedented that a state shuts the door on a regional or global organization. As far as I remember, it only happened a few times before, with Indonesia in the UN in 1964, which lasted only 19 months. It happened with Morocco with the African Union and Morocco is currently reintegrating in it. This British situation came as a thunderbolt, worsened by the fact that paradoxically it is not so much because of regional integration that the British voted against the European Union. It was more from an anti-migration, xenophobic and nationalist (in reference to that nationalism trend that I was earlier talking about) perspective and what is dramatic is that we can clearly see that the nationalist sentiment is really attacking the inner principles of regional integration.
I was saying that in the European case there are internal problems which run even deeper than the British defection, and I will underline at least two of them. First of all there is a democratic deficit of Europe, meaning that Europe was not able to match electoral spaces with the ones where decisions get made; people still vote at the national level while the decisions are taken in Brussels. In consequence, democratic control over these decisions is extremely weak. How to resolve this equation? And here the breakdown is total since very few people are coming up with suggestions. The other factor of this crisis is, according to me, the fact that Europe has been built with success after World War II in a progressive way around association and indeed, Durkheim proved it, the integrative logic makes sense. Unity makes strength and it did make strength once in Europe to prevent war, a third World War, and secondly to encourage the reconstruction of European countries where economy was totally collapsed. This time is now over and it is the fault of Europe to not have known how to recontextualize itself, to react to the new contexts.
Paying one more time tribute to Durkheim who guessed it right, Durkheim said that there are two ways of constructing social ties: around association and around solidarity. I think that the time of association is now over, we should enter in the time of solidarity, which does not consist in saying 'We Germans are associated with Greece', but rather 'We Germans are joined together with Greece because we know that if Greece collapses, in a long term perspective, we will suffer the consequences'. Thus this idea of fundamental unity is an idea that has been a little bit overlooked, abandoned by the Europeans and now they find themselves in a complete paralysis.
Is the decolonization period still having an impact on contemporary IR?
Oh totally, totally. I would first say because it is a major event in the field of IR, which made the World switch from 51 sovereign States of the UN in 1945 to 193 today but above all, a very aggravating circumstance, is that this decolonization has been a complete failure and this failure weighs enormously on international politics.
It has been a failure because decolonization assumed the format of copying the western state model in countries that were accessing independence, while this model was not necessarily adapted, which provoked a proliferation of failed states, and these collapsed states had a terrible effect on IR.
Secondly because decolonization should have led to the enrichment and to the substantial modification of multilateralism, by creating new institutions able to take charge of new challenges resulting from decolonization. Yet, except the creation of UNCTAD in 1964 and of UNDP in 1965, there have been very little innovations in terms of global governance. Thus global governance remains dominated by what I earlier called 'the club', which means the great powers from the north, and this is very dysfunctional for the management of contemporary crises. Then also because the ancient colonial powers happen to find new forms of domination that did somehow complicate the international game. Thus in fact decolonization is a daily aspect of the crisis that the international system faces today.
In conclusion, which question should we have asked? In other terms, which question have we forgot?
I found your questions very pertinent as it allowed the discussion of themes that I consider essentials. Now, the big problem that makes me worry is the great gap between the analysts and the actors in IR. I am not saying that the analysts understood everything, far from it, but I think that IR theorists are very conscious of some of these transformations I have mentioned. If you look at some great authors such as James Rosenau, Ned Lebow or Robert Keohane, to name just a few—there are way more—they all contributed to the reconstruction of IR.
What truly strikes me is the autism of political actors, they think that they are still at the time of the Congress of Vienna and that is an extraordinary source of tension. Thus as long as this spirit of change does not reach political actors, maybe Barack Obama was the first one to enter this game and then the parenthesis was closed, as long as there will not be this move towards the discovery of a new world, maybe as well through the inclusion in our reflection about the international fabric such partners as China, it is not normal that this very powerful China does not have any choice but to share the paradigm and the model of action proper to occidental diplomacy, as long as we would not have done this precise effort, well, we will remain in the negation of the human, and that is the essential problem today, we are unable to understand that at the end there is just one unity, which is the human being.
I had the chance to visit 105 countries and everywhere I met the same men and the same women, with their pain, with their happiness, their hardship, their joy, their sorrow, their needs that were everywhere identical. As long as we will not understand that, well, we will be living in a world that is in total contradiction with what it is truly and essentially. We will live in a world of artifice and thus a world of violence.
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Read Badie's The Arab Spring: A starting point (SER Études 2011) here (pdf)
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Karen Litfin on Gaia Theory, Global Ecovillages, and Embedding IR in the Earth System
This is the third in a series of Talks dedicated to the technopolitics of International Relations, linked to the forthcoming double volume 'The Global Politics of Science and Technology' edited by Maximilian Mayer, Mariana Carpes, and Ruth Knoblich
Many debates in International Relations concern struggles regarding what should be the autonomous limits and focus of the discipline itself. However, increasing environmental and climate concerns challenge the self-contained nature of IR on discrete political phenomena, because what IR considers it's exogenous context is threatening to destabilize the premises of the content of international political practice itself. While such concerns often lead to a securitization and politicization of the environment and climate in IR, some scholars argue we should work towards the exact opposite. In this Talk, Karen Litfin—among others—elaborates on the kind of theory in which IR is embedded in, rather than applied to, natural systems; discusses examples of social arrangements that try to translate that theoretical insight into practice; and engages with questions of secularism and mysticism that irrevocably accompany those efforts.
Print version of this Talk (pdf)
What is, according to you, the biggest challenge / principal debate in current IR? What is your position or answer to this challenge / in this debate?
The fact that we can today truly speak of something of a global economy, the central problem now is to formulate the political institutions that are commensurate to these globalized economic institutions. We have far to go on that project. It also means doing so within the carrying capacity of the earth—that is, politically configuring that global economy in such a way that it doesn't exhaust ecological resources. So I would say that the challenge, in terms of actual politics, is to find those institutions.
The challenge for the discipline of International Relations is to do the necessary thinking to facilitate that institutional transition, but few IR scholars even acknowledge that political institutions must attend to the carrying capacity of the earth. In general, the discipline of International Relations, Political Science and even most of social sciences more generally behave as if there are no natural constraints to our behavior. Yet our freedom to even be able to theorize about the international system is completely dependent upon a vast web of life, other people growing our food, and a whole technological infrastructure that we had nothing to do with creating. International Relations talks a lot about interdependence, but do we really take it seriously?
How did you arrive at where you currently are in IR?
I've always been interested in science and technology. As an undergraduate, I studied physics and astronomy, but I didn't finish those majors because I realized, that if I graduated with those degrees I would most likely be working indirectly or directly for the military. I got politicized and I began to see that the political agenda drives the scientific agenda. This was in the 1970s and it was possible at that time that we were going to have an all-out nuclear war. I did not want to be a part of that.
I began to see that there is a dialectical relationship between science and politics. Because science facilitates the technological changes, which make the basic backdrop for politics, it's very important. For instance, the defense department was funding DARPA, which led—without them fathoming that at the time—to the development of the Internet—now a key site where global politics plays out.
Science also provides metaphors through which we understand politics. I did my Masters thesis on the mechanistic worldview and the devitalization of nature in the 17th century—that is, taking living nature out of our systematic theorizing. While others had written on this, I traced it back to the ancient Greek philosophy. A reductionist and mechanistic worldview underpins a lot of IR theory, as well most of our political institutions. We need to really start questioning that. Another way this plays out is that the notion of the global really had a huge jump when we got the image of Earth fromspace. The idea of Earth Day was really closely aligned to the fact that the image of the earth from space just had come out. Gaia Theory came about because James Lovelock was looking for signs of life on Mars. We were interested in extra-planetary life, but weren't looking at our own system or planet. So basically it turned all that science back on the Earth and said 'Oh my Gosh, we do have this kind of atmosphere that has the telltale science of life in it', which tells us that life is hoping to create the atmosphere. Then to have the human mind to conceptualize that is really huge. The idea that we are the Earth becoming conscious of itself is basically what science is telling us. These monitoring systems are one means by which we have the possibility of becoming conscious of that fact.
In terms of personal trajectory, when I started teaching International Relations back in the early 1990s, I started realizing that petroleum holds the whole thing together, the whole global system was held together by petroleum. (You could also say fossil fuels, but coal and natural gas don't power that much transnationally; it's really the petroleum.) Yet hardly anybody in IR talks seriously about petroleum—or energy or biodiversity or soil or the atmosphere. That's what I mean about getting to the material basis. But having said that, I think how we interact with the material basis is a reflection of our consciousness. So I'm not a material reductionist. Rather, I'm looking for a wholeness that understands our approach to material reality as being a reflection of our consciousness.
So this was why I have become interested in biological metaphors. I still think the leaning edge of human thought is understanding human systems as living systems. From this vantage point, we can begin to reshape our institutions in ways that mimic, sustain, and regenerate living systems. There's a long history of natural law and I don't exactly put myself in that camp, but I think there are ways that we need to understand ourselves as thoroughly embedded in natural systems and then move consciously from that place.
What would a student need to become a specialist in IR or understand the world in a global way?
To my mind, these are very different questions because, at least at many universities, becoming an IR specialist often entails ignoring some fundamental global realities. For one, even though most of humanity lives in so-called developing countries, most IR theory pays attention only to the Global North. Likewise, IR is fairly blind to the fact that the lifestyles of the Global North, if globalized, would require between three and six Earths, depending upon whether you are looking at Europeans or North Americans. Again, there is only one Earth! Fortunately, an important subfield has emerged with IR—global environmental politics—that is helping to rectify the situation.
The question I would prefer to answer is: what would a student need to know in order to understand the most pressing challenges facing the world system? To this, I would advise three things. The first would be to dive deeply into a broad and critical reading of the history of modernity, including the interpenetrating scientific, political, commercial, theological and industrial revolutions that characterize the modern era. The second would be to learn about the primary international institutions (the WTO, World Bank, IMF, EU, UN Security Council, etc.), and ask what is working, what isn't, and why? The third would be to do all of this learning while simultaneously learning to think systemically. Take at least one good course on systems theory; one that specifically offers a strong grounding in living systems, and start making connections. Why, for instance, do 'ecology' and 'economics' share the same root (oikos, Greek for household)? What would it mean to consider the international system as a living system and a subset of the Earth system? If we think this world system that we've created of a globalized economy and rudimentary international law is not a part of a living system, we are living in a big delusion. So to actually understand how living systems function, we need the literature on system theory that of course has been used in biology and ecology, but has also been applied a lot in the business world and organizational development. I think it's making its way into IR.
The world is full of technologies and technological systems (and getting more so each day). Could you elaborate on how this is relevant for IR?
I think that's a huge gap: IR doesn't pay nearly enough attention to technological systems—and when they do, it's generally from an uncritical and mechanical perspective. Even though much of the constructivist critique of liberal institutionalism is that the latter is overly materialistic, it actually isn't as if institutionalists talk about economics as if that were a material reality. Economics is a secondary human system overlaid on, but abstracted from, material systems. I think that IR needs to get really serious about understanding the actual material basis for politics. Climate change will probably be the issue that drives that.
So what kinds of technologies and institutions are we going to have to facilitate a global civilization? Now that's a worthwhile question! As I indicated, we now have a more or less globalized economy, but we don't have a global polis; we don't have the institutions that are commensurate to the economy that we have got. So the question is: can we sustain current civilization on the energy budget that is available to us and not wreck the climate?
Technological systems are driven by energy; energy is the master resource. Some energy analysts say that in order to have a global civilization, we need to have an energy return on energy investments of something like 5 to 1—meaning, for instance, that for each barrel of oil we put into getting more oil, we need to get five back. Right now petroleum is getting—depending on where you find it and how it's getting to you—somewhere between 15 and 25 to 1. That's the Middle East. It used to be 100 to 1 at the beginning of the 19th century. And now we are getting, say, 20:1. I've seen analyses of tar sands that put that energy source at somewhere between 3 and 5 to 1. Solar panels, if they work well, they are maybe getting 5:1. So the trend is worsening and we are starting to push that envelope of 5:1 energy return on investment. And if we exploit some of the new unconventional hydrocarbons—like fracking and, worse, methane hydrates—to their maximum potential, we'll fry the planet.
My question is how we can leverage existing technological, economic, financial and political resources to sustain a global civilization. I dearly wish more people were putting their attention on that question. The underlying assumption for most people is that business as usual can continue. Maybe, but not for long.
I'd like to throw in one little term coined by Stephen Quilley, an environmental sociologist: 'low energy cosmopolitanism' (read the paper here). I think this is a huge challenge for us. If it's possible to have a global civilization on the energy budget that we have available, it's going to be some form of a low energy cosmopolitanism, where we make some very conscious choices about what we are going to globalize. For instance, Germany probably wouldn't be importing grapes from Africa and none of us would be going on luxury vacations. We would be making a lot of conscious choices, but if we want to have a global civilization we have to be globalizing something, so what is it that we are globalizing?
How do you see the question of technological determinism when studying technologies?
This is really important to note, because if you just look at human systems as living systems there can be a kind of materialistic reductionism there. People who think like William Connolly, the new materialism understands that we should not be materialistic reductionists and that there is this wildcard of human consciousness. The fact of the matter is, we can assemble all the data we want but we don't know where we are going. But what we do know is that we've created a tremendously complex and complicated world that nobody can actually understand!
I think we need to address that question in a very specific way with respect of specific technologies, but if we stick to one example—satellites—I think the technologies do have certain properties embedded in them. I have written a feminist theoretical critique of earth observing satellites, where I argued that this kind of gaze from space actually does downplay or preclude certain perspectives. But as I thought about it more deeply, I saw very concretely that a lot of people are using those technologies to do what they want—not what the centralized political and scientific institutions that gave rise to the satellites wanted. So I would say the wildcard here is consciousness and human inventiveness, because that's what will shape how people deploy the technologies once there are on the ground.
For example, satellites were devised for spying and are certainly still being used for spying, but they are being used for so much else, such as Google Maps. I think some people might have been able to foresee that kind of development, but most of us didn't have a clue that this sort of thing could come about. Or that you could have indigenous people mapping their traditional lands in order to make land rights claims. So the wildcard really is human consciousness and that's why nothing really is deterministic. The greater the complexity in a living system, the more surprising its emergent properties. Seven billion human brains linked together in global technological and ecological systems are bound to yield surprises!
You indicated that you use biology and living systems as a reservoir for metaphors. Could you elaborate on that?
If I speak about living systems I usually do so through work called Gaia Theory. Looking through the lens of Gaia Theory, we would first understand that we exist within certain spheres such as biosphere, atmosphere and hydrosphere. We have taken geological time and inserted it into human time by digging up fossil fuels. As a consequence, we have kind of checkmated ourselves and are now forced into having to think in geological terms. We have to start thinking in geological time scales, which was never the case before. If we are going to find a way of inhabiting this planet sustainably, particularly if we are going to have anything approaching a global civilization, we have to understand that we live within a living system and then go about the rather daunting but exciting project of developing international law and institutions that reflect that reality.
There is a whole subfield of earth system governance in which Earth system scientists, IR theorists and international legal experts are coming together to think through these questions. The literature on earth system governance starts from the premise that the Earth is a living system and draws heavily on earth system science, which draws heavily from Gaia theory. You cannot separate atmosphere, oceans, lithosphere, and biosphere: they are all intertwined as one big living system—and now humanity is functioning as a geophysical force on a planetary scale. That's the meaning of the Anthropocene, and it will require an entirely new way of going about politics and economics.
