The Resilience Assessment Tool (ResAT) builds on broad academic literature that has identified characteristics of resilience-enhancing policies. However, it adds a distinction between policy characteristics that enhance either robustness, adaptability or transformability. This report presents the findings from an application of the Resilience Assessment Tool in eleven case studies across Europe to assess whether and how the current configuration of EU and national policies supports or constrains the capacity of regional farming systems to cope with the range of novel challenges. Understanding the CAP's effects on the resilience of regional farming systems requires an analysis of the interactions between the CAP and various other policies, which occur not only within the sector, but also across sectors and jurisdictional levels. ; NL; en; contact: yannick.buitenhuis@wur.nl
The Resilience Assessment Tool (ResAT) builds on broad academic literature that has identified characteristics of resilience-enhancing policies. However, it adds a distinction between policy characteristics that enhance either robustness, adaptability or transformability. This report presents the findings from an application of the Resilience Assessment Tool in eleven case studies across Europe to assess whether and how the current configuration of EU and national policies supports or constrains the capacity of regional farming systems to cope with the range of novel challenges. Understanding the CAP's effects on the resilience of regional farming systems requires an analysis of the interactions between the CAP and various other policies, which occur not only within the sector, but also across sectors and jurisdictional levels. ; EU; en; contact: peter.feindt@wur.nl
The Resilience Assessment Tool (ResAT) assesses whether policy goals and instruments encourage, enable, tolerate or constrain farmers' resilience enhancing strategies and resources. In the first step, the ResAT will be used to analyse and evaluate whether and how the CAP, its implementation in the eleven member states of our case studies, and additional relevant national policies address and support the resilience of farming systems. ; EU; en; contact: katrien.termeer@wur.nl
The Common Agricultural Policy (CAP) of the European Union is essential to enhance the resilience of Europe's farming systems along three capacities: robustness, adaptability and transformability. The SURE-Farm project conducted the first systematic assessment how the CAP performs in this regard. The findings show that hitherto the CAP has been overly focused on supporting the robustness of an increasingly fragile status quo, with uneven effects, while neglecting adaptability and even constraining transformability. The future CAP needs to allow for a better balance with policy mixes that are tailored to regional needs, based on a shared long-term vision. This implies replacing direct payments with measures that specifically address resilience needs, e.g. points-based eco-schemes, agro-environmental programs, coordinated adaptation to shifting markets, ample support for cross-sectoral cooperation, innovation and advice to integrate production and provision of public goods, and participatory and integrative foresight to develop transformation pathways. ; EU; en; contact: miranda.meuwissen@wur.nl
AbstractThe concept of resilience has been increasingly adopted on the European Union's (EU) policy agenda as a principle for agro‐food policy‐making. However, resilience is an ambiguous concept, allowing for different understandings and uses in the context of agro‐food policy‐making. This study analyses whether and how resilience is framed and contributes to framing in the Common Agricultural Policy (CAP) post‐2020 reform process by policymakers and stakeholders. Combining deductive and inductive coding, we analysed 123 policy documents of EU institutions and stakeholders related to the CAP post‐2020 reform debate and the associated Farm‐to‐Fork Strategy. Five distinct resilience frames were identified: (1) income resilience frame, (2) farmers' supply chain position resilience frame, (3) climate change impact resilience frame, (4) disease resilience frame and (5) ecological resilience frame. Whereas the resilience concept has been deployed by various actors, they differ in their preferred policy actions towards greater resilience.
One of the aims of the post‐2020 Common Agricultural Policy (CAP) is to improve the resilience of Europe's farming systems. The CAP of the budget period 2014–2020, however, has insufficiently supported the resilience of farming systems. The ongoing CAP reform process offers an appropriate opportunity to integrate a broader perspective on resilience in the CAP. We therefore propose a set of policy recommendations on how to improve the capability of the CAP to support more fully the resilience (i.e. robustness, adaptability and transformability) of farming systems in the EU. The policy recommendations are based on a comparative analysis of six national co‐design workshops with stakeholders and a final EU‐level workshop with Brussels‐based experts. We concluded three key lessons about the CAP's influence on resilience: (1) resilience challenges, needs and policy effects are context‐specific; (2) resilience capacities are complementary, but trade‐offs between robustness, adaptability and transformability occur at the level of policies and due to budget competition; (3) there is a need for a coordinated long‐term vision for Europe's agriculture, which is difficult to achieve through the bargaining processes associated with a CAP reform. We propose specific policy recommendations that could contribute to a better balance between policies that support robustness, adaptability and transformability of Europe's farming systems.
