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Working paper
Public-Private Arbitration and the Public Interest under English Law
In: The Modern Law Review, Forthcoming
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Working paper
Public-Private Arbitration and the Public Interest Under English Law
In: Modern Law Review, Forthcoming
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Private-Public Arbitration in Australia: Public Law Concerns, Private Law Responses
In: Stephan Schill (ed), The Comparative Constitutional Law of Private-Public Arbitration (Oxford University Press, Forthcoming)
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Investment Treaty Arbitration Caught in the Public-Private Law Divide
In: Michigan Journal of International Law, Band 45 (3)
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Grievance Arbitration in the Public Sector: A Conceptual Framework and Empirical Analysis of Public and Private Sector Arbitration Cases
In: Review of public personnel administration, Band 15, Heft 4, S. 22-36
ISSN: 1552-759X
This article examines differences between public and private sector grievance arbitration outcomes. The research question addressed in this study is whether or not differences in win, lose, or compromise outcomes exist between the public and private sector and if differences exist regarding discipline cases. Archival data were analyzed from a total of 1127 public and 2822 private arbitration cases for the period 1987 through 1993. Contingency analyses were conducted to test all hypotheses. Results indicate a higher winning percentage and fewer discharge cases in the public as compared to the private sector. Additionally, fewer public sector cases result in long suspensions. The results are discussed in terms of hypothesized public-private differences.
Private-public interaction in global governance: The case of transnational commercial arbitration
Scholars of international relations and global governance are increasingly interested in the transnational commercial arbitration system. So far, they have tended to characterize the system as a form of private global governance. However, using a combination of empirical and legal analysis, this article draws attention to the critical role of the state in the transnational commercial arbitration system, and shows that both rule-making and enforcement in the system depend largely on interactions between private and public actors. By treating arbitration as a form of private governance, scholars run the risk of obscuring these interactions and hindering their understanding of how transnational economic activity is governed. This article therefore argues for a modest reorientation of global governance scholarship on transnational commercial arbitration in a direction that focuses more closely on private-public interaction. More broadly, this article suggests that understanding interactions between private and public actors is a key to understanding global governance in general, and it raises doubts about the analytical desirability of a sharp distinction between private and public forms of global governance. © 2010 Berkeley Electronic Press. All rights reserved.
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Private Regulation of Consumer Arbitration
Full-text available at SSRN. See link in this record. ; Arbitration providers, such as the American Arbitration Association ("AAA") and JAMS, have promulgated due process protocols to regulate the fairness of consumer and employment arbitration agreements. A common criticism of these due process protocols, however, has been that they lack an enforcement mechanism. While arbitration providers state that they enforce the protocols by refusing to administer cases in which the arbitration agreement materially fails to comply with the relevant protocol, the private nature of arbitral dispute resolution makes it difficult to verify whether providers in fact refuse to administer such cases. This article reports the results of the first empirical study of the AAA's enforcement of its Consumer Due Process Protocol. We find that the AAA's review of arbitration clauses for protocol compliance appears to be effective at identifying and responding to those clauses with protocol violations. During the time period studied, the AAA refused to administer a substantial number of cases (almost 10% of its total consumer caseload) that involved a protocol violation. Moreover, in response to AAA protocol compliance review, over 150 businesses have either waived problematic provisions or revised arbitration clauses to remove provisions that violated the Consumer Due Process Protocol. Our findings support the proposition that private regulation by the AAA complements existing public regulation of the fairness of consumer arbitration clauses. Any consideration of the need for future legislative action should take into account the effectiveness of this private regulation. That said, we do not assert that private regulation alone - with no public regulatory backstop, such as through court oversight - suffices to ensure the fairness of consumer arbitration proceedings. Rather, we suggest ways that courts and policy makers could reinforce the AAA's enforcement of the Consumer Due Process Protocol as well as ways the AAA could improve its ...
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Private Justice, Public Policy: The Constitutionalization of International Commercial Arbitration
In: International Arbitration and Global Governance, S. 117-139
Private-Public Interaction in Global Governance: The Case of Transnational Commercial Arbitration
In: Business and politics: B&P, Band 12, Heft 3, S. 1-27
ISSN: 1469-3569
Scholars of international relations and global governance are increasingly interested in the transnational commercial arbitration system. So far, they have tended to characterize the system as a form of private global governance. However, using a combination of empirical and legal analysis, this article draws attention to the critical role of the state in the transnational commercial arbitration system, and shows that both rule-making and enforcement in the system depend largely on interactions between private and public actors. By treating arbitration as a form of private governance, scholars run the risk of obscuring these interactions and hindering their understanding of how transnational economic activity is governed. This article therefore argues for a modest reorientation of global governance scholarship on transnational commercial arbitration in a direction that focuses more closely on private-public interaction. More broadly, this article suggests that understanding interactions between private and public actors is a key to understanding global governance in general, and it raises doubts about the analytical desirability of a sharp distinction between private and public forms of global governance.
Private-Public Interaction in Global Governance: The Case of Transnational Commercial Arbitration
In: Business and Politics, Vol. 12, No. 3, Article 10, 2010
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Private Ordering and International Commercial Arbitration
Full-text available at SSRN. See link in this record. ; With its focus on private legal systems, the private ordering literature sets up a seeming dichotomy between public court adjudication of disputes, applying publicly created laws, and private arbitral adjudication of disputes, applying privately developed rules. Trade association arbitrations fit neatly into the latter category; public courts fit almost as neatly into the former. But while the dichotomy highlights the cases of most interest in the private ordering literature, it is too simple. It gives the appearance of an all-or-nothing choice - all public dispute resolution or all private dispute resolution - when in fact hybrid choices are common. This article seeks to add to the private ordering literature in two ways. First, it argues that international commercial arbitration, while sometimes cited as an example of private ordering, is in fact - a hybrid case - with important elements of public involvement supplementing the use of a private decision maker. Too often, international arbitration is grouped with trade association arbitration in ways that blur the important distinctions between the two. Not all arbitration is alike, and not all parties that agree to arbitrate opt out of the legal system altogether. Second, this article examines attributes of international transactions that help explain party choice among these different mechanisms of resolving disputes. It considers four attributes: (1) distance - geographic, as well as cultural and political - between the parties; (2) the complexity of the good or service; (3) the clarity of the applicable national law; and (4) the importance of speedy resolution of disputes. Trade association arbitration is most likely to be used for transactions in simple goods, although less likely in international transactions involving greater distances than domestic transactions. International commercial arbitration is the more likely choice for international transactions, except in cases in which the applicable law ...
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Private-Public Interaction in Global Governance: The Case of Transnational Commercial Arbitration
In: Business and Politics (Berkeley), Band 12, Heft 3, S. 20-21
International Arbitration and Project Finance in Developing Countries: Blurring the Public/Private Distinction
Project Finance has become an increasingly attractive technique for financing infrastructure projects in developing countries over the last twenty years. Furthermore, the use of project financing raises difficult legal issues with respect to the ability of developing countries' governments to control the provision of public services that are intimately connected to these infrastructure projects. Sponsors of project finance transactions have been relatively successful in dealing with these legal issues by negotiating for international arbitration as the primary forum for resolving potential disputes with the host government. However, as the Himpurna and Patuha power projects in Indonesia reveal, a disciplinary bias exists in the minds of international arbiters with respect to project finance disputes between foreign investors and state entities. This bias has important implications for the future of economic relations between rich and poor nations and the prospects for economic growth in developing countries.
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