So how can we bring the concept of Gaia Theory into practical reality? Besides the emerging field of Earth system governance, we can also do this in a very personal way by beginning to really internalize what it means being a human being at this time. A few years back, I came to the point where I decided that I did not want to theorize about anything I could not live. That turned out to be a huge challenge. After I wrote the 'integral politics' piece (see links below)—and I really do love that piece!—I saw that I couldn't fully live it. It was so big. For me, one of the most important implications of Gaia Theory is that we are the Earth becoming aware of itself. That's a huge implication. If you merely think of it conceptually, it is wonderful mind candy; but if you actually take it to the heart and try to live it, it changes your life. I challenged myself to do this and, at some point, it occurred to me that there must be other people who have traveled farther down that road than I had—in other words, people who had radically changed their lives to reflect their growing awareness that human beings are the Earth becoming conscious of itself. So I found myself traveling around the world to ecovillages which, for me, helped to tie it all together. Why is somebody who's teaching international environmental law and politics wandering around the world visiting these little tiny micro-communities? Because these people are taking the radical implications of Gaia Theory to heart (even if they've never read about it) and collectively changing their material, economic and social lives. That's why I spent a year on the road living in ecovillages. It's a strange thing to be an IR theorist who doesn't want to theorize about anything that she can't live!
Bringing up the issue of how to live your research, could you elaborate on what kind of outlook is necessary to live in accordance to Gaia Theory?
So this leads to the importance of humility for me. The value of humility is that it comes naturally as a consequence of understanding. You do not have to value it in advance; it comes automatically from understanding ourselves as part of this larger living system. In my experience at least, as soon as you grasp that, you automatically have an enormous sense of humility and gratitude. Those two qualities just spontaneously arise from truly grasping that reality. Going back to ecovillages, I asked myself who is living in ways that can actually work for the long run. The result became the eponymous book. I wanted to see collective efforts and particularly larger communities that were generally at least a hundred people, because you can do a lot more collectively, than you can on your own. Some of these communities are reducing their ecological footprint radically. In some cases, we are talking about per capita reductions in material consumption and waste production of 80-90% as compared to their home country averages.
This is very big news—especially given that these communities are still tied to the larger system. They are not tiny isolated enclaves. For instance, they're still using the mass transit of the larger society; most of them have Wi-Fi and high-speed Internet. They're not living in caves and many of them are very much globally engaged. On a material level, they're much closer to living within the Earth's carrying capacity. So in that way, I was very interested in just seeing what are their physical systems. But I began to see that their physical systems were only made possible because of the degree of trust and reciprocity that they have created.
That entails doing a lot of personal work. Diana Leafe-Christian, who has written a number of books on communities, says that 'community life is the longest and most expensive personal growth workshop you'll ever take'. It's true! If you're willing to do the personal work and hang in there through the difficult times and conflicts, you can develop the kind of self that's willing to do some very deep sharing. I would add, though, that this level of sharing is done best when it is respectful of the individualism that we have developed. I don't think that communities should be running roughshod over individualism. There needs to be some balance of privacy and communal life. The communities that work well have figured out a way to do this. To my mind, the communities that work really well are the ones who are working on developing collective forms of consciousness. Which means actually I think going beyond the separative rational mind: it doesn't mean demeaning those qualities, it means using them, but using them in the service of something larger. As I said earlier, progressive change entails transcending and including. Individualism, for all its negative consequences, is a genuine historical achievement.
And I would say on a very practical level, one of the ways that they reduce their footprint is by withdrawing to some extent from the global economy. Having very low consumption and being fairly energy efficient and self-reliant, reliance on food self-sufficiency, but withdrawing from global society. To me, they are answering the question I raised earlier: What would a low-energy cosmopolitanism look like? And they are doing this not just because they consume less and live more simply but because by and large ecovillagers actually have a cosmopolitan identity. They might be growing their own food and composting their shit, but they're also tied into the global system. They're actively engaged in the Internet, sometimes attending global conferences and many of them are politically active on issues such as genetically modified organisms and nuclear waste disposal and human rights.
They are little nodes of positive examples, but they're very small. In fact, hardly anybody lives in an ecovillage, which is why the last chapter of my book is called 'Scaling it up'. I basically look at the underlying principles of ecovillages and talk about how these principles could be scaled up to the level of cities, regions, national government and international norms. I realize this is a big stretch, but I felt that as an International Relations scholar, I at least need to try it. The important misconception you run into that moment is the idea that sustainability needs to be expensive—the idea that somehow we can consume our way into sustainability. Actually, the most sustainable form of consumption is no consumption! Yet this is not what all ecovillages do. There is one community that I visited in up-state New York, in Ithaca, this is the same city that Cornell University is in, where two thirds of the residents have masters degrees or PhDs and their homes are worth more than the average in the area. They have a pretty middle class lifestyle, yet their average ecological footprint is about half the American norm. So they're not sustainable, but they are definitely moving in the right direction. They hired architects and have nice homes, which is a very different approach than that of most rural ecovillages.
In the Global North, the smallest footprints that I saw tended to be in the rural off-grid ecovillages that were more or less self-sufficient in food, energy, and water. In some of these communities, residents were living on as little as 25% of their average national incomes. This is impressive because it tells us that people in affluent countries can live well on far less money and with far less environmental damage than is considered normal in those countries.
Yet the fact of the matter is that most people today live in cities, so it was important for me to also look at urban ecovillages. Los Angeles Ecovillage, for instance, has a very small footprint because it is high-density and automobile use is discouraged. If you lower your transportation footprint by not driving or sharing vehicles, and if you grow your own food or rely upon locally produced food and have and passive solar construction and renewable energy for your buildings, you can dramatically reduce your energy consumption. You can have a much smaller footprint and still have a very comfortable life. People think that you need money in order to live. It seems that we need money in order to live, but actually what we need is food and shelter and transportation and relationships. So if you figure out ways of getting those things without money, you've made a huge step to getting out of the global economy. In a nutshell, that's what ecovillages are doing.
So are ecovillages all the same across the globe? Is it a new 'social form' emerging?
It is different in the developing countries and in the affluent countries, and I think it's important to clarify that at the outset. I visited a number of ecovillages and ecovillage networks in both developing countries and affluent countries. In the latter, there is a greater possibility for what I consider 'post-individualist' that both transcends and includes individualism. A very simple 'post-individualistic' approach to property rights, for instance, would be co-housing, where the land is owned in common and people own their own homes. But their private homes would be a lot smaller because so many amenities are shared. The common house would have a community kitchen, so that, depending upon how much people are willing to share, private kitchens can be very small. If there's a collectively owned guest space, then you don't need a guest room in your house. And if you do a lot of your socializing together, then you can do that in the common house. So your own house could be quite small but you would still have access to all the comforts of a private existence and more. The more people are willing to share, the more will be collectively owned. And that really does require trust, because it's a big problem if the relationships blow up and you have your finances entangled with those people! This is just one example of how property rights can coexist with the softening of boundaries between individuals.
The flipside of this is occurring in developing countries, where the post-individualistic arrangement that I've been making doesn't really apply. And this is important because that's where most people in the world live. There you have cultures where people already have much more of a collective orientation. So we really need to pay attention to what's happening there. Actually, in many cases, their developmental task is to become more individuals. And the question is: how do they become more highly-individualized rather than being subsumed by traditional moral codes—how do they that without over-consuming. In the west, we had a fossil fuel subsidy that enabled us to become highly individualized, as I said before, the only reason we can be having this interview is because somebody else is growing our food.
In developing countries, the real task is to find a way for people to become more individualistic without over consuming. And so this is why I was impressed by the model I saw in Sarvodaya, a Sri Lankan participatory development network that belongs to the Global Ecovillage Network. There, fifteen thousand villages are trying to apply ecovillage principles to create what they call a "no-poverty/no-affluence society." Their programs in micro-finance and women's literacy, for instance, give villagers—especially women—an incentive to stay in the village because they have a livelihood. And when people stay in their villages, they tend to live a lot more sustainably. As the women becoming literate, they begin making choices for themselves and therefore becoming more individualized. So it's a way of hopefully leap-frogging urbanization in order to sustain rural village life.
I should say that you can apply these principles anywhere you live, in cities as well as rural areas. I visited quite a few ecovillages in cities. One of the most important things that the Global Ecovillage Network is doing is training people, wherever they live, to apply ecovillage principles in their urban neighborhoods or wherever they find themselves. There have been some amazing projects coming up in the Brazilian favelas and in China. GEN has developed a course called 'Gaia Education' that's being offered all over the world and especially in developing countries. There's now a Global Ecovillage Network for Africa. There are basic principles of sustainability that, if you live in an ecovillage, you can apply more intentionally, but they are applicable everywhere.
In a way, 'Gaia theory' sounds very spiritual—and for that reason the Gaia concept was initially very much opposed by many physicists and climate scientists. In a way, Gaia theory entails a critique of modernist secularism and faith in technology; how do you see that in your work?
I have mentioned the critique of mechanization in the early modern era, but in fact the early modern scientists, such as Newton, were all looking for God. Now many of the hard sciences are moving in the direction of mysticism—I would speak of mysticism rather than spirituality—but it's not a mysticism that is simply a projection of the human psyche onto the cosmos; rather, it is empirically derived. I think that's a kind of postmodern development that would have been impossible in the pre-modern era. That's what I was saying about transcending and including, that the ideas that we have of who we are in the cosmos are so different as a consequence of modern science. We can transcend those ideas but also include them. From the Big Bang and the evolution of species, we came out of all of that! And implicit within this fact, if you take it deeper, is that there is a secret oneness to it all. I think that the lessons we have to learn politically and economically now are about interdependence. But if you take interdependence to its depths, it too implies a secret oneness. Most importantly for the current evolutionary crisis: that oneness is embedded in our consciousness and we can access that. That is the reason why I don't want to theorize about anything that I can't live; I'm working at that level as well.
It's interesting, because that also has implications for my teaching. I teach in a fairly direct way when I have living bodies and inquiring minds right in front of me and can engage them at a personal level. I give them my big picture view of politics as a subset of living systems and also being a kind of living system. I get them to inhabit that in themselves through doing contemplative and reflective exercises in the classroom. For instance, I'm teaching a class called political ecology of the world food system and we talked about the globalization of different food commodities and where chocolate comes from for instance, where it originally came from, who processes it, how much do the farmers get from all of that. I brought in raw cacao nibs, which most of the students had never tasted before. We talked about where these came from and how expensive they were even though cacao is not processed, because raw cacao is a something of a delicacy. Then I gave them this very highly processed chocolate without sugar and with alternative sweeteners in it. I invited them to really be present to tasting each of these things as I talked about them and I left some significant gaps of silence, they could actually be present to experience of themselves inhabiting the living system and now being the beneficiary of a world food system. How did we come to have cacao from West Africa and stevia from Paraguay in our mouths? What are sociopolitical and biotic networks that have made this possible? And can we allow ourselves to truly experience what it means to be the beneficiary of these living systems? And what of our own as living system? When I am in the classroom it is actually quite easy to teach what I call person/planet politics. I never teach anything as if it is just 'out there'. Whenever I teach anything, I want the students to inhabit it in their bodies, in their experience. And I try to do that as best as I can by living what I teach as best I can.
It is a little embarrassing, but I don't know how all of this applies to IR; I am just trying to do it as best I can in my own life, as it is presented to me. And I write about it and I publish things—I have a piece coming out on localism that basically makes the case for what I call organic globalism, which is a globalization that is premised upon the earth as a living system and international institutions being designed very consciously on that basis. I don't quite know what it looks like but I have a sense of its rightness. To be honest with you, I am better with that in the classroom that I am at the level of large-scale institutions. Because I am beginning to inhabit this in my own being and I can communicate it to students. Maybe the next challenge is to be able to communicate it at a larger level.
So isn't there a tension between living sustainably and participating in a globalized world that is hard-wired in terms of technology?
Consciousness does not at all preclude technology. For example, I think us having this dialogue is on some level contributing to a certain kind of consciousness and it's completely facilitated by technology. Without Skype we wouldn't be having this conversation. What's helpful to me, about what I call E2C2 (ecology, economics, community and consciousness) is that these are four lenses through which to view any phenomenon—and that includes technology. For instance, we can view our Skype conversation through the lens of ecology in terms of the amount of energy that's used. Economically, we might consider what is being produced and what its value is. It's probably a pretty good economic deal since you and I are virtually paying nothing for it! So economically it's a good deal. In terms of the communitarian lens, we are developing a dialogue that will hopefully be in a relational field with many other people, perhaps thereby also contributing to a certain growth of consciousness.
E2C2 offers four lenses through which we can look at technology; they are not mutually exclusive. For me, the question is: to what extent are our technologies beneficial in terms of each of the lenses. Denis Hayes, the guy who started Earth Day, said the basic principle of sustainability is that you leave your molecules at home and export your photons. This brings us back to the concept of low energy cosmopolitanism. It's a huge question: what are we going to globalize? If we are going to have a global civilization we need to have global communication. The Internet is a tremendous achievement in that regard, and could to function as a kind of global brain, though its roots are in its military applications and today it is primarily dominated by commerce. (And I understand that pornography is a big part of it as well.) Despite its limitations, the Internet provides an infrastructure that could enable us to be in communication globally, which is very important if you want to develop a global consciousness and a global civilization. But we need to understand that our technologies must operate within the limits of the Earth system. In other words, technologies—like all human systems—are also living systems.
Last question. So how can we relate this back to IR?
I think one of the ways this is happening is that some pockets of IR are actually returning to foundational concepts. For instance, Alexander Wendt (Theory Talk #3) has started this Journal International Theory. People are seriously looking at the bigger and deeper questions, so uniting more with political theorists for instance. This idea that we are coming up against real limits is a very frightening idea from the perspective of a certain idea of freedom rooted in liberal politics. We really need to rethink the meaning of freedom in an era of limits. My own feeling is that human beings are kind of hard-wired towards unlimitedness—but the world is now pressing us to interrogate this impulse. We don't do well with limits. But the fact of the matter is, we are not evolutionarily adapted to abundance, we don't even know what to do with abundance. We are squandering resources in the most absurd ways. So we really need to rethink what freedom is in a world of limits.
It's not all together a bad thing that we are facing these limits. Those of us who have at least the privilege of being well fed and reasonably comfortable, can actually turn our attention to this question of consciousness. Because this question of 'what is freedom' is a problem of human consciousness. Rather than turning our desire towards mastery—I think as human beings we have an innate desire towards mastery – rather than turning that desire onto the external world, we've pretty well mastered it; except turns out that we live in it so it's coming back to bite us and we are facing huge climate change most likely. When we shift the focus of this desire for mastery to our own psyches, then lots of things open up. And I don't think only people who live in industrialized countries need to do this or are doing this. One of the things I saw in my ecovillage book is that people living in developing countries are also quite aware of it and are doing it at the places they live as well. There is a global awakening, at least in small pockets, to the fact that we live within a limited Earth system and a serious inquiry into what it means to be a human being at this juncture between modernity and the Anthropocene.
Karen Litfin (Ph.D., University of California, Los Angeles, 1992) is an associate professor in the Department of Political Science at the University of Washington. She specializes in global environmental politics, with core interests in green theory, the science/policy interface, and what she calls "person/planet politics." Her first book, Ozone Discourses: Science and Politics in International Environmental Cooperation (Columbia University Press, 1994), looks at the discursive framing of science in the ozone treaties. Her second book, The Greening of Sovereignty in World Politics (MIT Press, 1998), explores how state sovereignty is being reconfigured as a consequence of global environmental politics. Some of the topics of her recently publications include: the politics of earth remote sensing; the political implications of Gaia Theory; the relationship between scientific and political authority in the climate change negotiations; the politics of sacrifice in an ecologically full world; and holistic thinking in the global ecovillage movement.