One of the aims of the post‐2020 Common Agricultural Policy (CAP) is to improve the resilience of Europe's farming systems. The CAP of the budget period 2014–2020, however, has insufficiently supported the resilience of farming systems. The ongoing CAP reform process offers an appropriate opportunity to integrate a broader perspective on resilience in the CAP. We therefore propose a set of policy recommendations on how to improve the capability of the CAP to support more fully the resilience (i.e. robustness, adaptability and transformability) of farming systems in the EU. The policy recommendations are based on a comparative analysis of six national co‐design workshops with stakeholders and a final EU‐level workshop with Brussels‐based experts. We concluded three key lessons about the CAP's influence on resilience: (1) resilience challenges, needs and policy effects are context‐specific; (2) resilience capacities are complementary, but trade‐offs between robustness, adaptability and transformability occur at the level of policies and due to budget competition; (3) there is a need for a coordinated long‐term vision for Europe's agriculture, which is difficult to achieve through the bargaining processes associated with a CAP reform. We propose specific policy recommendations that could contribute to a better balance between policies that support robustness, adaptability and transformability of Europe's farming systems.
The EU's Common Agricultural Policy appears essential for farming systems' resilience, but its resilience-enabling effects in practice remain underexplored. We assessed how farming system actors perceive the CAP's effects on resilience. The CAP contains a robustness-oriented approach, which actors expect to buffer stress and shocks, while adaptation receives less support and transformation is neglected. Policies need to a take a broader, integrated approach towards farming systems' resilience.
The influence of the policy framework on the resilience of European farming systems cannot be understood without analysing the interplay between the CAP and various other policies across sectors and jurisdictional levels from the perspective of regional farming systems. This report shows a bottom-up evaluation of policy framework for farming systems in five regions: dairy farming in Flanders (Belgium), extensive sheep farming in Hoya de Huesca, Aragon (Spain), arable farming in De Veenkoloniën (The Netherlands), large-scale corporate farms in East England (UK), and family fruit and vegetable farms in the Mazovian and Podlasie regions (Poland). The cases have been selected with a view to the variety of EU farming systems and associated challenges, as well as surrounding policy configurations. ; EU; BE; DE; ES; GB; PL; en; contact: yannick.buitenhuis@wur.nl
The Common Agricultural Policy (CAP) of the European Union is essential to enhance the resilience of Europe's farming systems along three capacities: robustness, adaptability and transformability. The SURE-Farm project conducted the first systematic assessment how the CAP performs in this regard. The findings show that hitherto the CAP has been overly focused on supporting the robustness of an increasingly fragile status quo, with uneven effects, while neglecting adaptability and even constraining transformability. The future CAP needs to allow for a better balance with policy mixes that are tailored to regional needs, based on a shared long-term vision. This impliesreplacing direct payments with measures that specifically address resilience needs, e.g. points-based eco-schemes, agro-environmental programs, coordinated adaptation to shifting markets, ample support for cross-sectoral cooperation, innovation and advice to integrate production and provision of public goods, and participatory and integrative foresight to develop transformation pathways.
In its Communication on the future of the Common Agricultural Policy (CAP) after 2020, the European Commission (2017) declared their ambition to foster a 'resilient agricultural sector'. The study presented in this report identifies various promising options for the CAP, including national implementations, to maximise its contribution to greater resilience of EU farming systems. These options serve as input for ongoing political debates on the reform of the CAP post-2020, the development of the proposed National Strategic Plans that spell out national priorities and implementation choices, as well as the European Commission's "From Farm to Fork Strategy", which aims to foster a circular food system, as part of the European Green Deal. For the UK case study (see below), we reflect on promising courses of action for post-Brexit agricultural policy. ; EU; en ; contact: jeroen.candel@wur.nl
Farming systems (FS) operate in biophysical, political, social, economic, and cultural environments which are often far from stable. Frequently or unfavorably changing conditions can affect FS performance, i.e., the delivery of FS functions. We defined 6 principles for an enabling environment to foster resilience of farming systems in Europe. This principles are translated into 10 case study specific roadmaps that contain recommendations for both publica and private actors and institutions in the farming systema and the enabling environment on how to support farming system resilience. ; en; EU; contact: erwin.wauters@ilvo.vlaanderen.be
For improving sustainability and resilience of EU farming system, the current state needs to be assessed, before being able to move on to future scenarios. Assessing sustainability and resilience of farming systems is a multi-faceted research challenge in terms of the scientific domains and scales of integration (farm, household, farming system level) that need to be covered. Hence, in SURE-Farm, multiple approaches are used to evaluate current sustainability and resilience and its underlying structures and drivers. To maintain consistency across the different approaches, all approaches are connected to a resilience framework which was developed for the unique purposes of SURE-Farm. The resilience framework follows five steps: 1) the farming system (resilience of what?), 2) challenges (resilience to what?), 3) functions (resilience for what purpose?), 4) resilience capacities, 5) resilience attributes (what enhances resilience?). The framework was operationalized