Related links
Faculty profile at the University of Washington Read Litfin's Thinking like a planet: Gaian politics and the transformation of the world food system (2011 book chapter) here (pdf) Read Litfin's Towards an Integral Perspective on World Politics: Secularism, Sovereignty and the Challenge of Global Ecoloy (Millennium, 2003) here (pdf) Read Litfin's The Status of the Statistical State: Satellites and the Diffusion of Epistemic Sovereignty (Global Society, 1999) here (pdf) Read Litfin's The Gendered Eye in the Sky: Feminist Perspectives on Earth Observation Satellites (Frontiers 1997) here (pdf)
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Navigating challenging and complex civic spaces is nothing new for local organizations working to advance the rights and inclusion of LGBTI communities. Join NDI Senior Program Officer for Citizen Participation for a conversation with three partners from across the globe working to sustain their advocacy for equality and inclusion, while tackling some of the unprecedented challenges posed by the COVID-19 pandemic. Find us on: SoundCloud | Apple Podcasts | Spotify | RSS | Google Play Whitney Pfeifer: Navigating challenging and complex civic spaces is nothing new for local organizations working to advance the rights and inclusion of lesbian, gay, bisexual, transgender, and intersex communities. Regardless of the levels of tolerance and legal protection in a country, these groups know how to quickly adapt and utilize innovative approaches to maintaining their work and advocating for change. Although the COVID-19 pandemic has forced organizations to cancel Pride events, training, and in-person advocacy efforts, LGBTI organizations have been quick to respond and adjust, playing an integral role in meeting the basic needs of LGBTI individuals while utilizing online creativity to stay connected and sustain LGBTI community building. Today, we are joined by three partners from across the globe, each working to sustain their advocacy for equality and inclusion, while tackling some of the unprecedented challenges posed by the pandemic. We'll be speaking to each of these local partners to discover how they have successfully built digital communities that achieved real-life results. Welcome to DemWorks. In Panama, Fundación Iguales is working to shift social attitudes towards greater respect and acceptance of LGBTI communities. Part of this process includes collecting stories of how LGBTI communities are being impacted by COVID-19 and its response, demonstrating that as humans, we are all impacted by the pandemic, regardless of how we identify. We spoke with Ivan to learn more. Ivan, thank you for joining us. Ivan: Thank you. WP: Could you tell us a little bit more about the LGBTI community in Panama and the types of challenges LGBTI individuals face in building and maintaining a community? I: We are a country between Costa Rica, who just last month legalized civil marriage for same sex couples, and Colombia, a country with equal marriage since April 2016. We're a part of that less of the 30% of Latin Americans who live in a territory where marriage equality is prohibited. Moreover, are known for public policies that takes into consideration LGBTI persons. The challenges, there are many. As a gay person, for example, I'm not protected by any non-discrimination law, or the gender identity of the trans community is not part of what is respected by the government. There is unfortunately still a lot of stigma and discrimination for being queer. We're a small country where there's a strong control from conservatives and religious groups, but what are the good news, I guess? The civil society is finally organized, and organizations like Fundación Iguales are doing a marvelous work promoting the respect of our human rights, creating community, helping the LGBTIQ community to be more visible, and therefore more respected by the general public. We start a legal process to have marriage equality in Panama since 2016. We are very optimistic we will conquer in the courts and in the public opinion, by strategic innovative and emphatic messages of equality. WP: You alluded briefly to how Fundación is contributing to building and strengthening the community in Panama. Could you discuss the facts a little bit more about how Fundación is contributing to and strengthening during these uncertain times? I: First of all, with positive messages and with a clear presence in national conversations about the measures during the pandemic, highlighting the reality of LGBTI persons. We have had a very tough situation with restriction based on sex to restrain mobility of people here in Panama, and that had impacted dramatically the trans community and the nonbinary community of Panama, in some cases affecting their access to food and medicines. Yes, to be able to even go to the supermarket and buy bread and milk. We decided to join forces with other organizations, specifically with an organization called Hombres Trans Panamá. It's an organization conformed by trans men to create a solidarity network. The network was created for two main activities. The first one, it is to assist directly trans and non binary people who register for humanitarian assistance. We already covered 120 people who were in need of food and medicines. The second part of that program is an online survey to register discrimination cases for the trans community during the quarantine time. We have already had the report of 26 cases, mostly of trans person who were restricted to enter supermarkets to buy food because their gender identity or expression did not match what the police "expect" from them that day. That report was sent to the government, to regional organizations that monitor human rights, and we hope that impact possibly their lives. For other programs that Fundación Iguales is promoting during this times of pandemic, one that is very important is a series of podcasts called Panademia LGBTIQ+, a program of Fundación Iguales with [foreign language 00:06:20], which is an independent group of journalists to highlight stories of LGBTI persons during these times, telling their stories, especially the trans community. WP: That sounds like a lot of excellent work and strengthening the collaboration between groups has been really effective, I think, in this COVID pandemic situation. I: Indeed. WP: You alluded briefly to these podcasts. Are there other forms of technology that Fundación is using to continue the work that you're doing? I: Yes, and that's very interesting because we have to reinvent our work, basically. Just before COVID, we finished a super nice, unprecedented program going through the different provinces of Panama that we call the human rights tour, with the idea to be more democratic on the contents of human rights, specifically talking about Inter-American Court of Human Rights decision on equal marriage and gender identity, the Advisory Opinion 24. It was such a success and we planned to right away continue around the whole country. With this situation we have, being confined at home with mobility restrictions, we have to change all that, but we were lucky to have a strong presence in social media with a robust content that we were able to share and build from it. Also, our capacity of doing initiatives jointly with other NGOs like I mentioned before and you highlight, were also key to show the work that we were doing on respecting human rights. That coordination and collaborations, like the podcast example, the solidarity network, the level of infographic videos and social media interactions of Fundación Iguales are very solid. Since we dedicate an important part of our work to be present in national and international platforms for political participation, that allowed us to be more visible and not to be forget during these complicated times, WP: It sounds that you've been able to pivot pretty smoothly and quickly, despite I'm sure what have appeared to be challenges that we're all facing during the pandemic. Would you be willing to talk about kind of the role and benefits of partnering with international organizations such as NDI in your work? I: When I started Fundación Iguales, I was very privileged to know that working with international organizations like NDI was essential. I lived almost eight years in Washington, D.C., And before that I studied in New York City, and I worked for almost eight years in multilateral organizations. That experience gave me a different look to understand how, and how specifically a country like Panama, a country with so many challenges, with the lack of the government support and local support, I would say, organizations and enterprises and so on ... so for me, it was very important to know that a key part of my work was to knock some doors abroad because it's essential to boost the work that we do here. Definitely, without the help, assistance, donations and more important, the moral support of embassies and organizations like NDI, our work would have been way more difficult than what actually is. WP: As NDI, we like to partner and collaborate with our partners and recognize you as the experts and provide the technical assistance and guidance as needed. So it's good to hear that this has been beneficial for Fundación. My last question is about what's next for Fundación? I: We're very focused that we want a social change for our country in a social change for good. We want a Panama where all persons will be respected and where they can all be happy. We want Panama to join the club of countries where same sex couples can have the support and protection of the government, and more importantly, where society in general welcomes their families. We're trans persons can fully live and decide about their dreams and lives. And we're going to conquer that by strategic campaigns, with messages, with empathy. WP: Thank you, Ivan, for taking the time to speak with us. We look forward to seeing what Fundación is able to do in creating a safer and more equal space for LGBTI communities in Panama. I: Thank you, it's been a pleasure. WP: For more than 35 years, NDI has been honored to work with thousands of courageous and committed democratic activists around the world to help countries develop the institution's practices and skills necessary for democracy's success. For more information, please visit our website at www.ndi.org. You've heard about how an organization is engaging with communities and collecting stories to plan for future advocacy efforts from Fundación Iguales. But what happens when you are in the middle of a project, when things get disrupted? LGBTI communities in Romania successfully organized to prevent an amendment to the constitution that would ban same sex marriage that was put to a referendum in 2018. In the aftermath of these efforts, there was a need to establish priorities moving forward and create space for dialogue within the community about the next steps for the overall movement. Mosaic organized different segments of the LGBTI community, including transgender communities, LGBTI, Roma, women, and older people to build consensus around an advocacy agenda moving forward. In the midst of these community outreach efforts, COVID-19 happened. Vlad Viski, executive director of MosaiQ is with us. Vlad, thanks for joining us. Vlad Viski: Thank you for having me. WP: Can you tell us a little bit more about your project? VV: Between 2015 and 2018, in Romania, there was a national campaign to change the constitution and ban gay marriages, initiatives which were supported by conservative groups and a large share of the political party. For three years, in Romania, society has been talking, probably for the first time in a very serious manner, about LGBTI rights, about the place for the LGBT community in society. This conservative effort ended with a failure at the polls for the referendum to change the constitution, only 20% of Romanians actually casting the vote for this issue when the minimum threshold of votation, of turnout, was 30%. This was possible with quite a successful campaign coming not from not only from MosaiQ but from other LGBTI organizations in Romania throughout the country. We all kind of went on the boycott strategy, we're actually asking people to boycott the referendum because human rights cannot be subject to a popular vote. Once the referendum in 2018 failed in Romania, there was a question in the community. What should we do next? How should our agenda look like for the next couple of years? We at Mosaic, we really tried to focus and we really thought the issue of intersectionality as being extremely important. This is how the idea of this project started, Engage and Empower was the name of the project. It focused on six groups within the LGBT community: transgender people, LBTQ women, elderly, people living with HIV, Roma LGBT people, and sex workers. WP: Could you talk a little bit more about how the organization is trying to maintain momentum in this community building efforts, despite what's going on with the pandemic? VV: We at MosaiQ, we had to reimagine some of the projects that we were involved in, so that included canceling events or postponing them or rescheduling for the fall. But the problem is also that we don't really know the timeline for this story or when it will end. We've had issues related to personal issues of people in the community. People living with HIV were not getting their treatment due to the fact that hospitals were closed except for the coronavirus. Then we've had issues related to sex workers not being able to work anymore. The issue of poverty has been quite an important issue. A lot of people have been laid off, a lot of people were not able to pay rent, a lot of people were either in unemployment benefits, and so on. At the personal level for us and as an organization, all of a sudden we got a lot more messages from people asking for help. We've tried to help them on a case by case basis. We are not a social health kind of organization, but we've tried to fix as many problems as we were able to. Then throughout this, and actually talking about issue of intersectionality and the issue of the project and the way we work with the Roma LGBT community, what we've witnessed throughout this pandemic and the lockdowns, especially, was an increase in violence, against Roma people from the police. So together with colleagues from civil society, especially Roma groups, we had to monitor hate speech in the media, monitor cases of abuse and violence from the police, and also make statements and letters to official institution, to the president and the prime minister and so on. So for us, it was an issue of also solidarity with other groups affected by the pandemic. WP: I believe that you've had to move some of your activities online, correct? VV: That was another part, which we kind of tried to make the best out of the situation. We felt that there were a lot of young kids, for example, who, because schools were closed, they had to go back and live with their homophobic parents. A lot of organizations, LGBT organizations in Romania were not able to have the Zoom meetings with their volunteers because they were living with homophobic or transphobic parents so they could not reveal what they were doing or who they were talking to. So the issue of depression and psychological pressure that comes on people being locked down, people trying to survive throughout this pandemic, we decided to have a campaign online, which was called MosaiQ Quarantine, and that included parties online in order to support queer artists who were not able to earn any money because there were no gigs. We organized these online parties and we paid them and we supported their work. Then we had the zoom talks with, or like talks online, with all of the organizations and groups in Romania, LGBT groups, to kind of better see the situation on the ground in different cities in Romania. That was for us extremely important because we felt like there was a need to have this dialogue within the community. Then we had the all sorts of posts on social media and different kinds of events. We also talked with organizations from the region, from the US, from Moldova, from Russia, to kind of see what the feeling also over there. So for us, it was quite an exercise to take advantage of the fact that using social media and using online tools, we were able to reach out to people who otherwise would not have been able to participate in our events, being so far away. WP: It sounds like Mosaic has certainly stepped up to the challenges. Could you just briefly talk about what NDI support has meant to Mosaic? VV: I think the project funded by NDI was extremely important, both for the community ... right now, we have an active Roma LGBT group. We have all of these, the issue of intersectionality being put on the agenda. We have the [inaudible 00:19:36] sports, which is a sports club run by women who is also trying to grow based also on the support that Mosaic has offered through NDI. We've had, at the Pride last season, the first Roma LGBT contingent putting the issue on the agenda. So for us, in many regards, this project kind of focused us more on this intersectional approach to activism and the need to include all voices within the community. The trust that they had in us was very important. WP: I'm glad to hear that it's been a fruitful partnership, both for NDI and Mosaic. Vlad, thank you so much for taking the time to speak with us. VV: Oh, that's it. WP: We'll be back after this short message. To hear more from democracy heroes and why inclusion is critical to democracy, listen to our DemWorks podcast, available on iTunes and SoundCloud. Before the break we heard from two partners using digital platforms to create and support communities. But how are groups sustaining their online networks and communities once created? Rainbow Rights trained paralegals in the Philippines on legal issues related to sexual orientation and gender identity and how to support LGBTI communities. Through Google Classroom, these paralegals formed an online network to help communities facing discrimination and violence. Eljay, welcome to our podcast. Could you tell us a little bit more about the paralegal support project? Eljay: Yeah. One of the main components of our community paralegal program is to create a national online platform wherein all of the trained paralegals of our organization will be able to share their experiences, their cases, and they could also refer some of the difficult cases to us. So that's the main idea. It's just that it gained a deeper significance in this COVID-19 pandemic that we're experiencing because a lot of legal organizations hurried to do to do what we had been doing in the past year, which is to create an online platform. Right now, even though there's a lot of problems in the Philippines barring the central autocracy, we have been maintaining the platform. People are still referring cases to us and we are working on those cases. Part of the deeper significance that it has is in the Philippines, human rights violations have increased because of the lockdown. So it became a source of reporting documentation for these human rights violations during the lockdown. We did not expect that it will evolve that way but we're happy that it has, and despite some connectivity issues in the Philippines, it has been reaping as well. WP: So when you're talking about the program, there've been increased human rights reports, is that generally more broad human rights abuses? Or are we talking specifically to the LGBTI community? E: Yeah, we accept every report on numerous violations, but we take on the LGBTI human rights violations specifically. When we receive human rights violations that is not really in our lane, so to speak, we refer them to bigger organizations. We have seen increased numerous violation against the LGBTQI community here. WP: You had mentioned that Rainbow Rights fortunately had organized the training for the paralegals before the pandemic hit and already have a plan in place to use online platforms, which was Google Classroom, to create this network across the country. You've briefly referenced what the current situation is like now, but could you go a little deeper into that? What kind of challenges is Rainbow Rights facing in continuing to engage with the community? E: As I have mentioned, maybe a bigger challenge is the connectivity issues in the Philippines. We don't have good internet here, and that's a challenge. It's also challenged to keep the interest level of our paralegals and keep them engaged. That is also challenged because they have bigger problems now. Because of the pandemic, they're thinking of their health, they're thinking of their livelihoods, and that is a challenge during these times. However, before the pandemic, we also saw that we had to be creative at the level of interest, so that's a challenge. The situation, it's working. Overall situation's working. We have referrals, we continue to share modules in our platform, refreshing their memory on the training. We also try to be light. There are some light moments so that they be so that they keep themselves also, the interest level is high and that they see us and they trust us in maintaining this platform. WP: You alluded to the fact that it's often difficult to maintain interest of your paralegals when engaging online. E: Basically, we had a two-pronged approach on this. One is to find the people who has a genuine interest to serve the community. So in our selection process, we have chosen people who have track records of service in their communities. The other side of the approach is to build on the spirit of camaraderie, friendship, and community solidarity between us. So even before the pandemic, we have been setting up calls and checking on them, even adding them on Facebook and Twitter just to continually engage with them. I think that's a big part of our strategies. We're also looking to ... I think in my personal view, I think a lot of what they do is labor, so I think in the future, we will be able to compensate them for their efforts in their community and we're looking into that as well. WP: That's really interesting. Could you speak a little bit more to the role and benefits of partnering with international organizations such as NDI in your work and as well as helping to sustain this national network? E: Yeah. I think it's invaluable. Foreign support, foreign funding support such as the NDI had been really great for us. We have been envisioning this project for a long time and NDI gave us the opportunity to really implement it. They also gave us a level of freedom in how to execute the program because there's a recognition that we in the ground know how to solve our problems. But there's also a lot of technical support aside from the funding. Like in digital security, NDI has given us a lot of resources, even given us a training for this and how to secure our online platforms. They also provided a lot of coalition building resources. So there, and I think we are also sharing what our experience with NDI to our other funders, because I think with NDI, we had a lot of freedom and we had a lot of support because you guys always check on us, so that's great. WP: Well, I'm glad to hear that NDI is taking care of our partners. Thinking about how June is Pride Month for a lot of communities around the world, and Pride is often equated to the community of LGBTI people around the world how would you say Rainbow Rights efforts have contributed to strengthening the community in the light of the violence and the discrimination that LGBTI people face on a daily basis in the Philippines? E: Since 2005, Rainbow Rights has been doing this approach wherein we come ... a top down approach at the policy level, but we also complement it with from the grassroots, bottom up approach. We make sure that whatever we bring at the policy level, it is informed by our grassroots services. I think that's one of our biggest contribution, is to really complement policy with experience on the ground. Most of the policies that we've pushed for is really coming from what our experiences and what are the real needs of the people that we serve in the communities. I think that's one of our biggest contributions in our approach. We're not just the legal, we don't just bring cases to court. We don't just bring legal expertise, but we also inform it with community level approaches and grassroots approaches. WP: Well, thank you LJ again for taking the time to speak with us and telling us a little bit more about how Rainbow Rights is contributing to a holistic support system to the LGBTI community in the Philippines. E: Thank you so much for this opportunity. WP: Thank you to Ivan, Vlad, and Eljay for sharing their experiences and for the work you're doing to advance LGBTI equality and inclusion, and thank you to our listeners. To learn more about NDI or to listen to other DemWorks podcasts, please visit us at ndi.org
Rainbow Rights Paralegal Training
A Conversation With LGBTI Activists on Community-Building
Democracy (General), Podcast Listen LGBTI Pride National Democratic Institute NDICountries: All Regions
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Gabrielle Hecht on Nuclear Ontologies, De-provincializing the Cold War, and Postcolonial Technopolitics
This is the fourth in a series of Talks dedicated to the technopolitics of International Relations, linked to the forthcoming double volume 'The Global Politics of Science and Technology' edited by Maximilian Mayer, Mariana Carpes, and Ruth Knoblich
Nuclear power has formed a centerpiece of Cold-War IR theorizing. Yet besides the ways in which its destructive capacity invalidates or alters the way we should understand questions of war and peace, there are different powers at play in the roles the nuclear assumes in global politics. Through careful investigations of alternative sites and spaces of nuclear politics, Gabrielle Hecht has uncovered some of the unexpected ways in which what one can call the 'nuclear condition' affects politics across the globe. In this Talk, Hecht, amongst others, explores what it means to 'be nuclear'; explains how we need to deprovincialize the Cold War to fully grasp its significance in global politics; and challenges us to explore technopolitics outside of the comfortable context of OECD-countries.
Print version of this Talk (pdf)
What is according to your view the most important challenge facing global politics and what is/should be the central debate in the discipline of International Relations (IR)?
I think one of the most important challenges in global politics is the question of planetary boundaries. In the 1970s the Club of Rome published the report 'the Limits to Growth' (read PDF here), which addressed the finite quality of the planet's resources. It exposed the problems that the ideology (and practice) of endless economic growth posed for these limits. The question of climate change today really is all about planetary boundaries. We have already exceeded the CO2 level that is safe for the planet to sustain human life: We have just passed 400 parts per million; the desirable level is rated at 350 parts per million; the pre-industrial level of CO2 was 270 parts per million. So we have already produced more CO2 than is sustainable. And that is just one indicator. There are all kinds of other planetary boundaries at play—energy supply being the most salient one in terms of climate change. How can we even produce enough energy to maintain the lifestyles of the industrialized north? What about the requirements of the so-called 'rest'?
Obviously this is a huge issue and there are many parts to it. One part of this—the piece that I have studied the most—is nuclear power. Many people are enthusiastic about nuclear power as a solution to climate change. Some prominent environmentalists have been converted, because they believe nuclear power offers a way to produce a large amount of energy with a very small amount of matter, and because they see it as carbon free. (That's pretty clearly not the case, by the way, though nuclear power certainly produces less carbon than fossil fuels.) But are the human health and environmental costs worth the savings in carbon? Do the resources poured into nuclear power—some are predicting a thousand new reactors in the next few decades—take away resources from other forms of energy production, forms that could potentially address the emissions problems more rapidly and with lower costs for the environment and for human health? Moreover, nuclear power in any one location ends up becoming a global issue. So in that sense nuclear power in China, in India or in Japan is inherently a global problem. And the industry everywhere certainly needs global regulation—at the moment, there is none. The International Atomic Energy Agency is not a regulator. These are serious questions for international relations, and should be fodder for analysis.
One can obviously put this into perspective by comparing the death toll from nuclear power with that related to coal—would one then actually have to be against the use of coal? The numbers of coal-related deaths are astonishing. But the first, most obvious point to make is that being against coal doesn't require being in favor of nuclear power! It's also extremely important to realize that death and morbidity figures for nuclear power are highly contested. Take the figures concerning Chernobyl. The IAEA and WHO put Chernobyl deaths at 4,000. A study published by National Cancer Institute in the United States puts the deaths at something like 43,000. A meta-analysis of 5,000 Slavic language scientific studies estimates the total number of Chernobyl deaths (some of which are yet to come) at 900,000. These discrepancies have a lot to do with controversies over the biological effects of low-level radiation, and also with the technopolitics of measurement and counting. Comparing the two energy technologies is much more complicated than merely counting coal deaths vs. nuclear power deaths.
How did arrive where you currently are in your thinking about these issues?
Actually, the real question is how I came to study politics. I got my bachelor's degree in physics from MIT in the 1980s. The two biggest political issues on campus at that time were Ronald Reagan's Strategic Defense Initiative and Apartheid in South Africa (specifically, a move to divest American corporate interests in South Africa, the very corporations that were funding MIT research and for which MIT students would work when they graduated). I got interested in both, and along the way I came to realize that I was much more interested in the politics of science and technology than I was in actually doing physics. So I took some courses in the field of science and technology studies (STS), and decided to attend graduate school in the history and sociology of science and technology.
I had also always had a morbid fascination with nuclear weapons. I'd read a lot of post-apocalyptic science fiction when I was a teenager. All of these things came together for me in graduate school. I first hoped to study the history of Soviet nuclear weapons but quickly realized that would be impossible for all kinds of reasons. I ended up studying French nuclear power after I realized that nobody had researched it in the ways that interested me. I had lived in France in the 1970s, when the nuclear power program was undergoing rapid expansion. So it was a good fit. After I was done with that project, I became interested in rethinking the so-called nuclear age from a colonial and post-colonial perspective.
What would a student need to become a specialist in global studies or understand the world in a global way?
Travel, learn languages. Remain attentive to—and critical of—the political work done by claims to 'global' purview. Learn history—you won't understand international relations in any depth at all if you remain rooted in the present.
Then, for those want to start exploring the global politics of science and technology, two books come immediately to mind. Timothy Mitchell's (Theory Talk #59) Carbon Democracy, on the global technopolitics of fossil fuels. And Paul Edwards's A Vast Machine, on the relationship between data and models in the production of knowledge about climate change. Both are must-reads.
The world is permeated with technological artifacts and systems—in what ways is this relevant for approaches to global politics? Where is the conceptual place for technologies within IR?
First, I should make clear that I am not an IR specialist.
That said, I think it does not make sense to think about international relations (lower case) without thinking about the technologies, systems, and infrastructures that make any kind of global movement possible. The flows of people, of products, of culture, political exchanges—these are all mediated through and practiced in the technological systems that permeate our globe. So are the interruptions and absences in such 'flows'. I draw attention to the specific political practices that are enacted through technological systems with the notion of technopolitics. I initially used this concept in my work on nuclear power in France to capture the ways in which hybrid forms of power are enacted in technological artifacts, systems and practices. There I used the term in a rather narrow sense to talk about the strategic practices of designing technologies to enact political goals. My paramount example was that of the French atomic weapons program. In the early 1950s, France's political leaders insisted that France would never build atomic weapons. But engineers and other leaders in the nascent nuclear program were designing reactors in a way that optimized the production of weapons-grade plutonium rather than electricity. When politicians finally signed on, the technology was ready to go. This example problematizes the very notion of a 'political decision'. Instead of a single, discursive decision, we see a complex process whereby political choices are inscribed into technologies, which subsequently favor certain political outcomes over others.
In this example, both engineers and politicians consciously engaged in technopolitics. By contrast, Timothy Mitchell has used the hyphenated term 'techno-politics' to emphasize the unpredictable and unintended effects of technological assemblages. Over the last fifteen years, I have also developed a broader notion of the term, particularly in its adjectival form, 'technopolitical'. I find this to be a useful shorthand for describing both how politics can be strategically enacted through technological systems, and also how technological systems can be re-appropriated for political ends in ways that were unintended by their designers. The point, really, is to highlight the myriad politics of materiality.
Do the particular characteristics of nuclear technologies and related research programs make it impossible to apply the lenses of 'high politics'?
I think a high-politics approach to understanding nuclear weapons decision-making is extremely impoverished. It's not that there aren't high politics, of course there are. But they cannot offer a sufficient or straightforward explanation for how or why any one particular country develops a nuclear program. A focus on high politics implies a focus decision makers and moments. But that's really misleading. In pretty much every case, the apparent 'moment' of decision is in fact a long process involving a tremendous amount of technopolitical, cultural, and institutional work, rife with conflicts and contingencies of all kinds. I think a more productive approach is to try to understand nuclear capacity-building.
Itty Abraham has done some fantastic work on India's nuclear program, which helps us think about other cases as well. For example, he analyzes the symbolic importance of the nuclear test, noting that IR uses 'the test' as kind of 'aha!' moment, the moment in which one knows that a country has nuclear weapons. Instead, Abraham sees the test as a process for the cultural production of meaning: a process in which certain meanings get fixed, but by no means the most important moment for understanding the actual technology and politics behind the production of nuclear weapons.
Your book Entangled Geographies (2011) explores a plethora of places, people, and technical networks that sustained the US and Soviet empires. Here, as in Being Nuclear (2012), you insist on investigating the Cold War as transnational history. What difference does this move make?
In Entangled Geographies, my colleagues and I build on the work of Odd Arne Westad, whose book The Global Cold War was an argument for understanding the non-superpower, non-European dimensions of the Cold War. We give that a technopolitical spin, which offers a de-provincializing of the Cold War that's complementary to Westad's. By focusing on places like Saudi Arabia, or Zimbabwe, or Brazil, or South Africa, we show how even the central struggles of the Cold War were intimately bound up in 'northern' relationships to colonial and post-colonial worlds, and in the imaginaries that characterized those relationships.
In Being Nuclear I focus on uranium from Africa—more specifically South Africa, Namibia, Gabon, Madagascar, and Niger. Uranium from Africa has long been a major source of fuel for nuclear power and atomic weapons, including the bomb dropped on Hiroshima, but it has been almost completely absent from accounts of the nuclear age, whether scholarly or popular. This changed in 2002, when the US and British governments claimed that Iraqi leader Saddam Hussein 'sought significant quantities of uranium from Africa' (later specified as the infamous 'yellowcake from Niger'). Africa suddenly became notorious as a source of uranium. But that did not admit Niger, or any of Africa's other uranium-producing countries, to the select society of nuclear states. Nor did it mean that uranium itself counted as a nuclear thing. My book explores what it means for something—a state, an object, an industry, a workplace—to be 'nuclear'. I show that such questions lie at the heart of today's global order and the relationships between 'developing nations' and 'nuclear powers'.
Being Nuclear argues that 'nuclearity' is not a straightforward scientific classification but a contested technopolitical one. In the first part of the book, I follow uranium's path out of Africa and analyze the invention of the global uranium market. In the second part, I enter African nuclear worlds, focusing on miners and the occupational hazard of radiation exposure. In both parts, I show that nuclearity requires instruments and data, technological systems and infrastructures, national agencies and international organizations, experts and conferences, and journals and media exposure. When (and where) nuclearity is densely distributed among these elements, it can offer a means of claiming expertise, compensation, or citizenship. It can serve as a framework for making sense of history, experience, and memory. When (and where) network elements are absent, weak, or poorly connected, nuclearity falters, fades, or disappears altogether, failing to provide a resource for people claiming remediation or treatment. Nuclearity in one register doesn't easily transpose to another: geopolitical nuclearity doesn't automatically translate into occupational nuclearity. Yet these domains remain connected. African uranium miners depend on the transnational movement of nuclear things, but that movement also depends on African miners. Ultimately, I conclude, nuclear security must be considered in tandem with other forms of human security—food and health and environmental and political security. By placing Africa in the nuclear world, and the nuclear world in Africa, the book seeks to remake our understanding of the nuclear age.
I should note that it's not only uranium production that connects the colonial and postcolonial spaces with nuclear things. (Also: African countries weren't the only such places where uranium was produced. Much of the rest of the world's uranium came from the Navajo nation in the United States, Aboriginal territories in Australia, First Nation territories in Canada, colonized spaces in the Soviet Empire, etc.) French nuclear weapons were tested in the Algerian desert and French Polynesia; the United States tested its weapons on the Bikini Islands; Britain tested its weapons in Maralinga, in Aboriginal Australia; the Soviet Union tested its weapons on the planes of Kazakhstan. And so on.
So, understanding the history of the Cold War—even its most iconic technology, nuclear weapons—as a form of transnational history really calls attention to spaces that have previously been considered marginal, even perhaps not fully nuclear. Ultimately, it should provoke us to problematize 'the Cold War' as a frame for global or transnational history (and social science).
Looking at those colonized and semi-colonized spaces of mining, testing and monitoring infrastructures gives us not necessarily an answer to the question of why the Cold War ended, but it does enable you to ask different and possibly more interesting questions. It can lead you, for example, to place the Cold War within the framework of imperialism (rather than the other way around). A longer historical view questions whether the Cold War really represents historical rupture. What political work is done by such claims to rupture? How does that work differ in different places? What are its material consequences?
Why are science and technology hardly ever studied in the postcolonial world from a STS perspective?
I think there are a number of reasons why STS has paid relatively little attention to the postcolonial world. One is that in STS—like many disciplines—the prestige of the subject matter maps onto the prestige of the researcher. So STS researchers who study cutting-edge science or large-scale technological systems seem somehow to be getting at 'harder' topics, ones that that focus on active creation. Engineering and other acts of creation appear more prestigious than acts of maintenance, or acts of dismantling. Even studying small-scale creation seems to confer more prestige than studying mundane practices. This brings us back to the theme of rupture vs. continuity: studying or proclaiming rupture seems somehow sexier—and certainly more radical—than studying continuity.