in 11 case studies across the EU. Applied approaches differ in disciplinary orientation and the farming system process they focus on. Three approaches focus on risk management: 1) a farm survey with a main focus on risk management and risk management strategies, 2) interviews on farmers' learning capacity and networks of influence, and 3) Focus Groups on risk management. Two approaches address farm demographics: 4) interviews on farm demographics, and 5) AgriPoliS Focus Group workshops on structural change of farming systems from a (farm) demographics perspective. One approach applied so far addresses governance: 6) the Resilience Assessment Tool that evaluates how policies and legislation support resilience of farming systems. Two methods address agricultural production and delivery of public and private goods: 7) the Framework of Participatory Impact Assessment for sustainable and resilient farming systems (FoPIA-SURE-Farm), aiming to integrate multiple perspectives at farming system level, and 8) the Ecosystem Services assessment that evaluates the delivery of public and private goods. In a few case studies, additional methods were applied. Specifically, in the Italian case study, additional statistical approaches were used to increase the support for risk management options (Appendix A and Appendix B). Results of the different methods were compared and synthesized per step of the resilience framework. Synthesized results were used to determine the position of the farming system in the adaptive cycle, i.e. in the exploitation, conservation, release, or reorganization phase. Dependent on the current phase of the farming system, strategies for improving sustainability and resilience were developed. Results were synthesized around the three aspects characterizing the SURE-Farm framework, i.e. (i) it studies resilience at the farming system level, (ii) considers three resilience capacities, and (iii) assesses resilience in the context of the (changing) functions of the system. (i) Many actors are part of the farming system. However, resilience-enhancing strategies are mostly defined at the farm level. In each farming system multiple actors are considered to be part of the system, such as consultants, neighbors, local selling networks and nature organizations. The number of different farming system actors beyond the focal farmers varies between 4 (in French beef and Italian hazelnut systems) and 14 (large-scale arable systems in the UK). These large numbers of actors illustrate the relevance of looking at farming system level rather than at farm level. It also suggests that discussions about resilience and future strategies need to embrace all of these actors. (ii) At system level there is a low perceived capacity to transform. Yet, most systems appear to be at the start of a period in which (incremental) transformation is required. At system level, the capacity to transform is perceived to be relatively low, except in the Romanian mixed farming system. The latter may reflect a combination of ample room to grow and a relatively stable environment (especially when compared to the past 30 to 50 years). The relatively low capacity to transform in the majority of systems is not in line with the suggestion that most systems are at the start of (incremental) transformation, or, at least, reached a situation in which they can no longer grow. Further growth is only deemed possible in the Belgium dairy, Italian hazelnut, Polish fruit and Romanian mixed farming systems. (iii) System functions score well with regard to the delivery of high-quality and safe food but face problems with quality of rural life and protecting biodiversity. Resilience capacities can only be understood in the context of the functions to be delivered by a farming system. We find that across all systems required functions are a mix of private and public goods. With regard to the capacity to deliver private goods, all systems perform well with respect to high-quality and safe food. Viability of farm income is regarded moderate or low in the livestock systems in Belgium (dairy), France (beef) and Sweden (broilers), and the fruit farming system in Poland. Across all functions, attention is especially needed for the delivery of public goods. More specifically the quality of rural life and infrastructure are frequently classified as being important, but currently performing bad. Despite the concerns about the delivery of public goods, many future strategies still focus on improving the delivery of private goods. Suggestions in the area of public goods include among others the implementation of conservation farming in the UK arable system, improved water management in the Italian hazelnut system, and introduction of technologies which reduce the use of herbicides in Polish fruit systems. It is questionable whether these are sufficient to address the need to improve the maintenance of natural resources, biodiversity and attractiveness of rural areas. With regard to the changing of functions over time, we did not find evidence for this in our farming systems.
For improving sustainability and resilience of EU farming system, the current state needs to be assessed, before being able to move on to future scenarios. Assessing sustainability and resilience of farming systems is a multi-faceted research challenge in terms of the scientific domains and scales of integration (farm, household, farming system level) that need to be covered. Hence, in SURE-Farm, multiple approaches are used to evaluate current sustainability and resilience and its underlying structures and drivers. To maintain consistency across the different approaches, all approaches are connected to a resilience framework which was developed for the unique purposes of SURE-Farm. Results of the different methods were compared and synthesized per step of the resilience framework. Synthesized results were used to determine the position of the farming system in the adaptive cycle, i.e. in the exploitation, conservation, release, or reorganization phase. Results were synthesized around the three aspects characterizing the SURE-Farm framework, i.e. (i) it studies resilience at the farming system level, (ii) considers three resilience capacities, and (iii) assesses resilience in the context of the (changing) functions of the system. ; EU; en; contact: pytrik.reidsma@wur.nl