Another, more trivial answer is just that most STS researchers so far have come from Europe and North America, and they tend not to be trained in area studies.
Does the constant ontological insecurity of nuclear things mean that the 'nuclear' is purely a matter of social and political construction?
No, definitely not. But I think to explain what I mean by all this we should take a few steps back and start with what I like to call nuclear exceptionalism. This is a technopolitical claim—emerging immediately after the end of World War II—that there was something radically unique about nuclear things. From 1945 onward, both cold warriors and their activist opponents cultivated this nuclear exceptionalism. Atomic weapons were portrayed as fundamentally different from any other human creation. The bomb was the ultimate geopolitical trump card, and it was imagined as replacing empire in one fell swoop. You see nuclear scientists and engineers gaining prestige, power, and funding far beyond their colleagues in conventional research. In the meantime, anti-nuclear groups make their own claims to exceptionalism by talking about the unprecedented dangers posed by nuclear things. Everywhere you see nuclearity and morality intertwined. Nuclear things either represent salvation or moral depravity… or the apocalyptic end of mankind. But regardless of where you stood politically, this notion of nuclear exceptionalism rested on the sense that the difference between nuclear and non-nuclear things was transparent---ultimately a clear-cut, physical matter of radioactivity.
The nuclear thus emerges not just as a category, but also as a universal and universalizing ontology, one that seems to apply in the same way all over the globe. And frankly, historians, political scientists, anthropologists, and sociologists have reproduced that nuclear exceptionalism. (I did it myself in my first book, The Radiance of France.)
All of which has made it hard to see that what I call nuclearity—the process by which something comes to count as a "nuclear" thing – has a history, a politics, and a geography. Things that count as nuclear in one time and place might not count as nuclear at another. Rendering something as nuclear and exceptional is a form of technopolitical claims-making. It follows that insisting that certain things are not especially nuclear, or that they are banal, is also a form of technopolitical claims-making.
You can see this in the response of the nuclear industry to activist opponents. In the late 1960s and over the course of the 1970s, the nuclear industry began to represent nuclear power not as a life-saving technology for the human race, but as simply another way to boil water. Radiation was just another industrial risk. Such representations seek to banalize nuclear things.
Nuclearity could thus get made, unmade and remade. My favorite example comes from a 1995 US government report on nuclear proliferation. The appendix has a table that summarizes the nuclear activities of 172 nations. Neither Gabon, nor Niger, nor Namibia are listed as having any nuclear activities, despite the fact that those nations together, during that very year, produced something like 25% of the world's uranium. So when does uranium count as a nuclear thing? When does it lose its nuclearity? And what does Africa have to do with it?
The argument is not that radioactivity doesn't have to do anything with nuclearity, or that nuclearity has nothing to do with the technologies and physical processes we typically associate with the word. Rather, I argue that nuclearity is one thing, and radioactivity and fission are another; sometimes they are co-terminus, but not always and not necessarily. Understanding where (and why) they don't map onto each other is politically revealing.
Which kind of interdisciplinary exchanges do we need between your discipline and IR to deepen our understanding of global technopolitics?
Science and technology studies (STS) is really good at exploring practice, and especially at calling attention to the differences between principles and practice—for example, between regulation on the one hand, and the actual practices that regulations are meant to control (without ever entirely succeeding). STS can bring to IR an understanding of how the intimate details of practice matter politically—of how everyday technopolitical and techno-scientific exchanges can be more important loci for politics than treaties, diplomacy, and other forms of what you called high politics.
I can also answer this question wearing my historian's hat. The IR scholarship on nuclear weapons that I'm familiar with (and again, I'm not an expert!) seems to be quite focused on producing models—on using history to produce predictive models that will in turn serve to shape international policy on nuclear weapons regulation. But if history tells us one thing, it is that models are basically useless for understanding how countries develop nuclear weapons. Instead, history and STS both teach us about which questions to ask (in this instance, about nuclear development). Identifying the important questions—rather than prescribing the applicable model—leaves open the list of possible answers. It also leaves open solutions and policies, letting us be more attentive to the specificities and uniqueness of individual cases.
Final question. Let's take the example of Iran's nuclear program. What alternative question about the issue would lenses of nuclear exceptionalism bring us?
Nuclear technology has played an important role in shaping modern Iranian national identity. This began in the 1970s under the Shah, who – with the support of the US – developed a grandiose plan to build a fleet of nuclear reactors. It took a different turn after the 1979 Iranian revolution. For a while, the new regime sidelined the nuclear program as an unwelcome manifestation of western corruption. But after a few years leaders reappropriated nuclear development and sought to invest it with Iranian-ness. The dynamics of nuclear exceptionalism have operated in Iran much the same way they did in France and in South Africa. Nuclear exceptionalism has served to give material form to national identity. And materialized national identity is most emphatically not something that you can negotiate away in the P5+1 talks.
Gabrielle Hecht is Professor of History at the University of Michigan, where she also directs the Program in Science, Technology, and Society and serves as associate director of the African Studies Center. She recently published Being Nuclear: Africans and the Global Uranium Trade (MIT Press and Wits University Press, 2012), which has received awards from the American Historical Association and the American Sociological Association, as well as the 2013 Susanne M. Glasscock Humanities Book Prize and Honorable Mention for the African Studies Association's 2013 Herskovits Award. She is also the author of The Radiance of France: Nuclear Power and National Identity after World War II (MIT Press 1998 & 2009) and editor of Entangled Geographies: Empire and Technopolitics in the Global Cold War, editor (MIT Press, 2011). Hecht is embarking on a new book project on technology and power in Africa, as well as new research on transnational toxic trash. She has held visiting positions at universities in Australia, France, Norway, South Africa, and Sweden.
Related links
Hecht's faculty profile at the University of Michigan Read Hecht's Introduction to Entangled Geographies (MIT Press 2011) here (pdf) Read Hecht's The Power of Nuclear Things (Technology & Culture 2010) here (pdf) Read Hecht's Nuclear Ontologies (Constellations 2006) here (pdf) Read Hecht's Rupture-Talk in the Nuclear Age (Social Studies of Science 2002) here (pdf)
Print version of this Talk (pdf)
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Keith Hart on the Informal Economy, the Great Transformation, and the Humanity of Corporations
International Relations has long focused on the formal relations between states; in the same way, economists have long focused exclusively on formal economic activities. If by now that sounds outdated, it is only because of the work of Keith Hart. Famous for coining the distinction between the formal and the informal economy in the 1970s, Hart is a critical scholar who engages head-on with some of the world's central political-economic challenges. In this Talk, he, amongst others, discusses the value of the distinction 40 years after; how we need to rethink The Great Transformation nearly a century later; and how we need to undo the legal equivalence of corporations to humans, instituted nearly 150 years back.
Print version of this Talk (pdf)
What is, according to you, the central challenge or principal debate in International Relations? And what is your position regarding this challenge/in this debate?
I think it is the lack of fit between politics, which is principally national, and the world economy, which is global. In particular, the system of money has escaped from its national controls, but politics, public rhetoric aside, has not evolved to the point where adequate responses to our common economic problems can be posed. At this point, the greatest challenge is to extend our grasp of the problems we face beyond the existing national discussions and debates. Most of the problems we see today in the world—and the economic crisis is only one example—are not confined to a single country.
For me, the question is how we can extend our research from the local to the global. Let the conservatives restrict themselves to their national borders. This is not to say I believe that political solutions to the economic problems the world faces are readily available. Indeed, it is possible that we are entering another period of war and revolution, similar to 1776-1815 or 1914-1945. Only after prolonged conflict and much loss might the world reach something like the settlement that followed 1945. This was not only a settlement of wartime politics, but also a framework for the economic politics of the peace, responding to problems that arose most acutely between the wars. It sounds tragic, but my point in raising the possibility now is to remind people that there may be even more catastrophic consequences at stake that they realize already. We need to confront these and mobilize against them. When I go back in history, I am pessimistic about resolving the world's economic problems soon, since the people who got us into this situation are still in power and are still pursuing broadly the same policies without any sign of them being changed. I believe that they will bring us all into a much more drastic situation than we are currently facing. Yet in some way we will be accountable if we ignore the obvious signs all around us.
How did you arrive at where you currently are in your thinking about IR?
My original work in West Africa arose out of a view that the post-colonial regimes offered political recipes that could have more general relevance for the world. I actually believed that the new states were in a position to provide solutions, if you like, to the corrupt and decadent political structures that we had in the West. That's why, when we were demonstrating outside the American embassies in the '60s, we chanted the names of the great Third World emancipation leaders—Frantz Fanon, Kwame Nkrumah, Fidel Castro, and so on.
So for me, the question has always been whether Africans, in seeking emancipation from a long history of slavery, colonialism, apartheid and postcolonial failure, might be able to change the world. I still think it could be and I'm quite a bit more optimistic about the outcome now than I have been for most of the last fifty years. We live in a racialized world order where Africa acts as the most striking symbol of inequality. The drive for a more equal world society will necessarily entail a shift in the relationship between Africa and the rest of the world. I have been pursuing this question for the last thirty years or more. What interests me at the moment is the politics of African development in the coming decades.
Africa began the twentieth century as the least populated and urbanized continent. It's gone through a demographic and urban explosion since then, doubling its share of world population in a century. In 2050, the UN predicts that 24% of the world population will be in Africa, and in 2100, 35% (read the report here, pdf)! This is because Africa is growing at 2.5% a year while the rest of the world is ageing fast. Additionally, 7 out of the 10 fastest growing economies in the world are now African—Asian manufacturers already know that Africa holds the key to the future of the world economy.
But, besides Africa as a place, if you will, a number of anti-colonial intellectuals have played a big role in influencing me. The most important event in the twentieth century was the anti-colonial revolution. Peoples forced into world society by Western Imperialism fought to establish their own independent relationship to it. The leading figures of that struggle are, to my mind, still the most generative thinkers when we come to consider our own plight and direction. My mentor was the Trinidadian writer C.L.R. James, with whom I spent a number of years toward the end of his life. I am by temperament a classicist; I like to read the individuals who made a big difference to the way we think now. The anti-colonial intellectuals were the most important thinkers of the 20th century, by which I mean Gandhi, Fanon and James.
But I've also pursued a very classical, Western trajectory in seeking to form my own thinking. When I was an undergraduate, I liked Durkheim and as a graduate student Weber. When I was a young lecturer, I became a Marxist; later, when I went to the Carribbean, I discovered Hegel, Kant and Rousseau; and by the time I wrote my book on money, The Memory Bank, the person I cited more than anyone else was John Locke. By then I realized I had been moving backwards through the greats of Western philosophy and social theory, starting with the Durkheim school of sociology. Now I see them as a set of possible references that I can draw on eclectically. Marx is still probably the most important influence, although Keynes, Simmel and Polanyi have also shaped my recent work. I suppose my absolute favorite of all those people is Jean-Jacques Rousseau for his Discourse on Inequality and his inventive approach to writing about how to get from actual to possible worlds.
What would a student need (dispositions, skills) to become a specialist in IR or understand the world in a global way?
In your 20s and 30s, your greatest commitment should be to experience the world in the broadest way possible, which means learning languages, traveling, and being open to new experiences. I think the kind of vision that I had developed over the years was not one that I had originally and the greatest influence on it was the time I spent in Ghana doing my doctoral fieldwork; indeed, I have not had an experience that so genuinely transformed me since!
Even so, I found it very difficult to write a book based on that fieldwork. I moved from my ethnographic investigations into a literature review of the political economy of West African agriculture, and it turns out that I am actually not an ethnographer, and am more interested in surveying literature concerning the questions that interest me. I am still an acute observer of everyday life; but I don't base my 'research' on it. Young people should both extend their comparative reach in a practical way and dig very deeply into circumstances that they encounter, wherever that may be. Above all, they should retain a sense of the uniqueness of their own life trajectory as the only basis for doing something new. This matters more than any professional training.
Now we see spectacular growth rates in African countries, as you mentioned, one of which is the DRC. How can we make sense of these formal growth rates: are they representative of the whole economies of these countries, or do they only refer to certain economic tendencies?
The whole question of measuring economic growth is a technical one, and it's flawed, and I only use it in the vaguest sense as a general indicator. For example, I think it's more important that Kenya, for example, is the world leader in mobile phone banking, and also a leader in recycling old computers for sale cheaply to poor people.
The political dispensation in Africa—the combination of fragmented states and powerful foreign interests and the predatory actions of the leaders of these states on their people -- especially the restrictions they impose on the movements of people and goods and money and so on – is still a tremendous problem. I think that the political fragmentation of Africa is the main obstacle to achieving economic growth.
But at the same time, as someone who has lived in Africa for many years, it's very clear that in some countries, certainly not all, the economies are very significantly on the move. It's not--in principle—that this will lead to durable economic growth, but it is the case that the cities are expanding fast, Africans are increasing their disposable income and it's the only part of the world where the people are growing so significantly. Africa is about to enter what's called the demographic dividend that comes when the active labor force exceeds the number of dependents. India has just gone through a similar phase.
The Chinese and others are heavily committed to taking part in this, obviously hoping to direct Africa's economic growth in their own interest. This is partly because the global economy is over the period of growth generated by the Chinese manufacturing exports and the entailed infrastructure and construction boom, which was itself an effect of the greatest shift from the countryside to the city in history. Now, the Chinese realize, the next such boom will be—can only take place—in Africa.
I'm actually not really interested in technical questions of how to measure economic growth. In my own writing about African development, I prefer anecdotes. Like for example, Nollywood—the Nigerian film industry—which has just past Bollywood as the second largest in the world! You mention the Congo which I believe holds the key to Africa's future. The region was full of economic dynamism before King Leopold took it over and its people have shown great resilience since Mobutu was overthrown and Rwandan and Ugandan generals took over the minerals-rich Eastern Congo. Understanding this history is much more important than measuring GDP, but statistics of this kind have their uses if approached with care.
Is it possible to understand the contemporary economic predicament that we are seeing, which in the Western world is referred to as the "crisis", without attributing it to vague agencies or mechanisms such as neoliberalism?
I have written at great length about the world economic crisis paying special attention to the problems of the Eurozone. My belief is that it is not simply a financial crisis or a debt crisis. We are actually witnessing the collapse of the dominant economic form of the last century and a half, which I call national capitalism—the attempt to control markets, money and accumulation through central bureaucracies in the interests of a presumed cultural community of national citizens.
The term neoliberalism is not particularly useful, but I try to lay out the history of modern money and why and how national currencies are in fact being replaced. That, to my mind, is a more precise way of describing the crisis than calling it neoliberal. On the other hand, neoliberalism does refer to the systematic privatization of public interests which has become normal over the last three or four hundred years. The bourgeois revolution claimed to have separated public and private interests, but I don't think it ever did so. For example, the Bank of England, the Banque de France, and the Federal Reserve are all private institutions that function behind a smokescreen of being public agencies.
It's always been the case that private interests corrupted public institutions and worked to deprive citizens of the ability to act purposefully under an ideological veil of liberty. But in the past, they tried to hide it. The public wasn't supposed to know what actually went on behind the scenes and indeed modern social science was invented to ensure that they never knew. What makes neoliberalism new is that they now boast about it and even claim that it's in everyone's interest to diminish public goods and use whatever is left for private ends—that's what neoliberalism is.
It's a naked grab for public resources and it's also a shift in the fundamental dynamic of capitalism from production for profit through sales tow varieties of rent-seeking. In fact, Western capitalism is now a system for extracting rents, rather than producing profits. Rents are income secured by political privilege such as the dividends of patents granted to Big Pharma or the right to control distribution of recycled movies. This has got nothing to do with competitive or free markets and much opposition to where we are now is confused as a result. Sometimes I think western capitalism has reverted to the Old Regime that it once replaced—from King George and the East India Company to George W and Halliburton. If so, we need another liberal revolution, but it won't take place in the North Atlantic societies.
In your recent work, you refer to The Great Transformation, which invokes Karl Polanyi's famous analysis of the growth of 19th century capitalism and industrialization. How can Polanyi help us to make sense of contemporary global economy, and where does this inspiring work need to be complemented? In other words, what is today's Great Transformation in light of Polanyi?
First of all, the Great Transformation is a brilliant book. I have never known anyone who didn't love it from the first reading. The great message of Polanyi's work is the spirit in which he wrote that book, regardless of the components of his theory. He had a passionate desire to explain the mess that world society had reached by the middle of the 20th century, and he provided an explanation. It's always been a source of inspiration for me.
A central idea of Polanyi's is that the economy was always embedded in society and Victorian capitalism disembedded it. One problem is that it is not clear whether the economy ever was actually disembedded (for example capitalism is embedded in state institutions and the private social networks mentioned just now) or whether the separation occurs at the level of ideology, as in free market economics. Polanyi was not against markets as such, but rather against market fundamentalism of the kind that swept Victorian England and has us in its grip today. The political question is whether politics can serve to protect society from the excesses produced by this disembedding; or whether it lends itself to further separation of the economy from society.
And I would say that Polanyi's biggest failure was to claim that what happened in the 19th century was the rise of "market society". This concept misses entirely the bureaucratic revolution that was introduced from the 1860s onwards based on a new alliance between capitalists and landlords which led to a new synthesis of states and corporations aiming to develop mass production and consumption. Polanyi could not anticipate what actually happened after he wrote his book in 1944. An American empire of free trade was built on a tremendous bureaucratic revolution. This drew on techniques and theories of control developed while fighting a war on all fronts. The same war was the source of the technologies that culminated late in the digital revolution. Karl Polanyi's interpretation of capitalism as a market economy doesn't help us much to understand that. In fact, he seems to have thought that bureaucracy and planning were an antidote to capitalist market economy.
If you ask me what is today's great transformation, I would prefer to treat the last 200 years as a single event, that is, a period in which the world population increased from one billion to seven billion, when the proportion of people living in cities grew from under 3% to around half, and where energy production increased on average 3% a year. The Great Transformation is this leap of mankind from reliance on the land into living in cities. It has been organized by a variety of institutions, including cities, capitalist markets, nation-states, empires, regional federations, machine industry, telecommunications networks, financial structures, and so on. I'm prepared to say that in the twentieth century national capitalism was the dominant economic form, but by no means all you need to know about if you want to make a better world.
I prefer to look at the economy as being organized by a plural set of institutions, including various political forms. The Great Transformation in Polanyi's sense was not really the same Great Transformation that Marx and Engels observed in Victorian England—the idea that a new economic system was growing up there that would transform the world. And it did! Polanyi and Marx had different views (as well as some common ideas), but both missed what actually happened, which is the kind of capitalism whose collapse is constitutes the Great Transformation for us today. The last thirty years of financial imperialism are similar to the three decades before the First World War. After that phase collapsed, thirty years of world war and economic depression were the result. I believe the same will happen to us! Maybe we can do something about it, but only if our awareness is historically informed in a contemporarily relevant way.
The distinction between states and markets really underpins much of what we understand about the workings of world economy and politics. Even when we just say "oh, that's not economic" or "that's not rational", we invoke a separation. How can we deal with this separation?
This state-market division comes back to the bourgeois revolution, which was an attempt to win freedom from political interference for private economic actors. I've been arguing that states and markets were always in bed together right from the beginning thousands of years ago, and they still are! The revolution of the mid 19th century involved a shift from capitalists representing workers against the landed aristocracy to a new alliance between them and the traditional enforcers to control the industrial and criminal classes flocking into the cities. A series of linked revolutions in all the main industrial countries during the 1860s and early 70s—from the American civil war to the French Third Republic via the Meiji Restoration and German unification—brought this alliance to power.
Modernity was thus a compromise between traditional enforcers and industrial capitalists and this dualism is reflected in the principal social form, the nation-state. This uneasy partnership has marked the relationship between governments and corporations ever since. I think that we are now witnessing a bid of the corporations for independence, for home rule, if you like. Perhaps, having won control of the political process, they feel than can go ahead to the next stage without relying on governments. The whole discourse of 'corporate social responsibility' implies that they could take on legal and administrative functions that had been previously 'insourced' to states. It is part of a trend whereby the corporations seek to make a world society in which they are the only citizens and they no longer depend on national governments except for local police functions. I think that it is a big deal—and this is happening under our noses!
Both politicians and economic theorists (OliverWilliamson got a Nobel prize for developing Coase's theory of the form along these lines) are proposing that we need to think again about what functions should be internal to the firm and what should be outside. Perhaps it was a mistake to outsource political control to states and war could be carried out by private security firms. The ground for all of this was laid in the late 19th century when the distinction in law between real and artificial persons was collapsed for business enterprises so that the US Supreme Court can protect corporate political spending in the name of preserving their human rights! Corporations have greater wealth, power and longevity than individual citizens. Until we can restore their legal separateness from the rest of humanity and find the political means of restricting their inexorable rise, resistance will be futile. There is a lot of intellectual and political work still to be done and, as I have said, a lot of pain to come before more people confront the reality of their situation.
What role do technological innovations play in your understanding and promoting of shifts in the way that we organize societies? Is it a passive thing or a driver of change?
I wrote a book, the Memory Bank: Money in an Unequal World (read it here, with the introduction here), which centered on a very basic question: what would future generations consider is interesting about us? In the late '90s, the dot com boom was the main game in town. It seemed obvious that the rise of the internet was the most important thing and that our responses to it would have significant consequences for future generations.
When I started writing it, I was interested in the democratic potential of the new media; but most of my friends saw them as a new source of inequality – digital exclusion, dominance of the big players and so on. I was accused of being optimistic, but I had absorbed from CLR James a response to such claims. It is not a question of being optimistic or pessimistic, but of identifying what the sides are in the struggle to define society's trajectory. In this case the sides are bureaucracy and the people. Of course the former wish to confine our lives within narrow limits that they control in a process that culminates as totalitarianism. But the rest of us want to increase the scope for self-expression in our daily lives; we want democracy and the force of the peoples of world is growing, not least in Africa which for so long has been excluded from the benefits of modern civilization. Of course there are those who wish to control the potential of the internet from the top; but everywhere people are making space for themselves in this revolution. When I see how Africans have moved in the mobile phone phase of this revolution, I am convinced that there is much to play for in this struggle. What matters is to do your best for your side, not to predict which side will win. Speaking personally, Web 2.0 has been an unmitigated boon for me in networking and dissemination, although I am aware that some think that corporate capital is killing off the internet. A lot depends on your perspective. I grew up learning Latin and Greek grammar. The developments of the last 2-3 decades seem like a miracle to me. I guess that gives me some buoyancy if not optimism as such.
It's obvious enough to me that any democratic response to the dilemmas we face must harness the potential of the new universal media. That's the biggest challenge. But equally, it's not clear which side is going to win. I'm not saying that our side, the democratic side, is going to beat the bureaucratic side. I just know which side I'm on! And I'm going to do my best for our side. Our side is the side that would harness the democratic potential of the new media. In the decade or more since I wrote my book on money and the internet, I have become more focused on the threat posed by the corporations and more accepting of the role of governments. But that could change too. And I am mindful of the role the positive role that some capitalists played in the classical liberal revolutions of the United States, France and Italy.
Final Question. I would like to ask you about the distinction between formal and informal economy which you are famous for having coined. How did you arrive at the distinction? Does the term, the dichotomy, still with have the same analytical value for you today?
Around 1970, there was a universal consensus that only states could organize economies for development. You were either a Marxist or a Keynesian, but there were no liberal economists with any influence at that time. In my first publication on the topic (Informal Income Opportunities and Urban Employment in Ghana, read it here, pdf)—which got picked up by academics and the International Labor Organization—I was reacting against that; the idea promoted by a highly formal economics and bureaucratic practice that the state as an idea as the only actor. In fact, people in Third World cities engaged in all kinds of economic activities, which just weren't recognized as such. So my impulse was really empiricist—to use my ethnographic observations to show that people were doing a lot more than they were supposed to be doing, as recorded in official statistics or discussed by politicians and economists.
Essentially, I made a distinction between those things which were defined by formal regulation and those that lay outside it. I posed the question how does it affect our understanding in the development process to know more what people are doing outside the formal framework of the economy. And remember, this came up in West Africa, which did not have as strong a colonial tradition as in many other parts of Africa. African cities there were built and provisioned by Africans. There were not enough white people there to build these cities or to provide food and transport, housing, clothing and the rest of it.
In my book on African agriculture, I went further and argued that the cities were not the kind of engines of change that many people imagined that they were, but were in fact an extension of rural civilizations that had effectively not been displaced by colonialism, at least in that region. Now if you ask me how useful I think it is today, what happened since then of course is neoliberal globalization, for want of a better term, which of course hinges on deregulation. So, as a result of neoliberal deregulation, vast areas of the economy are no longer shaped by law, and these include many of the activities of finance, including offshore banking, hedge funds, shadow banking, tax havens, and so on. It also includes the criminal activities of the corporations themselves. I've written a paper on my blog called "How the informal economy took over the world" which argues that we are witnessing the collapse of the post-war Keynesian consensus that sought to manage the economy in the public interest through law and in other ways that have been dismantled; so, it's a free-for-all. In some sense, the whole world is now an informal economy, which means, of course, that the term is not as valuable analytically as it once was. If it's everything, then we need some new words.
The mistake I made with other people who followed me was to identify the informal economy with poor slum dwellers. I argued that even for them, they were not only in the informal economy, which was not a separate place, but that all of them combined the formal and informal in some way. But what I didn't pay much attention to was the fact that the so-called formal economy was also the commanding heights of the informal economy—that the politicians and the civil servants were in fact the largest informal operators. I realize that any economy must be informal to some degree, but it is also impossible for an economy to be entirely informal. There always have to be rules, even if they take a form that we don't acknowledge as being bureaucratically normal like, for example, kinship or religion or criminal gangs. So that's another reason why it seems to me that the distinction has lost its power.
At the time, it was a valuable service to point to the fact that many people were doing things that were escaping notice. But once what they were doing had been noticed, then the usefulness of the distinction really came into question. I suppose in retrospect that the idea of an informal economy was a gesture towards realism, to respect what people really do in the spirit of ethnography. I have taken that idea to another level recently in mywork on the human economy at the University of Pretoria in South Africa. Here, in addition to privileging the actors' point of view and their everyday lives, we wish to address the human predicament at more inclusive levels than the local or even the national. Accordingly, our interdisciplinary research program (involving a dozen postdocs from around the world, including Africa, and 8 African doctoral students) seeks ways of extending our conceptual and empirical reach to take in world society and humanity as a whole. This is easier said than done, of course.
Keith Hart is Extraordinary Visiting Professor in the Centre for the Advancement of Scholarship and Co-Director of the Human Economy Program at the University of Pretoria, South Africa. He is also centennial professor of Economic Anthropology at the LSE.
Related links
Faculty Profile at U-London
Personal webpage
Read Hart's Notes towards an Anthropology of the Internet (2004, Horizontes Antropológicos) here (pdf)
Read Hart's Marcel Mauss: In Pursuit of a Whole (2007, Comparative Studies in Society and History) here (pdf)
Read Hart's Between Democracy and the People: A Political History of Informality (2008 DIIS working paper) here (pdf)
Read Hart's Why the Eurocrisis Matters to Us All (Scapegoat Journal) here (pdf)
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Daniel Levine on Hidden Hands, Vocation and Sustainable Critique in International Relations
Daniel Levine is part of a new generation of IR scholars that takes a more pluralist approach to addressing the hard and important questions generated by international politics. While many of those interviewed here display a fairly consistent commitment to a certain position within what is often referred to as 'the debate' in IR, Levine straddles the boundaries of a diverse range of positions and understandings. Time to ask for elaboration.
Print version of this Talk (pdf)
What is, according to you, the biggest challenge / principal debate in current IR? What is your position or answer to this challenge / in this debate?
The question I'd like us to be asking more clearly than we are is, 'are we a vocation and, if so, what kind of vocation are we'? This points to a varied set of questions that we, as scholars, gesture to but spend relatively little theoretical time developing or unpacking. There's an assumption that the knowledge we produce is supposed to be put good for something, practical in light of some praiseworthy purpose. Even theorists who perceive themselves to be epistemologically value-free hope, I think, at least on an intuitive level, that some practical good will emerge from what they do. They hope that they are doing 'good work' in the sense that some Christians use this term. But, there is not really a sustained project of thinking through how those works work: how our notions of vocation might be different or even mutually exclusive, and how the differences in our notions of vocation might be bound up in non-obvious ways to our epistemological, methodological, and theoretical choices.
Moreover, except for a few very important and quite heroic (and minoritarian) efforts, we don't really have a way to think systematically about the structure of the profession: how it influences or intervenes or otherwise acts on particular ideas as they percolate through it, and how those ideas get 'taken up' into policy. Brian Schmidt has done work like that, so has Inanna Hamati-Ataya, Ole Waever, Ido Oren, Oded Löwenheim, Elizabeth Dauphinee, Naeem Inayatullah, and Piki Ish-Shalom; and it's good work, but they are doing what they are doing with limited resources, and I think without due appreciation from a big chunk of the field as to why that work is important and what it means.
When I started writing Recovering International Relations, I had wanted to recover the 'view from nowhere' that many social scientists idealize. You know, that methodological conceit where we imagine we are standing on Mars, watching the earth through a telescope, or we're Archimedes standing outside of the world, leveraging it with distance and dispassion. I had worked on the Israeli-Palestinian conflict for a long time, was living in Tel Aviv, working for a think tank, and was—am—an Israeli citizen and an American citizen. I had this somewhat shocking discovery right after the Second Intifada broke out. Most of my senior colleagues were deploying their expertise in what seemed to me to be a very tendentious way: to show why the second Intifada was Yassar Arafat's fault or the Palestinian Authority's fault—or, in a few cases, the Israelis' fault. There were some very simplistic political agendas that were driving this research. People were watching the evening news, coming into work the next morning, and then running Ehud Yaari's commentary through their respective fact-values-methods mill. Or if they were well-connected, they were talking to their friends on the 'inside', and doing the same thing.
It was hard to admit this for a long time, but I was very naïve. I found that very unsettling and quite disillusioning. That's why the view from nowhere was so appealing. I wanted to be able to talk about Israel and Palestine without taking a position on Israel and Palestine—but without eschewing the expertise I had acquired along the way, in part because I was a party to this conflict, and cared about its outcome. I was young, inexperienced, and slightly arrogant to boot—neither yet a scholar, nor an 'expert,' nor really aware of the game I was playing. So my objections were not well received, nor did I pose them especially coherently. To their credit, my senior colleagues did recognize something worthwhile in my diatribes, and they did their best to help me get into graduate school.
As the project developed, and as I started engaging with my mentors in grad school, it appeared that the view from nowhere was essentially impossible to recover. With Hegel and with the poststructuralists, we can't really think from nowhere; the idea of it is this kind of intellectual optical illusion, as though thinking simply happens, without a mind that is conditioned by being in the world. Therefore, there needs to be a process by which we give account of ourselves.
There are a variety of different ways to consider how one might do that. There's what we might call the agentic approach, in which we think through the structure of thought itself: its limitations, our dependence on a certain image of thinking notwithstanding those limits—thought's work on us, on our minds. This is closest to what I do, drawing on Adorno and Kant, and Adorno's account of how concepts work in the mind; how they pull us away from the things we mean to understand even as they give us the words to understand them. And drawing on Jane Bennett, William Connolly, Hannah Arendt, Cornel West, JoanTronto, and JudithButler to think through how one conditions oneself to accept those limitations from a space of love, humility and service. Patrick Jackson's (TheoryTalk #44) Conduct of Research in IR is quite similar to this approach; and so is Colin Wight's Agents, Structures and International Relations; though they use more philosophy of science than I do.
One could also do this more 'structurally.' One could say 'this is how the academy works and this is how the academy interconnects with the larger political community' and then try to trace out those links: I mentioned Hamati-Ataya, Oren, and Ish-Shalom, or you could think of Isaac Kamola, Helen Kinsella, or Srdjan Vucetic.
Any of those approaches—or really, some admixture of them—would be pieces of that project. I would like us to be doing more of that—alongside, not instead of, all the other things we are already doing, from historical institutionalism to formal modeling, to large-N and quantitative approaches, and normative, feminist and critical ones. I would like such self-accounting to be one of the things scholars do, that they take it as seriously as they take methods, epistemology, data, etc. Driving that claim home in our field, as it's presently constituted, is our biggest challenge.
How did you arrive at where you currently are in IR?
I'm 42, so the Cold War was a big deal. I'm American-born, and I was raised in a pretty typical suburb. John Stewart from the Daily Show is probably the most famous product of my hometown, though I didn't know him. My view of history was a liberal and progressive in the Michael Waltzer/Ulrich Beck/Anthony Giddens, vein, but I was definitely influenced by the global circumstances of the time, and by the 'End of History' discourse that was in the air. I thought that the US was a force of good in the world. I was a nice Jewish boy from New Jersey. I really wanted to live in Israel for personal reasons, and the moral challenge of living in Israel after the Intifada seemed to go away with the peace process. So, it seemed to me that it was a kind of golden moment: you could 'render unto Caesar what was due to Caesar', and do the same for the Lord. I could actually be a Jewish-Israeli national and also a political progressive. (That phrase is, of course, drawn from the Gospels, and that may give you some sense of how my stated religious affiliations might have differed from the conceptual and theological structures upon which they actually rested—score one for the necessity of reflexivity. But in any case, those events were important.)
I moved to Israel when I was 22 and was drafted into the military after I took citizenship there. In the IDF, I was a low-level functionary/general laborer—a 'jobnik', someone who probably produces less in utility than they consume in rations. Our job was to provide support for the combatants that patrolled a certain chunk of the West Bank near Nablus—Shechem, as we called it, after the biblical name. I was not a particularly distinguished soldier. But we were cogs in a very large military occupation, and being inside a machine like that, you can see how the gears and pieces of it meshed together, and I started taking notice of this. Sometimes I'd help keep the diary in the operations room. You saw how it all worked, or didn't work; or rather, for whom it worked and for whom it didn't. All that was very sobering and quite fascinating.
I once attended a lecture given by the African politics scholar Scott Straus, and he said the thing about being present right after genocide is that you come across these pits full of dead bodies. It's really shocking and horrific—there they are, just as plain as day. Nothing I saw in the sheer level of violence compares to that in any way—I should stress this. But that sense of it all just being out there, as plain as day, and being shocked by this—that resonated with me. Everyone who cared to look could understand how the occupation worked, or at least how chunks of it worked. So I would say in terms of events, those things were the big pieces that structured my thinking.
Here's two anecdotal examples. Since I was a grade of soldier with very limited skills, I was on guard duty a lot. We had a radio. I could hear the Prime Minister on the radio saying we are going to strike so-and-so in response to an attack on such-and-such, and then I could see helicopters pass overhead to Nablus, and then I could see smoke. Then I could see soldiers come back from going out to do whatever it was the helicopter had provided air support for. I'd see ambulances with red crescents or red Stars of David rush down the main road. It began to occur to me that there was a certain economy of violence in speech and performance. I didn't think about it in specifically theoretical terms before I went back to graduate school, but Israelis had been killed, political outrage had been generated. There was a kind of affective deficit in Israeli politics that demanded a response, and some amount of suffering had to be returned—so the government could say it was doing its job. I found this very depressing. My odd way of experiencing this—neither fully inside nor outside—is certainly not the most important or authentic, and I'm not trying to set myself up as an expert on this basis. I'm only trying to account for how it made me think at the time and how that shows up in what and how I write now.
Later, when I was in the reserves, I was in the same unit with the same guys every year. One year, we were lacing our boots and getting our equipment for our three weeks of duty in a sector of the West Bank near Hebron, I think it was. I remember one guy, one of the more hawkish guys, said 'we'll show 'em this time, we'll show them what's what'. Three weeks later, that same guy said 'Jeez, it's like we're like a thorn in their backside; no wonder they hate us so much.' (He actually used some colorful imagery that I can't share with you.) I remember thinking, 'well, ok, he'll go home and he'll tell his family and his friends; some good will come of this.' The next year, I saw the same guy saying the same thing at the start, 'we'll show those SOBs.' And then three weeks later, 'oh my God, this is so pointless, no wonder they hate us…' So after a few years of this I finally said to him, 'tagid, ma yihiyeh itcha?'—Like, dude, what's your deal? 'We've had this conversation every year! What happens to you in the 48 weeks that you're not here that you forget this?' And I think he looked at me like, 'what are you talking about?'
I thought about that afterwards: we have these moments of experience when we're out of our everyday environment and discourse, the diet of news and fear, PR and political nonsense—that's when these insights become possible. So, when this guy comes in and says 'ok, we'll get those SOBs,' he's carrying with him this discourse that he has from home, from the news and TV, from his 'parliament' with his friends where they get together and talk about politics and war and economics and whatever else—and then a few weeks of occupation duty disrupts all that, makes him see it in a different light, and he has these kinds of fugitive experiences which give him a weirdly acute critical insight. Suddenly, he's this mini-Foucault.
In a few weeks, though, he goes back to his life, there's no space or niche into which that uncomfortable, fugitive insight can really grow, so it just sort of disappears or withers on the vine, its power is dissipated. This is a very real, direct experience of violence and it's covered over by all of this jibber-jabber. So there's a moment where you start to wonder: what exactly happens there? What happens in those 48 weeks? What happens to me during those weeks? You can see how a kind of ongoing critical self-interrogation would evolve out of that. Again, none of those things are exactly what my book's about, but it gives you a sense of how you might find Adorno's kind of critical relentlessness and negativity vital and important and really useful and necessary. You can see how that might inform my thinking.
In terms of books, as an undergraduate, I had read, not very attentively, Said and Foucault, and all of the stuff at the University of Chicago we had to take in what they called the 'Scosh Sequence,' from sociologists like Elijah Anderson and William Julius Wilson to Charles Lindblom and Mancur Olsen: texts from the positive and the interpretive to the post-structural. I had courses with some very smart Israeli and Palestinian profs—Ephraim Yaar, Salim Tamari, Ariela Finkelstein. And of course Rashid Khalidi was there at that time. Once I was in the military, the Foucault and Said suddenly started popping around in my head. Suddenly, this sort of lived experience of being on guard duty made the Panopticon and the notion of discipline go from being a rather complicated, obscure concept to something concrete. 'Oh! That's what discipline is!'
When I went back to graduate school, I was given a pretty steady diet of Waltz, rational deterrence theory, Barry Posen, Stephen Walt (Theory Talk #33), and Robert Jervis (Theory Talk #12). Shai Feldman was a remarkable teacher, so were Ilai Alon in philosophy, Shlomo Shoham in sociology and Aharon Shai in History. Additionally I had colleagues at work who were PhD students at the Hebrew University working with Emanuel Adler; they gave me Wendt (Theory Talk #3), Katzenstein's (TheoryTalk # 15) Culture of National Security, Adler and Barnett, and Jutta Weldes' early article on 'Constructing National Interests' in the EJIR (PDF here). My job was to help them publish their monographs, so I got really into the guts of their arguments, which were fascinating. I am not really an agency-centered theory guy anymore and I am not really a constructivist anymore, but that stuff was fantastic. I saw that one could write from a wholly different viewpoint, perspective, and voice. This is all very mainstream in IR now, but at the time, it felt quite edgy, very novel. Part of the reason why the middle chapters of Recovering IR has these long discussions about different kinds of constructivism is that I wouldn't have had two thoughts to rub together if it was not for those books. I do disagree with them now and strongly, but they were very important to me all the same.
What would a student need to become a specialist in IR or understand the world in a global way?
I'd be more comfortable answering that question as someone who was, until relatively recently, a grad student. I've not been productive long enough to say 'Well, here's how to succeed in this business and be a theorist of enduring substance or importance' with any authority. But I can say, 'here's how I'm trying to be one.' There's a famous article by Albert O. Hirschman called 'The Principle of the Hiding Hand,' (PDF here) and in it he says that frequently, the only way one can get through really large or complicated projects is to delude oneself as to how hard the project is actually going to be. He takes as an example these ambitious, massively complicated post-colonial economic projects of the Aswan High Dam variety. The only way such enormous projects ever get off the ground, he says, is if one either denies their true complexity or deludes oneself. Otherwise you despair and you never get it done. From the first day of seminar to dissertation proposal to job—thank God I had no idea what I was in for, or I might have quit.
Also, the job market being what it was, we had to be very, very passionate scholars who wrote and argued for the sheer intellectual rush and love of writing. And yet, we also had to be very practical and almost cynical about the way in which the academic market builds on the prestige of publications and the way in which prestige becomes shorthand for your commodity value. At least in the US, the decline of tenure and the emergence of a kind of new class of academics whose realm of responsibility is specifically to engage in uncomfortable kinds of political and moral critique—but without tenure, and at the mercy of a sometimes feckless dean, an overburdened department chair or fickle colleagues—that's very scary. If you're doing 'normal science', it's a different game and the challenges are different. But if your job is to do critique, in the last ten years, it's a very big deal. Very difficult. I'm very fortunate in that regard; at Alabama I've had great support from my department, my chair, and my college.
I was a Johns Hopkins PhD, and my department was fantastic in terms of giving me support, encouragement, getting out of my way while throwing interesting books at me, reading drafts that were bad and helping me make them good—or at least telling me why they were bad. We did not get particularly good professional training, because I think they did not want us to get professionalized before we found our own voice. I'm really grateful for that, truly. But then there's this period in which you have to figure out how to make your voice into a commodity. That's really tough, it's a little bit disheartening—even to discover that you must be a commodity is dismaying; didn't we go into the academy to avoid this sort of logic? But just like Marx says, commodities have a double life, and so do you. The use-value of your scholarship and its exchange-value do not interlock automatically and without friction. So you spend all this time on the use-value of it—writing a cool, smart, interesting dissertation—thinking that will translate into exchange-value, and it turns out that it sort of does, but a lot of other things translate into exchange-value too that aren't really about how good your work is necessarily. And many of your colleagues, if what you're doing is original, won't really understand what you're doing; the value or the creativity of it won't be apparent to them unless they spend a lot of time sifting through your bad drafts of it, which only a few—but God bless those—will do. So how you create exchange-value for yourself is important. So is finding people who will care about you, your project, your future—and learning when to take their advice, when to ignore it, and how to do so tactfully.
If all that's hard, you're probably doing it right. It's unfortunate that that's how it is, but at all events, that's how it was for me.
Would you elaborate on the concept of vocation and why this is so important to the view from nowhere? It is important to say that the view from nowhere is perhaps difficult. So is vocation, or a kind of Weberian approach, a way to articulate that for you?
There's a quote in a book from a Brazilian novelist named Machado de Assis. His protagonist is this fellow Bras Cubas, who's writing a posthumous memoir of his own life. He's writing from beyond the grave. From there, he can view his whole life and his entire society from outside; he's finally achieved positivism's view from nowhere. But the thing about this view—and the book means to be a sendup of the Comtean positivism that was fashionable in Brazil in those days—is that it gives him no comfort. He now knows why he lived his life the way he did; how he failed and what was—and what was not—his fault. The absurdity of it all makes sense. But it changes nothing: he has died unfulfilled, unloved, and essentially alone: a minor poet and back-bench politician who was ultimately of little use to anyone nor of much to himself. All he knows is how that happened.
In the end, if we're all playing a role in how a world comes into being and it's in some sense our job simply to accept this, and our job as scholars merely to explain it, this gives us no comfort in the face of suffering, in the face of violence and evil. To some extent as scholars, and to some extent as a discipline, we exist as a response to evil, to suffering, to foolishness, to folly; it's not a coincidence that the first professorship of IR is created in Britain in the wake of WWI, and that it's given to someone like E. H. Carr.
If we don't have a view from nowhere because we've given up anything like a moral sense that can't be reduced to fractional, material, or ideological sensibilities, and if we know that sometimes those 'views from somewhere' can provide cover for terrible kinds of evil or justify awful kinds of suffering, then the notion of vocation seems to come in at that point and say well, 'here's what I hope I'm doing', or 'here's what I wish to be doing', or 'here's what I'd like to think I'm doing', and then allowing others to weigh in and give their two cents. Vocation, in the sense of Weber's lectures, comes out of that. It's Kant for social scientists: What can I know? What should I do? For what may I hope? In other words, what the necessity and obligation of thinking is on the one hand, and on the other what its limitations are.
This is a way to save International Relations from two things: one, from relativism and perspectivism, and the other, from a descent into the technocratic or the managerial. I am trying to stand between the two. My own intellectual background was in security studies at Tel Aviv University in the 1990s: the period immediately after Maastricht, in the period of the Oslo Process, the end of Apartheid. My hope back in the days when the peace process seemed to me to be going well was that I'd be able to have a kind of technocratic job in Israel's Ministry of Foreign Affairs or Defense. Counting tanks, or something similar. I thought that would be a pretty good job. I would be doing my part to maintain a society that had constructed a stable, long-term deterrent by which to meaningfully address the problem of Jewish statelessness and vulnerability, but without the disenfranchisement of another people. I could sit down and count my tanks with a clear conscience, because the specter of evil was being removed from that work. The problem of the occupation was being be solved. Again, it's somewhat embarrassing to admit this now.
I would say in the US academy, there is definitely a balance in favor of the technocrats. We have enormous machines for the production and consumption of PhDs in this country. The defense establishment is an enormous player. Groups like the Institute for Defense Analysis need a lot of PhDs, the NSF funds a lot of PhDs (for now, at least), and that tips the balance of the profession in a certain way. My ability to use ideas compellingly at ISA won't change that fact all by itself, there's a base-superstructure issue in play there.
In Europe, it's a different story, for a bunch of reasons. The defense establishments of the EU member states aren't as onerous a presence. And, there are more of them; so there's a kind of diversity there and a need to think culturally about how these various institutions interlock and how people learn to talk to each other: the Martha Finnemore-to-Vincent Pouliot-to-Iver Neumann (Theory Talk #52) study of ideas and institutions and officials. Plus, you have universities like the EUI and the CEU, which are not reducible to any particular national interest or education system; creating knowledge, but for a political/state form that's still emergent. No one knows exactly what it is, what its institutions and interests will ultimately be. Because of that, it's hard to imagine the EUI producing scholars with obviously nationally-inflected research programs, like Halford Mackinder, Mahan, Ratzel from a century ago. There will still be reifications and ideologies, but there's more 'give' since the institutions are still in play. And there's fantastically interesting stuff happening in Australia, and in Singapore—think of people like Janice Bialley-Mattern, Tony Burke and Roland Bleiker.
Critique has a long and controversial history in our discipline. Could you perhaps elaborate, as a kind of background or setting, how critique can be used in IR and why you've placed it at the center of your approach to IR theory?
Critique as term of art comes into the profession through Robert Cox (Theory Talk #37) and through the folks that were writing after him in the '90s, including Neufeld, Booth, Wyn-Jones, Rengger, Linklater and Ashley—though pieces of the reflexive practice of critique are present in the field well before. For Cox, the famous line is that theory is always 'for something and for someone.' The question is, if that's true how far down does that problem go? Is it a problem of epistemology and method, or is it a problem of being as such, a problem of ontology? Is it fundamental to the nature of politics?
If the set of processes to which we refer when we speak of 'thinking' is inherently for someone and for something, and that problem harkens back to the idea that all thinking is grounded in one's interests and perspectives, i.e., that all practical or systematic attempts to understand politics are 'virtuous' in the Machiavellian sense (they serve princely interests) but not necessarily in the Christian sense (deriving from transcendent values), then we have a real problem in keeping those two things separate in our minds. Think of Linklater's book Men and Citizens in International Relations as a key node in that argument, though Linklater ultimately believes (at least in that book) that a reconciliation between the two is possible. I'm less convinced.
Now recall the vocation point we discussed before. IR as a discipline has a deep sense of moral calling which goes beyond princely interest. And the traditions on which it draws are as much transcendently normative as anything else. So encoded in our ostensibly practical-Machiavellian analyses is going to be something like a sense of Christian virtue; we'll believe we're not merely correct in our analyses, but really and truly right in some otherworldly, transcendent way. True or not, that sense of conviction will attach itself to our thinking, to the political forces and agendas that we're serving. We'll come to believe that we are citing Machiavelli in the service of something greater: whether that's 'scientific truth' or the national interest, or what have you. Nothing could be more dangerous than that. Critique, as an intervention, comes here: to dispel or chasten those beliefs. Harry Gould, Brent Steele, and especially Ned Lebow (Theory Talk #53) write about prudence and a sense of finitude: these are the close cousins of this kind of critique.
If we take seriously the notion that people sometimes fight and kill in the service of really awful causes while believing they are doing right, and that scholars sometimes help them sustain those convictions rather than disabuse them of them—even if they do not intend this—then critique becomes an awfully big problem and it really threatens to undermine the profession as such. It opens up a whole new level of obligation and responsibility, and it magnifies what might otherwise be staid 'inside baseball'—Intramural scholarly or methodological debates. Part of the reason why the 'great debates' were so great—so hotly fought—had to do with this: our scholarly debates were, in fact, ideological ones.
It undermines the field in another way as well. If we take critique seriously, there's got to be a lot of moral reflection by scholars. That will make it hard to produce scholarship quickly, to be an all-purpose intellectual that can quickly produce thought-product in a policy-appropriate way, because I will want to be thinking from another space, and of course precisely what policy-makers want is that you don't think from some other space; that you present them with 'shovel ready' policy that solves problems without creating new ones.
So you now have not just a kind of theoretical or methodological interruption in the discussion of, say, absolute or relative gains. You now have to give an account of yourself. And for me, that's what critique in IR means. To unpack the definition I gave above, it's the attempt to give an account of what the duties and limits of one's thinking are in the context of politics, given the nature of politics as we understand it. Because IR comes out of the Second World War, we're bound to take the most capacious notions of what political evil and contingency can be; if we are not always in the midst of genocide and ruin, then we are at least potentially so. And so contingency and complexity and all the stuff that we're talking about must face that. I want to hold out that Carl Schmitt and Hans Morgenthau might be right—in ways which neither they, nor I, can completely fathom. Then I have to give accounts of thinking that take a level of responsibility commensurate with that possibility.
In that vein, when I look at accounts of thinking in the context of the political, when I look at what concepts are and how they work and how they do work on the world so that it can be rendered tractable to thought, I realize that what we come up with when we're done doesn't look very much like politics anymore. We have tools which, when applied to politics, change it quite dramatically; they reify or denature it. To be critical in the face of that, you're going to be obliged to an extensive degree of self-interrogation and self-checking, which I call chastening.
That process of chastening reason, is, in effect, what remains of the enlightenment obligation to use practical reason to improve what Bacon called the human estate. What's left of that obligation is to think in terms of the betterment of other human beings as best as you can, knowing you can't do that very well, but that you may still be obliged to try.
That's really hard to do and it's an odd form of silence and non-silence. After all, if I were to look at the Shoah while it was happening, or look at what happened in Rwanda, and say 'well, I don't really have a foundational position on which to stand so I can't analyze or condemn that'—that would not be a morally acceptable position. Price and Reus-Smit (TheoryTalk #27) say this in their 1998 article and they are absolutely right. But then there's the fact that I don't quite know what to say beyond 'stop murdering people!' The world is so easy to break with words, and so hard to put back together with them—assuming anyone cares at all about anything we say. So I am obliged to respond to those kinds of events when I see them, and I am also obliged to acknowledge that I can't respond to them well, because my authority comes from the conceptual tools I have, and they aren't really very good. Essentially, what I'm doing as scholar of IR is the equivalent is using the heel of my shoe to hammer in a nail. (That's a nice line, no? I wish it was mine, but it's Hannah Arendt.) It will probably work, but it will take a while, and the nail won't go in so straight. To chasten one's thinking is to remind oneself that the heel of one's shoe is not yet a hammer; that all we're doing is muddling through—even when we do our work with absolute seriousness and strict attention to detail, context and method—as of course we should.
You discuss IR theory in terms of different reifications. In which was does that also lead you to take a stand against a Weberian understanding of IR?
I think where I depart from Weber is that he has more faith than I do that, at some point, disenchantment produces something better. There is faith or hope on their part that the iron cage that we experience as a result of disenchantment and as a result of the transformation from earlier forms of charismatic and traditional authority to contemporary rational ones won't always be oppressive, not forever. New forms and ways of being will emerge, in which those disenchanted modes actually will fulfill their promise for a kind of improvement in the human estate. If it's a long, complicated process—hence the image of slow boring into hard wood—but faith is still justified, good things can still happen.
For me, the question is how would you manage a society that is liable to go insane or to descend into moments of madness because of the side-effects or intervening effects of disenchantment and modernization, while holding fast to the notion that at some point, this is going to get better for most people? I'm a bit less certain about that than I read Patrick and Weber being. I think that even if they're right, it makes sense morally as scholars, not necessarily as citizens or individuals or people, to dwell in the loss of those who fall along the way.
I find myself thinking about the people who are gone a lot. My ex-wife teaches on slavery, and I think a lot about this terrible thing she once told me. On slave ships, when there was not enough food they would throw the people overboard because ship masters got insurance money if their property went overboard, but not if human beings succumbed on-ship. There's a scene depicting this in Spielberg's film Amistad and it haunts me. I find myself thinking about those people, dragged under with their chains. I wonder what they looked like, what they had to say. I wonder what they might have created or how their great-great grandchildren children would have played with my child. I wonder if my best friend or true love was never born because her or his ancestor died in this way. An enormous number of people perished. I can't quite believe this, even if I know it's true.
Yoram Kaniuk, the recently deceased Israeli novelist, wrote that the Israeli state was built on the ground-up bones of the Jews who couldn't get there because it was founded too late. I wonder about them too. And when I taught course modules on Cambodia, I would find myself looking at the photographs made of the people in Tuol Sleng before they were killed, the photo archives which the prison kept for itself. There is a mother, daughter, father, brother, son, and I find myself drawn into their eyes and faces. I don't want those people to disappear into zeros or statistics. I want somehow to give them some of their dignity back, and I want to dwell in the tragic nature my own feeling because it bears remembering that I cannot ever really do that. If I remember that, I will have some sense of what life's worth is, and I won't speak crassly about interventions or bombings or wars—wherever I might come down on them. I would say that it's almost a religious obligation to attend to the memory of those people. My desire to abide with them makes me very, very suspicious of hope or progress. I want this practice of a kind of mourning or grief to chasten such hope.
There's a problem with that position. Some will point out to me that this will turn into its own kind of Manichean counter-movement, a kind of Nietzschean ressentiment. Or else that dwelling in mourning has a self-congratulatory quality to it. And there are certainly problems with this position at the level of popular or mass politics. We do see a lot of ressentiment in our politics. On the left, there's a lot of angry, self-aggrandizing moral superiority. And you can think about someone like Sarah Palin in the US as a kind of populist rejection of guilt and responsibility from the right.
But as social scientists, we might have space to be the voice for that kind of grief, to take it on and disseminate the ethics that follow from it; to give that grief a voice. That kind of relentless self-chastening is what I'm all about. I think it opens you up to new agendas and possibilities. I think it's a much deeper way to be 'policy relevant' than most of my colleagues understand this term. If we are relentlessly self-critical as scholars, and if we relentlessly resist the appropriation of scholarly narratives to simplistic moral or political ends and if we, as a society, help to build an intolerance of that and a sense of the mourning that comes out of that, we also open our society up to say things like, 'ok, well what's left?'
And then, well, maybe a lot of things are left, and some of them are not so bad. Maybe we start to imagine something better. That's where I'd rejoin Jackson and Weber; after that set of ethical/emotional/spiritual moves. I think, by the way, that Patrick mostly agrees with me; it's only a question of what his work emphasizes and what mine has emphasized. On this point, consider Ned Lebow's notion of tragedy. He and I disagree on some of the details of that notion. But on top of his remarkable erudition, he's a survivor of the Shoah. I suspect he has thought very deeply about grief and mourning, and in ways that might not be open to me.
The final question I want to pose to you is a substantive one: Your understanding of critique somehow does relate to sustaining progress, in a way. Perhaps on the one hand, you are not so optimistic as Weber was, but on the other hand, your work conveys the sense that it is possible to bridge the gap between concepts and things. I'm not sure if it's possible, but perhaps you can relate it to the substantive example of how your work relates to concrete political situations. I think the example of Israel-Palestine comes to mind best.
Again, I don't think I am as optimistic as that. In my heart of hearts, I desperately wish this to be the case. To think of the people who were most influential on my intellectual development—my cohort of fellow grad students at Johns Hopkins and our teachers, to whom as a group I owe, really, everything in intellectual terms—I was certainly in the minority view. Most of them were, I think, working in the Deleuzian vein of making 'theory worthy of the event.' I just don't believe that's possible; or anyway I think it's really, really, really hard, the work of a generation to tell that story well and have it percolate out into our discipline and our culture. In the meantime, we must muddle through. I hope I'm wrong and I hope they're right. I'm rooting for them, even as I try to give them a hard time—just as I give Keohane (Theory Talk #9) and Waltz and Wendt and everyone else I write about a hard time. But I'd be happy, very happy, to be wrong.
What I do think can be done is that you can sustain an awareness of the space between things-in-themselves and concepts, and by extension some sense of the fragility and the tenuousness of the things that you think and their links to the things that you do. Out of this emerges a kind of chastened political praxis.
You mentioned Israel and Palestine, which I care a great deal about and am trying to address more squarely in the work I'm doing now, partly on my own and partly in pieces I've worked on with my colleague Daniel Monk. What we observe is that though the diplomatic negotiations failed pretty badly twelve and a half years ago, we're still looking at the same people running the show: the same principal advisers and discussants and interlocutors: in the US and Israel and in the Palestinian Authority. The same concepts and assumptions too. Just a few days ago, Dennis Ross published a long op-ed about how we get the peace process back on track, and you might think that you're reading something from another time—as though the conflict were a technical challenge rather than a political one. You know that Prince song about 'partying like it's 1999'?
I don't know what a peaceful, enriching, meaningful Israeli-Jewish-Arab-Palestinian-Muslim-Christian collective co-existence or sharing of space or world looks like, but I know that this pseudo-politics ain't that. When I see something that's just a re-hashing, I can say, 'come on guys, that is not thinking, that's recycling the old stuff and swapping out dates, proper nouns and a few of the verbs.' Nor is it listening to other voices who might inspire us in different ways, or might help us rethink our interests, categories and beliefs. Lately, I've been listening to a band called System Ali, hip-hop guys from Jaffa's Ajami quarter, who sing in four languages. What they say matters less to me than the fact that they really seem to like another, they trust each other, they let each voice sing its song and use its words. They have something to teach me about listening, thinking, acting and feeling—because it's music after all—and that can produce its own political openings.
Of course, there are pressure groups, from industry and AIPAC to whatever else in the US, and those groups merit discussion and debate, but I'm also wary of the counter-assumption which follows from folks who talk about this too reductively: that there actually is an American interest, or a European or Arab or Israeli one, which somehow transcends partisan interest—one that can be recovered once the diaspora Jews, the oil moguls, the arms dealers or the Christian 'Left Behind' people are taken out of the picture. That feels like the same heady brew that Treitschke and Meinecke and the German realpolitik scholars poured and drank: that the national state has some transcendent purpose to which we gain access by rising above or tuning out the voices of the polity or its chattering classes. Only with a light liberal-internationalist gloss: Meinecke meets David Lake (Theory Talk # 46), Anne-Marie Slaughter or John Ikenberry.
I can also go meet starry-eyed idealists who want to hold hands and sing John Lennon, I can say to them yes, I want to hold your hand and sing John Lennon, but I am also enough of a social scientist to know that if a policy does not respond to real and pressing problems—water, land, borders etc.—that any approach that does not respond to those things will be hopelessly idealist. It will be what my granny called luftmentsch-nachess—the silly imaginings of men with their heads in the clouds, like the parable about Thales and the Thracian maiden. I am not interested in being either a luftmentsch nor a technocrat. So what does that leave with you with? You need to balance.
You can look at groups at the margins of political culture to see what they can tell you. In Israel and Palestine, it's groups like Ta'ayush, Breaking the Silence and Zochrot, and this settler leader who recently died, Rabbi Frohman, who was going out and meeting every Palestinian leader he could because for him, being a Jew in the land was not, in the first instance about his Israeli passport. There were and are possibilities for discussion that feel really pregnant and feel very different from the conversation we are sustaining now; which reveal its shallowness and its limitations and its pretentiousness. These other voices are of course not ideal either, they are going to have their own problems and limitations, their own descent into power and exclusion and so on, but they reveal some of the lie of what we're doing now.
I guess in the end, social scientists make a living imagining the future on the basis of the past. I also spend a lot of time reading novels and watching books and films. Partly because I am lazy and I like them. Partly because I'm looking for those novels and films to help me imagine other possibilities of being that aren't drawn from the past. Art, Dewey tells us in The Public and its Problems, is the real bearer of newness. Maybe then, I get to grab onto those things and say ok, what if we made those them responsive to an expansive materialist analysis of what an Israeli-Palestinian peace would need to survive? What if we held the luftmentsch's feet to the materialist/pragmatic fire, even as we held the wonk's feet to the luftmentsch's fire? Let them both squeal for a while. There's possibility there.
Daniel J. Levine is assistant professor at the University of Alabama. Among his recent publications (see below) stands out his book Recovering International Relations.
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Faculty Profile at U-Alabama Read the first chapter of Levine's Recovering IR (2012) here (pdf) Read Barder and Levine's The World is Too Much (Millennium, 2012) here (pdf) Read Levine's Why Morgenthau was not a Critical Theorist (International Relations, 2013) here (pdf) Read Monk and Levine's The Resounding Silence here (pdf)